roseking commited on
Commit
7f7b0a4
·
verified ·
1 Parent(s): d64eda1

Add preprints files (part 4)

Browse files
This view is limited to 50 files because it contains too many changes.   See raw diff
Files changed (50) hide show
  1. .gitattributes +28 -0
  2. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/README.md +18 -0
  3. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/figures/list-concatenation.tex +63 -0
  4. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/main.tex +78 -0
  5. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/references.bib +316 -0
  6. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/descent.tex +486 -0
  7. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/introduction.tex +161 -0
  8. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/kernel.tex +459 -0
  9. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/lifts.tex +579 -0
  10. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/local.tex +347 -0
  11. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/primes.tex +488 -0
  12. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/tuples.tex +510 -0
  13. preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf +3 -0
  14. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/.gitignore +1 -0
  15. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/README.md +18 -0
  16. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/figures/block.tex +82 -0
  17. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/main.tex +39 -0
  18. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/references.tex +74 -0
  19. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/fourier.tex +168 -0
  20. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/graph.tex +227 -0
  21. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/introduction.tex +115 -0
  22. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/threshold.tex +77 -0
  23. preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf +3 -0
  24. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/README.md +17 -0
  25. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/accumulation.tex +41 -0
  26. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/cap.tex +35 -0
  27. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/geometry.tex +37 -0
  28. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/pulse.tex +30 -0
  29. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/main.tex +228 -0
  30. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/references.bib +195 -0
  31. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/assembly.tex +289 -0
  32. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/caps.tex +484 -0
  33. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/model.tex +105 -0
  34. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/pulse.tex +406 -0
  35. preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf +3 -0
  36. preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/figures/crossing-cycle.tex +25 -0
  37. preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/paper.tex +42 -0
  38. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/README.md +19 -0
  39. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/capacity-three.tex +26 -0
  40. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/global-gap-filters.tex +38 -0
  41. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/shared-cutoff.tex +21 -0
  42. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/switch-localization.tex +24 -0
  43. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/lists.tex +372 -0
  44. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/paper.tex +541 -0
  45. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/references.bib +135 -0
  46. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/separators.tex +162 -0
  47. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcore.code.tex +33 -0
  48. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcorearrows.code.tex +1011 -0
  49. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoreexternal.code.tex +357 -0
  50. preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoregraphicstate.code.tex +162 -0
.gitattributes CHANGED
@@ -138,3 +138,31 @@ preprints/A-PD4-group-without-an-aspherical-manifold-model-September-24-2026/pap
138
  preprints/A-Pivotal-Amplitude-for-Voronoi-Percolation-from-Cardys-Formula-October-5-2026/voronoi-pivotal-amplitude.pdf filter=lfs diff=lfs merge=lfs -text
139
  preprints/A-pointwise-2-converse-for-elliptic-curves-with-rational-two-torsion-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
140
  preprints/A-Polynomial-Time-2-Approximation-for-Shortest-Common-Superstring-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
138
  preprints/A-Pivotal-Amplitude-for-Voronoi-Percolation-from-Cardys-Formula-October-5-2026/voronoi-pivotal-amplitude.pdf filter=lfs diff=lfs merge=lfs -text
139
  preprints/A-pointwise-2-converse-for-elliptic-curves-with-rational-two-torsion-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
140
  preprints/A-Polynomial-Time-2-Approximation-for-Shortest-Common-Superstring-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
141
+ preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
142
+ preprints/A-polynomial-time-construction-of-strong-thin-trees-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
143
+ preprints/A-positive-solution-to-Tingleys-problem-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
144
+ preprints/A-power-improvement-in-the-Heilbronn-triangle-lower-bound-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
145
+ preprints/A-power-saving-for-intersective-polynomial-differences-with-an-exponent-depending-only-on-the-degree-October-5-2026/power-saving-intersective-polynomial-differences.pdf filter=lfs diff=lfs merge=lfs -text
146
+ preprints/A-power-saving-for-planar-halving-lines-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
147
+ preprints/A-power-saving-for-planar-unit-distances-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
148
+ preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf filter=lfs diff=lfs merge=lfs -text
149
+ preprints/A-power-saving-for-square-difference-free-sets-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
150
+ preprints/A-product-counterexample-to-the-simplex-maximum-for-projection-body-volume-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
151
+ preprints/A-projective-fourfold-with-large-fundamental-group-and-non-Stein-universal-cover-October-5-2026/large-fundamental-group-non-stein.pdf filter=lfs diff=lfs merge=lfs -text
152
+ preprints/A-proof-of-Seymours-second-neighborhood-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
153
+ preprints/A-quadratic-bound-for-Jacobsthals-function-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
154
+ preprints/A-radial-continuum-phase-transition-with-algebraic-decay-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
155
+ preprints/A-rational-obstruction-to-strong-chromatic-splitting-at-height-three-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
156
+ preprints/A-sharp-entropy-bound-and-the-simplex-inequality-for-isotropic-constants-October-5-2026/isotropic-simplex.pdf filter=lfs diff=lfs merge=lfs -text
157
+ preprints/A-sharp-Fourier-certificate-for-planar-circle-packing-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
158
+ preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
159
+ preprints/A-single-lattice-covering-bound-of-order-n-log-n-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
160
+ preprints/A-singular-normal-affine-surface-with-free-tangent-sheaf-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
161
+ preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
162
+ preprints/A-smooth-three-torus-diffeomorphism-with-simple-Lebesgue-spectrum-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
163
+ preprints/A-spectral-gap-throughout-the-high-temperature-Sherrington-Kirkpatrick-phase-September-24-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
164
+ preprints/A-stable-coordinate-that-is-not-a-coordinate-in-four-variables-October-5-2026/stable-coordinate-four-variables.pdf filter=lfs diff=lfs merge=lfs -text
165
+ preprints/A-strict-four-row-permanent-inequality-and-permutation-moments-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
166
+ preprints/A-strict-inverse-first-power-bound-for-univalent-functions-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
167
+ preprints/A-superquadratic-separation-between-sensitivity-and-block-sensitivity-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
168
+ preprints/A-surface-counterexample-to-Shafarevich-holomorphic-convexity-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [A Power Saving for Polynomial Differences at Prime Arguments](prime-argument-polynomial-differences.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 5, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026,
11
+ author = {{OpenAI}},
12
+ title = {{A Power Saving for Polynomial Differences at Prime Arguments}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf}{OAI:A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/figures/list-concatenation.tex ADDED
@@ -0,0 +1,63 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[!bp]
2
+ \centering
3
+ \begin{tikzpicture}[
4
+ x=1cm,y=1cm,>=Stealth,
5
+ every node/.style={font=\small},
6
+ oldlist/.style={draw=black!65,rounded corners=1pt,minimum height=8mm,
7
+ minimum width=32mm,inner sep=2pt},
8
+ guide/.style={draw=black!65,->,line width=.5pt},
9
+ chosen/.style={fill=blue!7,draw=blue!55!black},
10
+ index/.style={text=blue!55!black}
11
+ ]
12
+ \node[anchor=south] at (5.4,.9)
13
+ {Old plus lists whose addresses forget to $u$};
14
+ \node[anchor=south] at (1.6,.42) {$(u,\sigma_1)$};
15
+ \node[anchor=south] at (5.4,.42) {$(u,\sigma_a)$};
16
+ \node[anchor=south] at (9.2,.42) {$(u,\sigma_{r_*})$};
17
+ \node[oldlist] (first) at (1.6,0)
18
+ {$(Y_{(u,\sigma_1),i})_{i\in[\ell_s]}$};
19
+ \node[oldlist,chosen] (middle) at (5.4,0)
20
+ {$(Y_{(u,\sigma_a),i})_{i\in[\ell_s]}$};
21
+ \node[oldlist] (last) at (9.2,0)
22
+ {$(Y_{(u,\sigma_{r_*}),i})_{i\in[\ell_s]}$};
23
+ \node at (3.5,0) {$\cdots$};
24
+ \node at (7.3,0) {$\cdots$};
25
+ \draw[guide] (first.south) -- (1.6,-1.18);
26
+ \draw[guide] (middle.south) -- (5.4,-1.18);
27
+ \draw[guide] (last.south) -- (9.2,-1.18);
28
+ \node[fill=white,inner sep=2pt] at (5.4,-.8) {concatenate};
29
+
30
+ \fill[blue!7] (3.8,-1.2) rectangle (7,-2);
31
+ \draw[black!65] (0,-1.2) rectangle (10.8,-2);
32
+ \draw[black!65] (3.2,-1.2) -- (3.2,-2);
33
+ \draw[black!65] (3.8,-1.2) -- (3.8,-2);
34
+ \draw[black!65] (7,-1.2) -- (7,-2);
35
+ \draw[black!65] (7.6,-1.2) -- (7.6,-2);
36
+ \node at (1.6,-1.6) {sublist $1$};
37
+ \node at (3.5,-1.6) {$\cdots$};
38
+ \node[index] at (5.4,-1.6) {sublist $a$};
39
+ \node at (7.3,-1.6) {$\cdots$};
40
+ \node at (9.2,-1.6) {sublist $r_*$};
41
+ \draw[decorate,decoration={brace,mirror,amplitude=4pt}]
42
+ (0,-2.12) -- (10.8,-2.12);
43
+ \node[anchor=north] at (5.4,-2.33)
44
+ {$\widetilde Y_u:\quad \ell_{s+1}=r_*\ell_s\ \text{independent uniform entries}$};
45
+
46
+ \node[align=center,text width=11.4cm,anchor=north] at (5.4,-3.02)
47
+ {For $v\in V_+$ with $u_S(v)=(u,\sigma_a)$, retain only indices\\[3pt]
48
+ $\displaystyle j'_v\in\{(a-1)\ell_s+1,\ldots,a\ell_s\},
49
+ \qquad \mathbb P(\text{retained at every }v\in V_+)=r_*^{-d/2}.$};
50
+ \end{tikzpicture}
51
+ \caption{Marking the cut block $b$: the comparison between $S$ and
52
+ $S'=S\cup\{b\}$. For each new address $u$, concatenate its $r_*$ old
53
+ plus lists; the displayed sublists are schematic. Independence and
54
+ probabilities refer to sampling before weights are applied.
55
+ Restricting the new index at each plus slot to its former sublist
56
+ recovers the old distribution of selected labels, with probability
57
+ $r_*^{-d/2}$. Every edge between new addresses
58
+ gives an old edge between every pair of their plus sublists. Hence every
59
+ factor of $I_{S'}$ occurs in $I_+$, and $0\le W\le1$ gives
60
+ $I_{S'}\ge I_+$. These are the two ingredients of the comparison for
61
+ $Q_{S'}(J)$.}
62
+ \label{fig:list-concatenation}
63
+ \end{figure}
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/main.tex ADDED
@@ -0,0 +1,78 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
3
+ \ifdefined\pdftrailerid\pdftrailerid{}\fi
4
+ \ifdefined\pdfsuppressptexinfo\pdfsuppressptexinfo=15\fi
5
+ \usepackage[T1]{fontenc}
6
+ \usepackage{lmodern}
7
+ \usepackage[margin=1in]{geometry}
8
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
9
+ \usepackage{microtype}
10
+ \usepackage{enumitem,booktabs}
11
+ \usepackage{xcolor,tikz}
12
+ \usetikzlibrary{arrows.meta,positioning,calc,decorations.pathreplacing,matrix,fit}
13
+ \usepackage[numbers,sort&compress]{natbib}
14
+ \usepackage[hyphens]{url}
15
+ \usepackage{hyperref}
16
+ \hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,
17
+ urlcolor=blue!45!black,pdfauthor={OpenAI},
18
+ pdftitle={A Power Saving for Polynomial Differences at Prime Arguments}}
19
+ \newtheorem{theorem}{Theorem}[section]
20
+ \newtheorem{proposition}[theorem]{Proposition}
21
+ \newtheorem{lemma}[theorem]{Lemma}
22
+ \newtheorem{corollary}[theorem]{Corollary}
23
+ \theoremstyle{definition}
24
+ \newtheorem{definition}[theorem]{Definition}
25
+ \theoremstyle{remark}
26
+ \newtheorem{remark}[theorem]{Remark}
27
+ \numberwithin{equation}{section}
28
+ \newcommand{\R}{\mathbb R}
29
+ \newcommand{\C}{\mathbb C}
30
+ \newcommand{\N}{\mathbb N}
31
+ \newcommand{\Z}{\mathbb Z}
32
+ \newcommand{\Q}{\mathbb Q}
33
+ \newcommand{\F}{\mathbb F}
34
+ \newcommand{\E}{\mathbb E}
35
+ \newcommand{\Prb}{\mathbb P}
36
+ \newcommand{\1}{\mathbf 1}
37
+ \newcommand{\eps}{\varepsilon}
38
+ \newcommand{\norm}[1]{\lVert#1\rVert}
39
+ \newcommand{\abs}[1]{\lvert#1\rvert}
40
+ \newcommand{\articleid}[1]{\begingroup\urlstyle{same}\nolinkurl{#1}\endgroup}
41
+ \DeclareMathOperator{\supp}{supp}
42
+ \DeclareMathOperator{\rad}{rad}
43
+ \DeclareMathOperator{\id}{id}
44
+ \DeclareMathOperator{\diag}{diag}
45
+ \setlist[enumerate]{leftmargin=*,itemsep=4pt,topsep=5pt}
46
+ \setlist[itemize]{leftmargin=*,itemsep=4pt,topsep=5pt}
47
+ \setlength{\emergencystretch}{2em}
48
+ \allowdisplaybreaks[1]
49
+ \title{A Power Saving for Polynomial Differences\protect\\ at Prime Arguments}
50
+ \author{OpenAI}
51
+ \date{October 5, 2026}
52
+ \begin{document}
53
+ \maketitle
54
+ \begin{abstract}
55
+ Let $h$ be a fixed integer polynomial of degree at least two with positive
56
+ leading coefficient, having a unit root modulo every positive integer.
57
+ We prove that any set $A\subseteq\{1,\ldots,N\}$ whose differences avoid
58
+ all nonzero values $h(p)$ at primes satisfies $|A|\le C_hN^{1-c_h}$,
59
+ where $c_h>0$ and $C_h\ge1$ depend only on $h$. Thus the local unit-root
60
+ condition gives a fixed power saving even when polynomial arguments are
61
+ restricted to primes. The proof uses the companion zero-free half-plane
62
+ theorem for Dirichlet $L$-functions to obtain the required prime-distribution
63
+ estimates.
64
+ \end{abstract}
65
+ \input{sections/introduction}
66
+ \input{sections/local}
67
+ \input{sections/tuples}
68
+ \input{sections/lifts}
69
+ \input{sections/primes}
70
+ \input{sections/kernel}
71
+ \input{sections/descent}
72
+ \begingroup
73
+ \small\raggedright
74
+ \setlength{\bibsep}{4pt}
75
+ \bibliographystyle{plainnat}
76
+ \bibliography{references}
77
+ \endgroup
78
+ \end{document}
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/references.bib ADDED
@@ -0,0 +1,316 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @article{Furstenberg1977,
2
+ author = {Furstenberg, H.},
3
+ title = {Ergodic behavior of diagonal measures and a theorem of {Szemer{\'e}di} on arithmetic progressions},
4
+ journal = {Journal d'Analyse Math{\'e}matique},
5
+ volume = {31},
6
+ pages = {204--256},
7
+ year = {1977},
8
+ doi = {10.1007/BF02813304},
9
+ url = {https://doi.org/10.1007/BF02813304}
10
+ }
11
+
12
+ @article{Sarkozy1978,
13
+ author = {S{\'a}rk{\"o}zy, A.},
14
+ title = {On difference sets of sequences of integers. {I}},
15
+ journal = {Acta Mathematica Academiae Scientiarum Hungaricae},
16
+ volume = {31},
17
+ number = {1--2},
18
+ pages = {125--149},
19
+ year = {1978},
20
+ doi = {10.1007/BF01896079},
21
+ url = {https://doi.org/10.1007/BF01896079}
22
+ }
23
+
24
+ @article{KamaeMendesFrance1978,
25
+ author = {Kamae, T. and Mend{\`e}s France, M.},
26
+ title = {Van der {Corput}'s difference theorem},
27
+ journal = {Israel Journal of Mathematics},
28
+ volume = {31},
29
+ number = {3--4},
30
+ pages = {335--342},
31
+ year = {1978},
32
+ doi = {10.1007/BF02761498},
33
+ url = {https://doi.org/10.1007/BF02761498}
34
+ }
35
+
36
+ @article{PintzSteigerSzemeredi1988,
37
+ author = {Pintz, J. and Steiger, W. L. and Szemer{\'e}di, E.},
38
+ title = {On sets of natural numbers whose difference set contains no squares},
39
+ journal = {Journal of the London Mathematical Society},
40
+ series = {2},
41
+ volume = {37},
42
+ number = {2},
43
+ pages = {219--231},
44
+ year = {1988},
45
+ doi = {10.1112/jlms/s2-37.2.219},
46
+ url = {https://doi.org/10.1112/jlms/s2-37.2.219}
47
+ }
48
+
49
+ @article{Lucier2006,
50
+ author = {Lucier, Jason},
51
+ title = {Intersective sets given by a polynomial},
52
+ journal = {Acta Arithmetica},
53
+ volume = {123},
54
+ number = {1},
55
+ pages = {57--95},
56
+ year = {2006},
57
+ doi = {10.4064/aa123-1-4},
58
+ url = {https://doi.org/10.4064/aa123-1-4}
59
+ }
60
+
61
+ @article{Rice2019,
62
+ author = {Rice, Alex},
63
+ title = {A maximal extension of the best-known bounds for the {Furstenberg--S{\'a}rk{\"o}zy} theorem},
64
+ journal = {Acta Arithmetica},
65
+ volume = {187},
66
+ number = {1},
67
+ pages = {1--41},
68
+ year = {2019},
69
+ doi = {10.4064/aa170828-26-8},
70
+ url = {https://doi.org/10.4064/aa170828-26-8},
71
+ eprint = {1612.01760},
72
+ archivePrefix = {arXiv},
73
+ primaryClass = {math.NT},
74
+ note = {Revised version: \href{https://arxiv.org/abs/1612.01760v5}{arXiv:\allowbreak1612.01760v5}, June 8, 2020}
75
+ }
76
+
77
+ @article{BloomMaynard2022,
78
+ author = {Bloom, Thomas F. and Maynard, James},
79
+ title = {A new upper bound for sets with no square differences},
80
+ journal = {Compositio Mathematica},
81
+ volume = {158},
82
+ number = {8},
83
+ pages = {1777--1798},
84
+ year = {2022},
85
+ doi = {10.1112/S0010437X22007679},
86
+ url = {https://doi.org/10.1112/S0010437X22007679},
87
+ eprint = {2011.13266},
88
+ archivePrefix = {arXiv},
89
+ primaryClass = {math.NT}
90
+ }
91
+
92
+ @article{Arala2024,
93
+ author = {Arala, Nuno},
94
+ title = {A maximal extension of the {Bloom--Maynard} bound for sets without square differences},
95
+ journal = {Functiones et Approximatio Commentarii Mathematici},
96
+ volume = {71},
97
+ number = {2},
98
+ pages = {271--296},
99
+ year = {2024},
100
+ doi = {10.7169/facm/2158},
101
+ url = {https://doi.org/10.7169/facm/2158},
102
+ eprint = {2303.03345},
103
+ archivePrefix = {arXiv},
104
+ primaryClass = {math.NT}
105
+ }
106
+
107
+ @misc{GreenSawhney2025,
108
+ author = {Green, Ben and Sawhney, Mehtaab},
109
+ title = {New bounds for the {Furstenberg--S{\'a}rk{\"o}zy} theorem},
110
+ year = {2025},
111
+ eprint = {2411.17448},
112
+ archivePrefix = {arXiv},
113
+ primaryClass = {math.NT},
114
+ doi = {10.48550/arXiv.2411.17448},
115
+ url = {https://arxiv.org/abs/2411.17448v2},
116
+ howpublished = {\href{https://arxiv.org/abs/2411.17448v2}{arXiv:\allowbreak2411.17448v2}},
117
+ note = {Version 2, January 10, 2025}
118
+ }
119
+
120
+ @misc{AdajarEtAl2026,
121
+ author = {Adajar, Carlo Francisco E. and Agrawal, Rishika and Choudhuri, Mukul Rai and Chuah, Chian Yeong and Fan, Steve and Hegde, Swaroop and Lott, Andrew and Nandakumar, Krishnamohan and Ponagandla, Nagendar Reddy},
122
+ title = {Extensions of the {Furstenberg--S{\'a}rk{\"o}zy} theorem via the arithmetic level-$d$ inequality},
123
+ year = {2026},
124
+ eprint = {2605.16216},
125
+ archivePrefix = {arXiv},
126
+ primaryClass = {math.NT},
127
+ doi = {10.48550/arXiv.2605.16216},
128
+ url = {https://arxiv.org/abs/2605.16216v2},
129
+ howpublished = {\href{https://arxiv.org/abs/2605.16216v2}{arXiv:\allowbreak2605.16216v2}},
130
+ note = {Version 2, August 28, 2026}
131
+ }
132
+
133
+ @article{FILS1978,
134
+ author = {Fr{\"o}hlich, J{\"u}rg and Israel, Robert B. and Lieb, Elliott H. and Simon, Barry},
135
+ title = {Phase transitions and reflection positivity. {I}. General theory and long range lattice models},
136
+ journal = {Communications in Mathematical Physics},
137
+ volume = {62},
138
+ number = {1},
139
+ pages = {1--34},
140
+ year = {1978},
141
+ doi = {10.1007/BF01940327},
142
+ url = {https://doi.org/10.1007/BF01940327}
143
+ }
144
+
145
+ @article{Hatami2010,
146
+ author = {Hatami, Hamed},
147
+ title = {Graph norms and {Sidorenko}'s conjecture},
148
+ journal = {Israel Journal of Mathematics},
149
+ volume = {175},
150
+ pages = {125--150},
151
+ year = {2010},
152
+ doi = {10.1007/s11856-010-0005-1},
153
+ url = {https://doi.org/10.1007/s11856-010-0005-1},
154
+ eprint = {0806.0047},
155
+ archivePrefix = {arXiv},
156
+ note = {Also \href{https://arxiv.org/abs/0806.0047}{arXiv:\allowbreak0806.0047}}
157
+ }
158
+
159
+ @article{ConlonLee2017,
160
+ author = {Conlon, David and Lee, Joonkyung},
161
+ title = {Finite reflection groups and graph norms},
162
+ journal = {Advances in Mathematics},
163
+ volume = {315},
164
+ pages = {130--165},
165
+ year = {2017},
166
+ doi = {10.1016/j.aim.2017.05.009},
167
+ url = {https://doi.org/10.1016/j.aim.2017.05.009},
168
+ eprint = {1611.05784},
169
+ archivePrefix = {arXiv},
170
+ primaryClass = {math.CO}
171
+ }
172
+
173
+
174
+ @article{Sarkozy1978III,
175
+ author = {S{\'a}rk{\"o}zy, A.},
176
+ title = {On difference sets of sequences of integers. {III}},
177
+ journal = {Acta Mathematica Academiae Scientiarum Hungaricae},
178
+ volume = {31},
179
+ number = {3--4},
180
+ pages = {355--386},
181
+ year = {1978}
182
+ }
183
+
184
+ @article{Lucier2008,
185
+ author = {Lucier, Jason},
186
+ title = {Difference sets and shifted primes},
187
+ journal = {Acta Mathematica Hungarica},
188
+ volume = {120},
189
+ number = {1--2},
190
+ pages = {79--102},
191
+ year = {2008},
192
+ doi = {10.1007/s10474-007-7107-1}
193
+ }
194
+
195
+ @article{RuzsaSanders2008,
196
+ author = {Ruzsa, Imre Z. and Sanders, Tom},
197
+ title = {Difference sets and the primes},
198
+ journal = {Acta Arithmetica},
199
+ volume = {131},
200
+ number = {3},
201
+ pages = {281--301},
202
+ year = {2008},
203
+ doi = {10.4064/aa131-3-5}
204
+ }
205
+
206
+ @article{Wang2020,
207
+ author = {Wang, Ruoyi},
208
+ title = {On a theorem of {S{\'a}rk{\"o}zy} for difference sets and shifted primes},
209
+ journal = {Journal of Number Theory},
210
+ volume = {211},
211
+ pages = {220--234},
212
+ year = {2020},
213
+ doi = {10.1016/j.jnt.2019.10.009}
214
+ }
215
+
216
+ @article{Green2024,
217
+ author = {Green, Ben},
218
+ title = {On {S{\'a}rk{\"o}zy}'s theorem for shifted primes},
219
+ journal = {Journal of the American Mathematical Society},
220
+ volume = {37},
221
+ number = {4},
222
+ pages = {1121--1201},
223
+ year = {2024},
224
+ doi = {10.1090/jams/1036}
225
+ }
226
+
227
+ @article{ThornerZaman2024,
228
+ author = {Thorner, Jesse and Zaman, Asif},
229
+ title = {An explicit version of {Bombieri}'s log-free density estimate and {S{\'a}rk{\"o}zy}'s theorem for shifted primes},
230
+ journal = {Forum Mathematicum},
231
+ volume = {36},
232
+ number = {4},
233
+ pages = {1059--1080},
234
+ year = {2024},
235
+ doi = {10.1515/forum-2023-0091}
236
+ }
237
+
238
+ @article{LiPan2009,
239
+ author = {Li, Hongze and Pan, Hao},
240
+ title = {Difference sets and polynomials of prime variables},
241
+ journal = {Acta Arithmetica},
242
+ volume = {138},
243
+ number = {1},
244
+ pages = {25--52},
245
+ year = {2009},
246
+ doi = {10.4064/aa138-1-2}
247
+ }
248
+
249
+ @article{Rice2013,
250
+ author = {Rice, Alex},
251
+ title = {{S{\'a}rk{\"o}zy}'s theorem for {$\mathcal P$}-intersective polynomials},
252
+ journal = {Acta Arithmetica},
253
+ volume = {157},
254
+ number = {1},
255
+ pages = {69--89},
256
+ year = {2013},
257
+ doi = {10.4064/aa157-1-4},
258
+ note = {Corrected version: \href{https://arxiv.org/abs/1111.6559v5}{arXiv:\allowbreak1111.6559v5}, February 1, 2015}
259
+ }
260
+
261
+ @article{Vaughan1980,
262
+ author = {Vaughan, R. C.},
263
+ title = {An elementary method in prime number theory},
264
+ journal = {Acta Arithmetica},
265
+ volume = {37},
266
+ pages = {111--115},
267
+ year = {1980},
268
+ doi = {10.4064/aa-37-1-111-115}
269
+ }
270
+
271
+ @book{Vaughan1997,
272
+ author = {Vaughan, R. C.},
273
+ title = {The {Hardy--Littlewood} Method},
274
+ edition = {Second},
275
+ series = {Cambridge Tracts in Mathematics},
276
+ volume = {125},
277
+ publisher = {Cambridge University Press},
278
+ address = {Cambridge},
279
+ year = {1997},
280
+ doi = {10.1017/CBO9780511470929}
281
+ }
282
+
283
+ @article{Weyl1916,
284
+ author = {Weyl, Hermann},
285
+ title = {{\"U}ber die {Gleichverteilung} von {Zahlen} mod. {Eins}},
286
+ journal = {Mathematische Annalen},
287
+ volume = {77},
288
+ number = {3},
289
+ pages = {313--352},
290
+ year = {1916},
291
+ doi = {10.1007/BF01475864}
292
+ }
293
+
294
+ @misc{IntersectivePower,
295
+ author = {{OpenAI}},
296
+ title = {{A power saving for intersective polynomial differences with an exponent depending only on the degree}},
297
+ howpublished = {OpenAI Math Release preprint
298
+ \href{https://github.com/openai/math/blob/main/preprints/A-power-saving-for-intersective-polynomial-differences-with-an-exponent-depending-only-on-the-degree-October-5-2026/power-saving-intersective-polynomial-differences.pdf}{OAI:A-power-saving-for-intersective-polynomial-differences-with-an-exponent-depending-only-on-the-degree-October-5-2026}},
299
+ year = {2026}
300
+ }
301
+
302
+ @misc{SquarePower,
303
+ author = {{OpenAI}},
304
+ title = {{A power saving for square-difference-free sets}},
305
+ howpublished = {OpenAI Math Release preprint
306
+ \href{https://github.com/openai/math/blob/main/preprints/A-power-saving-for-square-difference-free-sets-September-24-2026/paper.pdf}{OAI:A-power-saving-for-square-difference-free-sets-September-24-2026}},
307
+ year = {2026}
308
+ }
309
+
310
+ @misc{ZeroFree,
311
+ author = {{OpenAI}},
312
+ title = {{The Quasi-Riemann Hypothesis: A Zero-Free Half-Plane $\mathrm{Re}(s)>7/8$}},
313
+ howpublished = {OpenAI Math Release preprint
314
+ \href{https://github.com/openai/math/blob/main/preprints/The-Quasi-Riemann-Hypothesis-September-30-2026/paper.pdf}{OAI:The-Quasi-Riemann-Hypothesis-September-30-2026}},
315
+ year = {2026}
316
+ }
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/descent.tex ADDED
@@ -0,0 +1,486 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Descent to shorter intervals}\label{sec:descent}
2
+
3
+ We now combine the pair cancellation estimate with the seminorm furnished
4
+ by the tuple laws. The quantity to be decreased is a diagonal tuple
5
+ integral of a Fourier lift. Restriction to progressions compares this
6
+ quantity with the same quantity on shorter intervals; avoidance makes a
7
+ fixed proportion of the residue assignments cancel, apart from the small
8
+ exceptional measures. This is the recurrence method of
9
+ \cite{IntersectivePower}, adapted here to preserve the prime argument
10
+ condition throughout the auxiliary family.
11
+
12
+ All structural parameters, including $M_0,d,\gamma$ and those in
13
+ \eqref{eq:parameters}, remain fixed. At every integer scale $N\ge1$ we use
14
+ $\mathcal P_N,Q,H$ from \eqref{eq:kernel-cutoffs}. For $l\ge1$ and
15
+ $A\subseteq[N]$, define
16
+ \begin{equation}\label{eq:descent-quantity}
17
+ \begin{split}
18
+ Y_l(N,A)&=Z_{l,\mathcal P_N}
19
+ \bigl(\mathcal L_{[N],\mathcal P_N,Q}\mathbf1_A\bigr),\\
20
+ \mathcal Y_l(N)&=\max_{\substack{A\subseteq[N]\\A\text{ avoiding at }l}}
21
+ Y_l(N,A).
22
+ \end{split}
23
+ \end{equation}
24
+ Here $Y_l$ is unrelated to the prime-sum range $Y$ used in the preceding
25
+ section. Lemma~\ref{lem:seminorm} and the constant Fourier coefficient of
26
+ the lift give the first bound in
27
+ \begin{equation}\label{eq:descent-trivial}
28
+ \left(\frac{|A|}{N}\right)^d\le Y_l(N,A),
29
+ \qquad 0\le\mathcal Y_l(N)\ll N^{o(1)}.
30
+ \end{equation}
31
+ For the upper bound, ordinary H\"older with the uniform single-slot
32
+ marginals gives $Z_{l,\mathcal P_N}(g)\le\|g\|_d^d$. Apply
33
+ Proposition~\ref{prop:lift-moments}; its length hypothesis holds for large
34
+ $N$ since $6\beta<1$. For bounded $N$, bounding each term of the finite
35
+ Fourier sum gives the same uniform conclusion. In particular, the upper
36
+ bound in \eqref{eq:descent-trivial} holds for every $l\ge1$, with no
37
+ restriction of the form $l\le N^\zeta$.
38
+
39
+ For each $s\bmod M_0$ put
40
+ \[
41
+ f_s(x)=M_0\mathbf1_A(x)\mathbf1_{\{x\equiv s\pmod{M_0}\}},
42
+ \qquad G_s=\mathcal L_{[N],\mathcal P_N,Q}f_s.
43
+ \]
44
+ Averaging $f_s$ over uniform $s$ gives $\mathbf1_A$. Thus, for independent
45
+ uniform residues $s_v\bmod M_0$ indexed by $v\in V$, multilinearity gives
46
+ \begin{equation}\label{eq:residue-average}
47
+ Y_l(N,A)=\mathbb E_{(s_v)_{v\in V}}
48
+ \mathcal Z_{l,\mathcal P_N}((G_{s_v})_{v\in V}).
49
+ \end{equation}
50
+ We shall bound these integrals in two ways. The comparison with shorter
51
+ intervals holds for every $l$; cancellation will require the analytic
52
+ range $l\le N^\zeta$.
53
+
54
+ \subsection{Specialization and progression coordinates}
55
+
56
+ Fixing prime coordinates of a lift restricts its underlying set to a
57
+ residue class, provided the remaining Fourier denominator is sufficiently
58
+ small. The following exact formula records the normalization.
59
+
60
+ \begin{lemma}[Residue specialization]\label{lem:residue-specialization}
61
+ Let $N\ge1$, $A\subseteq[N]$, $s\bmod M_0$, and let $I\subseteq[N]$ be a
62
+ nonempty consecutive interval. Let $B\subseteq\mathcal P_N$, write
63
+ $q_B=\prod_{p\in B}p$, $D=M_0q_B$, and
64
+ $\mathcal S=\mathcal P_N\setminus B$. Fix the coordinates indexed by $B$
65
+ of $\mathcal L_{I,\mathcal P_N,Q}f_s$ at $b=(b_p)_{p\in B}$, obtaining
66
+ $g_I:X_{\mathcal S}\to\R$. Let $a'\bmod D$ be the unique residue
67
+ satisfying $a'\equiv s\pmod{M_0}$ and $a'\equiv b_p\pmod p$ for $p\in B$.
68
+ Then every frequency $\xi$ on $X_{\mathcal S}$ with $q(\xi)q_B\le Q$
69
+ satisfies
70
+ \begin{equation}\label{eq:residue-specialization}
71
+ \widehat{g_I}(\xi)=\frac{D}{|I|}
72
+ \sum_{\substack{x\in I\\x\equiv a'\pmod D}}
73
+ \mathbf1_A(x)e(-x\xi).
74
+ \end{equation}
75
+ \end{lemma}
76
+
77
+ \begin{proof}
78
+ The coefficient on the left is the sum of
79
+ $\widehat{f_s}_I(\xi+\omega)e(b\omega)$ over the frequencies $\omega$ on
80
+ $X_B$ retained by the lift. The denominator condition retains every
81
+ $\omega$, because $q(\xi+\omega)=q(\xi)q(\omega)\le Q$. Orthogonality of
82
+ these $q_B$ characters imposes $x\equiv b_p\pmod p$ for every $p\in B$
83
+ and contributes the factor $q_B$. Together with the factor $M_0$ in
84
+ $f_s$, this gives \eqref{eq:residue-specialization}.
85
+ \end{proof}
86
+
87
+ \begin{proposition}[Comparison with shorter intervals]\label{prop:shorter-scale}
88
+ For all sufficiently large $N$, every $l\ge1$, and every set $A\subseteq[N]$
89
+ avoiding at $l$, the following holds. Let $B\subseteq\mathcal P_N$ satisfy
90
+ $q_B\le N^\tau$, and put
91
+ \[
92
+ D=M_0q_B,\qquad L_D=\lambda(D),\qquad
93
+ n_B=\left\lceil\frac{N}{L_D}\right\rceil,\qquad
94
+ \Lambda_B=\frac{L_Dn_B}{N},\qquad
95
+ \mathcal S=\mathcal P_N\setminus B.
96
+ \]
97
+ For each $v\in V$, choose $s_v\bmod M_0$ and fix the $B$-coordinates of
98
+ $G_{s_v}$ arbitrarily, obtaining $g_v:X_{\mathcal S}\to\R$. Then
99
+ \begin{equation}\label{eq:shorter-scale}
100
+ \bigl|\mathcal Z_{l,\mathcal S}((g_v)_{v\in V})\bigr|
101
+ \le\Lambda_B^d\mathcal Y_{lD}(n_B)+O(N^{-\sigma}),
102
+ \end{equation}
103
+ uniformly in all these choices. The new scale and normalization satisfy
104
+ \begin{equation}\label{eq:shorter-scale-size}
105
+ N^{1/2}\le M_0^{-k}N^{1-k\tau}\le n_B<N,
106
+ \qquad 1\le\Lambda_B\le1+M_0^kN^{k\tau-1}.
107
+ \end{equation}
108
+ \end{proposition}
109
+
110
+ \begin{proof}
111
+ The scale bounds follow from $D\le L_D\le D^k$ and $M_0\ge2$; their first
112
+ inequality holds for sufficiently large $N$ because $k\tau<1/2$.
113
+ In particular, with $Q'=n_B^\beta$,
114
+ \begin{equation}\label{eq:shorter-cutoffs}
115
+ H\le Q'\le Q.
116
+ \end{equation}
117
+ By Proposition~\ref{prop:signed-holder}, it is enough to prove
118
+ \eqref{eq:shorter-scale} for $Z_{l,\mathcal S}(g)$, where $g$ is any one of
119
+ the specialized inputs.
120
+
121
+ First keep only the frequencies of $g$ with denominator at most $H$,
122
+ and call the resulting real function $g_{\le H}$. Telescope the diagonal
123
+ integral one slot at a time. Lemma~\ref{lem:large-denominator}, followed
124
+ by Proposition~\ref{prop:lift-moments} and
125
+ Lemma~\ref{lem:lift-specialization}, bounds the change by
126
+ \begin{equation}\label{eq:specialization-tail}
127
+ \bigl|Z_{l,\mathcal S}(g)-Z_{l,\mathcal S}(g_{\le H})\bigr|
128
+ \ll H^{-\gamma}q_BN^{o(1)}=O(N^{-\sigma}).
129
+ \end{equation}
130
+ Indeed specialization costs $q_B^{1/2}$ in the $L^2$ norm of the removed
131
+ part, and $q_B^{1/(2(d-1))}$ in each of the other $d-1$ norms. Their
132
+ product is $q_B$. All frequency selections retain whole exact supports
133
+ before specialization, as required by the moment bound.
134
+ Here $N\ge10Q^6$ for large $N$, and the saving follows from
135
+ $\beta\gamma/2-\tau>\sigma$.
136
+
137
+ The auxiliary-family identity transports avoidance along progressions
138
+ of step $L_D=\lambda(D)$. Since $D\mid L_D$, we split the prescribed
139
+ class modulo $D$ into its $L_D/D$ classes modulo $L_D$.
140
+ Let $a'\bmod D$ be the class determined by this specialization. For
141
+ $j\in[L_D]$ with $j\equiv a'\pmod D$, set
142
+ \[
143
+ c_j=j-L_D,\qquad
144
+ A'_j=\{x'\in[n_B]:L_Dx'+c_j\in A\},\qquad
145
+ \mathcal H_j=\mathcal L_{[n_B],\mathcal S,H}\mathbf1_{A'_j}.
146
+ \]
147
+ Every integer of $A$ in the class $a'\bmod D$ has a unique representation
148
+ $L_Dx'+c_j$ of this form: take $j$ to be its representative in $[L_D]$.
149
+ The definition by membership in $A$ excludes any surplus points beyond
150
+ $N$ in these progressions.
151
+
152
+ Each $A'_j$ avoids at $lD$. More explicitly, a nonzero difference
153
+ $h_{lD}(m)$ with $m\ge1$ and $T_{lD}(m)$ prime would give the difference
154
+ $\lambda(D)h_{lD}(m)=h_l(Dm-i)$ in $A$, where $0\le i<D$ is supplied by
155
+ \eqref{eq:auxiliary-change}. We have $Dm-i\ge1$ and
156
+ $T_l(Dm-i)=T_{lD}(m)$, so this would violate avoidance at $l$.
157
+ The nonzero condition is preserved because $\lambda(D)>0$.
158
+
159
+ Since $q_BH\le Q$, Lemma~\ref{lem:residue-specialization} now gives the
160
+ exact identity
161
+ \begin{equation}\label{eq:progression-fibers}
162
+ g_{\le H}(z)=\frac{\Lambda_B}{L_D/D}
163
+ \sum_{\substack{j\in[L_D]\\j\equiv a'\pmod D}}
164
+ \mathcal H_j\bigl(L_D^{-1}(z-c_j)\bigr).
165
+ \end{equation}
166
+ To check it, every prime divisor of $L_D$ divides $D$, so multiplication
167
+ by $L_D$ is invertible on $X_{\mathcal S}$ and preserves Fourier
168
+ denominators. For $q(\xi)\le H$, the coefficient of the $j$th summand at $\xi$ is
169
+ $\widehat{\mathcal H_j}(L_D\xi)e(-c_j\xi)$. Multiplication by the prefactor
170
+ $\Lambda_B/(L_D/D)=Dn_B/N$ and summation over $j$ therefore gives
171
+ $(D/N)\sum_{x\in A,\ x\equiv a'\ (D)}e(-x\xi)$, which is exactly the
172
+ coefficient in \eqref{eq:residue-specialization} for $I=[N]$.
173
+ Both sides of \eqref{eq:progression-fibers} have zero coefficients at
174
+ denominators greater than $H$.
175
+
176
+ There are $L_D/D$ summands. The triangle inequality from
177
+ Lemma~\ref{lem:seminorm} and its transport identity
178
+ \eqref{eq:lift-transport} imply
179
+ \begin{equation}\label{eq:fiber-seminorm}
180
+ Z_{l,\mathcal S}(g_{\le H})
181
+ \le\Lambda_B^d\max_j Z_{lD,\mathcal S}(\mathcal H_j).
182
+ \end{equation}
183
+ Increase the cutoff in $\mathcal H_j$ from $H$ to $Q'$. The same
184
+ large-denominator argument, now without specialization, changes its
185
+ diagonal integral by $O(H^{-\gamma}N^{o(1)})=O(N^{-\sigma})$.
186
+ The moment hypothesis is valid at the new scale:
187
+ $n_B\ge10(Q')^6$ for large $N$, by $6\beta<1$ and
188
+ \eqref{eq:shorter-scale-size}.
189
+
190
+ The extended lift is obtained from
191
+ $\mathcal L_{[n_B],\mathcal P_{n_B},Q'}\mathbf1_{A'_j}$ by averaging out
192
+ its coordinates in $B\cap\mathcal P_{n_B}$ and adding unused coordinates
193
+ in $\mathcal S\setminus\mathcal P_{n_B}$. Averaging contracts the
194
+ seminorm, and adding unused coordinates does not change it, by
195
+ Lemma~\ref{lem:seminorm}. Consequently its diagonal integral is at most
196
+ $Y_{lD}(n_B,A'_j)\le\mathcal Y_{lD}(n_B)$.
197
+ Combining this observation with \eqref{eq:specialization-tail} and
198
+ \eqref{eq:fiber-seminorm} proves the diagonal bound, hence the stated
199
+ multilinear bound. None of these steps restricts the size of $l$.
200
+ \end{proof}
201
+
202
+ \subsection{Cancellation for admissible residue assignments}
203
+
204
+ The preceding proposition controls every assignment in
205
+ \eqref{eq:residue-average}. We now obtain a stronger bound for those
206
+ assignments whose cycle increments can occur as local polynomial values.
207
+ Call $(s_v)_{v\in V}$ \emph{good at $l$} if every
208
+ $s_{v_{j+1}}-s_{v_j}$, $0\le j<L$, is admissible modulo $M_0$ at $l$.
209
+ Let $\rho_l$ be the proportion of good assignments. The zero-sum
210
+ admissible sequences of Lemma~\ref{lem:admissible-cycle} give
211
+ \begin{equation}\label{eq:good-proportion}
212
+ \rho_l\ge\rho_*:=M_0^{1-L}>0.
213
+ \end{equation}
214
+ Indeed combine such a sequence at each prime power dividing $M_0$ by the
215
+ Chinese remainder theorem. After prescribing these $L$ increments, the
216
+ initial cycle residue and every residue off the cycle are free.
217
+
218
+ \begin{proposition}[Cancellation on the nonexceptional laws]
219
+ \label{prop:descent-cancellation}
220
+ For all sufficiently large $N$, all $1\le l\le N^\zeta$, every
221
+ $A\subseteq[N]$ avoiding at $l$, and every good assignment $(s_v)_{v\in V}$,
222
+ \begin{equation}\label{eq:descent-cancellation}
223
+ \left|\int\prod_{v\in V}G_{s_v}(z_v)\,
224
+ d\bigotimes_{p\in\mathcal P_N}(\mu_{l,p}-\varepsilon_{l,p})\right|
225
+ \ll N^{-\sigma}.
226
+ \end{equation}
227
+ The implied constant is uniform in $l$, $A$, and the assignment.
228
+ \end{proposition}
229
+
230
+ \begin{proof}
231
+ The aim is to leave just the two endpoint lifts on an ordered cycle
232
+ edge. We first average over short intervals, then truncate and expand
233
+ the other inputs. Each expansion term uses prime coordinates with
234
+ small product; conditioning on those coordinates leaves the pair to
235
+ which Proposition~\ref{prop:pair-cancellation} applies.
236
+
237
+ It suffices to use the probability laws $\mu_{l,p}^\circ$, since restoring
238
+ the omitted masses multiplies the integral by
239
+ $\prod_p(1-\eta_{l,p})\le1$.
240
+ Partition $[N]$ into $m=\lfloor N^\tau\rfloor$ consecutive intervals
241
+ of lengths as equal as possible. Each $G_s$ is the weighted average of
242
+ $\mathcal L_{I,\mathcal P_N,Q}f_s$ over these intervals, with weights
243
+ $|I|/N$. Thus the integral is an average over independently chosen
244
+ intervals for all slots. Their lengths are comparable to $N^{1-\tau}$,
245
+ so the lift moment bound applies because $6\beta+\tau<1$.
246
+ Ordinary H\"older and uniform marginals bound every interval assignment
247
+ by $N^{o(1)}$ in absolute value.
248
+
249
+ The probability that all $L$ cycle slots use the same interval is
250
+ $\sum_I(|I|/N)^L=O(N^{-(L-1)\tau})$. These assignments contribute
251
+ $O(N^{-\sigma})$. For any remaining assignment, the cyclic sequence of
252
+ interval indices is nonconstant, and hence has a strict increase along
253
+ some directed cycle edge. Choose such an edge, with first endpoint in
254
+ $I_1$ and second endpoint in the later interval $I_2$.
255
+
256
+ Keep the two endpoint lifts unchanged and truncate every other lift to
257
+ denominators at most $T=N^\tau$. Telescoping with
258
+ Lemma~\ref{lem:large-denominator} and the lift moment bound costs
259
+ $O(T^{-\gamma}N^{o(1)})=O(N^{-\sigma})$. Expand the truncated $d-2$
260
+ inputs into characters. Their coefficients have absolute value at most
261
+ $M_0$, and each input has $O(T^2)$ frequencies, so the sum of absolute
262
+ coefficients in this product expansion is $O(T^{2(d-2)})$.
263
+
264
+ Fix one term. Let $B$ be the union of the prime supports of its
265
+ characters and write
266
+ \[
267
+ R=q_B\le T^{d-2},\qquad D=M_0R,\qquad
268
+ \mathcal S=\mathcal P_N\setminus B.
269
+ \]
270
+ Condition on the entire tuple of labels at every prime in $B$, taking
271
+ any conditioning with positive probability under the product of the
272
+ $\mu_{l,p}^\circ$. The expanded characters become constants of modulus
273
+ one. The specialized endpoint lifts give functions $g_1,g_2$ on
274
+ $X_{\mathcal S}$, and the laws at primes in $\mathcal S$ remain unchanged.
275
+ Translation invariance shows that their pair integral is
276
+ \begin{equation}\label{eq:conditioned-pair}
277
+ \sum_{\xi\text{ on }X_{\mathcal S}}
278
+ \widehat g_1(-\xi)\widehat g_2(\xi)\Gamma(\xi),
279
+ \end{equation}
280
+ where $\Gamma$ is the multiplier for this directed cycle edge. Indeed
281
+ only opposite characters survive common translation, and their product
282
+ is the character of the second label minus the first.
283
+ By \eqref{eq:edge-multiplier-bound}, Parseval, and the specialized moment
284
+ bound, the part with $q(\xi)>H$ is at most
285
+ \begin{equation}\label{eq:conditioned-pair-tail}
286
+ H^{-\gamma}\|g_1\|_2\|g_2\|_2
287
+ \ll H^{-\gamma}R N^{o(1)}.
288
+ \end{equation}
289
+
290
+ For the remaining frequencies, $HR\le Q$ and $D\le N^\beta$ for large
291
+ $N$, since $(d-2)\tau<\beta/2$. Apply
292
+ Lemma~\ref{lem:residue-specialization} to the endpoint lifts, obtaining
293
+ classes $a'_1,a'_2\bmod D$. Their directed difference is admissible at
294
+ $l$: goodness supplies admissibility modulo $M_0$, and the cycle
295
+ property of $\mu_{l,p}^\circ$ supplies it at the conditioned primes
296
+ $p\in B$.
297
+ Set
298
+ \[
299
+ J_i=\mathbf1_A\mathbf1_{I_i}\mathbf1_{\{x\equiv a'_i\pmod D\}},
300
+ \qquad i=1,2,
301
+ \]
302
+ as functions on $[N]$. Every contributing pair $x,y$ has $x<y$ because
303
+ $I_1$ precedes $I_2$. Avoidance therefore gives
304
+ $y-x\notin\mathcal D_l$. All hypotheses of
305
+ Proposition~\ref{prop:pair-cancellation} hold.
306
+ Its frequency set $\Xi$ is exactly the remaining frequencies on
307
+ $X_{\mathcal S}$ with denominator at most $H$: coprimality with $D$
308
+ excludes the primes below $P$ and the primes in $B$, while every prime
309
+ in a denominator at most $H$ is at most $Q$.
310
+ The coefficient identity becomes
311
+ \[
312
+ \widehat g_i(\xi)=\frac{DN}{|I_i|}\widehat{J_i}_{[N]}(\xi)
313
+ \qquad(q(\xi)\le H).
314
+ \]
315
+ Consequently \eqref{eq:pair-cancellation} bounds the low-denominator
316
+ part of \eqref{eq:conditioned-pair} by
317
+ \begin{equation}\label{eq:conditioned-pair-main}
318
+ O\left(H^{-\gamma/2}D\frac{N^2}{|I_1||I_2|}\right)
319
+ =O(H^{-\gamma/2}DN^{2\tau}).
320
+ \end{equation}
321
+
322
+ After multiplication by the expansion bound $O(T^{2(d-2)})$, both
323
+ \eqref{eq:conditioned-pair-tail} and \eqref{eq:conditioned-pair-main}
324
+ are bounded by
325
+ \[
326
+ N^{-\beta\gamma/4+(3d+2)\tau+o(1)}=O(N^{-\sigma}),
327
+ \]
328
+ since \eqref{eq:parameters} gives
329
+ $\beta\gamma/4>(3d+2)\tau+\sigma$.
330
+ These estimates are uniform in the conditioning, in the selected edge,
331
+ and in the interval assignment. Averaging, and including the earlier
332
+ truncation and coincident-interval errors, proves the proposition.
333
+ \end{proof}
334
+
335
+ \subsection{The contracting recurrence}
336
+
337
+ We have obtained cancellation after removing the exceptional part of
338
+ every local law. To return to the full laws in
339
+ \eqref{eq:residue-average}, we expand that removal. The total mass of
340
+ the resulting exceptional terms is small enough to pay for their
341
+ possibly shorter progression scales.
342
+ For $B\subseteq\mathcal P_N$ write
343
+ \[
344
+ \eta_{l,B}=\prod_{p\in B}\eta_{l,p},\qquad
345
+ D_B=M_0q_B,\qquad
346
+ n_B=\left\lceil\frac{N}{\lambda(D_B)}\right\rceil.
347
+ \]
348
+ Thus $D_\varnothing=M_0$.
349
+ The mass estimate in Proposition~\ref{prop:tuple-laws} and the fixed
350
+ choice of $P$ give, uniformly in $l$,
351
+ \begin{equation}\label{eq:exceptional-budget}
352
+ \sum_{\varnothing\ne B\subseteq\mathcal P_N}q_B\eta_{l,B}
353
+ \le\prod_{p\ge P}(1+p^{-3})-1\le\frac14.
354
+ \end{equation}
355
+
356
+ \begin{proposition}[Recurrence]\label{prop:descent-recurrence}
357
+ There is a constant $C_1$ such that for every sufficiently large $N$ and
358
+ $1\le l\le N^\zeta$,
359
+ \begin{equation}\label{eq:descent-recurrence}
360
+ \begin{split}
361
+ \mathcal Y_l(N)\le {}&C_1N^{-\sigma}+(1+u_N)\biggl[
362
+ (1-\rho_l)\mathcal Y_{lM_0}(n_\varnothing)\\
363
+ &\hspace{12mm}+\rho_l
364
+ \sum_{\substack{\varnothing\ne B\subseteq\mathcal P_N\\q_B\le N^\tau}}
365
+ \eta_{l,B}\mathcal Y_{lD_B}(n_B)\biggr],\\
366
+ u_N={}&(1+M_0^kN^{k\tau-1})^d-1=o(1).
367
+ \end{split}
368
+ \end{equation}
369
+ The constant and the sufficiently-large threshold are independent of $l$.
370
+ \end{proposition}
371
+
372
+ \begin{proof}
373
+ Fix an avoiding set $A$. For assignments in \eqref{eq:residue-average}
374
+ that are not good, apply Proposition~\ref{prop:shorter-scale} with
375
+ $B=\varnothing$. Their proportion is $1-\rho_l$.
376
+ For a good assignment, Proposition~\ref{prop:descent-cancellation}
377
+ handles the product of the measures $\mu_{l,p}-\varepsilon_{l,p}$.
378
+ The difference from the full product is
379
+ \[
380
+ \bigotimes_{p\in\mathcal P_N}\mu_{l,p}
381
+ -\bigotimes_{p\in\mathcal P_N}(\mu_{l,p}-\varepsilon_{l,p})
382
+ =\sum_{\varnothing\ne B\subseteq\mathcal P_N}(-1)^{|B|+1}
383
+ \left(\bigotimes_{p\in B}\varepsilon_{l,p}\right)
384
+ \otimes\left(\bigotimes_{p\notin B}\mu_{l,p}\right).
385
+ \]
386
+ The positive product measure in the $B$th summand has mass
387
+ $\eta_{l,B}$. If this mass is zero the term vanishes. Otherwise,
388
+ after normalization, every single-slot marginal is uniform by
389
+ simultaneous translation invariance. H\"older and
390
+ Proposition~\ref{prop:lift-moments} thus bound its integral by
391
+ $N^{o(1)}$ in absolute value. The terms with $q_B>N^\tau$ have total
392
+ mass at most $N^{-\tau}/4$ by \eqref{eq:exceptional-budget}, and hence
393
+ contribute $O(N^{-\sigma})$.
394
+
395
+ For $q_B\le N^\tau$, condition on all labels at the primes in $B$.
396
+ The remaining law is the product of the full measures $\mu_{l,p}$, so
397
+ Proposition~\ref{prop:shorter-scale} applies to the specialized inputs.
398
+ Its factor $\Lambda_B^d$ is at most $1+u_N$ by
399
+ \eqref{eq:shorter-scale-size}, and its errors sum to $O(N^{-\sigma})$
400
+ by \eqref{eq:exceptional-budget}. Taking absolute upper bounds in the
401
+ signed expansion and averaging over the good assignments gives their
402
+ contribution in \eqref{eq:descent-recurrence}. Finally maximize over
403
+ $A$ in \eqref{eq:residue-average}.
404
+ \end{proof}
405
+
406
+ \subsection{Uniform induction and the density bound}
407
+
408
+ The recurrence uses prime estimates only when $l\le N^\zeta$, but its
409
+ successors $lD_B$ need not lie in the corresponding analytic range at
410
+ $n_B$. We therefore prove a bound simultaneously for every auxiliary
411
+ parameter $l$. The factor $l^{b_0}$ below covers the complementary
412
+ range by the elementary bound \eqref{eq:descent-trivial}.
413
+
414
+ \begin{proposition}[Uniform power decay]\label{prop:uniform-descent}
415
+ There are constants $a_0,b_0>0$ and $C_0\ge1$, depending only on $h$, such
416
+ that for all integers $l,N\ge1$,
417
+ \begin{equation}\label{eq:uniform-descent}
418
+ \mathcal Y_l(N)\le C_0l^{b_0}N^{-a_0}.
419
+ \end{equation}
420
+ \end{proposition}
421
+
422
+ \begin{proof}
423
+ After all parameters in \eqref{eq:parameters} have been fixed, choose
424
+ $a_0>0$ sufficiently small and put $b_0=2a_0/\zeta$, so that
425
+ \begin{equation}\label{eq:induction-parameters}
426
+ a_0<\sigma,\qquad s_0:=ka_0+b_0\le1,\qquad
427
+ \theta_0:=M_0^{s_0}(1-3\rho_*/4)<1.
428
+ \end{equation}
429
+ This is possible because $s_0\to0$ with $a_0$ while $\rho_*>0$ is fixed.
430
+ If $l>N^\zeta$, then
431
+ \[
432
+ l^{b_0}N^{-a_0}\ge N^{a_0}.
433
+ \]
434
+ The estimate \eqref{eq:descent-trivial}, used with exponent $a_0$, proves
435
+ \eqref{eq:uniform-descent} in this range after a fixed enlargement of
436
+ $C_0$. This treats all such $l,N$ before the induction.
437
+
438
+ For the remaining pairs, induct on the integer $N$, simultaneously for
439
+ all $l\ge1$. At a sufficiently large scale with $l\le N^\zeta$, every
440
+ successor in \eqref{eq:descent-recurrence} satisfies $n_B<N$ by
441
+ \eqref{eq:shorter-scale-size}. The induction hypothesis is available at
442
+ $lD_B$ whether or not that parameter satisfies $lD_B\le n_B^\zeta$.
443
+ Since $n_B\ge N/D_B^k$, it gives
444
+ \[
445
+ \mathcal Y_{lD_B}(n_B)
446
+ \le C_0(lD_B)^{b_0}n_B^{-a_0}
447
+ \le C_0l^{b_0}N^{-a_0}D_B^{s_0}.
448
+ \]
449
+ Use $q_B^{s_0}\le q_B$ and \eqref{eq:exceptional-budget} to bound the
450
+ bracket in \eqref{eq:descent-recurrence} by
451
+ \[
452
+ \begin{split}
453
+ C_0l^{b_0}N^{-a_0}M_0^{s_0}
454
+ \bigl(1-\rho_l+\rho_l/4\bigr)
455
+ &\le C_0l^{b_0}N^{-a_0}\theta_0,
456
+ \end{split}
457
+ \]
458
+ where \eqref{eq:good-proportion} was used in the last step.
459
+ Choose a fixed threshold $N_*$, large enough for the recurrence and for
460
+ \[
461
+ C_1N^{a_0-\sigma}+(1+u_N)\theta_0\le1
462
+ \qquad(N\ge N_*).
463
+ \]
464
+ Such a threshold exists by \eqref{eq:induction-parameters} and $u_N=o(1)$;
465
+ it is independent of $C_0\ge1$. Dividing the recurrence by
466
+ $C_0l^{b_0}N^{-a_0}$ now proves the induction step, since
467
+ $C_0l^{b_0}\ge1$.
468
+ Finally choose $C_0$ large enough to cover both the previously treated
469
+ range $l>N^\zeta$ and every $N<N_*$, uniformly in $l$, by
470
+ \eqref{eq:descent-trivial}. This completes the induction.
471
+ \end{proof}
472
+
473
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
474
+ At $l=1$ we have $T_1(m)=m$ and $h_1=h$, so the hypothesis of the theorem
475
+ is exactly avoidance at $l=1$. Combining \eqref{eq:descent-trivial}
476
+ with \eqref{eq:uniform-descent} gives
477
+ \[
478
+ \left(\frac{|A|}{N}\right)^d\le C_0N^{-a_0},
479
+ \qquad |A|\le C_0^{1/d}N^{1-a_0/d}.
480
+ \]
481
+ Thus one may take $c_h=a_0/d$ and $C_h=C_0^{1/d}$, for every $N\ge1$.
482
+ Only strictly ordered pairs, and hence positive differences, were used
483
+ in cancellation. Restriction to progressions preserved nonzero
484
+ forbidden values and their prime arguments. A value $h(p)=0$ therefore
485
+ imposes no additional condition at any stage.
486
+ \end{proof}
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/introduction.tex ADDED
@@ -0,0 +1,161 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{sec:introduction}
2
+
3
+ A polynomial difference theorem asks how large a set of integers can be
4
+ if the differences of its elements avoid a prescribed polynomial
5
+ sequence. Restricting the polynomial's argument to primes imposes an
6
+ additional arithmetic condition: a root modulo a given modulus must
7
+ be compatible with a prime residue class. We prove a power-saving bound
8
+ when these local conditions hold at every modulus.
9
+
10
+ Write $\mathbb P$ for the positive rational primes and
11
+ $[N]=\{1,\ldots,N\}$. An integer polynomial $h$ is
12
+ \emph{prime-intersective} if, for every positive integer $q$, there is
13
+ an integer $r$ with
14
+ \[
15
+ (r,q)=1,\qquad h(r)\equiv0\pmod q.
16
+ \]
17
+ For a set $A$ of integers, write $A-A=\{a-b:a,b\in A\}$.
18
+
19
+ \begin{theorem}\label{thm:main}
20
+ Let $h\in\Z[x]$ be prime-intersective, of degree at least two and with
21
+ positive leading coefficient. There exist constants $c_h>0$ and
22
+ $C_h\ge1$ such that, for every positive integer $N$ and every
23
+ $A\subseteq[N]$,
24
+ \[
25
+ (A-A)\cap\{h(p):p\in\mathbb P\}\subseteq\{0\}
26
+ \quad\Longrightarrow\quad
27
+ |A|\le C_h N^{1-c_h}.
28
+ \]
29
+ \end{theorem}
30
+
31
+ The convention at zero allows a prime root of $h$: a value $h(p)=0$
32
+ places no restriction on $A$. All constants in the theorem depend only
33
+ on the fixed polynomial. Increasing $C_h$ incorporates the finitely
34
+ many small values of $N$.
35
+
36
+ \subsection{History and main ideas}
37
+
38
+ The starting point is the Furstenberg--S\'ark\"ozy theorem: every subset
39
+ of the integers with positive upper density contains two elements whose
40
+ difference is a nonzero square. Furstenberg's ergodic proof and
41
+ S\'ark\"ozy's quantitative Fourier argument established this independently
42
+ \cite{Furstenberg1977,Sarkozy1978}. For a nonconstant integer polynomial,
43
+ the unavoidable local condition is a root modulo every positive integer.
44
+ Kamae and Mend\`es France's difference theorem implies that this
45
+ condition also suffices for density decay
46
+ \cite{KamaeMendesFrance1978}. Lucier made the general polynomial theorem
47
+ quantitative by organizing the iteration around compatible $p$-adic
48
+ roots and a family of auxiliary polynomials \cite{Lucier2006}.
49
+
50
+ Much subsequent work sharpened the density bounds. For square
51
+ differences, the double iteration of Pintz, Steiger, and Szemer\'edi
52
+ \cite{PintzSteigerSzemeredi1988} was improved by Bloom and Maynard
53
+ \cite{BloomMaynard2022}, and Green and Sawhney obtained
54
+ $N\exp(-c\sqrt{\log N})$ using an arithmetic level-$d$ inequality
55
+ \cite{GreenSawhney2025}. Rice \cite{Rice2019} and Arala
56
+ \cite{Arala2024} extended the earlier bounds to general intersective
57
+ polynomials. Adajar and collaborators subsequently obtained
58
+ $N\exp(-c_{h,\mu}(\log N)^\mu)$ for every $0<\mu<1/2$
59
+ \cite{AdajarEtAl2026}. These results concern unrestricted integer
60
+ arguments. Restricting the argument to primes makes avoidance a weaker
61
+ condition and introduces the unit-root requirement in our definition.
62
+
63
+ The prime problem already has a substantial history.
64
+ S\'ark\"ozy treated the shifts $p-1$ and $p+1$
65
+ \cite{Sarkozy1978III}. After successive improvements by Lucier,
66
+ Ruzsa--Sanders, and Wang
67
+ \cite{Lucier2008,RuzsaSanders2008,Wang2020}, Green proved a power saving
68
+ for $p-1$, noting that his argument also applies to $p+1$
69
+ \cite[Theorem~1.1 and the following remarks]{Green2024}.
70
+ Thorner and Zaman made an admissible exponent explicit
71
+ \cite{ThornerZaman2024}.
72
+ For nonlinear polynomials, Li and Pan proved a quantitative result when
73
+ $h(1)=0$ \cite{LiPan2009}. Rice's theorem covers every
74
+ prime-intersective polynomial of degree $k\ge2$, with
75
+ \[
76
+ |A|\ll_{h,c}N(\log N)^{-c}
77
+ \qquad\text{for every }c<\frac{1}{2k-2},
78
+ \]
79
+ and gives a stronger bound for quadratics
80
+ \cite[Theorems~1 and~2]{Rice2013}. Rice also records Wierdl's earlier
81
+ qualitative characterization by the unit-root condition
82
+ \cite[Section~1.2]{Rice2013}. The auxiliary family used below, including
83
+ its prime-argument restriction, already appears in
84
+ \cite[Section~2.1]{Rice2013}.
85
+
86
+ Our direct methodological predecessor is the companion
87
+ \emph{A power saving for intersective polynomial differences with an exponent depending only on the degree}
88
+ \cite{IntersectivePower}. We adapt its reflection-positive tuple laws,
89
+ Fourier lifts, signed kernels, and contracting induction to prime
90
+ arguments. In particular, the Fourier-lift moment estimate is reproduced
91
+ with its proof below. The new requirements concern the compatibility
92
+ of the tuple laws with unit residue classes and the realization of
93
+ their pair correlations by a signed kernel supported on values at
94
+ prime arguments. The example $h(x)=(x-1)^2$ gives a power saving when
95
+ only the differences $(p-1)^2$ are forbidden; it therefore implies a
96
+ power saving for sets avoiding all nonzero square differences as well.
97
+
98
+ Here is the mechanism. For each sufficiently large prime we construct
99
+ a probability law on a fixed finite tuple of residue labels. A
100
+ designated cycle of tuple positions has increments satisfying the
101
+ congruence conditions imposed by prime arguments, apart from a component
102
+ of very small mass. Reflection positivity means that the joint distribution across
103
+ each prescribed cut of the tuple gives a positive semidefinite matrix.
104
+ The cuts are chosen so that successive reflections can make all inputs
105
+ agree. Repeated Cauchy--Schwarz inequalities then give a multilinear
106
+ H\"older inequality and a seminorm. This is the classical chessboard
107
+ method of reflection positivity
108
+ \cite[Theorem~4.1]{FILS1978}. For related H\"older inequalities and
109
+ folding arguments in graph-norm theory, see
110
+ \cite{Hatami2010,ConlonLee2017}. We prove the form needed for our
111
+ tuple laws directly.
112
+
113
+ We next lift an interval indicator to the product of these residue
114
+ spaces by retaining its rational Fourier coefficients with bounded
115
+ denominator. Averaging a product of copies of this lift over the tuple
116
+ laws gives a nonnegative quantity that dominates a fixed power of the
117
+ set's density. To exploit avoidance, a signed weight on prime polynomial
118
+ values is compared with a model kernel encoding the correlations of a
119
+ cycle edge; their Fourier transforms are uniformly close. Major arcs match the local
120
+ unit distributions; minor arcs are controlled by Vaughan's identity
121
+ and Weyl differencing \cite{Vaughan1980,Vaughan1997,Weyl1916}.
122
+ Avoidance annihilates the prime-supported kernel on ordered pairs from the set.
123
+ The resulting cancellation, together with the seminorm estimate for
124
+ restriction to progressions, produces a contraction of the lifted
125
+ quantity on shorter intervals. Induction turns that contraction into
126
+ the claimed power saving.
127
+
128
+ The prime-distribution estimate used in the major arcs is derived from
129
+ \cite[Theorem~1.1]{ZeroFree}: every Dirichlet $L$-function, uniformly
130
+ over all characters and moduli, has no zero in $\Re s>7/8$, with the
131
+ principal pole at $s=1$ allowed. This fixed half-plane is a theorem input
132
+ from that companion, stronger than the classical zero-free regions
133
+ near $\Re s=1$. We prove here its required consequence for primes in
134
+ arithmetic progressions and all subsequent steps of the argument.
135
+
136
+ \subsection{Notation and organization}
137
+
138
+ Throughout the proof, $h$ is fixed, its degree is $k\ge2$, and its
139
+ leading coefficient is $a>0$. Put $e(x)=\exp(2\pi i x)$.
140
+ For $\xi\in\Q/\Z$, let $q(\xi)$ be its reduced positive denominator,
141
+ with $q(0)=1$. Fourier coefficients use the negative sign in the
142
+ exponential. Averages and norms on finite sets use uniform probability
143
+ measure unless another measure is specified. Empty products have
144
+ value one, and an empty product of spaces is a singleton.
145
+
146
+ Implicit constants and lower thresholds may depend on $h$ and on the
147
+ structural parameters fixed in terms of $h$, but are uniform in the
148
+ auxiliary parameter and residue classes introduced below. The notation
149
+ $N^{o(1)}$ denotes a quantity bounded by $C_\epsilon N^\epsilon$ for
150
+ every $\epsilon>0$, with this same uniformity.
151
+
152
+ Section~\ref{sec:local} constructs the auxiliary polynomials and their
153
+ admissible local values. Section~\ref{sec:tuples} builds the
154
+ reflection-positive tuple laws, and Section~\ref{sec:lifts} develops
155
+ their multilinear estimates and proves the Fourier-lift moment bound.
156
+ Section~\ref{sec:primes} obtains the prime estimates from the stated
157
+ zero-free input and elementary differencing. Section~\ref{sec:kernel}
158
+ matches the tuple multipliers with a kernel supported on prime
159
+ polynomial values. Section~\ref{sec:descent} uses that comparison to
160
+ contract a multilinear density quantity and proves
161
+ Theorem~\ref{thm:main}.
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/kernel.tex ADDED
@@ -0,0 +1,459 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A kernel on differences at prime arguments}\label{sec:kernel}
2
+
3
+ The tuple laws prescribe a distribution of admissible increments along each
4
+ edge of the distinguished cycle. We now realize its low-denominator Fourier
5
+ multipliers by a signed kernel supported on polynomial values at prime
6
+ arguments. This will turn avoidance of those values into cancellation for a
7
+ pair of Fourier lifts. The kernel comparison adapts the integer-argument
8
+ method of \cite{IntersectivePower}; the unit conditions in its local weights
9
+ and their realization using prime arguments are the additional ingredients
10
+ here.
11
+
12
+ \subsection{Parameters and the pair estimate}
13
+
14
+ Fix the following parameters, all depending only on $h$ and the tuple
15
+ construction:
16
+ \begin{equation}\label{eq:parameters}
17
+ \begin{split}
18
+ &\eta=\frac{1}{10000k},\qquad
19
+ c_m=c_m(k,\eta/4)\quad\text{from Proposition~\ref{prop:prime-minor-arcs}},
20
+ \qquad \nu=\frac{\min(\eta,c_m/k)}{10},\\
21
+ &\beta=\frac{\nu}{100},\qquad \zeta=\frac{\nu}{100},\qquad
22
+ \tau=\frac{\beta\gamma}{1000k(d+1)},\qquad
23
+ \sigma=\frac{\gamma\tau}{4}.
24
+ \end{split}
25
+ \end{equation}
26
+ Here $\eta$ controls the major arcs, $\nu$ is a common saving from prime
27
+ sums, $\beta$ controls the Fourier cutoffs, and $\zeta$ bounds the
28
+ auxiliary parameter $l$. The smaller exponents $\tau$ and $\sigma$ are
29
+ reserved for the descent in Section~\ref{sec:descent}.
30
+ The parameter $\eta$ is distinct from the exceptional masses $\eta_{l,p}$.
31
+ For a scale $N$ put
32
+ \begin{equation}\label{eq:kernel-cutoffs}
33
+ Q=N^\beta,\qquad H=N^{\beta/2},\qquad
34
+ \mathcal P_N=\{p\text{ prime}:P\le p\le Q\}.
35
+ \end{equation}
36
+
37
+ Fix $l\ge1$, write $F=h_l$, and choose a directed cycle edge
38
+ $v_j\to v_{j+1}$. For each $p\ge P$, let $\pi_p$ be the distribution on
39
+ $\F_p$ of $z_{v_{j+1}}-z_{v_j}$ under $\mu_{l,p}^\circ$. It is
40
+ supported on admissible residues by Proposition~\ref{prop:tuple-laws}.
41
+ For $v\in\Z$ define
42
+ \[
43
+ \Gamma_p(v/p)=\sum_{y\in\F_p}\pi_p(y)e(vy/p).
44
+ \]
45
+ For a nonzero character, the conditional mixing estimate
46
+ \eqref{eq:tuple-mixing}, applied to the second endpoint and paired with the
47
+ conjugate character at the first, gives $|\Gamma_p(v/p)|\le p^{-\gamma}$.
48
+ If $\xi$ has squarefree denominator supported on primes at least $P$, write
49
+ $\xi=\sum_{p\mid q(\xi)}\xi_p$ for its prime-denominator decomposition and
50
+ put $\Gamma(\xi)=\prod_{p\mid q(\xi)}\Gamma_p(\xi_p)$. Thus
51
+ \begin{equation}\label{eq:edge-multiplier-bound}
52
+ \Gamma(0)=1,\qquad |\Gamma(\xi)|\le q(\xi)^{-\gamma}.
53
+ \end{equation}
54
+ The multiplier may depend on $l$ and the chosen edge; all estimates below
55
+ are uniform in both.
56
+
57
+ \begin{proposition}[Cancellation for an ordered pair]\label{prop:pair-cancellation}
58
+ Suppose $N$ is sufficiently large, $l\le N^\zeta$, and
59
+ $D=M_0\prod_{p\in B}p\le N^\beta$, where $B$ is a finite set of primes at
60
+ least $P$. Let $J_1,J_2:[N]\to\C$ have modulus at most one and be
61
+ supported on residue classes $a'_1,a'_2\pmod D$. Assume that
62
+ $r=a'_2-a'_1\pmod D$ is admissible at $l$ and that
63
+ \[
64
+ J_1(x)J_2(y)\ne0\quad\Longrightarrow\quad
65
+ x<y\quad\text{and}\quad y-x\notin\mathcal D_l.
66
+ \]
67
+ Set
68
+ \[
69
+ \Xi=\{\xi\in\Q/\Z:q(\xi)\le H,
70
+ \ q(\xi)\text{ squarefree},\ (q(\xi),D)=1\}.
71
+ \]
72
+ Then, for the multiplier of any directed cycle edge,
73
+ \begin{equation}\label{eq:pair-cancellation}
74
+ D\left|\sum_{\xi\in\Xi}\Gamma(\xi)
75
+ \widehat{J_1}_{[N]}(-\xi)\widehat{J_2}_{[N]}(\xi)\right|
76
+ \ll H^{-\gamma/2}.
77
+ \end{equation}
78
+ \end{proposition}
79
+
80
+ Since $M_0$ contains every prime below $P$, the multiplier is defined on all
81
+ of $\Xi$. To prove the proposition, consider the model kernel
82
+ \begin{equation}\label{eq:model-kernel}
83
+ k_0(n)=\frac DN\,
84
+ \mathbf1_{\{1\le n\le N\}}\mathbf1_{\{n\equiv r\ (D)\}}
85
+ \sum_{\xi\in\Xi}\Gamma(\xi)e(-\xi n).
86
+ \end{equation}
87
+ We will construct a kernel $k_1$ supported on $\mathcal D_l$ such that
88
+ $\sup_\alpha|\sum_n(k_0(n)-k_1(n))e(\alpha n)|\ll H^{-\gamma/2}$.
89
+ The congruence restriction
90
+ in $k_0$ will be imposed on polynomial arguments by a local weight; the
91
+ factors $\Gamma_p$ will be imposed by further weights of mean one.
92
+
93
+ \subsection{Weights on polynomial arguments}
94
+
95
+ For a periodic function of the argument $m$, its \emph{unit mean modulo
96
+ $b$} is the uniform average over the classes $m\pmod b$ satisfying
97
+ $(T_l(m),b)=1$. There are exactly
98
+ \begin{equation}\label{eq:unit-mean-count}
99
+ n_b=b\prod_{\substack{p\mid b\\p\nmid l}}(1-1/p)
100
+ =\frac{\varphi(lb)}{\varphi(l)}
101
+ \end{equation}
102
+ such classes. Indeed, a prime dividing $l$ excludes no argument because
103
+ $(r_l,l)=1$, and any other prime excludes exactly one class modulo that
104
+ prime. These means factor over prime powers. They are also consistent
105
+ under replacing $b$ by a multiple: each allowed class has the same number
106
+ of allowed lifts.
107
+
108
+ At a prime $p\mid D$, choose an argument witnessing admissibility of
109
+ $r\pmod {p^{E_p}}$, and denote the valuation of its derivative by $s_p$.
110
+ Lemma~\ref{lem:local-lifting} supplies a class modulo $p^{E_p-s_p}$ on
111
+ which the unit condition holds and $F$ is constantly $r$ modulo
112
+ $p^{E_p}$. Uniform argument lifts in this class give uniform higher
113
+ lifts of that value. Combining the chosen classes gives one class modulo
114
+ \[
115
+ d_r=\prod_{p\mid D}p^{E_p-s_p}\mid D.
116
+ \]
117
+ Let $\rho_D$ be $n_{d_r}$ times its indicator. Then $\rho_D$ has unit mean
118
+ one and $\|\rho_D\|_\infty\le D$.
119
+
120
+ For every prime $p\nmid D$, necessarily $p\ge P$, choose, for each $y$
121
+ with $\pi_p(y)>0$, one allowed regular argument $x_y\pmod p$ satisfying
122
+ $F(x_y)=y$. Define a function $\psi_p$ modulo $p$ by
123
+ \[
124
+ \psi_p(x_y)=n_p\pi_p(y),\qquad
125
+ \psi_p(x)=0\quad\text{at all other classes}.
126
+ \]
127
+ It has unit mean one, and its weighted $F$-value distribution is precisely
128
+ $\pi_p$. Put
129
+ \[
130
+ B_p(m)=\psi_p(m)-1,\qquad
131
+ B_u(m)=\prod_{p\mid u}B_p(m),\qquad B_1=1,
132
+ \]
133
+ where $u$ is squarefree and $(u,D)=1$. Each $B_p$ has unit mean zero,
134
+ $B_u$ has period $u$, and $|B_u|\le u$. In particular these definitions
135
+ specify the weights also on nonunit arguments; those arguments will have
136
+ zero main term in the prime-progression estimate.
137
+
138
+ Expanding a finite product of $\psi_p=1+B_p$ produces a sum of the $B_u$
139
+ over squarefree products of those primes. We retain $u\le H$ to bound
140
+ the periods of the weights. In a unit average against a rational phase
141
+ $e(\alpha F(m))$, any prime factor of $u$ absent from $q(\alpha)$ makes
142
+ that term vanish. Thus, when the part of $q(\alpha)$ supported away from
143
+ $D$ is at most $H$, the truncation retains every potentially nonzero term
144
+ of the corresponding product expansion. The comparison below will also
145
+ bound the contribution from larger denominators.
146
+
147
+ By Lemma~\ref{lem:auxiliary}, all coefficients of $F$ are $O_h(a_l)$.
148
+ Consequently there is an integer $x_*\ge1$, independent of $l$, such that
149
+ for $x\ge x_*$,
150
+ \begin{equation}\label{eq:kernel-polynomial-scale}
151
+ F(x)\asymp a_lx^k,\qquad F'(x)\asymp a_lx^{k-1},\qquad
152
+ |F''(x)|\ll a_lx^{k-2},
153
+ \end{equation}
154
+ with $F,F'$ positive. Put $U=(N/a_l)^{1/k}$. Since $a_l$ is a positive
155
+ integer and $a_l\le al^k$,
156
+ \[
157
+ U\le N^{1/k},\qquad U\gg N^{1/k-\zeta}.
158
+ \]
159
+ For large $N$ there is therefore a unique $X\ge x_*$ with $F(X)=N$, and
160
+ $X\asymp U$. With $\Lambda'(n)=(\log n)\mathbf1_{\{n\text{ prime}\}}$,
161
+ define the signed kernel below. The factor $\varphi(l)/l$ compensates
162
+ for the prime density in the progression $T_l(m)$, and $F'(m)/N$ turns
163
+ the resulting $m$-integral into normalized measure on the $F$-values:
164
+ \begin{equation}\label{eq:prime-kernel}
165
+ \begin{split}
166
+ k_1(n)=\sum_{x_*<m\le X}&\mathbf1_{\{n=F(m)\}}
167
+ \frac{F'(m)}{N}\frac{\varphi(l)}{l}\Lambda'(T_l(m))\rho_D(m)\\[-2pt]
168
+ &\hspace{15mm}\times
169
+ \sum_{\substack{u\le H\\u\text{ squarefree}\\(u,D)=1}}B_u(m).
170
+ \end{split}
171
+ \end{equation}
172
+ Here and below the argument $m$ is an integer in sums. Every nonzero
173
+ term has $0<F(m)\le N$ and $T_l(m)$ prime, so $k_1$ is supported on
174
+ $\mathcal D_l\cap[N]$. No positivity is required of $k_1$.
175
+
176
+ Choose a fixed constant $C$ so that $Y=ClU$ bounds $T_l(X)$. The relation
177
+ $a_l=al^k/\lambda(l)$ gives
178
+ \begin{equation}\label{eq:prime-kernel-range}
179
+ Y\gg N^{1/k},\qquad Y\ll N^{1/k+\zeta},\qquad
180
+ Y^k\asymp N\lambda(l).
181
+ \end{equation}
182
+ In particular $Y\le N$ for sufficiently large $N$.
183
+
184
+ \subsection{Uniform Fourier comparison}
185
+
186
+ For $i=0,1$ use positive-sign transforms
187
+ $S_i(\alpha)=\sum_n k_i(n)e(\alpha n)$ on $\R/\Z$.
188
+ The signs differ from the negative-sign convention for Fourier
189
+ coefficients of functions; this choice makes $S_0$ concentrate at the
190
+ frequencies occurring in \eqref{eq:model-kernel}.
191
+
192
+ \begin{lemma}[Comparison of the two kernels]\label{lem:kernel-comparison}
193
+ For the data and ranges of Proposition~\ref{prop:pair-cancellation},
194
+ \begin{equation}\label{eq:kernel-comparison}
195
+ \sup_{\alpha\in\R/\Z}|S_0(\alpha)-S_1(\alpha)|
196
+ \ll H^{-\gamma/2}.
197
+ \end{equation}
198
+ \end{lemma}
199
+
200
+ \begin{proof}
201
+ Use major arcs of radius $3N^{-1+\eta}$ around the reduced rationals with
202
+ denominator at most $N^\eta$. They are disjoint for large $N$, since
203
+ $3\eta<1$. The remaining points form the minor arcs. We first bound both
204
+ transforms on the minor arcs; on a major arc we will compare their local
205
+ coefficients.
206
+
207
+ Write $V_N(y)=N^{-1}\sum_{n\in[N]}e(yn)$. Expanding the congruence
208
+ indicator in \eqref{eq:model-kernel} gives
209
+ \begin{equation}\label{eq:model-transform}
210
+ S_0(\alpha)=\sum_{\xi\in\Xi}\sum_{j'\bmod D}
211
+ \Gamma(\xi)e(-j'r/D)V_N(\alpha-\xi+j'/D).
212
+ \end{equation}
213
+ There are $O(DH^2)$ terms. Their centers $\xi-j'/D$ are distinct:
214
+ an equality would give a rational with denominator both coprime to $D$
215
+ and dividing $D$, and hence an integer. Each center has denominator at
216
+ most $DH\le N^{3\beta/2}\le N^\eta$. On minor arcs, geometric summation
217
+ therefore gives
218
+ \begin{equation}\label{eq:model-minor}
219
+ |S_0(\alpha)|\ll DH^2N^{-\eta}.
220
+ \end{equation}
221
+
222
+ To estimate $S_1$, first consider, with any linear twist $y'$, the sums
223
+ \[
224
+ \sum_{m\in I}\Lambda'(T_l(m))e(\alpha F(m)+y'm)
225
+ \]
226
+ over subintervals $I$ of $(x_*,X]$. On setting $n=T_l(m)$, expand the
227
+ restriction $n\equiv r_l\pmod l$ as the average of its $l$ additive
228
+ characters. Each resulting prime sum has a polynomial phase in $n$ whose
229
+ coefficient of $n^k$ is $b_k=\alpha a/\lambda(l)$; the new twists change
230
+ only the linear coefficient because $k\ge2$.
231
+
232
+ Fix a representative of $\alpha$ and apply Dirichlet approximation to
233
+ $\vartheta=(k!)^2b_k$ with
234
+ \[
235
+ Q_0=\lfloor Y^kN^{-\eta/2}\rfloor.
236
+ \]
237
+ The resulting reduced fraction $a'/q$ satisfies
238
+ $q\le Q_0$ and $|\vartheta-a'/q|\le1/(qQ_0)\le q^{-2}$.
239
+ By \eqref{eq:prime-kernel-range}, this places $\alpha$ within
240
+ $O(N^{-1+\eta/2})$ of a rational of denominator at most $(k!)^2aq$.
241
+ For a minor-arc point that denominator must exceed $N^\eta$ for large
242
+ $N$. Hence, using $Y\le N$ and absorbing the fixed factor $(k!)^2a$,
243
+ \[
244
+ Y^{\eta/4}\le q\le Y^{k-\eta/4}.
245
+ \]
246
+ Proposition~\ref{prop:prime-minor-arcs} applies uniformly in the linear
247
+ twists and in the interval, and gives a bound $O(Y^{1-c_m})$.
248
+ The relation $Y=ClU$ and the lower bound in
249
+ \eqref{eq:prime-kernel-range} imply
250
+ \[
251
+ Y^{1-c_m}\ll U\,lN^{-c_m/k}
252
+ \le U N^{\zeta-c_m/k}\ll U N^{-\nu}.
253
+ \]
254
+ This accounts for the dependence on $l$ before any periodic weight is
255
+ expanded.
256
+
257
+ By \eqref{eq:kernel-polynomial-scale}, the supremum and total variation of
258
+ $F'/N$ on $[x_*,X]$ are $O(U^{-1})$. Partial summation therefore retains
259
+ an $O(N^{-\nu})$ bound after including this weight. Use normalized
260
+ Fourier coefficients on each finite period for the other weights. Since
261
+ $\rho_D$ is a constant times one residue-class indicator, its Fourier
262
+ $\ell^1$ norm is $n_{d_r}\le D$. For $B_u$ the bound by its period times
263
+ its supremum gives Fourier $\ell^1$ norm at most $u^2$. Expanding the
264
+ weights in \eqref{eq:prime-kernel}, and using $\varphi(l)/l\le1$, yields
265
+ \begin{equation}\label{eq:prime-minor-kernel}
266
+ |S_1(\alpha)|\ll D\sum_{u\le H}u^2N^{-\nu}
267
+ \ll DH^3N^{-\nu}.
268
+ \end{equation}
269
+ The powers in \eqref{eq:model-minor} and
270
+ \eqref{eq:prime-minor-kernel} are $2\beta-\eta$ and
271
+ $5\beta/2-\nu$, respectively. Both are smaller than $-\beta\gamma/4$,
272
+ so these bounds are $O(H^{-\gamma/2})$.
273
+
274
+ Now let $\alpha=\alpha_0+y$ be on a major arc, with
275
+ $q=q(\alpha_0)\le N^\eta$ and $|y|\le3N^{-1+\eta}$.
276
+ Decompose $\alpha_0=\alpha_D+\alpha_1$ into the prime-power denominator
277
+ parts supported, respectively, on primes dividing $D$ and on primes not
278
+ dividing $D$. The coefficient in \eqref{eq:model-transform} belonging
279
+ to the center $\alpha_0$, or zero if that center is absent, is
280
+ \begin{equation}\label{eq:model-local-coefficient}
281
+ c_0(\alpha_0)=
282
+ \begin{cases}
283
+ e(\alpha_Dr)\Gamma(\alpha_1),
284
+ &q(\alpha_D)\mid D\ \text{and}\ \alpha_1\in\Xi,\\
285
+ 0,&\text{otherwise}.
286
+ \end{cases}
287
+ \end{equation}
288
+ Here the sign follows from $\alpha_D=-j'/D$ at that center. Every other
289
+ center is at circle distance at least $1/(qDH)$ from $\alpha_0$.
290
+ Since $|y|qDH=o(1)$, geometric summation in each of the $O(DH^2)$ terms
291
+ gives
292
+ \begin{equation}\label{eq:model-major}
293
+ S_0(\alpha)=c_0(\alpha_0)V_N(y)+O(qD^2H^3/N).
294
+ \end{equation}
295
+
296
+ We next derive the corresponding coefficient for $S_1$, including the
297
+ normalization of the prime weights. For squarefree $u\le H$ coprime to
298
+ $D$, let $A_u$ be the unit mean of
299
+ \[
300
+ b_u(m)=\rho_D(m)B_u(m)e(\alpha_0F(m)).
301
+ \]
302
+ Its period divides $b=qDu$, and $\|b_u\|_\infty\le Du$.
303
+ For $x_*\le x'<x''\le X$, Proposition~\ref{prop:prime-progressions}
304
+ gives
305
+ \begin{equation}\label{eq:weighted-prime-progression}
306
+ \sum_{x'<m\le x''}b_u(m)\frac{\varphi(l)}l\Lambda'(T_l(m))
307
+ =A_u(x''-x')+
308
+ O\big(qD^2u^2Y^{31/32}\log^2(2lbY)\big).
309
+ \end{equation}
310
+ Indeed, one class $m\equiv c\pmod b$ corresponds to the class
311
+ $r_l+lc\pmod {lb}$ in a prime interval of length $l(x''-x')$.
312
+ It is reduced exactly when $(T_l(c),b)=1$, since $(r_l,l)=1$.
313
+ For such a class the factor $\varphi(l)/l$ changes the prime main term
314
+ to $(x''-x')/n_b$, by \eqref{eq:unit-mean-count}.
315
+ On a nonreduced class the only possible primes divide $lb$, and their
316
+ total logarithmic weight is $O(\log(lb))$, with zero main term.
317
+ Apply the progression bound at both endpoints, then sum its errors over
318
+ at most $b=qDu$ classes with weights of modulus at most $Du$.
319
+ This proves \eqref{eq:weighted-prime-progression}, including the
320
+ nonreduced classes.
321
+
322
+ The smooth factor $F'(x)e(yF(x))/N$ has supremum plus total variation
323
+ \[
324
+ O\big((1+N|y|)/U\big).
325
+ \]
326
+ For example, its derivative is bounded in integral by the contributions
327
+ of $F''/N$ and $2\pi |y|(F')^2/N$, which are $O(U^{-1})$ and
328
+ $O(N|y|/U)$ by \eqref{eq:kernel-polynomial-scale}.
329
+ Partial summation in \eqref{eq:weighted-prime-progression} therefore
330
+ produces main term
331
+ \[
332
+ \frac{A_u}{N}\int_{x_*}^{X}F'(x)e(yF(x))\,dx
333
+ =\frac{A_u}{N}\int_{F(x_*)}^{N}e(yt')\,dt'.
334
+ \]
335
+ The normalized integral $N^{-1}\int_{F(x_*)}^{N}e(yt')\,dt'$ differs
336
+ from $V_N(y)$ by
337
+ $O(a_l/N+(1+N|y|)/N)$: the missing initial interval has length
338
+ $F(x_*)\ll a_l$, and comparison of the integral on $[0,N]$ with its
339
+ integer sum costs $O(1+N|y|)$.
340
+ It follows that
341
+ \begin{equation}\label{eq:prime-major}
342
+ S_1(\alpha)=c(\alpha_0)V_N(y)+O(H^{-\gamma/2}),\qquad
343
+ c(\alpha_0)=
344
+ \sum_{\substack{u\le H\\u\text{ squarefree}\\(u,D)=1}}A_u.
345
+ \end{equation}
346
+ Here are the error bounds underlying this assertion. Since
347
+ $Y^{31/32}/U\ll lN^{-1/(32k)}$, the summed progression error is at most
348
+ \[
349
+ \frac{1+N|y|}{U}\,qD^2
350
+ \sum_{u\le H}u^2Y^{31/32}N^{o(1)}
351
+ \ll N^{2\eta+4\beta+\zeta-1/(32k)+o(1)}.
352
+ \]
353
+ The replacement of the integrals costs, using $|A_u|\le Du$,
354
+ \[
355
+ O\big(DH^2(U^{-k}+N^{\eta-1})\big)
356
+ \ll N^{2\beta+k\zeta-1}+N^{2\beta+\eta-1}.
357
+ \]
358
+ The error in \eqref{eq:model-major} is at most
359
+ $N^{\eta+7\beta/2-1}$. All three estimates are
360
+ $O(N^{-\beta\gamma/4})$: indeed $\beta,\zeta\le\eta/1000$,
361
+ $\eta=1/(10000k)$, and $\gamma<1$. The first exponent has a strict
362
+ margin, so its $o(1)$ loss is harmless.
363
+
364
+ It remains to compare $c$ and $c_0$. This is precisely the reason for
365
+ the unit means and the regular argument classes used above. At primes
366
+ dividing $D$, the common factor in each $A_u$ is
367
+ \begin{equation}\label{eq:kernel-D-factor}
368
+ \chi_D(\alpha_0)=
369
+ \begin{cases}
370
+ e(\alpha_Dr),&q(\alpha_D)\mid D,\\
371
+ 0,&\text{otherwise}.
372
+ \end{cases}
373
+ \end{equation}
374
+ To see both cases, factor $\rho_D$ and the unit mean prime by prime.
375
+ At $p\mid D$ the chosen class has weight of unit mean one and prescribed
376
+ $F$-value modulo $p^{E_p}$. A character of conductor at most $p^{E_p}$
377
+ therefore gives its value at $r$. A primitive character of higher
378
+ conductor averages to zero, since Lemma~\ref{lem:local-lifting} gives
379
+ uniform higher lifts of $F$ on that class, all still satisfying the unit
380
+ condition.
381
+
382
+ Put $q_1=q(\alpha_1)$. If $u$ has a prime factor outside $q_1$, its
383
+ local $B_p$ factor has unit mean zero and $A_u=0$.
384
+ For $p^j\Vert q_1$, write $\alpha_p$ for the $p^j$-part of $\alpha_1$
385
+ and let
386
+ \[
387
+ a_{p,j}=\mathbb E_{\substack{m\bmod p^j\\p\nmid T_l(m)}}
388
+ e(\alpha_pF(m)),\qquad
389
+ b_{p,j}=\mathbb E_{\substack{m\bmod p^j\\p\nmid T_l(m)}}
390
+ B_p(m)e(\alpha_pF(m)).
391
+ \]
392
+ The surviving $A_u$, for squarefree divisors $u$ of $q_1$, are
393
+ $\chi_D(\alpha_0)$ times products that choose $b_{p,j}$ when $p\mid u$
394
+ and $a_{p,j}$ otherwise. Moreover,
395
+ \begin{equation}\label{eq:kernel-local-realization}
396
+ a_{p,j}+b_{p,j}=
397
+ \begin{cases}
398
+ \Gamma_p(\alpha_p),&j=1,\\
399
+ 0,&j\ge2.
400
+ \end{cases}
401
+ \end{equation}
402
+ For $j=1$, the weight $1+B_p=\psi_p$ pushes the unit mean forward to
403
+ $\pi_p$. For $j\ge2$, it is supported on allowed regular classes
404
+ modulo $p$, and their uniform argument lifts give uniform lifts of the
405
+ $F$-value. The primitive character therefore has mean zero.
406
+
407
+ If $q_1\le H$, every squarefree divisor needed in the product expansion
408
+ occurs in the sum for $c$. Thus \eqref{eq:kernel-local-realization}
409
+ and \eqref{eq:kernel-D-factor} show that $c=c_0$, including the case of
410
+ a nonsquarefree $q_1$, when both vanish. If $q_1>H$, the model
411
+ coefficient is zero. Lemma~\ref{lem:local-sums} gives
412
+ $|a_{p,j}|\le p^{-8\delta j}$, while
413
+ \eqref{eq:edge-multiplier-bound} and
414
+ \eqref{eq:kernel-local-realization} give
415
+ $|b_{p,j}|\le2p^{-\gamma j}$ (for $j\ge2$ one has $b_{p,j}=-a_{p,j}$).
416
+ Bounding the truncated product expansion by the full sum of absolute
417
+ values, and using \eqref{eq:prime-thresholds}, we obtain
418
+ \[
419
+ |c(\alpha_0)|\le
420
+ \prod_{p^j\Vert q_1}(|a_{p,j}|+|b_{p,j}|)
421
+ \le\prod_{p^j\Vert q_1}3p^{-\gamma j}
422
+ \le q_1^{-\gamma/2}<H^{-\gamma/2}.
423
+ \]
424
+ Indeed $p^{\gamma/2}\ge3$, so each factor is at most
425
+ $p^{-\gamma j/2}$. Together with \eqref{eq:model-major} and
426
+ \eqref{eq:prime-major}, this proves the comparison on major arcs.
427
+ The minor-arc bounds already proved complete the lemma.
428
+ \end{proof}
429
+
430
+ \begin{proof}[Proof of Proposition~\ref{prop:pair-cancellation}]
431
+ Extend $J_1,J_2$ by zero to $\Z$ and put
432
+ \[
433
+ \mathcal B_i=\frac1N\sum_{x,n\in\Z}
434
+ k_i(n)J_1(x)J_2(x+n),\qquad i=0,1.
435
+ \]
436
+ To keep track of signs and normalizations, let
437
+ $\widetilde J_i(\alpha)=\sum_xJ_i(x)e(-\alpha x)$, with counting
438
+ measure in this transform. Character orthogonality gives
439
+ \[
440
+ \mathcal B_i=\frac1N\int_{\R/\Z}
441
+ S_i(\alpha)\widetilde J_1(-\alpha)
442
+ \widetilde J_2(\alpha)\,d\alpha.
443
+ \]
444
+ Both counting-measure $\ell^2$ norms are at most $\sqrt N$.
445
+ Cauchy--Schwarz, Plancherel, and Lemma~\ref{lem:kernel-comparison}
446
+ therefore imply
447
+ $|\mathcal B_1-\mathcal B_0|\ll H^{-\gamma/2}$.
448
+ The forbidden-support hypothesis gives $\mathcal B_1=0$.
449
+ For every contributing pair in $\mathcal B_0$, the ordering and the
450
+ residue classes imply $1\le n\le N$ and $n\equiv r\pmod D$.
451
+ Substituting \eqref{eq:model-kernel} and setting $y=x+n$ thus yields
452
+ \[
453
+ \mathcal B_0=\frac{D}{N^2}\sum_{\xi\in\Xi}\Gamma(\xi)
454
+ \sum_{x,y}J_1(x)J_2(y)e(-\xi(y-x))
455
+ =D\sum_{\xi\in\Xi}\Gamma(\xi)
456
+ \widehat{J_1}_{[N]}(-\xi)\widehat{J_2}_{[N]}(\xi).
457
+ \]
458
+ This is exactly \eqref{eq:pair-cancellation}.
459
+ \end{proof}
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/lifts.tex ADDED
@@ -0,0 +1,579 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Multilinear estimates and Fourier lifts}
2
+ \label{sec:lifts}
3
+
4
+ The tuple laws of Section~\ref{sec:tuples} provide two ways to control
5
+ multilinear averages: reflection positivity compares different inputs
6
+ with a single diagonal quantity, while conditional mixing suppresses
7
+ large Fourier denominators. We develop both estimates, then prove the
8
+ moment bounds needed to apply them to bounded functions on integer
9
+ intervals. The signed-form and Fourier-lift arguments follow the corresponding
10
+ section of~\cite{IntersectivePower}. The signed-form estimates have their
11
+ square-difference counterpart in~\cite[Proposition~4.1 and
12
+ Lemmas~4.2--4.3]{SquarePower}. We give full proofs of the estimates
13
+ needed here. The
14
+ change of coordinates in Lemma~\ref{lem:seminorm} carries the auxiliary
15
+ parameter from \(l\) to \(lD\).
16
+
17
+ Retain the index set \(V=\Pi^w\), where \(\Pi\) consists of the
18
+ permutation words on \([L]\), and put \(d=|V|\); in particular, \(d\) is even.
19
+ Fix a positive integer
20
+ \(l\) and a finite set \(\mathcal P\) of primes at least \(P\). Set
21
+ \[
22
+ X_{\mathcal P}=\prod_{p\in\mathcal P}\F_p,
23
+ \qquad
24
+ \mu_{l,\mathcal P}=\bigotimes_{p\in\mathcal P}\mu_{l,p}.
25
+ \]
26
+ We collect the prime labels in slot \(v\) into a single variable
27
+ \(z_v\in X_{\mathcal P}\), so \(\mu_{l,\mathcal P}\) is a probability
28
+ law on \(X_{\mathcal P}^V\). Each single-slot marginal is uniform.
29
+ Norms of functions on \(X_{\mathcal P}\) will always use uniform
30
+ probability measure unless another measure is specified.
31
+ For real functions on this space define
32
+ \[
33
+ \mathcal Z_{l,\mathcal P}((g_v)_{v\in V})
34
+ =\int\prod_{v\in V}g_v(z_v)\,d\mu_{l,\mathcal P},
35
+ \qquad
36
+ Z_{l,\mathcal P}(g)=\mathcal Z_{l,\mathcal P}((g)_{v\in V}).
37
+ \]
38
+ The empty prime set is allowed: its residue space is a singleton and
39
+ \(Z_{l,\varnothing}(g)=g^d\).
40
+
41
+ We also fix the Fourier notation on these spaces. Every frequency has a
42
+ unique additive decomposition
43
+ \[
44
+ \xi=\sum_{p\in\mathcal P}\frac{a_p}{p}\pmod 1,
45
+ \qquad 0\le a_p<p,
46
+ \]
47
+ and its character is
48
+ \(e(z\xi)=\prod_{p\in\mathcal P}e(a_pz_p/p)\).
49
+ Equivalently, one may use any integer representative of \(z\) supplied
50
+ by the Chinese remainder theorem. The \emph{exact support} of this
51
+ character is \(\{p:a_p\ne0\}\); its reduced denominator, denoted
52
+ \(q(\xi)\), is the product of those primes. For
53
+ \(B\subseteq\mathcal P\) write
54
+ \(q_B=\prod_{p\in B}p\), with \(q_\varnothing=1\).
55
+
56
+ \subsection{Signed H\"older inequality and seminorm rules}
57
+
58
+ The finite reflection argument below follows the chessboard method of
59
+ Fr\"ohlich, Israel, Lieb and Simon~\cite[Theorem~4.1]{FILS1978};
60
+ related reflection arguments for graph norms appear in Conlon and
61
+ Lee~\cite[Section~3]{ConlonLee2017}.
62
+ The standard passage from a multilinear H\"older inequality to a seminorm
63
+ is also part of Hatami's criterion for graph norms~\cite[Theorem~2.8 of
64
+ the arXiv version]{Hatami2010}; we prove both steps directly for the
65
+ present tuple laws.
66
+
67
+ \begin{proposition}[Signed H\"older inequality]
68
+ \label{prop:signed-holder}
69
+ For every positive integer \(l\), finite set \(\mathcal P\) of primes
70
+ at least \(P\), and real functions \(g,g_v:X_{\mathcal P}\to\R\),
71
+ \begin{equation}
72
+ Z_{l,\mathcal P}(g)\ge0,
73
+ \qquad
74
+ \left|\mathcal Z_{l,\mathcal P}((g_v)_{v\in V})\right|
75
+ \le\prod_{v\in V} Z_{l,\mathcal P}(g_v)^{1/d}.
76
+ \label{eq:signed-holder}
77
+ \end{equation}
78
+ \end{proposition}
79
+
80
+ \begin{proof}
81
+ Across any reflection cut of \(V\), the matrix of the product law is
82
+ the tensor product of the corresponding prime-law matrices. It is
83
+ therefore positive semidefinite. To explain its consequence for signed
84
+ inputs, fix a cut \(V=V_+\sqcup V_-\) and its reflection \(\theta\).
85
+ Define maps \(\phi_\pm:V\to V_\pm\) that fix the selected half and
86
+ reflect the other half into it. An assignment of functions is a map
87
+ \(a:v\mapsto g_v\); write its integral as \(\Lambda(a)\).
88
+ The two real functions on the plus-half labels that enter the cut
89
+ bilinear form are
90
+ \[
91
+ F(x)=\prod_{v\in V_+}a(v)(x_v),
92
+ \qquad
93
+ G(x)=\prod_{v\in V_+}a(\theta v)(x_v).
94
+ \]
95
+ Its mixed value is \(\Lambda(a)\), and its two quadratic values are
96
+ \(\Lambda(a\circ\phi_+)\) and \(\Lambda(a\circ\phi_-)\).
97
+ Cauchy--Schwarz for the positive semidefinite matrix gives
98
+ \begin{equation}
99
+ |\Lambda(a)|^2
100
+ \le \Lambda(a\circ\phi_+)\Lambda(a\circ\phi_-),
101
+ \qquad \Lambda(a\circ\phi_\pm)\ge0.
102
+ \label{eq:fold-cs}
103
+ \end{equation}
104
+ In particular a constant assignment has nonnegative integral, proving
105
+ the first assertion of~\eqref{eq:signed-holder}.
106
+
107
+ We next give a finite sequence of fold maps that sends every vertex to
108
+ one vertex. In one block write \(p_i\) for the position of symbol
109
+ \(i\) in its permutation word. Folding onto the half where \(i\)
110
+ precedes \(i+1\) sorts the pair \((p_i,p_{i+1})\), leaving all other
111
+ entries unchanged. Apply the comparisons \(i=1,\ldots,L-1\) in that
112
+ order, and repeat this sweep \(L-1\) times. A sweep moves the largest
113
+ entry to the end. Once the largest entries occupy their final positions,
114
+ the next sweep leaves them there and places the largest remaining entry
115
+ immediately before them. Thus every position array becomes
116
+ \((1,\ldots,L)\). Perform these sweeps in each block. If their fold
117
+ maps in chronological order are \(\phi_1,\ldots,\phi_m\), then
118
+ \[
119
+ \phi_m\circ\cdots\circ\phi_1(v)=v_*
120
+ \quad\text{for every }v\in V,
121
+ \]
122
+ where \(v_*\) has the identity word in every block.
123
+
124
+ Now fix a finite nonempty list of real functions and let \(M\) be the
125
+ maximum absolute integral over all assignments from that list, allowing
126
+ repetition. If \(M>0\), take a maximizing assignment. Each of its
127
+ folded integrals is nonnegative and at most \(M\), while their product
128
+ is at least \(M^2\) by~\eqref{eq:fold-cs}. Both therefore equal
129
+ \(M\). Hence either fold preserves maximality. Apply the pullbacks
130
+ in reverse order, first \(\phi_m\), then \(\phi_{m-1}\), and so on.
131
+ The final assignment is
132
+ \(a\circ\phi_m\circ\cdots\circ\phi_1\), which is constant. It
133
+ follows that \(M\) is a diagonal value. Conversely, constant
134
+ assignments are included in the maximum. We have proved that the
135
+ maximum absolute mixed integral equals the largest diagonal value in
136
+ the list; this is also true when \(M=0\).
137
+
138
+ For \(\epsilon>0\), apply this conclusion to the list
139
+ \[
140
+ \frac{g_v}{(Z_{l,\mathcal P}(g_v)+\epsilon)^{1/d}},
141
+ \qquad v\in V.
142
+ \]
143
+ Each diagonal value in this list is at most one. Multilinearity gives
144
+ \( |\mathcal Z_{l,\mathcal P}((g_v)_v)|
145
+ \le\prod_v(Z_{l,\mathcal P}(g_v)+\epsilon)^{1/d}\).
146
+ Let \(\epsilon\downarrow0\). This proves the second assertion,
147
+ including cases where some diagonal values vanish.
148
+ \end{proof}
149
+
150
+ Define
151
+ \[
152
+ \|g\|_{l,\mathcal P}=Z_{l,\mathcal P}(g)^{1/d}
153
+ \quad\text{for real }g.
154
+ \]
155
+ For \(B\subseteq\mathcal P\), let \(\mathbb E_B g\) mean uniform averaging
156
+ over the coordinates in \(B\), with all other coordinates held fixed.
157
+ The resulting function may be viewed on either \(X_{\mathcal P}\) or
158
+ \(X_{\mathcal P\setminus B}\).
159
+
160
+ \begin{lemma}[Seminorm and changes of coordinates]
161
+ \label{lem:seminorm}
162
+ The map \(g\mapsto\|g\|_{l,\mathcal P}\) is a seminorm on the real
163
+ functions on \(X_{\mathcal P}\). It satisfies
164
+ \[
165
+ |\mathbb E g|\le\|g\|_{l,\mathcal P},
166
+ \qquad
167
+ \|\mathbb E_Bg\|_{l,\mathcal P\setminus B}
168
+ =\|\mathbb E_Bg\|_{l,\mathcal P}
169
+ \le\|g\|_{l,\mathcal P}.
170
+ \]
171
+ Translations of the input are isometries. Moreover, if \(D\) is a
172
+ positive integer coprime to every prime of \(\mathcal P\), then for
173
+ any \(a'\in X_{\mathcal P}\),
174
+ \begin{equation}
175
+ \left\|g\bigl(\lambda(D)^{-1}(\,\cdot-a')\bigr)
176
+ \right\|_{l,\mathcal P}
177
+ =\|g\|_{lD,\mathcal P}.
178
+ \label{eq:lift-transport}
179
+ \end{equation}
180
+ Here the affine change is interpreted separately at each prime.
181
+ \end{lemma}
182
+
183
+ \begin{proof}
184
+ Nonnegativity follows from Proposition~\ref{prop:signed-holder}.
185
+ Since \(d\) is even, homogeneity of \(Z\) gives absolute homogeneity
186
+ of its \(d\)-th root. Expanding \(Z(g+h)\) by its slots and applying
187
+ \eqref{eq:signed-holder} termwise gives
188
+ \[
189
+ Z_{l,\mathcal P}(g+h)
190
+ \le\sum_{S\subseteq V}\|g\|_{l,\mathcal P}^{|S|}
191
+ \|h\|_{l,\mathcal P}^{d-|S|}
192
+ =\bigl(\|g\|_{l,\mathcal P}+\|h\|_{l,\mathcal P}\bigr)^d.
193
+ \]
194
+ Taking roots proves the triangle inequality.
195
+ Putting \(g\) in one slot and 1 in all others in~\eqref{eq:signed-holder}
196
+ proves mean domination, since the single-slot marginal is uniform and
197
+ \(Z(1)=1\).
198
+
199
+ The simultaneous translation invariance of the tuple laws proves that
200
+ translations are isometries. Let \(G_B\subseteq X_{\mathcal P}\)
201
+ be the additive subgroup of vectors supported on \(B\). Then
202
+ \[
203
+ (\mathbb E_Bg)(z)=\frac1{|G_B|}\sum_{a\in G_B}g(z+a).
204
+ \]
205
+ The triangle inequality gives the asserted contraction. Since
206
+ \(\mathbb E_Bg\) is independent of \(B\), the probability laws at those
207
+ primes integrate out, proving the equality of the two seminorms.
208
+ Finally, \(\lambda(D)\) is a unit at each remaining prime, and
209
+ the covariance identity \eqref{eq:tuple-covariance} pushes the product law at \(l\) exactly to that at
210
+ \(lD\). This proves~\eqref{eq:lift-transport}.
211
+ \end{proof}
212
+
213
+ \subsection{Decay at large Fourier denominators}
214
+
215
+ Conditional mixing gives a different estimate, valid also after
216
+ removing the exceptional part of each prime law. Its proof requires
217
+ orthogonality between different exact supports; applying the triangle
218
+ inequality to all Fourier coefficients would lose this decay.
219
+
220
+ \begin{lemma}[Large-denominator estimate]
221
+ \label{lem:large-denominator}
222
+ Fix \(l\ge1\) and a finite prime set \(\mathcal P\) as above. At
223
+ each prime choose either \(\rho_p=\mu_{l,p}\) or
224
+ \(\rho_p=\mu_{l,p}^{\circ}\). Let \(g_v:X_{\mathcal P}\to\C\)
225
+ be arbitrary functions. If, in one distinguished slot \(v\), every
226
+ Fourier coefficient at a denominator at most \(R\) vanishes, where
227
+ \(R\ge1\), then
228
+ \begin{equation}
229
+ \left|\int\prod_{u\in V}g_u(z_u)\,
230
+ d\bigotimes_{p\in\mathcal P}\rho_p\right|
231
+ \le R^{-\gamma}\|g_v\|_2
232
+ \prod_{u\ne v}\|g_u\|_{2(d-1)}.
233
+ \label{eq:large-denominator}
234
+ \end{equation}
235
+ \end{lemma}
236
+
237
+ \begin{proof}
238
+ At one prime, let \(\mathfrak m_p\) denote the marginal law of the labels in all
239
+ slots other than \(v\), and let
240
+ \[
241
+ T_p f=\mathbb E_{\rho_p}\bigl(f(z_v)\mid(z_u)_{u\ne v}\bigr).
242
+ \]
243
+ This is an operator from uniform \(L^2(\F_p)\) to \(L^2(\mathfrak m_p)\).
244
+ It preserves constants. It sends uniform-mean-zero inputs to
245
+ \(\mathfrak m_p\)-mean-zero outputs, since \(\mathbb E_{\mathfrak m_p}T_pf=\mathbb E f\).
246
+ By the conditional mixing estimate \eqref{eq:tuple-mixing}, its
247
+ norm on the mean-zero subspace is at most \(p^{-\gamma}\).
248
+
249
+ The product law makes the conditional operator for all primes equal
250
+ to \(T=\bigotimes_pT_p\): this identity holds first for products of
251
+ one-prime functions, by independence across primes, and then for every
252
+ function by linearity. The exact-support \(B\) Fourier space has a
253
+ mean-zero factor at primes in \(B\) and a constant factor elsewhere.
254
+ On this space the operator norm is at most \(q_B^{-\gamma}\).
255
+ Furthermore, the images of two distinct exact-support spaces are
256
+ orthogonal in \(L^2(\bigotimes_p\mathfrak m_p)\). At a prime in the symmetric
257
+ difference of the supports, one image factor is constant and the other
258
+ has mean zero. Their inner product is zero, and tensoring preserves
259
+ this orthogonality.
260
+
261
+ Decompose \(g_v=\sum_{q_B>R}g_{v,B}\) by exact supports. Both the
262
+ domain summands and their images are orthogonal, so
263
+ \[
264
+ \|Tg_v\|_2^2
265
+ =\sum_{q_B>R}\|Tg_{v,B}\|_2^2
266
+ \le\sum_{q_B>R}q_B^{-2\gamma}\|g_{v,B}\|_2^2
267
+ \le R^{-2\gamma}\|g_v\|_2^2.
268
+ \]
269
+ Condition the original integral on the other slots and apply
270
+ Cauchy--Schwarz. The remaining factor is bounded by
271
+ \[
272
+ \left\|\prod_{u\ne v}g_u(z_u)\right\|_2
273
+ \le\prod_{u\ne v}
274
+ \left(\mathbb E|g_u(z_u)|^{2(d-1)}\right)^{1/(2(d-1))}
275
+ =\prod_{u\ne v}\|g_u\|_{2(d-1)},
276
+ \]
277
+ using ordinary H\"older and the uniform single-slot marginals.
278
+ This proves~\eqref{eq:large-denominator}. If \(\mathcal P\) is empty, the frequency
279
+ hypothesis forces \(g_v=0\), and the conclusion is immediate.
280
+ \end{proof}
281
+
282
+ \subsection{Fourier lifts and uniform moments}
283
+
284
+ A bounded function on an integer interval gives Fourier coefficients at
285
+ rational frequencies. We transfer a finite set of these coefficients
286
+ to \(X_{\mathcal P}\). Such a transfer need not preserve pointwise
287
+ bounds, so we prove bounds for every fixed moment. The following
288
+ proposition and proof reproduce the uniform lift argument
289
+ of~\cite[section ``Multilinear estimates and Fourier lifts'']{IntersectivePower}.
290
+ For the square-difference setting, see~\cite[Lemmas~5.2--5.3]{SquarePower}.
291
+ We must also allow
292
+ arbitrary subfamilies of complete exact supports, because fixing some
293
+ residue coordinates changes which denominators remain.
294
+
295
+ Let \(I\) be a nonempty consecutive interval of integers and let
296
+ \(f:I\to\C\). Put
297
+ \[
298
+ \widehat f_I(\xi)=\frac1{|I|}\sum_{x\in I}f(x)e(-x\xi).
299
+ \]
300
+ For \(B\subseteq\mathcal P\), define its exact-support contribution
301
+ \[
302
+ f_B(z)=\sum_{q(\xi)=q_B}\widehat f_I(\xi)e(z\xi),
303
+ \]
304
+ where the frequencies are characters of \(X_{\mathcal P}\). For
305
+ \(Q\ge1\), the Fourier lift is
306
+ \[
307
+ \mathcal L_{I,\mathcal P,Q}f(z)
308
+ =\sum_{\substack{B\subseteq\mathcal P\\q_B\le Q}}f_B(z)
309
+ =\sum_{\substack{\xi\text{ on }X_{\mathcal P}\\q(\xi)\le Q}}
310
+ \widehat f_I(\xi)e(z\xi).
311
+ \]
312
+ Each \(f_B\) depends only on the coordinates in \(B\), and has mean
313
+ zero in each of those coordinates. If \(f\) is real, all these
314
+ functions are real because each summation set is closed under negation.
315
+ Retaining a support \(B\) always means retaining all its frequencies.
316
+
317
+ \begin{proposition}[Uniform lift moments]
318
+ \label{prop:lift-moments}
319
+ Let \(\mathcal P\) be any finite set of primes, \(Q\ge1\), and let
320
+ \(I\) be a consecutive integer interval with \(|I|\ge10Q^6\).
321
+ For every integer \(r\ge1\), every \(\epsilon>0\), every function
322
+ \(f:I\to\C\), and every subfamily
323
+ \(\mathcal F\subseteq\{B\subseteq\mathcal P:q_B\le Q\}\),
324
+ \begin{equation}
325
+ \left\|\sum_{B\in\mathcal F}f_B\right\|_{2r}
326
+ \le C_{r,\epsilon}\|f\|_\infty Q^\epsilon.
327
+ \label{eq:lift-moments}
328
+ \end{equation}
329
+ The constant is independent of the prime set, the interval and its
330
+ location, the function, and the subfamily.
331
+ \end{proposition}
332
+
333
+ \begin{proof}
334
+ The zero function is immediate; otherwise scale so that
335
+ \(\|f\|_\infty\le1\). Write \(N_I=|I|\), and let
336
+ \[
337
+ u=\max\{|B|:B\subseteq\mathcal P,\ q_B\le Q\}.
338
+ \]
339
+ The empty support is included, so this maximum is defined even when
340
+ \(\mathcal P\) is empty.
341
+ We first control conditional sums of squares of the \(f_B\), then their
342
+ square-function moments. Symmetrization will recover the moment of
343
+ their sum.
344
+
345
+ \smallskip
346
+ \noindent\emph{Conditional energy.}
347
+ For \(J\subseteq\mathcal P\) with \(q_J\le Q\), and any fixed
348
+ coordinate vector \(z_J\), we claim that
349
+ \begin{equation}
350
+ \sum_{\substack{B\in\mathcal F\\B\supseteq J}}
351
+ \mathbb E\bigl(|f_B|^2\mid z_J\bigr)\ll4^{|J|}.
352
+ \label{eq:conditional-energy}
353
+ \end{equation}
354
+ The conditional expectation here averages uniformly over all coordinates
355
+ outside \(J\). If \(B\supseteq J\), the coefficient of an outside
356
+ character \(\eta\) of exact support \(B\setminus J\), after fixing
357
+ \(z_J\), is
358
+ \[
359
+ c_J(\eta;z_J)
360
+ =\frac1{N_I}\sum_{x\in I}f(x)e(-x\eta)
361
+ \prod_{p\in J}\bigl(p\mathbf 1_{\{x\equiv z_p\pmod p\}}-1\bigr).
362
+ \]
363
+ Indeed, the sum over the nonzero frequencies at \(p\) is
364
+ \(\sum_{a=1}^{p-1}e(a(z_p-x)/p)
365
+ =p\mathbf 1_{\{x\equiv z_p\pmod p\}}-1\).
366
+ The outside characters associated with \(B\) have exact support
367
+ \(B\setminus J\). These supports distinguish the sets \(B\supseteq J\),
368
+ so their character sets are disjoint. Conditional Parseval therefore
369
+ identifies the left side of \eqref{eq:conditional-energy} with the squared
370
+ Euclidean norm of this coefficient vector on the union of those sets.
371
+
372
+ Expand the product in \(c_J\) over subsets \(J'\subseteq J\).
373
+ Apart from a sign, the corresponding vector has coordinates
374
+ \[
375
+ \frac{q_{J'}}{N_I}
376
+ \sum_{\substack{x\in I\\x\equiv z_{J'}\pmod{q_{J'}}}}
377
+ f(x)e(-x\eta).
378
+ \]
379
+ The congruence denotes the class determined by the fixed coordinates in
380
+ \(J'\); for the empty subset it imposes no restriction. Write its
381
+ progression as \(x=a+q_{J'}n\), with \(n\) in a consecutive interval
382
+ of length \(N'\). Then
383
+ \[
384
+ N'\ge0.9N_I/q_{J'},
385
+ \qquad N'q_{J'}/N_I\le1.1.
386
+ \]
387
+ In these coordinates the frequencies are \(q_{J'}\eta\), up to
388
+ constant phases. They remain distinct because their denominators are
389
+ coprime to \(q_J\). Their denominators are at most \(Q\), so they
390
+ number at most \(Q^2\) and have pairwise circle distance at least
391
+ \(Q^{-2}\).
392
+
393
+ The Gram matrix of these characters in normalized \(L^2\) on the
394
+ progression has diagonal 1. By geometric summation, every off-diagonal
395
+ entry has modulus at most \(Q^2/(2N')\). Its operator norm is
396
+ therefore at most its maximum absolute row sum, which is bounded by
397
+ \[
398
+ 1+\frac{Q^4}{2N'}
399
+ \le1+\frac{Q^5}{1.8N_I}
400
+ \le1+\frac1{18Q}.
401
+ \]
402
+ To see how this bounds the coefficients, let the synthesis map send
403
+ \((b_\eta)_\eta\) to \(\sum_\eta b_\eta e(nq_{J'}\eta)\)
404
+ on the progression interval with normalized counting measure. Its
405
+ adjoint is the normalized Fourier analysis map, and its Gram matrix
406
+ is the matrix just estimated. The two maps therefore have norm squared
407
+ equal to that Gram-matrix norm. Since \(\|f\|_\infty\le1\) and
408
+ \(N'q_{J'}/N_I\le1.1\), the displayed coefficient vector has
409
+ Euclidean norm bounded by an absolute constant. The triangle inequality
410
+ over the \(2^{|J|}\) subsets \(J'\), followed by squaring, proves
411
+ \eqref{eq:conditional-energy}.
412
+
413
+ \smallskip
414
+ \noindent\emph{Square-function moments.}
415
+ Set
416
+ \[
417
+ S(z)=\left(\sum_{B\in\mathcal F}|f_B(z)|^2\right)^{1/2}.
418
+ \]
419
+ Expand \(\mathbb E S^{2r}\) and fix the supports of its first \(r-1\)
420
+ factors. Their union \(W'\) has size at most \((r-1)u\), and their
421
+ product depends only on \(z_{W'}\). For the final support \(B\),
422
+ the function \(f_B\) ignores every coordinate outside \(B\). Thus
423
+ integration outside \(W'\) leaves exactly
424
+ \(\mathbb E(|f_B|^2\mid z_J)\), where \(J=B\cap W'\).
425
+ Every intersection that occurs satisfies \(q_J\le q_B\le Q\).
426
+ For each fixed intersection \(J\), the sum over supports with
427
+ \(B\cap W'=J\) is bounded by the larger sum over all \(B\supseteq J\)
428
+ in~\eqref{eq:conditional-energy}. There are at most \(2^{(r-1)u}\) possible
429
+ intersections and each has at most \(u\) elements. Thus
430
+ \[
431
+ \mathbb E S^{2r}\le C\,2^{(r-1)u}4^u\mathbb E S^{2r-2}.
432
+ \]
433
+ The same argument with \(r=1\) uses \(J=W'=\varnothing\).
434
+ Iteration gives
435
+ \begin{equation}
436
+ \|S\|_{2r}\le C_r^{1+u}.
437
+ \label{eq:lift-square-function}
438
+ \end{equation}
439
+ The overlaps among supports have now been controlled. It remains to
440
+ bound their sum by this square function with a loss exponential only in
441
+ \(u\).
442
+
443
+ \smallskip
444
+ \noindent\emph{Recovering the sum.}
445
+ We color the prime coordinates and first retain only terms that use one
446
+ coordinate of each color. This will let us apply a scalar random-sign
447
+ estimate one color at a time and use consistent coordinate copies across
448
+ the retained terms. Fix a support size \(j\ge1\) and color every prime coordinate with one
449
+ of \(j\) colors. Call a support \emph{transversal} when it has exactly
450
+ one prime of each color, and let \(\mathcal T\) be the transversal
451
+ supports in \(\mathcal F\) for this coloring. Take independent uniform
452
+ pairs \(X_p^0,X_p^1\) at every prime. The operator
453
+ \(\operatorname{swap}_p\) interchanges these two copies. Define
454
+ \[
455
+ D_B=\prod_{p\in B}(1-\operatorname{swap}_p)f_B(X^0),
456
+ \qquad B\in\mathcal T.
457
+ \]
458
+ Averaging over all second copies leaves \(f_B(X^0)\), since every
459
+ other term in this expansion has mean zero in at least one copied
460
+ coordinate. Jensen's inequality gives
461
+ \[
462
+ \left\|\sum_{B\in\mathcal T}f_B\right\|_{2r}
463
+ \le\left\|\sum_{B\in\mathcal T}D_B\right\|_{L^{2r}(X^0,X^1)}.
464
+ \]
465
+ Independent swaps preserve the joint law of the copies and multiply
466
+ \(D_B\) by the product of the corresponding signs. Thus for independent
467
+ uniform signs \(\epsilon_p\), indexed by primes,
468
+ \[
469
+ \left\|\sum_{B\in\mathcal T}D_B\right\|_{L^{2r}(X^0,X^1)}
470
+ =\left\|\sum_{B\in\mathcal T}D_B\prod_{p\in B}\epsilon_p
471
+ \right\|_{L^{2r}(X^0,X^1,\epsilon)}.
472
+ \]
473
+
474
+ For completeness, the scalar sign estimate
475
+ \[
476
+ \left\|\sum_i a_i\epsilon_i\right\|_{2r}
477
+ \le C_r\left(\sum_i|a_i|^2\right)^{1/2}
478
+ \]
479
+ follows by expanding the even moment. Surviving terms have even
480
+ multiplicity at every index. For nonnegative coefficients their sum is
481
+ at most
482
+ \[
483
+ \frac{(2r)!}{2^r r!}\left(\sum_i a_i^2\right)^r,
484
+ \]
485
+ because \((2m)!\ge2^m m!\). For complex coefficients, take absolute
486
+ values of the surviving terms in
487
+ \((\sum_i a_i\epsilon_i)^r(\sum_i\overline{a_i}\epsilon_i)^r\)
488
+ and use the nonnegative case. Iterating this estimate over the color
489
+ classes gives, for fixed copies,
490
+ \[
491
+ \left\|\sum_{B\in\mathcal T}D_B\prod_{p\in B}\epsilon_p
492
+ \right\|_{L^{2r}(\epsilon)}
493
+ \le C_r^j\left(\sum_{B\in\mathcal T}|D_B|^2\right)^{1/2}.
494
+ \]
495
+ At each step Minkowski is used in the form
496
+ \(\| (\sum_i|B_i|^2)^{1/2}\|_{2r}
497
+ \le(\sum_i\|B_i\|_{2r}^2)^{1/2}\).
498
+ The signs are indexed by individual primes; transversality ensures that
499
+ each monomial uses exactly one sign from each color class.
500
+
501
+ In expanding the swaps in \(D_B\), index its \(2^j\) terms by a choice
502
+ of copy for each color. For any fixed such choice, made consistently
503
+ across all supports, the selected prime coordinates have the original
504
+ product law. The triangle inequality in
505
+ \(L^{2r}(\ell^2(\mathcal T))\) therefore gives
506
+ \[
507
+ \left\|\left(\sum_{B\in\mathcal T}|D_B|^2\right)^{1/2}\right\|_{2r}
508
+ \le2^j\left\|\left(\sum_{B\in\mathcal T}|f_B|^2\right)^{1/2}
509
+ \right\|_{2r}
510
+ \le2^j\|S\|_{2r}.
511
+ \]
512
+ Consequently the transversal sum has norm at most
513
+ \((2C_r)^j\|S\|_{2r}\).
514
+
515
+ Now average over independent uniform colorings. A fixed size-\(j\) support is
516
+ transversal with probability \(j!/j^j\ge e^{-j}\), where here \(e\)
517
+ is Euler's number; the inequality follows from
518
+ \(\log(j!)\ge\int_1^j\log x\,dx\).
519
+ Thus the full size-\(j\) sum is exactly the coloring average of its
520
+ transversal sum divided by this probability. Minkowski yields
521
+ \[
522
+ \left\|\sum_{\substack{B\in\mathcal F\\|B|=j}}f_B\right\|_{2r}
523
+ \le(2eC_r)^j\|S\|_{2r}.
524
+ \]
525
+ Include the constant term of size zero and sum over \(j\le u\).
526
+ Together with~\eqref{eq:lift-square-function}, this bounds the norm of
527
+ the full sum by \((C'_r)^{1+u}\).
528
+ Finally, the product of \(u\) distinct primes is at least \((u+1)!\),
529
+ so \((u+1)!\le Q\). Hence \(u=o(\log Q)\) as \(Q\to\infty\),
530
+ uniformly in the prime set. For every fixed \(r\) and \(\epsilon>0\),
531
+ \((C'_r)^{1+u}\le C_{r,\epsilon}Q^\epsilon\).
532
+ Restoring \(\|f\|_\infty\) proves~\eqref{eq:lift-moments} with all the stated
533
+ uniformities.
534
+ \end{proof}
535
+
536
+ \begin{lemma}[Specialization of residue coordinates]
537
+ \label{lem:lift-specialization}
538
+ Let \(B\subseteq\mathcal P\), fix \(z_B\in X_B\), and let
539
+ \(G:X_{\mathcal P}\to\C\). For \(1\le s<\infty\),
540
+ \[
541
+ \|G(z_B,\cdot)\|_{L^s(X_{\mathcal P\setminus B})}
542
+ \le q_B^{1/s}\|G\|_{L^s(X_{\mathcal P})}.
543
+ \]
544
+ In particular, a Fourier lift or a subfamily of its complete supports
545
+ satisfies~\eqref{eq:lift-moments} after specialization with the additional factor
546
+ \(q_B^{1/(2r)}\). The same bound holds after retaining either the
547
+ remaining denominators at most a given \(H\ge1\), or those greater
548
+ than \(H\).
549
+ \end{lemma}
550
+
551
+ \begin{proof}
552
+ The specified fiber has uniform probability \(1/q_B\). Its contribution
553
+ to \(\mathbb E|G|^s\) is
554
+ \(q_B^{-1}\mathbb E|G(z_B,\cdot)|^s\). Dropping the other nonnegative
555
+ contributions proves the first assertion. For the last assertion,
556
+ a character with original exact support \(C\) retains exact support
557
+ \(C\setminus B\) after specialization. The two cuts therefore arise,
558
+ before specialization, from the complete-support subfamilies
559
+ \[
560
+ \{C\in\mathcal F:q_{C\setminus B}\le H\},
561
+ \qquad
562
+ \{C\in\mathcal F:q_{C\setminus B}>H\}.
563
+ \]
564
+ Apply Proposition~\ref{prop:lift-moments} to these subfamilies and then use
565
+ the fiber bound. Combining coefficients can cancel frequencies but
566
+ cannot create any outside the indicated ranges.
567
+ \end{proof}
568
+
569
+ In particular, specialize the same set \(B\) of coordinates in every
570
+ slot, with possibly different values in different slots. Applying
571
+ \eqref{eq:large-denominator} to the product law on the remaining primes
572
+ incurs total specialization factor
573
+ \[
574
+ q_B^{1/2}\left(q_B^{1/(2(d-1))}\right)^{d-1}=q_B.
575
+ \]
576
+ Two specialized \(L^2\) norms incur the same factor. All moment orders
577
+ needed here are fixed after \(h\) is fixed. Finite products of their
578
+ subpower bounds remain subpower; none of these constants depends on
579
+ \(l\), the specialized residues, or the retained supports.
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/local.tex ADDED
@@ -0,0 +1,347 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Auxiliary polynomials and local admissibility}\label{sec:local}
2
+
3
+ Throughout this section, $h\in\Z[x]$ is prime-intersective, of
4
+ degree $k\ge2$ and leading coefficient $a>0$.
5
+ Restricting a set to an arithmetic progression changes the polynomial
6
+ describing its forbidden differences. We first choose progression steps
7
+ for which the transformed polynomials belong to a common auxiliary family.
8
+ We then select local polynomial values whose
9
+ arguments satisfy the unit condition required of primes. These values will
10
+ supply the increments of the residue-label cycles used later.
11
+
12
+ \subsection{A family compatible with progression restriction}
13
+
14
+ We use the auxiliary-polynomial construction of Lucier~\cite{Lucier2006}
15
+ in its prime-intersective form in Rice~\cite[Section~2.1]{Rice2013}.
16
+ For every prime $p$, prime-intersectivity gives a root of $h$ in
17
+ $\Z_p^\times$, the units of the $p$-adic integers. Indeed, the unit
18
+ roots modulo $p^j$ form a finitely branching tree under reduction, with
19
+ vertices at every depth. Successively choosing a vertex that has descendants
20
+ at arbitrarily large depths gives a compatible sequence of roots. Fix its
21
+ limit $\mathfrak z_p\in\Z_p^\times$, and write
22
+ \begin{equation}\label{eq:root-expansion}
23
+ h(\mathfrak z_p+X)=\sum_{j=m_p}^k b_{j,p}X^j,
24
+ \qquad b_{m_p,p}\ne0,\qquad 1\le m_p\le k.
25
+ \end{equation}
26
+ The coefficients lie in $\Z_p$. Define a completely multiplicative
27
+ function $\lambda:\N\to\N$ by $\lambda(p)=p^{m_p}$.
28
+ For $l\ge1$, the Chinese remainder theorem specifies a unique integer
29
+ $r_l\in(-l,0]$ satisfying
30
+ \[
31
+ r_l\equiv\mathfrak z_p\pmod{p^{v_p(l)}}\qquad(p\mid l).
32
+ \]
33
+ Here $v_p$ denotes the $p$-adic valuation. In particular $(r_l,l)=1$;
34
+ for $l=1$ the convention is $r_1=0$. Put
35
+ \begin{equation}\label{eq:auxiliary-definition}
36
+ T_l(x)=r_l+lx,\qquad
37
+ h_l(x)=\frac{h(T_l(x))}{\lambda(l)},\qquad
38
+ a_l=\frac{a l^k}{\lambda(l)}.
39
+ \end{equation}
40
+
41
+ \begin{lemma}[Auxiliary family]\label{lem:auxiliary}
42
+ For every $l\ge1$, the polynomial $h_l$ belongs to $\Z[x]$, has
43
+ degree $k$ and positive leading coefficient $a_l$, and all its coefficients
44
+ are $O_h(a_l)$. We have $h_1=h$ and $T_1(x)=x$.
45
+ For every $D\ge1$, there is an integer $i\in\{0,\ldots,D-1\}$ such that
46
+ \begin{equation}\label{eq:auxiliary-change}
47
+ \begin{split}
48
+ T_l(Dx-i)&=T_{lD}(x),\\
49
+ h_l(Dx-i)&=\lambda(D)h_{lD}(x),\qquad
50
+ D\mid\lambda(D),\quad \lambda(D)\le D^k.
51
+ \end{split}
52
+ \end{equation}
53
+ Moreover, $b_{m_p,p}$ is a $p$-adic unit for all sufficiently large $p$,
54
+ with a threshold depending only on $h$.
55
+ \end{lemma}
56
+
57
+ \begin{proof}
58
+ To check integrality at $p\mid l$, write $u=v_p(l)$ and make the affine
59
+ change of variable
60
+ \[
61
+ Y=\frac{r_l-\mathfrak z_p}{p^u}+\frac{l}{p^u}x.
62
+ \]
63
+ Its coefficients lie in $\Z_p$, and its slope is a unit. Since
64
+ $v_p(\lambda(l))=um_p$, \eqref{eq:root-expansion} gives
65
+ \begin{equation}\label{eq:auxiliary-padic}
66
+ h_l(x)=
67
+ \left(\frac{\lambda(l)}{p^{um_p}}\right)^{-1}
68
+ \sum_{j=m_p}^k b_{j,p}p^{u(j-m_p)}Y^j.
69
+ \end{equation}
70
+ Thus $h_l$ is integral at $p$. If $p\nmid l$, its denominator
71
+ $\lambda(l)$ is a $p$-adic unit, so integrality is immediate. This proves
72
+ $h_l\in\Z[x]$. Its leading coefficient is $a_l$, and expanding
73
+ $h(r_l+lx)$ with $|r_l|<l$ bounds each coefficient by
74
+ $O_h(l^k/\lambda(l))=O_h(a_l)$.
75
+
76
+ The residues $r_l$ and $r_{lD}$ agree modulo $l$. Their specified ranges
77
+ therefore give $r_{lD}=r_l-il$ for some $0\le i<D$. Substitution and
78
+ complete multiplicativity prove \eqref{eq:auxiliary-change}; its last two
79
+ assertions follow from $1\le m_p\le k$.
80
+
81
+ For the final assertion, factor
82
+ $h=c\prod_i g_i^{d_i}$ over $\Z[x]$, where $c\ne0$ is an integer
83
+ and the $g_i$ are distinct primitive irreducible nonconstant polynomials.
84
+ Exclude primes dividing $c$ or the nonzero integer right-hand sides of
85
+ cleared B\'ezout identities for $g_i,g_j$ with $i\ne j$, and for
86
+ $g_i,g_i'$. At a root $\mathfrak z_p$ for any remaining prime, exactly one
87
+ factor $g_i$ vanishes, its derivative is a unit, and all the other factors
88
+ have unit values. Consequently $m_p=d_i$, and the coefficient of
89
+ $X^{m_p}$ in \eqref{eq:root-expansion} is a unit.
90
+ \end{proof}
91
+
92
+ Define the forbidden values at parameter $l$ by
93
+ \begin{equation}\label{eq:forbidden-family}
94
+ \mathcal D_l=
95
+ \{h_l(m):m\in\Z,\ m\ge1,\ T_l(m)\text{ is prime}\}.
96
+ \end{equation}
97
+ A set $A\subseteq[N]$ is \emph{avoiding at $l$} if
98
+ $(A-A)\cap\mathcal D_l\subseteq\{0\}$. This condition passes to
99
+ progression coordinates: for every $D,n\ge1$ and every integer $c$, the set
100
+ \[
101
+ A'=\{x\in[n]:\lambda(D)x+c\in A\}
102
+ \]
103
+ is avoiding at $lD$ whenever $A$ is avoiding at $l$. In fact, a nonzero
104
+ difference $h_{lD}(m)$ in $A'$ would give the nonzero difference
105
+ $\lambda(D)h_{lD}(m)=h_l(Dm-i)$ in $A$. Formula
106
+ \eqref{eq:auxiliary-change} preserves its prime argument, and
107
+ $Dm-i\ge1$ for $m\ge1$. This also explains why no restriction at a zero
108
+ polynomial value is needed.
109
+
110
+ \subsection{Uniform cancellation at large primes}
111
+
112
+ We next estimate exponential sums over arguments $x$ satisfying
113
+ $p\nmid T_l(x)$, and over the subset on which $h_l'(x)$ is nonzero modulo
114
+ $p$. Besides controlling local
115
+ Fourier coefficients, the latter estimates will produce zero-sum lists of
116
+ polynomial values: we seek one length $L$, independent of $l$ and $p$,
117
+ for which $L$ selected values sum to zero in each local residue ring.
118
+ At large primes cancellation supplies these lists; at the finitely many
119
+ smaller primes we will repeat a single value. The selected values must
120
+ also come from argument classes on which values lift uniformly to higher
121
+ prime powers.
122
+
123
+ Fix
124
+ \begin{equation}\label{eq:local-exponents}
125
+ \delta=\frac{1}{100k2^k},\qquad \gamma=\frac{\delta}{10}.
126
+ \end{equation}
127
+ For the remainder of this section, $l\ge1$ is arbitrary and $F=h_l$.
128
+ At all sufficiently large primes, $F\bmod p$ is nonconstant, uniformly
129
+ in $l$. For $p\nmid l$, this follows from $p\nmid a$ and
130
+ \eqref{eq:auxiliary-definition}; for $p\mid l$, formula
131
+ \eqref{eq:auxiliary-padic} reduces to a unit multiple of $Y^{m_p}$.
132
+ When $p>k$, it follows that $F'\bmod p$ is not identically zero.
133
+ Call an argument $x\in\F_p$ \emph{allowed regular} if
134
+ \[
135
+ p\nmid T_l(x)\qquad\text{and}\qquad F'(x)\ne0\pmod p.
136
+ \]
137
+ The unit condition excludes at most one residue: if $p\mid l$, it
138
+ excludes none because $(r_l,l)=1$.
139
+
140
+ \begin{lemma}[Local exponential sums]\label{lem:local-sums}
141
+ There is an integer $P_1>\max(k,2)$, depending only on $h$, such that for
142
+ every $l\ge1$ and every prime $p\ge P_1$, at least $p/2$ arguments in
143
+ $\F_p$ are allowed regular. For every integer $v$ with $p\nmid v$,
144
+ \begin{equation}\label{eq:local-sums}
145
+ \begin{split}
146
+ \left|\mathbb E_{\substack{x\bmod p^j\\p\nmid T_l(x)}}
147
+ e\left(\frac{vF(x)}{p^j}\right)\right|
148
+ &\le p^{-8\delta j} \qquad(j\ge1),\\
149
+ \left|\mathbb E_{\substack{x\bmod p\\x\text{ allowed regular}}}
150
+ e\left(\frac{vF(x)}p\right)\right|
151
+ &\le p^{-4\delta}.
152
+ \end{split}
153
+ \end{equation}
154
+ Each expectation is normalized by the number of arguments in its stated
155
+ averaging set.
156
+ \end{lemma}
157
+
158
+ \begin{proof}
159
+ Take the threshold large enough for the preceding nonconstancy statements.
160
+ The derivative excludes at most $k-1$ residues, so at most $k$ arguments
161
+ fail to be allowed regular. This gives the asserted cardinality after
162
+ increasing the threshold.
163
+
164
+ We first work modulo $p$. If $k'$ is the degree of $F\bmod p$, then
165
+ the complete mean $S=\mathbb E_{x\bmod p}e(vF(x)/p)$ vanishes when
166
+ $k'=1$. For $k'\ge2$, repeated differencing gives
167
+ \[
168
+ |S|^{2^{k'-1}}
169
+ \le\mathbb E_{u_1,\ldots,u_{k'-1}\bmod p}
170
+ \left|\mathbb E_{x\bmod p}
171
+ e\left(\frac{v\Delta_{u_1}\cdots\Delta_{u_{k'-1}}F(x)}p\right)\right|
172
+ \le\frac{k'-1}{p},
173
+ \]
174
+ where $\Delta_u F(x)=F(x+u)-F(x)$. The first inequality follows by
175
+ squaring, grouping the two arguments by their difference, and iterating
176
+ the triangle and Cauchy--Schwarz inequalities. For the second, the final
177
+ phase is linear, with nonzero coefficient unless one of the $u_i$ is
178
+ zero: its coefficient is $v k'!$ times the leading coefficient of
179
+ $F\bmod p$ times $u_1\cdots u_{k'-1}$. A union bound gives the displayed
180
+ probability. Removing at most $k$ arguments changes a normalized mean
181
+ by $O_k(p^{-1})$. Since $8\delta<2^{-(k-1)}$, this proves both assertions
182
+ of \eqref{eq:local-sums} at conductor $p$, for sufficiently large $p$.
183
+
184
+ For $j\ge2$, set $n=\lfloor j/2\rfloor$ and write
185
+ $x=x_0+p^{j-n}y$, with $x_0$ modulo $p^{j-n}$ and $y$ modulo $p^n$.
186
+ Taylor expansion over the integers gives
187
+ \[
188
+ F(x_0+p^{j-n}y)\equiv F(x_0)+p^{j-n}yF'(x_0)\pmod{p^j}.
189
+ \]
190
+ The condition $p\nmid T_l(x)$ depends only on $x_0$. Averaging over $y$
191
+ therefore annihilates every term for which $p^n\nmid F'(x_0)$.
192
+ We bound the proportion of the remaining $x_0$ by interpolation.
193
+
194
+ Put $b=\lceil n/(k-1)\rceil$. The solutions of
195
+ $F'(x_0)\equiv0\pmod{p^n}$ occupy at most $k-1$ residue classes modulo
196
+ $p^b$. Otherwise, choose $k$ integer solutions $x_1,\ldots,x_k$ in
197
+ distinct such classes. In the Lagrange interpolation formula for the
198
+ degree-at-most-$(k-1)$ polynomial $F'$, every denominator
199
+ $\prod_{s\ne r}(x_r-x_s)$ has valuation at most
200
+ \[
201
+ (k-1)(b-1)<n.
202
+ \]
203
+ Since every $F'(x_r)$ is divisible by $p^n$, each interpolating summand
204
+ has all coefficients divisible by $p$. This contradicts
205
+ $F'\not\equiv0\pmod p$.
206
+
207
+ Since $b\le n\le j-n$, the class count applies to the full range of
208
+ $x_0$ modulo $p^{j-n}$. The unit condition retains at least a proportion
209
+ $1/2$ of all arguments.
210
+ Consequently the conditional proportion that can survive $y$-averaging
211
+ is at most
212
+ \[
213
+ 2(k-1)p^{-b}
214
+ \le 2(k-1)p^{-j/(3(k-1))},
215
+ \]
216
+ where $\lfloor j/2\rfloor\ge j/3$ for $j\ge2$. Because
217
+ $8\delta<1/(3(k-1))$, one further increase of $P_1$ makes this at most
218
+ $p^{-8\delta j}$ for every $j\ge2$. All thresholds were independent of
219
+ $l$.
220
+ \end{proof}
221
+
222
+ \subsection{Small primes and uniform lifting}
223
+
224
+ The preceding cancellation estimate will be used only for $p\ge P_1$.
225
+ For the finitely many smaller primes, we instead select a residue class
226
+ on which polynomial values lift uniformly. The crucial point is that
227
+ its modulus can be fixed independently of $l$.
228
+
229
+ \begin{lemma}[Uniform lifting classes]\label{lem:local-lifting}
230
+ For every prime $p<P_1$, there is an integer $S_p\ge0$, depending only
231
+ on $h$ and $p$, such that, for every $l\ge1$, some integer $x$ satisfies
232
+ \begin{equation}\label{eq:small-prime-argument}
233
+ p\nmid T_l(x),\qquad v_p(h_l'(x))\le S_p.
234
+ \end{equation}
235
+ Set
236
+ \begin{equation}\label{eq:local-modulus-exponents}
237
+ E_p=2S_p+1\quad(p<P_1),\qquad E_p=1\quad(p\ge P_1).
238
+ \end{equation}
239
+ For any prime $p$, let $x$ be an integer satisfying
240
+ \eqref{eq:small-prime-argument} when $p<P_1$, or representing an allowed
241
+ regular argument when $p\ge P_1$. Write $s=v_p(h_l'(x))$.
242
+ Every integer in the class $x\pmod{p^{E_p-s}}$ satisfies the unit
243
+ condition, and its $h_l$-value is congruent to $h_l(x)$ modulo $p^{E_p}$.
244
+ For each $j>E_p$, the uniform distribution on this argument class
245
+ modulo $p^j$ pushes forward under $h_l$ to the uniform distribution on
246
+ \[
247
+ \{y\bmod p^j:y\equiv h_l(x)\pmod{p^{E_p}}\}.
248
+ \]
249
+ \end{lemma}
250
+
251
+ \begin{proof}
252
+ Fix $p<P_1$. For a nonconstant polynomial over $\Z_p$, the
253
+ minimum valuation of its nonconstant coefficients is preserved by an
254
+ affine substitution of unit slope. One inequality follows by expanding
255
+ the substitution, and the other by applying its inverse. If $p\nmid l$,
256
+ this observation applied to \eqref{eq:auxiliary-definition} bounds that
257
+ minimum for $F=h_l$ by a constant depending only on $h,p$. If $p\mid l$,
258
+ use \eqref{eq:auxiliary-padic}: before the unit affine substitution, its
259
+ degree-$m_p$ coefficient is a unit multiple of $b_{m_p,p}$, whose
260
+ valuation is fixed. The same uniform bound therefore holds in this
261
+ case. Differentiation increases the minimum valuation by at most
262
+ $\max_{1\le j\le k}v_p(j)$, so the minimum coefficient valuation of
263
+ $F'$ has a uniform upper bound $C_p\ge0$, which we take to be an integer.
264
+
265
+ There are at least $k$ distinct integers in $[1,kp]$ satisfying
266
+ $p\nmid T_l(x)$. Interpolate $F'$, of degree at most $k-1$, at any
267
+ $k$ of them. The interpolation denominators are products of differences
268
+ of integers in this fixed interval. Let $B_p\ge0$ be a uniform integer
269
+ upper bound for their $p$-adic valuations. If all $k$ values of $F'$ had
270
+ valuation greater than $C_p+B_p$, Lagrange interpolation would force
271
+ every coefficient of $F'$ to have valuation greater than $C_p$, a
272
+ contradiction. Thus \eqref{eq:small-prime-argument} holds with
273
+ $S_p=C_p+B_p$.
274
+
275
+ Now let $p$ be arbitrary and $x,s$ be as in the statement. In either
276
+ case $E_p\ge2s+1$. Taylor expansion with integer coefficients gives
277
+ \begin{equation}\label{eq:local-permutation}
278
+ F(x+p^{E_p-s}y)=F(x)+p^{E_p}\big(c_1y+pC(y)\big),
279
+ \qquad p\nmid c_1,\quad C\in\Z[y].
280
+ \end{equation}
281
+ Indeed $c_1=p^{-s}F'(x)$, and each term of degree at least two contains,
282
+ after division by $p^{E_p}$, a factor $p^{E_p-2s}$.
283
+ The polynomial $G(y)=c_1y+pC(y)$ permutes the residues modulo every
284
+ power of $p$: for integers $y,z$, the quotient
285
+ $(G(y)-G(z))/(y-z)$ is a unit when $y\ne z$, so
286
+ \[
287
+ v_p(G(y)-G(z))=v_p(y-z).
288
+ \]
289
+ It follows that $G$ is injective, hence bijective, on every finite
290
+ residue ring. Formula \eqref{eq:local-permutation} proves constancy
291
+ modulo $p^{E_p}$. The argument class preserves the unit condition
292
+ because $E_p-s\ge1$.
293
+
294
+ Finally, uniform arguments in this class modulo $p^j$ correspond to
295
+ uniform $y$ modulo $p^{j-E_p+s}$. Each residue of $y$ modulo
296
+ $p^{j-E_p}$ occurs exactly $p^s$ times. Applying the permutation $G$
297
+ modulo $p^{j-E_p}$ therefore gives precisely the asserted uniform
298
+ distribution of polynomial values.
299
+ \end{proof}
300
+
301
+ Call a residue modulo $p^{E_p}$ \emph{admissible at $l$} if it equals
302
+ $h_l(x)$ for an argument satisfying \eqref{eq:small-prime-argument}
303
+ when $p<P_1$, or for an allowed regular argument when $p\ge P_1$.
304
+ The equality is taken modulo $p^{E_p}$. Thus every admissible residue
305
+ has an argument class satisfying the unit condition and the uniform lifting property of
306
+ Lemma~\ref{lem:local-lifting}. For a modulus that is a product of
307
+ distinct factors $p^{E_p}$, admissibility means admissibility at every
308
+ factor.
309
+
310
+ \begin{lemma}[A fixed admissible cycle length]\label{lem:admissible-cycle}
311
+ Fix an integer $L>2$ such that
312
+ \begin{equation}\label{eq:cycle-length}
313
+ 4\delta L>2,\qquad p^{E_p}\mid L\quad(p<P_1).
314
+ \end{equation}
315
+ For every $l\ge1$ and every prime $p$, there are $L$ admissible residues
316
+ $y_0,\ldots,y_{L-1}$ modulo $p^{E_p}$, with repetitions allowed, such
317
+ that
318
+ \[
319
+ y_0+\cdots+y_{L-1}=0\pmod{p^{E_p}}.
320
+ \]
321
+ \end{lemma}
322
+
323
+ \begin{proof}
324
+ For $p<P_1$, an admissible residue exists by
325
+ Lemma~\ref{lem:local-lifting}. Repeat it $L$ times and use
326
+ $p^{E_p}\mid L$. For $p\ge P_1$, take independent uniform allowed
327
+ regular arguments $x_0,\ldots,x_{L-1}$ modulo $p$. Character
328
+ orthogonality and \eqref{eq:local-sums} give
329
+ \[
330
+ \left|p\,\mathbb P\left(\sum_{j=0}^{L-1}F(x_j)=0\pmod p\right)-1\right|
331
+ \le (p-1)p^{-4\delta L}<1.
332
+ \]
333
+ The probability is therefore positive, yielding the required sequence
334
+ of admissible values.
335
+ \end{proof}
336
+
337
+ The terminology refers to the residue labels
338
+ $z_0=0$ and $z_j=y_0+\cdots+y_{j-1}$ for $1\le j\le L$:
339
+ we have $z_L=z_0$, and the increment on the indexed edge $j\to j+1$
340
+ is the admissible value $y_j$. Distinct indices need not carry distinct
341
+ residue labels.
342
+
343
+ We now keep $P_1$, the exponents $E_p$, and $L$ fixed. For any later
344
+ threshold $P>P_1$, apply Lemma~\ref{lem:admissible-cycle} at each $p<P$
345
+ and combine the lists by the Chinese remainder theorem. This gives $L$
346
+ admissible residues modulo $\prod_{p<P}p^{E_p}$ with sum zero. Thus a
347
+ larger prime cutoff never requires a new cycle length.
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/primes.tex ADDED
@@ -0,0 +1,488 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Prime estimates}\label{sec:primes}
2
+
3
+ The kernel construction requires two uniform estimates: an asymptotic
4
+ formula for primes in residue classes, and cancellation in polynomial
5
+ exponential sums over primes. We derive the first from a zero-free
6
+ half-plane theorem and prove the second by Vaughan's identity and Weyl
7
+ differencing. The latter argument also records why the product cutoff
8
+ and the arithmetic coefficients do not obstruct mixed differencing.
9
+
10
+ For positive integers $n$, put
11
+ \[
12
+ \Lambda'(n)=(\log n)\mathbf 1_{\{n\text{ is prime}\}},\qquad
13
+ \Lambda(n)=
14
+ \begin{cases}\log p,&n=p^j\text{ for a prime }p\text{ and }j\ge1,\\
15
+ 0,&\text{otherwise}.
16
+ \end{cases}
17
+ \]
18
+ All sums below run over integers, including sums whose endpoints are
19
+ real. The constants in this section are independent of the lower
20
+ coefficients of the polynomial phases.
21
+
22
+ \subsection{Primes in arithmetic progressions}
23
+
24
+ Here is the precise analytic input from the companion zero-free theorem.
25
+ Only its assertion about Dirichlet $L$-functions is needed.
26
+
27
+ \begin{theorem}[Zero-free input, {\cite[Theorem~1.1]{ZeroFree}}]
28
+ \label{thm:zero-free-input}
29
+ For every integer $b\ge1$ and every Dirichlet character $\chi$ modulo
30
+ $b$, the Dirichlet $L$-function $L(s,\chi)$ has no zero in
31
+ $\Re s>7/8$. This includes imprimitive characters and the trivial
32
+ character of modulus $1$, whose $L$-function is $\zeta(s)$. A pole at
33
+ $s=1$ for a principal character is allowed.
34
+ \end{theorem}
35
+
36
+ \begin{proposition}[Uniform distribution in residue classes]
37
+ \label{prop:prime-progressions}
38
+ Uniformly for $Y\ge2$, $0\le x\le Y$, integers $b\ge1$, and reduced
39
+ residue classes $c$ modulo $b$,
40
+ \begin{equation}\label{eq:prime-progression}
41
+ \sum_{\substack{n\le x\\n\equiv c\pmod b}}\Lambda'(n)
42
+ =\frac{x}{\varphi(b)}
43
+ +O\bigl(Y^{31/32}\log^2(2bY)\bigr).
44
+ \end{equation}
45
+ For a nonreduced class modulo $b>1$, the sum is $O(\log b)$ and has
46
+ zero main term.
47
+ \end{proposition}
48
+
49
+ \begin{proof}
50
+ Set $\sigma_0=15/16$. We first prove the logarithmic derivative estimate
51
+ \begin{equation}\label{eq:log-derivative}
52
+ \frac{L'}{L}(s,\chi)\ll\log\bigl(2b(2+|\Im s|)\bigr)
53
+ \end{equation}
54
+ on $\Re s=\sigma_0$, and throughout $\sigma_0\le\Re s\le2$ when
55
+ $|\Im s|\ge1$. The constants are absolute, including for imprimitive
56
+ characters.
57
+
58
+ Write $\delta_\chi=1$ for a principal character and $0$ otherwise, and
59
+ let
60
+ \[
61
+ G_\chi(s)=(s-1)^{\delta_\chi}L(s,\chi).
62
+ \]
63
+ Fix radii
64
+ $2-\sigma_0<r<R<2-7/8$ and use disks of radius $R$ centered at
65
+ $s_t=2+it$. Theorem~\ref{thm:zero-free-input} makes $G_\chi$
66
+ holomorphic and nonvanishing on each disk, with the principal pole
67
+ removed. To bound its size there, use periodicity to write
68
+ \[
69
+ \sum_{n\le u}\chi(n)=\overline\chi\,u+E_\chi(u),\qquad
70
+ |E_\chi(u)|\le2b,\qquad
71
+ \overline\chi=\begin{cases}\varphi(b)/b,&\delta_\chi=1,\\0,&\delta_\chi=0.
72
+ \end{cases}
73
+ \]
74
+ Partial summation continues the Dirichlet series to $\Re s>0$ as
75
+ \[
76
+ L(s,\chi)=\overline\chi\,\frac{s}{s-1}
77
+ +s\int_1^\infty E_\chi(u)u^{-s-1}\,du.
78
+ \]
79
+ Consequently, on the disk,
80
+ $|G_\chi(s)|\le C[2b(2+|t|)]^C$. At its center the absolutely
81
+ convergent Euler product gives $|L(2+it,\chi)|\ge\zeta(4)/\zeta(2)$;
82
+ hence $|G_\chi(s_t)|$ is bounded below by the same positive constant.
83
+ Choose a holomorphic logarithm and subtract its value at $s_t$.
84
+ Its real part is bounded above by
85
+ $C\log(2b(2+|t|))$. Borel--Carath\'eodory on an intermediate disk,
86
+ followed by Cauchy's estimate on the disk of radius $r$, now gives
87
+ \[
88
+ \frac{G_\chi'}{G_\chi}(s)
89
+ \ll\log(2b(2+|t|))\qquad (|s-s_t|\le r).
90
+ \]
91
+ Subtracting $\delta_\chi/(s-1)$ proves
92
+ \eqref{eq:log-derivative} in the asserted ranges.
93
+
94
+ We next pass through a smoothed sum so that the contour integral is
95
+ absolutely convergent. Mellin inversion for $(1-u)_+$ gives, for $x\ge1$,
96
+ \begin{equation}\label{eq:smoothed-character-primes}
97
+ \sum_{n\le x}(x-n)\Lambda(n)\chi(n)
98
+ =\frac{1}{2\pi i}\int_{(2)}
99
+ -\frac{L'}{L}(s,\chi)\frac{x^{s+1}}{s(s+1)}\,ds.
100
+ \end{equation}
101
+ Here the interchange with the Dirichlet series is absolute. Move the
102
+ line to $\Re s=\sigma_0$. Estimate~\eqref{eq:log-derivative} bounds
103
+ the horizontal integrals by a constant times
104
+ $x^3\log(2b(2+T))/T^2$, which tends to zero with the height $T$.
105
+ The sole crossed pole is at $s=1$ for the principal character; its
106
+ residue is $x^2/2$. On the new vertical line, integration of
107
+ $\log(2b(2+|t|))/(1+t^2)$ gives
108
+ \begin{equation}\label{eq:smoothed-character-result}
109
+ \sum_{n\le x}(x-n)\Lambda(n)\chi(n)
110
+ =\delta_\chi\frac{x^2}{2}
111
+ +O\bigl(x^{1+\sigma_0}\log(2b)\bigr).
112
+ \end{equation}
113
+
114
+ For $(c,b)=1$, character orthogonality yields
115
+ \[
116
+ A_c(x):=\sum_{\substack{n\le x\\n\equiv c\pmod b}}
117
+ (x-n)\Lambda(n)
118
+ =\frac{x^2}{2\varphi(b)}
119
+ +O\bigl(x^{1+\sigma_0}\log(2b)\bigr).
120
+ \]
121
+ There are $\varphi(b)$ character errors and a factor $1/\varphi(b)$,
122
+ so the error is uniform in $b$. Crucially, sharp differencing is now
123
+ performed on this nonnegative progression sum, rather than on a complex
124
+ character sum. For $0<H<x$, positivity of $\Lambda$ gives
125
+ \[
126
+ \frac{A_c(x)-A_c(x-H)}{H}
127
+ \le \sum_{\substack{n\le x\\n\equiv c\pmod b}}\Lambda(n)
128
+ \le \frac{A_c(x+H)-A_c(x)}{H}.
129
+ \]
130
+ Take $H=x^{31/32}$ for sufficiently large $x$. The main terms differ
131
+ from $x/\varphi(b)$ by $O(H)$, and the errors are
132
+ \[
133
+ O\bigl(x^{1+\sigma_0}/H\cdot\log(2b)\bigr)
134
+ =O\bigl(x^{31/32}\log(2b)\bigr).
135
+ \]
136
+ Bounded $x$ is harmless. Finally,
137
+ \[
138
+ \sum_{\substack{p^j\le Y\\j\ge2}}\log p
139
+ \ll Y^{1/2}\log^2(2Y),
140
+ \]
141
+ so removing higher prime powers proves~\eqref{eq:prime-progression}.
142
+ If a prime lies in a nonreduced residue class modulo $b$, it divides
143
+ $b$; the sum of the logarithms of distinct such primes is at most
144
+ $\log b$. This proves the last assertion.
145
+ \end{proof}
146
+
147
+ \subsection{A minor-arc estimate over primes}
148
+
149
+ \begin{proposition}[Prime polynomial sums]\label{prop:prime-minor-arcs}
150
+ For fixed $k\ge2$ and $0<\rho<1$, there is a constant
151
+ $c_m=c_m(k,\rho)\in(0,1/4)$ with the following property. If $Y$ is
152
+ sufficiently large, $I\subseteq[1,Y]$ is an interval, and
153
+ $f\in\R[x]$ has degree at most $k$ with coefficient $b_k$ of $x^k$,
154
+ then
155
+ \begin{equation}\label{eq:prime-minor-arc}
156
+ \left|\sum_{n\in I}\Lambda'(n)e(f(n))\right|
157
+ \ll_{k,\rho}Y^{1-c_m},
158
+ \end{equation}
159
+ provided $\theta=(k!)^2b_k$ has an approximation $a/q$ satisfying
160
+ \begin{equation}\label{eq:minor-rational-range}
161
+ (a,q)=1,\qquad |\theta-a/q|\le q^{-2},\qquad
162
+ Y^\rho\le q\le Y^{k-\rho}.
163
+ \end{equation}
164
+ \end{proposition}
165
+
166
+ Vaughan's identity will split the prime weight into sums with one short
167
+ variable and bilinear sums. Weyl differencing turns each into averages
168
+ of linear phases, which rational approximation then bounds. We first
169
+ prove the needed spacing and differencing estimates. Uniformity in the
170
+ lower coefficients and in the interval will later permit additive linear
171
+ twists for periodic restrictions and partial summation for smooth weights
172
+ in the kernel construction.
173
+
174
+ Write $\|u\|$ for the distance of $u\in\R$ to the
175
+ nearest integer, and interpret $\min(M,\|u\|^{-1})$ as $M$ when
176
+ $\|u\|=0$.
177
+
178
+ \begin{lemma}[Rational spacing]\label{lem:rational-spacing}
179
+ Suppose $(a,q)=1$, $q\ge2$, and $|\theta-a/q|\le q^{-2}$.
180
+ For $R\ge1$ and $M\ge1$,
181
+ \begin{equation}\label{eq:rational-spacing}
182
+ \sum_{1\le r\le R}\min(M,\|\theta r\|^{-1})
183
+ \ll (R/q+1)\bigl(M+q\log(2q)\bigr).
184
+ \end{equation}
185
+ \end{lemma}
186
+
187
+ \begin{proof}
188
+ Within a block of $\lfloor q/2\rfloor$ consecutive integers, two distinct
189
+ indices differ by a nonzero $d$ with $|d|<q/2$. Thus
190
+ \[
191
+ \|\theta d\|\ge \|ad/q\|-|d|/q^2\ge1/(2q).
192
+ \]
193
+ The associated points are $1/(2q)$ separated on the circle. The nearest
194
+ point to zero contributes at most $M$, and summing the others in bands
195
+ of width $1/(2q)$ gives $O(q\log(2q))$, with another $O(M)$ for the
196
+ bounded number of points in the first band. Partitioning the indices
197
+ into such blocks proves the result, also when $q=2$ or $3$.
198
+ \end{proof}
199
+
200
+ We will repeatedly group a fixed number of nonzero integer factors by
201
+ their product. If that product has absolute value at most $Y^{C_k}$,
202
+ the number of such factorizations is $Y^{o(1)}$, uniformly in the
203
+ product. Indeed, its prime factorization bounds the number by a fixed
204
+ order divisor function, up to a bounded number of sign choices. For
205
+ every $\epsilon>0$ that function is $O_{k,\epsilon}(Y^\epsilon)$:
206
+ allocating a prime exponent among finitely many factors gives a
207
+ polynomial in the exponent, which is bounded by any fixed positive
208
+ power of the prime power after allowing a constant for finitely many
209
+ small primes.
210
+
211
+ The following two differencing bounds isolate the treatment of
212
+ coefficients and summation domains. They are forms of classical Weyl
213
+ differencing; see \cite{Weyl1916,Vaughan1997} for the method.
214
+
215
+ \begin{lemma}[One-variable and mixed differencing]
216
+ \label{lem:prime-differencing}
217
+ Let $k\ge2$, and let $f\in\R[x]$ have degree at most $k$, with
218
+ coefficient $b_k$ of $x^k$.
219
+
220
+ If $J$ is an interval of integers of length at most an integer $M\ge1$,
221
+ and $m$ is a positive integer, then
222
+ \begin{equation}\label{eq:type-one-differencing}
223
+ \left|\frac1M\sum_{n\in J}e(f(mn))\right|^{2^{k-1}}
224
+ \ll_k\frac1{M^k}
225
+ \sum_{|u_1|,\ldots,|u_{k-1}|<M}
226
+ \min\bigl(M,\|k!b_km^ku_1\cdots u_{k-1}\|^{-1}\bigr).
227
+ \end{equation}
228
+
229
+ Next let $A,B$ be positive integers, let $I\subseteq[1,Y]$ be an
230
+ interval, and let $|a_m|,|d_n|\le1$. Set
231
+ \[
232
+ S=\sum_{\substack{A\le m<2A\\B\le n<2B}}
233
+ a_md_n\mathbf 1_{\{mn\in I\}}e(f(mn)),\qquad
234
+ \theta=(k!)^2b_k.
235
+ \]
236
+ Then
237
+ \begin{equation}\label{eq:type-two-differencing}
238
+ \left|\frac{S}{AB}\right|^{2^{2k-1}}
239
+ \ll_k\frac1{A^kB^k}
240
+ \sum_{\substack{|u_1|,\ldots,|u_k|<B\\
241
+ |v_1|,\ldots,|v_{k-1}|<A}}
242
+ \min\bigl(A,\|\theta u_1\cdots u_kv_1\cdots v_{k-1}\|^{-1}\bigr).
243
+ \end{equation}
244
+ Zero shifts are included in both sums.
245
+ \end{lemma}
246
+
247
+ \begin{proof}
248
+ We give the mixed argument explicitly. For a function $g$ of two
249
+ integer variables, define
250
+ \[
251
+ \Delta^n_u g(m,n)=g(m,n+u)-g(m,n),\qquad
252
+ \Delta^m_v g(m,n)=g(m+v,n)-g(m,n).
253
+ \]
254
+ Let $D_0$ be the set of pairs in the displayed box with $mn\in I$.
255
+ Extend $a_m$ and $d_n$ by zero outside their respective intervals,
256
+ and extend every summand by zero outside $D_0$. Cauchy--Schwarz first
257
+ removes $a_m$:
258
+ \[
259
+ \left|\frac{S}{AB}\right|^2
260
+ \le\frac1A\sum_{A\le m<2A}
261
+ \left|\frac1B\sum_n d_n\mathbf 1_{D_0}(m,n)e(f(mn))\right|^2.
262
+ \]
263
+ Expanding the square and grouping by $u=n'-n$ bounds its right side by
264
+ \[
265
+ \frac1B\sum_{|u|<B}
266
+ \left|\frac1{AB}\sum_{m,n}
267
+ d_{n+u}\overline{d_n}\,
268
+ \mathbf 1_{D_0}(m,n+u)\mathbf 1_{D_0}(m,n)
269
+ e\bigl(\Delta^n_u f(mn)\bigr)\right|.
270
+ \]
271
+ For fixed $u$ the new weight depends only on $n$ and has modulus at
272
+ most one. This is exactly the form needed for another $n$-difference.
273
+ In particular, the product cutoff remains inside the sum; it has not
274
+ been replaced by a rectangular domain.
275
+
276
+ For $j$ fixed shifts $\mathbf u=(u_1,\ldots,u_j)$, let
277
+ \[
278
+ \begin{split}
279
+ D_{\mathbf u}&=\{(m,n):
280
+ (m,n+\varepsilon\cdot\mathbf u)\in D_0
281
+ \text{ for every }\varepsilon\in\{0,1\}^j\},\\
282
+ F_{\mathbf u}(m,n)&=
283
+ \Delta^n_{u_j}\cdots\Delta^n_{u_1}f(mn).
284
+ \end{split}
285
+ \]
286
+ The accompanying coefficient $d_{\mathbf u}(n)$ is defined recursively
287
+ by $d_\varnothing(n)=d_n$ and
288
+ \[
289
+ d_{(\mathbf u,u)}(n)
290
+ =d_{\mathbf u}(n+u)\overline{d_{\mathbf u}(n)}.
291
+ \]
292
+ It depends only on $n$ and is bounded by one. At each subsequent step,
293
+ Cauchy--Schwarz in the existing shifts costs only a constant depending
294
+ on $j$, because their total normalized mass is at most $2^j$.
295
+ Cauchy--Schwarz in $m$, followed by the same square expansion, adds one
296
+ $n$-shift. Induction therefore gives
297
+ \begin{equation}\label{eq:n-difference-stage}
298
+ \left|\frac{S}{AB}\right|^{2^k}
299
+ \ll_k\frac1{B^k}\sum_{|u_1|,\ldots,|u_k|<B}
300
+ \left|\frac1{AB}\sum_{m,n}
301
+ d_{\mathbf u}(n)\mathbf 1_{D_{\mathbf u}}(m,n)
302
+ e(F_{\mathbf u}(m,n))\right|.
303
+ \end{equation}
304
+ All summands still have $m$ and $n$ in their original intervals, as the
305
+ zero vertex of every translated cube belongs to $D_0$.
306
+
307
+ After $k$ differences in $n$, every lower-degree term vanishes, and
308
+ \[
309
+ F_{\mathbf u}(m,n)=k!b_k u_1\cdots u_k m^k.
310
+ \]
311
+ For $0\le j\le k-1$ and $m$-shifts
312
+ $\mathbf v=(v_1,\ldots,v_j)$, define the domains
313
+ \[
314
+ \begin{split}
315
+ D_{\mathbf u,\mathbf v}=\{(m,n):\;&
316
+ (m+\eta\cdot\mathbf v,n+\varepsilon\cdot\mathbf u)\in D_0\\
317
+ &\text{for every }\eta\in\{0,1\}^j,
318
+ \ \varepsilon\in\{0,1\}^k\}.
319
+ \end{split}
320
+ \]
321
+ Thus $D_{\mathbf u,\varnothing}=D_{\mathbf u}$. For $1\le j\le k-1$, let
322
+ \[
323
+ T_{\mathbf u,\mathbf v}
324
+ =\frac1{AB}\sum_{m,n}\mathbf 1_{D_{\mathbf u,\mathbf v}}(m,n)
325
+ e\bigl(\Delta^m_{v_j}\cdots\Delta^m_{v_1}F_{\mathbf u}(m,n)\bigr).
326
+ \]
327
+ To enter this unweighted family, remove $d_{\mathbf u}$ by
328
+ Cauchy--Schwarz in $n$:
329
+ \[
330
+ \left|\frac1{AB}\sum_{m,n}
331
+ d_{\mathbf u}(n)\mathbf 1_{D_{\mathbf u}}(m,n)e(F_{\mathbf u}(m,n))
332
+ \right|^2
333
+ \le\frac1B\sum_{B\le n<2B}
334
+ \left|\frac1A\sum_m
335
+ \mathbf 1_{D_{\mathbf u}}(m,n)e(F_{\mathbf u}(m,n))\right|^2.
336
+ \]
337
+ Expanding the square bounds this by
338
+ $A^{-1}\sum_{|v_1|<A}|T_{\mathbf u,(v_1)}|$.
339
+ This is the first $m$-differencing step, so removing the coefficients
340
+ requires no additional squaring. For $1\le j\le k-2$, Cauchy--Schwarz
341
+ in $n$ and the same square expansion give
342
+ \[
343
+ |T_{\mathbf u,\mathbf v}|^2
344
+ \le\frac1A\sum_{|v|<A}|T_{\mathbf u,(\mathbf v,v)}|.
345
+ \]
346
+ Applying Cauchy--Schwarz also to all existing shift variables, whose
347
+ total normalized mass is bounded in terms of $k$, now yields
348
+ \begin{equation}\label{eq:m-difference-stage}
349
+ \left|\frac{S}{AB}\right|^{2^{k+j}}
350
+ \ll_k\frac1{B^kA^j}
351
+ \sum_{\substack{|u_1|,\ldots,|u_k|<B\\|v_1|,\ldots,|v_j|<A}}
352
+ |T_{\mathbf u,\mathbf v}|\qquad(1\le j\le k-1).
353
+ \end{equation}
354
+ This accounts for all $k+(k-1)$ squarings.
355
+
356
+ Take $j=k-1$. For fixed $n$, the section of $D_{\mathbf u,\mathbf v}$
357
+ is an interval of $m$'s, possibly empty. In fact each
358
+ condition puts $m+\eta\cdot\mathbf v$ in $[A,2A)$ and its product with
359
+ the positive number $n+\varepsilon\cdot\mathbf u$ in $I$; it therefore
360
+ specifies an interval in $m$. Their intersection is an interval of
361
+ length at most $A$. The final phase
362
+ $\Delta^m_{v_{k-1}}\cdots\Delta^m_{v_1}F_{\mathbf u}$ is linear in $m$
363
+ with coefficient
364
+ \[
365
+ (k!)^2b_k\,u_1\cdots u_kv_1\cdots v_{k-1}.
366
+ \]
367
+ A geometric-sum estimate bounds each $m$-sum by the corresponding
368
+ minimum in~\eqref{eq:type-two-differencing}. Summing over at most $B$
369
+ values of $n$, the remaining normalized sum is bounded by that minimum
370
+ divided by $A$. The shifts have normalizing factor
371
+ $B^{-k}A^{-(k-1)}$, which proves~\eqref{eq:type-two-differencing}.
372
+
373
+ For~\eqref{eq:type-one-differencing}, perform the same square expansion
374
+ $k-1$ times in a single variable. The translated intersections of $J$
375
+ are intervals of length at most $M$, and the final linear coefficient
376
+ is $k!b_km^ku_1\cdots u_{k-1}$. The normalizing factor is
377
+ $M^{-(k-1)}$, followed by $M^{-1}$ for the final geometric sum.
378
+ This proves the first bound as well.
379
+ \end{proof}
380
+
381
+ \begin{proof}[Proof of Proposition~\ref{prop:prime-minor-arcs}]
382
+ We now apply the differencing bounds to Vaughan's decomposition.
383
+ We first prove the estimate with $\Lambda$ in place of $\Lambda'$.
384
+ Put $e_0=\rho/(100k)$ and $Z=Y^{e_0}$. For an arithmetic function
385
+ $g$, write $g_{\le Z}(n)=g(n)\mathbf 1_{\{n\le Z\}}$ and
386
+ $g_{>Z}=g-g_{\le Z}$. Let $\mu$ denote the M\"obius function, let
387
+ $1$ denote the constant arithmetic function, and use $*$ for Dirichlet
388
+ convolution. Vaughan's identity, in the form used here, is
389
+ \begin{equation}\label{eq:vaughan-identity}
390
+ \Lambda=\Lambda_{\le Z}+\mu_{\le Z}*\log
391
+ -\mu_{\le Z}*\Lambda_{\le Z}*1
392
+ +\mu_{>Z}*1*\Lambda_{>Z}.
393
+ \end{equation}
394
+ This decomposition is classical; see \cite[Chapter~3]{Vaughan1997}.
395
+ It follows directly from $\log=1*\Lambda$ and
396
+ $\mu*1=\mathbf 1_{\{1\}}$: split $\mu$ at $Z$ in $\mu*\log$, and then
397
+ split $\Lambda$ at $Z$ in the term $\mu_{>Z}*1*\Lambda$.
398
+
399
+ \emph{The two sums with a short variable.}
400
+ The middle two terms of~\eqref{eq:vaughan-identity} reduce to sums
401
+ with an outer variable $m\le Z^2$ and an inner variable $n\le Y/m$.
402
+ The outer coefficient is either $\mu(m)$ or
403
+ $\sum_{ab=m,\,a,b\le Z}\mu(a)\Lambda(b)$, and therefore has size
404
+ $Y^{o(1)}$. The inner weight is respectively $\log n$ or $1$.
405
+ Fix $m$, let $M=\lceil Y/m\rceil$, and consider any interval subsum
406
+ $S_m=\sum_{n\in J}e(f(mn))$ of the inner sum.
407
+
408
+ Apply~\eqref{eq:type-one-differencing}. For every integer $r$,
409
+ \[
410
+ \min(M,\|k!b_kr\|^{-1})
411
+ \le k!\min(M,\|\theta r\|^{-1}),
412
+ \]
413
+ since $\|k!u\|\le k!\|u\|$. Tuples with a zero shift contribute
414
+ $O_k(M^{-1})$ after normalization. For the others group by
415
+ $r=m^k|u_1\cdots u_{k-1}|\le m^kM^{k-1}$ and apply
416
+ Lemma~\ref{lem:rational-spacing}. The divisor bound gives
417
+ \begin{equation}\label{eq:type-one-saving}
418
+ \left|\frac{S_m}{M}\right|^{2^{k-1}}
419
+ \ll Y^{o(1)}\left(
420
+ \frac1M+\frac{m^k}{q}+\frac{m^k}{M}
421
+ +\frac1{M^{k-1}}+\frac q{M^k}\right).
422
+ \end{equation}
423
+ Here and below logarithmic factors are included in $Y^{o(1)}$.
424
+ For completeness, the four terms after $1/M$ result from expanding
425
+ \[
426
+ M^{-k}\left(\frac{m^kM^{k-1}}q+1\right)(M+q\log(2q)).
427
+ \]
428
+ As $m\le Y^{2e_0}$ and $M\ge Y^{1-2e_0}$,
429
+ \[
430
+ \frac{m^k}{q},\ \frac q{M^k}\le Y^{-\rho+2ke_0},\qquad
431
+ \frac{m^k}{M}\le Y^{-1+2(k+1)e_0}.
432
+ \]
433
+ The remaining terms also save a positive power of $Y$. Taking the
434
+ $2^{k-1}$-st root in~\eqref{eq:type-one-saving} therefore gives
435
+ $S_m\ll M Y^{-c}$ for some $c=c(k,\rho)>0$, uniformly in the subinterval.
436
+ Partial summation permits the weight $\log n$ with a further
437
+ $O(\log Y)$ factor. Since
438
+ \[
439
+ \sum_{m\le Z^2}\lceil Y/m\rceil\ll Y\log(2Y),
440
+ \]
441
+ both short-variable terms save a fixed power of $Y$ after including
442
+ the outer coefficients.
443
+
444
+ \emph{The bilinear sum.}
445
+ For the final term of~\eqref{eq:vaughan-identity}, group the factors as
446
+ $(\mu_{>Z}*1)(m)\Lambda_{>Z}(n)$. Each coefficient is $Y^{o(1)}$
447
+ when $mn\le Y$, and a nonzero coefficient requires both $m>Z$ and
448
+ $n>Z$. Partition into dyadic boxes
449
+ \[
450
+ A\le m<2A,\qquad B\le n<2B,
451
+ \qquad A,B\ge Z/2,\qquad AB\le Y.
452
+ \]
453
+ There are $O(\log^2(2Y))$ relevant boxes. Divide out the coefficient
454
+ bounds to reduce to $|a_m|,|d_n|\le1$. If $AB<Y^{1-e_0}$,
455
+ the trivial estimate is already sufficient. Otherwise put
456
+ $R=A^{k-1}B^k$ and apply~\eqref{eq:type-two-differencing}.
457
+
458
+ There are $k$ shifts of range $B$ and $k-1$ of range $A$.
459
+ Tuples containing a zero shift contribute
460
+ $O_k(A^{-1}+B^{-1})$. Group the others by their nonzero absolute
461
+ product, at most $R$. Lemma~\ref{lem:rational-spacing} and the divisor
462
+ bound imply
463
+ \begin{equation}\label{eq:type-two-saving}
464
+ \left|\frac{S}{AB}\right|^{2^{2k-1}}
465
+ \ll Y^{o(1)}\left(
466
+ \frac1A+\frac1B+\frac1q+\frac1R+\frac q{AR}\right).
467
+ \end{equation}
468
+ Indeed the nonzero-shift bound before expansion is
469
+ \[
470
+ \frac{Y^{o(1)}}{AR}(R/q+1)(A+q\log(2q));
471
+ \]
472
+ the additional term $O(\log(2q)/A)$ is included in $Y^{o(1)}/A$.
473
+ Now $A,B\ge Y^{e_0}/2$, while
474
+ \[
475
+ AR=(AB)^k\ge Y^{k(1-e_0)},\qquad
476
+ \frac q{AR}\le Y^{-\rho+ke_0}.
477
+ \]
478
+ Thus~\eqref{eq:type-two-saving} saves a fixed power. Restoring the
479
+ coefficients and summing the boxes preserves a positive saving.
480
+
481
+ The remaining term $\Lambda_{\le Z}$ costs only $O(Z\log(2Z))$.
482
+ This proves the required estimate for $\Lambda$, with some positive
483
+ exponent depending only on $k,\rho$. Removing higher prime powers
484
+ costs $O(Y^{1/2}\log^2(2Y))$, as in
485
+ Proposition~\ref{prop:prime-progressions}. Decreasing the exponent
486
+ if necessary gives $c_m\in(0,1/4)$ and proves
487
+ \eqref{eq:prime-minor-arc}.
488
+ \end{proof}
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/tuples.tex ADDED
@@ -0,0 +1,510 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Reflection-positive laws on residue tuples}\label{sec:tuples}
2
+
3
+ We now construct a probability law on finitely many residue labels at each
4
+ large prime. The law must serve two purposes: reflection positivity will
5
+ give a multilinear H\"older inequality, while a designated cycle of labels
6
+ will have admissible increments except on a small part of the measure.
7
+ We adapt the reflection-positive construction of
8
+ \cite[Section~3]{IntersectivePower}, imposing the allowed regular argument condition
9
+ from the preceding section. The proof below includes the positivity
10
+ argument, since the small exceptional measure and the uniformity in the
11
+ auxiliary index $l$ are both needed later.
12
+
13
+ \subsection{Slots, reflections, and the required properties}
14
+
15
+ Keep $L$ from Lemma~\ref{lem:admissible-cycle} and the exponents
16
+ $\delta$, $\gamma=\delta/10$ from \eqref{eq:local-exponents} fixed. Choose an integer
17
+ $t\ge1$ such that $(t+1)\delta/2>5$, and set
18
+ \[
19
+ w=2t+1,\qquad K=L!,\qquad r_*=K/2.
20
+ \]
21
+ Let $\Pi$ be the set of permutation words of length $L$: a word is a
22
+ bijection from the positions $[L]$ to the symbols $[L]$. The slots of our
23
+ tuple are
24
+ \[
25
+ V=\Pi^w,\qquad d=|V|=K^w.
26
+ \]
27
+ The entries of a slot are called its blocks. Fix an $L$-cycle $c$ on the
28
+ positions. Composition $\pi c$ therefore permutes the positions of a
29
+ word $\pi$. Identifying $c^j$ itself with a word, fix the distinct slots
30
+ \[
31
+ v_j=(c^j,\ldots,c^j)\quad(0\le j<L),\qquad v_L=v_0.
32
+ \]
33
+ These slots, in this order, form the designated cycle.
34
+
35
+ A \emph{cut} is specified by a block $b\in[w]$ and an ordered pair of
36
+ distinct symbols $\alpha,\beta$. Its plus side $V_+$ consists of slots
37
+ in whose $b$th word $\alpha$ precedes $\beta$; its minus side is
38
+ $V_-=V\setminus V_+$. The involution $\theta$ exchanges these two
39
+ symbols in block $b$ and fixes all other blocks. Thus
40
+ $|V_+|=|V_-|=d/2$, and $\theta$ identifies the two halves.
41
+ For a measure $\nu$ on $\F_p^V$, the matrix of masses across this
42
+ cut has rows and columns indexed by $a,a'\in\F_p^{V_+}$ and entry
43
+ \[
44
+ \nu\{z_v=a_v, z_{\theta v}=a'_v\text{ for every }v\in V_+\}.
45
+ \]
46
+ We call $\nu$ \emph{reflection positive} if every such matrix is symmetric
47
+ positive semidefinite. Equivalently, each matrix is symmetric and
48
+ \[
49
+ \int J((z_v)_{v\in V_+})J((z_{\theta v})_{v\in V_+})\,d\nu(z)\ge0
50
+ \]
51
+ for every real function $J$ on $\F_p^{V_+}$.
52
+
53
+ \begin{proposition}[Tuple laws]\label{prop:tuple-laws}
54
+ There is a threshold $P>P_1$, depending only on $h$, with the following
55
+ property. For every $l\ge1$ and prime $p\ge P$, there are a probability
56
+ measure $\mu_{l,p}$ on $\F_p^V$ and a submeasure
57
+ $0\le\varepsilon_{l,p}\le\mu_{l,p}$ such that:
58
+ \begin{enumerate}
59
+ \item $\mu_{l,p}$ is reflection positive. Both $\mu_{l,p}$ and
60
+ $\varepsilon_{l,p}$ are invariant under simultaneous translation of all
61
+ labels. In particular, any nonzero one of these measures, or their
62
+ difference, has uniform single-slot marginals after normalization.
63
+ \item Writing
64
+ \[
65
+ \eta_{l,p}=\varepsilon_{l,p}(1),\qquad
66
+ \mu_{l,p}^{\circ}=\frac{\mu_{l,p}-\varepsilon_{l,p}}{1-\eta_{l,p}},
67
+ \]
68
+ we have $\eta_{l,p}\le p^{-4}$. Under $\mu_{l,p}^{\circ}$ every
69
+ increment $z_{v_{j+1}}-z_{v_j}$, $0\le j<L$, is admissible at $l$.
70
+ \item For any integer $D\ge1$ with $p\nmid D$ and any
71
+ $a'\in\F_p$, let $A_{D,a'}$ act on all labels by
72
+ $z_v\mapsto\lambda(D)^{-1}(z_v-a')$. Then
73
+ \begin{equation}\label{eq:tuple-covariance}
74
+ (A_{D,a'})_*\mu_{l,p}=\mu_{lD,p},\qquad
75
+ (A_{D,a'})_*\varepsilon_{l,p}=\varepsilon_{lD,p}.
76
+ \end{equation}
77
+ \item For $\rho_p=\mu_{l,p}$ or $\mu_{l,p}^{\circ}$, every
78
+ $v\in V$, and every $f:\F_p\to\C$ of uniform mean zero,
79
+ \begin{equation}\label{eq:tuple-mixing}
80
+ \left\|\mathbb E_{\rho_p}
81
+ \bigl[f(z_v)\mid(z_u)_{u\ne v}\bigr]\right\|_{L^2(\rho_p)}
82
+ \le p^{-\gamma}\|f\|_{L^2(\F_p)}.
83
+ \end{equation}
84
+ \end{enumerate}
85
+ All thresholds and constants are independent of $l$.
86
+ \end{proposition}
87
+
88
+ The construction starts from independent labels weighted by admissible
89
+ increments. Such a law has the cycle property and the required mixing,
90
+ but need not be reflection positive. We add components in which selected
91
+ blocks are forgotten when labels are assigned. For cuts in those blocks,
92
+ reflected slots share a list of labels. We choose bounded interactions
93
+ between their selection indices so that the cut quadratic form controls
94
+ the mean square of its test function. This lower bound will dominate the possible
95
+ negative contribution from the preceding component.
96
+ The last components need no cycle constraints, and form the exceptional
97
+ submeasure.
98
+
99
+ \subsection{Two estimates for weighted graphs}
100
+
101
+ Fix $l$ and $p\ge P_1$, and write $F=h_l$. Define
102
+ \begin{equation}\label{eq:tuple-edge-weight}
103
+ W(y)=\frac1k\#\{x\in\F_p:F(x)=y, x\text{ allowed regular}\},
104
+ \qquad c_p=\mathbb E_{y\in\F_p}W(y).
105
+ \end{equation}
106
+ Since $F\bmod p$ is nonconstant of degree at most $k$, we have
107
+ $0\le W\le1$ and $c_p\ge1/(2k)$. Lemma~\ref{lem:local-sums}
108
+ for allowed regular arguments gives, with negative-sign Fourier
109
+ coefficients,
110
+ \begin{equation}\label{eq:tuple-edge-fourier}
111
+ |\widehat W(a)|\le p^{-4\delta}\qquad(a\in\F_p\setminus\{0\}).
112
+ \end{equation}
113
+ Indeed $\widehat W(a)$ is the normalized mean over allowed regular
114
+ arguments multiplied by their proportion divided by $k$.
115
+
116
+ \begin{lemma}[Weighted graph estimates]\label{lem:graph-estimates}
117
+ Let $G$ be a fixed finite directed graph with no loops and with at most one
118
+ edge on each unordered pair of vertices. Give its vertices independent
119
+ uniform labels $Y_x\in\F_p$, and put
120
+ \[
121
+ I_G(Y)=\prod_{x\to y\in E(G)}W(Y_y-Y_x),\qquad e_G=|E(G)|.
122
+ \]
123
+ Then
124
+ \begin{equation}\label{eq:tuple-graph-mean}
125
+ \mathbb E I_G=c_p^{e_G}+O_G(p^{-4\delta}).
126
+ \end{equation}
127
+ If the vertices are partitioned into two classes and every edge joins
128
+ different classes, regard $I_G$ as a kernel between their uniform label
129
+ spaces. Its associated operator satisfies
130
+ \begin{equation}\label{eq:tuple-graph-operator}
131
+ \|I_G-c_p^{e_G}\|_{L^2\to L^2}=O_G(p^{-\delta}).
132
+ \end{equation}
133
+ Both bounds are uniform in $l$.
134
+ \end{lemma}
135
+
136
+ \begin{proof}
137
+ The convolution kernel $W(y-x)-c_p$ has $L^2$ operator norm at most
138
+ $p^{-4\delta}$ by \eqref{eq:tuple-edge-fourier}. Telescope the product
139
+ $I_G$ by replacing one edge weight at a time by $c_p$. In a resulting
140
+ term, hold fixed all labels except those at the endpoints $x,y$ of the
141
+ edge being replaced. As there is no second edge on this pair, the other
142
+ factors depending on these two labels separate as $a(Y_x)b(Y_y)$,
143
+ with $|a|,|b|\le1$. The convolution bound controls the conditional
144
+ average by $p^{-4\delta}$. Summing over the edges proves
145
+ \eqref{eq:tuple-graph-mean}.
146
+
147
+ For the second assertion write $A,B$ for the label spaces of these two classes and
148
+ $D(a,b)=I_G(a,b)-c_p^{e_G}$. In uniform $L^2$ spaces, the fourth
149
+ Schatten moment of its operator $T_D$ is
150
+ \[
151
+ \operatorname{tr}\bigl((T_DT_D^*)^2\bigr)
152
+ =\mathbb E_{\substack{a,a'\in A\\b,b'\in B}}
153
+ D(a,b)D(a',b)D(a',b')D(a,b').
154
+ \]
155
+ All kernels here are real. Expand the four differences. Each term is
156
+ the graph average of the selected copies of $I_G$, times the corresponding
157
+ power of $-c_p^{e_G}$. Its formal vertices consist of two separate
158
+ copies of each of the two vertex classes. No pair of formal vertices receives two
159
+ edges: it determines one corner of the rectangle and one edge of $G$.
160
+ Thus \eqref{eq:tuple-graph-mean} applies to every term. Replacing all its
161
+ edge weights by $c_p$ makes the expanded sum zero, so the fourth moment
162
+ is $O_G(p^{-4\delta})$. The fourth power of the largest singular value
163
+ is at most this moment, proving \eqref{eq:tuple-graph-operator}.
164
+ \end{proof}
165
+
166
+ \subsection{Components obtained by forgetting blocks}
167
+
168
+ For $S\subseteq[w]$ with $s=|S|\le t+1$, call the blocks in $S$
169
+ marked. For $v\in V$, its \emph{address} $u_S(v)$ is the tuple of its
170
+ words in the unmarked blocks; the address set is
171
+ $U_S=\Pi^{[w]\setminus S}$. At every address $u$ take a list
172
+ \[
173
+ (Y_{u,1},\ldots,Y_{u,\ell_s}),\qquad \ell_s=r_*^s,
174
+ \]
175
+ with all entries independent and uniform in $\F_p$, independently
176
+ over the addresses as well. A slot of address $u$ will choose one of
177
+ the labels in this list.
178
+
179
+ For $s\le t$ put a directed edge $u\to u'$ between addresses whenever
180
+ \begin{equation}\label{eq:tuple-address-edge}
181
+ u'_b=u_bc\quad\text{in at least }t+1\text{ unmarked blocks }b.
182
+ \end{equation}
183
+ Every entry of the first list is joined to every entry of the second,
184
+ with weight
185
+ \[
186
+ I_S(Y)=\prod_{u\to u'}\prod_{i,i'\in[\ell_s]}
187
+ W(Y_{u',i'}-Y_{u,i}).
188
+ \]
189
+ There are no loops, since $c\ne1$. There are also no opposite edges:
190
+ because $c^2\ne1$, the witnessing blocks for $u\to u'$ and for
191
+ $u'\to u$ would be disjoint, requiring $2t+2>w$ blocks. Consequently
192
+ the graph on individual list entries satisfies Lemma~\ref{lem:graph-estimates}.
193
+ For $s=t+1$ define $I_S=1$; these are precisely the components in which
194
+ we will dispense with the cycle constraints.
195
+
196
+ Independently select indices $j_v\in[\ell_s]$ uniformly at all slots.
197
+ To obtain the mean-square lower bound when the cut block is marked,
198
+ we put a positive interaction on some pairs of these indices. Let
199
+ $\Delta=1/(10L^2)$. For distinct slots $x,y$, set $H^S_{xy}=\Delta^g$
200
+ if they agree except in one marked block and the words in that block
201
+ differ by exchanging symbols at positions of distance $g$. In all other
202
+ cases set $H^S_{xy}=0$, and also set $H^S_{xx}=0$. Define
203
+ \begin{align}
204
+ R_S(j)&=\exp\left(\sum_{\{x,y\}\subseteq V}
205
+ H^S_{xy}\mathbf1_{\{j_x=j_y\}}\right),
206
+ \label{eq:tuple-index-weight}\\
207
+ \nu_S(\Phi)&=\mathbb E_{Y,j}
208
+ I_S(Y)R_S(j)\,
209
+ \Phi\bigl((Y_{u_S(v),j_v})_{v\in V}\bigr).
210
+ \label{eq:tuple-component}
211
+ \end{align}
212
+ The sum in \eqref{eq:tuple-index-weight} is over unordered two-element
213
+ subsets. Each $\nu_S$ is a finite nonnegative measure, with mass bounded
214
+ above by a fixed constant: $I_S\le1$ and $1\le R_S\le C$ for a constant
215
+ depending only on the fixed slot set.
216
+
217
+ Every component is invariant under each reflection $\theta$. To see
218
+ this, exchanging two symbols throughout one block preserves all
219
+ transposition distances used in $H^S$. For an unmarked block, the same
220
+ symbol exchange permutes addresses and preserves
221
+ \eqref{eq:tuple-address-edge}, since symbol permutations commute with
222
+ the right action of $c$ on positions. For a marked block, addresses are
223
+ unchanged. The uniform lists and indices are preserved in either case.
224
+ Thus the cut matrices of $\nu_S$ are symmetric. Their positivity is
225
+ the remaining issue.
226
+
227
+ \subsection{Positive contributions and their comparison}
228
+
229
+ Fix a cut in block $b$, and for a real function $J$ of the plus labels
230
+ write its quadratic form as
231
+ \[
232
+ Q_S(J)=\int J((z_v)_{v\in V_+})
233
+ J((z_{\theta v})_{v\in V_+})\,d\nu_S(z).
234
+ \]
235
+ We first prove that marking $b$ gives a strictly positive lower bound.
236
+ We then compare that lower bound with the possible negative contribution
237
+ when $b$ is unmarked. These two estimates explain both the list lengths
238
+ $\ell_s$ and the coefficients in the final mixture.
239
+
240
+ Suppose first that $b\in S$. The matrix of interactions across the cut,
241
+ indexed by $x,y\in V_+$, is
242
+ \[
243
+ \mathsf A_{xy}=H^S_{x,\theta y}.
244
+ \]
245
+ It is symmetric by reflection invariance. If the two cut symbols in
246
+ slot $x$ occupy positions of distance $g$, then
247
+ $\mathsf A_{xx}=\Delta^g$. Any other transposition taking $x$ across
248
+ the cut must move one cut symbol past the other, leaving the latter
249
+ fixed. It therefore exchanges positions at distance at least $g+1$.
250
+ Only a transposition in block $b$ can do this. There are fewer than
251
+ $L^2$ choices, whence
252
+ \[
253
+ \sum_{y\ne x}|\mathsf A_{xy}|\le L^2\Delta^{g+1}
254
+ =\tfrac1{10}\Delta^g.
255
+ \]
256
+ By diagonal dominance,
257
+ $\mathsf A\succeq\kappa\operatorname{Id}$ with the fixed choice
258
+ $\kappa=(9/10)\Delta^{L-1}>0$.
259
+
260
+ Here is why this positivity for interactions gives strict positivity for
261
+ the whole index kernel. Identify minus indices with plus indices using
262
+ $\theta$, and let $j,j'$ be two half-index assignments. Put
263
+ \[
264
+ u(j)=(\mathbf1_{\{j_x=i\}})_{x\in V_+,\ i\in[\ell_s]}.
265
+ \]
266
+ The cross factor of $R_S$ is the matrix with entries
267
+ \[
268
+ C(j,j')=\exp\bigl(u(j)^T(\mathsf A\otimes\operatorname{Id})u(j')\bigr).
269
+ \]
270
+ Split $\mathsf A$ as $\kappa\operatorname{Id}$ plus a positive
271
+ semidefinite matrix. The entrywise exponential of a positive
272
+ semidefinite Gram matrix is positive semidefinite: expand its power
273
+ series and apply the Schur product theorem to each power. The factor
274
+ from $\mathsf A-\kappa\operatorname{Id}$ therefore is positive
275
+ semidefinite and has diagonal entries at least one. The factor from
276
+ $\kappa\operatorname{Id}$ is the tensor product, over $x\in V_+$, of
277
+ \[
278
+ \mathbf1\mathbf1^T+(e^\kappa-1)\operatorname{Id}.
279
+ \]
280
+ It dominates $(e^\kappa-1)^{d/2}\operatorname{Id}$. Taking its Schur
281
+ product with the other factor preserves this lower bound, since the
282
+ Schur product with the identity is the diagonal of that factor.
283
+ The internal interactions in the two halves multiply this matrix on
284
+ the left and right by the same diagonal matrix with entries at least one,
285
+ so the lower bound is still valid.
286
+
287
+ Reflected slots have the same address when $b\in S$. For fixed lists
288
+ $Y$, the two factors involving $J$ consequently evaluate the same vector
289
+ indexed by half-index assignments. There are
290
+ $n_s=\ell_s^{d/2}$ such assignments. The uniform average over both
291
+ halves is $n_s^{-2}$ times the associated quadratic form; its diagonal
292
+ lower bound is thus $(e^\kappa-1)^{d/2}n_s^{-1}$ times the uniform
293
+ average of the squares. Since there are only finitely many possible
294
+ $s$, we obtain a fixed $c_*>0$ such that
295
+ \begin{equation}\label{eq:tuple-marked-positive}
296
+ Q_S(J)\ge c_*\,
297
+ \mathbb E_{Y,j_+}I_S(Y)
298
+ J((Y_{u_S(v),j_v})_{v\in V_+})^2\qquad(b\in S).
299
+ \end{equation}
300
+
301
+ Now suppose $b\notin S$. The lists split into plus and minus addresses
302
+ according to the order of the cut symbols in block $b$. Write $Y_+$
303
+ for the plus lists, and $I_+(Y_+)$ for the factors of $I_S$ whose edges
304
+ have both ends on that side. Set
305
+ \[
306
+ \mathcal A_S(J)=\mathbb E_{Y_+,j_+} I_+(Y_+)
307
+ J((Y_{u_S(v),j_v})_{v\in V_+})^2.
308
+ \]
309
+ No index interaction crosses this cut, because changing a marked block
310
+ does not change the word in block $b$. Let $R_+$ be the internal index
311
+ weight on the plus side. After averaging the indices, $Q_S(J)$ is the
312
+ quadratic form of the kernel of cross-list edge weights applied to the
313
+ half-function
314
+ \[
315
+ B(Y_+)=I_+(Y_+)\,
316
+ \mathbb E_{j_+}R_+(j_+)J((Y_{u_S(v),j_v})_{v\in V_+}).
317
+ \]
318
+ By Cauchy--Schwarz, $R_+\le C$, and $I_+^2\le I_+$,
319
+ $\|B\|_2^2\le C\mathcal A_S(J)$.
320
+ Lemma~\ref{lem:graph-estimates} replaces the cross kernel by its
321
+ nonnegative constant value with operator error $O(p^{-\delta})$.
322
+ The constant kernel contributes a nonnegative multiple of
323
+ $(\mathbb E B)^2$. Hence, uniformly over $S$ and the cut,
324
+ \begin{equation}\label{eq:tuple-unmarked-error}
325
+ Q_S(J)\ge-Cp^{-\delta}\mathcal A_S(J)\qquad(b\notin S).
326
+ \end{equation}
327
+ If $s=t+1$, the cross kernel is exactly $1$, and $Q_S(J)\ge0$.
328
+
329
+ For $b\notin S$ and $s\le t$, let $S'=S\cup\{b\}$. We claim that
330
+ \begin{equation}\label{eq:tuple-concatenation}
331
+ Q_{S'}(J)\ge c_*r_*^{-d/2}\mathcal A_S(J).
332
+ \end{equation}
333
+ The new address forgets block $b$. Exactly $r_*=K/2$ old plus
334
+ addresses become each new address, one for each word in which $\alpha$
335
+ precedes $\beta$. Enumerate those words as $\sigma_1,\ldots,\sigma_{r_*}$,
336
+ and write the old addresses above a new address $u$ as $(u,\sigma_a)$.
337
+ Concatenate their old lists by setting
338
+ \[
339
+ \widetilde Y_{u,(a-1)\ell_s+i}=Y_{(u,\sigma_a),i}
340
+ \qquad(a\in[r_*],\ i\in[\ell_s]).
341
+ \]
342
+ These are independent uniform lists of length
343
+ $r_*\ell_s=\ell_{s+1}$, precisely as required by the definition of
344
+ $\nu_{S'}$.
345
+
346
+ Under this identification of list variables, $I_{S'}\ge I_+$ pointwise.
347
+ Indeed, any edge between new addresses is witnessed by at least $t+1$
348
+ blocks other than $b$, so every pair of their constituent old plus
349
+ addresses already had that directed edge. Thus every factor of
350
+ $I_{S'}$ occurs in $I_+$; the latter may have additional factors in
351
+ $[0,1]$. If $|S'|=t+1$, the same inequality follows from $I_{S'}=1$.
352
+ In the nonnegative right side of \eqref{eq:tuple-marked-positive} for
353
+ $S'$, denote the independently chosen uniform new indices by $j'_v$.
354
+ For a plus slot of old address $(u,\sigma_a)$, restrict $j'_v$ to
355
+ $\{(a-1)\ell_s+1,\ldots,a\ell_s\}$. Each restriction has probability
356
+ $1/r_*$, independently over the $d/2$ slots. Conditional on these
357
+ restrictions, the selected labels have exactly their old distribution.
358
+ Using $I_{S'}\ge I_+$ gives \eqref{eq:tuple-concatenation}.
359
+ Figure~\ref{fig:list-concatenation} illustrates this identification of
360
+ the lists and the index restrictions.
361
+
362
+ \input{figures/list-concatenation}
363
+
364
+ \subsection{The mixture and its cycle property}
365
+
366
+ Define a finite measure and its normalization by
367
+ \begin{equation}\label{eq:tuple-mixture}
368
+ M=\sum_{\substack{S\subseteq[w]\\|S|\le t+1}}
369
+ p^{-|S|\delta/2}\nu_S,
370
+ \qquad \mu_{l,p}=\frac{M}{M(1)}.
371
+ \end{equation}
372
+ For a fixed cut in block $b$, pair each $S$ missing $b$, $|S|\le t$,
373
+ with $S'=S\cup\{b\}$. By
374
+ \eqref{eq:tuple-unmarked-error} and \eqref{eq:tuple-concatenation}, their
375
+ combined quadratic form is at least
376
+ \[
377
+ p^{-s\delta/2}
378
+ \bigl(c_*r_*^{-d/2}p^{-\delta/2}-Cp^{-\delta}\bigr)
379
+ \mathcal A_S(J)\ge0
380
+ \]
381
+ for all sufficiently large $p$. Every component containing $b$ is
382
+ used in exactly one such pair; the remaining components have
383
+ $|S|=t+1$, $b\notin S$, and nonnegative quadratic forms. This proves
384
+ reflection positivity of $M$ and hence of $\mu_{l,p}$.
385
+
386
+ For $S=\varnothing$, every list has length one, all index weights are
387
+ one, and the component mass is a graph average. Therefore
388
+ \eqref{eq:tuple-graph-mean} and $c_p\ge1/(2k)$ show that
389
+ $\nu_\varnothing(1)\ge c_0>0$ for sufficiently large $p$, uniformly in
390
+ $l$. The uniform upper bounds on all component masses give
391
+ \[
392
+ c_0\le M(1)\le C_0.
393
+ \]
394
+ Define the exceptional submeasure by
395
+ \begin{equation}\label{eq:tuple-exceptional}
396
+ \varepsilon_{l,p}
397
+ =\frac{p^{-(t+1)\delta/2}}{M(1)}
398
+ \sum_{|S|=t+1}\nu_S.
399
+ \end{equation}
400
+ It has mass $O(p^{-(t+1)\delta/2})\le p^{-4}$ after increasing the
401
+ prime threshold, by the choice of $t$.
402
+
403
+ For $|S|\le t$ at least $t+1$ blocks remain unmarked, and the addresses
404
+ of $v_j,v_{j+1}$ satisfy \eqref{eq:tuple-address-edge} in every one of
405
+ them. The product $I_S$ therefore includes the weight on every pair of
406
+ their list entries. On its support, in particular, the entries selected
407
+ at those two slots have increment in the support of $W$, which consists
408
+ of admissible residues. This proves the cycle property for
409
+ $\mu_{l,p}^{\circ}$. Translating every list entry by the same element
410
+ of $\F_p$ leaves all the weights unchanged. Each component,
411
+ and hence both measures in the proposition, is translation invariant.
412
+ The assertion about one-slot marginals follows because translation acts
413
+ transitively on $\F_p$.
414
+
415
+ \subsection{Covariance and conditional mixing}
416
+
417
+ It remains to show that the construction follows the auxiliary family
418
+ under affine changes and that conditioning on the other slots reveals
419
+ little about a mean-zero function at one slot. The first property will
420
+ permit passage to progressions. The second will control large
421
+ denominators in the Fourier lifts.
422
+
423
+ If $p\nmid D$, the auxiliary-family identity \eqref{eq:auxiliary-change} gives
424
+ \[
425
+ W_{lD,p}(y)=W_{l,p}(\lambda(D)y).
426
+ \]
427
+ Indeed the substitution $x\mapsto Dx-i$ is bijective modulo $p$,
428
+ preserves $T_l(Dx-i)=T_{lD}(x)$, and preserves nonvanishing of the
429
+ derivative because both $D$ and $\lambda(D)$ are units modulo $p$.
430
+ Consequently changing every list entry to
431
+ $\lambda(D)^{-1}(Y_{u,i}-a')$ transforms each component for $l$ into
432
+ the component for $lD$, preserving its mass and all index weights.
433
+ The mixtures and their exceptional parts therefore satisfy
434
+ \eqref{eq:tuple-covariance}.
435
+
436
+ For \eqref{eq:tuple-mixing}, first consider the normalized component
437
+ $\nu_\varnothing/\nu_\varnothing(1)$. At a fixed slot $v$ write
438
+ $x=z_v$ and $y=(z_u)_{u\ne v}$. Its unnormalized density, relative to
439
+ independent uniform labels, factors as
440
+ \[
441
+ J_1(x,y)J_2(y),
442
+ \]
443
+ where $J_1$ is the product of the $m$ edge weights incident with $v$,
444
+ and $J_2$ contains the remaining edges. Put
445
+ \[
446
+ A(y)=\mathbb E_xJ_1(x,y),\qquad
447
+ B(y)=\mathbb E_xf(x)J_1(x,y).
448
+ \]
449
+ Apply \eqref{eq:tuple-graph-operator} to the graph of incident edges,
450
+ whose two sides are $\{v\}$ and the other vertices. Since
451
+ $\mathbb E f=0$, it gives
452
+ \[
453
+ \|A-c_p^m\|_2\le Cp^{-\delta},\qquad
454
+ \|B\|_2\le Cp^{-\delta}\|f\|_2.
455
+ \]
456
+ The conditional expectation at $y$ is $B(y)/A(y)$ when $A(y)>0$.
457
+ The marginal density of $y$ is
458
+ $J_2(y)A(y)/\nu_\varnothing(1)$, so the squared conditional norm is
459
+ \begin{equation}\label{eq:tuple-leading-conditional}
460
+ \frac1{\nu_\varnothing(1)}
461
+ \mathbb E_yJ_2(y)\frac{|B(y)|^2}{A(y)},
462
+ \end{equation}
463
+ with the ratio defined as zero when $A=0$.
464
+ On $A\ge c_p^m/2$, this is bounded using the estimate for $B$.
465
+ The complementary set has uniform probability $O(p^{-2\delta})$
466
+ by the estimate for $A$, since $c_p^m$ is bounded below. On that set,
467
+ weighted Cauchy--Schwarz and $J_1\le1$ give
468
+ \[
469
+ \frac{|B(y)|^2}{A(y)}
470
+ \le\mathbb E_x|f(x)|^2J_1(x,y)\le\|f\|_2^2.
471
+ \]
472
+ Together with $J_2\le1$ and the lower bound on
473
+ $\nu_\varnothing(1)$, this proves that
474
+ \eqref{eq:tuple-leading-conditional} is
475
+ $O(p^{-2\delta})\|f\|_2^2$.
476
+
477
+ Both $\mu_{l,p}$ and $\mu_{l,p}^{\circ}$ are mixtures of the normalized
478
+ components, and in either mixture the total probability of
479
+ $S\ne\varnothing$ is $O(p^{-\delta/2})$. To justify transfer of the
480
+ estimate, retain the component label as an additional random variable.
481
+ Conditional Jensen shows that conditioning on this label as well as on
482
+ all other slots can only increase the squared conditional norm. In each
483
+ normalized component the trivial bound is $\|f\|_2^2$, since that
484
+ component has a uniform marginal at slot $v$. Averaging the leading
485
+ estimate and these trivial bounds therefore yields
486
+ \[
487
+ \left\|\mathbb E_{\rho_p}
488
+ [f(z_v)\mid(z_u)_{u\ne v}]\right\|_2^2
489
+ \le C p^{-\delta/2}\|f\|_2^2.
490
+ \]
491
+ As $2\gamma=\delta/5<\delta/2$, increasing the prime threshold makes
492
+ this at most $p^{-2\gamma}\|f\|_2^2$. This proves
493
+ \eqref{eq:tuple-mixing} and completes the proof of
494
+ Proposition~\ref{prop:tuple-laws}.
495
+
496
+ Fix henceforth a threshold $P>P_1$ for which the proposition holds, large
497
+ enough also that
498
+ \begin{equation}\label{eq:prime-thresholds}
499
+ p^{\gamma/2}\ge3\quad(p\ge P),\qquad
500
+ \prod_{p\ge P}(1+p^{-3})-1\le\tfrac14,
501
+ \end{equation}
502
+ where the product is over primes. Its tail tends to one because
503
+ $\sum_p p^{-3}<\infty$. Define
504
+ \begin{equation}\label{eq:small-prime-modulus}
505
+ M_0=\prod_{p<P}p^{E_p}\ge2.
506
+ \end{equation}
507
+ The previously chosen $L$ is unchanged when $P$ is enlarged. For
508
+ $D=M_0$ times a product of distinct primes at least $P$, a residue
509
+ modulo $D$ is called admissible at $l$ if it is admissible at every local
510
+ factor $p^{E_p}$ of $D$.
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
1
+ version https://git-lfs.github.com/spec/v1
2
+ oid sha256:b42ac864305ade86faecfe7a599249cf07a47681d7ce2008b51f6c8a3591f819
3
+ size 674642
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/.gitignore ADDED
@@ -0,0 +1 @@
 
 
1
+ .build-output/
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [A Sharp Threshold Bound for Monotone Graph Properties](paper.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** September 25, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026,
11
+ author = {{OpenAI}},
12
+ title = {{A Sharp Threshold Bound for Monotone Graph Properties}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf}{OAI:A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/figures/block.tex ADDED
@@ -0,0 +1,82 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tb]
2
+ \centering
3
+ \setlength{\unitlength}{0.93pt}
4
+ \begin{picture}(460,190)
5
+ \put(12,176){\makebox(202,12){\small (a) The free coordinate set $F_B$}}
6
+ \put(246,176){\makebox(202,12){\small (b) One Fourier support $S$}}
7
+ \linethickness{0.45pt}
8
+ \put(40,164){\line(1,0){52}}
9
+ \qbezier(92,164)(108,164)(108,148)
10
+ \put(108,56){\line(0,1){92}}
11
+ \qbezier(108,56)(108,40)(92,40)
12
+ \put(40,40){\line(1,0){52}}
13
+ \qbezier(40,40)(24,40)(24,56)
14
+ \put(24,56){\line(0,1){92}}
15
+ \qbezier(24,148)(24,164)(40,164)
16
+ \put(274,164){\line(1,0){52}}
17
+ \qbezier(326,164)(342,164)(342,148)
18
+ \put(342,56){\line(0,1){92}}
19
+ \qbezier(342,56)(342,40)(326,40)
20
+ \put(274,40){\line(1,0){52}}
21
+ \qbezier(274,40)(258,40)(258,56)
22
+ \put(258,56){\line(0,1){92}}
23
+ \qbezier(258,148)(258,164)(274,164)
24
+ \put(23,151){\makebox(15,10){$B$}}
25
+ \put(257,151){\makebox(15,10){$B$}}
26
+ \thinlines
27
+ \qbezier(47,133)(65.5,117)(84,101)
28
+ \qbezier(84,101)(65.5,85)(47,69)
29
+ \put(47,69){\line(0,1){64}}
30
+ \qbezier(47,133)(110.5,142)(174,151)
31
+ \qbezier(47,133)(121,125)(195,117)
32
+ \qbezier(47,133)(121,103.5)(195,74)
33
+ \qbezier(47,133)(110.5,86.5)(174,40)
34
+ \qbezier(84,101)(129,126)(174,151)
35
+ \qbezier(84,101)(139.5,109)(195,117)
36
+ \qbezier(84,101)(139.5,87.5)(195,74)
37
+ \qbezier(84,101)(129,70.5)(174,40)
38
+ \qbezier(47,69)(110.5,110)(174,151)
39
+ \qbezier(47,69)(121,93)(195,117)
40
+ \qbezier(47,69)(121,71.5)(195,74)
41
+ \qbezier(47,69)(110.5,54.5)(174,40)
42
+ \put(47,133){\circle*{5}}
43
+ \put(84,101){\circle*{5}}
44
+ \put(47,69){\circle*{5}}
45
+ \put(174,151){\circle*{5}}
46
+ \put(195,117){\circle*{5}}
47
+ \put(195,74){\circle*{5}}
48
+ \put(174,40){\circle*{5}}
49
+ \put(24,9){\makebox(190,22){\shortstack{\scriptsize All displayed edges are free.\\[-1pt]
50
+ \scriptsize Edges wholly outside $B$ are fixed.}}}
51
+ \linethickness{1pt}
52
+ \qbezier(318,101)(363,126)(408,151)
53
+ \qbezier(318,101)(373.5,109)(429,117)
54
+ \qbezier(408,151)(418.5,134)(429,117)
55
+ \put(281,133){\circle{5}}
56
+ \put(318,101){\circle*{6}}
57
+ \put(281,69){\circle{5}}
58
+ \put(408,151){\circle*{6}}
59
+ \put(429,117){\circle*{6}}
60
+ \put(429,74){\circle{5}}
61
+ \put(408,40){\circle{5}}
62
+ \put(302,88){\makebox(13,12){$u$}}
63
+ \put(410,156){\makebox(19,10){\scriptsize $v_1$}}
64
+ \put(435,115){\makebox(19,10){\scriptsize $v_2$}}
65
+ \put(435,72){\makebox(19,10){\scriptsize $v_3$}}
66
+ \put(410,26){\makebox(19,10){\scriptsize $v_4$}}
67
+ \put(327,143){\makebox(63,10){\scriptsize survives}}
68
+ \put(430,146){\makebox(28,20){\shortstack{\scriptsize fixed\\[-1pt]\scriptsize by $y$}}}
69
+ \thinlines
70
+ \put(440,142){\vector(-1,-1){16}}
71
+ \put(257,9){\makebox(190,15){\small $|S\cap F_B|=d_S(u)=2$}}
72
+ \end{picture}
73
+ \caption{The block restriction and the one-vertex event.
74
+ In (a), $F_B$ contains every edge incident with $B$, including its
75
+ internal edges; only edges with both endpoints outside $B$ are fixed.
76
+ In (b), only support edges are drawn, and filled vertices are the
77
+ nonisolated vertices $V(S)$. The event $B\cap V(S)=\{u\}$ leaves
78
+ both support edges incident with $u$ free. The exterior support
79
+ edge is fixed, and its contribution is retained by the exact
80
+ averaging identity \eqref{eq:restriction-mass}.}
81
+ \label{fig:block}
82
+ \end{figure}
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/main.tex ADDED
@@ -0,0 +1,39 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \usepackage[T1]{fontenc}
3
+ \usepackage{lmodern}
4
+ \usepackage[margin=1.03in]{geometry}
5
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
6
+ \usepackage{microtype,graphicx,xcolor}
7
+ \usepackage[hyphens]{url}
8
+ \usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
9
+ \newcommand{\E}{\mathbb E}
10
+ \DeclareMathOperator{\Var}{Var}
11
+ \newcommand{\1}{\mathbf 1}
12
+ \newcommand{\R}{\mathbb R}
13
+ \newcommand{\N}{\mathbb N}
14
+ \newcommand{\eps}{\varepsilon}
15
+ \newtheorem{theorem}{Theorem}[section]
16
+ \newtheorem{lemma}[theorem]{Lemma}
17
+ \newtheorem{proposition}[theorem]{Proposition}
18
+ \newtheorem{corollary}[theorem]{Corollary}
19
+ \theoremstyle{definition}
20
+ \newtheorem{definition}[theorem]{Definition}
21
+ \theoremstyle{remark}
22
+ \newtheorem{remark}[theorem]{Remark}
23
+ \numberwithin{equation}{section}
24
+ \hypersetup{pdftitle={A Sharp Threshold Bound for Monotone Graph Properties},pdfauthor={OpenAI},pdfsubject={A proof of the Friedgut--Kalai sharp-threshold conjecture}}
25
+ \title{A Sharp Threshold Bound for\\Monotone Graph Properties}
26
+ \author{OpenAI}
27
+ \date{September 25, 2026}
28
+ \begin{document}
29
+ \maketitle
30
+ \begin{abstract}
31
+ We prove the Friedgut--Kalai sharp-threshold conjecture. For every integer $n\ge2$, every nontrivial increasing family of graphs on $n$ vertices invariant under all vertex permutations, and every $0<\varepsilon<1/2$, the edge probabilities at which its probability equals $\varepsilon$ and $1-\varepsilon$ differ by at most $C\log(1/(2\varepsilon))/(\log n)^2$, for a universal constant $C$.
32
+ \end{abstract}
33
+ \input{sections/introduction}
34
+ \input{sections/fourier}
35
+ \input{sections/graph}
36
+ \input{sections/threshold}
37
+ \clearpage
38
+ \input{references}
39
+ \end{document}
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/references.tex ADDED
@@ -0,0 +1,74 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{thebibliography}{10}
2
+
3
+ \bibitem{Bonami1970}
4
+ Aline Bonami,
5
+ \href{https://doi.org/10.5802/aif.357}{\'Etude des coefficients de Fourier
6
+ des fonctions de \(L^p(G)\)},
7
+ \emph{Annales de l'Institut Fourier}
8
+ \textbf{20} (1970), no.~2, 335--402.
9
+
10
+ \bibitem{BKKKL92}
11
+ Jean Bourgain, Jeff Kahn, Gil Kalai, Yitzhak Katznelson, and Nathan Linial,
12
+ \href{https://doi.org/10.1007/BF02808010}{The influence of variables
13
+ in product spaces},
14
+ \emph{Israel Journal of Mathematics}
15
+ \textbf{77} (1992), 55--64.
16
+
17
+ \bibitem{BK97}
18
+ Jean Bourgain and Gil Kalai,
19
+ \href{https://doi.org/10.1007/s000390050015}{Influences of variables and
20
+ threshold intervals under group symmetries},
21
+ \emph{Geometric and Functional Analysis}
22
+ \textbf{7} (1997), no.~3, 438--461.
23
+
24
+ \bibitem{Friedgut22}
25
+ Ehud Friedgut,
26
+ \href{https://doi.org/10.4171/ICM2022/78}{KKL's influence on me},
27
+ in \emph{Proceedings of the International Congress of Mathematicians 2022},
28
+ Vol.~6, Dmitry Beliaev and Stanislav Smirnov (eds.),
29
+ EMS Press, 2023, pp.~4568--4581.
30
+
31
+ \bibitem{FK96}
32
+ Ehud Friedgut and Gil Kalai,
33
+ \href{https://doi.org/10.1090/S0002-9939-96-03732-X}{Every monotone graph
34
+ property has a sharp threshold},
35
+ \emph{Proceedings of the American Mathematical Society}
36
+ \textbf{124} (1996), no.~10, 2993--3002.
37
+
38
+ \bibitem{KKL88}
39
+ Jeff Kahn, Gil Kalai, and Nathan Linial,
40
+ \href{https://doi.org/10.1109/SFCS.1988.21923}{The influence of variables
41
+ on Boolean functions},
42
+ in \emph{Proceedings of the 29th Annual Symposium on Foundations of
43
+ Computer Science}, IEEE Computer Society, 1988, pp.~68--80.
44
+
45
+ \bibitem{KKLMS20}
46
+ Esty Kelman, Guy Kindler, Noam Lifshitz, Dor Minzer, and Muli Safra,
47
+ \href{https://doi.org/10.1007/s00039-020-00544-2}{Towards a proof of the
48
+ Fourier--entropy conjecture?},
49
+ \emph{Geometric and Functional Analysis}
50
+ \textbf{30} (2020), no.~4, 1097--1138.
51
+ Accessible preprint:
52
+ \href{https://arxiv.org/abs/1911.10579v2}{arXiv:1911.10579v2}, 7 May 2020.
53
+
54
+ \bibitem{ExpectationEquivalence2026}
55
+ OpenAI,
56
+ Integral and fractional expectation thresholds are equivalent,
57
+ OpenAI Math Release preprint
58
+ \href{https://github.com/openai/math/blob/main/preprints/Integral-and-fractional-expectation-thresholds-are-equivalent-September-23-2026/paper.pdf}{OAI:Integral-and-fractional-expectation-thresholds-are-equivalent-September-23-2026},
59
+ 2026.
60
+
61
+ \bibitem{SecondKahnKalai2026}
62
+ OpenAI,
63
+ The second Kahn--Kalai conjecture,
64
+ OpenAI Math Release preprint
65
+ \href{https://github.com/openai/math/blob/main/preprints/The-second-Kahn-Kalai-conjecture-September-24-2026/paper.pdf}{OAI:The-second-Kahn-Kalai-conjecture-September-24-2026},
66
+ 2026.
67
+
68
+ \bibitem{Russo81}
69
+ Lucio Russo,
70
+ \href{https://doi.org/10.1007/BF00535742}{On the critical percolation probabilities},
71
+ \emph{Zeitschrift f\"ur Wahrscheinlichkeitstheorie und verwandte Gebiete}
72
+ \textbf{56} (1981), no.~2, 229--237.
73
+
74
+ \end{thebibliography}
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/fourier.tex ADDED
@@ -0,0 +1,168 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A low-degree estimate on biased products}\label{sec:fourier}
2
+
3
+ We bound the mass of low-degree Fourier coefficients for Boolean
4
+ functions whose individual influences are small compared with their
5
+ total influence. The bound is linear in total influence, so it can be
6
+ averaged over the conditioned coordinates in Section~\ref{sec:graph}.
7
+
8
+ Let $J$ be a finite coordinate set, let $0<p<1$, and put
9
+ $\sigma=\sqrt{p(1-p)}$. Expectations and norms in this section are with
10
+ respect to the product Bernoulli-$p$ measure on the indicated coordinates;
11
+ in particular, $\|g\|_q=(\E|g|^q)^{1/q}$. Define
12
+ \[
13
+ \chi_i(x)=\frac{x_i-p}{\sigma},\qquad
14
+ \chi_S(x)=\prod_{i\in S}\chi_i(x),\qquad \chi_\varnothing=1.
15
+ \]
16
+ Each $\chi_i$ has mean zero and second moment one. Independence therefore
17
+ makes the $2^{|J|}$ functions $\chi_S$, $S\subseteq J$, orthonormal.
18
+ They form a basis of the $2^{|J|}$-dimensional space of real functions on
19
+ $\{0,1\}^J$. Thus, with $\widehat g(S)=\E[g\chi_S]$,
20
+ \begin{equation}\label{eq:parseval}
21
+ g=\sum_{S\subseteq J}\widehat g(S)\chi_S,\qquad
22
+ \E g^2=\sum_{S\subseteq J}\widehat g(S)^2,\qquad
23
+ \Var(g)=\sum_{\varnothing\ne S\subseteq J}\widehat g(S)^2.
24
+ \end{equation}
25
+
26
+ For $i\in J$, write
27
+ $\Delta_i g(x)=g(x_{J\setminus\{i\}},1)-g(x_{J\setminus\{i\}},0)$,
28
+ a function on the remaining coordinates. Integrating just coordinate $i$
29
+ gives
30
+ \[
31
+ \E_i[g\chi_i]
32
+ =\frac{p(1-p)}{\sigma}
33
+ \bigl(g(x_{J\setminus\{i\}},1)-g(x_{J\setminus\{i\}},0)\bigr)
34
+ =\sigma\Delta_i g.
35
+ \]
36
+ Consequently, for $A\subseteq J\setminus\{i\}$,
37
+ $\widehat g(A\cup\{i\})=\sigma\widehat{\Delta_i g}(A)$,
38
+ where the latter Fourier coefficient is taken on $J\setminus\{i\}$.
39
+ For Boolean $h:\{0,1\}^J\to\{0,1\}$, set
40
+ \[
41
+ I_i(h)=\Pr(\Delta_i h\ne0),\qquad I(h)=\sum_{i\in J}I_i(h).
42
+ \]
43
+ Since $\Delta_i h\in\{-1,0,1\}$, Parseval on the remaining coordinates
44
+ and then summation over $i$ give
45
+ \begin{equation}\label{eq:dirichlet}
46
+ \sum_{S\ni i}\widehat h(S)^2=\sigma^2 I_i(h),\qquad
47
+ \sum_{S\subseteq J}|S|\widehat h(S)^2=\sigma^2 I(h).
48
+ \end{equation}
49
+ These identities do not require monotonicity.
50
+
51
+ The next estimate follows the hypercontractive influence method of
52
+ Kahn, Kalai, and Linial~\cite{KKL88}. We prove the biased two-point
53
+ inequality directly and use the standard product argument of
54
+ Bonami~\cite[Chapter~III, Lemma~1]{Bonami1970}, keeping the dependence
55
+ on the edge probability explicit.
56
+
57
+ \begin{samepage}
58
+ \begin{lemma}\label{lem:low-degree}
59
+ Let $m\ge2$ be real and let $h:\{0,1\}^J\to\{0,1\}$ satisfy
60
+ $I_i(h)\le I(h)/m$ for every $i\in J$. If
61
+ \[
62
+ k=\frac{\sigma\log m}{64},
63
+ \]
64
+ then
65
+ \begin{equation}\label{eq:low-degree}
66
+ \sum_{1\le |S|\le k}\widehat h(S)^2\le m^{-1/4}I(h).
67
+ \end{equation}
68
+ Every degree cutoff is interpreted literally for integer degrees $|S|$;
69
+ in particular, the sum is empty when $k<1$.
70
+ \end{lemma}
71
+ \end{samepage}
72
+
73
+ \begin{proof}
74
+ We first prove a product norm bound. Put $\rho=\sigma/4$, so
75
+ $0<\rho\le1/8$, and define the linear operator $T_\rho$ by
76
+ $T_\rho\chi_S=\rho^{|S|}\chi_S$. For one coordinate, the bound
77
+ $|\chi_i|\le\sigma^{-1}$ and the second moment identity imply
78
+ \[
79
+ |\E\chi_i^3|\le\sigma^{-1},\qquad
80
+ \E\chi_i^4\le\sigma^{-2}.
81
+ \]
82
+ For real $a,b$, expansion and
83
+ $2|ab^3|\le a^2b^2+b^4$ yield
84
+ \begin{align*}
85
+ \E(a+\rho b\chi_i)^4
86
+ &\le a^4+6\rho^2a^2b^2
87
+ +\frac{4\rho^3}{\sigma}|ab^3|
88
+ +\frac{\rho^4}{\sigma^2}b^4\\
89
+ &\le a^4+\frac{13\sigma^2}{32}a^2b^2
90
+ +\frac{9\sigma^2}{256}b^4
91
+ \le(a^2+b^2)^2,
92
+ \end{align*}
93
+ where the last inequality uses $\sigma^2\le1/4$.
94
+
95
+ To tensorize this inequality, induct on $|J|$, the empty product being
96
+ immediate. Write $g=a+b\chi_i$ with $a,b$ functions of the other
97
+ coordinates, and set $A=T_\rho a$, $B=T_\rho b$, using the operator on
98
+ those coordinates. Apply the scalar inequality pointwise and then the
99
+ triangle inequality in $L^2$ to obtain
100
+ \[
101
+ \|T_\rho g\|_4^2
102
+ \le \|A^2+B^2\|_2
103
+ \le \|A\|_4^2+\|B\|_4^2
104
+ \le \|a\|_2^2+\|b\|_2^2
105
+ =\|g\|_2^2.
106
+ \]
107
+ The penultimate inequality is the induction hypothesis. We have proved
108
+ \begin{equation}\label{eq:noise-norm}
109
+ \|T_\rho g\|_4\le\|g\|_2
110
+ \end{equation}
111
+ on every finite product.
112
+
113
+ For any real $d\ge0$, let $P_{\le d}$ be the orthogonal projection onto
114
+ the span of the characters of degree at most $d$. If $u=P_{\le d}u$,
115
+ the operator $T_\rho$ is invertible and Parseval gives
116
+ \[
117
+ \|T_\rho^{-1}u\|_2^2
118
+ =\sum_{|S|\le d}\rho^{-2|S|}\widehat u(S)^2
119
+ \le\rho^{-2d}\|u\|_2^2.
120
+ \]
121
+ Applying \eqref{eq:noise-norm} to $T_\rho^{-1}u$ proves
122
+ $\|u\|_4\le\rho^{-d}\|u\|_2$. Duality in this finite-dimensional
123
+ subspace, followed by H\"older's inequality, now gives for every real
124
+ function $v$
125
+ \begin{equation}\label{eq:projection-norm}
126
+ \|P_{\le d}v\|_2
127
+ =\sup_{\substack{u=P_{\le d}u\\\|u\|_2=1}}|\E[vu]|
128
+ \le\rho^{-d}\|v\|_{4/3}.
129
+ \end{equation}
130
+
131
+ If $k<1$, \eqref{eq:low-degree} is immediate, so assume $k\ge1$.
132
+ Since $|\Delta_i h|$ is the indicator of a pivotal event,
133
+ $\|\Delta_i h\|_{4/3}=I_i(h)^{3/4}$. Every nonempty Fourier set is
134
+ counted at least once when summing over its coordinates. The derivative
135
+ coefficient identity and \eqref{eq:projection-norm}, applied on
136
+ $J\setminus\{i\}$ with $d=k$, therefore show
137
+ \begin{align*}
138
+ \sum_{1\le |S|\le k}\widehat h(S)^2
139
+ &\le\sum_{i\in J}\sum_{\substack{S\ni i\\|S|\le k}}
140
+ \widehat h(S)^2\\
141
+ &=\sigma^2\sum_{i\in J}
142
+ \sum_{\substack{A\subseteq J\setminus\{i\}\\|A|\le k-1}}
143
+ \widehat{\Delta_i h}(A)^2\\
144
+ &\le\sigma^2\rho^{-2k}\sum_{i\in J}I_i(h)^{3/2}.
145
+ \end{align*}
146
+ The function $s\mapsto s\log(4/s)$ is increasing on $(0,1/2]$, since
147
+ its derivative is $\log(4/s)-1>0$. Hence
148
+ $\sigma\log(4/\sigma)\le\tfrac12\log8<2$, and
149
+ \[
150
+ \rho^{-2k}
151
+ =m^{\sigma\log(4/\sigma)/32}\le m^{1/16}.
152
+ \]
153
+ If $I(h)\le m^{1/4}$, the hypothesis implies
154
+ \[
155
+ \sum_i I_i(h)^{3/2}
156
+ \le\sqrt{\frac{I(h)}m}\,I(h)
157
+ \le m^{-3/8}I(h).
158
+ \]
159
+ The preceding estimates bound the desired sum by
160
+ $\sigma^2m^{-5/16}I(h)\le m^{-1/4}I(h)$, including when $I(h)=0$.
161
+ If $I(h)>m^{1/4}$, Parseval and Booleanity instead give
162
+ \[
163
+ \sum_{1\le |S|\le k}\widehat h(S)^2
164
+ \le\E h^2\le1<m^{-1/4}I(h).
165
+ \]
166
+ This proves the estimate for every $0<p<1$, without a lower bound on
167
+ $\sigma$.
168
+ \end{proof}
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/graph.tex ADDED
@@ -0,0 +1,227 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Restricting to the edges incident with a vertex block}
2
+ \label{sec:graph}
3
+
4
+ Let $E_n=\binom{[n]}2$ be the edge set of the complete graph on $[n]$,
5
+ and let $f\colon\{0,1\}^{E_n}\to\{0,1\}$ be invariant under vertex
6
+ permutations. Fix $p\in(0,1)$ and put $\sigma=\sqrt{p(1-p)}$.
7
+ All Fourier coefficients, variances, and influences in this section
8
+ use this bias. Monotonicity is not needed.
9
+
10
+ The purpose of a vertex block is to connect two different notions of
11
+ degree. A restriction to the edges incident with the block retains
12
+ enough symmetry to apply Lemma~\ref{lem:low-degree}. If the block meets
13
+ the nonisolated vertices of a Fourier support at just one vertex $u$,
14
+ then the surviving Fourier degree is the graph degree of $u$.
15
+ An $s$-edge graph with $s\ge1$ has a nonisolated vertex of degree at most
16
+ $\sqrt{2s}$. Thus a bound for conditional Fourier degrees up to $k$
17
+ will control original degrees up to $k^2/2$.
18
+
19
+ The restriction identity is the biased-product form of the standard
20
+ Fourier restriction identity; compare
21
+ \cite[arXiv version~2, Lemma~2.7]{KKLMS20}.
22
+ We include its short proof. The next identities hold for every Boolean
23
+ $f$, without a symmetry assumption.
24
+
25
+ \begin{lemma}[Exact averaging over a restriction]
26
+ \label{lem:restriction}
27
+ Let $F\subseteq E_n$, put $H=E_n\setminus F$, and, for
28
+ $y\in\{0,1\}^{H}$, let $f_y(x)=f(x,y)$ for
29
+ $x\in\{0,1\}^{F}$. If $y$ has the Bernoulli-$p$ product law, then,
30
+ for every real $k>0$,
31
+ \begin{align}
32
+ \E_y\sum_{\substack{A\subseteq F\\1\le |A|\le k}}
33
+ \widehat{f_y}(A)^2
34
+ &=\sum_{\substack{S\subseteq E_n\\1\le|S\cap F|\le k}}
35
+ \widehat f(S)^2,
36
+ \label{eq:restriction-mass}\\
37
+ \E_y I(f_y)&=\sum_{e\in F}I_e(f).
38
+ \label{eq:restriction-influence}
39
+ \end{align}
40
+ \end{lemma}
41
+
42
+ \begin{proof}
43
+ Expand $f$ in the product Fourier basis and integrate over $x$.
44
+ For each $A\subseteq F$ this gives the exact finite identity
45
+ \[
46
+ \widehat{f_y}(A)
47
+ =\sum_{D\subseteq H}\widehat f(A\cup D)\chi_D(y).
48
+ \]
49
+ Orthonormality on the exterior coordinates therefore gives
50
+ $\E_y\widehat{f_y}(A)^2
51
+ =\sum_{D\subseteq H}\widehat f(A\cup D)^2$.
52
+ Summing over $A$ proves \eqref{eq:restriction-mass}. In particular,
53
+ there is no constraint on the exterior Fourier degree $|D|$.
54
+
55
+ For $e\in F$, the pivotal event for $f_y$ at $e$ is the pivotal event
56
+ for $f$ at $e$ with the exterior coordinates fixed to $y$. Averaging
57
+ over $y$ and the remaining free coordinates gives
58
+ $\E_y I_e(f_y)=I_e(f)$; summation proves
59
+ \eqref{eq:restriction-influence}.
60
+ \end{proof}
61
+
62
+ \begin{proposition}[The block estimate]
63
+ \label{prop:block}
64
+ Let $3\le m\le n$ be an integer, let $B$ be uniform among the
65
+ $m$-element subsets of $[n]$, and set
66
+ \[
67
+ F_B=\{e\in E_n:e\cap B\ne\varnothing\},
68
+ \qquad k=\frac{\sigma\log m}{64}.
69
+ \]
70
+ Then
71
+ \begin{equation}
72
+ \sum_{S\subseteq E_n}
73
+ \Pr_B\{1\le |S\cap F_B|\le k\}\widehat f(S)^2
74
+ \le \frac{2m}{n}\,m^{-1/4}I(f).
75
+ \label{eq:block-average}
76
+ \end{equation}
77
+ \end{proposition}
78
+
79
+ \begin{proof}
80
+ Fix $B$, and fix an arbitrary assignment $y$ to
81
+ $H_B=E_n\setminus F_B$. The free set $F_B$ contains \emph{all} edges
82
+ with at least one endpoint in $B$: both edges within $B$ and edges
83
+ from $B$ to its complement. Every permutation supported on $B$
84
+ fixes each edge of $H_B$ individually, and hence fixes $y$.
85
+ The restricted function $f_y$ is consequently invariant under this
86
+ permutation group even if the graph encoded by $y$ has no symmetry.
87
+
88
+ The free-edge orbits are precisely the $\binom m2$ edges within $B$
89
+ and, for each \emph{fixed} $w\in[n]\setminus B$, the $m$ edges
90
+ $\{\{u,w\}:u\in B\}$. Every orbit has size at least $m$, since
91
+ $m\ge3$. The product law and the pivotal events are preserved by
92
+ these permutations, so influences agree within each orbit.
93
+ It follows that
94
+ \[
95
+ I_e(f_y)\le\frac{I(f_y)}m\qquad(e\in F_B).
96
+ \]
97
+ Lemma~\ref{lem:low-degree} applies separately to every $y$. Its
98
+ right-hand side is linear in $I(f_y)$, so averaging and using
99
+ Lemma~\ref{lem:restriction} gives
100
+ \[
101
+ \sum_{\substack{S\subseteq E_n\\1\le |S\cap F_B|\le k}}
102
+ \widehat f(S)^2
103
+ \le m^{-1/4}\sum_{e\in F_B}I_e(f).
104
+ \]
105
+ Finally average over $B$. Each endpoint of a fixed edge belongs to
106
+ $B$ with probability $m/n$, whence
107
+ $\Pr_B(e\in F_B)\le2m/n$. This proves
108
+ \eqref{eq:block-average}.
109
+ \end{proof}
110
+
111
+ \begin{lemma}[Capturing low Fourier levels]
112
+ \label{lem:block-capture}
113
+ Suppose $t=\log n\ge16$, and put
114
+ \[
115
+ m=\lfloor\sqrt n\rfloor,
116
+ \qquad k=\frac{\sigma\log m}{64}.
117
+ \]
118
+ Then
119
+ \begin{equation}
120
+ \sum_{\substack{S\subseteq E_n\\1\le |S|\le k^2/2}}
121
+ \widehat f(S)^2
122
+ \le 4m^{-1/4}I(f).
123
+ \label{eq:captured-mass}
124
+ \end{equation}
125
+ \end{lemma}
126
+
127
+ \begin{proof}
128
+ Fix a nonempty $S\subseteq E_n$ with $s=|S|\le k^2/2$, viewed as
129
+ the edge set of a simple graph. Let $V(S)$ be its set of nonisolated
130
+ vertices and write $v=|V(S)|$. Since $s\le\binom v2<v^2/2$, its
131
+ average degree over these vertices satisfies
132
+ \[
133
+ \frac{2s}{v}<\sqrt{2s}.
134
+ \]
135
+ Choose a vertex $u\in V(S)$ whose degree $d_S(u)$ is at most this average. Then
136
+ \begin{equation}
137
+ 1\le d_S(u)\le\sqrt{2s}\le k,
138
+ \qquad v\le2s\le k^2.
139
+ \label{eq:support-degree}
140
+ \end{equation}
141
+
142
+ Choose $B$ uniformly among the $m$-element vertex sets. Conditioned
143
+ on $u\in B$, each other specified vertex belongs to $B$ with
144
+ probability $(m-1)/(n-1)$. A union bound gives
145
+ \begin{equation}
146
+ \Pr_B\{B\cap V(S)=\{u\}\}
147
+ \ge \frac mn
148
+ \left(1-(v-1)\frac{m-1}{n-1}\right).
149
+ \label{eq:one-vertex-event}
150
+ \end{equation}
151
+ On this event, $S\cap F_B$ consists of \emph{every} support edge
152
+ incident with $u$, and contains no other support edge. Its size is
153
+ therefore $d_S(u)$, between $1$ and $k$; it need not be $1$.
154
+ Figure~\ref{fig:block} illustrates this distinction.
155
+
156
+ \input{figures/block}
157
+
158
+ To bound the probability uniformly in $p$, note that $k\le t$ and
159
+ \[
160
+ \frac{m-1}{n-1}\le\frac1{\sqrt n},
161
+ \qquad
162
+ (v-1)\frac{m-1}{n-1}
163
+ \le t^2e^{-t/2}\le256e^{-8}<\frac12.
164
+ \]
165
+ Here $t^2e^{-t/2}$ is decreasing for $t\ge16$.
166
+ Consequently, for every support under consideration,
167
+ \begin{equation}
168
+ \Pr_B\{1\le|S\cap F_B|\le k\}\ge\frac{m}{2n}.
169
+ \label{eq:support-detection}
170
+ \end{equation}
171
+ The choice of $u$ may depend on $S$. The lower bound
172
+ \eqref{eq:support-detection} is applied to each nonnegative summand
173
+ $\widehat f(S)^2$ separately; no block must capture all supports
174
+ simultaneously. Comparing with \eqref{eq:block-average} and
175
+ cancelling $m/(2n)$ proves \eqref{eq:captured-mass}.
176
+ If $k^2/2<1$, the sum in \eqref{eq:captured-mass} is empty and the
177
+ conclusion holds without choosing a support.
178
+ \end{proof}
179
+
180
+ \begin{proof}[Proof of Theorem~\ref{thm:variance}]
181
+ First suppose $t=\log n\ge16$, and choose $m$ and $k$ as in
182
+ Lemma~\ref{lem:block-capture}; in particular $m\ge3$ and $k>0$.
183
+ For the remaining Fourier degrees, the Dirichlet identity
184
+ \eqref{eq:dirichlet} gives
185
+ \begin{equation}
186
+ \sum_{|S|>k^2/2}\widehat f(S)^2
187
+ \le\frac2{k^2}\sum_S|S|\widehat f(S)^2
188
+ =\frac{2\sigma^2}{k^2}I(f).
189
+ \label{eq:graph-tail}
190
+ \end{equation}
191
+ This remains valid for $k^2/2<1$, when the left side includes all
192
+ nonconstant coefficients. Combining \eqref{eq:parseval},
193
+ \eqref{eq:captured-mass}, and \eqref{eq:graph-tail} yields
194
+ \begin{equation}
195
+ \Var(f)\le
196
+ \left(4m^{-1/4}+\frac{2\sigma^2}{k^2}\right)I(f).
197
+ \label{eq:graph-variance-preconstant}
198
+ \end{equation}
199
+
200
+ For completeness, all constants can be bounded independently of
201
+ $p$ and $n$. Since $m\ge\sqrt n/2$ and $t\ge16$,
202
+ $\log m\ge t/2-\log2\ge t/3$. Thus
203
+ \[
204
+ \frac{2\sigma^2}{k^2}
205
+ =\frac{8192}{(\log m)^2}\le\frac{73728}{t^2}.
206
+ \]
207
+ The cancellation of $\sigma^2$ is exact, even when $p$ is arbitrarily
208
+ close to $0$ or $1$. Also, $t^2e^{-t/8}$ is nonincreasing for
209
+ $t\ge16$, so
210
+ \[
211
+ 4m^{-1/4}t^2
212
+ \le4\,2^{1/4}t^2e^{-t/8}
213
+ \le4\,2^{1/4}\,256e^{-2}<256.
214
+ \]
215
+ Thus the right-hand side of \eqref{eq:graph-variance-preconstant} is at most
216
+ $(73728+256)I(f)/t^2$, which is at most
217
+ $2^{17}I(f)/t^2$.
218
+
219
+ If instead $2\le n<e^{16}$, the same Fourier identities immediately
220
+ give
221
+ \[
222
+ \Var(f)\le\sigma^2I(f)\le\frac14 I(f)
223
+ \le\frac{64}{(\log n)^2}I(f).
224
+ \]
225
+ Hence the single choice $C_0=2^{17}$ works for every integer $n\ge2$
226
+ and every $p\in(0,1)$, as asserted.
227
+ \end{proof}
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/introduction.tex ADDED
@@ -0,0 +1,115 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}
2
+ \label{sec:introduction}
3
+
4
+ For an integer $n\ge2$, write $[n]=\{1,\ldots,n\}$ and let $E_n=\binom{[n]}2$ be the edge set of the complete simple graph on $n$ vertices. We identify a graph with an element of $\{0,1\}^{E_n}$. A \emph{graph property} is a family $\mathcal P\subseteq\{0,1\}^{E_n}$ invariant under every permutation of $[n]$. It is \emph{increasing}, or \emph{monotone}, if adding edges preserves membership, and \emph{nontrivial} if it is neither empty nor the whole space.
5
+
6
+ Write $\mu_p(\mathcal P)$ for the probability that a graph whose edges are present independently with probability $p$ belongs to $\mathcal P$. For $0<a<1$, define
7
+ \[
8
+ p_a(\mathcal P)=\inf\{p\in[0,1]:\mu_p(\mathcal P)\ge a\}.
9
+ \]
10
+ All logarithms in this paper are natural. In particular, $n$ always counts vertices, not edge coordinates.
11
+
12
+ \begin{theorem}[Friedgut--Kalai sharp-threshold conjecture]
13
+ \label{thm:threshold}
14
+ For every integer $n\ge2$, every nontrivial increasing family $\mathcal P$ of graphs on $n$ vertices invariant under all vertex permutations, and every $0<\varepsilon<1/2$,
15
+ \begin{equation}
16
+ \label{eq:threshold}
17
+ p_{1-\varepsilon}(\mathcal P)-p_\varepsilon(\mathcal P)
18
+ \le \frac{2^{19}}{(\log n)^2}\log\frac1{2\varepsilon}.
19
+ \end{equation}
20
+ \end{theorem}
21
+
22
+ The influence theorem of Kahn, Kalai, and Linial~\cite{KKL88}
23
+ connected Fourier analysis with the sensitivity of Boolean functions
24
+ to individual coordinates. Bourgain, Kahn, Kalai, Katznelson, and
25
+ Linial extended the influence theorem to product
26
+ spaces~\cite{BKKKL92}. Friedgut and Kalai combined that extension
27
+ with the Margulis--Russo probability-derivative identity to show that
28
+ every increasing family invariant under a transitive coordinate group
29
+ has a narrow transition~\cite[Section~2]{FK96}. For graph properties,
30
+ vertex permutations act transitively on the edge coordinates, and their
31
+ theorem gives the universal width bound
32
+ $C\log(1/(2\varepsilon))/\log n$~\cite[Theorem~1.1]{FK96}.
33
+ They conjectured the denominator $(\log n)^2$ with the same dependence
34
+ on $\varepsilon$~\cite[Conjecture~1.2]{FK96}.
35
+ Theorem~\ref{thm:threshold} resolves that conjecture positively;
36
+ its numerical constant is only a convenient explicit choice.
37
+
38
+ The squared logarithm is the optimal order in $n$ when
39
+ $\varepsilon$ is fixed. Friedgut and Kalai already pointed to the
40
+ property of containing a clique with order proportional to $\log n$:
41
+ its transition width can be of order $(\log n)^{-2}$
42
+ \cite[p.~2994]{FK96}.
43
+ Bourgain and Kalai went beyond coordinate transitivity by using the
44
+ action of the symmetry group on sets of coordinates~\cite{BK97}.
45
+ For every fixed $\eta>0$ and $0<\varepsilon<1/2$, their graph-property
46
+ bound is
47
+ \[
48
+ p_{1-\varepsilon}(\mathcal P)-p_\varepsilon(\mathcal P)
49
+ \le C_{\eta,\varepsilon}(\log n)^{-2+\eta}.
50
+ \]
51
+ Thus their result approached the conjectured exponent arbitrarily
52
+ closely. Further progress through Fourier estimates is described below;
53
+ Friedgut gives a broader account of the influence method
54
+ in~\cite{Friedgut22}.
55
+
56
+ Two companion papers address complementary threshold-location
57
+ questions: comparison of integral and fractional covers of increasing
58
+ families~\cite[Theorem~1.1]{ExpectationEquivalence2026}, and comparison
59
+ of graph-containment thresholds with expected subgraph
60
+ counts~\cite[Theorem~1.1]{SecondKahnKalai2026}.
61
+ The present theorem controls the width of a transition for arbitrary
62
+ increasing graph properties. Its proof does not use either comparison.
63
+
64
+ Here is the stronger estimate that drives the proof. For a Boolean function $f:\{0,1\}^{E_n}\to\{0,1\}$, define its \emph{pivotal influence} at edge $e$ and its \emph{total influence} as follows. Here $x_{e\leftarrow b}$ denotes $x$ with coordinate $e$ set to $b\in\{0,1\}$, and the probability is over all coordinates other than $e$.
65
+ \[
66
+ I_{e,p}(f)=\Pr_p\bigl(f(x_{e\leftarrow1})\ne f(x_{e\leftarrow0})\bigr),
67
+ \qquad I_p(f)=\sum_{e\in E_n}I_{e,p}(f).
68
+ \]
69
+
70
+ \begin{theorem}[Variance and influence]
71
+ \label{thm:variance}
72
+ For every integer $n\ge2$, every Boolean function $f$ on $E_n$ invariant under vertex permutations, and every $0<p<1$,
73
+ \begin{equation}
74
+ \label{eq:variance}
75
+ \Var_p(f)\le\frac{2^{17}}{(\log n)^2}I_p(f).
76
+ \end{equation}
77
+ No monotonicity assumption is needed.
78
+ \end{theorem}
79
+
80
+ At the unbiased measure, Kelman, Kindler, Lifshitz, Minzer, and Safra
81
+ proved the graph-symmetric estimate
82
+ \[
83
+ I_{1/2}(f)\ge
84
+ c\,\frac{(\log n)^2}{(\log\log n)^2}\Var_{1/2}(f)
85
+ \]
86
+ for all sufficiently large $n$ and an absolute $c>0$
87
+ \cite[arXiv version~2, Section~7.4]{KKLMS20}.
88
+ This is an influence estimate at $p=1/2$; a threshold-width bound
89
+ requires control throughout the transition interval.
90
+ Theorem~\ref{thm:variance} removes the iterated-logarithm loss and
91
+ holds uniformly for every $0<p<1$, including for nonmonotone properties.
92
+
93
+ Random restrictions and symmetry of Fourier coefficients are central
94
+ to the arguments of Bourgain--Kalai and
95
+ Kelman--Kindler--Lifshitz--Minzer--Safra~\cite{BK97,KKLMS20}.
96
+ Here the restriction is chosen through the vertices: leave free all
97
+ edges touching a random block $B$ of about $\sqrt n$ vertices, while
98
+ conditioning on every other edge. Permutations inside $B$ survive
99
+ every such conditioning. Their edge orbits bound each conditional
100
+ influence, to which an elementary Fourier estimate applies.
101
+ The resulting estimate is linear in total influence, so it can be
102
+ averaged over the conditioned coordinates. Section~\ref{sec:fourier}
103
+ proves this estimate directly, including its dependence on the bias.
104
+
105
+ The second ingredient regards each edge set indexing a Fourier
106
+ coefficient as a graph. Any nonempty such graph with at most $k^2/2$
107
+ edges has a nonisolated vertex of degree at most $k$. With sufficient
108
+ probability, $B$ meets its nonisolated vertices only at that vertex.
109
+ The restriction then leaves between one and $k$ edges of this graph
110
+ free. This turns control of conditional Fourier degrees up to $k$
111
+ into control of original degrees up to $k^2/2$. Taking $k$ proportional
112
+ to $\sqrt{p(1-p)}\log n$ yields \eqref{eq:variance}; the bias factor
113
+ cancels in the estimate for the remaining Fourier degrees.
114
+ Section~\ref{sec:threshold} then integrates the probability derivative
115
+ to obtain the full quantile bound.
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/threshold.tex ADDED
@@ -0,0 +1,77 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{From influence to threshold width}
2
+ \label{sec:threshold}
3
+
4
+ We pass from influence to transition width using the Russo--Margulis
5
+ probability-derivative formula; see Russo~\cite[Lemma~3]{Russo81}
6
+ and Friedgut--Kalai~\cite[Lemma~2.2]{FK96}. We include the finite
7
+ calculation with our pivotal-influence convention and then integrate
8
+ the resulting differential inequality.
9
+
10
+ \begin{proof}[Proof of Theorem~\ref{thm:threshold}]
11
+ Put $f=\1_{\mathcal P}$, $\mu(p)=\E_p f$, and $C_0=2^{17}$. We first verify the probability-derivative identity with the influence convention used here. If the edge probabilities are allowed to vary separately, $\E f$ is a multilinear polynomial in those probabilities. Its partial derivative in the probability at $e$ is the expectation of
12
+ \[
13
+ \Delta_e f=f(x_{e\leftarrow1})-f(x_{e\leftarrow0}).
14
+ \]
15
+ For increasing $f$, this difference takes values in $\{0,1\}$, so its expectation is $I_{e,p}(f)$ when all other biases are $p$. Differentiating along the diagonal therefore gives
16
+ \begin{equation}
17
+ \label{eq:russo}
18
+ \mu'(p)=I_p(f).
19
+ \end{equation}
20
+ This is the usual probability-derivative formula underlying the sharp-threshold method; the calculation above proves it directly in the present finite setting.
21
+
22
+ Since $f$ is Boolean, $\Var_p(f)=\mu(p)(1-\mu(p))$. Theorem~\ref{thm:variance} and \eqref{eq:russo} imply
23
+ \begin{equation}
24
+ \label{eq:differential}
25
+ \mu'(p)\ge \frac{(\log n)^2}{C_0}\mu(p)(1-\mu(p))
26
+ \qquad(0<p<1).
27
+ \end{equation}
28
+ Nontriviality and monotonicity give $f(\varnothing)=0$ and $f(E_n)=1$. Both configurations have positive probability for every interior bias, hence $0<\mu(p)<1$ there, while $\mu(0)=0$ and $\mu(1)=1$. Equation~\eqref{eq:differential} now gives $\mu'(p)>0$ throughout $(0,1)$. Thus, by continuity, every quantile $p_a$ is the unique interior point satisfying $\mu(p_a)=a$.
29
+
30
+ On the interval $[p_\varepsilon,p_{1-\varepsilon}]$, division in \eqref{eq:differential} is legitimate and gives
31
+ \[
32
+ \frac{d}{dp}\log\frac{\mu(p)}{1-\mu(p)}
33
+ =\frac{\mu'(p)}{\mu(p)(1-\mu(p))}
34
+ \ge\frac{(\log n)^2}{C_0}.
35
+ \]
36
+ Integration yields
37
+ \[
38
+ p_{1-\varepsilon}-p_\varepsilon
39
+ \le\frac{2C_0}{(\log n)^2}
40
+ \log\frac{1-\varepsilon}{\varepsilon}.
41
+ \]
42
+ Finally, $4\varepsilon(1-\varepsilon)\le1$ implies
43
+ \[
44
+ \log\frac{1-\varepsilon}{\varepsilon}
45
+ \le 2\log\frac1{2\varepsilon}.
46
+ \]
47
+ This proves \eqref{eq:threshold} with $4C_0=2^{19}$ for the entire range $0<\varepsilon<1/2$.
48
+ \end{proof}
49
+
50
+ To recover the additive formulation of \cite[Conjecture~1.2]{FK96}, set
51
+ \[
52
+ \delta=\frac{2^{19}}{(\log n)^2}\log\frac1{2\varepsilon},
53
+ \]
54
+ and suppose $\mu(p)>\varepsilon$. Then $p>p_\varepsilon$, so
55
+ Theorem~\ref{thm:threshold} gives $p+\delta>p_{1-\varepsilon}$.
56
+ Hence $\mu(p+\delta)>1-\varepsilon$ whenever $p+\delta\le1$;
57
+ for larger increments, the endpoint $1$ already has probability one.
58
+ Conversely, when $p_\varepsilon+\delta<1$, apply this strict formulation
59
+ at $p>p_\varepsilon$ and let $p\downarrow p_\varepsilon$.
60
+ Continuity gives $\mu(p_\varepsilon+\delta)\ge1-\varepsilon$, which
61
+ is the quantile bound. When $p_\varepsilon+\delta\ge1$, that bound
62
+ is automatic.
63
+
64
+ The same log-odds estimate describes the transition around its median
65
+ $p_*=p_{1/2}$. The log odds vanish at $p_*$, so integration from the
66
+ median gives, with $C_0=2^{17}$,
67
+ \[
68
+ \begin{aligned}
69
+ \mu(p_*-s)
70
+ &\le \frac{1}{1+\exp\!\bigl(s(\log n)^2/C_0\bigr)}
71
+ &&(0\le s\le p_*),\\
72
+ 1-\mu(p_*+s)
73
+ &\le \frac{1}{1+\exp\!\bigl(s(\log n)^2/C_0\bigr)}
74
+ &&(0\le s\le1-p_*).
75
+ \end{aligned}
76
+ \]
77
+ The endpoint cases follow by continuity.
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
1
+ version https://git-lfs.github.com/spec/v1
2
+ oid sha256:0e6a660e755ef2b6a30755fa40c18256a4ad7f54fe1040f79e13458c1ecc290a
3
+ size 394307
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/README.md ADDED
@@ -0,0 +1,17 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [A Smooth Metric with No Local Isometric Immersion into Three-Space](paper.pdf)
2
+
3
+ OpenAI
4
+ September 24, 2026
5
+
6
+ ## Citation
7
+
8
+ ```bibtex
9
+ @misc{OAI:A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026,
10
+ author = {{OpenAI}},
11
+ title = {{A Smooth Metric with No Local Isometric Immersion into Three-Space}},
12
+ howpublished = {OpenAI Math Release preprint
13
+ \href{https://github.com/openai/math/blob/main/preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf}{OAI:A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026}},
14
+ year = {2026}
15
+ }
16
+ ```
17
+
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/accumulation.tex ADDED
@@ -0,0 +1,41 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[H]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,>=Latex]
4
+ \begin{scope}
5
+ \draw[->,gray] (-.2,0)--(4.1,0) node[right,black] {\(X\)};
6
+ \fill (0,0) circle (1.5pt) node[below=4pt] {\(0\)};
7
+ \foreach \position/\radius/\disklabel in {3.2/.20/1,1.6/.10/2,.8/.05/3} {
8
+ \draw[fill=orange!18] (\position,0) circle (\radius);
9
+ \node[above=10pt] at (\position,0) {\(\mathcal D_{\disklabel}\)};
10
+ }
11
+ \fill (.4,0) circle (.025);
12
+ \fill (.2,0) circle (.0125);
13
+ \draw[->,blue!65!black] (2.6,-.50)--(.6,-.50);
14
+ \node at (2,-1.05) {(a) Disks approaching the origin};
15
+ \end{scope}
16
+ \begin{scope}[shift={(7.1,.18)}]
17
+ \draw[fill=orange!18] (0,0) circle (.67);
18
+ \draw[gray,dashed] (0,0) circle (.90);
19
+ \draw[gray,dashed] (0,0) circle (1.23);
20
+ \foreach \angle/\innerrotation/\outerrotation in {
21
+ 10/0/60,50/30/0,90/60/30,130/15/75,170/45/15,
22
+ 210/75/45,250/0/30,290/60/0,330/30/60} {
23
+ \begin{scope}[shift={(\angle:.923)},rotate=\innerrotation]
24
+ \draw[blue!65!black,fill=blue!8] (-.033,-.033) rectangle (.033,.033);
25
+ \end{scope}
26
+ \begin{scope}[shift={(\angle:1.25)},rotate=\outerrotation]
27
+ \draw[blue!65!black,fill=blue!8] (-.07,-.07) rectangle (.07,.07);
28
+ \end{scope}
29
+ }
30
+ \node at (0,0) {\(\mathcal D_j\)};
31
+ \node at (0,-1.55) {(b) Patches approaching a disk};
32
+ \end{scope}
33
+ \end{tikzpicture}
34
+ \caption{The two accumulation levels, schematically and not to scale.
35
+ The disks in (a) are disjoint and avoid the origin. In (b), disjoint
36
+ full patches occupy successive annuli outside one disk. Only a few
37
+ patches and annuli are shown. Patch orientations are independent of
38
+ their positions around the disk; the actual construction approaches
39
+ every boundary point in every direction of a fixed finite rotation net.}
40
+ \label{fig:accumulation}
41
+ \end{figure}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/cap.tex ADDED
@@ -0,0 +1,35 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[H]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,>=Latex,xscale=1.35,yscale=1.2]
4
+ \fill[blue!6] (-2,-2) rectangle (2,0);
5
+ \fill[orange!22]
6
+ (-1.12,0)--(-1.12,-.35)
7
+ .. controls (-1.12,-.83) and (-.57,-1.28) .. (0,-1.28)
8
+ .. controls (.57,-1.28) and (1.12,-.83) .. (1.12,-.35)
9
+ --(1.12,0)--cycle;
10
+ \draw[thick]
11
+ (-1.12,0)--(-1.12,-.35)
12
+ .. controls (-1.12,-.83) and (-.57,-1.28) .. (0,-1.28)
13
+ .. controls (.57,-1.28) and (1.12,-.83) .. (1.12,-.35)
14
+ --(1.12,0);
15
+ \draw[very thick,blue!65!black] (-2,0)--(-2,-2)--(2,-2)--(2,0);
16
+ \draw[thick,dashed] (-2,0)--(2,0);
17
+ \node[above=7pt] at (0,0) {artificial edge \(s=b\)};
18
+ \node at (-.2,-.48) {\(K<0\)};
19
+ \node at (0,-1.65) {\(K>0\)};
20
+ \node[anchor=east] at (-1.15,-.85) {\(K=0\)};
21
+ \draw[<->] (.66,-.04)--(.66,-.82);
22
+ \node[anchor=west] at (.72,-.58) {\(d\)};
23
+ \draw[->,gray] (2.45,-1.8)--(2.45,-.65) node[above,black] {\(s\)};
24
+ \draw[->,gray] (2.2,-1.55)--(3.05,-1.55) node[right,black] {\(t\)};
25
+ \node[text=blue!65!black] at (0,-2.5) {three edges in positive curvature};
26
+ \end{tikzpicture}
27
+ \caption{A lower-cap integration region in flow coordinates, schematically
28
+ and not to scale. The lateral and bottom edges are chosen in positive
29
+ curvature. The artificial edge \(s=b\) may cross the negative region;
30
+ no high-order data are prescribed there. The distance \(d=b-s\)
31
+ enters the vanishing weight. The actual curvature zero set depends on
32
+ the solution through the flow coordinates; only its position relative
33
+ to the three elliptic edges and the artificial edge is illustrated.}
34
+ \label{fig:cap}
35
+ \end{figure}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/geometry.tex ADDED
@@ -0,0 +1,37 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[H]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,>=Latex]
4
+ \begin{scope}[scale=1.12]
5
+ \fill[blue!5] (-1.7,-1.7) rectangle (1.7,1.7);
6
+ \fill[orange!18]
7
+ (0,1.35) .. controls (.80,1.35) and (1.02,.95) .. (1.02,.60)
8
+ -- (1.02,-.60)
9
+ .. controls (1.02,-.95) and (.80,-1.35) .. (0,-1.35)
10
+ .. controls (-.80,-1.35) and (-1.02,-.95) .. (-1.02,-.60)
11
+ -- (-1.02,.60)
12
+ .. controls (-1.02,.95) and (-.80,1.35) .. (0,1.35);
13
+ \draw[thick]
14
+ (0,1.35) .. controls (.80,1.35) and (1.02,.95) .. (1.02,.60)
15
+ -- (1.02,-.60)
16
+ .. controls (1.02,-.95) and (.80,-1.35) .. (0,-1.35)
17
+ .. controls (-.80,-1.35) and (-1.02,-.95) .. (-1.02,-.60)
18
+ -- (-1.02,.60)
19
+ .. controls (-1.02,.95) and (-.80,1.35) .. (0,1.35);
20
+ \draw[gray] (-1.7,-1.7) rectangle (1.7,1.7);
21
+ \draw[->,gray] (-1.87,0)--(1.91,0) node[right,black] {\(x\)};
22
+ \draw[->,gray] (0,-1.87)--(0,1.91) node[above,black] {\(y\)};
23
+ \fill[white] (-.25,-.25) rectangle (.25,.25);
24
+ \draw[thick] (-.25,-.25) rectangle (.25,.25);
25
+ \node at (.02,.01) {\(\mathcal P\)};
26
+ \node at (.0,.76) {\(K<0\)};
27
+ \node at (1.28,1.42) {\(K>0\)};
28
+ \node[fill=white,inner sep=1pt] at (.90,-1.15) {\(K=0\)};
29
+ \end{scope}
30
+ \end{tikzpicture}
31
+ \caption{The model patch, schematically and not to scale.
32
+ The curvature zero set lies outside the perturbation box
33
+ \(\mathcal P\). The positive exterior permits estimates on lower and
34
+ upper caps whose free artificial edges may cut through the negative
35
+ region. The lower-cap integration region is shown in \Cref{fig:cap}.}
36
+ \label{fig:geometry}
37
+ \end{figure}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/pulse.tex ADDED
@@ -0,0 +1,30 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[H]
2
+ \centering
3
+ \begin{tikzpicture}[font=\small,>=Latex,xscale=1.25,yscale=1.12]
4
+ \fill[orange!8] (-1.6,-1.35) rectangle (1.6,1.35);
5
+ \draw[gray] (-1.6,-1.35) rectangle (1.6,1.35);
6
+ \draw[thick,blue!65!black] (-1.6,-1.35)--(1.6,-1.35);
7
+ \draw[thick,blue!65!black] (-1.6,1.35)--(1.6,1.35);
8
+ \draw[blue!65!black,dashed] (-1.6,-1.35)--(-.92,-.13);
9
+ \draw[blue!65!black,dashed] (1.6,-1.35)--(.92,-.13);
10
+ \draw[blue!65!black,dashed] (-1.6,1.35)--(-.92,.13);
11
+ \draw[blue!65!black,dashed] (1.6,1.35)--(.92,.13);
12
+ \fill[orange!45] (-.38,-.13) rectangle (.38,.13);
13
+ \draw[thick] (-.38,-.13) rectangle (.38,.13);
14
+ \draw[->,gray] (-1.8,0)--(1.88,0) node[right,black] {\(\xi\)};
15
+ \draw[->,gray] (0,-1.70)--(0,1.75) node[above,black] {\(\theta\)};
16
+ \node[anchor=east] at (-1.67,-1.35) {\(-r\)};
17
+ \node[anchor=east] at (-1.67,1.35) {\(r\)};
18
+ \node[fill=white,inner sep=1pt] at (0,1.05) {upper data};
19
+ \node[fill=white,inner sep=1pt] at (0,-1.05) {lower data};
20
+ \draw[->] (.9,.28)--(.34,.08);
21
+ \node[anchor=west] at (.72,.35) {pulse};
22
+ \end{tikzpicture}
23
+ \caption{The hyperbolic slab, schematically and not to scale.
24
+ Cap regularity gives smooth data on the two cuts \(\theta=\pm r\).
25
+ The dashed lines indicate the shrinking spatial intervals used to
26
+ propagate those data toward both pulse edges. The pulse is supported
27
+ in \(\abs\theta<\delta/\tau\) and oscillates in \(\xi\).
28
+ The entire slab lies in negative curvature.}
29
+ \label{fig:pulse}
30
+ \end{figure}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/main.tex ADDED
@@ -0,0 +1,228 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{amsart}
2
+ \usepackage[T1]{fontenc}
3
+ \usepackage{lmodern}
4
+ \input{glyphtounicode-cmex}
5
+ \pdfgentounicode=1
6
+ \usepackage[margin=1in]{geometry}
7
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
8
+ \usepackage{microtype}
9
+ \AtBeginDocument{\begingroup\fontencoding{OT1}\footnotesize\selectfont\endgroup}
10
+ \usepackage{enumitem}
11
+ \usepackage{float}
12
+ \usepackage{tikz}
13
+ \usetikzlibrary{arrows.meta,patterns,calc}
14
+ \usepackage[colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black]{hyperref}
15
+ \usepackage[capitalise,noabbrev]{cleveref}
16
+ \newtheorem{theorem}{Theorem}[section]
17
+ \newtheorem{proposition}[theorem]{Proposition}
18
+ \newtheorem{lemma}[theorem]{Lemma}
19
+ \newtheorem{corollary}[theorem]{Corollary}
20
+ \theoremstyle{definition}
21
+ \newtheorem{definition}[theorem]{Definition}
22
+ \theoremstyle{remark}
23
+ \newtheorem{remark}[theorem]{Remark}
24
+ \newtheorem*{maintheorem}{Theorem A}
25
+ \numberwithin{equation}{section}
26
+ \newcommand{\R}{\mathbb R}
27
+ \newcommand{\N}{\mathbb N}
28
+ \newcommand{\II}{\mathrm{II}}
29
+ \newcommand{\dd}{\,\mathrm d}
30
+ \newcommand{\pd}{\partial}
31
+ \newcommand{\norm}[1]{\left\lVert#1\right\rVert}
32
+ \newcommand{\abs}[1]{\left\lvert#1\right\rvert}
33
+ \DeclareMathOperator{\supp}{supp}
34
+ \DeclareMathOperator{\diag}{diag}
35
+ \title[A smooth metric with no local isometric immersion]{A Smooth Metric with No Local Isometric Immersion into Three-Space}
36
+ \author{OpenAI}
37
+ \date{September 24, 2026}
38
+ \hypersetup{
39
+ pdftitle={A Smooth Metric with No Local Isometric Immersion into Three-Space},
40
+ pdfauthor={OpenAI},
41
+ pdfsubject={Smooth local isometric realization of Riemannian surfaces}
42
+ }
43
+ \begin{document}
44
+ \begin{abstract}
45
+ We construct a smooth positive-definite Riemannian metric on
46
+ \((-1,1)^2\) that agrees with the Euclidean metric to every order at
47
+ the origin, yet no neighborhood of the origin admits a smooth
48
+ isometric immersion into Euclidean three-space. This gives a negative
49
+ answer to the unrestricted smooth local isometric realization problem
50
+ for surfaces.
51
+ \end{abstract}
52
+ \maketitle
53
+
54
+ \section{Introduction}
55
+
56
+ The local isometric realization problem asks whether a Riemannian
57
+ surface \((\Sigma,g)\) can, near each point, be realized as a smooth
58
+ surface in Euclidean three-space. In local coordinates this means
59
+ finding a smooth map \(F\) with
60
+ \[
61
+ \langle \partial_iF,\partial_jF\rangle=g_{ij},
62
+ \qquad i,j\in\{1,2\}.
63
+ \]
64
+ Positive definiteness of \(g\) then forces \(\operatorname{rank}dF=2\).
65
+ The unrestricted smooth question is part of Yau's discussion of
66
+ isometric embedding~\cite[p.~236]{Yau2000} and is formulated explicitly
67
+ in Ghomi's survey~\cite[Section~1.5, Problem~1.9]{Ghomi2019}.
68
+ We give a negative answer to this local three-dimensional problem.
69
+
70
+ \begin{maintheorem}
71
+ There is a \(C^\infty\) positive definite Riemannian metric \(g\) on
72
+ \((-1,1)^2\) such that no open neighborhood \(U\) of the origin admits a
73
+ \(C^\infty\) isometric immersion
74
+ \[
75
+ F:(U,g)\longrightarrow\R^3.
76
+ \]
77
+ In particular, no such neighborhood admits a smooth isometric embedding.
78
+ \end{maintheorem}
79
+
80
+ A smooth isometric immersion is an embedding after restriction to a
81
+ sufficiently small neighborhood of any point. Thus the two local
82
+ formulations have the same existence content. No completeness or
83
+ topological assumption is involved in Theorem~A.
84
+ The metric can moreover be chosen to have the same full Taylor jet
85
+ at the origin as the Euclidean metric; see \Cref{cor:flat-jet}.
86
+ Thus smooth local realizability is not determined by that jet.
87
+
88
+ \subsection*{Curvature and regularity}
89
+ The analytic local problem is settled by the classical Janet--Cartan
90
+ theorem~\cite{Janet1926,Cartan1927}. For smooth metrics, nonzero
91
+ Gaussian curvature leads to elliptic or hyperbolic equations and
92
+ smooth local existence; zeros of curvature introduce degeneracy
93
+ and changes of type. Lin's foundational work treated nonnegative
94
+ curvature and a clean change of sign with finite differentiability
95
+ estimates~\cite{Lin1985,Lin1986}. Here a clean change of sign means
96
+ \(K(p)=0\) and \(dK(p)\ne0\). Smooth local existence under
97
+ this condition was established by Nakamura and Maeda~\cite{NakamuraMaeda1989};
98
+ see also the regularity comparison in \cite[p.~320]{NY2008}.
99
+ More complicated zero sets have been treated under finite-order
100
+ and geometric restrictions, including transverse curves and
101
+ cusps~\cite[Theorem~1.1]{HanKhuri2010}\cite[Theorem~1.1]{Lin2015}.
102
+
103
+ The regularity distinction is essential. Existence at every finite
104
+ differentiability order, on neighborhoods allowed to shrink with
105
+ that order, does not by itself give one smooth map on a fixed
106
+ neighborhood. At the other end of the scale, Nash--Kuiper
107
+ flexibility gives \(C^1\) local isometric realizations in
108
+ three-space~\cite{Nash1954,Kuiper1955}. That regularity does not
109
+ impose the second-order compatibility used for smooth immersions.
110
+ Pogorelov constructed a \(C^{2,1}\) metric with no local \(C^2\)
111
+ realization~\cite[paragraph~7]{Pogorelov1971}.
112
+ The published refinement by Nadirashvili and Yuan achieves
113
+ \(K\ge0\) with the same input and output
114
+ regularities~\cite[Theorem~1.1]{NY2008}.
115
+ In Theorem~A, positive definiteness refers to the metric, not its
116
+ curvature: the construction uses both signs of curvature.
117
+ It does not settle the smooth local-realizability problem under
118
+ either sign restriction \(K\ge0\) or \(K\le0\).
119
+
120
+ An earlier preprint of Nadirashvili and Yuan~\cite[Theorem~1.1]{NY2002}
121
+ states a stronger
122
+ counterexample: a smooth metric with \(K\le0\) and no \(C^3\)
123
+ isometric embedding on any neighborhood of the distinguished
124
+ point. Their later published paper, however, explicitly leaves
125
+ the arbitrary smooth-metric question open~\cite[p.~320]{NY2008},
126
+ as does the subsequent discussion in
127
+ \cite[p.~650]{HanKhuri2010}. The earlier preprint and these
128
+ later accounts therefore give different statuses for the unrestricted
129
+ smooth question. We leave this discrepancy unresolved.
130
+ We do not use the preprint's nonsolvability assertion;
131
+ the construction below supplies its own analytic obstruction.
132
+
133
+ \subsection*{Ideas and proof structure}
134
+ The proof has two tasks: obstruct a scalar height on an entire fixed
135
+ square, and construct a metric for which any local immersion would
136
+ produce such a height on one of those squares. The scalar equation
137
+ is the Darboux equation. It follows from the Gauss equation because
138
+ the component of an immersion in a fixed ambient direction has
139
+ covariant Hessian equal to a scalar multiple of the second fundamental
140
+ form. We use only this necessary condition for an immersion.
141
+ The patch argument excludes heights with gradient norm below one,
142
+ a nonzero diagonal entry of the covariant Hessian, and a mixed entry
143
+ small relative to that diagonal entry.
144
+
145
+ Two earlier approaches supply important parts of this strategy.
146
+ The geometric construction uses the boundary-saddle argument of
147
+ Nadirashvili and Yuan~\cite[Section~2, Step~3]{NY2002}:
148
+ a negatively curved disk cannot be a graph whose second fundamental
149
+ form vanishes along its entire boundary. On the analytic side,
150
+ Khuri's counterexamples for general Monge--Amp\`ere equations use
151
+ high-frequency integral testing~\cite{Khuri2007Counterexamples}.
152
+ His work on the Darboux equation develops solution-dependent flow
153
+ coordinates and a prescribed-curvature construction, while leaving
154
+ open the construction of the required nonsolvable curvature
155
+ profile~\cite[Theorem~1 and the following discussion]{Khuri2009}.
156
+ The distinction matters here: the Darboux coefficients come from
157
+ one metric, so a nonsolvable general Monge--Amp\`ere equation does
158
+ not by itself give an isometric-immersion obstruction. We perturb
159
+ the metric itself and estimate the resulting Darboux forcing.
160
+
161
+ For the model curvature used here, the main analytic ingredient is
162
+ a uniform regularity estimate for Darboux heights on a \emph{cap}:
163
+ a region with three edges in positive
164
+ curvature and a fourth, artificial edge that may cut through negative
165
+ curvature. Starting from fixed low-order bounds, the estimate gives
166
+ all-orders bounds on compact subsets whenever the metric has such
167
+ bounds there. No high-order data are imposed on the artificial edge.
168
+ Differentiating the equation produces a transverse drift proportional
169
+ to the curvature derivative. A directed multiplier uses this drift
170
+ together with a small tangential term, needed where the transverse
171
+ curvature derivative vanishes. A weighted elliptic estimate controls
172
+ the remaining positive-curvature region. This is \Cref{prop:cap}.
173
+
174
+ Two caps supply uniformly smooth data on opposite sides of a small
175
+ negative-curvature slab. Hyperbolic propagation carries these data
176
+ to the two edges of a thin, oscillating metric perturbation.
177
+ A finite Taylor comparison for the unperturbed metric isolates the
178
+ change in the height's transverse derivative caused by the perturbation.
179
+ Choose the strip width to be a small parameter times the inverse
180
+ oscillation frequency. The forced oscillatory moment is linear in
181
+ that parameter, while the leading competing spatial terms are quadratic
182
+ and the smooth endpoint data contribute a negligible high-frequency
183
+ moment. Fixing that parameter sufficiently small and then increasing
184
+ the frequency excludes density, in any nonempty open set, of metrics
185
+ admitting a height in a fixed bounded class.
186
+ Baire category then removes those bounds and gives \Cref{prop:patch},
187
+ the obstruction on a whole square.
188
+
189
+ The geometric step explains why that squarewise obstruction suffices.
190
+ For each orientation in a fixed finite net, place shrinking obstructed
191
+ patches approaching every boundary point of a disk with negative
192
+ curvature inside and zero curvature on its boundary.
193
+ The boundary-saddle
194
+ argument finds a point where any hypothetical graph immersion has a
195
+ nonzero rank-one second fundamental form. A height in the fixed ambient
196
+ normal direction at that point has zero differential there.
197
+ In a frame aligned with the
198
+ Hessian's kernel, its mixed entry vanishes and its transverse diagonal
199
+ entry is nonzero. A nearby orientation from the net preserves the
200
+ required strict inequalities on a sufficiently small full patch.
201
+ Finally, let such disks and their surrounding
202
+ patches accumulate at the origin, with amplitudes small enough to
203
+ preserve smoothness and the Euclidean Taylor jet there.
204
+
205
+ \Cref{sec:model} formulates the scalar height equation and the
206
+ whole-patch obstruction. \Cref{sec:caps} proves the cap estimate,
207
+ and \Cref{sec:pulse} combines it with the pulse and category
208
+ argument. \Cref{sec:assembly} constructs one smooth metric and
209
+ completes the geometric contradiction.
210
+
211
+ \subsection*{Conventions}
212
+ All metrics and functions are real and smooth unless another regularity
213
+ is specified. Coordinate derivatives are ordinary partial derivatives;
214
+ \(\nabla_g^2z\) is the covariant Hessian. For a family of functions,
215
+ a uniform bound on all derivatives means a separate finite bound for
216
+ each derivative order, independent of the member of the family.
217
+ Constants may depend on a fixed model patch and on the derivative
218
+ order. No estimate below is asserted uniformly as the curvature
219
+ amplitude of a patch tends to zero.
220
+
221
+ \input{sections/model}
222
+ \input{sections/caps}
223
+ \input{sections/pulse}
224
+ \input{sections/assembly}
225
+
226
+ \bibliographystyle{plain}
227
+ \bibliography{references}
228
+ \end{document}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/references.bib ADDED
@@ -0,0 +1,195 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @article{Lin1985,
2
+ author = {Lin, Chang-Shou},
3
+ title = {The local isometric embedding in {$\mathbb{R}^3$} of 2-dimensional {Riemannian} manifolds with nonnegative curvature},
4
+ journal = {Journal of Differential Geometry},
5
+ volume = {21},
6
+ number = {2},
7
+ year = {1985},
8
+ pages = {213--230},
9
+ doi = {10.4310/jdg/1214439563}
10
+ }
11
+
12
+ @article{Lin1986,
13
+ author = {Lin, Chang-Shou},
14
+ title = {The local isometric embedding in {$\mathbb{R}^3$} of two-dimensional {Riemannian} manifolds with {Gaussian} curvature changing sign cleanly},
15
+ journal = {Communications on Pure and Applied Mathematics},
16
+ volume = {39},
17
+ number = {6},
18
+ year = {1986},
19
+ pages = {867--887},
20
+ doi = {10.1002/cpa.3160390607}
21
+ }
22
+
23
+ @article{NakamuraMaeda1989,
24
+ author = {Nakamura, Gen and Maeda, Yoshiaki},
25
+ title = {Local smooth isometric embeddings of low-dimensional {Riemannian} manifolds into {Euclidean} spaces},
26
+ journal = {Transactions of the American Mathematical Society},
27
+ volume = {313},
28
+ number = {1},
29
+ year = {1989},
30
+ pages = {1--51},
31
+ doi = {10.1090/S0002-9947-1989-0992597-8}
32
+ }
33
+
34
+ @article{Nash1954,
35
+ author = {Nash, John},
36
+ title = {{$C^1$} isometric imbeddings},
37
+ journal = {Annals of Mathematics},
38
+ series = {2},
39
+ volume = {60},
40
+ number = {3},
41
+ year = {1954},
42
+ pages = {383--396},
43
+ doi = {10.2307/1969840}
44
+ }
45
+
46
+ @article{Kuiper1955,
47
+ author = {Kuiper, Nicolaas H.},
48
+ title = {On {$C^1$}-isometric imbeddings. {I}},
49
+ journal = {Nederl. Akad. Wetensch. Proc. Ser. A},
50
+ volume = {58},
51
+ year = {1955},
52
+ pages = {545--556}
53
+ }
54
+
55
+ @article{Khuri2007Counterexamples,
56
+ author = {Khuri, Marcus A.},
57
+ title = {Counterexamples to the Local Solvability of {Monge--Amp\`ere} Equations in the Plane},
58
+ journal = {Communications in Partial Differential Equations},
59
+ volume = {32},
60
+ number = {4},
61
+ year = {2007},
62
+ pages = {665--674},
63
+ doi = {10.1080/03605300600635061}
64
+ }
65
+
66
+ @book{Yau,
67
+ author = {Schoen, Richard and Yau, Shing-Tung},
68
+ title = {Lectures on Differential Geometry},
69
+ series = {Conference Proceedings and Lecture Notes in Geometry and Topology},
70
+ volume = {1},
71
+ publisher = {International Press},
72
+ address = {Cambridge, MA},
73
+ year = {1994},
74
+ isbn = {1-57146-012-8},
75
+ note = {Chapter IX, Problem 22, p.~375},
76
+ url = {https://www.intlpress.com/site/pub/files/preview/bookpubs/00000308.pdf}
77
+ }
78
+
79
+ @article{Pogorelov1971,
80
+ author = {Pogorelov, A. V.},
81
+ title = {An example of a two-dimensional {Riemannian} metric admitting no local realization in {$E^3$}},
82
+ journal = {Doklady Akademii Nauk SSSR},
83
+ volume = {198},
84
+ number = {1},
85
+ year = {1971},
86
+ pages = {42--43},
87
+ note = {In Russian; English translation in Soviet Mathematics Doklady 12 (1971), 729--730},
88
+ url = {https://www.mathnet.ru/eng/dan36135}
89
+ }
90
+
91
+ @article{NY2008,
92
+ author = {Nadirashvili, Nikolai and Yuan, Yu},
93
+ title = {Improving {Pogorelov}'s isometric embedding counterexample},
94
+ journal = {Calculus of Variations and Partial Differential Equations},
95
+ volume = {32},
96
+ year = {2008},
97
+ pages = {319--323},
98
+ doi = {10.1007/s00526-007-0140-7},
99
+ url = {https://sites.math.washington.edu/~yuan/papers/2008CVPDE.pdf}
100
+ }
101
+
102
+ @misc{NY2002,
103
+ author = {Nadirashvili, Nikolai and Yuan, Yu},
104
+ title = {Counterexamples for Local Isometric Embedding},
105
+ year = {2002},
106
+ eprint = {math/0208127},
107
+ archivePrefix = {arXiv},
108
+ primaryClass = {math.DG},
109
+ note = {Preprint, arXiv:math/0208127v1, 16 August 2002},
110
+ url = {https://arxiv.org/abs/math/0208127v1}
111
+ }
112
+
113
+ @article{Khuri2009,
114
+ author = {Khuri, Marcus A.},
115
+ title = {On the local solvability of {Darboux}'s equation},
116
+ journal = {Discrete and Continuous Dynamical Systems},
117
+ year = {2009},
118
+ note = {Supplement},
119
+ pages = {451--456},
120
+ doi = {10.3934/proc.2009.2009.451},
121
+ url = {https://www.math.stonybrook.edu/~khuri/Khuri_AIMS_Darboux.pdf}
122
+ }
123
+
124
+ @article{HanKhuri2010,
125
+ author = {Han, Qing and Khuri, Marcus},
126
+ title = {On the local isometric embedding in {$\mathbb{R}^3$}
127
+ of surfaces with {Gaussian} curvature of mixed sign},
128
+ journal = {Communications in Analysis and Geometry},
129
+ volume = {18},
130
+ number = {4},
131
+ year = {2010},
132
+ pages = {649--704},
133
+ doi = {10.4310/CAG.2010.v18.n4.a2},
134
+ eprint = {1009.6214},
135
+ archivePrefix = {arXiv},
136
+ url = {https://arxiv.org/abs/1009.6214}
137
+ }
138
+
139
+ @article{Lin2015,
140
+ author = {Lin, Tsung-Yin},
141
+ title = {On the local isometric embedding in {$\mathbb{R}^3$}
142
+ of surfaces with zero sets of {Gaussian} curvature
143
+ forming cusp domains},
144
+ journal = {Communications in Partial Differential Equations},
145
+ volume = {41},
146
+ number = {10},
147
+ year = {2016},
148
+ pages = {1553--1592},
149
+ doi = {10.1080/03605302.2016.1227336},
150
+ eprint = {1510.07505},
151
+ archivePrefix = {arXiv},
152
+ url = {https://arxiv.org/abs/1510.07505}
153
+ }
154
+
155
+ @misc{Ghomi2019,
156
+ author = {Ghomi, Mohammad},
157
+ title = {Open problems in geometry of curves and surfaces},
158
+ year = {2019},
159
+ note = {Author-hosted survey, revised 2 September 2019; Section 1.5},
160
+ url = {https://ghomi.math.gatech.edu/Papers/op.pdf}
161
+ }
162
+
163
+ @article{Janet1926,
164
+ author = {Janet, Maurice},
165
+ title = {Sur la possibilit{\'e} de plonger un espace riemannien donn{\'e}
166
+ dans un espace euclidien},
167
+ journal = {Annales de la Soci{\'e}t{\'e} Polonaise de Math{\'e}matique},
168
+ volume = {5},
169
+ year = {1926},
170
+ pages = {38--43},
171
+ url = {https://rcin.org.pl/dlibra/publication/31746/edition/15034}
172
+ }
173
+
174
+ @article{Cartan1927,
175
+ author = {Cartan, {\'E}lie},
176
+ title = {Sur la possibilit{\'e} de plonger un espace riemannien donn{\'e}
177
+ dans un espace euclidien},
178
+ journal = {Annales de la Soci{\'e}t{\'e} Polonaise de Math{\'e}matique},
179
+ volume = {6},
180
+ year = {1927},
181
+ pages = {1--7},
182
+ url = {https://rcin.org.pl/dlibra/publication/32955/edition/18106}
183
+ }
184
+
185
+ @article{Yau2000,
186
+ author = {Yau, Shing-Tung},
187
+ title = {Review of geometry and analysis},
188
+ journal = {Asian Journal of Mathematics},
189
+ volume = {4},
190
+ number = {1},
191
+ year = {2000},
192
+ pages = {235--278},
193
+ doi = {10.4310/AJM.2000.v4.n1.a16},
194
+ url = {https://archive.intlpress.com/site/pub/files/_fulltext/journals/ajm/2000/0004/0001/AJM-2000-0004-0001-a016.pdf}
195
+ }
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/assembly.tex ADDED
@@ -0,0 +1,289 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Assembly of a smooth metric germ}\label{sec:assembly}
2
+
3
+ We now turn the whole-patch obstruction into one metric germ.
4
+ There are two levels of accumulation: obstructed patches approach
5
+ every boundary point of each negative disk, and the disks approach
6
+ the origin. Summable bounds in each derivative order will preserve
7
+ smoothness at both levels.
8
+ We first recall the elementary prescribed-curvature construction
9
+ used in \cite[p.~453]{Khuri2009}.
10
+
11
+ \begin{lemma}[Prescribing small curvature]\label{lem:prescribe}
12
+ Let \(K_0\in C^\infty((-1,1)^2)\) with
13
+ \(\norm{K_0}_\infty\le10^{-3}\).
14
+ There is a smooth positive metric
15
+ \[
16
+ \bar g=\dd X^2+f(X,Y)^2\dd Y^2
17
+ \]
18
+ whose curvature is \(K_0\). Its eigenvalues have positive uniform
19
+ lower and upper bounds.
20
+ \end{lemma}
21
+
22
+ \begin{proof}
23
+ Solve the ordinary differential equation with parameter \(Y\),
24
+ \begin{equation}\label{eq:prescribe-ode}
25
+ f_{XX}=-K_0f,\qquad f(0,Y)=1,\qquad f_X(0,Y)=0.
26
+ \end{equation}
27
+ Smooth parameter dependence gives smoothness. On any segment
28
+ joining \(0\) to \(X\), let \(F\) be the supremum of \(\abs f\).
29
+ The integral equation gives
30
+ \[
31
+ \sup\abs{f-1}\le10^{-3}F,\qquad F\le1+10^{-3}F.
32
+ \]
33
+ Thus \(f\) stays uniformly close to one and, in particular,
34
+ strictly positive. Computing the Christoffel symbols of
35
+ \(\dd X^2+f^2\dd Y^2\) gives \(K_{\bar g}=-f_{XX}/f\).
36
+ This formula holds also when \(f\) depends on \(Y\).
37
+ Equation \eqref{eq:prescribe-ode} proves the assertion.
38
+ \end{proof}
39
+
40
+ \subsection{Placement and smooth summation}
41
+
42
+ Use the fixed coordinates \(X,Y\) on \((-1,1)^2\).
43
+ Let \(\mathcal D_j\), \(j\ge1\), be the round disks with centers
44
+ \((2^{-j},0)\) and radii \(2^{-j-4}\).
45
+ They have disjoint closures and disjoint slightly larger
46
+ neighborhoods whose closures avoid the origin, and converge to the
47
+ origin without containing it.
48
+
49
+ Choose a finite set of rotations whose first-axis lines form an
50
+ angular net of mesh less than \(1/1000\).
51
+ Place countably many affine patch maps
52
+ \[
53
+ \Phi_n(x,y)=c_n+\lambda_nR_n(x,y),\qquad \lambda_n>0,
54
+ \]
55
+ where \(R_n\) belongs to this finite set, with the following properties:
56
+ \begin{enumerate}[label=(\roman*),leftmargin=2.3em]
57
+ \item the images of \([-4,4]^2\) have disjoint closures and lie
58
+ outside all the closed disks;
59
+ \item for every \(j\), every \(b\in\partial\mathcal D_j\), and every
60
+ rotation in the net, a sequence of full patches with that rotation
61
+ converges to \(b\), with diameters tending to zero.
62
+ \end{enumerate}
63
+ To obtain this placement, use disjoint thin annuli outside each
64
+ \(\mathcal D_j\), within its larger neighborhood, converging to
65
+ its boundary. In each annulus choose finitely many distinct centers
66
+ so that those assigned each rotation form a successively finer
67
+ angular net on the circle. Their number is finite, so all square
68
+ sizes can be chosen small enough to give disjoint closed patches
69
+ inside that annulus. This proves both properties. \Cref{fig:accumulation} separates the
70
+ two levels of the construction.
71
+
72
+ \input{figures/accumulation}
73
+
74
+ Now prescribe \(K_0\). In each \(\mathcal D_j\) choose a smooth
75
+ negative bump, strictly negative throughout the disk and flat on
76
+ its boundary. In each patch choose a smooth bump supported in
77
+ \(\Phi_n((-4,4)^2)\), equal on a neighborhood of
78
+ \(\Phi_n([-3,3]^2)\) to
79
+ \begin{equation}\label{eq:patch-K0}
80
+ K_0(\Phi_n(x,y))=\kappa_n(x^2-h(y)),\qquad \kappa_n>0.
81
+ \end{equation}
82
+ The amplitudes of all disk and patch bumps can be chosen so that
83
+ their sum is smooth and \(\norm{K_0}_\infty\le10^{-3}\).
84
+ Here is a precise choice. Enumerate the unscaled, globally smooth
85
+ bump profiles, extended by zero, as \(k_n\). Choose positive
86
+ numbers \(\epsilon_n\) such that
87
+ \[
88
+ \norm{\epsilon_nk_n}_{C^m}\le10^{-3}2^{-n}
89
+ \qquad (0\le m\le n).
90
+ \]
91
+ There are only finitely many restrictions at stage \(n\).
92
+ For each fixed \(m\), the resulting series of derivatives has
93
+ a uniformly summable tail. Its sum is \(C^\infty\), including
94
+ on all accumulation sets. Disjointness of the supports preserves
95
+ the strict negativity inside each disk and the exact profiles
96
+ \eqref{eq:patch-K0}. Every summand is flat at each disk-boundary
97
+ point at which its support can accumulate, so
98
+ \[
99
+ K_0=0\qquad\text{on }\partial\mathcal D_j
100
+ \]
101
+ for every \(j\).
102
+
103
+ Apply \Cref{lem:prescribe} to obtain \(\bar g\).
104
+ For each patch, the actual pullback \(g_{0,n}=\Phi_n^*\bar g\)
105
+ has curvature
106
+ \[
107
+ K_{g_{0,n}}=K_{\bar g}\circ\Phi_n
108
+ =\kappa_n(x^2-h(y)).
109
+ \]
110
+ Indeed, in coefficient matrices,
111
+ \(g_{0,n}=\lambda_n^2R_n^T(\bar g\circ\Phi_n)R_n\);
112
+ curvature is a scalar under pullback.
113
+ This is a background metric of the kind required in
114
+ \Cref{sec:model}.
115
+
116
+ By \Cref{prop:patch}, choose a smooth tensor perturbation
117
+ \(\eta_n\) supported in the model box \(\mathcal P\) such that
118
+ \(g_{0,n}+\eta_n\) admits no admissible height.
119
+ Push \(\eta_n\) to the original coordinates and extend by zero,
120
+ obtaining \(\widehat\eta_n\).
121
+ The extension is smooth because its support is strictly inside
122
+ the full patch. In matrix notation the pushforward is
123
+ \[
124
+ \widehat\eta_n
125
+ =\lambda_n^{-2}R_n(\eta_n\circ\Phi_n^{-1})R_n^T.
126
+ \]
127
+ Consequently, for each ordinary derivative order \(m\),
128
+ \[
129
+ \norm{D^m\widehat\eta_n}_\infty
130
+ \le C_m\lambda_n^{-m-2}\norm{D^m\eta_n}_\infty,
131
+ \]
132
+ where \(C_m\) accounts only for the fixed-dimensional component
133
+ norms and rotation. The perturbation may be chosen arbitrarily
134
+ small in every prescribed finite collection of seminorms, so
135
+ these fixed scaling costs can be paid separately on each patch.
136
+ Require
137
+ \begin{equation}\label{eq:tensor-sum}
138
+ \norm{\widehat\eta_n}_{C^m}\le\epsilon\,2^{-n}
139
+ \qquad(0\le m\le n),
140
+ \end{equation}
141
+ where \(\epsilon>0\) is smaller than half a uniform lower
142
+ eigenvalue bound for \(\bar g\).
143
+ The metric
144
+ \begin{equation}\label{eq:final-metric}
145
+ g=\bar g+\sum_{n=1}^\infty\widehat\eta_n
146
+ \end{equation}
147
+ is therefore smooth and positive.
148
+ It retains the chosen patch obstruction on every patch:
149
+ all the other tensor perturbations vanish there.
150
+ Every tensor perturbation and all its derivatives vanish on
151
+ each closed disk. Uniform convergence of the derivative series
152
+ in \eqref{eq:tensor-sum} consequently preserves the background
153
+ metric jets on those disks and their boundaries. Thus
154
+ \begin{equation}\label{eq:disk-curvature}
155
+ K_g<0\text{ in }\mathcal D_j,\qquad
156
+ K_g=0\text{ on }\partial\mathcal D_j.
157
+ \end{equation}
158
+ This construction imposes no lower bound on the individual
159
+ \(\kappa_n\), \(\lambda_n\), or admissible Hessian separations.
160
+
161
+ \subsection{The boundary obstruction}
162
+
163
+ The following graph observation is also used in the geometric
164
+ construction of \cite[Section~2, Step~3]{NY2002}. We include its short proof.
165
+
166
+ \begin{lemma}[A negatively curved disk]\label{lem:disk}
167
+ Suppose a smooth metric on a neighborhood of a closed disk
168
+ has negative curvature in the disk and zero curvature on its
169
+ boundary. If an isometric immersion of this neighborhood is
170
+ a graph over a plane, its second fundamental form is nonzero
171
+ at some boundary point. At that point it has rank one.
172
+ \end{lemma}
173
+
174
+ \begin{proof}
175
+ Let \(u\) be the graph function and let \(\Omega\) be the planar
176
+ projection of the disk. This is a bounded domain with connected
177
+ smooth boundary, and \(u\) is smooth on a neighborhood of
178
+ \(\overline\Omega\). Suppose the second fundamental form vanishes
179
+ at every boundary point. The graph formula
180
+ \[
181
+ \II_{ij}=\frac{u_{ij}}{\sqrt{1+\abs{Du}^2}}
182
+ \]
183
+ then gives \(D^2u=0\) along \(\partial\Omega\). Differentiation
184
+ along this connected curve shows that \(Du\) is a fixed vector
185
+ \(a\) there. Hence \(u=a\cdot x+c\) on the boundary for a constant
186
+ \(c\).
187
+
188
+ The function \(v=u-a\cdot x-c\) is zero on \(\partial\Omega\)
189
+ and has
190
+ \[
191
+ \det D^2v=\det D^2u<0\qquad\text{in }\Omega.
192
+ \]
193
+ It cannot vanish identically. If it is nonzero, compactness
194
+ gives either a positive interior maximum or a negative interior
195
+ minimum. Its Hessian is semidefinite there, with nonnegative
196
+ determinant, a contradiction.
197
+ Thus the second fundamental form is nonzero at some boundary
198
+ point. The Gauss equation and zero boundary curvature make
199
+ its determinant zero, so its rank is one.
200
+ \end{proof}
201
+
202
+ \begin{proof}[Proof of Theorem~A]
203
+ Use the metric \eqref{eq:final-metric}.
204
+ Suppose that a neighborhood of the origin admits a smooth
205
+ isometric immersion \(F\) into \(\R^3\).
206
+ Projection onto the tangent plane at \(F(0)\) is a local
207
+ diffeomorphism. After restricting the domain, the immersion
208
+ is a graph and the projection is a diffeomorphism onto a
209
+ planar open set. Choose \(j\) so large that
210
+ \(\overline{\mathcal D_j}\) lies in this restricted domain.
211
+ By \eqref{eq:disk-curvature} and \Cref{lem:disk}, there is
212
+ \(b\in\partial\mathcal D_j\) where \(\II\) is nonzero and
213
+ has rank one.
214
+
215
+ Let \(e\) be the fixed unit normal at \(F(b)\), and set
216
+ \(z=\langle F,e\rangle\). By \Cref{lem:height}, the covariant
217
+ Hessian \(H\) is nonzero and rank one at \(b\), while \(dz(b)=0\).
218
+ In particular \(1-\abs{dz}_g^2>0\) nearby.
219
+
220
+ Regard \(H(b)\) as a symmetric form in the fixed \(X,Y\)
221
+ parameter plane. Choose a rotation in our finite net whose
222
+ first-axis line makes angle less than \(1/1000\) with its
223
+ kernel. In that rotated parameter frame, a rank-one form
224
+ has
225
+ \[
226
+ H_{yy}(b)\ne0,\qquad
227
+ \abs{H_{xy}(b)/H_{yy}(b)}
228
+ =\abs{\tan\alpha}<1/100,
229
+ \]
230
+ where \(\alpha\) is the angular error.
231
+ Continuity gives the same strict inequalities in a
232
+ neighborhood of \(b\).
233
+
234
+ There are full patches of this orientation converging to \(b\).
235
+ One such patch lies wholly in that neighborhood and in the
236
+ domain of \(F\). Its common dilation of the two axes multiplies
237
+ all Hessian entries by the same positive factor, leaving their
238
+ ratio unchanged. In model coordinates the pulled-back height
239
+ is therefore smooth on a neighborhood of \(S\), has \(E>0\),
240
+ \(H_{yy}\ne0\), and \(\abs q\le1/100\) throughout \(S\).
241
+ It satisfies the Darboux equation by \Cref{lem:height}.
242
+ It is an admissible height for a metric chosen to have none,
243
+ contradicting \Cref{prop:patch}.
244
+
245
+ Thus no neighborhood of the origin admits the asserted smooth
246
+ isometric immersion. The open square with the smooth positive
247
+ metric \(g\) is the required Riemannian surface.
248
+ \end{proof}
249
+
250
+ \begin{corollary}[Euclidean Taylor jet]\label{cor:flat-jet}
251
+ The metric in Theorem~A can be chosen so that, in the coordinates
252
+ \(X,Y\),
253
+ \[
254
+ \partial^\alpha(g_{ij}-\delta_{ij})(0)=0
255
+ \qquad
256
+ \text{for every multi-index }\alpha\in\mathbb N_0^2
257
+ \text{ and }i,j\in\{1,2\}.
258
+ \]
259
+ Thus smooth local isometric realizability is not determined by
260
+ the full Taylor jet of the metric at the base point.
261
+ \end{corollary}
262
+
263
+ \begin{proof}
264
+ Every individual curvature bump and every tensor
265
+ \(\widehat\eta_n\) vanishes on a neighborhood of the origin.
266
+ The uniform convergence of each derivative series therefore gives
267
+ \[
268
+ \partial^\alpha K_0(0)=0,
269
+ \qquad
270
+ \partial^\alpha\Bigl(\sum_n\widehat\eta_n\Bigr)(0)=0
271
+ \]
272
+ for every multi-index \(\alpha\).
273
+ It remains to check the background metric
274
+ \(\bar g=\dd X^2+f^2\dd Y^2\).
275
+ The initial conditions in \eqref{eq:prescribe-ode} give
276
+ \(\partial_X^a\partial_Y^b(f-1)(0)=0\) for \(a=0,1\)
277
+ and every \(b\ge0\). For \(a\ge2\), the same equation yields
278
+ \[
279
+ \partial_X^a\partial_Y^b(f-1)(0)
280
+ =-\partial_X^{a-2}\partial_Y^b(K_0f)(0)=0,
281
+ \]
282
+ since every term in the Leibniz expansion contains a derivative
283
+ of \(K_0\) at the origin. Hence \(f-1\), and therefore
284
+ \(\bar g_{ij}-\delta_{ij}\), has zero derivatives of every order
285
+ there. Adding the tensor series preserves this property.
286
+ The Euclidean metric itself admits an isometric immersion into
287
+ \(\R^3\), whereas the constructed metric does not on any
288
+ neighborhood of the origin.
289
+ \end{proof}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/caps.tex ADDED
@@ -0,0 +1,484 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Uniform regularity on caps}\label{sec:caps}
2
+
3
+ The purpose of this section is to turn low-order control of an
4
+ admissible height into all-orders control wherever the metric has
5
+ all-orders control in a lower or upper cap. The edge facing the
6
+ center is artificial: no high-order boundary data will be imposed
7
+ there.
8
+
9
+ Throughout this section we consider families of metrics \(g\in\mathcal U\)
10
+ and admissible heights \(z\). Assume fixed uniform bounds
11
+ \begin{equation}\label{eq:low-bounds}
12
+ \norm g_{C^8(S)}+\norm z_{C^8(S)}\le M,\qquad
13
+ g\ge cI,\qquad \abs{H_{yy}}\ge c,\qquad E\ge c,
14
+ \end{equation}
15
+ where \(M<\infty\) and \(c>0\). Constants in this section may depend
16
+ on these bounds, on \(\kappa,h\), and on the derivative order.
17
+
18
+ Set
19
+ \begin{equation}\label{eq:DGa}
20
+ D=\pd_x-q\pd_y,\qquad G=\frac E{H_{yy}^2},\qquad a=KG.
21
+ \end{equation}
22
+ Use flow coordinates \(t,s\) defined by
23
+ \begin{equation}\label{eq:flow}
24
+ x=t,\qquad y_t(t,s)=-q(t,y(t,s)),\qquad y(0,s)=s.
25
+ \end{equation}
26
+ They exist on \([-2,2]^2\), have image in the interior of \(S\),
27
+ and satisfy
28
+ \begin{equation}\label{eq:flow-bounds}
29
+ \abs{y(t,s)-s}\le1/50,\qquad D=\pd_t,\qquad
30
+ 0<c_0\le s_y\le C_0.
31
+ \end{equation}
32
+ Indeed the first estimate follows from \(\abs q\le1/100\).
33
+ Differentiating the flow gives
34
+ \[
35
+ y_s=\exp\left(-\int_0^t q_y(r,y(r,s))\dd r\right)>0.
36
+ \]
37
+ The low bounds give uniform bounds for the derivatives of the chart
38
+ and its inverse through the orders used below, in particular through
39
+ order three. Denote this chart by \(\Phi_z(t,s)=(t,y(t,s))\).
40
+
41
+ \begin{proposition}[Cap regularity]\label{prop:cap}
42
+ Fix \(-1/4<b_*\le0\), and assume \eqref{eq:low-bounds}.
43
+ Suppose that, for every compact rectangle
44
+ \[
45
+ R\Subset(-2,2)\times(-2,b_*),
46
+ \]
47
+ the ordinary coordinate derivatives of \(g\) of every order have
48
+ uniform bounds on \(\Phi_z(R)\).
49
+ Then the ordinary coordinate derivatives of \(z\) of every order
50
+ also have uniform bounds on \(\Phi_z(R)\).
51
+ The corresponding assertion holds for the upper cap
52
+ \((-2,2)\times(-b_*,2)\).
53
+ \end{proposition}
54
+
55
+ Here and below a rectangle has sides parallel to the \(t,s\) axes.
56
+ Its image may depend on the solution, but all margins in coordinate
57
+ labels are chosen independently of the member of the family.
58
+ More precisely, if \(R\Subset R'\) are two such rectangles, the
59
+ uniform bounds for the chart and its inverse give a fixed radius
60
+ of ordinary coordinate balls around points of \(\Phi_z(R)\)
61
+ that stay inside \(\Phi_z(R')\). We can therefore apply local
62
+ Sobolev estimates with uniform constants in the original coordinates.
63
+ No high derivatives of the chart are needed for this step.
64
+
65
+ \subsection{The differentiated equation}
66
+
67
+ At the induction step we estimate \(u=\pd_y^lz\) first; the
68
+ Darboux equation then recovers derivatives with more \(x\) indices.
69
+ We differentiate in the original coordinates before passing to
70
+ the flow chart, whose high derivatives are not yet controlled.
71
+ Solving the Darboux equation for \(z_{xx}\) gives
72
+ \begin{equation}\label{eq:P}
73
+ z_{xx}=P(x,y,z_i,z_{xy},z_{yy})
74
+ =\Gamma^r_{xx}z_r+\frac{H_{xy}^2+KE}{H_{yy}}.
75
+ \end{equation}
76
+ The metric and its derivatives are prescribed arguments of \(P\).
77
+ In particular,
78
+ \begin{equation}\label{eq:P-partials}
79
+ P_{z_{xy}}=2q,\qquad P_{z_{yy}}=-q^2-a,\qquad
80
+ P_{z_i}=\Gamma^i_{DD}+O(K).
81
+ \end{equation}
82
+ The notation \(\Gamma^i_{DD}\) contracts the two lower Christoffel
83
+ indices against \(D\), without differentiating \(D\).
84
+ The last identity follows more explicitly from
85
+ \[
86
+ P_{z_i}=\Gamma^i_{DD}
87
+ +K\left(\frac{E_{z_i}}{H_{yy}}
88
+ +\frac{E\Gamma^i_{yy}}{H_{yy}^2}\right).
89
+ \]
90
+ All coefficients in an \(O(K)\) term in this section are uniformly
91
+ bounded under \eqref{eq:low-bounds}.
92
+
93
+ \begin{lemma}[Curvature drift]\label{lem:drift}
94
+ The quantities in \eqref{eq:DGa} satisfy
95
+ \begin{equation}\label{eq:drift}
96
+ Dq-P_{z_x}q-P_{z_y}=K_yG+O(K).
97
+ \end{equation}
98
+ \end{lemma}
99
+
100
+ \begin{proof}
101
+ Put \(Y=\pd_y\). The definitions and the Darboux equation give
102
+ \[
103
+ H(Y,D)=0,\qquad H(D,D)=KE/H_{yy},
104
+ \qquad H(D,\pd_x)=KE/H_{yy}.
105
+ \]
106
+ Thus \(H(D,\cdot)=O(K)\) on bounded coordinate vectors.
107
+ The commutation formula for a covariant Hessian gives
108
+ \begin{equation}\label{eq:hessian-commutation}
109
+ (\nabla_DH)(Y,D)=(\nabla_YH)(D,D)+O(K),
110
+ \end{equation}
111
+ because in dimension two the curvature tensor is a bounded tensor
112
+ multiple of \(K\), and the commutator contracts it against \(dz\).
113
+
114
+ Differentiate \(H(Y,D)=0\). The term containing \(\nabla_DY\)
115
+ is \(O(K)\), and
116
+ \(\nabla_DD=\Gamma^i_{DD}\pd_i-(Dq)Y\). Hence the left side
117
+ of \eqref{eq:hessian-commutation} equals
118
+ \[
119
+ H_{yy}(Dq-q\Gamma^x_{DD}-\Gamma^y_{DD})+O(K).
120
+ \]
121
+ On the right, differentiating \(H(D,D)=KE/H_{yy}\) gives
122
+ \(K_yE/H_{yy}+O(K)\); the two connection terms are \(O(K)\).
123
+ Division by \(H_{yy}\), followed by \eqref{eq:P-partials},
124
+ proves \eqref{eq:drift}.
125
+ \end{proof}
126
+
127
+ \begin{lemma}[High derivative equation]\label{lem:high-equation}
128
+ Let \(l\ge8\). Suppose that the ordinary derivatives of \(z\) through
129
+ order \(l\) have uniform \(L^2\) bounds on images of compact rectangles
130
+ in the lower cap, and that the metric satisfies the hypothesis of
131
+ \Cref{prop:cap}. Then \(u=\pd_y^l z\), re-expressed in flow coordinates,
132
+ satisfies
133
+ \begin{equation}\label{eq:linear-cap}
134
+ u_{tt}+Au_{ss}+Bu_t+Cu_s=R_l,
135
+ \end{equation}
136
+ where \(R_l\) is uniformly bounded in \(L^2\) on smaller compact
137
+ rectangles, and
138
+ \begin{equation}\label{eq:linear-coefficients}
139
+ \begin{gathered}
140
+ A=G_1K,\qquad G_1=Gs_y^2,\qquad
141
+ B=-P_{z_x}-2lq_y,\\
142
+ C=(l+1)A_s+O_l(A).
143
+ \end{gathered}
144
+ \end{equation}
145
+ The function \(G_1\) has positive lower and upper bounds and bounded
146
+ first derivatives. The coefficients \(A,A_t,A_s,B,B_s,C\) are
147
+ uniformly bounded.
148
+ \end{lemma}
149
+
150
+ \begin{proof}
151
+ The inductive \(L^2\) bounds give supremum bounds through order
152
+ \(l-2\) on smaller sets by the local two-dimensional Sobolev
153
+ inequality on the ordinary coordinate balls described above.
154
+
155
+ Differentiate \eqref{eq:P} \(l\) times in the original \(y\)
156
+ coordinate. In addition to the direct linearization, the terms
157
+ containing derivatives of \(z\) of order \(l+1\) are
158
+ \[
159
+ l\bigl(2q_yu_x-(q^2+a)_yu_y\bigr).
160
+ \]
161
+ These arise when a second-jet argument receives \(l-1\)
162
+ differentiations and the remaining single derivative is placed
163
+ elsewhere. The coefficient derivatives are total derivatives,
164
+ including the explicit metric dependence of \(P\).
165
+
166
+ Every remaining differentiated solution factor has order at most
167
+ \(l\). A factor of order at least \(l-1\) consumes at least \(l-3\)
168
+ of the \(l\) differentiations. There cannot be two such factors,
169
+ since \(2(l-3)>l\) for \(l\ge8\). Thus all but at most one factor
170
+ use the supremum bounds through order \(l-2\); the remaining factor
171
+ uses its \(L^2\) bound. Metric derivatives are bounded by hypothesis,
172
+ and inverse powers of \(H_{yy}\) are bounded by
173
+ \eqref{eq:low-bounds}. The remainder is consequently bounded in
174
+ \(L^2\).
175
+
176
+ Using
177
+ \[
178
+ D^2=\pd_x^2-2q\pd_{xy}+q^2\pd_y^2-(Dq)\pd_y
179
+ \]
180
+ and \(\pd_x=D+q\pd_y\), the differentiated equation becomes
181
+ \begin{equation}\label{eq:pre-flow}
182
+ \left[
183
+ D^2+a\pd_y^2+BD+
184
+ \bigl(Dq-P_{z_x}q-P_{z_y}+la_y\bigr)\pd_y
185
+ \right]u=R_l.
186
+ \end{equation}
187
+ Now \(D=\pd_t\), \(\pd_y=s_y\pd_s\), and
188
+ \(\pd_y^2=s_y^2\pd_s^2+s_{yy}\pd_s\).
189
+ By \Cref{lem:drift}, the transverse coefficient is
190
+ \[
191
+ C=a s_{yy}+s_y(K_yG+la_y+O(K))
192
+ =(l+1)Gs_yK_y+O_l(K).
193
+ \]
194
+ Since
195
+ \[
196
+ A_s=Gs_yK_y+K(Gs_y^2)_s,
197
+ \]
198
+ this is \eqref{eq:linear-coefficients}. The factor \(l+1\) has two
199
+ sources: the commutation identity contributes one copy of
200
+ \(Gs_yK_y\), and the term \(la_y\) contributes \(l\) copies.
201
+ Every other transverse term contains \(K\) times a bounded factor.
202
+ All asserted low coefficient
203
+ bounds follow from \eqref{eq:low-bounds} and the flow bounds.
204
+ \end{proof}
205
+
206
+ \subsection{A weighted gradient estimate}
207
+
208
+ The differentiated equation reduces the cap induction to a gain
209
+ of one derivative. Its principal part changes type, so an elliptic
210
+ estimate alone is insufficient. We combine a directed multiplier
211
+ near and inside the negative region with a weighted elliptic
212
+ estimate on its complement.
213
+
214
+ \begin{lemma}[The free cap edge]\label{lem:gradient}
215
+ Retain the model geometry and flow coordinates fixed above.
216
+ Let \(l\ge8\), and let the coefficients satisfy
217
+ \eqref{eq:linear-coefficients} with the uniform bounds in
218
+ \Cref{lem:high-equation}. For every
219
+ \(R_0\Subset(-2,2)\times(-2,b_*)\), there is a larger compact
220
+ rectangle \(R_1\) in that cap and a constant \(C_{R_0,l}\) such that
221
+ every smooth solution of
222
+ \[
223
+ u_{tt}+Au_{ss}+Bu_t+Cu_s=f
224
+ \]
225
+ on a neighborhood of \(R_1\) satisfies
226
+ \begin{equation}\label{eq:gradient-bound}
227
+ \norm{(u_t,u_s)}_{L^2(R_0)}
228
+ \le C_{R_0,l}\bigl(\norm u_{L^2(R_1)}+\norm f_{L^2(R_1)}\bigr).
229
+ \end{equation}
230
+ The constants are uniform over the families under consideration.
231
+ \end{lemma}
232
+
233
+ \begin{proof}
234
+ Choose \(b<b_*\) above the upper edge of \(R_0\).
235
+ Integrations will take place below \(s=b\), with their other three
236
+ edges sufficiently far out that cutoff derivatives lie in
237
+ \[
238
+ 3/2<\abs t<2
239
+ \quad\text{or}\quad -2<s<-3/2.
240
+ \]
241
+ Both regions have uniformly positive curvature. At the lateral
242
+ edges, \(t^2-h(y)\ge t^2-1>0\). At the lower edge,
243
+ \eqref{eq:flow-bounds} gives \(y<-1\), so \(h(y)<0\).
244
+ There is room for nested cutoffs there and for a compact rectangle
245
+ \(R_1\) containing every integration set, including its upper edge.
246
+
247
+ Set \(d=b-s\) and \(p=8\). We choose the directed weight to vanish
248
+ like \(d^p\) at the artificial edge; it remains positive on \(R_0\).
249
+ Differentiating such a weight costs a factor \(d^{-1}\), so the
250
+ two estimates will meet at \(K=c_1d\), for a small constant
251
+ \(c_1>0\) chosen below. The directed multiplier controls
252
+ \(K\le c_1d\), where its positive-curvature error is
253
+ \(O(K/d)\). On \(K\ge c_1d\), an elliptic estimate controls
254
+ the stronger weight \(d^{p-1}\), which pays for the weight and
255
+ cutoff derivatives. \Cref{fig:cap} shows the integration geometry.
256
+
257
+ \input{figures/cap}
258
+
259
+ \smallskip
260
+ \noindent\emph{The directed multiplier.}
261
+ The transverse multiplier uses the favorable curvature drift.
262
+ We add a small \(t\)-directed part to obtain positivity at those
263
+ zeros of curvature where \(K_y=0\): there the \(x^2\) term in
264
+ the model curvature must supply the estimate.
265
+ Put
266
+ \begin{equation}\label{eq:weights}
267
+ \begin{gathered}
268
+ I(t,s)=\int_0^tB(r,s)\dd r,\\
269
+ W=d^p e^{-\lambda s+I(t,s)},\qquad
270
+ m=-W,\qquad n=\epsilon tW,\qquad H_0=\lambda+p/d .
271
+ \end{gathered}
272
+ \end{equation}
273
+ Here \(\epsilon>0\) will be small and \(\lambda>0\) large.
274
+ The factor \(e^I\) gives \(m_t=Bm\), canceling the corresponding
275
+ mixed term in the identity below. Also
276
+ \(m_s/W=H_0-I_s\), with \(I_s\) uniformly bounded.
277
+
278
+ Testing against \(mu_s+nu_t\) and integrating by parts gives
279
+ the interior quadratic form
280
+ \begin{equation}\label{eq:quadratic}
281
+ T u_t^2+S_0u_s^2+Ju_tu_s,
282
+ \qquad
283
+ \begin{cases}
284
+ T=(m_s-n_t)/2+Bn,\\
285
+ S_0=-(Am)_s/2+(An)_t/2+Cm,\\
286
+ J=-m_t+Bm-(An)_s+Cn.
287
+ \end{cases}
288
+ \end{equation}
289
+ The symbol \(S_0\) denotes this coefficient, not the model square.
290
+ Substituting \eqref{eq:weights} gives, for large \(\lambda\),
291
+ \begin{equation}\label{eq:quadratic-bounds}
292
+ \begin{aligned}
293
+ T/W&\ge H_0/4,\\
294
+ S_0/W&=-(l+1/2)A_s+\epsilon tA_t/2-H_0A/2+O_l(A),\\
295
+ \abs J/W&\le C_l\epsilon(1+H_0\abs A).
296
+ \end{aligned}
297
+ \end{equation}
298
+
299
+ \smallskip
300
+ \noindent\emph{Positivity near and inside the negative region.}
301
+ There are choices of these constants and \(c_1,c_2>0\) such that
302
+ \begin{equation}\label{eq:coercive}
303
+ T u_t^2+S_0u_s^2+Ju_tu_s
304
+ \ge c_2W(u_t^2+u_s^2)
305
+ \qquad\text{where }K\le c_1d.
306
+ \end{equation}
307
+ We verify the choices in detail.
308
+
309
+ For \(\abs K\) sufficiently small, \eqref{eq:negative-box}
310
+ excludes \(\mathcal P\), so the prescribed curvature formula applies.
311
+ In the lower cap \(y\le1/50\). The plateau and monotonicity in
312
+ \eqref{eq:h} imply \(K_y\le0\) there. Also
313
+ \begin{equation}\label{eq:A-derivatives}
314
+ A_s=G_1K_y/s_y+O(A),\qquad
315
+ A_t=G_1(2\kappa t-qK_y)+O(A).
316
+ \end{equation}
317
+ Thus the first two terms in the second line of
318
+ \eqref{eq:quadratic-bounds}, up to \(O_l(A)\), equal
319
+ \[
320
+ G_1\left[
321
+ -\left(\frac{l+1/2}{s_y}+\frac{\epsilon tq}{2}\right)K_y
322
+ +\epsilon\kappa t^2
323
+ \right].
324
+ \]
325
+ For small fixed \(\epsilon>0\) this is bounded below by a positive
326
+ constant times \(-K_y+\epsilon t^2\). To make its uniform
327
+ positivity independent of the flow chart, consider the fixed
328
+ physical zero set
329
+ \[
330
+ \mathcal Z=\{(x,y)\in[-2,2]\times[-101/50,1/50]:x^2=h(y)\}.
331
+ \]
332
+ It is compact and contains every curvature zero in the lower cap.
333
+ If \(x=0\) on \(\mathcal Z\), then \(y=-1\), where \(K_y<0\);
334
+ at every other point \(x^2>0\). Thus
335
+ \(-K_y+\epsilon x^2\) has a positive minimum on \(\mathcal Z\).
336
+ The uniform bounds for \(G_1,s_y,q\) transfer this minimum to
337
+ the geometric contribution on a common neighborhood of \(K=0\).
338
+
339
+ The cross-term loss after absorbing part of \(T u_t^2\) is bounded by
340
+ \begin{equation}\label{eq:cross-loss}
341
+ \frac{J^2}{TW}
342
+ \le C_l'\epsilon^2\left(H_0^{-1}+H_0A^2\right).
343
+ \end{equation}
344
+ On \(K\le0\), the term \(-H_0A/2=H_0\abs A/2\) is favorable.
345
+ Since \(\abs A\) is bounded, choose \(\epsilon\) small enough
346
+ to absorb the second term of \eqref{eq:cross-loss} into a small
347
+ fraction of \(H_0\abs A\). Increase \(\lambda\) to absorb
348
+ the \(O_l(A)\) terms and the \(H_0^{-1}\) loss.
349
+ Away from a neighborhood of the zero set on the negative side,
350
+ the same increase of \(\lambda\) makes \(H_0\abs A\) dominate
351
+ all bounded adverse terms.
352
+
353
+ Fix these \(\epsilon,\lambda\). On \(0<K\le c_1d\), since \(d\)
354
+ is bounded above,
355
+ \[
356
+ H_0A\le Cc_1(\lambda d_{\max}+p).
357
+ \]
358
+ Choose \(c_1\) so small that this region lies in the preceding
359
+ neighborhood of the zero set, and that the adverse \(H_0A\)
360
+ term and remaining errors use only a fraction of its positive
361
+ lower bound. This proves \eqref{eq:coercive}. The order of
362
+ choices is \(\epsilon\), then \(\lambda\), then \(c_1\).
363
+
364
+ \smallskip
365
+ \noindent\emph{The auxiliary elliptic estimate.}
366
+ On the remaining region we claim
367
+ \begin{equation}\label{eq:aux-elliptic}
368
+ \iint_{\{K\ge c_1d\}} d^{p-1}(u_t^2+u_s^2)\dd t\dd s
369
+ \le C\bigl(\norm u_{L^2(R_1)}^2+\norm f_{L^2(R_1)}^2\bigr),
370
+ \end{equation}
371
+ on any of the supports needed for the directed multiplier.
372
+ To prove it, choose a cutoff \(\chi\) farther out at the three
373
+ elliptic edges, equal to one on those supports. Let \(\phi\) be
374
+ a smooth cutoff equal to zero on \((-\infty,c_1/2]\) and one
375
+ on \([c_1,\infty)\), and test the equation against \(-vu\), where
376
+ \[
377
+ v=d^{p-2}\chi^2\phi(K/d)^2.
378
+ \]
379
+ On \(v>0\), \(A\ge c'd\). In the transition region of \(\phi\),
380
+ \(K=O(d)\), and hence derivatives of \(K/d\) are \(O(d^{-1})\).
381
+ It follows that
382
+ \[
383
+ \abs{v_t}+\abs{v_s}
384
+ \le C\sqrt v\,d^{(p-2)/2}(1+d^{-1}).
385
+ \]
386
+ The squared cutoffs make this inequality valid also at their zeros.
387
+
388
+ Integration by parts produces the positive term
389
+ \(\iint v(u_t^2+Au_s^2)\) and the error
390
+ \[
391
+ \iint u\bigl[(v_t-vB)u_t+((Av)_s-vC)u_s\bigr].
392
+ \]
393
+ On \(v>0\), the coefficient bounds and \(A\ge c'd\) give
394
+ \[
395
+ \frac{(v_t-vB)^2}{v}
396
+ +\frac{((Av)_s-vC)^2}{Av}
397
+ \le C(1+d^{p-5}).
398
+ \]
399
+ Young's inequality absorbs half of the positive term; the remaining
400
+ cost is at most \(C\iint(1+d^{p-5})u^2\).
401
+ Since \(p=8\), this is bounded by \(C\norm u_2^2\).
402
+ The source term is at most \(C\norm f_2\norm u_2\).
403
+ We conclude that
404
+ \[
405
+ \iint v(u_t^2+Au_s^2)
406
+ \le C(\norm u_2^2+\norm f_2^2).
407
+ \]
408
+ Where \(\chi=\phi=1\), \(v=d^{p-2}\gtrsim d^{p-1}\)
409
+ and \(vA\gtrsim d^{p-1}\), proving \eqref{eq:aux-elliptic}.
410
+ This estimate permits ellipticity to degenerate linearly as
411
+ \(s\) approaches \(b\).
412
+
413
+ \smallskip
414
+ \noindent\emph{Combining the estimates.}
415
+ Multiply \(m,n\) by one nonnegative cutoff toward the other three
416
+ edges, equal to one on \(R_0\) and on the nonelliptic portion of
417
+ the integration region. Its derivative terms lie in fixed positive
418
+ curvature; decreasing \(c_1\), if needed, puts those supports
419
+ in the region controlled by \eqref{eq:aux-elliptic}.
420
+ The coefficients in \eqref{eq:quadratic} and the cutoff errors
421
+ are \(O(d^{p-1})\), since \(W\asymp d^p\) and \(H_0=O(1+d^{-1})\).
422
+ Thus \eqref{eq:aux-elliptic} controls all adverse terms outside
423
+ \eqref{eq:coercive}.
424
+
425
+ On the coercive region the source \(f(mu_s+nu_t)\) is absorbed by
426
+ Young's inequality, at a cost \(C\norm f_2^2\). On the complementary
427
+ region use \eqref{eq:aux-elliptic} and
428
+ \(W^2/d^{p-1}=O(d^{p+1})\) to obtain the same bound together
429
+ with \(C\norm u_2^2\). Combining the coercive part with the
430
+ elliptic estimate on its complement, we obtain
431
+ \[
432
+ \iint_{R_0}W(u_t^2+u_s^2)
433
+ \le C(\norm u_{L^2(R_1)}^2+\norm f_{L^2(R_1)}^2).
434
+ \]
435
+ The weight is bounded below on \(R_0\), so this proves
436
+ \eqref{eq:gradient-bound}.
437
+
438
+ All integrations at the artificial edge can first be made below
439
+ \(s=b-\eta\) and then continued to \(\eta=0\).
440
+ For each individual smooth solution, the boundary terms vanish
441
+ because \(W\) and \(v\) vanish to positive order. The edge \(b\)
442
+ is strictly inside the smooth domain. No uniform bound on its
443
+ high derivatives is needed to obtain these identities; the uniform
444
+ estimates involve only the interior \(L^2\) norms just displayed.
445
+ \end{proof}
446
+
447
+ \subsection{Completion of the cap induction}
448
+
449
+ \begin{proof}[Proof of \Cref{prop:cap}]
450
+ We prove uniform \(L^2\) bounds for ordinary derivatives of \(z\)
451
+ through order \(l\), on images of all compact rectangles in the
452
+ cap. The case \(l=8\) follows from \eqref{eq:low-bounds}.
453
+ Assume the assertion at some \(l\ge8\). Apply
454
+ \Cref{lem:high-equation,lem:gradient} with \(f=R_l\).
455
+ The required bounds for \(u,R_l\) on the larger compact rectangle
456
+ are supplied by the induction hypothesis. Measures in the two
457
+ coordinate systems are uniformly comparable.
458
+
459
+ The resulting gradient bound controls
460
+ \[
461
+ \pd_y^{l+1}z=s_yu_s,\qquad
462
+ \pd_x\pd_y^lz=u_t+q s_yu_s.
463
+ \]
464
+ To recover \(\pd_x^k\pd_y^{l+1-k}z\) for \(k\ge2\), apply
465
+ \(\pd_x^{k-2}\pd_y^{l+1-k}\) to \eqref{eq:P}.
466
+ The two top terms on the right are
467
+ \[
468
+ P_{z_{xy}}\pd_x^{k-1}\pd_y^{l+2-k}z
469
+ \quad\text{and}\quad
470
+ P_{z_{yy}}\pd_x^{k-2}\pd_y^{l+3-k}z.
471
+ \]
472
+ They have fewer \(x\) indices. All remaining solution factors
473
+ have order at most \(l\) and obey the same Sobolev product bounds
474
+ as in \Cref{lem:high-equation}. Increasing \(k\) therefore gives
475
+ every derivative of order \(l+1\).
476
+
477
+ This closes the induction. For each fixed derivative order, local
478
+ Sobolev estimates on slightly larger compact rectangles convert
479
+ the \(L^2\) bounds into the asserted supremum bounds. The final
480
+ rectangle is arbitrary and fixed; only the constants and intermediate
481
+ margins depend on the derivative order.
482
+ Reflection \(y\mapsto-y\), using the evenness of \(h\), proves
483
+ the upper-cap assertion.
484
+ \end{proof}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/model.tex ADDED
@@ -0,0 +1,105 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The model patch and the height equation}\label{sec:model}
2
+
3
+ The first task is to obstruct scalar height functions on a whole
4
+ closed square. We fix a curvature profile with a negative center
5
+ and a positive exterior, then specify the equation and inequalities
6
+ that the final geometric argument will force on one such square.
7
+
8
+ Fix a smooth even function \(h:\R\to\R\) such that
9
+ \begin{equation}\label{eq:h}
10
+ \begin{gathered}
11
+ h=1 \quad\text{on }[-1/2,1/2],\qquad h'\le0\quad\text{on }[0,\infty),\\
12
+ h>0\quad\text{on }(-1,1),\qquad h<0\quad\text{for }\abs y>1,\\
13
+ h(1)=0,\qquad h'(1)<0.
14
+ \end{gathered}
15
+ \end{equation}
16
+ For example, let \(\rho\) be a nonnegative smooth function supported
17
+ in \([1/2,2]\), positive on \((1/2,3/2)\), and put
18
+ \[
19
+ h(y)=1-\frac{\int_0^{\abs y}\rho(v)\dd v}
20
+ {\int_0^1\rho(v)\dd v}.
21
+ \]
22
+ This function has all the required properties.
23
+
24
+ Write \(S=[-3,3]^2\), with coordinates \(x,y\), and fix a positive
25
+ constant \(\kappa\). Let \(g_0\) be a smooth positive metric on a
26
+ neighborhood of \(S\) with curvature
27
+ \begin{equation}\label{eq:model-curvature}
28
+ K_{g_0}(x,y)=\kappa\bigl(x^2-h(y)\bigr).
29
+ \end{equation}
30
+ We will construct such background metrics in \Cref{sec:assembly}.
31
+ Perturbations are smooth symmetric tensors supported in
32
+ \[
33
+ \mathcal P=[-1/10,1/10]^2.
34
+ \]
35
+ Let \(\mathcal U\) be the open set of these perturbations for which
36
+ the resulting metric \(g\) is positive and
37
+ \begin{equation}\label{eq:negative-box}
38
+ K_g<-\kappa/2\qquad\text{on }[-1/5,1/5]^2.
39
+ \end{equation}
40
+ We regard \(\mathcal U\) as a set of metrics with its \(C^\infty\)
41
+ topology. It contains \(g_0\): on this smaller square,
42
+ \(h=1\) and \(x^2\le1/25\). Outside \(\mathcal P\), every metric
43
+ in \(\mathcal U\) still has curvature \eqref{eq:model-curvature}.
44
+
45
+ For a function \(z\), write
46
+ \begin{equation}\label{eq:height-notation}
47
+ H_{ij}=z_{ij}-\Gamma^r_{ij}z_r,\qquad
48
+ E=\det(g)(1-\abs{dz}_g^2).
49
+ \end{equation}
50
+ Here \(K=K_g\), \(\Gamma^r_{ij}\) are the Christoffel symbols of
51
+ \(g\), and repeated indices are summed. Wherever \(H_{yy}\ne0\),
52
+ put \(q=H_{xy}/H_{yy}\). An \emph{admissible height}
53
+ for \(g\) is a function \(z\), smooth on a neighborhood of the closed square \(S\), satisfying throughout~\(S\)
54
+ \begin{equation}\label{eq:admissible}
55
+ H_{xx}H_{yy}-H_{xy}^2=KE,\qquad
56
+ E>0,\qquad H_{yy}\ne0,\qquad \abs q\le1/100.
57
+ \end{equation}
58
+ The scalar equation here is the Darboux equation; compare
59
+ \cite[Equation~(1) and Appendix]{Khuri2009}. We recall the necessary geometric
60
+ identity directly.
61
+
62
+ \begin{lemma}[Height equation]\label{lem:height}
63
+ Let \(F\) be a smooth isometric immersion of a surface into \(\R^3\),
64
+ let \(e\) be a fixed ambient unit vector, and set \(z=\langle F,e\rangle\).
65
+ Then
66
+ \[
67
+ \det(\nabla_g^2z)=K\det(g)(1-\abs{dz}_g^2).
68
+ \]
69
+ If \(e\) is normal to the immersed surface at a point \(b\), then
70
+ \(dz(b)=0\) and \(\nabla_g^2z(b)=\II(b)\), with the choice of unit
71
+ normal equal to \(e\) at \(b\).
72
+ \end{lemma}
73
+
74
+ \begin{proof}
75
+ With \(n\) the chosen unit normal and \(\nu=\langle n,e\rangle\),
76
+ the Gauss formula gives \(\nabla_g^2z=\nu\II\). The tangential and
77
+ normal decomposition of \(e\) gives
78
+ \(\abs{dz}_g^2+\nu^2=1\).
79
+ The Gauss equation \(\det\II=K\det g\) now proves the identity,
80
+ and the final statement follows from \(\nu(b)=1\).
81
+ \end{proof}
82
+
83
+ Only this necessary equation for a height is used. We do not need
84
+ the converse reconstruction of an immersion from a Darboux solution.
85
+
86
+ \begin{proposition}[Patch obstruction]\label{prop:patch}
87
+ The metrics in \(\mathcal U\) admitting no admissible height form
88
+ a residual subset of \(\mathcal U\). In particular, for every
89
+ \(C^\infty\) neighborhood of \(g_0\) in \(\mathcal U\), there is
90
+ a metric in that neighborhood with no admissible height.
91
+ \end{proposition}
92
+
93
+ The whole-square requirement is essential. Every curvature zero
94
+ in \(S\) of a metric in \(\mathcal U\) is a clean change of sign. Indeed,
95
+ \(K<0\) on \(\mathcal P\); outside it,
96
+ \(K_x=2\kappa x\), and a zero with \(x=0\) has
97
+ \(y=\pm1\), where \(K_y\ne0\). Thus the pointwise local-existence
98
+ results recalled in the introduction are compatible with this
99
+ proposition: they do not supply one height satisfying
100
+ \eqref{eq:admissible} throughout \(S\).
101
+
102
+ We prove \Cref{prop:patch} in \Cref{sec:pulse}, after establishing estimates on
103
+ the two caps. \Cref{fig:geometry} shows the model geometry.
104
+
105
+ \input{figures/geometry}
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/pulse.tex ADDED
@@ -0,0 +1,406 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The oscillatory pulse and the patch obstruction}\label{sec:pulse}
2
+
3
+ We now prove \Cref{prop:patch} by a category argument. Assuming
4
+ density of a class of metrics admitting uniformly bounded heights,
5
+ we perturb a fixed metric inside a thin strip. Cap regularity and hyperbolic propagation give
6
+ smooth tangential data at both strip edges for every corresponding
7
+ height. A Taylor comparison for the fixed metric isolates the change
8
+ in the transverse derivative caused by the perturbation. Its
9
+ oscillatory moment is incompatible with smooth data at both edges.
10
+
11
+ \subsection{A bounded solution class}
12
+
13
+ The vector space of smooth symmetric tensors supported in
14
+ \(\mathcal P\) is a closed subspace of a smooth-function Fréchet
15
+ space. Its open subset \(\mathcal U\) is therefore a Baire space.
16
+ For \(M\in\N\), consider metrics admitting an admissible height with
17
+ \begin{equation}\label{eq:class-bounds}
18
+ \norm z_{C^8(S)}\le M,\qquad
19
+ M^{-1}\le\abs{H_{yy}}\le M,\qquad E\ge M^{-1}.
20
+ \end{equation}
21
+ Put
22
+ \begin{equation}\label{eq:speed-constants}
23
+ v_*=\sqrt{\kappa/2}\,M^{-3/2},\qquad
24
+ L=100(1+v_*^{-1}).
25
+ \end{equation}
26
+ For each rational \(q_0\), let \(\mathcal A_{M,q_0}\) be the
27
+ subclass in which such a height also satisfies
28
+ \begin{equation}\label{eq:q-class}
29
+ \abs{q(0,0)-q_0}<\frac1{100L}.
30
+ \end{equation}
31
+ These countably many classes cover every metric with an admissible
32
+ height. Indeed smoothness and the strict inequalities on the compact
33
+ square supply some \(M\), after which rational approximation supplies
34
+ \(q_0\). We will show that each class is nowhere dense.
35
+
36
+ Suppose, to the contrary, that the closure of one class contains a
37
+ nonempty open set \(\mathcal O\subset\mathcal U\). Fix
38
+ \(g_*\in\mathcal O\). All test metrics below lie in \(\mathcal O\)
39
+ and converge to \(g_*\) in \(C^8\). Metrics from the class can
40
+ be chosen arbitrarily close to each test metric in the smooth
41
+ topology. We may consequently use uniform low bounds for the metric,
42
+ its inverse, and the first derivatives of \(q\).
43
+ Since \(\abs q\le1/100\), a nonempty class satisfies
44
+ \(\abs{q_0}<1/20\).
45
+
46
+ Introduce linear coordinates
47
+ \begin{equation}\label{eq:shear}
48
+ \xi=x,\qquad \theta=y+q_0x.
49
+ \end{equation}
50
+ On a sufficiently small fixed neighborhood of the center, the
51
+ preceding low bounds imply
52
+ \begin{equation}\label{eq:central-bounds}
53
+ \abs{q-q_0}\le\frac1{10L},
54
+ \qquad \sqrt{-a}\ge v_*.
55
+ \end{equation}
56
+ The second inequality follows from \eqref{eq:negative-box}
57
+ and \eqref{eq:class-bounds}. In these coordinates,
58
+ \begin{equation}\label{eq:sheared-hessian}
59
+ \begin{gathered}
60
+ H_{\theta\theta}=H_{yy},\qquad
61
+ H_{\xi\theta}=(q-q_0)H_{yy},\\
62
+ H_{\xi\xi}=d_0H_{yy},\qquad d_0=(q-q_0)^2+a.
63
+ \end{gathered}
64
+ \end{equation}
65
+ Because \((10L)^{-1}\le v_*/1000\), \(d_0<0\) is separated
66
+ from zero. Solving the height equation in the other direction gives
67
+ \begin{equation}\label{eq:Q}
68
+ z_{\theta\theta}
69
+ =Q_g(\xi,\theta,z_i,z_{\xi\xi},z_{\theta\xi})
70
+ =\Gamma^i_{\theta\theta}z_i+
71
+ \frac{H_{\theta\xi}^2+(K\det g)(1-\abs{dz}_g^2)}
72
+ {H_{\xi\xi}}.
73
+ \end{equation}
74
+ Its second-jet partial derivatives, at a solution, are
75
+ \begin{equation}\label{eq:hyperbolic-coefficients}
76
+ P_1=Q_{z_{\theta\xi}}=\frac{2(q-q_0)}{d_0},
77
+ \qquad S_1=Q_{z_{\xi\xi}}=-\frac1{d_0}>0.
78
+ \end{equation}
79
+ They have bounded first derivatives; \(S_1\) has a positive lower
80
+ bound. The following convenient speed bound follows from
81
+ \eqref{eq:central-bounds}:
82
+ \begin{equation}\label{eq:speed-bound}
83
+ \abs{P_1}+\sqrt{S_1}\le4/v_*<L/4.
84
+ \end{equation}
85
+
86
+ Choose \(r>0\) small enough that the slab
87
+ \begin{equation}\label{eq:slab}
88
+ -r\le\theta\le r,\qquad \abs\xi\le Lr
89
+ \end{equation}
90
+ and fixed margins lie in the preceding neighborhood and inside
91
+ \(\mathcal P\). We also require \(r<1/2\).
92
+ Along a flow line from \eqref{eq:flow},
93
+ \(D\theta=q_0-q\), whereas \(\theta=s\) when \(t=0\).
94
+ The global bound \(\abs q\le1/100\) keeps these flow segments
95
+ in that neighborhood after a further shrinking of \(r\). Thus throughout
96
+ the slab
97
+ \begin{equation}\label{eq:s-theta}
98
+ \abs{s-\theta}\le r/4.
99
+ \end{equation}
100
+ In fact the bound \(r/10\) follows from its \(t\)-length at most \(Lr\).
101
+
102
+ \subsection{The test metrics and smooth data at the pulse edges}
103
+
104
+ Choose a nonzero real \(\chi_0\in C_c^\infty((-Lr/8,Lr/8))\) and
105
+ a nonnegative \(\phi_0\in C_c^\infty((-1,1))\) with
106
+ \(\int\phi_0>0\). For small fixed \(\delta>0\) and integers
107
+ \(\tau\to\infty\), the test metrics are
108
+ \begin{equation}\label{eq:pulse}
109
+ \widetilde g_\tau
110
+ =g_*+\tau^{-N}\chi_0(\xi)\phi_0(\tau\theta/\delta)
111
+ \cos(\tau\xi)\dd\theta^2.
112
+ \end{equation}
113
+ Choose the fixed integer \(N>10\) larger than every derivative order
114
+ in one basic neighborhood of \(g_*\) contained in \(\mathcal O\).
115
+ For each fixed \(\delta\), the test metrics then belong to
116
+ \(\mathcal O\) for all sufficiently large \(\tau\). Only finitely
117
+ many seminorms are involved in this assertion.
118
+
119
+ By the closure assumption choose \(g_\tau\in\mathcal A_{M,q_0}\)
120
+ such that
121
+ \begin{equation}\label{eq:approximation}
122
+ \norm{g_\tau-\widetilde g_\tau}_{C^\tau(S)}
123
+ \le\tau^{-\tau},
124
+ \end{equation}
125
+ and choose a corresponding height \(z_\tau\) with
126
+ \eqref{eq:class-bounds} and \eqref{eq:q-class}.
127
+ We suppress its subscript when deriving estimates.
128
+ All comparisons using finitely many low derivatives hold uniformly
129
+ for large \(\tau\). Their limiting constants can be chosen independently
130
+ of the fixed small \(\delta\), since \(N>10\).
131
+
132
+ Away from the pulse rectangle
133
+ \[
134
+ \abs\theta\le\delta/\tau,\qquad \abs\xi\le Lr/8,
135
+ \]
136
+ the metrics have uniform bounds at every fixed derivative order.
137
+ By \eqref{eq:s-theta}, every point of that rectangle has
138
+ \(\abs s<r/2\) for large \(\tau\), in every solution's flow chart.
139
+ Consequently the image of every compact rectangle in
140
+ \((-2,2)\times(-2,-r/2)\), or in
141
+ \((-2,2)\times(r/2,2)\), misses the pulse support. On all such
142
+ images, \(g_\tau\) differs from the fixed metric \(g_*\) only
143
+ by the approximation error \eqref{eq:approximation}. This verifies
144
+ the metric hypothesis of \Cref{prop:cap} throughout both caps,
145
+ with \(b_*=-r/2\). The proposition gives bounds for every
146
+ derivative of \(z\) on the two cuts
147
+ \begin{equation}\label{eq:cap-cuts}
148
+ \theta=\pm r,\qquad \abs\xi\le Lr.
149
+ \end{equation}
150
+ These cuts lie in compact subsets of the respective flow-coordinate
151
+ caps, uniformly over the solutions.
152
+ \Cref{fig:pulse} shows the cuts and the pulse inside the
153
+ negative-curvature slab.
154
+
155
+ \input{figures/pulse}
156
+
157
+ \begin{lemma}[Propagation to the pulse]\label{lem:propagation}
158
+ At \(\theta=\pm\delta/\tau\), on \(\abs\xi\le Lr/2\),
159
+ the functions \(z,z_\theta\) have uniform bounds for every
160
+ tangential derivative.
161
+ \end{lemma}
162
+
163
+ \begin{proof}
164
+ We record the energy argument, which will also be used on the pulse.
165
+ If \(v\) satisfies
166
+ \[
167
+ v_{\theta\theta}-P_1v_{\theta\xi}-S_1v_{\xi\xi}
168
+ =b^\theta v_\theta+b^\xi v_\xi+R,
169
+ \]
170
+ with the above coefficient bounds and bounded \(b^i\), use the energy
171
+ density and flux
172
+ \[
173
+ e=\frac{v_\theta^2+S_1v_\xi^2}{2},
174
+ \qquad
175
+ j=\frac{P_1v_\theta^2}{2}+S_1v_\xi v_\theta.
176
+ \]
177
+ One has
178
+ \(\abs j\le(\abs{P_1}+\sqrt{S_1})e\).
179
+ Integrate on intervals whose endpoints move inward at speed \(L/4\).
180
+ Multiplication by \(v_\theta\) and integration by parts, with the
181
+ nonpositive boundary loss discarded, gives
182
+ \begin{equation}\label{eq:energy}
183
+ \mathcal E'(\theta)
184
+ \le C\mathcal E(\theta)
185
+ +\sqrt{2\mathcal E(\theta)}\,\norm R_{L^2},
186
+ \qquad \mathcal E(\theta)=\int e\dd\xi.
187
+ \end{equation}
188
+ Thus \(\sqrt{\mathcal E}\) is controlled by its initial value and
189
+ the time integral of \(\norm R_2\), with a Gronwall factor.
190
+ One can justify division at zero energy by first using
191
+ \(\sqrt{\mathcal E+\eta}\) and then letting \(\eta\downarrow0\).
192
+
193
+ Apply this estimate to \(v=\pd_\xi^jz\), \(j\ge8\), obtained by
194
+ differentiating \eqref{eq:Q}. The top second-jet terms give
195
+ the principal coefficients in \eqref{eq:hyperbolic-coefficients}.
196
+ If a second-jet argument receives \(j-1\) differentiations,
197
+ it gives \(v_\xi\) or \(v_\theta\); put these terms, together
198
+ with the direct first-jet linearization, into \(b^i\pd_iv\).
199
+ Their coefficients use only bounded low derivatives.
200
+ Put \(V=(z_\xi,z_\theta)\). Every remaining solution factor is
201
+ a spatial derivative of \(V\) of order at most \(j-1\),
202
+ already controlled by the induction. A factor of order \(j-1\)
203
+ requires at least \(j-2\) of the differentiations, since a
204
+ second-jet argument is already one spatial derivative of \(V\).
205
+ There cannot be two such factors, because \(2(j-2)>j\).
206
+ Bound that factor in \(L^2\), if it occurs. All other factors
207
+ have order at most \(j-2\), so the one-dimensional Sobolev
208
+ inequality and the available \(H^{j-1}\) bound for \(V\)
209
+ control them in supremum norm. This gives the \(L^2\) bound
210
+ for the remainder in \eqref{eq:energy}.
211
+ The same moving interval is used at every derivative order;
212
+ its length has a fixed positive lower bound, so the one-dimensional
213
+ Sobolev constants are uniform.
214
+
215
+ The initial first-jet bounds through spatial order seven follow
216
+ from the \(C^8\) class bound. For each larger order, the initial
217
+ energy on the cut \(\theta=-r\) is bounded by the cap estimate.
218
+ The metric derivatives are bounded on
219
+ \(-r\le\theta\le-\delta/\tau\), so \eqref{eq:energy}
220
+ closes the spatial induction there. The intervals start as
221
+ \([-Lr,Lr]\) and lose at most \(Lr/4\) at each end, leaving
222
+ room for Sobolev estimates on \(\abs\xi\le Lr/2\).
223
+ Reverse time and start at \(\theta=r\) to obtain the same bounds
224
+ at the upper pulse edge.
225
+ \end{proof}
226
+
227
+ \subsection{A comparison across the thin strip}
228
+
229
+ On \(\abs\xi\le Lr/2\), construct a smooth comparison \(z^0\)
230
+ on \(-\delta/\tau\le\theta\le\delta/\tau\) with the same data
231
+ \((z,z_\theta)\) at \(\theta=-\delta/\tau\), satisfying
232
+ \eqref{eq:Q} for the fixed metric \(g_*\) up to \(O(\tau^{-N})\).
233
+ For this purpose take the time Taylor polynomial of degree \(N+1\)
234
+ at the initial edge. Recursively determine its higher coefficients
235
+ from \eqref{eq:Q}, using \(g_*\). At step \(k\), for
236
+ \(0\le k\le N-1\), differentiating the right side \(k\) times
237
+ determines the time derivative of order \(k+2\) from those
238
+ through order \(k+1\) and their spatial derivatives. This is
239
+ possible because \(Q_g\) contains no second time derivative.
240
+ The denominator at the initial
241
+ data stays separated from zero by metric closeness and
242
+ \eqref{eq:sheared-hessian}. The coefficients and each fixed spatial
243
+ derivative are uniformly bounded by \Cref{lem:propagation}.
244
+ The denominator remains nonzero on the short strip. The recurrence
245
+ makes the residual and its first \(N-1\) time derivatives vanish
246
+ at the initial edge. Taylor's formula on a strip of length
247
+ \(2\delta/\tau\) gives the claimed \(O(\tau^{-N})\) bound
248
+ for fixed \(\delta\). In particular, \(z^0_\theta\) at the final
249
+ edge has bounds for all fixed spatial derivatives.
250
+
251
+ Put \(w=z-z^0\). Move \(Q_{g_*}(z)-Q_{g_*}(z^0)\) to the
252
+ linearized side, using mean partial derivatives along the segments
253
+ between their argument vectors
254
+ \((z_i,z_{\xi\xi},z_{\theta\xi})\). This yields
255
+ \begin{equation}\label{eq:w-equation}
256
+ w_{\theta\theta}-P_2w_{\theta\xi}-S_2w_{\xi\xi}
257
+ +\beta^i\pd_iw
258
+ =Q_{g_\tau}(z)-Q_{g_*}(z)+O(\tau^{-N}),
259
+ \end{equation}
260
+ with zero Cauchy data at the lower edge.
261
+ Here \(S_2>0\) has a uniform lower bound; the coefficients
262
+ are bounded and \(P_2,S_2\) have bounded first derivatives.
263
+ To see the positivity, the \(C^8\) bound keeps the actual argument
264
+ vector close throughout the strip to its initial value. The same is
265
+ true of the polynomial, by its coefficient bounds. The argument
266
+ vectors agree at the initial edge, because the Cauchy data agree.
267
+ At this common value, \(Q_{g_*,z_{\xi\xi}}>0\) by metric closeness and
268
+ \eqref{eq:hyperbolic-coefficients}. Continuity keeps it positive
269
+ on all the intervening segments, on which the denominator also
270
+ remains separated from zero. It is not necessary that those
271
+ segments consist of solutions.
272
+
273
+ A fixed speed bound larger than the one in \eqref{eq:speed-bound}
274
+ therefore applies to \eqref{eq:w-equation}. The limiting bounds
275
+ for the zeroth-order coefficient values and the positive lower
276
+ bound for \(S_2\) are independent of the fixed small \(\delta\).
277
+
278
+ \subsection{The curvature forcing and its moment}
279
+
280
+ In the linear coordinates \(\xi,\theta\), the curvature tensor formula
281
+ gives
282
+ \begin{equation}\label{eq:curvature-density}
283
+ K\det g
284
+ =\pd_{\xi\theta}g_{\xi\theta}
285
+ -\frac{\pd_\xi^2g_{\theta\theta}+\pd_\theta^2g_{\xi\xi}}2
286
+ +\mathcal L(g,\pd g),
287
+ \end{equation}
288
+ where \(\mathcal L\) is smooth for positive metric matrices.
289
+ Since \eqref{eq:pulse} changes only \(g_{\theta\theta}\),
290
+ its principal contribution is \(-\tfrac12\pd_\xi^2\)
291
+ of the scalar pulse. Consequently the right side of
292
+ \eqref{eq:w-equation} equals
293
+ \begin{equation}\label{eq:forcing}
294
+ \tau^{2-N}D_\tau\chi_0(\xi)\phi_0(\tau\theta/\delta)
295
+ \cos(\tau\xi)+o(\tau^{2-N}),
296
+ \qquad
297
+ D_\tau=\frac{1-\abs{dz}_{g_*}^2}{2H_{\xi\xi}(g_*,z)}.
298
+ \end{equation}
299
+ The error is uniform in space and time as \(\tau\to\infty\)
300
+ for each fixed \(\delta\). Metric changes involving at most one
301
+ derivative are \(O_\delta(\tau^{1-N})\); the approximation
302
+ \eqref{eq:approximation} and the Taylor residual are smaller.
303
+
304
+ There are constants \(c_D,C_D>0\), independent of fixed small
305
+ \(\delta\), such that for all large \(\tau\)
306
+ \[
307
+ c_D\le\abs{D_\tau}\le C_D,
308
+ \]
309
+ and \(D_\tau\) has one sign throughout the strip used.
310
+ Indeed the numerator is bounded below by the \(E\) bound,
311
+ uniform metric bounds, and metric closeness. The denominator
312
+ has the sign opposite to \(H_{yy}\), by \(d_0<0\), and stays
313
+ nonzero when \(g_\tau\) is replaced by \(g_*\).
314
+ The sign of \(H_{yy}\) is constant on the connected square.
315
+ Upper and lower bounds follow from the same low estimates.
316
+
317
+ Apply the zero-data estimate \eqref{eq:energy} to
318
+ \eqref{eq:w-equation}, shrinking intervals from
319
+ \([-Lr/2,Lr/2]\) at a fixed sufficiently large speed.
320
+ They contain \(\supp\chi_0\) throughout the strip for large
321
+ \(\tau\). Its source has \(L^2\) size \(O(\tau^{2-N})\),
322
+ so
323
+ \begin{equation}\label{eq:short-energy}
324
+ \norm{\pd w}_{L^2}\le(C_2+o(1))\delta\tau^{1-N}
325
+ \end{equation}
326
+ uniformly in strip time.
327
+ Here \(C_2\) can be chosen independently of small fixed
328
+ \(\delta\): the strip length is \(2\delta/\tau\), and every
329
+ Gronwall factor tends to one for fixed \(\delta\).
330
+ Finite coefficient derivative bounds depending on that \(\delta\)
331
+ are therefore harmless.
332
+
333
+ Integrate \eqref{eq:w-equation} against
334
+ \(\psi_\tau(\xi)=\chi_0(\xi)\cos(\tau\xi)\) over space and strip time.
335
+ The \(w_{\theta\theta}\) term is
336
+ \[
337
+ \int\psi_\tau(\xi)w_\theta(\xi,\delta/\tau)\dd\xi,
338
+ \]
339
+ because the initial data vanish. Both \(z_\theta\) and
340
+ \(z^0_\theta\) at the final edge have uniform spatial bounds of
341
+ every fixed order. Repeated integration by parts therefore makes
342
+ this term \(o(\tau^{1-N})\).
343
+
344
+ For each other second-order term, integrate one spatial derivative
345
+ by parts. The derivative of \(\psi_\tau\) costs \(O(\tau)\).
346
+ By \eqref{eq:short-energy} and the strip length, the total
347
+ absolute cost is at most
348
+ \begin{equation}\label{eq:moment-error}
349
+ (C_3+o(1))\delta^2\tau^{1-N}.
350
+ \end{equation}
351
+ The constant \(C_3\) is independent of small fixed \(\delta\);
352
+ terms with a derivative on a coefficient and the first-order terms
353
+ have an additional factor \(\tau^{-1}\) for fixed \(\delta\).
354
+ The spatial test is compactly supported, so there is no spatial
355
+ boundary contribution.
356
+
357
+ In contrast, \eqref{eq:forcing} paired with \(\psi_\tau\)
358
+ has absolute integral at least
359
+ \begin{equation}\label{eq:moment-lower}
360
+ (c_3+o(1))\delta\tau^{1-N},
361
+ \qquad c_3>0,
362
+ \end{equation}
363
+ with \(c_3\) independent of small fixed \(\delta\).
364
+ This follows from the constant sign and lower bound of \(D_\tau\),
365
+ the nonnegativity and positive integral of \(\phi_0\), and
366
+ \[
367
+ \int\chi_0(\xi)^2\cos^2(\tau\xi)\dd\xi
368
+ \longrightarrow \frac12\int\chi_0(\xi)^2\dd\xi>0.
369
+ \]
370
+ No convergence of \(D_\tau\) is needed.
371
+
372
+ Choose \(\delta>0\) so small that \(C_3\delta<c_3/2\),
373
+ and then let \(\tau\to\infty\). Equations
374
+ \eqref{eq:moment-error} and \eqref{eq:moment-lower} contradict
375
+ \eqref{eq:w-equation}.
376
+ The order of choices is summarized in \Cref{tab:pulse-choices}.
377
+ In particular, no convergence in every smooth seminorm was required
378
+ of the test metrics, and no convergence or common sign across
379
+ different \(\tau\) was required of \(D_\tau\).
380
+
381
+ \begin{table}[H]
382
+ \centering
383
+ \small
384
+ \renewcommand{\arraystretch}{1.18}
385
+ \begin{tabular}{@{}p{.15\textwidth}p{.36\textwidth}p{.43\textwidth}@{}}
386
+ \hline
387
+ Stage & Quantities fixed & Dependence permitted\\
388
+ \hline
389
+ First & Class, neighborhood, \(g_*\), slab, cutoffs, \(N\)
390
+ & Fixes leading constants \(C_2,C_3,c_3\), independent of
391
+ sufficiently small fixed \(\delta\).\\
392
+ Second & \(\delta>0\), with \(C_3\delta<c_3/2\)
393
+ & Subsidiary derivative bounds may depend on this fixed \(\delta\).\\
394
+ Last & Integers \(\tau\to\infty\)
395
+ & Thresholds and little-oh errors may depend on \(\delta\);
396
+ the leading constants do not.\\
397
+ \hline
398
+ \end{tabular}
399
+ \caption{Parameter order in the pulse contradiction. Every derivative
400
+ order has its own bound; no single bound for all orders is asserted.}
401
+ \label{tab:pulse-choices}
402
+ \end{table}
403
+
404
+ We have proved that every \(\mathcal A_{M,q_0}\) is nowhere dense.
405
+ Their countable union contains every metric admitting an admissible
406
+ height. Baire's theorem now proves \Cref{prop:patch}.
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf ADDED
@@ -0,0 +1,3 @@
 
 
 
 
1
+ version https://git-lfs.github.com/spec/v1
2
+ oid sha256:6c2cf05d89a23473c52fecb2aea37bcbda7279db50004cf0b212b000430bd374
3
+ size 435629
preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/figures/crossing-cycle.tex ADDED
@@ -0,0 +1,25 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tbp]
2
+ \centering
3
+ \begin{tikzpicture}[x=1cm,y=1cm,>=stealth,font=\small]
4
+ \draw[->] (0,0.15) -- (4.55,0.15) node[right] {$s$};
5
+ \draw[->] (0.15,0) -- (0.15,3.05) node[above] {$\lambda$};
6
+ \draw[gray,densely dotted] (2.2,0.15) -- (2.2,2.75);
7
+ \draw[very thick] (0.45,0.6) -- (3.95,2.6) node[right] {$A$};
8
+ \draw[very thick,dashed] (0.45,2.6) -- (3.95,0.6) node[right] {$B$};
9
+ \node[font=\scriptsize,below] at (2.2,0.15) {double};
10
+
11
+ \node at (7.45,2.75) {$[A,B,C,D]$};
12
+ \node at (7.45,2.05) {$[B,A,C,D]$};
13
+ \node at (7.45,1.35) {$[B,C,A,D]$};
14
+ \node at (7.45,0.65) {$[B,C,D,A]$};
15
+ \draw[->] (7.45,2.52) -- (7.45,2.28);
16
+ \draw[->] (7.45,1.82) -- (7.45,1.58);
17
+ \draw[->] (7.45,1.12) -- (7.45,0.88);
18
+ \end{tikzpicture}
19
+ \caption{Schematic of a continued pair at an isolated double (left)
20
+ and the increasing adjacent-swap schedule on four illustrative ranks
21
+ (right). The solid line $A$ changes from lower to upper ordered rank;
22
+ the four-rank schedule sends the first label to the last rank. No
23
+ numerical eigenvalues or phase durations are represented.}
24
+ \label{fig:ang-crossing-cycle}
25
+ \end{figure}
preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/paper.tex ADDED
@@ -0,0 +1,42 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \pdftrailerid{}
3
+ \usepackage[T1]{fontenc}
4
+ \usepackage{lmodern}
5
+ \usepackage[margin=1.05in]{geometry}
6
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
7
+ \usepackage{microtype}
8
+ \usepackage{tikz}
9
+ \usepackage[hidelinks]{hyperref}
10
+ \hypersetup{pdftitle={A Three-Dimensional Counterexample to Integer-Degree Harmonic Dimension Comparison},pdfauthor={OpenAI}}
11
+ \numberwithin{equation}{section}
12
+ \newtheorem{theorem}{Theorem}[section]
13
+ \newtheorem{proposition}[theorem]{Proposition}
14
+ \newtheorem{lemma}[theorem]{Lemma}
15
+ \newtheorem{corollary}[theorem]{Corollary}
16
+ \theoremstyle{remark}
17
+ \newtheorem{remark}[theorem]{Remark}
18
+ \title{A Three-Dimensional Counterexample to Integer-Degree Harmonic Dimension Comparison}
19
+ \author{OpenAI}
20
+ \date{September 26, 2026}
21
+ \begin{document}
22
+ \maketitle
23
+ \begin{abstract}
24
+ For every \(4/9<v<1\) and \(1<c<9v/4\), all sufficiently large integers
25
+ \(k\) admit a complete smooth metric on \(\mathbb R^3\) with nonnegative
26
+ Ricci curvature, asymptotic volume ratio \(v\), and at least \(c(k+1)^2\)
27
+ linearly independent real harmonic functions of pointwise growth at most
28
+ \(k\). This answers Yau's integer-degree dimension comparison question
29
+ negatively in dimension three, with a fixed-factor excess over the Euclidean
30
+ count. For each \(1<c<9/4\), these metrics can be chosen arbitrarily close
31
+ to the Euclidean metric in global bi-Lipschitz distance. The metric may
32
+ depend on \(k\).
33
+ \end{abstract}
34
+ \input{sections/introduction.tex}
35
+ \input{sections/crossings.tex}
36
+ \input{sections/angular-program.tex}
37
+ \input{sections/geometry.tex}
38
+ \input{sections/transfer.tex}
39
+ \input{sections/matching.tex}
40
+ \input{sections/growth.tex}
41
+ \input{sections/bibliography.tex}
42
+ \end{document}
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/README.md ADDED
@@ -0,0 +1,19 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [A Polynomial-Time Algorithm for Three-Machine Unit-Job Scheduling](paper.pdf)
2
+
3
+ OpenAI
4
+ September 24, 2026
5
+
6
+ ## Citation
7
+
8
+ To cite this manuscript:
9
+
10
+ ```bibtex
11
+ @misc{OAI:A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026,
12
+ author = {{OpenAI}},
13
+ title = {{A Polynomial-Time Algorithm for Three-Machine Unit-Job Scheduling}},
14
+ howpublished = {OpenAI Math Release preprint
15
+ \href{https://github.com/openai/math/blob/main/preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/paper.pdf}{OAI:A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026}},
16
+ year = {2026}
17
+ }
18
+ ```
19
+
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/capacity-three.tex ADDED
@@ -0,0 +1,26 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{tikzpicture}[x=1cm,y=1cm,font=\small,>=stealth,
2
+ job/.style={circle,draw,fill=white,minimum size=6.8mm,inner sep=0pt}]
3
+ \draw[black!55,rounded corners=2pt] (-.15,-.25) rectangle (10.75,2.85);
4
+ \node[anchor=west] at (-.15,3.13) {Parent $W$};
5
+ \node at (4,3.13) {Child $W'$};
6
+ \node at (9.1,3.13) {$b'\subset W$, $|b'|=3$};
7
+
8
+ \fill[black!5] (8.55,-.12) rectangle (9.65,2.72);
9
+ \foreach \yy/\ii/\xx/\cc in {2.2/1/3.55/blue!65!black,1.3/2/4/teal!65!black,.4/3/4.45/violet!70!black} {
10
+ \draw[draw=\cc,fill=\cc!5,rounded corners=3pt]
11
+ (.03,\yy-.34) rectangle (10.57,\yy+.34);
12
+ \node[text=\cc] at (1.05,\yy) {$I_{\ii}\cap W$};
13
+ \node[text=\cc] at (2.5,\yy) {$\cdots$};
14
+ \node[job,draw=\cc] (x\ii) at (\xx,\yy) {$x_{\ii}$};
15
+ \node[job,draw=\cc] (z\ii) at (9.1,\yy) {$z_{\ii}$};
16
+ \draw[->,draw=\cc] (x\ii) -- node[above,font=\footnotesize] {$\prec$} (z\ii);
17
+ \node[text=\cc] at (10.05,\yy) {$\cdots$};
18
+ }
19
+ \draw[dashed,black!60,rounded corners=2pt] (3.03,-.12) rectangle (4.98,2.72);
20
+ \draw[black!60,rounded corners=2pt] (8.55,-.12) rectangle (9.65,2.72);
21
+ \node[anchor=west,font=\footnotesize] at (-.15,-.64)
22
+ {$x_i\in I_i,\ x_i\prec z_i\ \Longrightarrow\ z_i\in I_i$
23
+ };
24
+ \node[anchor=east,font=\footnotesize] at (10.75,-.64)
25
+ {$I_i\cap I_j\cap W=\varnothing\ (i\ne j)\ \Longrightarrow\ z_i\ne z_j$};
26
+ \end{tikzpicture}
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/global-gap-filters.tex ADDED
@@ -0,0 +1,38 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{tikzpicture}[x=1cm,y=1cm,font=\small,
2
+ filter/.style={draw,rounded corners=2pt,minimum height=.75cm,
3
+ minimum width=1.8cm,inner sep=4pt,align=center}]
4
+ \node[anchor=west,font=\bfseries] at (-.92,2.18) {High jobs};
5
+ \node[filter,draw=blue!60!black,fill=blue!5] (h1) at (0,1.35)
6
+ {$\displaystyle\bigcup_j K'_j$};
7
+ \node[filter,draw=blue!60!black,fill=blue!5] (h2) at (2.35,1.35)
8
+ {$P_{b'}$};
9
+ \node[filter,draw=blue!60!black,fill=blue!5,minimum width=2.15cm] (h3) at (4.9,1.35)
10
+ {$J\setminus\widehat P_{a'}$};
11
+ \node at (1.175,1.35) {$\cap$};
12
+ \node at (3.54,1.35) {$\cap$};
13
+ \node[anchor=west] at (6.32,1.35) {$=\ W'\setminus S$};
14
+ \node[font=\footnotesize,align=center] at (4.9,.49)
15
+ {boundary invariant\\excludes early qualifiers};
16
+
17
+ \node[anchor=west,font=\bfseries] at (-.92,-.36) {Low jobs};
18
+ \node[filter,draw=teal!65!black,fill=teal!5,minimum width=2.15cm] (l1) at (.15,-1.18)
19
+ {$D_{a'}\cap P_b$};
20
+ \node[filter,draw=teal!65!black,fill=teal!5,minimum width=1.4cm] (l2) at (2.5,-1.18)
21
+ {$\widetilde S$};
22
+ \node[filter,draw=teal!65!black,fill=teal!5,minimum width=2.15cm] (l3) at (4.85,-1.18)
23
+ {$J\setminus\widehat D_v$};
24
+ \node[filter,draw=teal!65!black,fill=teal!5,minimum width=2.15cm] (l4) at (7.55,-1.18)
25
+ {$J\setminus\widehat D_{b'}$};
26
+ \node at (1.51,-1.18) {$\cap$};
27
+ \node at (3.49,-1.18) {$\cap$};
28
+ \node at (6.20,-1.18) {$\cap$};
29
+ \node[anchor=west] at (8.82,-1.18) {$=\ W'\cap S$};
30
+ \node[font=\footnotesize,align=center] at (.15,-2.08)
31
+ {localize\\inside $W$};
32
+ \node[font=\footnotesize,align=center] at (2.5,-2.08)
33
+ {cutoff test\\valid on $W$};
34
+ \node[font=\footnotesize,align=center] at (4.85,-2.08)
35
+ {center separator:\\before $v$};
36
+ \node[font=\footnotesize,align=center] at (7.55,-2.08)
37
+ {edge separator:\\before $b'$};
38
+ \end{tikzpicture}
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/shared-cutoff.tex ADDED
@@ -0,0 +1,21 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{tikzpicture}[x=1cm,y=1cm,font=\small,>=stealth]
2
+ \fill[blue!7] (3.15,-.25) rectangle (6.35,.62);
3
+ \draw[->,gray!75] (-.25,0) -- (10.6,0);
4
+ \node[anchor=east,font=\footnotesize] at (10.6,-.75)
5
+ {time in the working frame};
6
+ \foreach \x in {0,3,6.5,9.6}
7
+ {\draw[thick] (\x,-.18) -- (\x,.62);}
8
+ \node[above] at (0,.62) {$a=s_0$};
9
+ \node[above] at (3,.62) {$a'=s_i$};
10
+ \node[above] at (6.5,.62) {$b'=s_{i+1}$};
11
+ \node[above] at (9.6,.62) {$v=s_{q+1}$};
12
+ \node at (4.75,.22) {$W'=(a',b')$};
13
+ \node at (1.5,.22) {$\cdots$};
14
+ \node at (8.05,.22) {$\cdots$};
15
+ \draw[blue!65!black] (3,1.18) -- (3,1.4) -- (6.5,1.4) -- (6.5,1.18);
16
+ \node[above,text=blue!65!black] at (4.75,1.4)
17
+ {both endpoints separate at cutoff $S_i$};
18
+ \node[anchor=north,align=center] at (4.75,-1.05)
19
+ {$W'\cap S_i\subseteq D_{a'}$\qquad
20
+ $W'\setminus S_i\subseteq P_{b'}$};
21
+ \end{tikzpicture}
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/switch-localization.tex ADDED
@@ -0,0 +1,24 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{tikzpicture}[x=1cm,y=1cm,font=\small,>=stealth]
2
+ \fill[teal!8] (4.35,-.25) rectangle (7.25,.65);
3
+ \draw[->,gray!75] (-.25,0) -- (10.6,0);
4
+ \foreach \x in {0,2.2,4.2,7.4,9.6}
5
+ {\draw[thick] (\x,-.18) -- (\x,.65);}
6
+ \node[above] at (0,.65) {$a_-$};
7
+ \node[above] at (2.2,.65) {$v_-$};
8
+ \node[above] at (4.2,.65) {$a$};
9
+ \node[above] at (7.4,.65) {$b$};
10
+ \node[above] at (9.6,.65) {$b_-$};
11
+ \node at (5.8,.25) {$W=(a,b)$};
12
+ \draw[gray] (0,1.24) -- (0,1.43) -- (9.6,1.43) -- (9.6,1.24);
13
+ \node[above] at (4.8,1.43) {$U=(a_-,b_-)$};
14
+ \node[anchor=east,font=\footnotesize] at (10.6,-.7)
15
+ {time in the new frame};
16
+ \node[anchor=north,align=center] at (4.8,-1.05)
17
+ {$G=D_{a_-}\cap (J\setminus\widehat P_a)
18
+ \cap (J\setminus\widehat P_{v_-})\cap H_-^*$};
19
+ \node[draw=teal!60!black,fill=teal!3,rounded corners=2pt,
20
+ inner sep=8pt,align=center,font=\footnotesize] at (4.8,-2.33)
21
+ {If $z\in G$ were at or before $a$, then $z\in U$ and hence $z\in H_-$.\\[3pt]
22
+ At or before $v_-$: $z\in\widehat P_{v_-}$.
23
+ \qquad After $v_-$ through $a$: $z\in\widehat P_a$.};
24
+ \end{tikzpicture}
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/lists.tex ADDED
@@ -0,0 +1,372 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Short global lists and changes of direction}\label{sec:lists}
2
+
3
+ Fix a nonempty child \(W'=(a',b')\) of \(W=(a,b)\), with center
4
+ \(v\), edge cutoff \(S\), and working frame as in
5
+ \eqref{eq:edge-data}. The child's tag is this working frame.
6
+ At the end of an update, \emph{prune} every entry whose intersection
7
+ with \(W'\) is empty, preserving the order of the retained entries.
8
+ We distinguish this pruning from the suffix operation used to form a
9
+ carry.
10
+
11
+ \subsection{Carry and pruning}
12
+
13
+ \begin{lemma}[Suffix carry]\label{lem:carry}
14
+ For a global upset list \(\K=(K_1,\ldots,K_\ell)\), fix
15
+ \(1\le d\le\ell\) and an integer \(0\le r\le N+1\), and form
16
+ \begin{equation}
17
+ \operatorname{carry}_{d,r}(\K)
18
+ =\bigl(K_d\cap\{\rk\ge r\},K_{d+1},\ldots,K_\ell\bigr).
19
+ \label{eq:carry}
20
+ \end{equation}
21
+ Its qualifier set consists exactly of the old global qualifiers with
22
+ old key at least \((d,r)\). Among those jobs the new list preserves
23
+ the old key order. Its entries are global upsets.
24
+ \end{lemma}
25
+ \begin{proof}
26
+ Let \(j\) be a job's largest old membership index. It is selected
27
+ exactly when \(j>d\), or \(j=d\) and its rank is at least \(r\).
28
+ Whenever selected, its largest old membership is retained.
29
+ Reindexing applies the same strictly increasing shift to these retained
30
+ largest indices, and leaves the rank tiebreak unchanged. Rank suffixes
31
+ are upsets because rank is a linear extension.
32
+ \end{proof}
33
+
34
+ \Needspace{3\baselineskip}
35
+ \begin{lemma}[The comparison preserved by pruning]\label{lem:prune}
36
+ Let a list be pruned on \(W'\). Suppose \(x\in W'\) qualifies
37
+ and \(y\) is any global qualifier of the pruned list. If the pruned
38
+ key of \(x\) is smaller than the pruned key of \(y\), the same
39
+ comparison held before pruning.
40
+ \end{lemma}
41
+ \begin{proof}
42
+ Use original indices for the retained entries; their eventual
43
+ reindexing preserves order. Let \(M(z)\) be the largest membership
44
+ index before pruning and \(R(z)\) the largest retained one.
45
+ Every entry containing \(x\) survives, so \(R(x)=M(x)\), whereas
46
+ \(R(y)\le M(y)\). If \(R(x)<R(y)\), then
47
+ \(M(x)<M(y)\). If \(R(x)=R(y)\) and \(\rk(x)<\rk(y)\),
48
+ then either \(M(y)>M(x)\) or the rank comparison remains the
49
+ tiebreak. Both cases give the asserted old key comparison.
50
+ \end{proof}
51
+
52
+ \subsection{The two updates}
53
+
54
+ For a same-direction edge, the old list is in the working frame.
55
+ If \(O\setminus S=\varnothing\), its carry is empty.
56
+ Otherwise let \((d,r)\) be the smallest key of a job of
57
+ \(O\setminus S\), and use \eqref{eq:carry}.
58
+ Append the \emph{injection}
59
+ \begin{equation}
60
+ I=D_a\cap(J\setminus P_b).
61
+ \label{eq:injection}
62
+ \end{equation}
63
+ Then prune on \(W'\).
64
+
65
+ For a switched edge, we shall construct a global upset \(G\) in the
66
+ new working frame with the following properties:
67
+ \begin{equation}
68
+ W\setminus D_a\subseteq G,
69
+ \qquad
70
+ G\cap\{x:\text{\(x\) is scheduled at or before \(a\)}\}
71
+ =\varnothing .
72
+ \label{eq:G-properties}
73
+ \end{equation}
74
+ Choose \(h\) so that the still-high part of
75
+ \(X=W\setminus D_a\) is exactly \(X\cap\{\rk\ge h\}\).
76
+ Take \(h=N+1\) if this part is empty.
77
+ Discard the old list and begin a new list with the ordered pair
78
+ \begin{equation}
79
+ G\cap\{\rk\ge h\},\qquad D_a.
80
+ \label{eq:switch-pair}
81
+ \end{equation}
82
+ Then prune on \(W'\). Notice that \eqref{eq:G-properties} covers
83
+ \emph{all} of the parent's \(X\), not only the jobs in this child.
84
+
85
+ \begin{lemma}\label{lem:update-labels}
86
+ For either update, assuming \eqref{eq:G-properties} in the switch
87
+ case, the pre-pruning qualifier union on \(W\) is exactly
88
+ \(W\setminus S\). On these high jobs the pre-pruning key order
89
+ agrees with the side's priority order. After pruning, the qualifiers
90
+ on \(W'\) are exactly \(W'\setminus S\), and
91
+ Invariant~\ref{inv:cones} holds for the child.
92
+ \end{lemma}
93
+ \begin{proof}
94
+ In the same case, \Cref{lem:carry} gives exactly \(O\setminus S\)
95
+ on \(W\), in its old key order. The injection gives exactly \(Y\):
96
+ use \(Y\subseteq D_a\) in \eqref{eq:cover}. It is disjoint from
97
+ the old qualifier union on \(W\), which is contained in \(P_b\).
98
+ Since the injection is last, the pre-pruning order is the unpromoted
99
+ part of \(O\), followed by \(Y\) in rank order, as required.
100
+
101
+ In the switch case, coverage of \(X\) makes the first entry select
102
+ exactly the unpromoted part of \(X\) there. The second entry selects
103
+ all of \(W\cap D_a\). Even if the two entries overlap, the larger
104
+ index of the second puts this whole group last. The ordering
105
+ therefore agrees with the switched priority.
106
+
107
+ Pruning changes no membership on \(W'\). Its high jobs lie in
108
+ \(P_{b'}\), and its other jobs lie in \(D_{a'}\), by
109
+ \Cref{lem:edge-labels}. These are precisely the two assertions of
110
+ Invariant~\ref{inv:cones} for the child.
111
+ \end{proof}
112
+
113
+ \subsection{Why only five entries survive}
114
+
115
+ A \emph{run} is a chain of nodes with the same tag, starting at the
116
+ root or just after a switch. Its initial entries are the root's
117
+ single entry, or the two entries in \eqref{eq:switch-pair}.
118
+ Same-direction updates only take suffixes, restrict entries by rank
119
+ suffixes, and append injections. Multiple restrictions of an entry
120
+ by rank suffixes in the same frame combine into one tightest threshold.
121
+
122
+ Figure~\ref{fig:capacity-three} isolates the use of machine capacity
123
+ in the following bound.
124
+
125
+ \Needspace{3\baselineskip}
126
+ \begin{lemma}\label{lem:list-length}
127
+ Every pruned list produced by this construction has at most five entries.
128
+ At most three of them are injections from its current run.
129
+ \end{lemma}
130
+ \begin{proof}
131
+ The root and switch updates have at most two initial entries.
132
+ Consider a same update from \(W\) to \(W'\).
133
+ Injections retained into this child are pairwise disjoint on \(W\).
134
+ To see this, consider any pair and the time the later one was
135
+ introduced. It was disjoint on its then-current parent from all
136
+ previous carried entries, by \Cref{lem:update-labels}.
137
+ That parent contains the current \(W\), and subsequent carries
138
+ only restrict the older predicates. The disjointness persists on \(W\).
139
+
140
+ Each surviving injection contains some \(x\in W'\).
141
+ It is a high job, so \(x\prec z\) for some \(z\in b'\).
142
+ Global upward closure puts \(z\) in that same injection.
143
+ The actual triple \(b'\) lies in \(W\). Pairwise disjointness on
144
+ \(W\) thus forces distinct surviving injections to contain distinct
145
+ members of \(b'\). There are only three such members.
146
+ Together with the at most two initial entries this proves the bound.
147
+ \end{proof}
148
+
149
+ The freshly formed same-update list may have six entries before
150
+ pruning. We will use the five-entry bound only for pruned lists
151
+ or for a carry taken from such a list \emph{before} appending a
152
+ new injection.
153
+
154
+ \begin{figure}[t]
155
+ \centering
156
+ \input{figures/capacity-three}
157
+ \caption{Why at most three injections survive a same-direction update.
158
+ For each surviving injection, choose a high job $x_i$ in the child
159
+ and a successor $z_i$ in its ending triple $b'$.
160
+ Upward closure puts $z_i$ in the same injection; disjointness on the
161
+ parent $W$ makes the chosen $z_i$ distinct.
162
+ The three-injection case is drawn; arrows denote precedence.
163
+ Only witness pairs are shown:
164
+ the injections may contain other jobs and may overlap outside $W$.}
165
+ \label{fig:capacity-three}
166
+ \end{figure}
167
+
168
+
169
+ \subsection{Flattening the history of a run}
170
+
171
+ Only the first entry of a switch pair can carry a complicated predicate
172
+ from an earlier run. The following lemma removes it whenever we need
173
+ to reconstruct an old cutoff on a descendant parent.
174
+
175
+ \begin{lemma}[Local flattening]\label{lem:flatten}
176
+ Suppose a run began with a switch out of a node \(Q_0\), using
177
+ left boundary \(a_0\) in the resulting run frame, and entries
178
+ \[
179
+ G_0\cap\{\rk\ge h_0\},\qquad D_{a_0},
180
+ \qquad Q_0\setminus D_{a_0}\subseteq G_0 .
181
+ \]
182
+ Let \(U\subseteq Q_0\) be a later parent in that run. If the entry derived from the first displayed entry
183
+ survives into an unpruned carry out of \(U\), write its
184
+ current form as \(G_0\cap\{\rk\ge k\}\). Then the carried portion
185
+ of this pair has the same union on \(U\) as the global upset
186
+ \begin{equation}
187
+ D_{a_0}\cup\{\rk\ge k\}.
188
+ \label{eq:flatten}
189
+ \end{equation}
190
+ \end{lemma}
191
+ \begin{proof}
192
+ Track the original entries through later reindexings.
193
+ As long as the first entry survives, a suffix operation cannot
194
+ trim or discard the second entry: a cutoff at that later index
195
+ would already discard the first, permanently.
196
+ Thus the second entry is either still carried untrimmed, or was
197
+ pruned because it was empty on some intermediate node containing
198
+ \(U\). In the latter case \(D_{a_0}\cap U=\varnothing\).
199
+
200
+ On \(U\cap D_{a_0}\), the second entry, when this set is nonempty,
201
+ therefore selects every job. Every job of
202
+ \(U\setminus D_{a_0}\) lies in \(G_0\), because \(U\subseteq Q_0\).
203
+ On that remainder the first entry selects exactly the rank suffix
204
+ \(\rk\ge k\). This proves equality of the two unions on \(U\).
205
+ Both factors in \eqref{eq:flatten} are upsets, so their union is
206
+ globally upward closed, although it need not agree with the
207
+ carried pair outside \(U\).
208
+ \end{proof}
209
+
210
+ A new switch out of a node \(W\) uses the edge \(U\to W\)
211
+ by which \(W\) was created. Let \(H_-\) be that incoming
212
+ edge's low cutoff, in its own working frame, and reserve \(S\)
213
+ for the cutoff of the new outgoing edge. We need an extension
214
+ of \(H_-\) that does not retain a complicated switch predicate
215
+ from an earlier run. Local flattening provides it using lists and
216
+ covering properties belonging to already constructed ancestors.
217
+
218
+ \begin{lemma}[A short extension of an earlier low set]\label{lem:old-low}
219
+ Consider an already constructed edge from a parent \(U\) to a child
220
+ \(W\), in its old working frame. Its low cutoff \(H_-\subseteq U\)
221
+ has a global downset extension \(H_-^*\) agreeing with it on \(U\).
222
+ This extension can be chosen with at most \(21\) leaves.
223
+ \end{lemma}
224
+ \begin{proof}
225
+ Use the boundary notation of \(U\) in that old frame for this proof.
226
+ If the edge was a switch relative to the tag of \(U\), its low
227
+ cutoff is a rank prefix of \(U\setminus D_a\). Thus
228
+ \[
229
+ (J\setminus D_a)\cap\{\rk\le r\}
230
+ \]
231
+ is the required global downset, using at most two leaves.
232
+
233
+ If the edge was same, its low cutoff on \(U\) equals \(P_b\)
234
+ minus its unpruned carry union, without the fresh injection.
235
+ The old list on \(U\) has at most five entries by
236
+ \Cref{lem:list-length}. If its run began at the root, all carry
237
+ entries are simple: the root base or injections, possibly rank-trimmed.
238
+ If it began at a switch, the only possibly complicated carry
239
+ entry is the first of that switch pair. If it is present in the carry,
240
+ replace the carried pair by \eqref{eq:flatten}; if it is absent from
241
+ the carry, every carried entry is already simple.
242
+
243
+ This gives a global upset agreeing with the carry union on \(U\).
244
+ It has at most five terms, each with at most four leaves.
245
+ Indeed an injection with a rank trim has three leaves; a root
246
+ base or a second switch base with a trim has at most two; and
247
+ the flattened pair has two. Taking \(P_b\) minus this union
248
+ gives a global downset with at most \(1+5\cdot4=21\) leaves.
249
+ An empty carry is represented by false.
250
+ \end{proof}
251
+
252
+ \subsection{Constructing the new switch upset}
253
+
254
+ Suppose a switch out of \(W\) produces a nonempty child.
255
+ By \Cref{lem:edge-labels}, \(W\) is not the root.
256
+ Let \(U\) be the parent that produced \(W\).
257
+ That preceding edge was taken in the tag frame of \(W\), which
258
+ is opposite to the current working frame.
259
+ In the current frame write \(a_-,b_-\) for the boundaries of \(U\)
260
+ and \(v_-\) for its center. The temporal arrangement is
261
+ \begin{equation}
262
+ a_-<v_-\le a<b\le b_-.
263
+ \label{eq:ancestry}
264
+ \end{equation}
265
+ Here \(a\) is an actual ending endpoint of that preceding edge,
266
+ viewed in reverse; it can equal \(v_-\).
267
+ The node \(W\) lies in the open suffix of \(U\) after \(v_-\);
268
+ Figure~\ref{fig:switch} shows this arrangement.
269
+
270
+ Let \(H_-\) be the low set of the preceding edge in its old
271
+ working frame, regarded as a subset of all of \(U\).
272
+ The extension \(H_-^*\) from \Cref{lem:old-low} is an upset in
273
+ the current, reversed frame. Define
274
+ \begin{equation}
275
+ G=D_{a_-}\cap(J\setminus\wP a)
276
+ \cap(J\setminus\wP{v_-})\cap H_-^* .
277
+ \label{eq:G}
278
+ \end{equation}
279
+
280
+ \Needspace{3\baselineskip}
281
+ \begin{lemma}\label{lem:G}
282
+ The set \(G\) in \eqref{eq:G} is a global upset satisfying both
283
+ properties in \eqref{eq:G-properties}.
284
+ \end{lemma}
285
+ \begin{proof}
286
+ All four factors in \eqref{eq:G} are global upsets in the current
287
+ frame, so \(G\) is an upset.
288
+
289
+ Let \(x\in X=W\setminus D_a\).
290
+ If \(x\) had been high at the preceding edge in its old frame,
291
+ \Cref{lem:edge-labels} would put it in the old predecessor cone
292
+ of that edge's ending endpoint. That endpoint is the current \(a\),
293
+ so reversal would give \(x\in D_a\), a contradiction.
294
+ Thus \(x\in H_-\).
295
+ Every job of \(H_-\) precedes the old right boundary of \(U\),
296
+ because all edge cutoffs lie in that cone. Equivalently,
297
+ \(H_-\subseteq D_{a_-}\) in the current frame.
298
+ Since \(x\) is strictly after both \(a\) and \(v_-\), feasibility
299
+ excludes \(x\) from their weak predecessor cones.
300
+ Finally, \(x\in U\), so agreement of \(H_-^*\) on \(U\) gives
301
+ \(x\in H_-^*\). Hence \(X\subseteq G\).
302
+
303
+ Conversely, suppose \(z\in G\) is scheduled at or before \(a\).
304
+ Membership in \(D_{a_-}\), together with \eqref{eq:ancestry},
305
+ first places it strictly inside \(U\):
306
+ \begin{equation}
307
+ a_-<\operatorname{time}(z)\le a<b\le b_-.
308
+ \label{eq:localize-U}
309
+ \end{equation}
310
+ Only now use \(H_-^*\cap U=H_-\).
311
+ The old edge cutoff \(H_-\) was contained in the old center-low
312
+ set. If \(z\) is at or before \(v_-\) in the current frame,
313
+ the old center separator puts it in current \(\wP{v_-}\).
314
+ If it is strictly after \(v_-\) but at or before \(a\), it lies
315
+ in the old normalized side and the old separator at the endpoint
316
+ \(a\) puts it in current \(\wP a\).
317
+ Both possibilities contradict \eqref{eq:G}.
318
+
319
+ These separator implications remain valid when preparing the current
320
+ node: all intervening reorderings have been confined to \(W=(a,b)\),
321
+ and therefore have not changed any job at or before \(a\) in the
322
+ current frame, the relevant boundary triples, or the fixed old
323
+ cutoff sets.
324
+ \end{proof}
325
+
326
+ \begin{figure}[t]
327
+ \centering
328
+ \input{figures/switch-localization}
329
+ \caption{The ancestor configuration at a direction change, in the new
330
+ working frame. A candidate early member of \(G\) is first located
331
+ inside \(U\) by \(D_{a_-}\); only there is the earlier cutoff
332
+ extension used. The two weak predecessor exclusions then cover
333
+ the portions at or before \(v_-\) and between \(v_-\) and \(a\).
334
+ The equality \(a=v_-\) is allowed; the intervening segment then
335
+ collapses. The horizontal arrow denotes time.}
336
+ \label{fig:switch}
337
+ \end{figure}
338
+
339
+ \subsection{Predicate bounds and the induction order}
340
+
341
+ \begin{lemma}\label{lem:entry-size}
342
+ Every entry constructed above has fewer than \(40\) leaves.
343
+ This bound persists through any number of same-direction updates.
344
+ \end{lemma}
345
+ \begin{proof}
346
+ Root bases, injections, and second switch bases are simple predicates.
347
+ By \Cref{lem:old-low}, the \(H_-^*\) factor in a new \(G\)
348
+ has at most \(21\) leaves. The three other factors of \(G\)
349
+ and its outer rank suffix use four more. Thus a new first switch
350
+ entry has at most \(25\) leaves.
351
+ Further same-direction trimming only tightens that outer rank
352
+ suffix. It does not append a new independent condition.
353
+ The same observation applies to simple entries.
354
+ \end{proof}
355
+
356
+ For completeness, the construction so far has a well-founded
357
+ dependency order. Assume the parent and ancestor data already satisfy
358
+ their assertions. A same update is defined directly. A switch update
359
+ uses the preceding edge's low set; \Cref{lem:old-low} derives its
360
+ short extension from already existing lists and, when necessary,
361
+ an earlier switch's covering property. \Cref{lem:G} then proves
362
+ the new covering and early-exclusion properties.
363
+ \Cref{lem:update-labels} supplies the high-set identity and
364
+ Invariant~\ref{inv:cones}; \Cref{lem:list-length} supplies the new
365
+ length bound; and \Cref{lem:entry-size} supplies the predicate bound.
366
+ The length argument needs global closure and high-set identities,
367
+ but not the numerical predicate bound. Thus neither bound assumes
368
+ itself at a deeper node.
369
+
370
+ The root starts this induction. We next prove the remaining boundary
371
+ invariants for every update, using only the parent invariants and
372
+ the current normalizations.
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/paper.tex ADDED
@@ -0,0 +1,541 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \usepackage[T1]{fontenc}
3
+ \usepackage[utf8]{inputenc}
4
+ \usepackage{mathpazo}
5
+ \usepackage{courier}
6
+ \usepackage[margin=1.02in]{geometry}
7
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
8
+ \usepackage{microtype}
9
+ \usepackage{needspace}
10
+ \usepackage{enumitem}
11
+ \usepackage{booktabs}
12
+ \usepackage{tikz}
13
+ \usetikzlibrary{arrows.meta,positioning,calc,decorations.pathreplacing}
14
+ \usepackage{xcolor}
15
+ \usepackage[numbers,sort&compress]{natbib}
16
+ \usepackage[colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black]{hyperref}
17
+ \usepackage[nameinlink,capitalise,noabbrev]{cleveref}
18
+ \newcommand{\doi}[1]{doi: \href{https://doi.org/#1}{\nolinkurl{#1}}}
19
+ \pdfinfoomitdate=1
20
+ \pdftrailerid{}
21
+ \pdfsuppressptexinfo=15
22
+ \pdfglyphtounicode{parenleftbig}{0028 FE01}
23
+ \pdfglyphtounicode{parenrightbig}{0029 FE01}
24
+ \pdfglyphtounicode{braceleftBigg}{007B FE04}
25
+ \pdfglyphtounicode{uniondisplay}{22C3 FE02}
26
+ \pdfglyphtounicode{hatwide}{02C6 FE01}
27
+ \pdfglyphtounicode{tildewide}{02DC FE01}
28
+ \pdfgentounicode=1
29
+ \hypersetup{pdftitle={A Polynomial-Time Algorithm for Three-Machine Unit-Job Scheduling},pdfauthor={OpenAI}}
30
+ \usepackage{caption}
31
+ \captionsetup{font=small,labelfont=bf}
32
+ \setlength{\emergencystretch}{2em}
33
+ \setlist[enumerate]{itemsep=3pt,topsep=5pt}
34
+ \setlist[itemize]{itemsep=3pt,topsep=5pt}
35
+ \numberwithin{equation}{section}
36
+ \newtheorem{theorem}{Theorem}[section]
37
+ \newtheorem{lemma}[theorem]{Lemma}
38
+ \newtheorem{proposition}[theorem]{Proposition}
39
+ \newtheorem{corollary}[theorem]{Corollary}
40
+ \theoremstyle{definition}
41
+ \newtheorem{definition}[theorem]{Definition}
42
+ \theoremstyle{remark}
43
+ \newtheorem{remark}[theorem]{Remark}
44
+ \newcommand{\F}{\mathcal F}
45
+ \newcommand{\K}{\mathbf K}
46
+ \newcommand{\Qual}{\mathcal Q}
47
+ \newcommand{\key}{\operatorname{key}}
48
+ \newcommand{\rk}{\lambda}
49
+ \newcommand{\wP}[1]{\widehat P_{#1}}
50
+ \newcommand{\wD}[1]{\widehat D_{#1}}
51
+ \newcommand{\A}{\mathsf A}
52
+ \newcommand{\dotcup}{\mathbin{\dot\cup}}
53
+ \newcommand{\poly}{\operatorname{poly}}
54
+ \newcommand{\YES}{\mathsf{YES}}
55
+ \newcommand{\NO}{\mathsf{NO}}
56
+ \newcommand{\low}{\mathsf{low}}
57
+ \newcommand{\high}{\mathsf{high}}
58
+ \newcommand{\same}{\mathsf{same}}
59
+ \newcommand{\switch}{\mathsf{switch}}
60
+
61
+ \title{A Polynomial-Time Algorithm for Three-Machine\\
62
+ Unit-Job Scheduling}
63
+ \author{OpenAI}
64
+ \date{September 24, 2026}
65
+
66
+ \begin{document}
67
+ \maketitle
68
+ \begin{abstract}
69
+ We give a uniform deterministic polynomial-time algorithm for scheduling
70
+ unit-length jobs with arbitrary precedence constraints on three identical
71
+ parallel machines. The algorithm constructs a schedule of minimum makespan
72
+ and decides exactly whether all jobs can finish by a specified deadline.
73
+ The proof reorganizes feasible schedules
74
+ into intervals whose job sets have descriptions of bounded size.
75
+ A dynamic program searches a family containing polynomially many such
76
+ descriptions. Global boundary conditions and simplification of inherited
77
+ information keep the descriptions bounded throughout the decomposition.
78
+ \end{abstract}
79
+
80
+ \section{Introduction}\label{sec:introduction}
81
+
82
+ A precedence-constrained schedule must respect two kinds of restrictions:
83
+ jobs related by precedence must run in order, while unrelated jobs compete
84
+ for the available machines. Even when every job takes one unit of time, the
85
+ interaction between these restrictions is subtle. The two-processor case
86
+ was treated by Fujii, Kasami, and Ninomiya
87
+ \citep{FujiiKasamiNinomiya1969,FujiiKasamiNinomiya1971Erratum}, and
88
+ Coffman and Graham gave an optimal list-scheduling algorithm
89
+ \citep{CG1972}. Allowing the number of machines to be part of the input
90
+ yields an NP-complete problem \citep[Theorem~1]{Ullman1975}.
91
+ The fixed-three decision problem appears as OPEN8 in Appendix~A13 of
92
+ Garey and Johnson \citep{GJ1979} and has remained a central complexity
93
+ question in scheduling \citep{NSW2025}.
94
+
95
+ We consider the following precise decision problem. The input is an
96
+ explicitly listed directed acyclic graph \(G=(V,E)\), with
97
+ \(V=\{1,\ldots,n\}\), and an integer \(T\) satisfying \(1\le T\le n\).
98
+ Every vertex is a nonpreemptive job of processing time one. The question
99
+ is whether there is a function
100
+ \[
101
+ \tau:V\longrightarrow\{1,\ldots,T\}
102
+ \]
103
+ such that each value is taken at most three times and
104
+ \(\tau(u)<\tau(v)\) for every \((u,v)\in E\).
105
+ There are no release dates, communication delays, eligibility restrictions,
106
+ or additional resources.
107
+ Slot \(t\) means execution during \([t-1,t)\), and the makespan is
108
+ the last completion time. Allowing nonnegative real start times would
109
+ not improve the optimum: fix the machine assignment and within-machine
110
+ order of a feasible schedule. The graph augmented by machine-order arcs
111
+ is acyclic, as witnessed by the original schedule. In a topological order
112
+ of this graph, set each start time to the maximum of zero and its
113
+ predecessors' completion times. Induction gives integer start times,
114
+ and no completion time increases.
115
+ The standard notation for the problem is
116
+ \(P3\mid\mathrm{prec},p_j=1\mid C_{\max}\)
117
+ \citep{GrahamLawlerLenstraRinnooyKan1979}.
118
+
119
+ \begin{samepage}
120
+ \begin{theorem}\label{thm:main}
121
+ Let an explicitly listed finite directed acyclic graph specify the
122
+ precedence constraints on \(n\ge1\) nonpreemptive unit-length jobs
123
+ on three identical machines. There is a uniform deterministic algorithm
124
+ that constructs a feasible schedule of minimum makespan.
125
+ Given also an integer deadline \(1\le T\le n\), it decides feasibility
126
+ exactly and returns a schedule whenever the answer is affirmative.
127
+ Both tasks can be performed in
128
+ \(O((L+2)^{150020})\) steps on a deterministic multitape Turing machine,
129
+ where \(L\) is the total binary input length.
130
+ \end{theorem}
131
+ \end{samepage}
132
+
133
+ The theorem resolves the polynomial-time side of this three-machine
134
+ complexity question. Its scope is the explicit model just stated.
135
+ The polynomial supplied by the proof has a very large constant exponent;
136
+ no practical running-time claim is made.
137
+
138
+ \paragraph{Prior work and the point of departure.}
139
+ Structural restrictions on precedence yield important intermediate
140
+ results. Garey, Johnson, Tarjan, and Yannakakis gave a linear-time
141
+ algorithm on three processors for opposing forests, which are disjoint
142
+ unions of an in-forest and an out-forest
143
+ \citep[Section~4]{GareyJohnsonTarjanYannakakis1983}.
144
+ Dolev and Warmuth obtained a running time
145
+ \(O(n^{h(m-1)+1})\) when the precedence graph has height \(h\), measured
146
+ in arcs, and at most \(m\) processors are available in each slot
147
+ \citep[Theorem~3]{DW1984}. The available number may vary over time.
148
+ This is polynomial when both \(h\) and \(m\) are fixed.
149
+ Their normalized optimal schedules, called zero-adjusted, have a slot
150
+ whose at most \(m-1\) jobs with successors determine the prefix and the
151
+ remaining subproblem, the latter up to isomorphism. When the graph has positive
152
+ height, both recursive pieces have smaller height
153
+ \citep[Theorem~2]{DW1984}.
154
+
155
+ Nederlof, Swennenhuis, and Węgrzycki developed this structural approach
156
+ into an exact algorithm with running
157
+ time \((1+n/m)^{O(\sqrt{nm})}\) for \(n\) jobs on \(m\) machines, hence
158
+ \(2^{O(\sqrt n\log n)}\) for three machines
159
+ \citep[Theorem~1.1]{NSW2025}.
160
+ Their decomposition at selected slots and memoization of subproblems
161
+ described by source and sink sets already control the number of
162
+ subproblems despite potentially linear recursion depth
163
+ \citep[Sections~5--6]{NSW2025}. Their proper-decomposition
164
+ theorem assumes at most \(m\) sources
165
+ \citep[Definition~1 and Theorem~3.1]{NSW2025}; their full algorithm
166
+ handles arbitrary precedence graphs. The marked intervals below build on
167
+ this decomposition viewpoint. We prove the required separator statements
168
+ and bound the size of each global interval description directly; the
169
+ polynomial bound does not follow by specializing their subexponential bound.
170
+
171
+ Approximation algorithms also revealed useful recursive structure.
172
+ For fixed machine count and fixed \(\varepsilon>0\), Levey and Rothvoß
173
+ obtained a \((1+\varepsilon)\)-approximation using linear programming
174
+ (LP) hierarchies
175
+ \citep{LeveyRothvoss2016}; Garg improved the running time to
176
+ quasipolynomial \citep{Garg2018}. Li replaced LP conditioning by
177
+ combinatorial guesses and obtained the bound
178
+ \(n^{O((m^4/\varepsilon^3)(\log\log n)^3)}\) \citep{Li2021}.
179
+ Das and Wiese later gave a simpler combinatorial quasipolynomial-time
180
+ approximation scheme \citep{DasWiese2022}.
181
+ These works give a related perspective on the recursive structure of
182
+ nearly optimal schedules. The exact separator and global-description
183
+ statements used here are established separately.
184
+
185
+ \paragraph{Why a finite search can suffice.}
186
+ After adding isolated jobs, we may assume that every slot contains three
187
+ jobs. If selected slots are removed from a feasible schedule, the remaining
188
+ open gaps can be scheduled independently: reordering the jobs of one gap
189
+ does not change their temporal relation to any exterior job. This suggests
190
+ a recursive search whose subproblems are the sets of jobs in those gaps.
191
+ The obstacle is their number. Naming a gap by its two boundary triples
192
+ does not by itself determine its job set, and repeatedly intersecting
193
+ descriptions inherited from its ancestors can require an unbounded formula.
194
+
195
+ We prove that every feasible instance has a recursive decomposition in
196
+ which each gap is described \emph{globally}, as a subset of all jobs, by a
197
+ Boolean formula of bounded size. The permitted tests are precedence to or
198
+ from a triple of jobs, membership in that triple, and rank thresholds in
199
+ a fixed linear extension or its reverse. The bound is independent of the
200
+ depth of the decomposition. There are therefore only polynomially many
201
+ sets that the algorithm must consider. Compatible selected triples connect
202
+ smaller accepted gap sets, and their concatenation gives the schedule.
203
+
204
+ The structural proof chooses lexicographically minimal schedules only as
205
+ existence witnesses; the algorithm enumerates the descriptions instead of
206
+ computing those witnesses. Fix a priority order extending precedence,
207
+ and call its current initial segment low and the remaining jobs high.
208
+ A selected slot separates this cutoff when every earlier high job is a
209
+ precedence predecessor of a job in that slot, and every later low job is
210
+ a precedence successor of one. In a normalized interval, we promote
211
+ jobs one at a time from high to low and move a separator forward. Each pair
212
+ of successive selected slots separates one common cutoff: each low job
213
+ in the intervening gap has a predecessor in its left slot, and each high
214
+ job has a successor in its right slot.
215
+
216
+ The two sides of a center slot are treated by the same construction:
217
+ for one side we reverse both time and precedence. To describe a gap
218
+ without remembering all its ancestors, we maintain a short list of sets
219
+ closed under taking successors in the current direction. A boundary slot limits the number of new list entries that can
220
+ survive. A global boundary condition excludes distant jobs, while an
221
+ exchange condition keeps that control valid after later reorderings.
222
+ At a change of direction, a paired form of the inherited entries lets us
223
+ replace their history by a bounded formula. The distinction between
224
+ agreement inside a known interval and a description valid on all jobs is
225
+ what makes this last step necessary.
226
+
227
+ \paragraph{Organization.}
228
+ \Cref{sec:preliminaries,sec:algorithm} specify a finite description family
229
+ and the uniform algorithm. \Cref{sec:separators} supplies common cutoffs,
230
+ and \Cref{sec:construction} uses them to form smaller child intervals.
231
+ \Cref{sec:lists} bounds inherited predicate information;
232
+ \Cref{sec:boundary} proves the global boundary invariants.
233
+ \Cref{sec:descriptions} describes whole intervals and marked
234
+ splits by bounded formulas, completing the hierarchy proof.
235
+ \Cref{sec:complexity} gives the explicit running-time bound.
236
+
237
+ \section{Full schedules, frames, and descriptions}\label{sec:preliminaries}
238
+
239
+ We write \(x\prec y\) if there is a directed path of positive length
240
+ from \(x\) to \(y\). Transitive reachability can be computed in polynomial
241
+ time. All restrictions of the precedence order below mean restrictions of
242
+ this transitive order, including when a path in the original graph uses
243
+ vertices outside the restricted set.
244
+
245
+ \subsection{Padding and interval reorderings}
246
+
247
+ If \(n>3T\), reject. Otherwise add \(3T-n\) isolated jobs and let \(J\)
248
+ be the resulting set, with \(N=|J|=3T\).
249
+ A \emph{full schedule} of a set \(W\subseteq J\) is an ordered sequence
250
+ of antichain triples partitioning \(W\), respecting \(\prec\).
251
+ Its length is necessarily \(|W|/3\). The empty set has the empty full
252
+ schedule.
253
+
254
+ \begin{lemma}\label{lem:padding}
255
+ The original deadline is feasible if and only if \(J\) has a full schedule.
256
+ The padded instance has polynomial size in the stated input encoding.
257
+ \end{lemma}
258
+ \begin{proof}
259
+ A schedule of the original jobs leaves exactly \(3T-n\) vacant positions
260
+ among the three machines and \(T\) slots. Fill them with the isolated jobs.
261
+ Conversely, delete the isolated jobs from a full schedule.
262
+ Since \(T\le n\) and the vertices are explicitly listed, \(N=3T\le3n\)
263
+ is polynomially bounded.
264
+ \end{proof}
265
+
266
+ A schedule's slots will also denote their job triples. An \emph{open
267
+ interval} \((a,b)\) consists of all slots strictly between two boundary
268
+ slots; we use the same symbol \(W\) for that interval's job set.
269
+ Virtual boundaries before the first and after the last slot are allowed.
270
+
271
+ \begin{lemma}\label{lem:reorder}
272
+ Replacing the schedule inside an open interval by any full schedule of
273
+ its job set preserves feasibility of the complete schedule.
274
+ \end{lemma}
275
+ \begin{proof}
276
+ All exterior jobs are either before the entire interval or after it.
277
+ Their order relative to every interior job is unchanged. Interior
278
+ precedences hold by the assumed feasibility of the replacement.
279
+ \end{proof}
280
+
281
+ \subsection{The two frames}
282
+
283
+ Fix a linear extension of the order on \(J\), with rank
284
+ \(\rk:J\to\{1,\ldots,N\}\). A deterministic choice is obtained by
285
+ successively removing a minimal job, breaking ties by its identifier.
286
+ We also use the reversed order, reversed time, and reversed linear
287
+ extension. These are our two \emph{frames}. The two ranks of a job sum
288
+ to \(N+1\). Unless a frame is specified otherwise, all time comparisons,
289
+ precedence relations, and ranks in an argument belong to its working frame.
290
+
291
+ For an actual slot \(a\), identified with its job triple, define global cones
292
+ \[
293
+ D_a=\{x\in J:\exists y\in a,\ y\prec x\},
294
+ \qquad
295
+ P_a=\{x\in J:\exists y\in a,\ x\prec y\},
296
+ \qquad
297
+ \wD a=D_a\cup a,\quad \wP a=P_a\cup a .
298
+ \]
299
+ At the left sentinel take \(D_a=\wD a=J\) and
300
+ \(P_a=\wP a=\varnothing\). At the right sentinel use the opposite
301
+ convention. Reversal exchanges \(D\) and \(P\), and exchanges their
302
+ weak versions. In a fixed frame the \(D\)-cones and weak \(D\)-cones are
303
+ upward closed, whereas the \(P\)-cones and weak \(P\)-cones are downward
304
+ closed.
305
+
306
+ Cone membership always concerns the whole poset \(J\), even when a formula
307
+ is evaluated on an interval. A job that is temporally earlier than a block
308
+ need not be a predecessor of that block.
309
+
310
+ \subsection{A fixed finite family}
311
+
312
+ Let \(\F\) be the family of subsets of \(J\) described by Boolean formulas
313
+ with at most \(K=10000\) leaves. Leaves are the following atomic tests or
314
+ their negations:
315
+ \begin{itemize}
316
+ \item true and false;
317
+ \item rank thresholds \(\rk\le k\) and \(\rk\ge k\), with
318
+ \(0\le k\le N+1\), in either frame;
319
+ \item membership in a triple of jobs, or in any of its four cones
320
+ \(P,D,\widehat P,\widehat D\), in either frame.
321
+ \end{itemize}
322
+ Internal nodes are binary conjunctions and disjunctions. Negating a formula
323
+ does not increase its number of leaves: apply De Morgan's laws and push
324
+ negations to the leaves. Sentinel tests are constants.
325
+ We distinguish a \emph{global description} \(W=F\), with \(F\in\F\),
326
+ from a \emph{relative description} \(L=W\cap F\).
327
+
328
+ \begin{lemma}\label{lem:family}
329
+ The family \(\F\) can be generated deterministically in polynomial time
330
+ and represented by \(N\)-bit vectors.
331
+ \end{lemma}
332
+ \begin{proof}
333
+ There are \(O(N^3)\) atomic tests. The number of binary tree shapes and
334
+ connective assignments with at most \(K\) leaves is a constant depending
335
+ only on \(K\). Labelling the leaves therefore gives \(O(N^{3K})\)
336
+ formulas, with a constant implicit factor. Compute their truth sets after
337
+ precomputing reachability, then deduplicate by comparing the bit vectors
338
+ pairwise. This is a deterministic finite procedure with polynomial cost.
339
+ \end{proof}
340
+
341
+ \section{The algorithm and its structural certificate}\label{sec:algorithm}
342
+
343
+ The algorithm accepts or rejects each \(W\in\F\), in increasing order
344
+ of cardinality. Write \(\A(W)\) for its acceptance value, and regard
345
+ \(\A(U)\) as false when \(U\notin\F\).
346
+ Set \(\A(\varnothing)\) to true, and reject sets whose sizes are not
347
+ divisible by three.
348
+
349
+ For each remaining nonempty \(W\), form states
350
+ \[
351
+ (L,Z,R),\qquad W=L\dotcup Z\dotcup R,
352
+ \]
353
+ where \(Z\) is an antichain triple and \(L=W\cap F\) for some \(F\in\F\).
354
+ Keep a state only if the displayed order of its three parts is
355
+ \emph{compatible}: no job in a later part precedes a job in an earlier
356
+ part. This test uses the transitive order on \(J\).
357
+ Declare the state initial when \(\A(L)\) is true and final when
358
+ \(\A(R)\) is true. Add an edge
359
+ \[
360
+ (L,Z,R)\longrightarrow(L',Z',R')
361
+ \]
362
+ exactly when
363
+ \begin{equation}
364
+ L\cup Z\subseteq L',
365
+ \qquad
366
+ \A\bigl(L'\setminus(L\cup Z)\bigr)=\mathrm{true}.
367
+ \label{eq:transition}
368
+ \end{equation}
369
+ All acceptance values consulted concern smaller sets.
370
+ Set \(\A(W)\) to true if an initial state reaches a final state,
371
+ allowing a path consisting of a single state.
372
+ Return \(\YES\) precisely when \(\A(J)\) is true.
373
+
374
+ \begin{proposition}\label{prop:algorithm}
375
+ This is a uniform deterministic polynomial-time algorithm. Every set it
376
+ accepts has a full schedule, which the algorithm can explicitly return.
377
+ With \(K=10000\), its deadline decision and schedule construction take
378
+ \(O((L+2)^{150020})\) deterministic multitape steps.
379
+ \end{proposition}
380
+ \begin{proof}
381
+ For soundness, consider a path with triples \(Z_1,\ldots,Z_k\) and
382
+ left sets \(L_1,\ldots,L_k\). Put
383
+ \[
384
+ A_0=L_1,\qquad
385
+ A_i=L_{i+1}\setminus(L_i\cup Z_i)\ (1\le i<k),\qquad
386
+ A_k=R_k.
387
+ \]
388
+ The inclusions in \eqref{eq:transition} give the ordered disjoint partition
389
+ \begin{equation}
390
+ W=A_0\dotcup Z_1\dotcup A_1\dotcup\cdots
391
+ \dotcup Z_k\dotcup A_k.
392
+ \label{eq:partition}
393
+ \end{equation}
394
+ Every \(A_i\) is smaller than \(W\) and was already accepted. By induction
395
+ it has a full schedule. Every two distinct pieces in \eqref{eq:partition}
396
+ are separated by a selected state, with the earlier piece in its left
397
+ part or triple and the later piece in its triple or right part.
398
+ Compatibility of that state excludes a backward precedence between
399
+ the pieces. Concatenating their schedules with the selected triples is
400
+ therefore a full schedule of \(W\).
401
+
402
+ To produce that schedule, record a predecessor whenever a state is
403
+ first reached, with initial states distinguished as roots. Trace back
404
+ from a reached final state and use the partition \eqref{eq:partition}.
405
+ Along every transition \(|L|\) increases by at least three, so an
406
+ accepting path has at most \(N/3\) triples. Retrieve the already stored
407
+ schedules of its smaller gap sets and concatenate them with those
408
+ triples. Store this one explicit schedule for \(W\), avoiding any
409
+ repeated recursive expansion.
410
+
411
+ There are only polynomially many formula instances, sets, states,
412
+ and state pairs because the leaf allowance $K$ is fixed. Sequential scans
413
+ of their bit-vector records therefore give a uniform polynomial-time
414
+ implementation. \Cref{sec:complexity} gives the explicit multitape
415
+ accounting, including the scans and copying needed for reconstruction,
416
+ and proves the stated exponent.
417
+ \end{proof}
418
+
419
+ The completeness certificate uses only intervals, their marked triples,
420
+ and descriptions; it imposes no bound on the number of levels.
421
+
422
+ \Needspace{3\baselineskip}
423
+ \begin{definition}\label{def:hierarchy}
424
+ A \emph{bounded-description hierarchy} for a feasible \(J\) has the whole
425
+ schedule as its root interval. At a nonempty node \(W\), one may first
426
+ replace its schedule by a full schedule of the same job set. One then
427
+ marks at least one actual slot; the nonempty open gaps between successive
428
+ marks and the two boundaries become its children. Different children may
429
+ be developed with separate copies of their witnessing exterior schedules.
430
+ The following descriptions are required:
431
+ \begin{enumerate}[label=(\roman*)]
432
+ \item every node job set belongs to \(\F\);
433
+ \item for every marked triple, its earlier jobs within the node have a
434
+ relative description \(W\cap F\), with \(F\in\F\), in original time.
435
+ \end{enumerate}
436
+ \end{definition}
437
+
438
+ \begin{lemma}\label{lem:hierarchy-dp}
439
+ If a feasible \(J\) has a bounded-description hierarchy, the algorithm
440
+ accepts \(J\).
441
+ \end{lemma}
442
+ \begin{proof}
443
+ Induct on node size. Its marks give compatible states in chronological
444
+ order by property (ii). Their end gaps and transition gaps are empty
445
+ or are its children, belong to \(\F\), and are strictly smaller because
446
+ there is an actual mark. They have already been accepted by induction.
447
+ The states consequently give an initial-to-final path.
448
+ The root belongs to \(\F\) because its predicate is true.
449
+ \end{proof}
450
+
451
+ We prove the following structural assertion in
452
+ \Cref{sec:separators,sec:construction,sec:lists,sec:boundary,sec:descriptions}.
453
+ The considerably larger allowance \(K=10000\) avoids dependence on tight
454
+ constant bookkeeping.
455
+
456
+ \begin{theorem}\label{thm:structure}
457
+ Every feasible full three-machine schedule has a bounded-description
458
+ hierarchy. In fact, the global node predicates and relative split
459
+ predicates needed in the hierarchy have fewer than \(500\) leaves.
460
+ \end{theorem}
461
+
462
+ \begin{proof}[Proof of \Cref{thm:main}, assuming \Cref{thm:structure}]
463
+ Apply \Cref{lem:padding,prop:algorithm,lem:hierarchy-dp,thm:structure}.
464
+ The algorithm is sound on every enumerated set and complete at \(J\).
465
+ For makespan minimization, test all deadlines \(1,\ldots,n\) and take
466
+ the smallest feasible one. A topological ordering gives a feasible
467
+ schedule of length at most \(n\), so this search succeeds.
468
+ Return the stored full schedule for its padded instance and delete the
469
+ isolated padding jobs. Assign the at most three remaining jobs in each
470
+ slot to distinct machines. The schedule has optimum makespan by the
471
+ choice of deadline. The bound in \Cref{prop:algorithm} already allows
472
+ all these deadline trials.
473
+ \end{proof}
474
+
475
+ \input{separators}
476
+ \input{construction}
477
+ \input{lists}
478
+ \input{boundary}
479
+ \input{descriptions}
480
+ \section{Running time in the explicit input model}\label{sec:complexity}
481
+
482
+ The preceding structural proof establishes completeness of the finite
483
+ search. We now give the detailed deterministic multitape accounting
484
+ promised in \Cref{prop:algorithm}. Its purpose is to make the
485
+ polynomial-time assertion uniform; the structural argument does not
486
+ require efficient normalization of a schedule or a small recursion depth.
487
+
488
+ \begin{proof}[Running-time bound in \Cref{prop:algorithm}]
489
+ First specify a conservative implementation using sequential scans.
490
+ Write \(B=C_KN^{3K}\) for an upper bound on the number of enumerated
491
+ formulas, where \(C_K\) depends only on the fixed \(K\).
492
+ There are at most \(B\) distinct sets and at most \(S=BN^3\)
493
+ candidate states for each \(W\).
494
+ Store their bit vectors, reachability marks, and predecessor record
495
+ numbers on work tapes. Each state record uses \(O_K(N)\) bits:
496
+ its indices require only \(O_K(\log N)\) bits.
497
+ Store an explicit full schedule with each previously accepted set.
498
+ This table uses \(O_K(BN^2)\) bits, since a schedule lists at most
499
+ \(N\) job identifiers and their slots.
500
+
501
+ A complete scan to fetch or update a state record costs
502
+ \(O_K(SN)=O_K(BN^4)\) steps. A lookup in the acceptance table by
503
+ comparing all bit vectors costs \(O_K(BN^2)\) steps.
504
+ Even checking all required precedence relations by repeated scans of
505
+ the \(N\)-by-\(N\) reachability table costs at most \(O(N^4)\).
506
+ Thus one ordered state-pair test and reachability update costs
507
+ \(O_K(BN^4)\) steps, without constant-time random access.
508
+ Starting from the initial states, make at most \(S\) passes over all
509
+ ordered pairs, marking a target when its source is marked and
510
+ \eqref{eq:transition} holds. These passes find every reachable state.
511
+ For all sets together their cost is at most
512
+ \[
513
+ O_K\bigl(BS^3BN^4\bigr)
514
+ =O_K(B^5N^{13})
515
+ =O_K(N^{15K+13}).
516
+ \]
517
+ Generating, evaluating, and deduplicating formulas by scans costs at
518
+ most \(O_K(B^2N^4)\); reachability preprocessing, state construction,
519
+ and table initialization also fit within the displayed bound.
520
+ The subscript \(K\) denotes a constant fixed independently of the input.
521
+ Since \(N\le3n\) and the vertices are explicitly listed, the looser
522
+ bound \(O((L+2)^{150020})\) covers input processing and even all
523
+ \(n\) deadline trials needed for optimization.
524
+ \end{proof}
525
+
526
+ \begin{remark}\label{rem:compact}
527
+ For the deadline feasibility decision, the same preprocessing can handle
528
+ an encoding that specifies an enormous number of isolated vertices only
529
+ through a binary value of \(n\).
530
+ After checking \(n\le3T\), let \(d\) be the number of vertices appearing
531
+ in edges. If \(T\ge d\), accept: schedule those \(d\) vertices sequentially
532
+ in topological order and fill free positions with the isolated vertices.
533
+ Otherwise \(N=3T<3d\le6|E|\), so expansion is polynomial. This extra
534
+ branch is not needed for the explicit encoding in \Cref{thm:main}.
535
+ \end{remark}
536
+
537
+ \input{conclusion}
538
+
539
+ \bibliographystyle{plainnat}
540
+ \bibliography{references}
541
+ \end{document}
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/references.bib ADDED
@@ -0,0 +1,135 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @article{FujiiKasamiNinomiya1969,
2
+ author = {Fujii, M. and Kasami, T. and Ninomiya, K.},
3
+ title = {Optimal Sequencing of Two Equivalent Processors},
4
+ journal = {SIAM Journal on Applied Mathematics},
5
+ volume = {17}, number = {4}, pages = {784--789}, year = {1969},
6
+ doi = {10.1137/0117070},
7
+ }
8
+
9
+ @article{FujiiKasamiNinomiya1971Erratum,
10
+ author = {Fujii, M. and Kasami, T. and Ninomiya, K.},
11
+ title = {Erratum: {Optimal Sequencing of Two Equivalent Processors}},
12
+ journal = {SIAM Journal on Applied Mathematics},
13
+ volume = {20}, number = {1}, pages = {141}, year = {1971},
14
+ doi = {10.1137/0120018},
15
+ url = {https://epubs.siam.org/doi/epdf/10.1137/0120018}
16
+ }
17
+
18
+ @article{CG1972,
19
+ author = {Coffman, Jr., Edward G. and Graham, Ronald L.},
20
+ title = {Optimal Scheduling for Two-Processor Systems},
21
+ journal = {Acta Informatica},
22
+ volume = {1},
23
+ number = {3},
24
+ pages = {200--213},
25
+ year = {1972},
26
+ doi = {10.1007/BF00288685}
27
+ }
28
+
29
+ @article{Ullman1975,
30
+ author = {Ullman, Jeffrey D.},
31
+ title = {{NP}-Complete Scheduling Problems},
32
+ journal = {Journal of Computer and System Sciences},
33
+ volume = {10},
34
+ number = {3},
35
+ pages = {384--393},
36
+ year = {1975},
37
+ doi = {10.1016/S0022-0000(75)80008-0}
38
+ }
39
+
40
+ @book{GJ1979,
41
+ author = {Garey, Michael R. and Johnson, David S.},
42
+ title = {Computers and Intractability: A Guide to the Theory of {NP}-Completeness},
43
+ publisher = {W. H. Freeman},
44
+ year = {1979}
45
+ }
46
+
47
+ @article{GrahamLawlerLenstraRinnooyKan1979,
48
+ author = {Graham, R. L. and Lawler, E. L. and Lenstra, J. K. and Rinnooy Kan, A. H. G.},
49
+ title = {Optimization and Approximation in Deterministic Sequencing and Scheduling: a Survey},
50
+ journal = {Annals of Discrete Mathematics}, volume = {5}, pages = {287--326}, year = {1979},
51
+ doi = {10.1016/S0167-5060(08)70356-X},
52
+ url = {https://ir.cwi.nl/pub/18052},
53
+ }
54
+
55
+ @article{GareyJohnsonTarjanYannakakis1983,
56
+ author = {Garey, M. R. and Johnson, D. S. and Tarjan, R. E. and Yannakakis, M.},
57
+ title = {Scheduling Opposing Forests},
58
+ journal = {SIAM Journal on Algebraic and Discrete Methods},
59
+ volume = {4}, number = {1}, pages = {72--93}, year = {1983},
60
+ doi = {10.1137/0604011},
61
+ }
62
+
63
+ @article{DW1984,
64
+ author = {Dolev, Danny and Warmuth, Manfred K.},
65
+ title = {Scheduling Precedence Graphs of Bounded Height},
66
+ journal = {Journal of Algorithms},
67
+ volume = {5},
68
+ number = {1},
69
+ pages = {48--59},
70
+ year = {1984},
71
+ doi = {10.1016/0196-6774(84)90039-7}
72
+ }
73
+
74
+ @inproceedings{NSW2025,
75
+ author = {Nederlof, Jesper and Swennenhuis, C{\'e}line M. F. and W{\k{e}}grzycki, Karol},
76
+ title = {A Subexponential Time Algorithm for Makespan Scheduling of Unit Jobs with Precedence Constraints},
77
+ booktitle = {Proceedings of the 2025 Annual ACM-SIAM Symposium on Discrete Algorithms (SODA)},
78
+ year = {2025},
79
+ pages = {535--552},
80
+ publisher = {Society for Industrial and Applied Mathematics},
81
+ doi = {10.1137/1.9781611978322.16}
82
+ }
83
+
84
+
85
+ @inproceedings{LeveyRothvoss2016,
86
+ author = {Levey, Elaine and Rothvo{\ss}, Thomas},
87
+ title = {A {$(1+\epsilon)$}-Approximation for Makespan Scheduling with Precedence Constraints Using {LP} Hierarchies},
88
+ booktitle = {Proceedings of the 48th Annual ACM SIGACT Symposium on Theory of Computing},
89
+ series = {STOC '16},
90
+ year = {2016},
91
+ pages = {168--177},
92
+ publisher = {Association for Computing Machinery},
93
+ doi = {10.1145/2897518.2897532},
94
+ url = {https://doi.org/10.1145/2897518.2897532}
95
+ }
96
+
97
+ @inproceedings{Garg2018,
98
+ author = {Garg, Shashwat},
99
+ title = {Quasi-{PTAS} for Scheduling with Precedences Using {LP} Hierarchies},
100
+ booktitle = {45th International Colloquium on Automata, Languages, and Programming (ICALP 2018)},
101
+ editor = {Chatzigiannakis, Ioannis and Kaklamanis, Christos and Marx, D{\'a}niel and Sannella, Donald},
102
+ series = {Leibniz International Proceedings in Informatics (LIPIcs)},
103
+ volume = {107},
104
+ year = {2018},
105
+ pages = {59:1--59:13},
106
+ publisher = {Schloss Dagstuhl -- Leibniz-Zentrum f{\"u}r Informatik},
107
+ doi = {10.4230/LIPIcs.ICALP.2018.59},
108
+ url = {https://drops.dagstuhl.de/entities/document/10.4230/LIPIcs.ICALP.2018.59}
109
+ }
110
+
111
+ @inproceedings{Li2021,
112
+ author = {Li, Shi},
113
+ title = {Towards {PTAS} for Precedence Constrained Scheduling via Combinatorial Algorithms},
114
+ booktitle = {Proceedings of the 2021 ACM-SIAM Symposium on Discrete Algorithms (SODA)},
115
+ editor = {Marx, D{\'a}niel},
116
+ year = {2021},
117
+ pages = {2991--3010},
118
+ publisher = {Society for Industrial and Applied Mathematics},
119
+ doi = {10.1137/1.9781611976465.178},
120
+ url = {https://doi.org/10.1137/1.9781611976465.178}
121
+ }
122
+
123
+ @inproceedings{DasWiese2022,
124
+ author = {Das, Syamantak and Wiese, Andreas},
125
+ title = {A Simpler {QPTAS} for Scheduling Jobs with Precedence Constraints},
126
+ booktitle = {30th Annual European Symposium on Algorithms (ESA 2022)},
127
+ editor = {Chechik, Shiri and Navarro, Gonzalo and Rotenberg, Eva and Herman, Grzegorz},
128
+ series = {Leibniz International Proceedings in Informatics (LIPIcs)},
129
+ volume = {244},
130
+ year = {2022},
131
+ pages = {40:1--40:11},
132
+ publisher = {Schloss Dagstuhl -- Leibniz-Zentrum f{\"u}r Informatik},
133
+ doi = {10.4230/LIPIcs.ESA.2022.40},
134
+ url = {https://drops.dagstuhl.de/entities/document/10.4230/LIPIcs.ESA.2022.40}
135
+ }
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/separators.tex ADDED
@@ -0,0 +1,162 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Separators with a shared cutoff}\label{sec:separators}
2
+
3
+ Decomposing a normalized schedule at selected slots is a central device
4
+ in Dolev--Warmuth \citep[Theorem~2]{DW1984} and in the proper-decomposition
5
+ construction of Nederlof, Swennenhuis, and Węgrzycki
6
+ \citep[Section~3]{NSW2025}. Here we prove the shared-cutoff form needed
7
+ for the interval construction: successive boundaries must separate the
8
+ same ideal of low-priority jobs. The global-list invariants in later
9
+ sections control these descriptions inside descendant intervals.
10
+
11
+ This section concerns one fixed frame and a domain consisting of a
12
+ contiguous interval of a feasible schedule. A set is an \emph{ideal}
13
+ in the domain if it contains every domain predecessor of each of its
14
+ members. Its complement in the domain is an upset.
15
+
16
+ \begin{definition}\label{def:separator}
17
+ Given an ideal \(S\) of low jobs in a domain, a slot \(z\) is a
18
+ \emph{separator at cutoff \(S\)} if
19
+ \begin{enumerate}[label=(\alph*)]
20
+ \item every domain job before \(z\) that is outside \(S\) belongs to \(P_z\);
21
+ \item every domain job after \(z\) that belongs to \(S\) belongs to \(D_z\).
22
+ \end{enumerate}
23
+ The other domain jobs are called high. A left boundary outside the domain
24
+ is also a separator when all low domain jobs descend from it; there are
25
+ then no domain jobs before that boundary.
26
+ \end{definition}
27
+
28
+ An actual separator has a useful description of its earlier jobs. For
29
+ a global set \(H\subseteq J\), put
30
+ \begin{equation}
31
+ B_z(H)=P_z\cup\bigl(H\setminus\wD z\bigr).
32
+ \label{eq:B-definition}
33
+ \end{equation}
34
+
35
+ \begin{lemma}\label{lem:separator-description}
36
+ If \(z\) is an actual separator for a domain \(U\) at cutoff \(S\),
37
+ and \(H\cap U=S\), then \(B_z(H)\cap U\) is exactly the set of
38
+ domain jobs strictly earlier than \(z\). Reversing order and time,
39
+ and exchanging low with high, preserves the separator property.
40
+ \end{lemma}
41
+ \begin{proof}
42
+ Every job in \(P_z\) is strictly earlier than \(z\). An earlier low
43
+ job is outside \(\wD z\). A low job at \(z\) belongs to \(\wD z\),
44
+ and a later low job belongs to \(D_z\) by separation. Finally, every
45
+ earlier high job belongs to \(P_z\). These observations give both
46
+ inclusions. Reversal exchanges the two conditions in
47
+ \Cref{def:separator}.
48
+ \end{proof}
49
+
50
+ \subsection{Lexicographic normalization}
51
+
52
+ A \emph{priority order} is a total order of the domain extending
53
+ precedence. Read a full schedule chronologically, with each triple sorted
54
+ by priority. Among the finitely many feasible full schedules of the
55
+ domain, choose one whose resulting sequence of priority indices is
56
+ lexicographically least. Call it \emph{normalized} for that priority.
57
+ This is an existence choice, not an operation of the decision algorithm.
58
+
59
+ \begin{lemma}\label{lem:lex-prefix}
60
+ In a normalized schedule, a feasible exchange that puts a better-priority
61
+ job into an earlier slot is impossible. More generally, fix a slot \(r\).
62
+ After any feasible reordering confined strictly after \(r\), a feasible
63
+ exchange of a job at \(r\) with a better-priority job at a later slot
64
+ is still impossible.
65
+ \end{lemma}
66
+ \begin{proof}
67
+ Replacing one member of a sorted triple by a better-priority job
68
+ lexicographically improves that triple. In the second assertion, the
69
+ schedule through \(r\) is unchanged by the intervening reordering.
70
+ The proposed exchange would therefore first change the normalized
71
+ sequence at \(r\), and improve it there. The resulting full schedule
72
+ would contradict minimality, regardless of what happens later.
73
+ \end{proof}
74
+
75
+ \begin{lemma}[Shared-cutoff walk]\label{lem:shared}
76
+ Fix a normalized full schedule of a domain and let \(S\) and \(S^+\)
77
+ be consecutive priority prefixes, differing by the promotion of one job
78
+ from high to low. Suppose \(s\) is a separator at cutoff \(S\),
79
+ either inside the domain or at its exterior left boundary.
80
+ Then there is a separator \(t\ge s\), found by advancing only to
81
+ domain slots on the right, that separates both \(S\) and \(S^+\).
82
+ If the priority order is specified on a larger job set and the promoted
83
+ job is outside the domain, one may take \(t=s\).
84
+ \end{lemma}
85
+ \begin{proof}
86
+ \textbf{One advance at a fixed cutoff.}
87
+ Keep the normalized schedule and its priority order fixed. Let \(L\)
88
+ be a prefix of that priority order, and suppose the current position
89
+ \(s\) satisfies the earlier-high condition for \(L\).
90
+ If a later low job does not descend from \(s\), choose the earliest
91
+ slot \(t>s\) containing such a job, and choose one of them, \(x\).
92
+ Every domain predecessor of \(x\) lies strictly before \(s\).
93
+ Indeed, that predecessor is low because \(L\) is an ideal.
94
+ A predecessor at \(s\) would force \(x\in D_s\). A predecessor
95
+ strictly between \(s\) and \(t\) would descend from \(s\), by the
96
+ earliest choice of \(t\), and again force \(x\in D_s\).
97
+
98
+ Let \(y\) be a high domain job at a slot \(r\) with \(s\le r<t\).
99
+ If \(y\) had no domain successor at or before \(t\), exchanging
100
+ \(x\) and \(y\) would be feasible: all predecessors of \(x\) are
101
+ before \(s\), and delaying \(y\) would violate no successor
102
+ constraint. Moving \(x\) earlier and \(y\) later preserves their
103
+ other precedence constraints. Since \(L\) is a priority prefix,
104
+ \(x\) has better priority than \(y\), contradicting
105
+ \Cref{lem:lex-prefix}. Thus \(y\) has a successor by \(t\).
106
+ The successor is high, since the high set is an upset. If it is
107
+ strictly before \(t\), repeat the argument. Strictly increasing
108
+ times give a chain from \(y\) to a high job at \(t\).
109
+
110
+ When \(s\) is internal, every earlier high job has a descendant
111
+ at \(s\) by the earlier-high condition. That descendant is high,
112
+ and the preceding tracing extends the chain to \(t\).
113
+ When \(s\) is the exterior left boundary, there are no earlier
114
+ domain jobs. Hence \(t\) satisfies the earlier-high condition.
115
+ We may advance to \(t\) and repeat until there is no later low
116
+ exception. There are finitely many slots, and every advance is
117
+ strict, so the final position also satisfies the later-low condition.
118
+ Throughout this walk the normalized schedule itself stays fixed;
119
+ only the selected separator position changes.
120
+
121
+ \smallskip\noindent\textbf{Adding one low job.}
122
+ Apply this procedure with \(L=S^+\), starting at the given
123
+ separator for \(S\). The earlier-high condition for \(S^+\)
124
+ holds initially because its high set is smaller. If no advance is
125
+ needed, the same position separates both cutoffs.
126
+
127
+ Otherwise the first exception is the single promoted job: every
128
+ later job already low at \(S\) descends from the starting position.
129
+ At the first target, the promoted job lies in that target slot,
130
+ so it introduces no earlier high job for the old cutoff \(S\).
131
+ Thus the earlier-high condition holds there for both cutoffs.
132
+
133
+ In every subsequent advance, the exception is old-low: the promoted
134
+ job stays at the first target, at or before the current position.
135
+ An old-low exception has better priority than every old-high job.
136
+ The same exchange and successor tracing therefore propagates the
137
+ earlier-high condition for \(S\) as well as for \(S^+\).
138
+ At the final position, the later-low condition for \(S^+\) also
139
+ implies the later-low condition for \(S\), since \(S\subseteq S^+\).
140
+ The final position separates both cutoffs.
141
+
142
+ If the promoted job is outside the domain, the two restricted
143
+ prefixes coincide, so the original position already separates both.
144
+ \end{proof}
145
+
146
+ \begin{corollary}\label{cor:any-ideal}
147
+ Every ideal of a nonempty set with a full schedule has an actual
148
+ separator in some full schedule of that set.
149
+ \end{corollary}
150
+ \begin{proof}
151
+ Prioritize the ideal before its complement, using a linear extension
152
+ inside each. Normalize. The first actual slot separates the empty
153
+ prefix. Promote the jobs of the ideal one by one and use
154
+ \Cref{lem:shared}. The final position is an actual separator for
155
+ the ideal.
156
+ \end{proof}
157
+
158
+ The shared cutoff, rather than merely the existence of separate
159
+ separators, will be used for a gap: its low jobs descend from its
160
+ left endpoint, while its high jobs precede its right endpoint.
161
+ Keeping the final position of each promotion is important. Intermediate
162
+ positions assist the proof but need not become marks.
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcore.code.tex ADDED
@@ -0,0 +1,33 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+
2
+ \ProvidesPackageRCS{pgfcore.code.tex}
3
+
4
+ \newif\ifpgf@draftmode
5
+ \def\pgf@typeout{\immediate\write0}
6
+
7
+ \ifdefined\pgfmathloaded\else
8
+ \input pgfmath.code.tex
9
+ \fi
10
+
11
+ \ifdefined\pgfintloaded\else
12
+ \input pgfint.code.tex
13
+ \fi
14
+
15
+ \input pgfcorepoints.code.tex
16
+ \input pgfcorepathconstruct.code.tex
17
+ \input pgfcorepathusage.code.tex
18
+ \input pgfcorescopes.code.tex
19
+ \input pgfcoregraphicstate.code.tex
20
+ \input pgfcoretransformations.code.tex
21
+ \input pgfcorequick.code.tex
22
+ \input pgfcoreobjects.code.tex
23
+ \input pgfcorepathprocessing.code.tex
24
+ \input pgfcorearrows.code.tex
25
+ \input pgfcoreshade.code.tex
26
+ \input pgfcoreimage.code.tex
27
+ \input pgfcoreexternal.code.tex
28
+ \input pgfcorelayers.code.tex
29
+ \input pgfcoretransparency.code.tex
30
+ \input pgfcorepatterns.code.tex
31
+ \input pgfcorerdf.code.tex
32
+
33
+ \endinput
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcorearrows.code.tex ADDED
@@ -0,0 +1,1011 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+
2
+ \ProvidesFileRCS{pgfcorearrows.code.tex}
3
+
4
+
5
+
6
+
7
+ \def\pgfdeclarearrow#1{%
8
+ \let\pgf@decl@arrow@defaults\pgfutil@empty%
9
+ \let\pgf@decl@arrow@means\relax%
10
+ \let\pgf@decl@arrow@code\relax%
11
+ \pgfkeys{/pgf/@arrows decl/.cd,
12
+ name=,
13
+ setup code=,
14
+ cache=true,
15
+ bending mode=orthogonal,
16
+ parameters=,%
17
+ #1%
18
+ }%
19
+ \ifx\pgf@decl@arrow@name@end\pgfutil@empty%
20
+ \pgferror{Declaring unnamed arrow}%
21
+ \else%
22
+ \pgf@arrow@letter{name@end}%
23
+ \pgf@arrow@letter{name@start}%
24
+ \expandafter\let\csname pgf@ar@start@\pgf@decl@arrow@name@start\endcsname\pgf@decl@arrow@name@end%
25
+ \expandafter\let\expandafter\pgf@old@code\csname pgf@ar@code@\pgf@decl@arrow@name@end\endcsname%
26
+ \expandafter\let\expandafter\pgf@old@means\csname pgf@ar@means@\pgf@decl@arrow@name@end\endcsname%
27
+ \ifx\pgf@decl@arrow@code\relax%
28
+ \ifx\pgf@decl@arrow@means\relax%
29
+ \pgferror{You must set either the 'means' or the drawing code' keys for arrow tip '\pgf@decl@arrow@name@end'}%
30
+ \else%
31
+ \ifx\pgf@old@code\relax%
32
+ \let\pgf@arrow@tip@sequence\pgfutil@empty%
33
+ \let\pgf@arrow@translate\relax%
34
+ \expandafter\let\expandafter\pgf@arrows@direct\csname pgf@arrows@direct@name@end@\pgf@decl@arrow@means\endcsname%
35
+ \ifx\pgf@arrows@direct\relax%
36
+ \let\pgf@arrows@options\pgfutil@empty%
37
+ \expandafter\pgfarrows@initial@parser\pgf@decl@arrow@means[]\pgf@stop%
38
+ \else%
39
+ \let\pgf@arrow@tip@sequence\pgf@arrows@direct%
40
+ \fi%
41
+ \pgf@arrow@letter@\pgf@arrow@tip@sequence{means}%
42
+ \expandafter\let\csname pgf@ar@code@\pgf@decl@arrow@name@end\endcsname\relax%
43
+ \else%
44
+ \pgferror{Arrow tip '\pgf@decl@arrow@name@end' was already
45
+ defined with key 'drawing code' previously and you cannot change this}%
46
+ \fi%
47
+ \fi%
48
+ \else%
49
+ \ifx\pgf@decl@arrow@means\relax%
50
+ \ifx\pgf@old@means\relax%
51
+ \pgf@arrow@letter{code}%
52
+ \pgf@arrow@letter{defaults}%
53
+ \pgf@arrow@letter{setup}%
54
+ \pgf@arrow@letter{bending@mode}%
55
+ \pgf@arrow@letter{par}%
56
+ \expandafter\let\csname pgf@ar@do@cache@\pgf@decl@arrow@name@end\endcsname\pgf@decl@arrow@cache%
57
+ \else%
58
+ \pgferror{Arrow tip '\pgf@decl@arrow@name@end' was already
59
+ defined with key 'means' previously and you cannot change this}%
60
+ \fi%
61
+ \else%
62
+ \pgferror{You cannot set both the 'means' and also the 'drawing code'
63
+ keys for arrow tip '\pgf@decl@arrow@name@end'}%
64
+ \fi%
65
+ \fi%
66
+ \fi%
67
+ }
68
+
69
+ \def\pgf@arrow@letter#1{%
70
+ \expandafter\pgf@arrow@letter@\expandafter{\csname pgf@decl@arrow@#1\endcsname}{#1}%
71
+ }
72
+ \def\pgf@arrow@letter@#1#2{%
73
+ \expandafter\let\csname pgf@ar@#2@\pgf@decl@arrow@name@end\endcsname#1%
74
+ }
75
+
76
+ \pgfkeys{
77
+ /pgf/@arrows decl/.cd,
78
+ name/.code={%
79
+ \pgfutil@in@-{#1}%
80
+ \ifpgfutil@in@%
81
+ \pgf@arrows@name@decomp#1\pgf@stop%
82
+ \else%
83
+ \def\pgf@decl@arrow@name@end{#1}\let\pgf@decl@arrow@name@start\pgf@decl@arrow@name@end%
84
+ \fi},
85
+ means/.store in=\pgf@decl@arrow@means,
86
+ setup code/.store in=\pgf@decl@arrow@setup,
87
+ drawing code/.store in=\pgf@decl@arrow@code,
88
+ cache/.store in=\pgf@decl@arrow@cache,
89
+ bending mode/.is choice,
90
+ bending mode/none/.code=\let\pgf@decl@arrow@bending@mode\pgfutil@empty,
91
+ bending mode/orthogonal/.code=\def\pgf@decl@arrow@bending@mode{\pgfpointcurvilinearbezierorthogonal},
92
+ bending mode/polar/.code=\def\pgf@decl@arrow@bending@mode{\pgfpointcurvilinearbezierpolar},
93
+ parameters/.store in=\pgf@decl@arrow@par,
94
+ defaults/.code={%
95
+ \let\pgf@arrows@options\pgfutil@empty%
96
+ \pgfkeys{/pgf/arrow keys/.cd,#1}%
97
+ \let\pgf@decl@arrow@defaults\pgf@arrows@options%
98
+ }
99
+ }
100
+
101
+ \def\pgf@arrows@name@decomp#1-#2\pgf@stop{%
102
+ \def\pgf@decl@arrow@name@start{#1}%
103
+ \def\pgf@decl@arrow@name@end{#2}%
104
+ }
105
+
106
+
107
+
108
+ \pgfkeys{/handlers/.tip/.code=%
109
+ \expandafter\expandafter\expandafter\pgf@arrows@unravel\pgfkeyscurrentpath/\pgf@stop%
110
+ \expandafter\pgf@arrows@key@call\expandafter{\pgf@arrows@unravelled}{#1}}
111
+ \def\pgf@arrows@unravel#1/{\pgfutil@ifnextchar\pgf@stop{\def\pgf@arrows@unravelled{#1}\pgfutil@gobble}{\pgf@arrows@unravel}}
112
+ \def\pgf@arrows@key@call#1#2{\pgfdeclarearrow{name={#1},means={#2}}}
113
+
114
+
115
+
116
+
117
+
118
+ \def\pgfarrowdraw#1{%
119
+ {%
120
+ \pgfsetarrowsend{#1}%
121
+ \pgf@arrow@compute@shortening\pgf@end@tip@sequence%
122
+ \pgf@arrow@draw@arrow\pgf@end@tip@sequence\pgf@xb%
123
+ }%
124
+ }
125
+
126
+
127
+
128
+
129
+ \def\pgfarrowtotallength#1{%
130
+ {%
131
+ \pgfsetarrowsend{#1}%
132
+ \pgf@arrow@compute@shortening\pgf@end@tip@sequence%
133
+ \expandafter\expandafter\expandafter%
134
+ }%
135
+ \expandafter\expandafter\expandafter\pgf@x\expandafter\the\expandafter\pgf@xb\expandafter\pgf@xa\the\pgf@xa%
136
+ }
137
+
138
+
139
+
140
+
141
+
142
+
143
+ \def\pgfsetarrowsend#1{%
144
+ \let\pgf@arrow@tip@sequence\pgfutil@empty%
145
+ \pgf@arrows@translatefalse%
146
+ \expandafter\let\expandafter\pgf@arrows@direct\csname pgf@arrows@direct@name@end@#1\endcsname%
147
+ \ifx\pgf@arrows@direct\relax%
148
+ \edef\pgf@marshal{\noexpand\pgfarrows@initial@parser#1[]\noexpand\pgf@stop}%
149
+ \pgf@marshal%
150
+ \else%
151
+ \let\pgf@arrow@tip@sequence\pgf@arrows@direct%
152
+ \fi%
153
+ \let\pgf@end@tip@sequence\pgf@arrow@tip@sequence%
154
+ }
155
+
156
+ \newif\ifpgf@arrows@translate
157
+
158
+ \def\pgfarrows@initial@parser{%
159
+ \pgfutil@ifnextchar[\pgfarrows@initial@parser@{\pgfarrows@initial@parser@[]}}%
160
+
161
+ \def\pgfarrows@initial@parser@[#1]{%
162
+ \let\pgf@arrows@options\pgfutil@empty%
163
+ \pgfkeys{/pgf/arrow keys/.cd,#1}%
164
+ \let\pgf@arrows@options@initial\pgf@arrows@options%
165
+ \pgfarrows@parser%
166
+ }
167
+
168
+ \def\pgfarrows@parser#1[{%
169
+ \pgfkeys@spdef\pgf@temp{#1}%
170
+ \ifx\pgf@temp\pgfutil@empty%
171
+ \let\pgf@next\pgf@arrows@empty%
172
+ \else%
173
+ \ifx\pgf@temp\pgf@dot@text%
174
+ \let\pgf@next\pgf@arrows@dot@parsed%
175
+ \else%
176
+ \let\pgf@untranslated\pgf@temp%
177
+ \ifpgf@arrows@translate%
178
+ \pgf@arrow@swapper%
179
+ \fi%
180
+ \expandafter\ifx\csname pgf@ar@code@\pgf@temp\endcsname\relax
181
+ \expandafter\ifx\csname pgf@ar@means@\pgf@temp\endcsname\relax
182
+ \let\pgf@next\pgf@arrows@single@char@parser%
183
+ \let\pgf@temp\pgf@untranslated%
184
+ \else%
185
+ \let\pgf@next\pgf@arrows@shorthand@parsed%
186
+ \fi%
187
+ \else%
188
+ \let\pgf@next\pgf@arrows@meta@parsed%
189
+ \fi%
190
+ \fi%
191
+ \fi%
192
+ \expandafter\pgf@next\pgf@temp[%
193
+ }
194
+
195
+ \def\pgf@arrows@empty[#1]{%
196
+ \pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
197
+ }
198
+
199
+ \def\pgf@arrows@single@char@parser#1{%
200
+ \def\pgf@temp{#1}%
201
+ \ifx\pgf@temp\pgf@dot@text%
202
+ \let\pgf@next\pgf@arrows@dot@parsed%
203
+ \else%
204
+ \let\pgf@untranslated\pgf@temp%
205
+ \ifpgf@arrows@translate%
206
+ \pgf@arrow@swapper%
207
+ \fi%
208
+ \expandafter\ifx\csname pgf@ar@code@\pgf@temp\endcsname\relax
209
+ \expandafter\ifx\csname pgf@ar@means@\pgf@temp\endcsname\relax
210
+ \let\pgf@temp\pgf@untranslated%
211
+ \let\pgf@next\pgf@arrows@unknown%
212
+ \else%
213
+ \let\pgf@next\pgf@arrows@shorthand@parsed%
214
+ \fi%
215
+ \else%
216
+ \let\pgf@next\pgf@arrows@meta@parsed%
217
+ \fi
218
+ \fi
219
+ \expandafter\pgf@next\pgf@temp[]%
220
+ }
221
+ \def\pgf@arrows@unknown#1[]#2[#3]{%
222
+ \pgferror{Unknown arrow tip kind '#1#2'}%
223
+ }
224
+
225
+ \def\pgf@arrows@meta@parsed#1[#2]{%
226
+ \let\pgf@arrows@options\pgf@arrows@options@initial%
227
+ \pgfkeys{/pgf/arrow keys/.cd,#2}%
228
+ \expandafter\pgf@arrows@meta@set\expandafter{\pgf@arrows@options}{#1}{\pgf@arrow@handle}%
229
+ \pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
230
+ }
231
+
232
+ \def\pgf@arrows@parser@done#1{%
233
+ }
234
+
235
+ \def\pgf@arrows@dot@parsed#1[#2]{%
236
+ \pgf@arrows@append@to@tips{\pgf@arrow@handle@dot}%
237
+ \pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
238
+ }
239
+
240
+ \def\pgf@arrows@meta@set#1#2#3{%
241
+ \pgf@arrows@append@to@tips{#3{#2}{#1}}%
242
+ }
243
+ \def\pgf@arrows@append@to@tips#1{%
244
+ \let\pgf@tempa\pgf@arrow@tip@sequence%
245
+ \def\pgf@tempb{#1}%
246
+ \ifpgf@arrows@translate%
247
+ \let\pgf@tempa\pgf@tempb%
248
+ \let\pgf@tempb\pgf@arrow@tip@sequence%
249
+ \fi%
250
+ \expandafter\expandafter\expandafter\def%
251
+ \expandafter\expandafter\expandafter\pgf@arrow@tip@sequence%
252
+ \expandafter\expandafter\expandafter{\expandafter\pgf@tempa\pgf@tempb}%
253
+ }
254
+
255
+ \def\pgf@arrows@shorthand@parsed#1[#2]{%
256
+ \let\pgf@arrows@options\pgf@arrows@options@initial%
257
+ \pgfkeys{/pgf/arrow keys/.cd,#2}%
258
+ \ifx\pgf@arrows@options\pgfutil@empty%
259
+ \expandafter\pgf@arrows@append@to@tips\expandafter{%
260
+ \expandafter\pgf@arrow@handle@shorthand@empty\expandafter{\csname pgf@ar@means@#1\endcsname}}%
261
+ \else%
262
+ \expandafter\expandafter\expandafter\pgf@arrows@meta@set\expandafter\expandafter\expandafter{%
263
+ \expandafter\pgf@arrows@options\expandafter}\expandafter{\csname pgf@ar@means@#1\endcsname}{\pgf@arrow@handle@shorthand}%
264
+ \fi%
265
+ \pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
266
+ }
267
+
268
+
269
+
270
+ \def\pgf@arrow@handle@shorthand@empty#1{#1}
271
+
272
+ \def\pgf@arrow@handle@shorthand#1#2{%
273
+ \def\pgf@temp@opt{#2}%
274
+ \expandafter\expandafter\expandafter\def%
275
+ \expandafter\expandafter\expandafter\pgf@arrows@nested@options@temp%
276
+ \expandafter\expandafter\expandafter{\expandafter\pgf@temp@opt\pgf@arrows@nested@options}%
277
+ \expandafter\let\expandafter\pgf@arrows@nested@options\expandafter\pgf@arrows@nested@options@temp%
278
+ \expandafter#1%
279
+ \expandafter\def\expandafter\pgf@arrows@nested@options\expandafter{\pgf@arrows@nested@options}%
280
+ }
281
+
282
+ \let\pgf@arrows@nested@options\pgfutil@empty
283
+
284
+
285
+
286
+
287
+
288
+ \def\pgfsetarrowsstart#1{%
289
+ \let\pgf@arrow@tip@sequence\pgfutil@empty%
290
+ \pgf@arrows@translatetrue%
291
+ \expandafter\let\expandafter\pgf@arrows@direct\csname pgf@arrows@direct@name@start@#1\endcsname%
292
+ \ifx\pgf@arrows@direct\relax%
293
+ \edef\pgf@marshal{\noexpand\pgfarrows@initial@parser#1[]\noexpand\pgf@stop}%
294
+ \pgf@marshal%
295
+ \else%
296
+ \let\pgf@arrow@tip@sequence\pgf@arrows@direct%
297
+ \fi%
298
+ \let\pgf@start@tip@sequence\pgf@arrow@tip@sequence%
299
+ }
300
+
301
+ \def\pgf@arrow@swapper{%
302
+ \expandafter\let\expandafter\pgf@temp\csname pgf@ar@start@\pgf@temp\endcsname%
303
+ \ifx\pgf@temp\relax%
304
+ \def\pgf@temp{undefined}%
305
+ \fi%
306
+ }
307
+
308
+ \let\pgf@start@tip@sequence\pgfutil@empty
309
+ \let\pgf@end@tip@sequence\pgfutil@empty
310
+
311
+
312
+ \expandafter\def\csname pgf@arrows@direct@name@start@\endcsname{}
313
+ \expandafter\def\csname pgf@arrows@direct@name@end@\endcsname{}
314
+
315
+
316
+
317
+ \newdimen\pgfarrowsep
318
+
319
+ \newif\ifpgfarrowswap
320
+ \newif\ifpgfarrowreversed
321
+ \newif\ifpgfarrowharpoon
322
+ \newif\ifpgfarrowopen
323
+
324
+ \let\pgf@arrows@stroke@color\pgfutil@empty
325
+ \let\pgf@arrows@fill@color\pgfutil@empty
326
+
327
+ \def\pgfarrows@length@scale{1}
328
+ \def\pgfarrows@width@scale{1}
329
+ \def\pgfarrows@slant{0}
330
+
331
+ \let\pgfarrows@scale@list\pgfutil@empty
332
+ \def\pgfarrowsaddtolengthscalelist#1{\expandafter\def\expandafter\pgfarrows@scale@list\expandafter{\pgfarrows@scale@list#1\pgfarrows@length@scale#1}}
333
+ \def\pgfarrowsaddtowidthscalelist#1{\expandafter\def\expandafter\pgfarrows@scale@list\expandafter{\pgfarrows@scale@list#1\pgfarrows@width@scale#1}}
334
+
335
+ \pgfkeys{
336
+ /pgf/arrow keys/.cd,
337
+ scale/.code={%
338
+ \pgfmathparse{#1}%
339
+ \expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@length@scale\expandafter{\pgfmathresult}}%
340
+ \expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@width@scale\expandafter{\pgfmathresult}}%
341
+ },
342
+ scale length/.code={\pgfmathparse{#1}\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@length@scale\expandafter{\pgfmathresult}}},
343
+ scale width/.code={\pgfmathparse{#1}\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@width@scale\expandafter{\pgfmathresult}}},
344
+ slant/.code={\pgfmathparse{#1}\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@slant\expandafter{\pgfmathresult}}},
345
+ sep/.code={
346
+ \pgfarrowsthreeparameters{#1}%
347
+ \expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\pgfarrowslinewidthdependent\pgfarrowstheparameters\pgfarrowsep\pgf@x}%
348
+ },
349
+ sep/.default=0.88pt .3 1,
350
+ swap/.code=\pgfarrowsaddtooptions{\ifpgfarrowswap\pgfarrowswapfalse\else\pgfarrowswaptrue\fi},
351
+ reversed/.code=\pgfarrowsaddtooptions{\ifpgfarrowreversed\pgfarrowreversedfalse\else\pgfarrowreversedtrue\fi},
352
+ harpoon/.is choice,
353
+ harpoon/.default=true,
354
+ harpoon/true/.code=\pgfarrowsaddtooptions{\pgfarrowharpoontrue},
355
+ harpoon/false/.code=\pgfarrowsaddtooptions{\pgfarrowharpoonfalse},
356
+ left/.style={harpoon},
357
+ right/.style={harpoon,swap},
358
+ color/.code=\pgfarrowsaddtooptions{\def\pgf@arrows@stroke@color{#1}},
359
+ fill/.code={%
360
+ \def\pgf@temp{#1}%
361
+ \ifx\pgf@temp\pgf@nonetext%
362
+ \pgfarrowsaddtooptions{\pgfarrowopentrue}
363
+ \else
364
+ \pgfarrowsaddtooptions{\pgfarrowopenfalse\def\pgf@arrows@fill@color{#1}}
365
+ \fi
366
+ },
367
+ fill/.value required,
368
+ open/.style={fill=none},
369
+ .unknown/.code={
370
+ \expandafter\pgfutil@in@\expandafter!\expandafter{\pgfkeyscurrentname}%
371
+ \ifpgfutil@in@%
372
+ \expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgf@arrows@stroke@color\expandafter{\pgfkeyscurrentname}}%
373
+ \else%
374
+ \pgfutil@doifcolorelse{\pgfkeyscurrentname}
375
+ {%
376
+ \expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgf@arrows@stroke@color\expandafter{\pgfkeyscurrentname}}%
377
+ }
378
+ {%
379
+ \edef\pgf@temp{\pgfkeyscurrentname}%
380
+ \pgfkeys{/errors/unknown key/.expand once=\expandafter{\pgf@temp}{#1}}%
381
+ }
382
+ \fi
383
+ }
384
+ }
385
+ \def\pgf@nonetext{none}
386
+
387
+ \def\pgfarrowsaddtooptions#1{\expandafter\def\expandafter\pgf@arrows@options\expandafter{\pgf@arrows@options#1}}
388
+ \def\pgfarrowsaddtolateoptions#1{\expandafter\def\expandafter\pgf@arrows@options\expandafter{\pgf@arrows@options\pgf@arrows@add@to@late@options{#1}}}
389
+ \def\pgf@arrows@add@to@late@options#1{\expandafter\def\expandafter\pgf@arrows@late@options\expandafter{\pgf@arrows@late@options#1}}
390
+
391
+
392
+
393
+ \def\pgfarrowsthreeparameters#1{%
394
+ \pgfarrowsthreeparameters@#1 +0 +0 +0 \pgf@stop%
395
+ }
396
+ \def\pgfarrowsthreeparameters@#1 #2 #3 #4\pgf@stop{%
397
+ \pgfmathsetlength\pgf@x{#1}%
398
+ \pgfmathsetmacro\pgf@temp@a{#2}%
399
+ \pgfmathsetmacro\pgf@temp@b{#3}%
400
+ \edef\pgfarrowstheparameters{{\the\pgf@x}{\pgf@temp@a}{\pgf@temp@b}}%
401
+ }
402
+
403
+ \def\pgfarrowsfourparameters#1{%
404
+ \pgfarrowsfourparameters@#1 +0 +0 +0 \pgf@stop%
405
+ }
406
+ \def\pgfarrowsfourparameters@#1:#2 #3 #4 #5\pgf@stop{%
407
+ \pgfmathsetmacro\pgf@temp@z{#1}%
408
+ \pgfmathsetlength\pgf@x{#2}%
409
+ \pgfmathsetmacro\pgf@temp@a{#3}%
410
+ \pgfmathsetmacro\pgf@temp@b{#4}%
411
+ \edef\pgfarrowstheparameters{{\pgf@temp@z}{\the\pgf@x}{\pgf@temp@a}{\pgf@temp@b}}%
412
+ }
413
+
414
+ \def\pgfarrows@angle@setup#1#2#3#4{%
415
+ \pgfarrowslinewidthdependent{#2}{#3}{#4}
416
+ \pgf@xc\pgf@x
417
+ \pgf@yc#1 pt%
418
+ \pgf@yc.5\pgf@yc%
419
+ \pgfpointpolar{\pgf@yc}{\pgf@xc}
420
+ \pgfarrowlength\pgf@x%
421
+ \pgf@y2\pgf@y%
422
+ \expandafter\pgf@arrows@add@to@late@options\expandafter{\expandafter\pgfarrowwidth\the\pgf@y}%
423
+ }
424
+
425
+ \def\pgfarrows@angle@setup@prime#1{%
426
+ \pgf@yc#1 pt %
427
+ \pgf@yc=0.5\pgf@yc
428
+ \pgfmathtan@{\pgf@sys@tonumber\pgf@yc}%
429
+ \pgfarrowwidth\pgfmathresult\pgfarrowlength%
430
+ \pgfarrowwidth2\pgfarrowwidth%
431
+ }
432
+
433
+ \def\pgfarrowslinewidthdependent#1#2#3{%
434
+ \pgf@x#1%
435
+ \ifdim\pgfinnerlinewidth>0pt%
436
+ \pgf@arrows@inner@line@width@dep{#2}{#3}%
437
+ \else%
438
+ \advance\pgf@x by#2\pgflinewidth%
439
+ \fi%
440
+ }
441
+ \def\pgf@arrows@inner@line@width@dep#1#2{%
442
+ \pgf@xa\pgflinewidth%
443
+ \pgf@xb-.5\pgflinewidth%
444
+ \pgf@xb#2\pgf@xb%
445
+ \advance\pgf@xa by\pgf@xb%
446
+ \pgf@xb\pgfinnerlinewidth%
447
+ \pgf@xb-.5\pgf@xb
448
+ \advance\pgf@xa by#2\pgf@xb%
449
+ \advance\pgf@x by#1\pgf@xa%
450
+ }
451
+
452
+
453
+ \def\pgfarrowslengthdependent#1#2#3#4{%
454
+ #4#1%
455
+ \advance#4by#2\pgfarrowlength%
456
+ \advance#4by#3\pgflinewidth%
457
+ }
458
+
459
+
460
+
461
+
462
+ \def\pgf@arrow@fullname#1{pgf@@ar@#1@\the\pgflinewidth @\pgfinnerlinewidth @\ifpgfarrowreversed r\fi @\pgf@arrows@stroke@color @\pgf@arrows@fill@color @\csname pgf@ar@par@#1\endcsname}
463
+ \def\pgf@arrow@id@count{0}%
464
+
465
+
466
+ \def\pgfarrows@getid#1#2{%
467
+ \let\pgf@arrows@late@options\pgfutil@empty%
468
+ \csname pgf@ar@defaults@#1\endcsname%
469
+ \pgf@arrows@options@scope
470
+ #2\relax%
471
+ \pgf@arrows@nested@options%
472
+ \pgf@arrows@late@options%
473
+ \pgfarrows@scale@list%
474
+ \expandafter\global\expandafter\let\expandafter\pgf@arrow@id\csname\pgf@arrow@fullname{#1}\endcsname\relax%
475
+ \ifx\pgf@arrow@id\relax%
476
+ \pgf@arrows@instantiate{#1}
477
+ \fi%
478
+ }
479
+
480
+ \def\pgf@arrows@instantiate#1{%
481
+ \pgfutil@tempcnta\pgf@arrow@id@count\relax%
482
+ \advance\pgfutil@tempcnta by1\relax%
483
+ \xdef\pgf@arrow@id@count{\the\pgfutil@tempcnta}%
484
+ \expandafter\global\expandafter\let\csname\pgf@arrow@fullname{#1}\endcsname\pgf@arrow@id@count%
485
+ \global\let\pgf@arrow@id\pgf@arrow@id@count%
486
+ {%
487
+ \pgfclearid%
488
+ \csname pgf@ar@setup@#1\endcsname%
489
+ \ifpgfarrowreversed%
490
+ \pgf@arrows@handle@reverse%
491
+ \fi%
492
+ \expandafter\global\expandafter\let\csname pgf@ar@saves@\pgf@arrow@id\endcsname\pgf@arrows@saves%
493
+ \expandafter\global\expandafter\let\csname pgf@ar@hull@\pgf@arrow@id\endcsname\pgf@arrows@convexhull%
494
+ \expandafter\xdef\csname pgf@ar@ends@\pgf@arrow@id\endcsname{{\pgf@arrows@the@tipend}{\pgf@arrows@the@backend}{\pgf@arrows@the@lineend}}%
495
+ \expandafter\xdef\csname pgf@ar@visual@\pgf@arrow@id\endcsname{{\pgf@arrows@the@visualtipend}{\pgf@arrows@the@visualbackend}{}}%
496
+ \edef\pgf@arrow@code{%
497
+ \ifpgfarrowreversed\noexpand\pgftransformxscale{-1}\fi%
498
+ \expandafter\noexpand\csname pgf@ar@code@#1\endcsname%
499
+ }%
500
+ \expandafter\global\expandafter\let\csname pgf@ar@inst@code@\pgf@arrow@id\endcsname\pgf@arrow@code%
501
+ \expandafter\ifx\csname pgf@ar@do@cache@#1\endcsname\pgf@truetext%
502
+ \pgfsysprotocol@getcurrentprotocol\pgf@arrow@temp%
503
+ {%
504
+ \pgfinterruptpath%
505
+ \let\pgfusepath=\pgf@nousepath@here%
506
+ \pgf@relevantforpicturesizefalse%
507
+ \pgftransformreset%
508
+ \pgfsysprotocol@setcurrentprotocol\pgfutil@empty%
509
+ \pgfsysprotocol@bufferedtrue%
510
+ \pgfscope%
511
+ \pgf@arrow@code%
512
+ \endpgfscope%
513
+ \pgfsysprotocol@getcurrentprotocol\pgf@@arrow@temp%
514
+ \expandafter\gdef\expandafter\pgf@arrow@code\expandafter{\expandafter\pgfsysprotocol@literal\expandafter{\pgf@@arrow@temp}}%
515
+ \endpgfinterruptpath%
516
+ }%
517
+ \pgfsysprotocol@setcurrentprotocol\pgf@arrow@temp%
518
+ \fi%
519
+ \expandafter\global\expandafter\let\csname pgf@ar@cache@\pgf@arrow@id\endcsname\pgf@arrow@code%
520
+ }%
521
+ }
522
+ \def\pgf@truetext{true}
523
+
524
+ \def\pgf@arrows@copy@tipend{\pgf@arrows@the@tipend}
525
+ \def\pgf@arrows@copy@backend{\pgf@arrows@the@backend}
526
+ \def\pgf@arrows@copy@lineend{\pgf@arrows@the@lineend}
527
+ \def\pgf@arrows@zeropt{0pt}%
528
+
529
+ \let\pgf@arrows@saves\pgfutil@empty%
530
+ \let\pgf@arrows@convexhull\pgfutil@empty%
531
+ \let\pgf@arrows@the@tipend\pgf@arrows@zeropt%
532
+ \let\pgf@arrows@the@backend\pgf@arrows@zeropt%
533
+ \let\pgf@arrows@the@lineend\pgf@arrows@zeropt%
534
+ \let\pgf@arrows@the@visualtipend\pgf@arrows@copy@tipend%
535
+ \let\pgf@arrows@the@visualbackend\pgf@arrows@copy@backend%
536
+
537
+
538
+ \def\pgf@arrows@handle@reverse{%
539
+ \pgf@x\pgf@arrows@the@visualtipend\pgf@x-\pgf@x%
540
+ \pgf@y\pgf@arrows@the@visualbackend\pgf@y-\pgf@y
541
+ \edef\pgf@arrows@the@visualtipend{\the\pgf@y}%
542
+ \edef\pgf@arrows@the@visualbackend{\the\pgf@x}%
543
+ \pgf@x\pgf@arrows@the@tipend\pgf@x-\pgf@x%
544
+ \pgf@y\pgf@arrows@the@backend\pgf@y-\pgf@y
545
+ \edef\pgf@arrows@the@tipend{\the\pgf@y}%
546
+ \edef\pgf@arrows@the@backend{\the\pgf@x}%
547
+ \pgf@x\pgf@arrows@the@lineend\pgf@x-\pgf@x\edef\pgf@arrows@the@lineend{\the\pgf@x}%
548
+ \let\pgf@temp\pgf@arrows@convexhull%
549
+ \let\pgf@arrows@convexhull\pgfutil@empty%
550
+ \let\pgf@arrow@hull@point\pgf@arrow@hull@point@reverse%
551
+ \pgf@temp%
552
+ }
553
+ \def\pgf@arrow@hull@point@reverse#1#2{%
554
+ \pgf@x#1%
555
+ \pgfarrowshullpoint{-\pgf@x}{#2}%
556
+ }
557
+
558
+ \def\pgf@nousepath@here#1{\pgferror{The definition of an arrow may not use \string\pgfusepath}}
559
+
560
+ \def\pgfarrowssavethe#1{%
561
+ \expandafter\expandafter\expandafter\def%
562
+ \expandafter\expandafter\expandafter\pgf@arrows@saves%
563
+ \expandafter\expandafter\expandafter{\expandafter\pgf@arrows@saves\expandafter#1\the#1\relax}
564
+ }
565
+
566
+ \def\pgfarrowssave#1{%
567
+ \expandafter\expandafter\expandafter\def%
568
+ \expandafter\expandafter\expandafter\pgf@arrows@saves%
569
+ \expandafter\expandafter\expandafter{\expandafter\pgf@arrows@saves\expandafter\def\expandafter#1\expandafter{#1}}
570
+ }
571
+
572
+ \def\pgfarrowshullpoint#1#2{%
573
+ \pgf@x#1\relax%
574
+ \pgf@y#2\relax%
575
+ \edef\pgf@arrows@temp{\noexpand\pgf@arrows@convexhull\noexpand\pgf@arrow@hull@point{\the\pgf@x}{\the\pgf@y}}%
576
+ \expandafter\expandafter\expandafter\def\expandafter\expandafter\expandafter\pgf@arrows@convexhull\expandafter\expandafter\expandafter{\pgf@arrows@temp}%
577
+ }
578
+
579
+ \def\pgfarrowsupperhullpoint#1#2{%
580
+ \pgf@x#1\relax%
581
+ \pgf@y#2\relax%
582
+ \ifdim\pgf@y>0pt
583
+ \edef\pgf@arrows@temp{\noexpand\pgf@arrows@convexhull\noexpand\pgf@arrow@hull@point{\the\pgf@x}{\the\pgf@y}\ifpgfarrowharpoon\else\noexpand\pgf@arrow@hull@point{\the\pgf@x}{-\the\pgf@y}\fi}%
584
+ \else
585
+ \edef\pgf@arrows@temp{\noexpand\pgf@arrows@convexhull\noexpand\pgf@arrow@hull@point{\the\pgf@x}{\the\pgf@y}}%
586
+ \fi
587
+ \expandafter\expandafter\expandafter\def\expandafter\expandafter\expandafter\pgf@arrows@convexhull\expandafter\expandafter\expandafter{\pgf@arrows@temp}%
588
+ }
589
+
590
+ \def\pgfarrowssettipend#1{\pgf@x#1\edef\pgf@arrows@the@tipend{\the\pgf@x}}
591
+ \def\pgfarrowssetbackend#1{\pgf@x#1\edef\pgf@arrows@the@backend{\the\pgf@x}}
592
+ \def\pgfarrowssetlineend#1{\pgf@x#1\edef\pgf@arrows@the@lineend{\the\pgf@x}}
593
+ \def\pgfarrowssetvisualtipend#1{\pgf@x#1\edef\pgf@arrows@the@visualtipend{\the\pgf@x}}
594
+ \def\pgfarrowssetvisualbackend#1{\pgf@x#1\edef\pgf@arrows@the@visualbackend{\the\pgf@x}}
595
+
596
+
597
+
598
+ \def\pgf@arrow@compute@shortening#1{%
599
+ \let\pgf@arrow@handle\pgf@arrow@compute@shortening@
600
+ \let\pgf@arrow@handle@dot\pgf@arrow@after@line@endtrue%
601
+ \pgf@arrow@after@line@endfalse%
602
+ \pgf@xa0pt%
603
+ \pgf@xb0pt%
604
+ #1%
605
+ }
606
+ \newif\ifpgf@arrow@after@line@end
607
+
608
+ \def\pgf@arrow@compute@shortening@#1#2{%
609
+ {\pgfarrows@getid{#1}{#2}\ifnum\pgf@arrow@flex@mode>0\relax\global\pgf@precise@shorteningtrue\fi\expandafter}\expandafter\pgf@x\the\pgfarrowsep%
610
+ \expandafter\expandafter\expandafter\pgf@arrow@cont@short\csname pgf@ar@ends@\pgf@arrow@id\endcsname%
611
+ }
612
+ \def\pgf@dot@text{.}
613
+
614
+ \def\pgf@arrow@cont@short#1#2#3{%
615
+ \advance\pgf@xb by#1%
616
+ \pgf@xc#2%
617
+ \advance\pgf@xb by-\pgf@xc%
618
+ \advance\pgf@xb by\pgf@x%
619
+ \ifpgf@arrow@after@line@end%
620
+ \advance\pgf@xa by#1%
621
+ \advance\pgf@xa by\pgf@x%
622
+ \pgf@xc#2%
623
+ \advance\pgf@xa by-\pgf@xc%
624
+ \else%
625
+ \pgf@xa#1%
626
+ \advance\pgf@xa by\pgf@x%
627
+ \pgf@xc#3%
628
+ \advance\pgf@xa by-\pgf@xc%
629
+ \fi%
630
+ }
631
+
632
+
633
+
634
+ \def\pgf@arrow@rigid@arrow#1#2{%
635
+ {%
636
+ \pgf@xb=#2%
637
+ \pgftransformxshift{-\pgf@xb}%
638
+ \let\pgf@arrow@handle\pgf@arrow@rigid
639
+ \let\pgf@arrow@handle@dot\relax%
640
+ #1%
641
+ }%
642
+ }
643
+
644
+
645
+ \def\pgf@arrow@rigid#1#2{%
646
+ {%
647
+ \pgfarrows@getid{#1}{#2}%
648
+ \expandafter\expandafter\expandafter\pgf@arrow@drawer@shift\csname pgf@ar@ends@\pgf@arrow@id\endcsname%
649
+ \ifdim\pgfarrows@slant pt=0pt%
650
+ \else%
651
+ \pgftransformxslant{\pgfarrows@slant}%
652
+ \fi%
653
+ \ifpgfarrowswap%
654
+ \pgftransformyscale{-1}%
655
+ \fi%
656
+ {%
657
+ \csname pgf@ar@saves@\pgf@arrow@id\endcsname%
658
+ \pgf@arrows@rigid@hull%
659
+ }%
660
+ \expandafter}%
661
+ \expandafter\pgftransformxshift\expandafter{\the\pgf@xc}%
662
+ }
663
+
664
+
665
+
666
+
667
+
668
+ \def\pgf@arrow@draw@arrow#1#2{%
669
+ {%
670
+ \pgf@xb=#2%
671
+ \pgftransformxshift{-\pgf@xb}%
672
+ \let\pgf@arrow@handle\pgf@arrow@drawer
673
+ \let\pgf@arrow@handle@dot\relax%
674
+ #1%
675
+ }%
676
+ }
677
+
678
+
679
+ \def\pgf@arrow@drawer#1#2{%
680
+ {%
681
+ \pgfarrows@getid{#1}{#2}%
682
+ \expandafter\expandafter\expandafter\pgf@arrow@drawer@shift\csname pgf@ar@ends@\pgf@arrow@id\endcsname%
683
+ \ifdim\pgfarrows@slant pt=0pt%
684
+ \else%
685
+ \pgftransformxslant{\pgfarrows@slant}%
686
+ \fi%
687
+ \ifpgfarrowswap%
688
+ \pgftransformyscale{-1}%
689
+ \fi%
690
+ {%
691
+ \csname pgf@ar@saves@\pgf@arrow@id\endcsname%
692
+ \pgfscope%
693
+ \pgf@arrows@color@setup%
694
+ \pgflowlevelsynccm\csname pgf@ar@cache@\pgf@arrow@id\endcsname%
695
+ \endpgfscope%
696
+ \pgf@arrows@rigid@hull%
697
+ }%
698
+ \expandafter}%
699
+ \expandafter\pgftransformxshift\expandafter{\the\pgf@xc}%
700
+ }
701
+
702
+ \def\pgf@arrows@color@setup@restore@std@colors{%
703
+ \pgfutil@namelet{\string\color@pgfstrokecolor}{pgf@strokecolor@global}%
704
+ \pgfutil@namelet{\string\color@pgffillcolor}{pgf@fillcolor@global}%
705
+ }%
706
+
707
+ \def\pgf@arrows@color@setup{%
708
+ \ifx\pgf@arrows@stroke@color\pgfutil@empty\else\pgfsetstrokecolor{\pgf@arrows@stroke@color}\fi%
709
+ \ifx\pgf@arrows@fill@color\pgfutil@empty%
710
+ \ifx\pgf@strokecolor@global\pgf@fillcolor@global
711
+ \else
712
+ \pgf@arrows@color@setup@restore@std@colors
713
+ \pgfsetfillcolor{pgfstrokecolor}%
714
+ \fi%
715
+ \else%
716
+ \pgf@arrows@color@setup@restore@std@colors
717
+ \pgfsetfillcolor{\pgf@arrows@fill@color}%
718
+ \fi%
719
+ }
720
+
721
+ \def\pgf@arrow@drawer@shift#1#2#3{%
722
+ \pgf@xb#2\pgftransformxshift{-\pgf@xb}%
723
+ \pgf@xc#1%
724
+ \advance\pgf@xc by\pgfarrowsep%
725
+ \advance\pgf@xc by-\pgf@xb%
726
+ }
727
+
728
+ \def\pgf@arrows@rigid@hull{%
729
+ \ifpgf@relevantforpicturesize%
730
+ \expandafter\let\expandafter\pgf@temp\csname pgf@ar@hull@\pgf@arrow@id\endcsname%
731
+ \ifx\pgf@temp\pgfutil@empty\else%
732
+ \let\pgf@arrow@hull@point\pgf@arrow@hull@point@first%
733
+ \pgf@temp%
734
+ \pgf@arrow@update@bb%
735
+ \fi%
736
+ \fi
737
+ }
738
+
739
+
740
+
741
+ \def\pgf@arrow@hull@point@first#1#2{%
742
+ \pgf@x#1\pgf@y#2%
743
+ \pgf@xa\pgf@pt@aa\pgf@x%
744
+ \advance\pgf@xa by\pgf@pt@ba\pgf@y%
745
+ \pgf@ya\pgf@pt@ab\pgf@x%
746
+ \advance\pgf@ya by\pgf@pt@bb\pgf@y%
747
+ \pgf@xb\pgf@xa\pgf@yb\pgf@ya%
748
+ \let\pgf@arrow@hull@point\pgf@arrow@hull@point@other%
749
+ }
750
+ \def\pgf@arrow@hull@point@other#1#2{%
751
+ \pgfutil@tempdima#1\pgfutil@tempdimb#2%
752
+ \pgf@x\pgf@pt@aa\pgfutil@tempdima%
753
+ \advance\pgf@x by\pgf@pt@ba\pgfutil@tempdimb%
754
+ \pgf@y\pgf@pt@ab\pgfutil@tempdima%
755
+ \advance\pgf@y by\pgf@pt@bb\pgfutil@tempdimb%
756
+ \ifdim\pgf@x<\pgf@xa\pgf@xa\pgf@x\else\ifdim\pgf@x>\pgf@xb\pgf@xb\pgf@x\fi\fi%
757
+ \ifdim\pgf@y<\pgf@ya\pgf@ya\pgf@y\else\ifdim\pgf@y>\pgf@yb\pgf@yb\pgf@y\fi\fi%
758
+ }
759
+
760
+ \def\pgf@arrow@update@bb{%
761
+ \advance\pgf@xa by\pgf@pt@x%
762
+ \advance\pgf@ya by\pgf@pt@y%
763
+ \advance\pgf@xb by\pgf@pt@x%
764
+ \advance\pgf@yb by\pgf@pt@y%
765
+ \ifdim\pgf@picmaxx=-16000pt\relax%
766
+ \global\pgf@picminx\pgf@xa%
767
+ \global\pgf@picmaxx\pgf@xb%
768
+ \global\pgf@picminy\pgf@ya%
769
+ \global\pgf@picmaxy\pgf@yb%
770
+ \else%
771
+ \ifdim\pgf@xa<\pgf@picminx\global\pgf@picminx\pgf@xa\fi%
772
+ \ifdim\pgf@ya<\pgf@picminy\global\pgf@picminy\pgf@ya\fi%
773
+ \ifdim\pgf@xb>\pgf@picmaxx\global\pgf@picmaxx\pgf@xb\fi%
774
+ \ifdim\pgf@yb>\pgf@picmaxy\global\pgf@picmaxy\pgf@yb\fi%
775
+ \fi%
776
+ }
777
+
778
+
779
+
780
+
781
+ \def\pgfsetarrows#1{\pgf@arrows#1\pgf@stop}
782
+ \def\pgf@arrows{\pgfutil@ifnextchar[\pgf@arrows@test@opt\pgf@arrows@}%
783
+ \def\pgf@arrows@#1-#2\pgf@stop{%
784
+ \pgfsetarrowsstart{#1}%
785
+ \pgfsetarrowsend{#2}%
786
+ }
787
+ \def\pgf@arrows@test@opt[{%
788
+ \pgfutil@ifnextchar-{\pgf@arrows@[}%
789
+ \pgf@arrows@test@opt@%
790
+ }
791
+ \def\pgf@arrows@test@opt@#1]{%
792
+ \pgfutil@ifnextchar\pgf@stop{%
793
+ \let\pgf@arrows@options\pgf@arrows@options@scope%
794
+ \pgfkeys{/pgf/arrow keys/.cd,#1}%
795
+ \let\pgf@arrows@options@scope\pgf@arrows@options%
796
+ \pgfutil@gobble%
797
+ }{%
798
+ \pgf@arrows@[#1]%
799
+ }%
800
+ }
801
+
802
+ \let\pgf@arrows@options@scope\pgfutil@empty
803
+
804
+
805
+
806
+
807
+
808
+
809
+
810
+ \pgfdeclarearrow{
811
+ name = .,
812
+ drawing code =
813
+ }
814
+
815
+
816
+
817
+ \pgfdeclarearrow{
818
+ name = _,
819
+ defaults = {sep},
820
+ drawing code =
821
+ }
822
+
823
+
824
+
825
+
826
+ \pgfdeclarearrow{ name = To, means = } %
827
+ \pgfdeclarearrow{ name = Bar, means = } %
828
+ \pgfkeys{
829
+ <-> /.tip = {To},
830
+ >-< /.tip = {>[reversed]},
831
+ | /.tip = {Bar}
832
+ }
833
+
834
+
835
+
836
+
837
+ \pgfkeys {}
838
+
839
+ \def\pgf@arrows@direct@def#1#2{\expandafter\pgf@arrows@direct@def@\expandafter{\csname pgf@ar@means@#2\endcsname}{#1}}
840
+ \def\pgf@arrows@direct@def@#1#2{\expandafter\def\csname pgf@arrows@direct@name@#2\endcsname{\pgf@arrow@handle@shorthand@empty{#1}}}
841
+ \pgf@arrows@direct@def{start@[}{]}
842
+ \pgf@arrows@direct@def{start@]}{[}
843
+ \pgf@arrows@direct@def{start@spaced [}{spaced ]}
844
+ \pgf@arrows@direct@def{start@spaced ]}{spaced [}
845
+ \pgf@arrows@direct@def{end@[}{[}
846
+ \pgf@arrows@direct@def{end@]}{]}
847
+ \pgf@arrows@direct@def{end@spaced [}{spaced [}
848
+ \pgf@arrows@direct@def{end@spaced ]}{spaced ]}
849
+
850
+ \def\pgfsetarrowoptions#1#2{\expandafter\def\csname pgf@arrow@compat@opt@#1\endcsname{#2}}
851
+ \def\pgfgetarrowoptions#1{\csname pgf@arrow@compat@opt@#1\endcsname}
852
+ \def\pgfarrowsdeclare#1#2#3#4{%
853
+ \pgfdeclarearrow{ name ={#1}-{#2}, setup code ={#3}, drawing code={#4}, parameters/.expand once={\csname pgf@arrow@compat@opt@#2\endcsname}}%
854
+ \expandafter\def\csname pgf@arrow@compat@opt@#2\endcsname{0}}
855
+ \def\pgfarrowsleftextend#1{\pgfmathsetlength\pgf@xa{#1}\pgfarrowssetbackend{\pgf@xa}}
856
+ \def\pgfarrowsrightextend#1{\pgfmathsetlength\pgf@xb{#1}\pgfarrowssettipend{\pgf@xb}}
857
+ \def\pgfarrowsdeclarealias#1#2#3#4{\pgfdeclarearrow{ name ={#1}-{#2}, means ={#4} } }
858
+ \def\pgfarrowsdeclarereversed#1#2#3#4{\pgfdeclarearrow{ name ={#1}-{#2}, means={{#4}[reversed]}}}
859
+ \def\pgfarrowsdeclarecombine{\pgfutil@ifnextchar*{\pgfarrowsdeclarecombine@star}{\pgf@@arrowsdeclarecombine}}
860
+ \def\pgf@@arrowsdeclarecombine{\pgfutil@ifnextchar[{\pgf@arrowsdeclarecombine}{\pgf@arrowsdeclarecombine[0pt]}}
861
+ \def\pgf@arrowsdeclarecombine[#1]#2#3#4#5#6#7{\def\pgf@@temp{#1}\ifx\pgf@@temp\pgf@linewidthtext\def\pgf@@temp{+0pt 1}\fi%
862
+ \pgfdeclarearrow{name ={#2}-{#3}, means={#5[sep/.expand once=\pgf@@temp]#6}}}
863
+ \def\pgf@linewidth@text{\pgflinewidth}
864
+ \def\pgfarrowsdeclarecombine@star*{\pgfutil@ifnextchar[{\pgf@arrowsdeclarecombine@star}{\pgf@arrowsdeclarecombine@star[0pt]}}
865
+ \def\pgf@arrowsdeclarecombine@star[#1]#2#3#4#5#6#7{\def\pgf@@temp{#1}\ifx\pgf@@temp\pgf@linewidthtext\def\pgf@@temp{+0pt 1}\fi%
866
+ \pgfdeclarearrow{name ={#2}-{#3}, means={#5[sep/.expand once=\pgf@@temp].#6}}}
867
+ \def\pgfarrowsdeclaredouble{\pgfutil@ifnextchar[{\pgf@arrowsdeclaredouble}{\pgf@arrowsdeclaredouble[0pt]}}
868
+ \def\pgf@arrowsdeclaredouble[#1]#2#3#4#5{\pgfarrowsdeclarecombine[#1]{#2}{#3}{#4}{#5}{#4}{#5}}
869
+ \def\pgfarrowsdeclaretriple{\pgfutil@ifnextchar[{\pgf@arrowsdeclaretriple}{\pgf@arrowsdeclaretriple[0pt]}}
870
+ \def\pgf@arrowsdeclaretriple[#1]#2#3#4#5{ \pgfarrowsdeclarecombine[#1]{pgf@trip@#2}{pgf@trip@#3}{#4}{#5}{#4}{#5}%
871
+ \pgfarrowsdeclarecombine[#1]{#2}{#3}{pgf@trip@#2}{pgf@trip@#3}{#4}{#5}}
872
+ \def\pgf@linewidthtext{\pgflinewidth}
873
+
874
+ \pgfarrowsdeclare{stealth}{stealth}
875
+ {
876
+ \pgfutil@tempdima=0.28pt%
877
+ \pgfutil@tempdimb=\pgflinewidth%
878
+ \ifdim\pgfinnerlinewidth>0pt%
879
+ \pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
880
+ \fi%
881
+ \advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
882
+ \pgfarrowsleftextend{+-3\pgfutil@tempdima}
883
+ \pgfarrowsrightextend{+5\pgfutil@tempdima}
884
+ }
885
+ {
886
+ \pgfutil@tempdima=0.28pt%
887
+ \pgfutil@tempdimb=\pgflinewidth%
888
+ \ifdim\pgfinnerlinewidth>0pt%
889
+ \pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
890
+ \fi%
891
+ \advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
892
+ \pgfpathmoveto{\pgfqpoint{5\pgfutil@tempdima}{0pt}}
893
+ \pgfpathlineto{\pgfqpoint{-3\pgfutil@tempdima}{4\pgfutil@tempdima}}
894
+ \pgfpathlineto{\pgfpointorigin}
895
+ \pgfpathlineto{\pgfqpoint{-3\pgfutil@tempdima}{-4\pgfutil@tempdima}}
896
+ \pgfusepathqfill
897
+ }
898
+ \pgfarrowsdeclarereversed{stealth reversed}{stealth reversed}{stealth}{stealth}
899
+ \pgfarrowsdeclare{to}{to}
900
+ {
901
+ \pgfutil@tempdima=-0.84pt%
902
+ \advance\pgfutil@tempdima by-1.3\pgflinewidth%
903
+ \pgfutil@tempdimb=0.21pt%
904
+ \advance\pgfutil@tempdimb by.625\pgflinewidth%
905
+ \pgfarrowsleftextend{+\pgfutil@tempdima}
906
+ \pgfarrowsrightextend{+\pgfutil@tempdimb}
907
+ }
908
+ {
909
+ \pgfutil@tempdima=0.28pt%
910
+ \advance\pgfutil@tempdima by.3\pgflinewidth%
911
+ \pgfsetlinewidth{0.8\pgflinewidth}
912
+ \pgfsetdash{}{+0pt}
913
+ \pgfsetroundcap
914
+ \pgfsetroundjoin
915
+ \pgfpathmoveto{\pgfqpoint{-3\pgfutil@tempdima}{4\pgfutil@tempdima}}
916
+ \pgfpathcurveto
917
+ {\pgfqpoint{-2.75\pgfutil@tempdima}{2.5\pgfutil@tempdima}}
918
+ {\pgfqpoint{0pt}{0.25\pgfutil@tempdima}}
919
+ {\pgfqpoint{0.75\pgfutil@tempdima}{0pt}}
920
+ \pgfpathcurveto
921
+ {\pgfqpoint{0pt}{-0.25\pgfutil@tempdima}}
922
+ {\pgfqpoint{-2.75\pgfutil@tempdima}{-2.5\pgfutil@tempdima}}
923
+ {\pgfqpoint{-3\pgfutil@tempdima}{-4\pgfutil@tempdima}}
924
+ \pgfusepathqstroke
925
+ }
926
+ \pgfkeys{To /.tip = to}
927
+ \pgfarrowsdeclare{to reversed}{to reversed}
928
+ {
929
+ \pgfutil@tempdima=-0.21pt%
930
+ \advance\pgfutil@tempdima by-0.475\pgflinewidth%
931
+ \pgfutil@tempdimb=0.98pt%
932
+ \advance\pgfutil@tempdimb by1.45\pgflinewidth%
933
+ \pgfarrowsleftextend{+\pgfutil@tempdima}
934
+ \pgfarrowsrightextend{+\pgfutil@tempdimb}
935
+ }
936
+ {
937
+ \pgfutil@tempdima=0.28pt%
938
+ \advance\pgfutil@tempdima by.3\pgflinewidth%
939
+ \pgfsetlinewidth{+0.8\pgflinewidth}
940
+ \pgfsetdash{}{+0pt}
941
+ \pgfsetroundcap
942
+ \pgfsetroundjoin
943
+ \pgfpathmoveto{\pgfqpoint{3.5\pgfutil@tempdima}{4\pgfutil@tempdima}}
944
+ \pgfpathcurveto
945
+ {\pgfqpoint{3.25\pgfutil@tempdima}{2.5\pgfutil@tempdima}}
946
+ {\pgfqpoint{0.5\pgfutil@tempdima}{0.25\pgfutil@tempdima}}
947
+ {\pgfqpoint{-0.25\pgfutil@tempdima}{0\pgfutil@tempdima}}
948
+ \pgfpathcurveto
949
+ {\pgfqpoint{0.5\pgfutil@tempdima}{-0.25\pgfutil@tempdima}}
950
+ {\pgfqpoint{3.25\pgfutil@tempdima}{-2.5\pgfutil@tempdima}}
951
+ {\pgfqpoint{3.5\pgfutil@tempdima}{-4\pgfutil@tempdima}}
952
+ \pgfusepathqstroke
953
+ }
954
+ \pgfarrowsdeclare{latex}{latex}
955
+ {
956
+ \pgfutil@tempdima=0.28pt%
957
+ \pgfutil@tempdimb=\pgflinewidth%
958
+ \ifdim\pgfinnerlinewidth>0pt%
959
+ \pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
960
+ \fi%
961
+ \advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
962
+ \pgfarrowsleftextend{+-1\pgfutil@tempdima}
963
+ \pgfarrowsrightextend{+9\pgfutil@tempdima}
964
+ }
965
+ {
966
+ \pgfutil@tempdima=0.28pt%
967
+ \pgfutil@tempdimb=\pgflinewidth%
968
+ \ifdim\pgfinnerlinewidth>0pt%
969
+ \pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
970
+ \fi%
971
+ \advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
972
+ \pgfpathmoveto{\pgfqpoint{9\pgfutil@tempdima}{0pt}}
973
+ \pgfpathcurveto
974
+ {\pgfqpoint{6.3333\pgfutil@tempdima}{.5\pgfutil@tempdima}}
975
+ {\pgfqpoint{2\pgfutil@tempdima}{2\pgfutil@tempdima}}
976
+ {\pgfqpoint{-1\pgfutil@tempdima}{3.75\pgfutil@tempdima}}
977
+ \pgfpathlineto{\pgfqpoint{-1\pgfutil@tempdima}{-3.75\pgfutil@tempdima}}
978
+ \pgfpathcurveto
979
+ {\pgfqpoint{2\pgfutil@tempdima}{-2\pgfutil@tempdima}}
980
+ {\pgfqpoint{6.3333\pgfutil@tempdima}{-.5\pgfutil@tempdima}}
981
+ {\pgfqpoint{9\pgfutil@tempdima}{0pt}}
982
+ \pgfusepathqfill
983
+ }
984
+ \pgfarrowsdeclarereversed{latex reversed}{latex reversed}{latex}{latex}
985
+ \pgfarrowsdeclare{@bar}{@bar}
986
+ {
987
+ \pgfarrowsleftextend{+-0.25\pgflinewidth}
988
+ \pgfarrowsrightextend{+.75\pgflinewidth}
989
+ }
990
+ {
991
+ \pgfutil@tempdima=2pt%
992
+ \advance\pgfutil@tempdima by1.5\pgflinewidth%
993
+ \pgfsetdash{}{+0pt}
994
+ \pgfsetrectcap
995
+ \pgfpathmoveto{\pgfqpoint{0.25\pgflinewidth}{-\pgfutil@tempdima}}
996
+ \pgfpathlineto{\pgfqpoint{0.25\pgflinewidth}{\pgfutil@tempdima}}
997
+ \pgfusepathqstroke
998
+ }
999
+ \pgfkeys{Bar /.tip = @bar}
1000
+ \pgfarrowsdeclare{space}{space}
1001
+ {
1002
+ \pgfutil@tempdima=0.88pt%
1003
+ \advance\pgfutil@tempdima by.3\pgflinewidth%
1004
+ \pgfarrowsleftextend{0pt}
1005
+ \pgfarrowsrightextend{\pgfutil@tempdima}
1006
+ }
1007
+ {}
1008
+
1009
+
1010
+
1011
+ \endinput
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoreexternal.code.tex ADDED
@@ -0,0 +1,357 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+
2
+ \ProvidesFileRCS{pgfcoreexternal.code.tex}
3
+
4
+
5
+
6
+ \newif\ifpgfexternal@aux@in@dpth
7
+ \newif\ifpgfexternal@info
8
+
9
+ \pgfkeys{
10
+ /pgf/images/include external/.code={\pgfimage{#1}},
11
+ /pgf/images/aux in dpth/.is if=pgfexternal@aux@in@dpth,
12
+ /pgf/images/aux in dpth/.default=true,
13
+ /pgf/images/trim external/.code n args={4}{%
14
+ \def\pgf@external@kern@left{#1}%
15
+ \def\pgf@external@kern@bottom{#2}%
16
+ \def\pgf@external@kern@right{#3}%
17
+ \def\pgf@external@kern@top{#4}%
18
+ \ifx\pgf@external@kern@left\pgfutil@empty\def\pgf@external@kern@left{0sp}\fi%
19
+ \ifx\pgf@external@kern@bottom\pgfutil@empty\def\pgf@external@kern@bottom{0sp}\fi%
20
+ \ifx\pgf@external@kern@right\pgfutil@empty\def\pgf@external@kern@right{0sp}\fi%
21
+ \ifx\pgf@external@kern@top\pgfutil@empty\def\pgf@external@kern@top{0sp}\fi%
22
+ },
23
+ /pgf/images/trim external={1truein}{1truein}{1truein}{1truein},
24
+ /pgf/images/external info/.is if=pgfexternal@info,
25
+ /pgf/images/external info/.default=true,
26
+ }
27
+
28
+
29
+
30
+ \newif\ifpgfexternalreadmainaux
31
+ \pgfexternalreadmainauxtrue
32
+
33
+
34
+ \def\pgfrealjobname#1{%
35
+ \global\let\pgfactualjobname=\jobname
36
+ \edef\pgf@tempa{\expandafter\string\csname #1\endcsname}%
37
+ \edef\pgf@tempb{\expandafter\string\csname\jobname\endcsname}%
38
+ \ifx\pgf@tempa\pgf@tempb%
39
+ \else%
40
+ \pgf@external@grabshipouttrue%
41
+ \pgfexternal@nofiles%
42
+ \ifpgfexternalreadmainaux
43
+ \gdef\jobname{#1}%
44
+ \fi
45
+ \ifpgfexternal@aux@in@dpth
46
+ \csname newwrite\endcsname\w@pgfexternal@auxout
47
+ \fi
48
+ \pgfexternal@geometry@compatibility
49
+ \fi%
50
+ \gdef\pgfrealjobname##1{}%
51
+ }
52
+
53
+ \def\pgfexternal@geometry@compatibility{%
54
+ \pgfutil@ifundefined{geometry}{%
55
+ }{%
56
+ \pgf@typeout{Package TikZ externalization: calling \string\geometry{driver=none} during externalization.^^J}%
57
+ \geometry{driver=none}%
58
+ }%
59
+ }%
60
+
61
+ \def\pgfexternal@nofiles{%
62
+ \let\pgfexternal@nofiles@=\relax
63
+ \def\relax{\relax}%
64
+ \csname nofiles\endcsname
65
+ \let\relax=\pgfexternal@nofiles@
66
+ }%
67
+
68
+ \newif\ifpgf@external@grabshipout
69
+ \newbox\pgfexternal@startupbox
70
+
71
+ \pgfutil@ifundefined{AtBeginDocument}{}{%
72
+ \AtBeginDocument{%
73
+ \ifpgf@external@grabshipout%
74
+ \global\let\pgfexternal@originalshipout=\shipout%
75
+ \global\def\shipout{\setbox\pgfpic=}%
76
+ \maxdeadcycles=10000%
77
+ {%
78
+ \output{\global\setbox\pgfexternal@startupbox=\vbox{\csname @begindvi\endcsname\unvbox255}}%
79
+ \hbox{}\eject%
80
+ }%
81
+ \fi%
82
+ }
83
+ }%
84
+
85
+ \pgfutil@ifundefined{AtEndDocument}{}{%
86
+ \AtEndDocument{%
87
+ \ifpgf@external@grabshipout
88
+ \pgfutil@ifundefined{pgfexternal@did@a@shipout}{%
89
+ \pgfexternal@error@no@shipout
90
+ }{}%
91
+ \fi
92
+ }%
93
+ }
94
+
95
+ \def\pgfexternal@error@no@shipout{%
96
+ \pgferror{Sorry, image externalization failed: the resulting image was EMPTY. I tried to externalize '\pgfactualjobname'. Perhaps there was a typo somewhere? Please check that your document contains '\string\beginpgfgraphicnamed{\pgfactualjobname} ... \string\endpgfgraphicnamed'}%
97
+ }%
98
+
99
+
100
+
101
+ \def\pgf@externalbegin#1{%
102
+ \let\pgf@next=\pgf@external@normal%
103
+ \ifpgf@external@grabshipout%
104
+ \edef\pgf@tempa{\expandafter\string\csname #1\endcsname}%
105
+ \edef\pgf@tempb{\expandafter\string\csname\pgfactualjobname\endcsname}%
106
+ \ifx\pgf@tempa\pgf@tempb%
107
+ \let\pgf@next=\pgf@external@grab%
108
+ \fi%
109
+ \fi%
110
+ \pgf@next{#1}%
111
+ }
112
+
113
+
114
+ \AtBeginDocument{
115
+ \let\beginpgfgraphicnamed=\pgf@externalbegin%
116
+ \let\endpgfgraphicnamed=\unskip
117
+ }
118
+
119
+
120
+ \def\pgf@external@normal#1{%
121
+ \let\pgf@filename=\pgfutil@empty%
122
+ \expandafter\pgf@findfile\pgfsys@imagesuffixlist:+{#1}%
123
+ \ifx\pgf@filename\pgfutil@empty%
124
+ \let\pgf@next=\relax%
125
+ \else%
126
+ \let\pgf@next=\pgf@replacepicturebygraphic%
127
+ \fi%
128
+ \pgf@next%
129
+ }
130
+
131
+ \long\def\pgf@replacepicturebygraphic#1\endpgfgraphicnamed{%
132
+ \expandafter\pgfincludeexternalgraphics\expandafter{\pgf@filename}\unskip
133
+ }
134
+
135
+ \def\pgfincludeexternalgraphics#1{%
136
+ \begingroup
137
+ \pgfexternalreaddpth{#1}%
138
+ \pgfkeysifdefined{/pgf/images/include external/#1/.@cmd}{%
139
+ \pgfkeysgetvalue{/pgf/images/include external/#1/.@cmd}\pgf@tempa
140
+ \pgfkeyslet{/pgf/images/include external/.@cmd}\pgf@tempa
141
+ }{}%
142
+ \setbox1=\hbox{\pgfkeysvalueof{/pgf/images/include external/.@cmd}{#1}\pgfeov}%
143
+ \ifdim\pgfexternaltrimleft=0sp \else \kern\pgfexternaltrimleft\relax \fi
144
+ \ifdim\pgfexternaldepth=0pt
145
+ \box1
146
+ \else
147
+ \dimen0=\pgfexternaldepth\relax
148
+ \hbox{\lower\dimen0 \box1 }%
149
+ \fi
150
+ \ifdim\pgfexternaltrimright=0sp \else \kern\pgfexternaltrimright\relax \fi
151
+ \endgroup
152
+ }
153
+
154
+ \def\pgfexternalreaddpth#1{%
155
+ \edef\pgfexternalreaddpth@restore{%
156
+ \noexpand\endlinechar=\the\endlinechar\space
157
+ \noexpand\catcode`\noexpand\@=\the\catcode`\@\space
158
+ }%
159
+ \def\pgfexternaldepth{0sp}%
160
+ \def\pgfexternaltrimleft{0sp}%
161
+ \def\pgfexternaltrimright{0sp}%
162
+ \endlinechar=-1 %
163
+ \catcode`\@=11
164
+ \openin\r@pgf@reada=#1.dpth
165
+ \pgfincludeexternalgraphics@read@dpth
166
+ \pgfexternalreaddpth@restore
167
+ }%
168
+ \def\pgfincludeexternalgraphics@read@dpth{%
169
+ \ifeof\r@pgf@reada
170
+ \closein\r@pgf@reada
171
+ \else
172
+ \read\r@pgf@reada to\pgfincludeexternalgraphics@auxline
173
+ \ifx\pgfincludeexternalgraphics@auxline\pgfutil@empty
174
+ \else
175
+ \expandafter\pgfincludeexternalgraphics@read@dpth@line\pgfincludeexternalgraphics@auxline\pgfincludeexternalgraphics@read@dpth@line@EOI
176
+ \fi
177
+ \expandafter\pgfincludeexternalgraphics@read@dpth
178
+ \fi
179
+ }%
180
+
181
+ \def\pgfexternal@restore#1{#1}%
182
+
183
+ \long\def\pgfincludeexternalgraphics@read@dpth@line@getfirst#1#2\pgfincludeexternalgraphics@read@dpth@line@EOI{%
184
+ \def\pgf@first{#1}%
185
+ }%
186
+ \long\def\pgfincludeexternalgraphics@read@dpth@line#1\pgfincludeexternalgraphics@read@dpth@line@EOI{%
187
+ \pgfincludeexternalgraphics@read@dpth@line@getfirst#1\pgfincludeexternalgraphics@read@dpth@line@EOI
188
+ \expandafter\ifcat\expandafter\noexpand\pgf@first\relax
189
+ \expandafter\ifx\pgf@first\pgfexternal@restore
190
+ #1%
191
+ \else
192
+ \pgfutil@ifundefined{if@filesw}{%
193
+ }{%
194
+ \if@filesw
195
+ {%
196
+ \toks0={#1}%
197
+ \immediate\write\@auxout{%
198
+ \noexpand\def\noexpand\dpthimport{\the\toks0}\noexpand\dpthimport}%
199
+ }%
200
+ \fi
201
+ }%
202
+ \fi
203
+ \else%
204
+ \def\pgfexternaldepth{#1}%
205
+ \fi
206
+ }%
207
+
208
+ \def\pgfexternalstorecommand#1{%
209
+ }%
210
+ \def\pgfexternalstorecommand@isexporting#1{%
211
+ \immediate\write\w@pgfexternal@auxout{\noexpand\pgfexternal@restore{#1}}%
212
+ }%
213
+
214
+
215
+
216
+ \def\pgf@external@grab#1{%
217
+ \def\pgf@filename{#1}%
218
+ \ifpgfexternal@aux@in@dpth
219
+ \begingroup
220
+ \pgf@external@init@aux@in@dpth
221
+ \let\G@refundefinedtrue=\pgf@external@grab@refundefinedtrue
222
+ \fi
223
+ \gdef\pgf@trimleft@final{0sp}%
224
+ \gdef\pgf@trimright@final{0sp}%
225
+ \setbox\pgfpic=\hbox\bgroup\bgroup%
226
+ \let\endpgfgraphicnamed=\pgf@externalend%
227
+ }
228
+
229
+ {\catcode`\^=12 \gdef\pgfexternal@hat{^}}
230
+
231
+ \expandafter\let\expandafter\pgf@external@grab@refundefinedtrue@orig\csname G@refundefinedtrue\endcsname
232
+
233
+ \def\pgf@external@grab@refundefinedtrue{%
234
+ \pgf@external@grab@refundefinedtrue@orig
235
+ \begingroup
236
+ \def\n{\pgfexternal@hat\pgfexternal@hat J}%
237
+ \pgfexternalstorecommand{%
238
+ \pgf@external@grab@refundefinedtrue@code
239
+ \noexpand\immediate\noexpand\write16{\pgf@external@grab@refundefinedtrue@warning}%
240
+ \noexpand\G@refundefinedtrue
241
+ }%
242
+ \endgroup
243
+ }%
244
+
245
+ \def\pgf@external@grab@refundefinedtrue@code{}
246
+
247
+ \def\pgf@external@grab@refundefinedtrue@warning{%
248
+ LaTeX Warning: External picture `\pgfactualjobname' contains undefined references\noexpand\on@line.\n
249
+ }%
250
+
251
+ \let\pgf@external@@protected@write@orig=\protected@write
252
+ \long\def\pgf@external@@protected@write@immediate#1#2#3{%
253
+ \begingroup
254
+ \let\pgf@write@=\write
255
+ \def\write{\noexpand\immediate\pgf@write@}%
256
+ \pgf@external@@protected@write@orig{#1}{#2}{#3}%
257
+ \endgroup
258
+ }%
259
+
260
+ \def\pgf@external@init@aux@in@dpth{%
261
+ \let\pgfexternalstorecommand=\pgfexternalstorecommand@isexporting
262
+ \csname @fileswtrue\endcsname
263
+ \immediate\openout\w@pgfexternal@auxout=\pgf@filename.dpth
264
+ \let\@auxout=\w@pgfexternal@auxout
265
+ \let\protected@write=\pgf@external@@protected@write@immediate
266
+ }%
267
+
268
+ \def\pgf@externalend@storeshifts#1{%
269
+ \immediate\write#1{\the\dp\pgfpic}%
270
+ \ifx\pgf@trimleft@final\pgfutil@empty\else
271
+ \immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternaltrimleft{\pgf@trimleft@final}}}%
272
+ \fi
273
+ \ifx\pgf@trimright@final\pgfutil@empty\else
274
+ \immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternaltrimright{\pgf@trimright@final}}}%
275
+ \fi
276
+ \ifpgfexternal@info
277
+ \immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternalwidth{\the\wd\pgfpic}}}%
278
+ \immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternalheight{\the\dimen0}}}%
279
+ \fi
280
+ }
281
+ \def\pgf@externalend{%
282
+ \unskip\egroup\egroup%
283
+ {%
284
+ \def\pgf@external@trim{0}%
285
+ \def\pgf@external@store@dpth{0}%
286
+ \ifpgf@trim@lowlevel
287
+ \gdef\pgf@trimleft@final{}%
288
+ \gdef\pgf@trimright@final{}%
289
+ \else
290
+ \ifdim\pgf@trimleft@final=0sp \gdef\pgf@trimleft@final{} \else\def\pgf@external@trim{1}\fi
291
+ \ifdim\pgf@trimright@final=0sp \gdef\pgf@trimright@final{} \else\def\pgf@external@trim{1}\fi
292
+ \if1\pgf@external@trim
293
+ \setbox\pgfpic=\hbox{%
294
+ \ifx\pgf@trimleft@final\pgfutil@empty\else\kern-\pgf@trimleft@final\fi
295
+ \box\pgfpic
296
+ \ifx\pgf@trimright@final\pgfutil@empty\else\kern-\pgf@trimright@final\fi
297
+ }%
298
+ \def\pgf@external@store@dpth{1}%
299
+ \fi
300
+ \fi
301
+ \parindent0pt %
302
+ \hoffset=0pt %
303
+ \voffset=0pt
304
+ \dimen0\ht\pgfpic%
305
+ \advance\dimen0\dp\pgfpic%
306
+ \ifdim\dp\pgfpic=0pt\relax
307
+ \else%
308
+ \def\pgf@external@store@dpth{1}%
309
+ \fi
310
+ \ifpgfexternal@info
311
+ \def\pgf@external@store@dpth{1}%
312
+ \fi
313
+ \if1\pgf@external@store@dpth
314
+ \ifpgfexternal@aux@in@dpth
315
+ \pgf@externalend@storeshifts\@auxout
316
+ \immediate\closeout\@auxout
317
+ \else
318
+ \immediate\openout\pgf@plotwrite=\pgf@filename.dpth
319
+ \pgf@externalend@storeshifts\pgf@plotwrite
320
+ \immediate\closeout\pgf@plotwrite
321
+ \fi
322
+ \fi
323
+ \pgfsys@prepare@papersize{\the\wd\pgfpic}{\the\dimen0}%
324
+ \setbox0=\vbox{%
325
+ \kern -\pgf@external@kern@top\relax%
326
+ \hbox{%
327
+ \kern -\pgf@external@kern@left\relax%
328
+ \hbox to0pt{%
329
+ \wd\pgfexternal@startupbox=0pt %
330
+ \ht\pgfexternal@startupbox=0pt %
331
+ \dp\pgfexternal@startupbox=0pt %
332
+ \box\pgfexternal@startupbox%
333
+ \pgfsys@atbegindocument\hss}%
334
+ \box\pgfpic%
335
+ \kern\pgf@external@kern@right\relax%
336
+ }%
337
+ \kern\pgf@external@kern@bottom\relax%
338
+ }%
339
+ \let\pgfexternal@nointerlineskip@orig=\nointerlineskip
340
+ \let\nointerlineskip=\pgfexternal@nointerlineskip
341
+ \pgfexternal@originalshipout\box0 %
342
+ \gdef\pgfexternal@did@a@shipout{1}%
343
+ }%
344
+ \ifpgfexternal@aux@in@dpth
345
+ \endgroup
346
+ \fi
347
+ }
348
+
349
+ \def\pgfexternal@nointerlineskip{%
350
+ \ifvmode
351
+ \pgfexternal@nointerlineskip@orig
352
+ \else
353
+ \relax%
354
+ \fi
355
+ }%
356
+
357
+ \endinput
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoregraphicstate.code.tex ADDED
@@ -0,0 +1,162 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+
2
+ \ProvidesFileRCS{pgfcoregraphicstate.code.tex}
3
+
4
+
5
+ \newdimen\pgflinewidth
6
+
7
+
8
+
9
+ \def\pgfsetlinewidth#1{%
10
+ \pgfmathsetlength\pgflinewidth{#1}%
11
+ \global\pgflinewidth=\pgflinewidth%
12
+ \pgfsys@setlinewidth{\the\pgflinewidth}%
13
+ \ignorespaces}
14
+
15
+
16
+
17
+ \def\pgfsetinnerlinewidth#1{%
18
+ \pgfmathsetlength\pgf@x{#1}%
19
+ \edef\pgfinnerlinewidth{\the\pgf@x}%
20
+ }
21
+ \def\pgfinnerlinewidth{0pt}
22
+
23
+
24
+
25
+ \def\pgfsetinnerstrokecolor#1{\def\pgfinnerstrokecolor{#1}}
26
+ \def\pgfinnerstrokecolor{white}
27
+
28
+
29
+
30
+ \def\pgfsetmiterlimit#1{%
31
+ \ifdim#1pt<1pt\pgferror{miter limit cannot be less than 1}\fi%
32
+ \pgfsys@setmiterlimit{#1}%
33
+ \ignorespaces}
34
+
35
+
36
+
37
+ \def\pgfsetdash#1#2{%
38
+ \def\pgf@temp{}%
39
+ \def\pgf@next{\pgf@strip}%
40
+ \pgf@strip#1{pgf@stop}%
41
+ \pgfmathsetlength\pgf@x{#2}%
42
+ \pgfsys@setdash{\pgf@temp}{\the\pgf@x}%
43
+ \ignorespaces}
44
+
45
+ \def\pgf@strip#1{%
46
+ \def\pgf@@temp{#1}%
47
+ \ifx\pgf@@temp\pgf@stop%
48
+ \let\pgf@next=\relax%
49
+ \else%
50
+ \pgfmathsetlength\pgf@x{#1}%
51
+ \ifx\pgf@temp\pgfutil@empty%
52
+ \edef\pgf@temp{\the\pgf@x}%
53
+ \else%
54
+ \edef\pgf@temp{\pgf@temp,\the\pgf@x}%
55
+ \fi%
56
+ \fi\pgf@next}
57
+
58
+ \def\pgf@stop{pgf@stop}
59
+
60
+
61
+
62
+ \def\pgfsetstrokecolor#1{%
63
+ \pgfutil@colorlet{pgfstrokecolor}{#1}%
64
+ \pgfutil@ifundefined{applycolormixins}{}{\applycolormixins{pgfstrokecolor}}%
65
+ \expandafter\let\expandafter\pgf@temp\csname\string\color@pgfstrokecolor\endcsname
66
+ \global\let\pgf@strokecolor@global=\pgf@temp
67
+ \expandafter\pgf@setstrokecolor\pgf@temp%
68
+ }
69
+ \def\pgf@setstrokecolor#1#2#3#4#5{%
70
+ \expandafter\ifx\csname pgfsys@color@#4@stroke\endcsname\relax%
71
+ \pgferror{Unsupported color model `#4'. Sorry}%
72
+ \else%
73
+ \edef\pgf@colmarshal{\expandafter\noexpand\csname pgfsys@color@#4@stroke\endcsname}%
74
+ \pgf@uncomma#5,,%
75
+ \pgf@colmarshal%
76
+ \fi}
77
+
78
+ \def\pgf@uncomma#1,{%
79
+ \def\pgf@coltest{#1}%
80
+ \ifx\pgf@coltest\pgfutil@empty%
81
+ \let\pgf@colnext=\relax%
82
+ \else%
83
+ \expandafter\def\expandafter\pgf@colmarshal\expandafter{\pgf@colmarshal{#1}}%
84
+ \let\pgf@colnext=\pgf@uncomma%
85
+ \fi%
86
+ \pgf@colnext%
87
+ }
88
+
89
+
90
+
91
+ \def\pgfsetfillcolor#1{%
92
+ \pgfutil@colorlet{pgffillcolor}{#1}%
93
+ \pgfutil@ifundefined{applycolormixins}{}{\applycolormixins{pgffillcolor}}%
94
+ \expandafter\let\expandafter\pgf@temp\csname\string\color@pgffillcolor\endcsname
95
+ \global\let\pgf@fillcolor@global=\pgf@temp
96
+ \expandafter\pgf@setfillcolor\pgf@temp
97
+ }
98
+ \def\pgf@setfillcolor#1#2#3#4#5{%
99
+ \expandafter\ifx\csname pgfsys@color@#4@fill\endcsname\relax%
100
+ \pgferror{Unsupported color model `#4'. Sorry}%
101
+ \else%
102
+ \edef\pgf@colmarshal{\expandafter\noexpand\csname pgfsys@color@#4@fill\endcsname}%
103
+ \pgf@uncomma#5,,%
104
+ \pgf@colmarshal%
105
+ \fi}
106
+
107
+
108
+
109
+
110
+ \def\pgfsetcolor#1{%
111
+ \pgfutil@colorlet{pgfstrokecolor}{#1}%
112
+ \pgfutil@ifundefined{applycolormixins}{}{\applycolormixins{pgfstrokecolor}}%
113
+ \expandafter\let\expandafter\pgf@temp\csname\string\color@pgfstrokecolor\endcsname
114
+ \global\let\pgf@strokecolor@global=\pgf@temp
115
+ \global\let\pgf@fillcolor@global=\pgf@temp
116
+ \expandafter\pgf@setcolor\pgf@temp%
117
+ }
118
+ \def\pgf@setcolor#1#2#3#4#5{%
119
+ \expandafter\ifx\csname pgfsys@color@#4\endcsname\relax%
120
+ \pgferror{Unsupported color model `#4'. Sorry}%
121
+ \else%
122
+ \edef\pgf@colmarshal{\expandafter\noexpand\csname pgfsys@color@#4\endcsname}%
123
+ \pgf@uncomma#5,,%
124
+ \pgf@colmarshal%
125
+ \fi}
126
+
127
+ \def\XC@bcolor{\pgfsys@color@reset}
128
+
129
+
130
+ \def\pgfsetbuttcap{\pgfsys@buttcap\ignorespaces}
131
+
132
+
133
+
134
+ \def\pgfsetroundcap{\pgfsys@roundcap\ignorespaces}
135
+
136
+
137
+
138
+ \def\pgfsetrectcap{\pgfsys@rectcap\ignorespaces}
139
+
140
+
141
+
142
+ \def\pgfsetmiterjoin{\pgfsys@miterjoin\ignorespaces}
143
+
144
+
145
+
146
+ \def\pgfsetbeveljoin{\pgfsys@beveljoin\ignorespaces}
147
+
148
+
149
+
150
+ \def\pgfsetroundjoin{\pgfsys@roundjoin\ignorespaces}
151
+
152
+
153
+
154
+ \def\pgfseteorule{\pgfsys@eoruletrue\ignorespaces}
155
+
156
+
157
+
158
+ \def\pgfsetnonzerorule{\pgfsys@eorulefalse\ignorespaces}
159
+
160
+
161
+
162
+ \endinput