Add preprints files (part 4)
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- .gitattributes +28 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/README.md +18 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/figures/list-concatenation.tex +63 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/main.tex +78 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/references.bib +316 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/descent.tex +486 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/introduction.tex +161 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/kernel.tex +459 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/lifts.tex +579 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/local.tex +347 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/primes.tex +488 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/tuples.tex +510 -0
- preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf +3 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/.gitignore +1 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/README.md +18 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/figures/block.tex +82 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/main.tex +39 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/references.tex +74 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/fourier.tex +168 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/graph.tex +227 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/introduction.tex +115 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/threshold.tex +77 -0
- preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf +3 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/README.md +17 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/accumulation.tex +41 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/cap.tex +35 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/geometry.tex +37 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/pulse.tex +30 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/main.tex +228 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/references.bib +195 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/assembly.tex +289 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/caps.tex +484 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/model.tex +105 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/pulse.tex +406 -0
- preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf +3 -0
- preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/figures/crossing-cycle.tex +25 -0
- preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/paper.tex +42 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/README.md +19 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/capacity-three.tex +26 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/global-gap-filters.tex +38 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/shared-cutoff.tex +21 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/switch-localization.tex +24 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/lists.tex +372 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/paper.tex +541 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/references.bib +135 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/separators.tex +162 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcore.code.tex +33 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcorearrows.code.tex +1011 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoreexternal.code.tex +357 -0
- preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoregraphicstate.code.tex +162 -0
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preprints/A-Pivotal-Amplitude-for-Voronoi-Percolation-from-Cardys-Formula-October-5-2026/voronoi-pivotal-amplitude.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-pointwise-2-converse-for-elliptic-curves-with-rational-two-torsion-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Polynomial-Time-2-Approximation-for-Shortest-Common-Superstring-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Pivotal-Amplitude-for-Voronoi-Percolation-from-Cardys-Formula-October-5-2026/voronoi-pivotal-amplitude.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-pointwise-2-converse-for-elliptic-curves-with-rational-two-torsion-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Polynomial-Time-2-Approximation-for-Shortest-Common-Superstring-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-polynomial-time-construction-of-strong-thin-trees-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-positive-solution-to-Tingleys-problem-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-power-improvement-in-the-Heilbronn-triangle-lower-bound-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-power-saving-for-intersective-polynomial-differences-with-an-exponent-depending-only-on-the-degree-October-5-2026/power-saving-intersective-polynomial-differences.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-power-saving-for-planar-halving-lines-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-power-saving-for-planar-unit-distances-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-power-saving-for-square-difference-free-sets-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-product-counterexample-to-the-simplex-maximum-for-projection-body-volume-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-projective-fourfold-with-large-fundamental-group-and-non-Stein-universal-cover-October-5-2026/large-fundamental-group-non-stein.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-proof-of-Seymours-second-neighborhood-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-quadratic-bound-for-Jacobsthals-function-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-radial-continuum-phase-transition-with-algebraic-decay-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-rational-obstruction-to-strong-chromatic-splitting-at-height-three-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-sharp-entropy-bound-and-the-simplex-inequality-for-isotropic-constants-October-5-2026/isotropic-simplex.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-sharp-Fourier-certificate-for-planar-circle-packing-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-single-lattice-covering-bound-of-order-n-log-n-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-singular-normal-affine-surface-with-free-tangent-sheaf-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-smooth-three-torus-diffeomorphism-with-simple-Lebesgue-spectrum-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-spectral-gap-throughout-the-high-temperature-Sherrington-Kirkpatrick-phase-September-24-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-stable-coordinate-that-is-not-a-coordinate-in-four-variables-October-5-2026/stable-coordinate-four-variables.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-strict-four-row-permanent-inequality-and-permutation-moments-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-strict-inverse-first-power-bound-for-univalent-functions-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-superquadratic-separation-between-sensitivity-and-block-sensitivity-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-surface-counterexample-to-Shafarevich-holomorphic-convexity-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/README.md
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# [A Power Saving for Polynomial Differences at Prime Arguments](prime-argument-polynomial-differences.pdf)
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**Author:** OpenAI
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**Date:** October 5, 2026
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## Citation
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```bibtex
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@misc{OAI:A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026,
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author = {{OpenAI}},
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title = {{A Power Saving for Polynomial Differences at Prime Arguments}},
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howpublished = {OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf}{OAI:A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026}},
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year = {2026}
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}
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```
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preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/figures/list-concatenation.tex
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\begin{figure}[!bp]
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\centering
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\begin{tikzpicture}[
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x=1cm,y=1cm,>=Stealth,
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every node/.style={font=\small},
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oldlist/.style={draw=black!65,rounded corners=1pt,minimum height=8mm,
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minimum width=32mm,inner sep=2pt},
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guide/.style={draw=black!65,->,line width=.5pt},
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chosen/.style={fill=blue!7,draw=blue!55!black},
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index/.style={text=blue!55!black}
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]
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\node[anchor=south] at (5.4,.9)
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{Old plus lists whose addresses forget to $u$};
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\node[anchor=south] at (1.6,.42) {$(u,\sigma_1)$};
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\node[anchor=south] at (5.4,.42) {$(u,\sigma_a)$};
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\node[anchor=south] at (9.2,.42) {$(u,\sigma_{r_*})$};
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\node[oldlist] (first) at (1.6,0)
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{$(Y_{(u,\sigma_1),i})_{i\in[\ell_s]}$};
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\node[oldlist,chosen] (middle) at (5.4,0)
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{$(Y_{(u,\sigma_a),i})_{i\in[\ell_s]}$};
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\node[oldlist] (last) at (9.2,0)
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{$(Y_{(u,\sigma_{r_*}),i})_{i\in[\ell_s]}$};
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\node at (3.5,0) {$\cdots$};
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\node at (7.3,0) {$\cdots$};
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\draw[guide] (first.south) -- (1.6,-1.18);
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\draw[guide] (middle.south) -- (5.4,-1.18);
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\draw[guide] (last.south) -- (9.2,-1.18);
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\node[fill=white,inner sep=2pt] at (5.4,-.8) {concatenate};
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\fill[blue!7] (3.8,-1.2) rectangle (7,-2);
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\draw[black!65] (0,-1.2) rectangle (10.8,-2);
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\draw[black!65] (3.2,-1.2) -- (3.2,-2);
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\draw[black!65] (3.8,-1.2) -- (3.8,-2);
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\draw[black!65] (7,-1.2) -- (7,-2);
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\draw[black!65] (7.6,-1.2) -- (7.6,-2);
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\node at (1.6,-1.6) {sublist $1$};
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\node at (3.5,-1.6) {$\cdots$};
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\node[index] at (5.4,-1.6) {sublist $a$};
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\node at (7.3,-1.6) {$\cdots$};
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\node at (9.2,-1.6) {sublist $r_*$};
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\draw[decorate,decoration={brace,mirror,amplitude=4pt}]
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(0,-2.12) -- (10.8,-2.12);
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\node[anchor=north] at (5.4,-2.33)
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{$\widetilde Y_u:\quad \ell_{s+1}=r_*\ell_s\ \text{independent uniform entries}$};
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\node[align=center,text width=11.4cm,anchor=north] at (5.4,-3.02)
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{For $v\in V_+$ with $u_S(v)=(u,\sigma_a)$, retain only indices\\[3pt]
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$\displaystyle j'_v\in\{(a-1)\ell_s+1,\ldots,a\ell_s\},
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\qquad \mathbb P(\text{retained at every }v\in V_+)=r_*^{-d/2}.$};
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\end{tikzpicture}
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\caption{Marking the cut block $b$: the comparison between $S$ and
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$S'=S\cup\{b\}$. For each new address $u$, concatenate its $r_*$ old
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plus lists; the displayed sublists are schematic. Independence and
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probabilities refer to sampling before weights are applied.
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Restricting the new index at each plus slot to its former sublist
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recovers the old distribution of selected labels, with probability
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$r_*^{-d/2}$. Every edge between new addresses
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gives an old edge between every pair of their plus sublists. Hence every
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factor of $I_{S'}$ occurs in $I_+$, and $0\le W\le1$ gives
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$I_{S'}\ge I_+$. These are the two ingredients of the comparison for
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$Q_{S'}(J)$.}
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\label{fig:list-concatenation}
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\end{figure}
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preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/main.tex
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| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
|
| 3 |
+
\ifdefined\pdftrailerid\pdftrailerid{}\fi
|
| 4 |
+
\ifdefined\pdfsuppressptexinfo\pdfsuppressptexinfo=15\fi
|
| 5 |
+
\usepackage[T1]{fontenc}
|
| 6 |
+
\usepackage{lmodern}
|
| 7 |
+
\usepackage[margin=1in]{geometry}
|
| 8 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 9 |
+
\usepackage{microtype}
|
| 10 |
+
\usepackage{enumitem,booktabs}
|
| 11 |
+
\usepackage{xcolor,tikz}
|
| 12 |
+
\usetikzlibrary{arrows.meta,positioning,calc,decorations.pathreplacing,matrix,fit}
|
| 13 |
+
\usepackage[numbers,sort&compress]{natbib}
|
| 14 |
+
\usepackage[hyphens]{url}
|
| 15 |
+
\usepackage{hyperref}
|
| 16 |
+
\hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,
|
| 17 |
+
urlcolor=blue!45!black,pdfauthor={OpenAI},
|
| 18 |
+
pdftitle={A Power Saving for Polynomial Differences at Prime Arguments}}
|
| 19 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 20 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 21 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 22 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 23 |
+
\theoremstyle{definition}
|
| 24 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 25 |
+
\theoremstyle{remark}
|
| 26 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 27 |
+
\numberwithin{equation}{section}
|
| 28 |
+
\newcommand{\R}{\mathbb R}
|
| 29 |
+
\newcommand{\C}{\mathbb C}
|
| 30 |
+
\newcommand{\N}{\mathbb N}
|
| 31 |
+
\newcommand{\Z}{\mathbb Z}
|
| 32 |
+
\newcommand{\Q}{\mathbb Q}
|
| 33 |
+
\newcommand{\F}{\mathbb F}
|
| 34 |
+
\newcommand{\E}{\mathbb E}
|
| 35 |
+
\newcommand{\Prb}{\mathbb P}
|
| 36 |
+
\newcommand{\1}{\mathbf 1}
|
| 37 |
+
\newcommand{\eps}{\varepsilon}
|
| 38 |
+
\newcommand{\norm}[1]{\lVert#1\rVert}
|
| 39 |
+
\newcommand{\abs}[1]{\lvert#1\rvert}
|
| 40 |
+
\newcommand{\articleid}[1]{\begingroup\urlstyle{same}\nolinkurl{#1}\endgroup}
|
| 41 |
+
\DeclareMathOperator{\supp}{supp}
|
| 42 |
+
\DeclareMathOperator{\rad}{rad}
|
| 43 |
+
\DeclareMathOperator{\id}{id}
|
| 44 |
+
\DeclareMathOperator{\diag}{diag}
|
| 45 |
+
\setlist[enumerate]{leftmargin=*,itemsep=4pt,topsep=5pt}
|
| 46 |
+
\setlist[itemize]{leftmargin=*,itemsep=4pt,topsep=5pt}
|
| 47 |
+
\setlength{\emergencystretch}{2em}
|
| 48 |
+
\allowdisplaybreaks[1]
|
| 49 |
+
\title{A Power Saving for Polynomial Differences\protect\\ at Prime Arguments}
|
| 50 |
+
\author{OpenAI}
|
| 51 |
+
\date{October 5, 2026}
|
| 52 |
+
\begin{document}
|
| 53 |
+
\maketitle
|
| 54 |
+
\begin{abstract}
|
| 55 |
+
Let $h$ be a fixed integer polynomial of degree at least two with positive
|
| 56 |
+
leading coefficient, having a unit root modulo every positive integer.
|
| 57 |
+
We prove that any set $A\subseteq\{1,\ldots,N\}$ whose differences avoid
|
| 58 |
+
all nonzero values $h(p)$ at primes satisfies $|A|\le C_hN^{1-c_h}$,
|
| 59 |
+
where $c_h>0$ and $C_h\ge1$ depend only on $h$. Thus the local unit-root
|
| 60 |
+
condition gives a fixed power saving even when polynomial arguments are
|
| 61 |
+
restricted to primes. The proof uses the companion zero-free half-plane
|
| 62 |
+
theorem for Dirichlet $L$-functions to obtain the required prime-distribution
|
| 63 |
+
estimates.
|
| 64 |
+
\end{abstract}
|
| 65 |
+
\input{sections/introduction}
|
| 66 |
+
\input{sections/local}
|
| 67 |
+
\input{sections/tuples}
|
| 68 |
+
\input{sections/lifts}
|
| 69 |
+
\input{sections/primes}
|
| 70 |
+
\input{sections/kernel}
|
| 71 |
+
\input{sections/descent}
|
| 72 |
+
\begingroup
|
| 73 |
+
\small\raggedright
|
| 74 |
+
\setlength{\bibsep}{4pt}
|
| 75 |
+
\bibliographystyle{plainnat}
|
| 76 |
+
\bibliography{references}
|
| 77 |
+
\endgroup
|
| 78 |
+
\end{document}
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/references.bib
ADDED
|
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|
|
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|
|
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|
|
|
|
|
|
|
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
@article{Furstenberg1977,
|
| 2 |
+
author = {Furstenberg, H.},
|
| 3 |
+
title = {Ergodic behavior of diagonal measures and a theorem of {Szemer{\'e}di} on arithmetic progressions},
|
| 4 |
+
journal = {Journal d'Analyse Math{\'e}matique},
|
| 5 |
+
volume = {31},
|
| 6 |
+
pages = {204--256},
|
| 7 |
+
year = {1977},
|
| 8 |
+
doi = {10.1007/BF02813304},
|
| 9 |
+
url = {https://doi.org/10.1007/BF02813304}
|
| 10 |
+
}
|
| 11 |
+
|
| 12 |
+
@article{Sarkozy1978,
|
| 13 |
+
author = {S{\'a}rk{\"o}zy, A.},
|
| 14 |
+
title = {On difference sets of sequences of integers. {I}},
|
| 15 |
+
journal = {Acta Mathematica Academiae Scientiarum Hungaricae},
|
| 16 |
+
volume = {31},
|
| 17 |
+
number = {1--2},
|
| 18 |
+
pages = {125--149},
|
| 19 |
+
year = {1978},
|
| 20 |
+
doi = {10.1007/BF01896079},
|
| 21 |
+
url = {https://doi.org/10.1007/BF01896079}
|
| 22 |
+
}
|
| 23 |
+
|
| 24 |
+
@article{KamaeMendesFrance1978,
|
| 25 |
+
author = {Kamae, T. and Mend{\`e}s France, M.},
|
| 26 |
+
title = {Van der {Corput}'s difference theorem},
|
| 27 |
+
journal = {Israel Journal of Mathematics},
|
| 28 |
+
volume = {31},
|
| 29 |
+
number = {3--4},
|
| 30 |
+
pages = {335--342},
|
| 31 |
+
year = {1978},
|
| 32 |
+
doi = {10.1007/BF02761498},
|
| 33 |
+
url = {https://doi.org/10.1007/BF02761498}
|
| 34 |
+
}
|
| 35 |
+
|
| 36 |
+
@article{PintzSteigerSzemeredi1988,
|
| 37 |
+
author = {Pintz, J. and Steiger, W. L. and Szemer{\'e}di, E.},
|
| 38 |
+
title = {On sets of natural numbers whose difference set contains no squares},
|
| 39 |
+
journal = {Journal of the London Mathematical Society},
|
| 40 |
+
series = {2},
|
| 41 |
+
volume = {37},
|
| 42 |
+
number = {2},
|
| 43 |
+
pages = {219--231},
|
| 44 |
+
year = {1988},
|
| 45 |
+
doi = {10.1112/jlms/s2-37.2.219},
|
| 46 |
+
url = {https://doi.org/10.1112/jlms/s2-37.2.219}
|
| 47 |
+
}
|
| 48 |
+
|
| 49 |
+
@article{Lucier2006,
|
| 50 |
+
author = {Lucier, Jason},
|
| 51 |
+
title = {Intersective sets given by a polynomial},
|
| 52 |
+
journal = {Acta Arithmetica},
|
| 53 |
+
volume = {123},
|
| 54 |
+
number = {1},
|
| 55 |
+
pages = {57--95},
|
| 56 |
+
year = {2006},
|
| 57 |
+
doi = {10.4064/aa123-1-4},
|
| 58 |
+
url = {https://doi.org/10.4064/aa123-1-4}
|
| 59 |
+
}
|
| 60 |
+
|
| 61 |
+
@article{Rice2019,
|
| 62 |
+
author = {Rice, Alex},
|
| 63 |
+
title = {A maximal extension of the best-known bounds for the {Furstenberg--S{\'a}rk{\"o}zy} theorem},
|
| 64 |
+
journal = {Acta Arithmetica},
|
| 65 |
+
volume = {187},
|
| 66 |
+
number = {1},
|
| 67 |
+
pages = {1--41},
|
| 68 |
+
year = {2019},
|
| 69 |
+
doi = {10.4064/aa170828-26-8},
|
| 70 |
+
url = {https://doi.org/10.4064/aa170828-26-8},
|
| 71 |
+
eprint = {1612.01760},
|
| 72 |
+
archivePrefix = {arXiv},
|
| 73 |
+
primaryClass = {math.NT},
|
| 74 |
+
note = {Revised version: \href{https://arxiv.org/abs/1612.01760v5}{arXiv:\allowbreak1612.01760v5}, June 8, 2020}
|
| 75 |
+
}
|
| 76 |
+
|
| 77 |
+
@article{BloomMaynard2022,
|
| 78 |
+
author = {Bloom, Thomas F. and Maynard, James},
|
| 79 |
+
title = {A new upper bound for sets with no square differences},
|
| 80 |
+
journal = {Compositio Mathematica},
|
| 81 |
+
volume = {158},
|
| 82 |
+
number = {8},
|
| 83 |
+
pages = {1777--1798},
|
| 84 |
+
year = {2022},
|
| 85 |
+
doi = {10.1112/S0010437X22007679},
|
| 86 |
+
url = {https://doi.org/10.1112/S0010437X22007679},
|
| 87 |
+
eprint = {2011.13266},
|
| 88 |
+
archivePrefix = {arXiv},
|
| 89 |
+
primaryClass = {math.NT}
|
| 90 |
+
}
|
| 91 |
+
|
| 92 |
+
@article{Arala2024,
|
| 93 |
+
author = {Arala, Nuno},
|
| 94 |
+
title = {A maximal extension of the {Bloom--Maynard} bound for sets without square differences},
|
| 95 |
+
journal = {Functiones et Approximatio Commentarii Mathematici},
|
| 96 |
+
volume = {71},
|
| 97 |
+
number = {2},
|
| 98 |
+
pages = {271--296},
|
| 99 |
+
year = {2024},
|
| 100 |
+
doi = {10.7169/facm/2158},
|
| 101 |
+
url = {https://doi.org/10.7169/facm/2158},
|
| 102 |
+
eprint = {2303.03345},
|
| 103 |
+
archivePrefix = {arXiv},
|
| 104 |
+
primaryClass = {math.NT}
|
| 105 |
+
}
|
| 106 |
+
|
| 107 |
+
@misc{GreenSawhney2025,
|
| 108 |
+
author = {Green, Ben and Sawhney, Mehtaab},
|
| 109 |
+
title = {New bounds for the {Furstenberg--S{\'a}rk{\"o}zy} theorem},
|
| 110 |
+
year = {2025},
|
| 111 |
+
eprint = {2411.17448},
|
| 112 |
+
archivePrefix = {arXiv},
|
| 113 |
+
primaryClass = {math.NT},
|
| 114 |
+
doi = {10.48550/arXiv.2411.17448},
|
| 115 |
+
url = {https://arxiv.org/abs/2411.17448v2},
|
| 116 |
+
howpublished = {\href{https://arxiv.org/abs/2411.17448v2}{arXiv:\allowbreak2411.17448v2}},
|
| 117 |
+
note = {Version 2, January 10, 2025}
|
| 118 |
+
}
|
| 119 |
+
|
| 120 |
+
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|
| 121 |
+
author = {Adajar, Carlo Francisco E. and Agrawal, Rishika and Choudhuri, Mukul Rai and Chuah, Chian Yeong and Fan, Steve and Hegde, Swaroop and Lott, Andrew and Nandakumar, Krishnamohan and Ponagandla, Nagendar Reddy},
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| 122 |
+
title = {Extensions of the {Furstenberg--S{\'a}rk{\"o}zy} theorem via the arithmetic level-$d$ inequality},
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| 123 |
+
year = {2026},
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| 124 |
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eprint = {2605.16216},
|
| 125 |
+
archivePrefix = {arXiv},
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| 126 |
+
primaryClass = {math.NT},
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| 127 |
+
doi = {10.48550/arXiv.2605.16216},
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| 128 |
+
url = {https://arxiv.org/abs/2605.16216v2},
|
| 129 |
+
howpublished = {\href{https://arxiv.org/abs/2605.16216v2}{arXiv:\allowbreak2605.16216v2}},
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| 130 |
+
note = {Version 2, August 28, 2026}
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| 131 |
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+
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+
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+
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| 175 |
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+
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+
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+
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+
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+
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+
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+
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| 240 |
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+
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+
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+
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+
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+
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+
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| 268 |
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| 269 |
+
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| 270 |
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+
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| 272 |
+
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| 273 |
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+
edition = {Second},
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| 276 |
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+
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| 279 |
+
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| 280 |
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| 281 |
+
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+
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| 283 |
+
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| 284 |
+
author = {Weyl, Hermann},
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| 285 |
+
title = {{\"U}ber die {Gleichverteilung} von {Zahlen} mod. {Eins}},
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| 286 |
+
journal = {Mathematische Annalen},
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| 287 |
+
volume = {77},
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| 288 |
+
number = {3},
|
| 289 |
+
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| 290 |
+
year = {1916},
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| 291 |
+
doi = {10.1007/BF01475864}
|
| 292 |
+
}
|
| 293 |
+
|
| 294 |
+
@misc{IntersectivePower,
|
| 295 |
+
author = {{OpenAI}},
|
| 296 |
+
title = {{A power saving for intersective polynomial differences with an exponent depending only on the degree}},
|
| 297 |
+
howpublished = {OpenAI Math Release preprint
|
| 298 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-power-saving-for-intersective-polynomial-differences-with-an-exponent-depending-only-on-the-degree-October-5-2026/power-saving-intersective-polynomial-differences.pdf}{OAI:A-power-saving-for-intersective-polynomial-differences-with-an-exponent-depending-only-on-the-degree-October-5-2026}},
|
| 299 |
+
year = {2026}
|
| 300 |
+
}
|
| 301 |
+
|
| 302 |
+
@misc{SquarePower,
|
| 303 |
+
author = {{OpenAI}},
|
| 304 |
+
title = {{A power saving for square-difference-free sets}},
|
| 305 |
+
howpublished = {OpenAI Math Release preprint
|
| 306 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-power-saving-for-square-difference-free-sets-September-24-2026/paper.pdf}{OAI:A-power-saving-for-square-difference-free-sets-September-24-2026}},
|
| 307 |
+
year = {2026}
|
| 308 |
+
}
|
| 309 |
+
|
| 310 |
+
@misc{ZeroFree,
|
| 311 |
+
author = {{OpenAI}},
|
| 312 |
+
title = {{The Quasi-Riemann Hypothesis: A Zero-Free Half-Plane $\mathrm{Re}(s)>7/8$}},
|
| 313 |
+
howpublished = {OpenAI Math Release preprint
|
| 314 |
+
\href{https://github.com/openai/math/blob/main/preprints/The-Quasi-Riemann-Hypothesis-September-30-2026/paper.pdf}{OAI:The-Quasi-Riemann-Hypothesis-September-30-2026}},
|
| 315 |
+
year = {2026}
|
| 316 |
+
}
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/descent.tex
ADDED
|
@@ -0,0 +1,486 @@
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|
| 1 |
+
\section{Descent to shorter intervals}\label{sec:descent}
|
| 2 |
+
|
| 3 |
+
We now combine the pair cancellation estimate with the seminorm furnished
|
| 4 |
+
by the tuple laws. The quantity to be decreased is a diagonal tuple
|
| 5 |
+
integral of a Fourier lift. Restriction to progressions compares this
|
| 6 |
+
quantity with the same quantity on shorter intervals; avoidance makes a
|
| 7 |
+
fixed proportion of the residue assignments cancel, apart from the small
|
| 8 |
+
exceptional measures. This is the recurrence method of
|
| 9 |
+
\cite{IntersectivePower}, adapted here to preserve the prime argument
|
| 10 |
+
condition throughout the auxiliary family.
|
| 11 |
+
|
| 12 |
+
All structural parameters, including $M_0,d,\gamma$ and those in
|
| 13 |
+
\eqref{eq:parameters}, remain fixed. At every integer scale $N\ge1$ we use
|
| 14 |
+
$\mathcal P_N,Q,H$ from \eqref{eq:kernel-cutoffs}. For $l\ge1$ and
|
| 15 |
+
$A\subseteq[N]$, define
|
| 16 |
+
\begin{equation}\label{eq:descent-quantity}
|
| 17 |
+
\begin{split}
|
| 18 |
+
Y_l(N,A)&=Z_{l,\mathcal P_N}
|
| 19 |
+
\bigl(\mathcal L_{[N],\mathcal P_N,Q}\mathbf1_A\bigr),\\
|
| 20 |
+
\mathcal Y_l(N)&=\max_{\substack{A\subseteq[N]\\A\text{ avoiding at }l}}
|
| 21 |
+
Y_l(N,A).
|
| 22 |
+
\end{split}
|
| 23 |
+
\end{equation}
|
| 24 |
+
Here $Y_l$ is unrelated to the prime-sum range $Y$ used in the preceding
|
| 25 |
+
section. Lemma~\ref{lem:seminorm} and the constant Fourier coefficient of
|
| 26 |
+
the lift give the first bound in
|
| 27 |
+
\begin{equation}\label{eq:descent-trivial}
|
| 28 |
+
\left(\frac{|A|}{N}\right)^d\le Y_l(N,A),
|
| 29 |
+
\qquad 0\le\mathcal Y_l(N)\ll N^{o(1)}.
|
| 30 |
+
\end{equation}
|
| 31 |
+
For the upper bound, ordinary H\"older with the uniform single-slot
|
| 32 |
+
marginals gives $Z_{l,\mathcal P_N}(g)\le\|g\|_d^d$. Apply
|
| 33 |
+
Proposition~\ref{prop:lift-moments}; its length hypothesis holds for large
|
| 34 |
+
$N$ since $6\beta<1$. For bounded $N$, bounding each term of the finite
|
| 35 |
+
Fourier sum gives the same uniform conclusion. In particular, the upper
|
| 36 |
+
bound in \eqref{eq:descent-trivial} holds for every $l\ge1$, with no
|
| 37 |
+
restriction of the form $l\le N^\zeta$.
|
| 38 |
+
|
| 39 |
+
For each $s\bmod M_0$ put
|
| 40 |
+
\[
|
| 41 |
+
f_s(x)=M_0\mathbf1_A(x)\mathbf1_{\{x\equiv s\pmod{M_0}\}},
|
| 42 |
+
\qquad G_s=\mathcal L_{[N],\mathcal P_N,Q}f_s.
|
| 43 |
+
\]
|
| 44 |
+
Averaging $f_s$ over uniform $s$ gives $\mathbf1_A$. Thus, for independent
|
| 45 |
+
uniform residues $s_v\bmod M_0$ indexed by $v\in V$, multilinearity gives
|
| 46 |
+
\begin{equation}\label{eq:residue-average}
|
| 47 |
+
Y_l(N,A)=\mathbb E_{(s_v)_{v\in V}}
|
| 48 |
+
\mathcal Z_{l,\mathcal P_N}((G_{s_v})_{v\in V}).
|
| 49 |
+
\end{equation}
|
| 50 |
+
We shall bound these integrals in two ways. The comparison with shorter
|
| 51 |
+
intervals holds for every $l$; cancellation will require the analytic
|
| 52 |
+
range $l\le N^\zeta$.
|
| 53 |
+
|
| 54 |
+
\subsection{Specialization and progression coordinates}
|
| 55 |
+
|
| 56 |
+
Fixing prime coordinates of a lift restricts its underlying set to a
|
| 57 |
+
residue class, provided the remaining Fourier denominator is sufficiently
|
| 58 |
+
small. The following exact formula records the normalization.
|
| 59 |
+
|
| 60 |
+
\begin{lemma}[Residue specialization]\label{lem:residue-specialization}
|
| 61 |
+
Let $N\ge1$, $A\subseteq[N]$, $s\bmod M_0$, and let $I\subseteq[N]$ be a
|
| 62 |
+
nonempty consecutive interval. Let $B\subseteq\mathcal P_N$, write
|
| 63 |
+
$q_B=\prod_{p\in B}p$, $D=M_0q_B$, and
|
| 64 |
+
$\mathcal S=\mathcal P_N\setminus B$. Fix the coordinates indexed by $B$
|
| 65 |
+
of $\mathcal L_{I,\mathcal P_N,Q}f_s$ at $b=(b_p)_{p\in B}$, obtaining
|
| 66 |
+
$g_I:X_{\mathcal S}\to\R$. Let $a'\bmod D$ be the unique residue
|
| 67 |
+
satisfying $a'\equiv s\pmod{M_0}$ and $a'\equiv b_p\pmod p$ for $p\in B$.
|
| 68 |
+
Then every frequency $\xi$ on $X_{\mathcal S}$ with $q(\xi)q_B\le Q$
|
| 69 |
+
satisfies
|
| 70 |
+
\begin{equation}\label{eq:residue-specialization}
|
| 71 |
+
\widehat{g_I}(\xi)=\frac{D}{|I|}
|
| 72 |
+
\sum_{\substack{x\in I\\x\equiv a'\pmod D}}
|
| 73 |
+
\mathbf1_A(x)e(-x\xi).
|
| 74 |
+
\end{equation}
|
| 75 |
+
\end{lemma}
|
| 76 |
+
|
| 77 |
+
\begin{proof}
|
| 78 |
+
The coefficient on the left is the sum of
|
| 79 |
+
$\widehat{f_s}_I(\xi+\omega)e(b\omega)$ over the frequencies $\omega$ on
|
| 80 |
+
$X_B$ retained by the lift. The denominator condition retains every
|
| 81 |
+
$\omega$, because $q(\xi+\omega)=q(\xi)q(\omega)\le Q$. Orthogonality of
|
| 82 |
+
these $q_B$ characters imposes $x\equiv b_p\pmod p$ for every $p\in B$
|
| 83 |
+
and contributes the factor $q_B$. Together with the factor $M_0$ in
|
| 84 |
+
$f_s$, this gives \eqref{eq:residue-specialization}.
|
| 85 |
+
\end{proof}
|
| 86 |
+
|
| 87 |
+
\begin{proposition}[Comparison with shorter intervals]\label{prop:shorter-scale}
|
| 88 |
+
For all sufficiently large $N$, every $l\ge1$, and every set $A\subseteq[N]$
|
| 89 |
+
avoiding at $l$, the following holds. Let $B\subseteq\mathcal P_N$ satisfy
|
| 90 |
+
$q_B\le N^\tau$, and put
|
| 91 |
+
\[
|
| 92 |
+
D=M_0q_B,\qquad L_D=\lambda(D),\qquad
|
| 93 |
+
n_B=\left\lceil\frac{N}{L_D}\right\rceil,\qquad
|
| 94 |
+
\Lambda_B=\frac{L_Dn_B}{N},\qquad
|
| 95 |
+
\mathcal S=\mathcal P_N\setminus B.
|
| 96 |
+
\]
|
| 97 |
+
For each $v\in V$, choose $s_v\bmod M_0$ and fix the $B$-coordinates of
|
| 98 |
+
$G_{s_v}$ arbitrarily, obtaining $g_v:X_{\mathcal S}\to\R$. Then
|
| 99 |
+
\begin{equation}\label{eq:shorter-scale}
|
| 100 |
+
\bigl|\mathcal Z_{l,\mathcal S}((g_v)_{v\in V})\bigr|
|
| 101 |
+
\le\Lambda_B^d\mathcal Y_{lD}(n_B)+O(N^{-\sigma}),
|
| 102 |
+
\end{equation}
|
| 103 |
+
uniformly in all these choices. The new scale and normalization satisfy
|
| 104 |
+
\begin{equation}\label{eq:shorter-scale-size}
|
| 105 |
+
N^{1/2}\le M_0^{-k}N^{1-k\tau}\le n_B<N,
|
| 106 |
+
\qquad 1\le\Lambda_B\le1+M_0^kN^{k\tau-1}.
|
| 107 |
+
\end{equation}
|
| 108 |
+
\end{proposition}
|
| 109 |
+
|
| 110 |
+
\begin{proof}
|
| 111 |
+
The scale bounds follow from $D\le L_D\le D^k$ and $M_0\ge2$; their first
|
| 112 |
+
inequality holds for sufficiently large $N$ because $k\tau<1/2$.
|
| 113 |
+
In particular, with $Q'=n_B^\beta$,
|
| 114 |
+
\begin{equation}\label{eq:shorter-cutoffs}
|
| 115 |
+
H\le Q'\le Q.
|
| 116 |
+
\end{equation}
|
| 117 |
+
By Proposition~\ref{prop:signed-holder}, it is enough to prove
|
| 118 |
+
\eqref{eq:shorter-scale} for $Z_{l,\mathcal S}(g)$, where $g$ is any one of
|
| 119 |
+
the specialized inputs.
|
| 120 |
+
|
| 121 |
+
First keep only the frequencies of $g$ with denominator at most $H$,
|
| 122 |
+
and call the resulting real function $g_{\le H}$. Telescope the diagonal
|
| 123 |
+
integral one slot at a time. Lemma~\ref{lem:large-denominator}, followed
|
| 124 |
+
by Proposition~\ref{prop:lift-moments} and
|
| 125 |
+
Lemma~\ref{lem:lift-specialization}, bounds the change by
|
| 126 |
+
\begin{equation}\label{eq:specialization-tail}
|
| 127 |
+
\bigl|Z_{l,\mathcal S}(g)-Z_{l,\mathcal S}(g_{\le H})\bigr|
|
| 128 |
+
\ll H^{-\gamma}q_BN^{o(1)}=O(N^{-\sigma}).
|
| 129 |
+
\end{equation}
|
| 130 |
+
Indeed specialization costs $q_B^{1/2}$ in the $L^2$ norm of the removed
|
| 131 |
+
part, and $q_B^{1/(2(d-1))}$ in each of the other $d-1$ norms. Their
|
| 132 |
+
product is $q_B$. All frequency selections retain whole exact supports
|
| 133 |
+
before specialization, as required by the moment bound.
|
| 134 |
+
Here $N\ge10Q^6$ for large $N$, and the saving follows from
|
| 135 |
+
$\beta\gamma/2-\tau>\sigma$.
|
| 136 |
+
|
| 137 |
+
The auxiliary-family identity transports avoidance along progressions
|
| 138 |
+
of step $L_D=\lambda(D)$. Since $D\mid L_D$, we split the prescribed
|
| 139 |
+
class modulo $D$ into its $L_D/D$ classes modulo $L_D$.
|
| 140 |
+
Let $a'\bmod D$ be the class determined by this specialization. For
|
| 141 |
+
$j\in[L_D]$ with $j\equiv a'\pmod D$, set
|
| 142 |
+
\[
|
| 143 |
+
c_j=j-L_D,\qquad
|
| 144 |
+
A'_j=\{x'\in[n_B]:L_Dx'+c_j\in A\},\qquad
|
| 145 |
+
\mathcal H_j=\mathcal L_{[n_B],\mathcal S,H}\mathbf1_{A'_j}.
|
| 146 |
+
\]
|
| 147 |
+
Every integer of $A$ in the class $a'\bmod D$ has a unique representation
|
| 148 |
+
$L_Dx'+c_j$ of this form: take $j$ to be its representative in $[L_D]$.
|
| 149 |
+
The definition by membership in $A$ excludes any surplus points beyond
|
| 150 |
+
$N$ in these progressions.
|
| 151 |
+
|
| 152 |
+
Each $A'_j$ avoids at $lD$. More explicitly, a nonzero difference
|
| 153 |
+
$h_{lD}(m)$ with $m\ge1$ and $T_{lD}(m)$ prime would give the difference
|
| 154 |
+
$\lambda(D)h_{lD}(m)=h_l(Dm-i)$ in $A$, where $0\le i<D$ is supplied by
|
| 155 |
+
\eqref{eq:auxiliary-change}. We have $Dm-i\ge1$ and
|
| 156 |
+
$T_l(Dm-i)=T_{lD}(m)$, so this would violate avoidance at $l$.
|
| 157 |
+
The nonzero condition is preserved because $\lambda(D)>0$.
|
| 158 |
+
|
| 159 |
+
Since $q_BH\le Q$, Lemma~\ref{lem:residue-specialization} now gives the
|
| 160 |
+
exact identity
|
| 161 |
+
\begin{equation}\label{eq:progression-fibers}
|
| 162 |
+
g_{\le H}(z)=\frac{\Lambda_B}{L_D/D}
|
| 163 |
+
\sum_{\substack{j\in[L_D]\\j\equiv a'\pmod D}}
|
| 164 |
+
\mathcal H_j\bigl(L_D^{-1}(z-c_j)\bigr).
|
| 165 |
+
\end{equation}
|
| 166 |
+
To check it, every prime divisor of $L_D$ divides $D$, so multiplication
|
| 167 |
+
by $L_D$ is invertible on $X_{\mathcal S}$ and preserves Fourier
|
| 168 |
+
denominators. For $q(\xi)\le H$, the coefficient of the $j$th summand at $\xi$ is
|
| 169 |
+
$\widehat{\mathcal H_j}(L_D\xi)e(-c_j\xi)$. Multiplication by the prefactor
|
| 170 |
+
$\Lambda_B/(L_D/D)=Dn_B/N$ and summation over $j$ therefore gives
|
| 171 |
+
$(D/N)\sum_{x\in A,\ x\equiv a'\ (D)}e(-x\xi)$, which is exactly the
|
| 172 |
+
coefficient in \eqref{eq:residue-specialization} for $I=[N]$.
|
| 173 |
+
Both sides of \eqref{eq:progression-fibers} have zero coefficients at
|
| 174 |
+
denominators greater than $H$.
|
| 175 |
+
|
| 176 |
+
There are $L_D/D$ summands. The triangle inequality from
|
| 177 |
+
Lemma~\ref{lem:seminorm} and its transport identity
|
| 178 |
+
\eqref{eq:lift-transport} imply
|
| 179 |
+
\begin{equation}\label{eq:fiber-seminorm}
|
| 180 |
+
Z_{l,\mathcal S}(g_{\le H})
|
| 181 |
+
\le\Lambda_B^d\max_j Z_{lD,\mathcal S}(\mathcal H_j).
|
| 182 |
+
\end{equation}
|
| 183 |
+
Increase the cutoff in $\mathcal H_j$ from $H$ to $Q'$. The same
|
| 184 |
+
large-denominator argument, now without specialization, changes its
|
| 185 |
+
diagonal integral by $O(H^{-\gamma}N^{o(1)})=O(N^{-\sigma})$.
|
| 186 |
+
The moment hypothesis is valid at the new scale:
|
| 187 |
+
$n_B\ge10(Q')^6$ for large $N$, by $6\beta<1$ and
|
| 188 |
+
\eqref{eq:shorter-scale-size}.
|
| 189 |
+
|
| 190 |
+
The extended lift is obtained from
|
| 191 |
+
$\mathcal L_{[n_B],\mathcal P_{n_B},Q'}\mathbf1_{A'_j}$ by averaging out
|
| 192 |
+
its coordinates in $B\cap\mathcal P_{n_B}$ and adding unused coordinates
|
| 193 |
+
in $\mathcal S\setminus\mathcal P_{n_B}$. Averaging contracts the
|
| 194 |
+
seminorm, and adding unused coordinates does not change it, by
|
| 195 |
+
Lemma~\ref{lem:seminorm}. Consequently its diagonal integral is at most
|
| 196 |
+
$Y_{lD}(n_B,A'_j)\le\mathcal Y_{lD}(n_B)$.
|
| 197 |
+
Combining this observation with \eqref{eq:specialization-tail} and
|
| 198 |
+
\eqref{eq:fiber-seminorm} proves the diagonal bound, hence the stated
|
| 199 |
+
multilinear bound. None of these steps restricts the size of $l$.
|
| 200 |
+
\end{proof}
|
| 201 |
+
|
| 202 |
+
\subsection{Cancellation for admissible residue assignments}
|
| 203 |
+
|
| 204 |
+
The preceding proposition controls every assignment in
|
| 205 |
+
\eqref{eq:residue-average}. We now obtain a stronger bound for those
|
| 206 |
+
assignments whose cycle increments can occur as local polynomial values.
|
| 207 |
+
Call $(s_v)_{v\in V}$ \emph{good at $l$} if every
|
| 208 |
+
$s_{v_{j+1}}-s_{v_j}$, $0\le j<L$, is admissible modulo $M_0$ at $l$.
|
| 209 |
+
Let $\rho_l$ be the proportion of good assignments. The zero-sum
|
| 210 |
+
admissible sequences of Lemma~\ref{lem:admissible-cycle} give
|
| 211 |
+
\begin{equation}\label{eq:good-proportion}
|
| 212 |
+
\rho_l\ge\rho_*:=M_0^{1-L}>0.
|
| 213 |
+
\end{equation}
|
| 214 |
+
Indeed combine such a sequence at each prime power dividing $M_0$ by the
|
| 215 |
+
Chinese remainder theorem. After prescribing these $L$ increments, the
|
| 216 |
+
initial cycle residue and every residue off the cycle are free.
|
| 217 |
+
|
| 218 |
+
\begin{proposition}[Cancellation on the nonexceptional laws]
|
| 219 |
+
\label{prop:descent-cancellation}
|
| 220 |
+
For all sufficiently large $N$, all $1\le l\le N^\zeta$, every
|
| 221 |
+
$A\subseteq[N]$ avoiding at $l$, and every good assignment $(s_v)_{v\in V}$,
|
| 222 |
+
\begin{equation}\label{eq:descent-cancellation}
|
| 223 |
+
\left|\int\prod_{v\in V}G_{s_v}(z_v)\,
|
| 224 |
+
d\bigotimes_{p\in\mathcal P_N}(\mu_{l,p}-\varepsilon_{l,p})\right|
|
| 225 |
+
\ll N^{-\sigma}.
|
| 226 |
+
\end{equation}
|
| 227 |
+
The implied constant is uniform in $l$, $A$, and the assignment.
|
| 228 |
+
\end{proposition}
|
| 229 |
+
|
| 230 |
+
\begin{proof}
|
| 231 |
+
The aim is to leave just the two endpoint lifts on an ordered cycle
|
| 232 |
+
edge. We first average over short intervals, then truncate and expand
|
| 233 |
+
the other inputs. Each expansion term uses prime coordinates with
|
| 234 |
+
small product; conditioning on those coordinates leaves the pair to
|
| 235 |
+
which Proposition~\ref{prop:pair-cancellation} applies.
|
| 236 |
+
|
| 237 |
+
It suffices to use the probability laws $\mu_{l,p}^\circ$, since restoring
|
| 238 |
+
the omitted masses multiplies the integral by
|
| 239 |
+
$\prod_p(1-\eta_{l,p})\le1$.
|
| 240 |
+
Partition $[N]$ into $m=\lfloor N^\tau\rfloor$ consecutive intervals
|
| 241 |
+
of lengths as equal as possible. Each $G_s$ is the weighted average of
|
| 242 |
+
$\mathcal L_{I,\mathcal P_N,Q}f_s$ over these intervals, with weights
|
| 243 |
+
$|I|/N$. Thus the integral is an average over independently chosen
|
| 244 |
+
intervals for all slots. Their lengths are comparable to $N^{1-\tau}$,
|
| 245 |
+
so the lift moment bound applies because $6\beta+\tau<1$.
|
| 246 |
+
Ordinary H\"older and uniform marginals bound every interval assignment
|
| 247 |
+
by $N^{o(1)}$ in absolute value.
|
| 248 |
+
|
| 249 |
+
The probability that all $L$ cycle slots use the same interval is
|
| 250 |
+
$\sum_I(|I|/N)^L=O(N^{-(L-1)\tau})$. These assignments contribute
|
| 251 |
+
$O(N^{-\sigma})$. For any remaining assignment, the cyclic sequence of
|
| 252 |
+
interval indices is nonconstant, and hence has a strict increase along
|
| 253 |
+
some directed cycle edge. Choose such an edge, with first endpoint in
|
| 254 |
+
$I_1$ and second endpoint in the later interval $I_2$.
|
| 255 |
+
|
| 256 |
+
Keep the two endpoint lifts unchanged and truncate every other lift to
|
| 257 |
+
denominators at most $T=N^\tau$. Telescoping with
|
| 258 |
+
Lemma~\ref{lem:large-denominator} and the lift moment bound costs
|
| 259 |
+
$O(T^{-\gamma}N^{o(1)})=O(N^{-\sigma})$. Expand the truncated $d-2$
|
| 260 |
+
inputs into characters. Their coefficients have absolute value at most
|
| 261 |
+
$M_0$, and each input has $O(T^2)$ frequencies, so the sum of absolute
|
| 262 |
+
coefficients in this product expansion is $O(T^{2(d-2)})$.
|
| 263 |
+
|
| 264 |
+
Fix one term. Let $B$ be the union of the prime supports of its
|
| 265 |
+
characters and write
|
| 266 |
+
\[
|
| 267 |
+
R=q_B\le T^{d-2},\qquad D=M_0R,\qquad
|
| 268 |
+
\mathcal S=\mathcal P_N\setminus B.
|
| 269 |
+
\]
|
| 270 |
+
Condition on the entire tuple of labels at every prime in $B$, taking
|
| 271 |
+
any conditioning with positive probability under the product of the
|
| 272 |
+
$\mu_{l,p}^\circ$. The expanded characters become constants of modulus
|
| 273 |
+
one. The specialized endpoint lifts give functions $g_1,g_2$ on
|
| 274 |
+
$X_{\mathcal S}$, and the laws at primes in $\mathcal S$ remain unchanged.
|
| 275 |
+
Translation invariance shows that their pair integral is
|
| 276 |
+
\begin{equation}\label{eq:conditioned-pair}
|
| 277 |
+
\sum_{\xi\text{ on }X_{\mathcal S}}
|
| 278 |
+
\widehat g_1(-\xi)\widehat g_2(\xi)\Gamma(\xi),
|
| 279 |
+
\end{equation}
|
| 280 |
+
where $\Gamma$ is the multiplier for this directed cycle edge. Indeed
|
| 281 |
+
only opposite characters survive common translation, and their product
|
| 282 |
+
is the character of the second label minus the first.
|
| 283 |
+
By \eqref{eq:edge-multiplier-bound}, Parseval, and the specialized moment
|
| 284 |
+
bound, the part with $q(\xi)>H$ is at most
|
| 285 |
+
\begin{equation}\label{eq:conditioned-pair-tail}
|
| 286 |
+
H^{-\gamma}\|g_1\|_2\|g_2\|_2
|
| 287 |
+
\ll H^{-\gamma}R N^{o(1)}.
|
| 288 |
+
\end{equation}
|
| 289 |
+
|
| 290 |
+
For the remaining frequencies, $HR\le Q$ and $D\le N^\beta$ for large
|
| 291 |
+
$N$, since $(d-2)\tau<\beta/2$. Apply
|
| 292 |
+
Lemma~\ref{lem:residue-specialization} to the endpoint lifts, obtaining
|
| 293 |
+
classes $a'_1,a'_2\bmod D$. Their directed difference is admissible at
|
| 294 |
+
$l$: goodness supplies admissibility modulo $M_0$, and the cycle
|
| 295 |
+
property of $\mu_{l,p}^\circ$ supplies it at the conditioned primes
|
| 296 |
+
$p\in B$.
|
| 297 |
+
Set
|
| 298 |
+
\[
|
| 299 |
+
J_i=\mathbf1_A\mathbf1_{I_i}\mathbf1_{\{x\equiv a'_i\pmod D\}},
|
| 300 |
+
\qquad i=1,2,
|
| 301 |
+
\]
|
| 302 |
+
as functions on $[N]$. Every contributing pair $x,y$ has $x<y$ because
|
| 303 |
+
$I_1$ precedes $I_2$. Avoidance therefore gives
|
| 304 |
+
$y-x\notin\mathcal D_l$. All hypotheses of
|
| 305 |
+
Proposition~\ref{prop:pair-cancellation} hold.
|
| 306 |
+
Its frequency set $\Xi$ is exactly the remaining frequencies on
|
| 307 |
+
$X_{\mathcal S}$ with denominator at most $H$: coprimality with $D$
|
| 308 |
+
excludes the primes below $P$ and the primes in $B$, while every prime
|
| 309 |
+
in a denominator at most $H$ is at most $Q$.
|
| 310 |
+
The coefficient identity becomes
|
| 311 |
+
\[
|
| 312 |
+
\widehat g_i(\xi)=\frac{DN}{|I_i|}\widehat{J_i}_{[N]}(\xi)
|
| 313 |
+
\qquad(q(\xi)\le H).
|
| 314 |
+
\]
|
| 315 |
+
Consequently \eqref{eq:pair-cancellation} bounds the low-denominator
|
| 316 |
+
part of \eqref{eq:conditioned-pair} by
|
| 317 |
+
\begin{equation}\label{eq:conditioned-pair-main}
|
| 318 |
+
O\left(H^{-\gamma/2}D\frac{N^2}{|I_1||I_2|}\right)
|
| 319 |
+
=O(H^{-\gamma/2}DN^{2\tau}).
|
| 320 |
+
\end{equation}
|
| 321 |
+
|
| 322 |
+
After multiplication by the expansion bound $O(T^{2(d-2)})$, both
|
| 323 |
+
\eqref{eq:conditioned-pair-tail} and \eqref{eq:conditioned-pair-main}
|
| 324 |
+
are bounded by
|
| 325 |
+
\[
|
| 326 |
+
N^{-\beta\gamma/4+(3d+2)\tau+o(1)}=O(N^{-\sigma}),
|
| 327 |
+
\]
|
| 328 |
+
since \eqref{eq:parameters} gives
|
| 329 |
+
$\beta\gamma/4>(3d+2)\tau+\sigma$.
|
| 330 |
+
These estimates are uniform in the conditioning, in the selected edge,
|
| 331 |
+
and in the interval assignment. Averaging, and including the earlier
|
| 332 |
+
truncation and coincident-interval errors, proves the proposition.
|
| 333 |
+
\end{proof}
|
| 334 |
+
|
| 335 |
+
\subsection{The contracting recurrence}
|
| 336 |
+
|
| 337 |
+
We have obtained cancellation after removing the exceptional part of
|
| 338 |
+
every local law. To return to the full laws in
|
| 339 |
+
\eqref{eq:residue-average}, we expand that removal. The total mass of
|
| 340 |
+
the resulting exceptional terms is small enough to pay for their
|
| 341 |
+
possibly shorter progression scales.
|
| 342 |
+
For $B\subseteq\mathcal P_N$ write
|
| 343 |
+
\[
|
| 344 |
+
\eta_{l,B}=\prod_{p\in B}\eta_{l,p},\qquad
|
| 345 |
+
D_B=M_0q_B,\qquad
|
| 346 |
+
n_B=\left\lceil\frac{N}{\lambda(D_B)}\right\rceil.
|
| 347 |
+
\]
|
| 348 |
+
Thus $D_\varnothing=M_0$.
|
| 349 |
+
The mass estimate in Proposition~\ref{prop:tuple-laws} and the fixed
|
| 350 |
+
choice of $P$ give, uniformly in $l$,
|
| 351 |
+
\begin{equation}\label{eq:exceptional-budget}
|
| 352 |
+
\sum_{\varnothing\ne B\subseteq\mathcal P_N}q_B\eta_{l,B}
|
| 353 |
+
\le\prod_{p\ge P}(1+p^{-3})-1\le\frac14.
|
| 354 |
+
\end{equation}
|
| 355 |
+
|
| 356 |
+
\begin{proposition}[Recurrence]\label{prop:descent-recurrence}
|
| 357 |
+
There is a constant $C_1$ such that for every sufficiently large $N$ and
|
| 358 |
+
$1\le l\le N^\zeta$,
|
| 359 |
+
\begin{equation}\label{eq:descent-recurrence}
|
| 360 |
+
\begin{split}
|
| 361 |
+
\mathcal Y_l(N)\le {}&C_1N^{-\sigma}+(1+u_N)\biggl[
|
| 362 |
+
(1-\rho_l)\mathcal Y_{lM_0}(n_\varnothing)\\
|
| 363 |
+
&\hspace{12mm}+\rho_l
|
| 364 |
+
\sum_{\substack{\varnothing\ne B\subseteq\mathcal P_N\\q_B\le N^\tau}}
|
| 365 |
+
\eta_{l,B}\mathcal Y_{lD_B}(n_B)\biggr],\\
|
| 366 |
+
u_N={}&(1+M_0^kN^{k\tau-1})^d-1=o(1).
|
| 367 |
+
\end{split}
|
| 368 |
+
\end{equation}
|
| 369 |
+
The constant and the sufficiently-large threshold are independent of $l$.
|
| 370 |
+
\end{proposition}
|
| 371 |
+
|
| 372 |
+
\begin{proof}
|
| 373 |
+
Fix an avoiding set $A$. For assignments in \eqref{eq:residue-average}
|
| 374 |
+
that are not good, apply Proposition~\ref{prop:shorter-scale} with
|
| 375 |
+
$B=\varnothing$. Their proportion is $1-\rho_l$.
|
| 376 |
+
For a good assignment, Proposition~\ref{prop:descent-cancellation}
|
| 377 |
+
handles the product of the measures $\mu_{l,p}-\varepsilon_{l,p}$.
|
| 378 |
+
The difference from the full product is
|
| 379 |
+
\[
|
| 380 |
+
\bigotimes_{p\in\mathcal P_N}\mu_{l,p}
|
| 381 |
+
-\bigotimes_{p\in\mathcal P_N}(\mu_{l,p}-\varepsilon_{l,p})
|
| 382 |
+
=\sum_{\varnothing\ne B\subseteq\mathcal P_N}(-1)^{|B|+1}
|
| 383 |
+
\left(\bigotimes_{p\in B}\varepsilon_{l,p}\right)
|
| 384 |
+
\otimes\left(\bigotimes_{p\notin B}\mu_{l,p}\right).
|
| 385 |
+
\]
|
| 386 |
+
The positive product measure in the $B$th summand has mass
|
| 387 |
+
$\eta_{l,B}$. If this mass is zero the term vanishes. Otherwise,
|
| 388 |
+
after normalization, every single-slot marginal is uniform by
|
| 389 |
+
simultaneous translation invariance. H\"older and
|
| 390 |
+
Proposition~\ref{prop:lift-moments} thus bound its integral by
|
| 391 |
+
$N^{o(1)}$ in absolute value. The terms with $q_B>N^\tau$ have total
|
| 392 |
+
mass at most $N^{-\tau}/4$ by \eqref{eq:exceptional-budget}, and hence
|
| 393 |
+
contribute $O(N^{-\sigma})$.
|
| 394 |
+
|
| 395 |
+
For $q_B\le N^\tau$, condition on all labels at the primes in $B$.
|
| 396 |
+
The remaining law is the product of the full measures $\mu_{l,p}$, so
|
| 397 |
+
Proposition~\ref{prop:shorter-scale} applies to the specialized inputs.
|
| 398 |
+
Its factor $\Lambda_B^d$ is at most $1+u_N$ by
|
| 399 |
+
\eqref{eq:shorter-scale-size}, and its errors sum to $O(N^{-\sigma})$
|
| 400 |
+
by \eqref{eq:exceptional-budget}. Taking absolute upper bounds in the
|
| 401 |
+
signed expansion and averaging over the good assignments gives their
|
| 402 |
+
contribution in \eqref{eq:descent-recurrence}. Finally maximize over
|
| 403 |
+
$A$ in \eqref{eq:residue-average}.
|
| 404 |
+
\end{proof}
|
| 405 |
+
|
| 406 |
+
\subsection{Uniform induction and the density bound}
|
| 407 |
+
|
| 408 |
+
The recurrence uses prime estimates only when $l\le N^\zeta$, but its
|
| 409 |
+
successors $lD_B$ need not lie in the corresponding analytic range at
|
| 410 |
+
$n_B$. We therefore prove a bound simultaneously for every auxiliary
|
| 411 |
+
parameter $l$. The factor $l^{b_0}$ below covers the complementary
|
| 412 |
+
range by the elementary bound \eqref{eq:descent-trivial}.
|
| 413 |
+
|
| 414 |
+
\begin{proposition}[Uniform power decay]\label{prop:uniform-descent}
|
| 415 |
+
There are constants $a_0,b_0>0$ and $C_0\ge1$, depending only on $h$, such
|
| 416 |
+
that for all integers $l,N\ge1$,
|
| 417 |
+
\begin{equation}\label{eq:uniform-descent}
|
| 418 |
+
\mathcal Y_l(N)\le C_0l^{b_0}N^{-a_0}.
|
| 419 |
+
\end{equation}
|
| 420 |
+
\end{proposition}
|
| 421 |
+
|
| 422 |
+
\begin{proof}
|
| 423 |
+
After all parameters in \eqref{eq:parameters} have been fixed, choose
|
| 424 |
+
$a_0>0$ sufficiently small and put $b_0=2a_0/\zeta$, so that
|
| 425 |
+
\begin{equation}\label{eq:induction-parameters}
|
| 426 |
+
a_0<\sigma,\qquad s_0:=ka_0+b_0\le1,\qquad
|
| 427 |
+
\theta_0:=M_0^{s_0}(1-3\rho_*/4)<1.
|
| 428 |
+
\end{equation}
|
| 429 |
+
This is possible because $s_0\to0$ with $a_0$ while $\rho_*>0$ is fixed.
|
| 430 |
+
If $l>N^\zeta$, then
|
| 431 |
+
\[
|
| 432 |
+
l^{b_0}N^{-a_0}\ge N^{a_0}.
|
| 433 |
+
\]
|
| 434 |
+
The estimate \eqref{eq:descent-trivial}, used with exponent $a_0$, proves
|
| 435 |
+
\eqref{eq:uniform-descent} in this range after a fixed enlargement of
|
| 436 |
+
$C_0$. This treats all such $l,N$ before the induction.
|
| 437 |
+
|
| 438 |
+
For the remaining pairs, induct on the integer $N$, simultaneously for
|
| 439 |
+
all $l\ge1$. At a sufficiently large scale with $l\le N^\zeta$, every
|
| 440 |
+
successor in \eqref{eq:descent-recurrence} satisfies $n_B<N$ by
|
| 441 |
+
\eqref{eq:shorter-scale-size}. The induction hypothesis is available at
|
| 442 |
+
$lD_B$ whether or not that parameter satisfies $lD_B\le n_B^\zeta$.
|
| 443 |
+
Since $n_B\ge N/D_B^k$, it gives
|
| 444 |
+
\[
|
| 445 |
+
\mathcal Y_{lD_B}(n_B)
|
| 446 |
+
\le C_0(lD_B)^{b_0}n_B^{-a_0}
|
| 447 |
+
\le C_0l^{b_0}N^{-a_0}D_B^{s_0}.
|
| 448 |
+
\]
|
| 449 |
+
Use $q_B^{s_0}\le q_B$ and \eqref{eq:exceptional-budget} to bound the
|
| 450 |
+
bracket in \eqref{eq:descent-recurrence} by
|
| 451 |
+
\[
|
| 452 |
+
\begin{split}
|
| 453 |
+
C_0l^{b_0}N^{-a_0}M_0^{s_0}
|
| 454 |
+
\bigl(1-\rho_l+\rho_l/4\bigr)
|
| 455 |
+
&\le C_0l^{b_0}N^{-a_0}\theta_0,
|
| 456 |
+
\end{split}
|
| 457 |
+
\]
|
| 458 |
+
where \eqref{eq:good-proportion} was used in the last step.
|
| 459 |
+
Choose a fixed threshold $N_*$, large enough for the recurrence and for
|
| 460 |
+
\[
|
| 461 |
+
C_1N^{a_0-\sigma}+(1+u_N)\theta_0\le1
|
| 462 |
+
\qquad(N\ge N_*).
|
| 463 |
+
\]
|
| 464 |
+
Such a threshold exists by \eqref{eq:induction-parameters} and $u_N=o(1)$;
|
| 465 |
+
it is independent of $C_0\ge1$. Dividing the recurrence by
|
| 466 |
+
$C_0l^{b_0}N^{-a_0}$ now proves the induction step, since
|
| 467 |
+
$C_0l^{b_0}\ge1$.
|
| 468 |
+
Finally choose $C_0$ large enough to cover both the previously treated
|
| 469 |
+
range $l>N^\zeta$ and every $N<N_*$, uniformly in $l$, by
|
| 470 |
+
\eqref{eq:descent-trivial}. This completes the induction.
|
| 471 |
+
\end{proof}
|
| 472 |
+
|
| 473 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 474 |
+
At $l=1$ we have $T_1(m)=m$ and $h_1=h$, so the hypothesis of the theorem
|
| 475 |
+
is exactly avoidance at $l=1$. Combining \eqref{eq:descent-trivial}
|
| 476 |
+
with \eqref{eq:uniform-descent} gives
|
| 477 |
+
\[
|
| 478 |
+
\left(\frac{|A|}{N}\right)^d\le C_0N^{-a_0},
|
| 479 |
+
\qquad |A|\le C_0^{1/d}N^{1-a_0/d}.
|
| 480 |
+
\]
|
| 481 |
+
Thus one may take $c_h=a_0/d$ and $C_h=C_0^{1/d}$, for every $N\ge1$.
|
| 482 |
+
Only strictly ordered pairs, and hence positive differences, were used
|
| 483 |
+
in cancellation. Restriction to progressions preserved nonzero
|
| 484 |
+
forbidden values and their prime arguments. A value $h(p)=0$ therefore
|
| 485 |
+
imposes no additional condition at any stage.
|
| 486 |
+
\end{proof}
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/introduction.tex
ADDED
|
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|
|
|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
|
| 3 |
+
A polynomial difference theorem asks how large a set of integers can be
|
| 4 |
+
if the differences of its elements avoid a prescribed polynomial
|
| 5 |
+
sequence. Restricting the polynomial's argument to primes imposes an
|
| 6 |
+
additional arithmetic condition: a root modulo a given modulus must
|
| 7 |
+
be compatible with a prime residue class. We prove a power-saving bound
|
| 8 |
+
when these local conditions hold at every modulus.
|
| 9 |
+
|
| 10 |
+
Write $\mathbb P$ for the positive rational primes and
|
| 11 |
+
$[N]=\{1,\ldots,N\}$. An integer polynomial $h$ is
|
| 12 |
+
\emph{prime-intersective} if, for every positive integer $q$, there is
|
| 13 |
+
an integer $r$ with
|
| 14 |
+
\[
|
| 15 |
+
(r,q)=1,\qquad h(r)\equiv0\pmod q.
|
| 16 |
+
\]
|
| 17 |
+
For a set $A$ of integers, write $A-A=\{a-b:a,b\in A\}$.
|
| 18 |
+
|
| 19 |
+
\begin{theorem}\label{thm:main}
|
| 20 |
+
Let $h\in\Z[x]$ be prime-intersective, of degree at least two and with
|
| 21 |
+
positive leading coefficient. There exist constants $c_h>0$ and
|
| 22 |
+
$C_h\ge1$ such that, for every positive integer $N$ and every
|
| 23 |
+
$A\subseteq[N]$,
|
| 24 |
+
\[
|
| 25 |
+
(A-A)\cap\{h(p):p\in\mathbb P\}\subseteq\{0\}
|
| 26 |
+
\quad\Longrightarrow\quad
|
| 27 |
+
|A|\le C_h N^{1-c_h}.
|
| 28 |
+
\]
|
| 29 |
+
\end{theorem}
|
| 30 |
+
|
| 31 |
+
The convention at zero allows a prime root of $h$: a value $h(p)=0$
|
| 32 |
+
places no restriction on $A$. All constants in the theorem depend only
|
| 33 |
+
on the fixed polynomial. Increasing $C_h$ incorporates the finitely
|
| 34 |
+
many small values of $N$.
|
| 35 |
+
|
| 36 |
+
\subsection{History and main ideas}
|
| 37 |
+
|
| 38 |
+
The starting point is the Furstenberg--S\'ark\"ozy theorem: every subset
|
| 39 |
+
of the integers with positive upper density contains two elements whose
|
| 40 |
+
difference is a nonzero square. Furstenberg's ergodic proof and
|
| 41 |
+
S\'ark\"ozy's quantitative Fourier argument established this independently
|
| 42 |
+
\cite{Furstenberg1977,Sarkozy1978}. For a nonconstant integer polynomial,
|
| 43 |
+
the unavoidable local condition is a root modulo every positive integer.
|
| 44 |
+
Kamae and Mend\`es France's difference theorem implies that this
|
| 45 |
+
condition also suffices for density decay
|
| 46 |
+
\cite{KamaeMendesFrance1978}. Lucier made the general polynomial theorem
|
| 47 |
+
quantitative by organizing the iteration around compatible $p$-adic
|
| 48 |
+
roots and a family of auxiliary polynomials \cite{Lucier2006}.
|
| 49 |
+
|
| 50 |
+
Much subsequent work sharpened the density bounds. For square
|
| 51 |
+
differences, the double iteration of Pintz, Steiger, and Szemer\'edi
|
| 52 |
+
\cite{PintzSteigerSzemeredi1988} was improved by Bloom and Maynard
|
| 53 |
+
\cite{BloomMaynard2022}, and Green and Sawhney obtained
|
| 54 |
+
$N\exp(-c\sqrt{\log N})$ using an arithmetic level-$d$ inequality
|
| 55 |
+
\cite{GreenSawhney2025}. Rice \cite{Rice2019} and Arala
|
| 56 |
+
\cite{Arala2024} extended the earlier bounds to general intersective
|
| 57 |
+
polynomials. Adajar and collaborators subsequently obtained
|
| 58 |
+
$N\exp(-c_{h,\mu}(\log N)^\mu)$ for every $0<\mu<1/2$
|
| 59 |
+
\cite{AdajarEtAl2026}. These results concern unrestricted integer
|
| 60 |
+
arguments. Restricting the argument to primes makes avoidance a weaker
|
| 61 |
+
condition and introduces the unit-root requirement in our definition.
|
| 62 |
+
|
| 63 |
+
The prime problem already has a substantial history.
|
| 64 |
+
S\'ark\"ozy treated the shifts $p-1$ and $p+1$
|
| 65 |
+
\cite{Sarkozy1978III}. After successive improvements by Lucier,
|
| 66 |
+
Ruzsa--Sanders, and Wang
|
| 67 |
+
\cite{Lucier2008,RuzsaSanders2008,Wang2020}, Green proved a power saving
|
| 68 |
+
for $p-1$, noting that his argument also applies to $p+1$
|
| 69 |
+
\cite[Theorem~1.1 and the following remarks]{Green2024}.
|
| 70 |
+
Thorner and Zaman made an admissible exponent explicit
|
| 71 |
+
\cite{ThornerZaman2024}.
|
| 72 |
+
For nonlinear polynomials, Li and Pan proved a quantitative result when
|
| 73 |
+
$h(1)=0$ \cite{LiPan2009}. Rice's theorem covers every
|
| 74 |
+
prime-intersective polynomial of degree $k\ge2$, with
|
| 75 |
+
\[
|
| 76 |
+
|A|\ll_{h,c}N(\log N)^{-c}
|
| 77 |
+
\qquad\text{for every }c<\frac{1}{2k-2},
|
| 78 |
+
\]
|
| 79 |
+
and gives a stronger bound for quadratics
|
| 80 |
+
\cite[Theorems~1 and~2]{Rice2013}. Rice also records Wierdl's earlier
|
| 81 |
+
qualitative characterization by the unit-root condition
|
| 82 |
+
\cite[Section~1.2]{Rice2013}. The auxiliary family used below, including
|
| 83 |
+
its prime-argument restriction, already appears in
|
| 84 |
+
\cite[Section~2.1]{Rice2013}.
|
| 85 |
+
|
| 86 |
+
Our direct methodological predecessor is the companion
|
| 87 |
+
\emph{A power saving for intersective polynomial differences with an exponent depending only on the degree}
|
| 88 |
+
\cite{IntersectivePower}. We adapt its reflection-positive tuple laws,
|
| 89 |
+
Fourier lifts, signed kernels, and contracting induction to prime
|
| 90 |
+
arguments. In particular, the Fourier-lift moment estimate is reproduced
|
| 91 |
+
with its proof below. The new requirements concern the compatibility
|
| 92 |
+
of the tuple laws with unit residue classes and the realization of
|
| 93 |
+
their pair correlations by a signed kernel supported on values at
|
| 94 |
+
prime arguments. The example $h(x)=(x-1)^2$ gives a power saving when
|
| 95 |
+
only the differences $(p-1)^2$ are forbidden; it therefore implies a
|
| 96 |
+
power saving for sets avoiding all nonzero square differences as well.
|
| 97 |
+
|
| 98 |
+
Here is the mechanism. For each sufficiently large prime we construct
|
| 99 |
+
a probability law on a fixed finite tuple of residue labels. A
|
| 100 |
+
designated cycle of tuple positions has increments satisfying the
|
| 101 |
+
congruence conditions imposed by prime arguments, apart from a component
|
| 102 |
+
of very small mass. Reflection positivity means that the joint distribution across
|
| 103 |
+
each prescribed cut of the tuple gives a positive semidefinite matrix.
|
| 104 |
+
The cuts are chosen so that successive reflections can make all inputs
|
| 105 |
+
agree. Repeated Cauchy--Schwarz inequalities then give a multilinear
|
| 106 |
+
H\"older inequality and a seminorm. This is the classical chessboard
|
| 107 |
+
method of reflection positivity
|
| 108 |
+
\cite[Theorem~4.1]{FILS1978}. For related H\"older inequalities and
|
| 109 |
+
folding arguments in graph-norm theory, see
|
| 110 |
+
\cite{Hatami2010,ConlonLee2017}. We prove the form needed for our
|
| 111 |
+
tuple laws directly.
|
| 112 |
+
|
| 113 |
+
We next lift an interval indicator to the product of these residue
|
| 114 |
+
spaces by retaining its rational Fourier coefficients with bounded
|
| 115 |
+
denominator. Averaging a product of copies of this lift over the tuple
|
| 116 |
+
laws gives a nonnegative quantity that dominates a fixed power of the
|
| 117 |
+
set's density. To exploit avoidance, a signed weight on prime polynomial
|
| 118 |
+
values is compared with a model kernel encoding the correlations of a
|
| 119 |
+
cycle edge; their Fourier transforms are uniformly close. Major arcs match the local
|
| 120 |
+
unit distributions; minor arcs are controlled by Vaughan's identity
|
| 121 |
+
and Weyl differencing \cite{Vaughan1980,Vaughan1997,Weyl1916}.
|
| 122 |
+
Avoidance annihilates the prime-supported kernel on ordered pairs from the set.
|
| 123 |
+
The resulting cancellation, together with the seminorm estimate for
|
| 124 |
+
restriction to progressions, produces a contraction of the lifted
|
| 125 |
+
quantity on shorter intervals. Induction turns that contraction into
|
| 126 |
+
the claimed power saving.
|
| 127 |
+
|
| 128 |
+
The prime-distribution estimate used in the major arcs is derived from
|
| 129 |
+
\cite[Theorem~1.1]{ZeroFree}: every Dirichlet $L$-function, uniformly
|
| 130 |
+
over all characters and moduli, has no zero in $\Re s>7/8$, with the
|
| 131 |
+
principal pole at $s=1$ allowed. This fixed half-plane is a theorem input
|
| 132 |
+
from that companion, stronger than the classical zero-free regions
|
| 133 |
+
near $\Re s=1$. We prove here its required consequence for primes in
|
| 134 |
+
arithmetic progressions and all subsequent steps of the argument.
|
| 135 |
+
|
| 136 |
+
\subsection{Notation and organization}
|
| 137 |
+
|
| 138 |
+
Throughout the proof, $h$ is fixed, its degree is $k\ge2$, and its
|
| 139 |
+
leading coefficient is $a>0$. Put $e(x)=\exp(2\pi i x)$.
|
| 140 |
+
For $\xi\in\Q/\Z$, let $q(\xi)$ be its reduced positive denominator,
|
| 141 |
+
with $q(0)=1$. Fourier coefficients use the negative sign in the
|
| 142 |
+
exponential. Averages and norms on finite sets use uniform probability
|
| 143 |
+
measure unless another measure is specified. Empty products have
|
| 144 |
+
value one, and an empty product of spaces is a singleton.
|
| 145 |
+
|
| 146 |
+
Implicit constants and lower thresholds may depend on $h$ and on the
|
| 147 |
+
structural parameters fixed in terms of $h$, but are uniform in the
|
| 148 |
+
auxiliary parameter and residue classes introduced below. The notation
|
| 149 |
+
$N^{o(1)}$ denotes a quantity bounded by $C_\epsilon N^\epsilon$ for
|
| 150 |
+
every $\epsilon>0$, with this same uniformity.
|
| 151 |
+
|
| 152 |
+
Section~\ref{sec:local} constructs the auxiliary polynomials and their
|
| 153 |
+
admissible local values. Section~\ref{sec:tuples} builds the
|
| 154 |
+
reflection-positive tuple laws, and Section~\ref{sec:lifts} develops
|
| 155 |
+
their multilinear estimates and proves the Fourier-lift moment bound.
|
| 156 |
+
Section~\ref{sec:primes} obtains the prime estimates from the stated
|
| 157 |
+
zero-free input and elementary differencing. Section~\ref{sec:kernel}
|
| 158 |
+
matches the tuple multipliers with a kernel supported on prime
|
| 159 |
+
polynomial values. Section~\ref{sec:descent} uses that comparison to
|
| 160 |
+
contract a multilinear density quantity and proves
|
| 161 |
+
Theorem~\ref{thm:main}.
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/kernel.tex
ADDED
|
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|
|
|
| 1 |
+
\section{A kernel on differences at prime arguments}\label{sec:kernel}
|
| 2 |
+
|
| 3 |
+
The tuple laws prescribe a distribution of admissible increments along each
|
| 4 |
+
edge of the distinguished cycle. We now realize its low-denominator Fourier
|
| 5 |
+
multipliers by a signed kernel supported on polynomial values at prime
|
| 6 |
+
arguments. This will turn avoidance of those values into cancellation for a
|
| 7 |
+
pair of Fourier lifts. The kernel comparison adapts the integer-argument
|
| 8 |
+
method of \cite{IntersectivePower}; the unit conditions in its local weights
|
| 9 |
+
and their realization using prime arguments are the additional ingredients
|
| 10 |
+
here.
|
| 11 |
+
|
| 12 |
+
\subsection{Parameters and the pair estimate}
|
| 13 |
+
|
| 14 |
+
Fix the following parameters, all depending only on $h$ and the tuple
|
| 15 |
+
construction:
|
| 16 |
+
\begin{equation}\label{eq:parameters}
|
| 17 |
+
\begin{split}
|
| 18 |
+
&\eta=\frac{1}{10000k},\qquad
|
| 19 |
+
c_m=c_m(k,\eta/4)\quad\text{from Proposition~\ref{prop:prime-minor-arcs}},
|
| 20 |
+
\qquad \nu=\frac{\min(\eta,c_m/k)}{10},\\
|
| 21 |
+
&\beta=\frac{\nu}{100},\qquad \zeta=\frac{\nu}{100},\qquad
|
| 22 |
+
\tau=\frac{\beta\gamma}{1000k(d+1)},\qquad
|
| 23 |
+
\sigma=\frac{\gamma\tau}{4}.
|
| 24 |
+
\end{split}
|
| 25 |
+
\end{equation}
|
| 26 |
+
Here $\eta$ controls the major arcs, $\nu$ is a common saving from prime
|
| 27 |
+
sums, $\beta$ controls the Fourier cutoffs, and $\zeta$ bounds the
|
| 28 |
+
auxiliary parameter $l$. The smaller exponents $\tau$ and $\sigma$ are
|
| 29 |
+
reserved for the descent in Section~\ref{sec:descent}.
|
| 30 |
+
The parameter $\eta$ is distinct from the exceptional masses $\eta_{l,p}$.
|
| 31 |
+
For a scale $N$ put
|
| 32 |
+
\begin{equation}\label{eq:kernel-cutoffs}
|
| 33 |
+
Q=N^\beta,\qquad H=N^{\beta/2},\qquad
|
| 34 |
+
\mathcal P_N=\{p\text{ prime}:P\le p\le Q\}.
|
| 35 |
+
\end{equation}
|
| 36 |
+
|
| 37 |
+
Fix $l\ge1$, write $F=h_l$, and choose a directed cycle edge
|
| 38 |
+
$v_j\to v_{j+1}$. For each $p\ge P$, let $\pi_p$ be the distribution on
|
| 39 |
+
$\F_p$ of $z_{v_{j+1}}-z_{v_j}$ under $\mu_{l,p}^\circ$. It is
|
| 40 |
+
supported on admissible residues by Proposition~\ref{prop:tuple-laws}.
|
| 41 |
+
For $v\in\Z$ define
|
| 42 |
+
\[
|
| 43 |
+
\Gamma_p(v/p)=\sum_{y\in\F_p}\pi_p(y)e(vy/p).
|
| 44 |
+
\]
|
| 45 |
+
For a nonzero character, the conditional mixing estimate
|
| 46 |
+
\eqref{eq:tuple-mixing}, applied to the second endpoint and paired with the
|
| 47 |
+
conjugate character at the first, gives $|\Gamma_p(v/p)|\le p^{-\gamma}$.
|
| 48 |
+
If $\xi$ has squarefree denominator supported on primes at least $P$, write
|
| 49 |
+
$\xi=\sum_{p\mid q(\xi)}\xi_p$ for its prime-denominator decomposition and
|
| 50 |
+
put $\Gamma(\xi)=\prod_{p\mid q(\xi)}\Gamma_p(\xi_p)$. Thus
|
| 51 |
+
\begin{equation}\label{eq:edge-multiplier-bound}
|
| 52 |
+
\Gamma(0)=1,\qquad |\Gamma(\xi)|\le q(\xi)^{-\gamma}.
|
| 53 |
+
\end{equation}
|
| 54 |
+
The multiplier may depend on $l$ and the chosen edge; all estimates below
|
| 55 |
+
are uniform in both.
|
| 56 |
+
|
| 57 |
+
\begin{proposition}[Cancellation for an ordered pair]\label{prop:pair-cancellation}
|
| 58 |
+
Suppose $N$ is sufficiently large, $l\le N^\zeta$, and
|
| 59 |
+
$D=M_0\prod_{p\in B}p\le N^\beta$, where $B$ is a finite set of primes at
|
| 60 |
+
least $P$. Let $J_1,J_2:[N]\to\C$ have modulus at most one and be
|
| 61 |
+
supported on residue classes $a'_1,a'_2\pmod D$. Assume that
|
| 62 |
+
$r=a'_2-a'_1\pmod D$ is admissible at $l$ and that
|
| 63 |
+
\[
|
| 64 |
+
J_1(x)J_2(y)\ne0\quad\Longrightarrow\quad
|
| 65 |
+
x<y\quad\text{and}\quad y-x\notin\mathcal D_l.
|
| 66 |
+
\]
|
| 67 |
+
Set
|
| 68 |
+
\[
|
| 69 |
+
\Xi=\{\xi\in\Q/\Z:q(\xi)\le H,
|
| 70 |
+
\ q(\xi)\text{ squarefree},\ (q(\xi),D)=1\}.
|
| 71 |
+
\]
|
| 72 |
+
Then, for the multiplier of any directed cycle edge,
|
| 73 |
+
\begin{equation}\label{eq:pair-cancellation}
|
| 74 |
+
D\left|\sum_{\xi\in\Xi}\Gamma(\xi)
|
| 75 |
+
\widehat{J_1}_{[N]}(-\xi)\widehat{J_2}_{[N]}(\xi)\right|
|
| 76 |
+
\ll H^{-\gamma/2}.
|
| 77 |
+
\end{equation}
|
| 78 |
+
\end{proposition}
|
| 79 |
+
|
| 80 |
+
Since $M_0$ contains every prime below $P$, the multiplier is defined on all
|
| 81 |
+
of $\Xi$. To prove the proposition, consider the model kernel
|
| 82 |
+
\begin{equation}\label{eq:model-kernel}
|
| 83 |
+
k_0(n)=\frac DN\,
|
| 84 |
+
\mathbf1_{\{1\le n\le N\}}\mathbf1_{\{n\equiv r\ (D)\}}
|
| 85 |
+
\sum_{\xi\in\Xi}\Gamma(\xi)e(-\xi n).
|
| 86 |
+
\end{equation}
|
| 87 |
+
We will construct a kernel $k_1$ supported on $\mathcal D_l$ such that
|
| 88 |
+
$\sup_\alpha|\sum_n(k_0(n)-k_1(n))e(\alpha n)|\ll H^{-\gamma/2}$.
|
| 89 |
+
The congruence restriction
|
| 90 |
+
in $k_0$ will be imposed on polynomial arguments by a local weight; the
|
| 91 |
+
factors $\Gamma_p$ will be imposed by further weights of mean one.
|
| 92 |
+
|
| 93 |
+
\subsection{Weights on polynomial arguments}
|
| 94 |
+
|
| 95 |
+
For a periodic function of the argument $m$, its \emph{unit mean modulo
|
| 96 |
+
$b$} is the uniform average over the classes $m\pmod b$ satisfying
|
| 97 |
+
$(T_l(m),b)=1$. There are exactly
|
| 98 |
+
\begin{equation}\label{eq:unit-mean-count}
|
| 99 |
+
n_b=b\prod_{\substack{p\mid b\\p\nmid l}}(1-1/p)
|
| 100 |
+
=\frac{\varphi(lb)}{\varphi(l)}
|
| 101 |
+
\end{equation}
|
| 102 |
+
such classes. Indeed, a prime dividing $l$ excludes no argument because
|
| 103 |
+
$(r_l,l)=1$, and any other prime excludes exactly one class modulo that
|
| 104 |
+
prime. These means factor over prime powers. They are also consistent
|
| 105 |
+
under replacing $b$ by a multiple: each allowed class has the same number
|
| 106 |
+
of allowed lifts.
|
| 107 |
+
|
| 108 |
+
At a prime $p\mid D$, choose an argument witnessing admissibility of
|
| 109 |
+
$r\pmod {p^{E_p}}$, and denote the valuation of its derivative by $s_p$.
|
| 110 |
+
Lemma~\ref{lem:local-lifting} supplies a class modulo $p^{E_p-s_p}$ on
|
| 111 |
+
which the unit condition holds and $F$ is constantly $r$ modulo
|
| 112 |
+
$p^{E_p}$. Uniform argument lifts in this class give uniform higher
|
| 113 |
+
lifts of that value. Combining the chosen classes gives one class modulo
|
| 114 |
+
\[
|
| 115 |
+
d_r=\prod_{p\mid D}p^{E_p-s_p}\mid D.
|
| 116 |
+
\]
|
| 117 |
+
Let $\rho_D$ be $n_{d_r}$ times its indicator. Then $\rho_D$ has unit mean
|
| 118 |
+
one and $\|\rho_D\|_\infty\le D$.
|
| 119 |
+
|
| 120 |
+
For every prime $p\nmid D$, necessarily $p\ge P$, choose, for each $y$
|
| 121 |
+
with $\pi_p(y)>0$, one allowed regular argument $x_y\pmod p$ satisfying
|
| 122 |
+
$F(x_y)=y$. Define a function $\psi_p$ modulo $p$ by
|
| 123 |
+
\[
|
| 124 |
+
\psi_p(x_y)=n_p\pi_p(y),\qquad
|
| 125 |
+
\psi_p(x)=0\quad\text{at all other classes}.
|
| 126 |
+
\]
|
| 127 |
+
It has unit mean one, and its weighted $F$-value distribution is precisely
|
| 128 |
+
$\pi_p$. Put
|
| 129 |
+
\[
|
| 130 |
+
B_p(m)=\psi_p(m)-1,\qquad
|
| 131 |
+
B_u(m)=\prod_{p\mid u}B_p(m),\qquad B_1=1,
|
| 132 |
+
\]
|
| 133 |
+
where $u$ is squarefree and $(u,D)=1$. Each $B_p$ has unit mean zero,
|
| 134 |
+
$B_u$ has period $u$, and $|B_u|\le u$. In particular these definitions
|
| 135 |
+
specify the weights also on nonunit arguments; those arguments will have
|
| 136 |
+
zero main term in the prime-progression estimate.
|
| 137 |
+
|
| 138 |
+
Expanding a finite product of $\psi_p=1+B_p$ produces a sum of the $B_u$
|
| 139 |
+
over squarefree products of those primes. We retain $u\le H$ to bound
|
| 140 |
+
the periods of the weights. In a unit average against a rational phase
|
| 141 |
+
$e(\alpha F(m))$, any prime factor of $u$ absent from $q(\alpha)$ makes
|
| 142 |
+
that term vanish. Thus, when the part of $q(\alpha)$ supported away from
|
| 143 |
+
$D$ is at most $H$, the truncation retains every potentially nonzero term
|
| 144 |
+
of the corresponding product expansion. The comparison below will also
|
| 145 |
+
bound the contribution from larger denominators.
|
| 146 |
+
|
| 147 |
+
By Lemma~\ref{lem:auxiliary}, all coefficients of $F$ are $O_h(a_l)$.
|
| 148 |
+
Consequently there is an integer $x_*\ge1$, independent of $l$, such that
|
| 149 |
+
for $x\ge x_*$,
|
| 150 |
+
\begin{equation}\label{eq:kernel-polynomial-scale}
|
| 151 |
+
F(x)\asymp a_lx^k,\qquad F'(x)\asymp a_lx^{k-1},\qquad
|
| 152 |
+
|F''(x)|\ll a_lx^{k-2},
|
| 153 |
+
\end{equation}
|
| 154 |
+
with $F,F'$ positive. Put $U=(N/a_l)^{1/k}$. Since $a_l$ is a positive
|
| 155 |
+
integer and $a_l\le al^k$,
|
| 156 |
+
\[
|
| 157 |
+
U\le N^{1/k},\qquad U\gg N^{1/k-\zeta}.
|
| 158 |
+
\]
|
| 159 |
+
For large $N$ there is therefore a unique $X\ge x_*$ with $F(X)=N$, and
|
| 160 |
+
$X\asymp U$. With $\Lambda'(n)=(\log n)\mathbf1_{\{n\text{ prime}\}}$,
|
| 161 |
+
define the signed kernel below. The factor $\varphi(l)/l$ compensates
|
| 162 |
+
for the prime density in the progression $T_l(m)$, and $F'(m)/N$ turns
|
| 163 |
+
the resulting $m$-integral into normalized measure on the $F$-values:
|
| 164 |
+
\begin{equation}\label{eq:prime-kernel}
|
| 165 |
+
\begin{split}
|
| 166 |
+
k_1(n)=\sum_{x_*<m\le X}&\mathbf1_{\{n=F(m)\}}
|
| 167 |
+
\frac{F'(m)}{N}\frac{\varphi(l)}{l}\Lambda'(T_l(m))\rho_D(m)\\[-2pt]
|
| 168 |
+
&\hspace{15mm}\times
|
| 169 |
+
\sum_{\substack{u\le H\\u\text{ squarefree}\\(u,D)=1}}B_u(m).
|
| 170 |
+
\end{split}
|
| 171 |
+
\end{equation}
|
| 172 |
+
Here and below the argument $m$ is an integer in sums. Every nonzero
|
| 173 |
+
term has $0<F(m)\le N$ and $T_l(m)$ prime, so $k_1$ is supported on
|
| 174 |
+
$\mathcal D_l\cap[N]$. No positivity is required of $k_1$.
|
| 175 |
+
|
| 176 |
+
Choose a fixed constant $C$ so that $Y=ClU$ bounds $T_l(X)$. The relation
|
| 177 |
+
$a_l=al^k/\lambda(l)$ gives
|
| 178 |
+
\begin{equation}\label{eq:prime-kernel-range}
|
| 179 |
+
Y\gg N^{1/k},\qquad Y\ll N^{1/k+\zeta},\qquad
|
| 180 |
+
Y^k\asymp N\lambda(l).
|
| 181 |
+
\end{equation}
|
| 182 |
+
In particular $Y\le N$ for sufficiently large $N$.
|
| 183 |
+
|
| 184 |
+
\subsection{Uniform Fourier comparison}
|
| 185 |
+
|
| 186 |
+
For $i=0,1$ use positive-sign transforms
|
| 187 |
+
$S_i(\alpha)=\sum_n k_i(n)e(\alpha n)$ on $\R/\Z$.
|
| 188 |
+
The signs differ from the negative-sign convention for Fourier
|
| 189 |
+
coefficients of functions; this choice makes $S_0$ concentrate at the
|
| 190 |
+
frequencies occurring in \eqref{eq:model-kernel}.
|
| 191 |
+
|
| 192 |
+
\begin{lemma}[Comparison of the two kernels]\label{lem:kernel-comparison}
|
| 193 |
+
For the data and ranges of Proposition~\ref{prop:pair-cancellation},
|
| 194 |
+
\begin{equation}\label{eq:kernel-comparison}
|
| 195 |
+
\sup_{\alpha\in\R/\Z}|S_0(\alpha)-S_1(\alpha)|
|
| 196 |
+
\ll H^{-\gamma/2}.
|
| 197 |
+
\end{equation}
|
| 198 |
+
\end{lemma}
|
| 199 |
+
|
| 200 |
+
\begin{proof}
|
| 201 |
+
Use major arcs of radius $3N^{-1+\eta}$ around the reduced rationals with
|
| 202 |
+
denominator at most $N^\eta$. They are disjoint for large $N$, since
|
| 203 |
+
$3\eta<1$. The remaining points form the minor arcs. We first bound both
|
| 204 |
+
transforms on the minor arcs; on a major arc we will compare their local
|
| 205 |
+
coefficients.
|
| 206 |
+
|
| 207 |
+
Write $V_N(y)=N^{-1}\sum_{n\in[N]}e(yn)$. Expanding the congruence
|
| 208 |
+
indicator in \eqref{eq:model-kernel} gives
|
| 209 |
+
\begin{equation}\label{eq:model-transform}
|
| 210 |
+
S_0(\alpha)=\sum_{\xi\in\Xi}\sum_{j'\bmod D}
|
| 211 |
+
\Gamma(\xi)e(-j'r/D)V_N(\alpha-\xi+j'/D).
|
| 212 |
+
\end{equation}
|
| 213 |
+
There are $O(DH^2)$ terms. Their centers $\xi-j'/D$ are distinct:
|
| 214 |
+
an equality would give a rational with denominator both coprime to $D$
|
| 215 |
+
and dividing $D$, and hence an integer. Each center has denominator at
|
| 216 |
+
most $DH\le N^{3\beta/2}\le N^\eta$. On minor arcs, geometric summation
|
| 217 |
+
therefore gives
|
| 218 |
+
\begin{equation}\label{eq:model-minor}
|
| 219 |
+
|S_0(\alpha)|\ll DH^2N^{-\eta}.
|
| 220 |
+
\end{equation}
|
| 221 |
+
|
| 222 |
+
To estimate $S_1$, first consider, with any linear twist $y'$, the sums
|
| 223 |
+
\[
|
| 224 |
+
\sum_{m\in I}\Lambda'(T_l(m))e(\alpha F(m)+y'm)
|
| 225 |
+
\]
|
| 226 |
+
over subintervals $I$ of $(x_*,X]$. On setting $n=T_l(m)$, expand the
|
| 227 |
+
restriction $n\equiv r_l\pmod l$ as the average of its $l$ additive
|
| 228 |
+
characters. Each resulting prime sum has a polynomial phase in $n$ whose
|
| 229 |
+
coefficient of $n^k$ is $b_k=\alpha a/\lambda(l)$; the new twists change
|
| 230 |
+
only the linear coefficient because $k\ge2$.
|
| 231 |
+
|
| 232 |
+
Fix a representative of $\alpha$ and apply Dirichlet approximation to
|
| 233 |
+
$\vartheta=(k!)^2b_k$ with
|
| 234 |
+
\[
|
| 235 |
+
Q_0=\lfloor Y^kN^{-\eta/2}\rfloor.
|
| 236 |
+
\]
|
| 237 |
+
The resulting reduced fraction $a'/q$ satisfies
|
| 238 |
+
$q\le Q_0$ and $|\vartheta-a'/q|\le1/(qQ_0)\le q^{-2}$.
|
| 239 |
+
By \eqref{eq:prime-kernel-range}, this places $\alpha$ within
|
| 240 |
+
$O(N^{-1+\eta/2})$ of a rational of denominator at most $(k!)^2aq$.
|
| 241 |
+
For a minor-arc point that denominator must exceed $N^\eta$ for large
|
| 242 |
+
$N$. Hence, using $Y\le N$ and absorbing the fixed factor $(k!)^2a$,
|
| 243 |
+
\[
|
| 244 |
+
Y^{\eta/4}\le q\le Y^{k-\eta/4}.
|
| 245 |
+
\]
|
| 246 |
+
Proposition~\ref{prop:prime-minor-arcs} applies uniformly in the linear
|
| 247 |
+
twists and in the interval, and gives a bound $O(Y^{1-c_m})$.
|
| 248 |
+
The relation $Y=ClU$ and the lower bound in
|
| 249 |
+
\eqref{eq:prime-kernel-range} imply
|
| 250 |
+
\[
|
| 251 |
+
Y^{1-c_m}\ll U\,lN^{-c_m/k}
|
| 252 |
+
\le U N^{\zeta-c_m/k}\ll U N^{-\nu}.
|
| 253 |
+
\]
|
| 254 |
+
This accounts for the dependence on $l$ before any periodic weight is
|
| 255 |
+
expanded.
|
| 256 |
+
|
| 257 |
+
By \eqref{eq:kernel-polynomial-scale}, the supremum and total variation of
|
| 258 |
+
$F'/N$ on $[x_*,X]$ are $O(U^{-1})$. Partial summation therefore retains
|
| 259 |
+
an $O(N^{-\nu})$ bound after including this weight. Use normalized
|
| 260 |
+
Fourier coefficients on each finite period for the other weights. Since
|
| 261 |
+
$\rho_D$ is a constant times one residue-class indicator, its Fourier
|
| 262 |
+
$\ell^1$ norm is $n_{d_r}\le D$. For $B_u$ the bound by its period times
|
| 263 |
+
its supremum gives Fourier $\ell^1$ norm at most $u^2$. Expanding the
|
| 264 |
+
weights in \eqref{eq:prime-kernel}, and using $\varphi(l)/l\le1$, yields
|
| 265 |
+
\begin{equation}\label{eq:prime-minor-kernel}
|
| 266 |
+
|S_1(\alpha)|\ll D\sum_{u\le H}u^2N^{-\nu}
|
| 267 |
+
\ll DH^3N^{-\nu}.
|
| 268 |
+
\end{equation}
|
| 269 |
+
The powers in \eqref{eq:model-minor} and
|
| 270 |
+
\eqref{eq:prime-minor-kernel} are $2\beta-\eta$ and
|
| 271 |
+
$5\beta/2-\nu$, respectively. Both are smaller than $-\beta\gamma/4$,
|
| 272 |
+
so these bounds are $O(H^{-\gamma/2})$.
|
| 273 |
+
|
| 274 |
+
Now let $\alpha=\alpha_0+y$ be on a major arc, with
|
| 275 |
+
$q=q(\alpha_0)\le N^\eta$ and $|y|\le3N^{-1+\eta}$.
|
| 276 |
+
Decompose $\alpha_0=\alpha_D+\alpha_1$ into the prime-power denominator
|
| 277 |
+
parts supported, respectively, on primes dividing $D$ and on primes not
|
| 278 |
+
dividing $D$. The coefficient in \eqref{eq:model-transform} belonging
|
| 279 |
+
to the center $\alpha_0$, or zero if that center is absent, is
|
| 280 |
+
\begin{equation}\label{eq:model-local-coefficient}
|
| 281 |
+
c_0(\alpha_0)=
|
| 282 |
+
\begin{cases}
|
| 283 |
+
e(\alpha_Dr)\Gamma(\alpha_1),
|
| 284 |
+
&q(\alpha_D)\mid D\ \text{and}\ \alpha_1\in\Xi,\\
|
| 285 |
+
0,&\text{otherwise}.
|
| 286 |
+
\end{cases}
|
| 287 |
+
\end{equation}
|
| 288 |
+
Here the sign follows from $\alpha_D=-j'/D$ at that center. Every other
|
| 289 |
+
center is at circle distance at least $1/(qDH)$ from $\alpha_0$.
|
| 290 |
+
Since $|y|qDH=o(1)$, geometric summation in each of the $O(DH^2)$ terms
|
| 291 |
+
gives
|
| 292 |
+
\begin{equation}\label{eq:model-major}
|
| 293 |
+
S_0(\alpha)=c_0(\alpha_0)V_N(y)+O(qD^2H^3/N).
|
| 294 |
+
\end{equation}
|
| 295 |
+
|
| 296 |
+
We next derive the corresponding coefficient for $S_1$, including the
|
| 297 |
+
normalization of the prime weights. For squarefree $u\le H$ coprime to
|
| 298 |
+
$D$, let $A_u$ be the unit mean of
|
| 299 |
+
\[
|
| 300 |
+
b_u(m)=\rho_D(m)B_u(m)e(\alpha_0F(m)).
|
| 301 |
+
\]
|
| 302 |
+
Its period divides $b=qDu$, and $\|b_u\|_\infty\le Du$.
|
| 303 |
+
For $x_*\le x'<x''\le X$, Proposition~\ref{prop:prime-progressions}
|
| 304 |
+
gives
|
| 305 |
+
\begin{equation}\label{eq:weighted-prime-progression}
|
| 306 |
+
\sum_{x'<m\le x''}b_u(m)\frac{\varphi(l)}l\Lambda'(T_l(m))
|
| 307 |
+
=A_u(x''-x')+
|
| 308 |
+
O\big(qD^2u^2Y^{31/32}\log^2(2lbY)\big).
|
| 309 |
+
\end{equation}
|
| 310 |
+
Indeed, one class $m\equiv c\pmod b$ corresponds to the class
|
| 311 |
+
$r_l+lc\pmod {lb}$ in a prime interval of length $l(x''-x')$.
|
| 312 |
+
It is reduced exactly when $(T_l(c),b)=1$, since $(r_l,l)=1$.
|
| 313 |
+
For such a class the factor $\varphi(l)/l$ changes the prime main term
|
| 314 |
+
to $(x''-x')/n_b$, by \eqref{eq:unit-mean-count}.
|
| 315 |
+
On a nonreduced class the only possible primes divide $lb$, and their
|
| 316 |
+
total logarithmic weight is $O(\log(lb))$, with zero main term.
|
| 317 |
+
Apply the progression bound at both endpoints, then sum its errors over
|
| 318 |
+
at most $b=qDu$ classes with weights of modulus at most $Du$.
|
| 319 |
+
This proves \eqref{eq:weighted-prime-progression}, including the
|
| 320 |
+
nonreduced classes.
|
| 321 |
+
|
| 322 |
+
The smooth factor $F'(x)e(yF(x))/N$ has supremum plus total variation
|
| 323 |
+
\[
|
| 324 |
+
O\big((1+N|y|)/U\big).
|
| 325 |
+
\]
|
| 326 |
+
For example, its derivative is bounded in integral by the contributions
|
| 327 |
+
of $F''/N$ and $2\pi |y|(F')^2/N$, which are $O(U^{-1})$ and
|
| 328 |
+
$O(N|y|/U)$ by \eqref{eq:kernel-polynomial-scale}.
|
| 329 |
+
Partial summation in \eqref{eq:weighted-prime-progression} therefore
|
| 330 |
+
produces main term
|
| 331 |
+
\[
|
| 332 |
+
\frac{A_u}{N}\int_{x_*}^{X}F'(x)e(yF(x))\,dx
|
| 333 |
+
=\frac{A_u}{N}\int_{F(x_*)}^{N}e(yt')\,dt'.
|
| 334 |
+
\]
|
| 335 |
+
The normalized integral $N^{-1}\int_{F(x_*)}^{N}e(yt')\,dt'$ differs
|
| 336 |
+
from $V_N(y)$ by
|
| 337 |
+
$O(a_l/N+(1+N|y|)/N)$: the missing initial interval has length
|
| 338 |
+
$F(x_*)\ll a_l$, and comparison of the integral on $[0,N]$ with its
|
| 339 |
+
integer sum costs $O(1+N|y|)$.
|
| 340 |
+
It follows that
|
| 341 |
+
\begin{equation}\label{eq:prime-major}
|
| 342 |
+
S_1(\alpha)=c(\alpha_0)V_N(y)+O(H^{-\gamma/2}),\qquad
|
| 343 |
+
c(\alpha_0)=
|
| 344 |
+
\sum_{\substack{u\le H\\u\text{ squarefree}\\(u,D)=1}}A_u.
|
| 345 |
+
\end{equation}
|
| 346 |
+
Here are the error bounds underlying this assertion. Since
|
| 347 |
+
$Y^{31/32}/U\ll lN^{-1/(32k)}$, the summed progression error is at most
|
| 348 |
+
\[
|
| 349 |
+
\frac{1+N|y|}{U}\,qD^2
|
| 350 |
+
\sum_{u\le H}u^2Y^{31/32}N^{o(1)}
|
| 351 |
+
\ll N^{2\eta+4\beta+\zeta-1/(32k)+o(1)}.
|
| 352 |
+
\]
|
| 353 |
+
The replacement of the integrals costs, using $|A_u|\le Du$,
|
| 354 |
+
\[
|
| 355 |
+
O\big(DH^2(U^{-k}+N^{\eta-1})\big)
|
| 356 |
+
\ll N^{2\beta+k\zeta-1}+N^{2\beta+\eta-1}.
|
| 357 |
+
\]
|
| 358 |
+
The error in \eqref{eq:model-major} is at most
|
| 359 |
+
$N^{\eta+7\beta/2-1}$. All three estimates are
|
| 360 |
+
$O(N^{-\beta\gamma/4})$: indeed $\beta,\zeta\le\eta/1000$,
|
| 361 |
+
$\eta=1/(10000k)$, and $\gamma<1$. The first exponent has a strict
|
| 362 |
+
margin, so its $o(1)$ loss is harmless.
|
| 363 |
+
|
| 364 |
+
It remains to compare $c$ and $c_0$. This is precisely the reason for
|
| 365 |
+
the unit means and the regular argument classes used above. At primes
|
| 366 |
+
dividing $D$, the common factor in each $A_u$ is
|
| 367 |
+
\begin{equation}\label{eq:kernel-D-factor}
|
| 368 |
+
\chi_D(\alpha_0)=
|
| 369 |
+
\begin{cases}
|
| 370 |
+
e(\alpha_Dr),&q(\alpha_D)\mid D,\\
|
| 371 |
+
0,&\text{otherwise}.
|
| 372 |
+
\end{cases}
|
| 373 |
+
\end{equation}
|
| 374 |
+
To see both cases, factor $\rho_D$ and the unit mean prime by prime.
|
| 375 |
+
At $p\mid D$ the chosen class has weight of unit mean one and prescribed
|
| 376 |
+
$F$-value modulo $p^{E_p}$. A character of conductor at most $p^{E_p}$
|
| 377 |
+
therefore gives its value at $r$. A primitive character of higher
|
| 378 |
+
conductor averages to zero, since Lemma~\ref{lem:local-lifting} gives
|
| 379 |
+
uniform higher lifts of $F$ on that class, all still satisfying the unit
|
| 380 |
+
condition.
|
| 381 |
+
|
| 382 |
+
Put $q_1=q(\alpha_1)$. If $u$ has a prime factor outside $q_1$, its
|
| 383 |
+
local $B_p$ factor has unit mean zero and $A_u=0$.
|
| 384 |
+
For $p^j\Vert q_1$, write $\alpha_p$ for the $p^j$-part of $\alpha_1$
|
| 385 |
+
and let
|
| 386 |
+
\[
|
| 387 |
+
a_{p,j}=\mathbb E_{\substack{m\bmod p^j\\p\nmid T_l(m)}}
|
| 388 |
+
e(\alpha_pF(m)),\qquad
|
| 389 |
+
b_{p,j}=\mathbb E_{\substack{m\bmod p^j\\p\nmid T_l(m)}}
|
| 390 |
+
B_p(m)e(\alpha_pF(m)).
|
| 391 |
+
\]
|
| 392 |
+
The surviving $A_u$, for squarefree divisors $u$ of $q_1$, are
|
| 393 |
+
$\chi_D(\alpha_0)$ times products that choose $b_{p,j}$ when $p\mid u$
|
| 394 |
+
and $a_{p,j}$ otherwise. Moreover,
|
| 395 |
+
\begin{equation}\label{eq:kernel-local-realization}
|
| 396 |
+
a_{p,j}+b_{p,j}=
|
| 397 |
+
\begin{cases}
|
| 398 |
+
\Gamma_p(\alpha_p),&j=1,\\
|
| 399 |
+
0,&j\ge2.
|
| 400 |
+
\end{cases}
|
| 401 |
+
\end{equation}
|
| 402 |
+
For $j=1$, the weight $1+B_p=\psi_p$ pushes the unit mean forward to
|
| 403 |
+
$\pi_p$. For $j\ge2$, it is supported on allowed regular classes
|
| 404 |
+
modulo $p$, and their uniform argument lifts give uniform lifts of the
|
| 405 |
+
$F$-value. The primitive character therefore has mean zero.
|
| 406 |
+
|
| 407 |
+
If $q_1\le H$, every squarefree divisor needed in the product expansion
|
| 408 |
+
occurs in the sum for $c$. Thus \eqref{eq:kernel-local-realization}
|
| 409 |
+
and \eqref{eq:kernel-D-factor} show that $c=c_0$, including the case of
|
| 410 |
+
a nonsquarefree $q_1$, when both vanish. If $q_1>H$, the model
|
| 411 |
+
coefficient is zero. Lemma~\ref{lem:local-sums} gives
|
| 412 |
+
$|a_{p,j}|\le p^{-8\delta j}$, while
|
| 413 |
+
\eqref{eq:edge-multiplier-bound} and
|
| 414 |
+
\eqref{eq:kernel-local-realization} give
|
| 415 |
+
$|b_{p,j}|\le2p^{-\gamma j}$ (for $j\ge2$ one has $b_{p,j}=-a_{p,j}$).
|
| 416 |
+
Bounding the truncated product expansion by the full sum of absolute
|
| 417 |
+
values, and using \eqref{eq:prime-thresholds}, we obtain
|
| 418 |
+
\[
|
| 419 |
+
|c(\alpha_0)|\le
|
| 420 |
+
\prod_{p^j\Vert q_1}(|a_{p,j}|+|b_{p,j}|)
|
| 421 |
+
\le\prod_{p^j\Vert q_1}3p^{-\gamma j}
|
| 422 |
+
\le q_1^{-\gamma/2}<H^{-\gamma/2}.
|
| 423 |
+
\]
|
| 424 |
+
Indeed $p^{\gamma/2}\ge3$, so each factor is at most
|
| 425 |
+
$p^{-\gamma j/2}$. Together with \eqref{eq:model-major} and
|
| 426 |
+
\eqref{eq:prime-major}, this proves the comparison on major arcs.
|
| 427 |
+
The minor-arc bounds already proved complete the lemma.
|
| 428 |
+
\end{proof}
|
| 429 |
+
|
| 430 |
+
\begin{proof}[Proof of Proposition~\ref{prop:pair-cancellation}]
|
| 431 |
+
Extend $J_1,J_2$ by zero to $\Z$ and put
|
| 432 |
+
\[
|
| 433 |
+
\mathcal B_i=\frac1N\sum_{x,n\in\Z}
|
| 434 |
+
k_i(n)J_1(x)J_2(x+n),\qquad i=0,1.
|
| 435 |
+
\]
|
| 436 |
+
To keep track of signs and normalizations, let
|
| 437 |
+
$\widetilde J_i(\alpha)=\sum_xJ_i(x)e(-\alpha x)$, with counting
|
| 438 |
+
measure in this transform. Character orthogonality gives
|
| 439 |
+
\[
|
| 440 |
+
\mathcal B_i=\frac1N\int_{\R/\Z}
|
| 441 |
+
S_i(\alpha)\widetilde J_1(-\alpha)
|
| 442 |
+
\widetilde J_2(\alpha)\,d\alpha.
|
| 443 |
+
\]
|
| 444 |
+
Both counting-measure $\ell^2$ norms are at most $\sqrt N$.
|
| 445 |
+
Cauchy--Schwarz, Plancherel, and Lemma~\ref{lem:kernel-comparison}
|
| 446 |
+
therefore imply
|
| 447 |
+
$|\mathcal B_1-\mathcal B_0|\ll H^{-\gamma/2}$.
|
| 448 |
+
The forbidden-support hypothesis gives $\mathcal B_1=0$.
|
| 449 |
+
For every contributing pair in $\mathcal B_0$, the ordering and the
|
| 450 |
+
residue classes imply $1\le n\le N$ and $n\equiv r\pmod D$.
|
| 451 |
+
Substituting \eqref{eq:model-kernel} and setting $y=x+n$ thus yields
|
| 452 |
+
\[
|
| 453 |
+
\mathcal B_0=\frac{D}{N^2}\sum_{\xi\in\Xi}\Gamma(\xi)
|
| 454 |
+
\sum_{x,y}J_1(x)J_2(y)e(-\xi(y-x))
|
| 455 |
+
=D\sum_{\xi\in\Xi}\Gamma(\xi)
|
| 456 |
+
\widehat{J_1}_{[N]}(-\xi)\widehat{J_2}_{[N]}(\xi).
|
| 457 |
+
\]
|
| 458 |
+
This is exactly \eqref{eq:pair-cancellation}.
|
| 459 |
+
\end{proof}
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/lifts.tex
ADDED
|
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|
| 1 |
+
\section{Multilinear estimates and Fourier lifts}
|
| 2 |
+
\label{sec:lifts}
|
| 3 |
+
|
| 4 |
+
The tuple laws of Section~\ref{sec:tuples} provide two ways to control
|
| 5 |
+
multilinear averages: reflection positivity compares different inputs
|
| 6 |
+
with a single diagonal quantity, while conditional mixing suppresses
|
| 7 |
+
large Fourier denominators. We develop both estimates, then prove the
|
| 8 |
+
moment bounds needed to apply them to bounded functions on integer
|
| 9 |
+
intervals. The signed-form and Fourier-lift arguments follow the corresponding
|
| 10 |
+
section of~\cite{IntersectivePower}. The signed-form estimates have their
|
| 11 |
+
square-difference counterpart in~\cite[Proposition~4.1 and
|
| 12 |
+
Lemmas~4.2--4.3]{SquarePower}. We give full proofs of the estimates
|
| 13 |
+
needed here. The
|
| 14 |
+
change of coordinates in Lemma~\ref{lem:seminorm} carries the auxiliary
|
| 15 |
+
parameter from \(l\) to \(lD\).
|
| 16 |
+
|
| 17 |
+
Retain the index set \(V=\Pi^w\), where \(\Pi\) consists of the
|
| 18 |
+
permutation words on \([L]\), and put \(d=|V|\); in particular, \(d\) is even.
|
| 19 |
+
Fix a positive integer
|
| 20 |
+
\(l\) and a finite set \(\mathcal P\) of primes at least \(P\). Set
|
| 21 |
+
\[
|
| 22 |
+
X_{\mathcal P}=\prod_{p\in\mathcal P}\F_p,
|
| 23 |
+
\qquad
|
| 24 |
+
\mu_{l,\mathcal P}=\bigotimes_{p\in\mathcal P}\mu_{l,p}.
|
| 25 |
+
\]
|
| 26 |
+
We collect the prime labels in slot \(v\) into a single variable
|
| 27 |
+
\(z_v\in X_{\mathcal P}\), so \(\mu_{l,\mathcal P}\) is a probability
|
| 28 |
+
law on \(X_{\mathcal P}^V\). Each single-slot marginal is uniform.
|
| 29 |
+
Norms of functions on \(X_{\mathcal P}\) will always use uniform
|
| 30 |
+
probability measure unless another measure is specified.
|
| 31 |
+
For real functions on this space define
|
| 32 |
+
\[
|
| 33 |
+
\mathcal Z_{l,\mathcal P}((g_v)_{v\in V})
|
| 34 |
+
=\int\prod_{v\in V}g_v(z_v)\,d\mu_{l,\mathcal P},
|
| 35 |
+
\qquad
|
| 36 |
+
Z_{l,\mathcal P}(g)=\mathcal Z_{l,\mathcal P}((g)_{v\in V}).
|
| 37 |
+
\]
|
| 38 |
+
The empty prime set is allowed: its residue space is a singleton and
|
| 39 |
+
\(Z_{l,\varnothing}(g)=g^d\).
|
| 40 |
+
|
| 41 |
+
We also fix the Fourier notation on these spaces. Every frequency has a
|
| 42 |
+
unique additive decomposition
|
| 43 |
+
\[
|
| 44 |
+
\xi=\sum_{p\in\mathcal P}\frac{a_p}{p}\pmod 1,
|
| 45 |
+
\qquad 0\le a_p<p,
|
| 46 |
+
\]
|
| 47 |
+
and its character is
|
| 48 |
+
\(e(z\xi)=\prod_{p\in\mathcal P}e(a_pz_p/p)\).
|
| 49 |
+
Equivalently, one may use any integer representative of \(z\) supplied
|
| 50 |
+
by the Chinese remainder theorem. The \emph{exact support} of this
|
| 51 |
+
character is \(\{p:a_p\ne0\}\); its reduced denominator, denoted
|
| 52 |
+
\(q(\xi)\), is the product of those primes. For
|
| 53 |
+
\(B\subseteq\mathcal P\) write
|
| 54 |
+
\(q_B=\prod_{p\in B}p\), with \(q_\varnothing=1\).
|
| 55 |
+
|
| 56 |
+
\subsection{Signed H\"older inequality and seminorm rules}
|
| 57 |
+
|
| 58 |
+
The finite reflection argument below follows the chessboard method of
|
| 59 |
+
Fr\"ohlich, Israel, Lieb and Simon~\cite[Theorem~4.1]{FILS1978};
|
| 60 |
+
related reflection arguments for graph norms appear in Conlon and
|
| 61 |
+
Lee~\cite[Section~3]{ConlonLee2017}.
|
| 62 |
+
The standard passage from a multilinear H\"older inequality to a seminorm
|
| 63 |
+
is also part of Hatami's criterion for graph norms~\cite[Theorem~2.8 of
|
| 64 |
+
the arXiv version]{Hatami2010}; we prove both steps directly for the
|
| 65 |
+
present tuple laws.
|
| 66 |
+
|
| 67 |
+
\begin{proposition}[Signed H\"older inequality]
|
| 68 |
+
\label{prop:signed-holder}
|
| 69 |
+
For every positive integer \(l\), finite set \(\mathcal P\) of primes
|
| 70 |
+
at least \(P\), and real functions \(g,g_v:X_{\mathcal P}\to\R\),
|
| 71 |
+
\begin{equation}
|
| 72 |
+
Z_{l,\mathcal P}(g)\ge0,
|
| 73 |
+
\qquad
|
| 74 |
+
\left|\mathcal Z_{l,\mathcal P}((g_v)_{v\in V})\right|
|
| 75 |
+
\le\prod_{v\in V} Z_{l,\mathcal P}(g_v)^{1/d}.
|
| 76 |
+
\label{eq:signed-holder}
|
| 77 |
+
\end{equation}
|
| 78 |
+
\end{proposition}
|
| 79 |
+
|
| 80 |
+
\begin{proof}
|
| 81 |
+
Across any reflection cut of \(V\), the matrix of the product law is
|
| 82 |
+
the tensor product of the corresponding prime-law matrices. It is
|
| 83 |
+
therefore positive semidefinite. To explain its consequence for signed
|
| 84 |
+
inputs, fix a cut \(V=V_+\sqcup V_-\) and its reflection \(\theta\).
|
| 85 |
+
Define maps \(\phi_\pm:V\to V_\pm\) that fix the selected half and
|
| 86 |
+
reflect the other half into it. An assignment of functions is a map
|
| 87 |
+
\(a:v\mapsto g_v\); write its integral as \(\Lambda(a)\).
|
| 88 |
+
The two real functions on the plus-half labels that enter the cut
|
| 89 |
+
bilinear form are
|
| 90 |
+
\[
|
| 91 |
+
F(x)=\prod_{v\in V_+}a(v)(x_v),
|
| 92 |
+
\qquad
|
| 93 |
+
G(x)=\prod_{v\in V_+}a(\theta v)(x_v).
|
| 94 |
+
\]
|
| 95 |
+
Its mixed value is \(\Lambda(a)\), and its two quadratic values are
|
| 96 |
+
\(\Lambda(a\circ\phi_+)\) and \(\Lambda(a\circ\phi_-)\).
|
| 97 |
+
Cauchy--Schwarz for the positive semidefinite matrix gives
|
| 98 |
+
\begin{equation}
|
| 99 |
+
|\Lambda(a)|^2
|
| 100 |
+
\le \Lambda(a\circ\phi_+)\Lambda(a\circ\phi_-),
|
| 101 |
+
\qquad \Lambda(a\circ\phi_\pm)\ge0.
|
| 102 |
+
\label{eq:fold-cs}
|
| 103 |
+
\end{equation}
|
| 104 |
+
In particular a constant assignment has nonnegative integral, proving
|
| 105 |
+
the first assertion of~\eqref{eq:signed-holder}.
|
| 106 |
+
|
| 107 |
+
We next give a finite sequence of fold maps that sends every vertex to
|
| 108 |
+
one vertex. In one block write \(p_i\) for the position of symbol
|
| 109 |
+
\(i\) in its permutation word. Folding onto the half where \(i\)
|
| 110 |
+
precedes \(i+1\) sorts the pair \((p_i,p_{i+1})\), leaving all other
|
| 111 |
+
entries unchanged. Apply the comparisons \(i=1,\ldots,L-1\) in that
|
| 112 |
+
order, and repeat this sweep \(L-1\) times. A sweep moves the largest
|
| 113 |
+
entry to the end. Once the largest entries occupy their final positions,
|
| 114 |
+
the next sweep leaves them there and places the largest remaining entry
|
| 115 |
+
immediately before them. Thus every position array becomes
|
| 116 |
+
\((1,\ldots,L)\). Perform these sweeps in each block. If their fold
|
| 117 |
+
maps in chronological order are \(\phi_1,\ldots,\phi_m\), then
|
| 118 |
+
\[
|
| 119 |
+
\phi_m\circ\cdots\circ\phi_1(v)=v_*
|
| 120 |
+
\quad\text{for every }v\in V,
|
| 121 |
+
\]
|
| 122 |
+
where \(v_*\) has the identity word in every block.
|
| 123 |
+
|
| 124 |
+
Now fix a finite nonempty list of real functions and let \(M\) be the
|
| 125 |
+
maximum absolute integral over all assignments from that list, allowing
|
| 126 |
+
repetition. If \(M>0\), take a maximizing assignment. Each of its
|
| 127 |
+
folded integrals is nonnegative and at most \(M\), while their product
|
| 128 |
+
is at least \(M^2\) by~\eqref{eq:fold-cs}. Both therefore equal
|
| 129 |
+
\(M\). Hence either fold preserves maximality. Apply the pullbacks
|
| 130 |
+
in reverse order, first \(\phi_m\), then \(\phi_{m-1}\), and so on.
|
| 131 |
+
The final assignment is
|
| 132 |
+
\(a\circ\phi_m\circ\cdots\circ\phi_1\), which is constant. It
|
| 133 |
+
follows that \(M\) is a diagonal value. Conversely, constant
|
| 134 |
+
assignments are included in the maximum. We have proved that the
|
| 135 |
+
maximum absolute mixed integral equals the largest diagonal value in
|
| 136 |
+
the list; this is also true when \(M=0\).
|
| 137 |
+
|
| 138 |
+
For \(\epsilon>0\), apply this conclusion to the list
|
| 139 |
+
\[
|
| 140 |
+
\frac{g_v}{(Z_{l,\mathcal P}(g_v)+\epsilon)^{1/d}},
|
| 141 |
+
\qquad v\in V.
|
| 142 |
+
\]
|
| 143 |
+
Each diagonal value in this list is at most one. Multilinearity gives
|
| 144 |
+
\( |\mathcal Z_{l,\mathcal P}((g_v)_v)|
|
| 145 |
+
\le\prod_v(Z_{l,\mathcal P}(g_v)+\epsilon)^{1/d}\).
|
| 146 |
+
Let \(\epsilon\downarrow0\). This proves the second assertion,
|
| 147 |
+
including cases where some diagonal values vanish.
|
| 148 |
+
\end{proof}
|
| 149 |
+
|
| 150 |
+
Define
|
| 151 |
+
\[
|
| 152 |
+
\|g\|_{l,\mathcal P}=Z_{l,\mathcal P}(g)^{1/d}
|
| 153 |
+
\quad\text{for real }g.
|
| 154 |
+
\]
|
| 155 |
+
For \(B\subseteq\mathcal P\), let \(\mathbb E_B g\) mean uniform averaging
|
| 156 |
+
over the coordinates in \(B\), with all other coordinates held fixed.
|
| 157 |
+
The resulting function may be viewed on either \(X_{\mathcal P}\) or
|
| 158 |
+
\(X_{\mathcal P\setminus B}\).
|
| 159 |
+
|
| 160 |
+
\begin{lemma}[Seminorm and changes of coordinates]
|
| 161 |
+
\label{lem:seminorm}
|
| 162 |
+
The map \(g\mapsto\|g\|_{l,\mathcal P}\) is a seminorm on the real
|
| 163 |
+
functions on \(X_{\mathcal P}\). It satisfies
|
| 164 |
+
\[
|
| 165 |
+
|\mathbb E g|\le\|g\|_{l,\mathcal P},
|
| 166 |
+
\qquad
|
| 167 |
+
\|\mathbb E_Bg\|_{l,\mathcal P\setminus B}
|
| 168 |
+
=\|\mathbb E_Bg\|_{l,\mathcal P}
|
| 169 |
+
\le\|g\|_{l,\mathcal P}.
|
| 170 |
+
\]
|
| 171 |
+
Translations of the input are isometries. Moreover, if \(D\) is a
|
| 172 |
+
positive integer coprime to every prime of \(\mathcal P\), then for
|
| 173 |
+
any \(a'\in X_{\mathcal P}\),
|
| 174 |
+
\begin{equation}
|
| 175 |
+
\left\|g\bigl(\lambda(D)^{-1}(\,\cdot-a')\bigr)
|
| 176 |
+
\right\|_{l,\mathcal P}
|
| 177 |
+
=\|g\|_{lD,\mathcal P}.
|
| 178 |
+
\label{eq:lift-transport}
|
| 179 |
+
\end{equation}
|
| 180 |
+
Here the affine change is interpreted separately at each prime.
|
| 181 |
+
\end{lemma}
|
| 182 |
+
|
| 183 |
+
\begin{proof}
|
| 184 |
+
Nonnegativity follows from Proposition~\ref{prop:signed-holder}.
|
| 185 |
+
Since \(d\) is even, homogeneity of \(Z\) gives absolute homogeneity
|
| 186 |
+
of its \(d\)-th root. Expanding \(Z(g+h)\) by its slots and applying
|
| 187 |
+
\eqref{eq:signed-holder} termwise gives
|
| 188 |
+
\[
|
| 189 |
+
Z_{l,\mathcal P}(g+h)
|
| 190 |
+
\le\sum_{S\subseteq V}\|g\|_{l,\mathcal P}^{|S|}
|
| 191 |
+
\|h\|_{l,\mathcal P}^{d-|S|}
|
| 192 |
+
=\bigl(\|g\|_{l,\mathcal P}+\|h\|_{l,\mathcal P}\bigr)^d.
|
| 193 |
+
\]
|
| 194 |
+
Taking roots proves the triangle inequality.
|
| 195 |
+
Putting \(g\) in one slot and 1 in all others in~\eqref{eq:signed-holder}
|
| 196 |
+
proves mean domination, since the single-slot marginal is uniform and
|
| 197 |
+
\(Z(1)=1\).
|
| 198 |
+
|
| 199 |
+
The simultaneous translation invariance of the tuple laws proves that
|
| 200 |
+
translations are isometries. Let \(G_B\subseteq X_{\mathcal P}\)
|
| 201 |
+
be the additive subgroup of vectors supported on \(B\). Then
|
| 202 |
+
\[
|
| 203 |
+
(\mathbb E_Bg)(z)=\frac1{|G_B|}\sum_{a\in G_B}g(z+a).
|
| 204 |
+
\]
|
| 205 |
+
The triangle inequality gives the asserted contraction. Since
|
| 206 |
+
\(\mathbb E_Bg\) is independent of \(B\), the probability laws at those
|
| 207 |
+
primes integrate out, proving the equality of the two seminorms.
|
| 208 |
+
Finally, \(\lambda(D)\) is a unit at each remaining prime, and
|
| 209 |
+
the covariance identity \eqref{eq:tuple-covariance} pushes the product law at \(l\) exactly to that at
|
| 210 |
+
\(lD\). This proves~\eqref{eq:lift-transport}.
|
| 211 |
+
\end{proof}
|
| 212 |
+
|
| 213 |
+
\subsection{Decay at large Fourier denominators}
|
| 214 |
+
|
| 215 |
+
Conditional mixing gives a different estimate, valid also after
|
| 216 |
+
removing the exceptional part of each prime law. Its proof requires
|
| 217 |
+
orthogonality between different exact supports; applying the triangle
|
| 218 |
+
inequality to all Fourier coefficients would lose this decay.
|
| 219 |
+
|
| 220 |
+
\begin{lemma}[Large-denominator estimate]
|
| 221 |
+
\label{lem:large-denominator}
|
| 222 |
+
Fix \(l\ge1\) and a finite prime set \(\mathcal P\) as above. At
|
| 223 |
+
each prime choose either \(\rho_p=\mu_{l,p}\) or
|
| 224 |
+
\(\rho_p=\mu_{l,p}^{\circ}\). Let \(g_v:X_{\mathcal P}\to\C\)
|
| 225 |
+
be arbitrary functions. If, in one distinguished slot \(v\), every
|
| 226 |
+
Fourier coefficient at a denominator at most \(R\) vanishes, where
|
| 227 |
+
\(R\ge1\), then
|
| 228 |
+
\begin{equation}
|
| 229 |
+
\left|\int\prod_{u\in V}g_u(z_u)\,
|
| 230 |
+
d\bigotimes_{p\in\mathcal P}\rho_p\right|
|
| 231 |
+
\le R^{-\gamma}\|g_v\|_2
|
| 232 |
+
\prod_{u\ne v}\|g_u\|_{2(d-1)}.
|
| 233 |
+
\label{eq:large-denominator}
|
| 234 |
+
\end{equation}
|
| 235 |
+
\end{lemma}
|
| 236 |
+
|
| 237 |
+
\begin{proof}
|
| 238 |
+
At one prime, let \(\mathfrak m_p\) denote the marginal law of the labels in all
|
| 239 |
+
slots other than \(v\), and let
|
| 240 |
+
\[
|
| 241 |
+
T_p f=\mathbb E_{\rho_p}\bigl(f(z_v)\mid(z_u)_{u\ne v}\bigr).
|
| 242 |
+
\]
|
| 243 |
+
This is an operator from uniform \(L^2(\F_p)\) to \(L^2(\mathfrak m_p)\).
|
| 244 |
+
It preserves constants. It sends uniform-mean-zero inputs to
|
| 245 |
+
\(\mathfrak m_p\)-mean-zero outputs, since \(\mathbb E_{\mathfrak m_p}T_pf=\mathbb E f\).
|
| 246 |
+
By the conditional mixing estimate \eqref{eq:tuple-mixing}, its
|
| 247 |
+
norm on the mean-zero subspace is at most \(p^{-\gamma}\).
|
| 248 |
+
|
| 249 |
+
The product law makes the conditional operator for all primes equal
|
| 250 |
+
to \(T=\bigotimes_pT_p\): this identity holds first for products of
|
| 251 |
+
one-prime functions, by independence across primes, and then for every
|
| 252 |
+
function by linearity. The exact-support \(B\) Fourier space has a
|
| 253 |
+
mean-zero factor at primes in \(B\) and a constant factor elsewhere.
|
| 254 |
+
On this space the operator norm is at most \(q_B^{-\gamma}\).
|
| 255 |
+
Furthermore, the images of two distinct exact-support spaces are
|
| 256 |
+
orthogonal in \(L^2(\bigotimes_p\mathfrak m_p)\). At a prime in the symmetric
|
| 257 |
+
difference of the supports, one image factor is constant and the other
|
| 258 |
+
has mean zero. Their inner product is zero, and tensoring preserves
|
| 259 |
+
this orthogonality.
|
| 260 |
+
|
| 261 |
+
Decompose \(g_v=\sum_{q_B>R}g_{v,B}\) by exact supports. Both the
|
| 262 |
+
domain summands and their images are orthogonal, so
|
| 263 |
+
\[
|
| 264 |
+
\|Tg_v\|_2^2
|
| 265 |
+
=\sum_{q_B>R}\|Tg_{v,B}\|_2^2
|
| 266 |
+
\le\sum_{q_B>R}q_B^{-2\gamma}\|g_{v,B}\|_2^2
|
| 267 |
+
\le R^{-2\gamma}\|g_v\|_2^2.
|
| 268 |
+
\]
|
| 269 |
+
Condition the original integral on the other slots and apply
|
| 270 |
+
Cauchy--Schwarz. The remaining factor is bounded by
|
| 271 |
+
\[
|
| 272 |
+
\left\|\prod_{u\ne v}g_u(z_u)\right\|_2
|
| 273 |
+
\le\prod_{u\ne v}
|
| 274 |
+
\left(\mathbb E|g_u(z_u)|^{2(d-1)}\right)^{1/(2(d-1))}
|
| 275 |
+
=\prod_{u\ne v}\|g_u\|_{2(d-1)},
|
| 276 |
+
\]
|
| 277 |
+
using ordinary H\"older and the uniform single-slot marginals.
|
| 278 |
+
This proves~\eqref{eq:large-denominator}. If \(\mathcal P\) is empty, the frequency
|
| 279 |
+
hypothesis forces \(g_v=0\), and the conclusion is immediate.
|
| 280 |
+
\end{proof}
|
| 281 |
+
|
| 282 |
+
\subsection{Fourier lifts and uniform moments}
|
| 283 |
+
|
| 284 |
+
A bounded function on an integer interval gives Fourier coefficients at
|
| 285 |
+
rational frequencies. We transfer a finite set of these coefficients
|
| 286 |
+
to \(X_{\mathcal P}\). Such a transfer need not preserve pointwise
|
| 287 |
+
bounds, so we prove bounds for every fixed moment. The following
|
| 288 |
+
proposition and proof reproduce the uniform lift argument
|
| 289 |
+
of~\cite[section ``Multilinear estimates and Fourier lifts'']{IntersectivePower}.
|
| 290 |
+
For the square-difference setting, see~\cite[Lemmas~5.2--5.3]{SquarePower}.
|
| 291 |
+
We must also allow
|
| 292 |
+
arbitrary subfamilies of complete exact supports, because fixing some
|
| 293 |
+
residue coordinates changes which denominators remain.
|
| 294 |
+
|
| 295 |
+
Let \(I\) be a nonempty consecutive interval of integers and let
|
| 296 |
+
\(f:I\to\C\). Put
|
| 297 |
+
\[
|
| 298 |
+
\widehat f_I(\xi)=\frac1{|I|}\sum_{x\in I}f(x)e(-x\xi).
|
| 299 |
+
\]
|
| 300 |
+
For \(B\subseteq\mathcal P\), define its exact-support contribution
|
| 301 |
+
\[
|
| 302 |
+
f_B(z)=\sum_{q(\xi)=q_B}\widehat f_I(\xi)e(z\xi),
|
| 303 |
+
\]
|
| 304 |
+
where the frequencies are characters of \(X_{\mathcal P}\). For
|
| 305 |
+
\(Q\ge1\), the Fourier lift is
|
| 306 |
+
\[
|
| 307 |
+
\mathcal L_{I,\mathcal P,Q}f(z)
|
| 308 |
+
=\sum_{\substack{B\subseteq\mathcal P\\q_B\le Q}}f_B(z)
|
| 309 |
+
=\sum_{\substack{\xi\text{ on }X_{\mathcal P}\\q(\xi)\le Q}}
|
| 310 |
+
\widehat f_I(\xi)e(z\xi).
|
| 311 |
+
\]
|
| 312 |
+
Each \(f_B\) depends only on the coordinates in \(B\), and has mean
|
| 313 |
+
zero in each of those coordinates. If \(f\) is real, all these
|
| 314 |
+
functions are real because each summation set is closed under negation.
|
| 315 |
+
Retaining a support \(B\) always means retaining all its frequencies.
|
| 316 |
+
|
| 317 |
+
\begin{proposition}[Uniform lift moments]
|
| 318 |
+
\label{prop:lift-moments}
|
| 319 |
+
Let \(\mathcal P\) be any finite set of primes, \(Q\ge1\), and let
|
| 320 |
+
\(I\) be a consecutive integer interval with \(|I|\ge10Q^6\).
|
| 321 |
+
For every integer \(r\ge1\), every \(\epsilon>0\), every function
|
| 322 |
+
\(f:I\to\C\), and every subfamily
|
| 323 |
+
\(\mathcal F\subseteq\{B\subseteq\mathcal P:q_B\le Q\}\),
|
| 324 |
+
\begin{equation}
|
| 325 |
+
\left\|\sum_{B\in\mathcal F}f_B\right\|_{2r}
|
| 326 |
+
\le C_{r,\epsilon}\|f\|_\infty Q^\epsilon.
|
| 327 |
+
\label{eq:lift-moments}
|
| 328 |
+
\end{equation}
|
| 329 |
+
The constant is independent of the prime set, the interval and its
|
| 330 |
+
location, the function, and the subfamily.
|
| 331 |
+
\end{proposition}
|
| 332 |
+
|
| 333 |
+
\begin{proof}
|
| 334 |
+
The zero function is immediate; otherwise scale so that
|
| 335 |
+
\(\|f\|_\infty\le1\). Write \(N_I=|I|\), and let
|
| 336 |
+
\[
|
| 337 |
+
u=\max\{|B|:B\subseteq\mathcal P,\ q_B\le Q\}.
|
| 338 |
+
\]
|
| 339 |
+
The empty support is included, so this maximum is defined even when
|
| 340 |
+
\(\mathcal P\) is empty.
|
| 341 |
+
We first control conditional sums of squares of the \(f_B\), then their
|
| 342 |
+
square-function moments. Symmetrization will recover the moment of
|
| 343 |
+
their sum.
|
| 344 |
+
|
| 345 |
+
\smallskip
|
| 346 |
+
\noindent\emph{Conditional energy.}
|
| 347 |
+
For \(J\subseteq\mathcal P\) with \(q_J\le Q\), and any fixed
|
| 348 |
+
coordinate vector \(z_J\), we claim that
|
| 349 |
+
\begin{equation}
|
| 350 |
+
\sum_{\substack{B\in\mathcal F\\B\supseteq J}}
|
| 351 |
+
\mathbb E\bigl(|f_B|^2\mid z_J\bigr)\ll4^{|J|}.
|
| 352 |
+
\label{eq:conditional-energy}
|
| 353 |
+
\end{equation}
|
| 354 |
+
The conditional expectation here averages uniformly over all coordinates
|
| 355 |
+
outside \(J\). If \(B\supseteq J\), the coefficient of an outside
|
| 356 |
+
character \(\eta\) of exact support \(B\setminus J\), after fixing
|
| 357 |
+
\(z_J\), is
|
| 358 |
+
\[
|
| 359 |
+
c_J(\eta;z_J)
|
| 360 |
+
=\frac1{N_I}\sum_{x\in I}f(x)e(-x\eta)
|
| 361 |
+
\prod_{p\in J}\bigl(p\mathbf 1_{\{x\equiv z_p\pmod p\}}-1\bigr).
|
| 362 |
+
\]
|
| 363 |
+
Indeed, the sum over the nonzero frequencies at \(p\) is
|
| 364 |
+
\(\sum_{a=1}^{p-1}e(a(z_p-x)/p)
|
| 365 |
+
=p\mathbf 1_{\{x\equiv z_p\pmod p\}}-1\).
|
| 366 |
+
The outside characters associated with \(B\) have exact support
|
| 367 |
+
\(B\setminus J\). These supports distinguish the sets \(B\supseteq J\),
|
| 368 |
+
so their character sets are disjoint. Conditional Parseval therefore
|
| 369 |
+
identifies the left side of \eqref{eq:conditional-energy} with the squared
|
| 370 |
+
Euclidean norm of this coefficient vector on the union of those sets.
|
| 371 |
+
|
| 372 |
+
Expand the product in \(c_J\) over subsets \(J'\subseteq J\).
|
| 373 |
+
Apart from a sign, the corresponding vector has coordinates
|
| 374 |
+
\[
|
| 375 |
+
\frac{q_{J'}}{N_I}
|
| 376 |
+
\sum_{\substack{x\in I\\x\equiv z_{J'}\pmod{q_{J'}}}}
|
| 377 |
+
f(x)e(-x\eta).
|
| 378 |
+
\]
|
| 379 |
+
The congruence denotes the class determined by the fixed coordinates in
|
| 380 |
+
\(J'\); for the empty subset it imposes no restriction. Write its
|
| 381 |
+
progression as \(x=a+q_{J'}n\), with \(n\) in a consecutive interval
|
| 382 |
+
of length \(N'\). Then
|
| 383 |
+
\[
|
| 384 |
+
N'\ge0.9N_I/q_{J'},
|
| 385 |
+
\qquad N'q_{J'}/N_I\le1.1.
|
| 386 |
+
\]
|
| 387 |
+
In these coordinates the frequencies are \(q_{J'}\eta\), up to
|
| 388 |
+
constant phases. They remain distinct because their denominators are
|
| 389 |
+
coprime to \(q_J\). Their denominators are at most \(Q\), so they
|
| 390 |
+
number at most \(Q^2\) and have pairwise circle distance at least
|
| 391 |
+
\(Q^{-2}\).
|
| 392 |
+
|
| 393 |
+
The Gram matrix of these characters in normalized \(L^2\) on the
|
| 394 |
+
progression has diagonal 1. By geometric summation, every off-diagonal
|
| 395 |
+
entry has modulus at most \(Q^2/(2N')\). Its operator norm is
|
| 396 |
+
therefore at most its maximum absolute row sum, which is bounded by
|
| 397 |
+
\[
|
| 398 |
+
1+\frac{Q^4}{2N'}
|
| 399 |
+
\le1+\frac{Q^5}{1.8N_I}
|
| 400 |
+
\le1+\frac1{18Q}.
|
| 401 |
+
\]
|
| 402 |
+
To see how this bounds the coefficients, let the synthesis map send
|
| 403 |
+
\((b_\eta)_\eta\) to \(\sum_\eta b_\eta e(nq_{J'}\eta)\)
|
| 404 |
+
on the progression interval with normalized counting measure. Its
|
| 405 |
+
adjoint is the normalized Fourier analysis map, and its Gram matrix
|
| 406 |
+
is the matrix just estimated. The two maps therefore have norm squared
|
| 407 |
+
equal to that Gram-matrix norm. Since \(\|f\|_\infty\le1\) and
|
| 408 |
+
\(N'q_{J'}/N_I\le1.1\), the displayed coefficient vector has
|
| 409 |
+
Euclidean norm bounded by an absolute constant. The triangle inequality
|
| 410 |
+
over the \(2^{|J|}\) subsets \(J'\), followed by squaring, proves
|
| 411 |
+
\eqref{eq:conditional-energy}.
|
| 412 |
+
|
| 413 |
+
\smallskip
|
| 414 |
+
\noindent\emph{Square-function moments.}
|
| 415 |
+
Set
|
| 416 |
+
\[
|
| 417 |
+
S(z)=\left(\sum_{B\in\mathcal F}|f_B(z)|^2\right)^{1/2}.
|
| 418 |
+
\]
|
| 419 |
+
Expand \(\mathbb E S^{2r}\) and fix the supports of its first \(r-1\)
|
| 420 |
+
factors. Their union \(W'\) has size at most \((r-1)u\), and their
|
| 421 |
+
product depends only on \(z_{W'}\). For the final support \(B\),
|
| 422 |
+
the function \(f_B\) ignores every coordinate outside \(B\). Thus
|
| 423 |
+
integration outside \(W'\) leaves exactly
|
| 424 |
+
\(\mathbb E(|f_B|^2\mid z_J)\), where \(J=B\cap W'\).
|
| 425 |
+
Every intersection that occurs satisfies \(q_J\le q_B\le Q\).
|
| 426 |
+
For each fixed intersection \(J\), the sum over supports with
|
| 427 |
+
\(B\cap W'=J\) is bounded by the larger sum over all \(B\supseteq J\)
|
| 428 |
+
in~\eqref{eq:conditional-energy}. There are at most \(2^{(r-1)u}\) possible
|
| 429 |
+
intersections and each has at most \(u\) elements. Thus
|
| 430 |
+
\[
|
| 431 |
+
\mathbb E S^{2r}\le C\,2^{(r-1)u}4^u\mathbb E S^{2r-2}.
|
| 432 |
+
\]
|
| 433 |
+
The same argument with \(r=1\) uses \(J=W'=\varnothing\).
|
| 434 |
+
Iteration gives
|
| 435 |
+
\begin{equation}
|
| 436 |
+
\|S\|_{2r}\le C_r^{1+u}.
|
| 437 |
+
\label{eq:lift-square-function}
|
| 438 |
+
\end{equation}
|
| 439 |
+
The overlaps among supports have now been controlled. It remains to
|
| 440 |
+
bound their sum by this square function with a loss exponential only in
|
| 441 |
+
\(u\).
|
| 442 |
+
|
| 443 |
+
\smallskip
|
| 444 |
+
\noindent\emph{Recovering the sum.}
|
| 445 |
+
We color the prime coordinates and first retain only terms that use one
|
| 446 |
+
coordinate of each color. This will let us apply a scalar random-sign
|
| 447 |
+
estimate one color at a time and use consistent coordinate copies across
|
| 448 |
+
the retained terms. Fix a support size \(j\ge1\) and color every prime coordinate with one
|
| 449 |
+
of \(j\) colors. Call a support \emph{transversal} when it has exactly
|
| 450 |
+
one prime of each color, and let \(\mathcal T\) be the transversal
|
| 451 |
+
supports in \(\mathcal F\) for this coloring. Take independent uniform
|
| 452 |
+
pairs \(X_p^0,X_p^1\) at every prime. The operator
|
| 453 |
+
\(\operatorname{swap}_p\) interchanges these two copies. Define
|
| 454 |
+
\[
|
| 455 |
+
D_B=\prod_{p\in B}(1-\operatorname{swap}_p)f_B(X^0),
|
| 456 |
+
\qquad B\in\mathcal T.
|
| 457 |
+
\]
|
| 458 |
+
Averaging over all second copies leaves \(f_B(X^0)\), since every
|
| 459 |
+
other term in this expansion has mean zero in at least one copied
|
| 460 |
+
coordinate. Jensen's inequality gives
|
| 461 |
+
\[
|
| 462 |
+
\left\|\sum_{B\in\mathcal T}f_B\right\|_{2r}
|
| 463 |
+
\le\left\|\sum_{B\in\mathcal T}D_B\right\|_{L^{2r}(X^0,X^1)}.
|
| 464 |
+
\]
|
| 465 |
+
Independent swaps preserve the joint law of the copies and multiply
|
| 466 |
+
\(D_B\) by the product of the corresponding signs. Thus for independent
|
| 467 |
+
uniform signs \(\epsilon_p\), indexed by primes,
|
| 468 |
+
\[
|
| 469 |
+
\left\|\sum_{B\in\mathcal T}D_B\right\|_{L^{2r}(X^0,X^1)}
|
| 470 |
+
=\left\|\sum_{B\in\mathcal T}D_B\prod_{p\in B}\epsilon_p
|
| 471 |
+
\right\|_{L^{2r}(X^0,X^1,\epsilon)}.
|
| 472 |
+
\]
|
| 473 |
+
|
| 474 |
+
For completeness, the scalar sign estimate
|
| 475 |
+
\[
|
| 476 |
+
\left\|\sum_i a_i\epsilon_i\right\|_{2r}
|
| 477 |
+
\le C_r\left(\sum_i|a_i|^2\right)^{1/2}
|
| 478 |
+
\]
|
| 479 |
+
follows by expanding the even moment. Surviving terms have even
|
| 480 |
+
multiplicity at every index. For nonnegative coefficients their sum is
|
| 481 |
+
at most
|
| 482 |
+
\[
|
| 483 |
+
\frac{(2r)!}{2^r r!}\left(\sum_i a_i^2\right)^r,
|
| 484 |
+
\]
|
| 485 |
+
because \((2m)!\ge2^m m!\). For complex coefficients, take absolute
|
| 486 |
+
values of the surviving terms in
|
| 487 |
+
\((\sum_i a_i\epsilon_i)^r(\sum_i\overline{a_i}\epsilon_i)^r\)
|
| 488 |
+
and use the nonnegative case. Iterating this estimate over the color
|
| 489 |
+
classes gives, for fixed copies,
|
| 490 |
+
\[
|
| 491 |
+
\left\|\sum_{B\in\mathcal T}D_B\prod_{p\in B}\epsilon_p
|
| 492 |
+
\right\|_{L^{2r}(\epsilon)}
|
| 493 |
+
\le C_r^j\left(\sum_{B\in\mathcal T}|D_B|^2\right)^{1/2}.
|
| 494 |
+
\]
|
| 495 |
+
At each step Minkowski is used in the form
|
| 496 |
+
\(\| (\sum_i|B_i|^2)^{1/2}\|_{2r}
|
| 497 |
+
\le(\sum_i\|B_i\|_{2r}^2)^{1/2}\).
|
| 498 |
+
The signs are indexed by individual primes; transversality ensures that
|
| 499 |
+
each monomial uses exactly one sign from each color class.
|
| 500 |
+
|
| 501 |
+
In expanding the swaps in \(D_B\), index its \(2^j\) terms by a choice
|
| 502 |
+
of copy for each color. For any fixed such choice, made consistently
|
| 503 |
+
across all supports, the selected prime coordinates have the original
|
| 504 |
+
product law. The triangle inequality in
|
| 505 |
+
\(L^{2r}(\ell^2(\mathcal T))\) therefore gives
|
| 506 |
+
\[
|
| 507 |
+
\left\|\left(\sum_{B\in\mathcal T}|D_B|^2\right)^{1/2}\right\|_{2r}
|
| 508 |
+
\le2^j\left\|\left(\sum_{B\in\mathcal T}|f_B|^2\right)^{1/2}
|
| 509 |
+
\right\|_{2r}
|
| 510 |
+
\le2^j\|S\|_{2r}.
|
| 511 |
+
\]
|
| 512 |
+
Consequently the transversal sum has norm at most
|
| 513 |
+
\((2C_r)^j\|S\|_{2r}\).
|
| 514 |
+
|
| 515 |
+
Now average over independent uniform colorings. A fixed size-\(j\) support is
|
| 516 |
+
transversal with probability \(j!/j^j\ge e^{-j}\), where here \(e\)
|
| 517 |
+
is Euler's number; the inequality follows from
|
| 518 |
+
\(\log(j!)\ge\int_1^j\log x\,dx\).
|
| 519 |
+
Thus the full size-\(j\) sum is exactly the coloring average of its
|
| 520 |
+
transversal sum divided by this probability. Minkowski yields
|
| 521 |
+
\[
|
| 522 |
+
\left\|\sum_{\substack{B\in\mathcal F\\|B|=j}}f_B\right\|_{2r}
|
| 523 |
+
\le(2eC_r)^j\|S\|_{2r}.
|
| 524 |
+
\]
|
| 525 |
+
Include the constant term of size zero and sum over \(j\le u\).
|
| 526 |
+
Together with~\eqref{eq:lift-square-function}, this bounds the norm of
|
| 527 |
+
the full sum by \((C'_r)^{1+u}\).
|
| 528 |
+
Finally, the product of \(u\) distinct primes is at least \((u+1)!\),
|
| 529 |
+
so \((u+1)!\le Q\). Hence \(u=o(\log Q)\) as \(Q\to\infty\),
|
| 530 |
+
uniformly in the prime set. For every fixed \(r\) and \(\epsilon>0\),
|
| 531 |
+
\((C'_r)^{1+u}\le C_{r,\epsilon}Q^\epsilon\).
|
| 532 |
+
Restoring \(\|f\|_\infty\) proves~\eqref{eq:lift-moments} with all the stated
|
| 533 |
+
uniformities.
|
| 534 |
+
\end{proof}
|
| 535 |
+
|
| 536 |
+
\begin{lemma}[Specialization of residue coordinates]
|
| 537 |
+
\label{lem:lift-specialization}
|
| 538 |
+
Let \(B\subseteq\mathcal P\), fix \(z_B\in X_B\), and let
|
| 539 |
+
\(G:X_{\mathcal P}\to\C\). For \(1\le s<\infty\),
|
| 540 |
+
\[
|
| 541 |
+
\|G(z_B,\cdot)\|_{L^s(X_{\mathcal P\setminus B})}
|
| 542 |
+
\le q_B^{1/s}\|G\|_{L^s(X_{\mathcal P})}.
|
| 543 |
+
\]
|
| 544 |
+
In particular, a Fourier lift or a subfamily of its complete supports
|
| 545 |
+
satisfies~\eqref{eq:lift-moments} after specialization with the additional factor
|
| 546 |
+
\(q_B^{1/(2r)}\). The same bound holds after retaining either the
|
| 547 |
+
remaining denominators at most a given \(H\ge1\), or those greater
|
| 548 |
+
than \(H\).
|
| 549 |
+
\end{lemma}
|
| 550 |
+
|
| 551 |
+
\begin{proof}
|
| 552 |
+
The specified fiber has uniform probability \(1/q_B\). Its contribution
|
| 553 |
+
to \(\mathbb E|G|^s\) is
|
| 554 |
+
\(q_B^{-1}\mathbb E|G(z_B,\cdot)|^s\). Dropping the other nonnegative
|
| 555 |
+
contributions proves the first assertion. For the last assertion,
|
| 556 |
+
a character with original exact support \(C\) retains exact support
|
| 557 |
+
\(C\setminus B\) after specialization. The two cuts therefore arise,
|
| 558 |
+
before specialization, from the complete-support subfamilies
|
| 559 |
+
\[
|
| 560 |
+
\{C\in\mathcal F:q_{C\setminus B}\le H\},
|
| 561 |
+
\qquad
|
| 562 |
+
\{C\in\mathcal F:q_{C\setminus B}>H\}.
|
| 563 |
+
\]
|
| 564 |
+
Apply Proposition~\ref{prop:lift-moments} to these subfamilies and then use
|
| 565 |
+
the fiber bound. Combining coefficients can cancel frequencies but
|
| 566 |
+
cannot create any outside the indicated ranges.
|
| 567 |
+
\end{proof}
|
| 568 |
+
|
| 569 |
+
In particular, specialize the same set \(B\) of coordinates in every
|
| 570 |
+
slot, with possibly different values in different slots. Applying
|
| 571 |
+
\eqref{eq:large-denominator} to the product law on the remaining primes
|
| 572 |
+
incurs total specialization factor
|
| 573 |
+
\[
|
| 574 |
+
q_B^{1/2}\left(q_B^{1/(2(d-1))}\right)^{d-1}=q_B.
|
| 575 |
+
\]
|
| 576 |
+
Two specialized \(L^2\) norms incur the same factor. All moment orders
|
| 577 |
+
needed here are fixed after \(h\) is fixed. Finite products of their
|
| 578 |
+
subpower bounds remain subpower; none of these constants depends on
|
| 579 |
+
\(l\), the specialized residues, or the retained supports.
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/local.tex
ADDED
|
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|
| 1 |
+
\section{Auxiliary polynomials and local admissibility}\label{sec:local}
|
| 2 |
+
|
| 3 |
+
Throughout this section, $h\in\Z[x]$ is prime-intersective, of
|
| 4 |
+
degree $k\ge2$ and leading coefficient $a>0$.
|
| 5 |
+
Restricting a set to an arithmetic progression changes the polynomial
|
| 6 |
+
describing its forbidden differences. We first choose progression steps
|
| 7 |
+
for which the transformed polynomials belong to a common auxiliary family.
|
| 8 |
+
We then select local polynomial values whose
|
| 9 |
+
arguments satisfy the unit condition required of primes. These values will
|
| 10 |
+
supply the increments of the residue-label cycles used later.
|
| 11 |
+
|
| 12 |
+
\subsection{A family compatible with progression restriction}
|
| 13 |
+
|
| 14 |
+
We use the auxiliary-polynomial construction of Lucier~\cite{Lucier2006}
|
| 15 |
+
in its prime-intersective form in Rice~\cite[Section~2.1]{Rice2013}.
|
| 16 |
+
For every prime $p$, prime-intersectivity gives a root of $h$ in
|
| 17 |
+
$\Z_p^\times$, the units of the $p$-adic integers. Indeed, the unit
|
| 18 |
+
roots modulo $p^j$ form a finitely branching tree under reduction, with
|
| 19 |
+
vertices at every depth. Successively choosing a vertex that has descendants
|
| 20 |
+
at arbitrarily large depths gives a compatible sequence of roots. Fix its
|
| 21 |
+
limit $\mathfrak z_p\in\Z_p^\times$, and write
|
| 22 |
+
\begin{equation}\label{eq:root-expansion}
|
| 23 |
+
h(\mathfrak z_p+X)=\sum_{j=m_p}^k b_{j,p}X^j,
|
| 24 |
+
\qquad b_{m_p,p}\ne0,\qquad 1\le m_p\le k.
|
| 25 |
+
\end{equation}
|
| 26 |
+
The coefficients lie in $\Z_p$. Define a completely multiplicative
|
| 27 |
+
function $\lambda:\N\to\N$ by $\lambda(p)=p^{m_p}$.
|
| 28 |
+
For $l\ge1$, the Chinese remainder theorem specifies a unique integer
|
| 29 |
+
$r_l\in(-l,0]$ satisfying
|
| 30 |
+
\[
|
| 31 |
+
r_l\equiv\mathfrak z_p\pmod{p^{v_p(l)}}\qquad(p\mid l).
|
| 32 |
+
\]
|
| 33 |
+
Here $v_p$ denotes the $p$-adic valuation. In particular $(r_l,l)=1$;
|
| 34 |
+
for $l=1$ the convention is $r_1=0$. Put
|
| 35 |
+
\begin{equation}\label{eq:auxiliary-definition}
|
| 36 |
+
T_l(x)=r_l+lx,\qquad
|
| 37 |
+
h_l(x)=\frac{h(T_l(x))}{\lambda(l)},\qquad
|
| 38 |
+
a_l=\frac{a l^k}{\lambda(l)}.
|
| 39 |
+
\end{equation}
|
| 40 |
+
|
| 41 |
+
\begin{lemma}[Auxiliary family]\label{lem:auxiliary}
|
| 42 |
+
For every $l\ge1$, the polynomial $h_l$ belongs to $\Z[x]$, has
|
| 43 |
+
degree $k$ and positive leading coefficient $a_l$, and all its coefficients
|
| 44 |
+
are $O_h(a_l)$. We have $h_1=h$ and $T_1(x)=x$.
|
| 45 |
+
For every $D\ge1$, there is an integer $i\in\{0,\ldots,D-1\}$ such that
|
| 46 |
+
\begin{equation}\label{eq:auxiliary-change}
|
| 47 |
+
\begin{split}
|
| 48 |
+
T_l(Dx-i)&=T_{lD}(x),\\
|
| 49 |
+
h_l(Dx-i)&=\lambda(D)h_{lD}(x),\qquad
|
| 50 |
+
D\mid\lambda(D),\quad \lambda(D)\le D^k.
|
| 51 |
+
\end{split}
|
| 52 |
+
\end{equation}
|
| 53 |
+
Moreover, $b_{m_p,p}$ is a $p$-adic unit for all sufficiently large $p$,
|
| 54 |
+
with a threshold depending only on $h$.
|
| 55 |
+
\end{lemma}
|
| 56 |
+
|
| 57 |
+
\begin{proof}
|
| 58 |
+
To check integrality at $p\mid l$, write $u=v_p(l)$ and make the affine
|
| 59 |
+
change of variable
|
| 60 |
+
\[
|
| 61 |
+
Y=\frac{r_l-\mathfrak z_p}{p^u}+\frac{l}{p^u}x.
|
| 62 |
+
\]
|
| 63 |
+
Its coefficients lie in $\Z_p$, and its slope is a unit. Since
|
| 64 |
+
$v_p(\lambda(l))=um_p$, \eqref{eq:root-expansion} gives
|
| 65 |
+
\begin{equation}\label{eq:auxiliary-padic}
|
| 66 |
+
h_l(x)=
|
| 67 |
+
\left(\frac{\lambda(l)}{p^{um_p}}\right)^{-1}
|
| 68 |
+
\sum_{j=m_p}^k b_{j,p}p^{u(j-m_p)}Y^j.
|
| 69 |
+
\end{equation}
|
| 70 |
+
Thus $h_l$ is integral at $p$. If $p\nmid l$, its denominator
|
| 71 |
+
$\lambda(l)$ is a $p$-adic unit, so integrality is immediate. This proves
|
| 72 |
+
$h_l\in\Z[x]$. Its leading coefficient is $a_l$, and expanding
|
| 73 |
+
$h(r_l+lx)$ with $|r_l|<l$ bounds each coefficient by
|
| 74 |
+
$O_h(l^k/\lambda(l))=O_h(a_l)$.
|
| 75 |
+
|
| 76 |
+
The residues $r_l$ and $r_{lD}$ agree modulo $l$. Their specified ranges
|
| 77 |
+
therefore give $r_{lD}=r_l-il$ for some $0\le i<D$. Substitution and
|
| 78 |
+
complete multiplicativity prove \eqref{eq:auxiliary-change}; its last two
|
| 79 |
+
assertions follow from $1\le m_p\le k$.
|
| 80 |
+
|
| 81 |
+
For the final assertion, factor
|
| 82 |
+
$h=c\prod_i g_i^{d_i}$ over $\Z[x]$, where $c\ne0$ is an integer
|
| 83 |
+
and the $g_i$ are distinct primitive irreducible nonconstant polynomials.
|
| 84 |
+
Exclude primes dividing $c$ or the nonzero integer right-hand sides of
|
| 85 |
+
cleared B\'ezout identities for $g_i,g_j$ with $i\ne j$, and for
|
| 86 |
+
$g_i,g_i'$. At a root $\mathfrak z_p$ for any remaining prime, exactly one
|
| 87 |
+
factor $g_i$ vanishes, its derivative is a unit, and all the other factors
|
| 88 |
+
have unit values. Consequently $m_p=d_i$, and the coefficient of
|
| 89 |
+
$X^{m_p}$ in \eqref{eq:root-expansion} is a unit.
|
| 90 |
+
\end{proof}
|
| 91 |
+
|
| 92 |
+
Define the forbidden values at parameter $l$ by
|
| 93 |
+
\begin{equation}\label{eq:forbidden-family}
|
| 94 |
+
\mathcal D_l=
|
| 95 |
+
\{h_l(m):m\in\Z,\ m\ge1,\ T_l(m)\text{ is prime}\}.
|
| 96 |
+
\end{equation}
|
| 97 |
+
A set $A\subseteq[N]$ is \emph{avoiding at $l$} if
|
| 98 |
+
$(A-A)\cap\mathcal D_l\subseteq\{0\}$. This condition passes to
|
| 99 |
+
progression coordinates: for every $D,n\ge1$ and every integer $c$, the set
|
| 100 |
+
\[
|
| 101 |
+
A'=\{x\in[n]:\lambda(D)x+c\in A\}
|
| 102 |
+
\]
|
| 103 |
+
is avoiding at $lD$ whenever $A$ is avoiding at $l$. In fact, a nonzero
|
| 104 |
+
difference $h_{lD}(m)$ in $A'$ would give the nonzero difference
|
| 105 |
+
$\lambda(D)h_{lD}(m)=h_l(Dm-i)$ in $A$. Formula
|
| 106 |
+
\eqref{eq:auxiliary-change} preserves its prime argument, and
|
| 107 |
+
$Dm-i\ge1$ for $m\ge1$. This also explains why no restriction at a zero
|
| 108 |
+
polynomial value is needed.
|
| 109 |
+
|
| 110 |
+
\subsection{Uniform cancellation at large primes}
|
| 111 |
+
|
| 112 |
+
We next estimate exponential sums over arguments $x$ satisfying
|
| 113 |
+
$p\nmid T_l(x)$, and over the subset on which $h_l'(x)$ is nonzero modulo
|
| 114 |
+
$p$. Besides controlling local
|
| 115 |
+
Fourier coefficients, the latter estimates will produce zero-sum lists of
|
| 116 |
+
polynomial values: we seek one length $L$, independent of $l$ and $p$,
|
| 117 |
+
for which $L$ selected values sum to zero in each local residue ring.
|
| 118 |
+
At large primes cancellation supplies these lists; at the finitely many
|
| 119 |
+
smaller primes we will repeat a single value. The selected values must
|
| 120 |
+
also come from argument classes on which values lift uniformly to higher
|
| 121 |
+
prime powers.
|
| 122 |
+
|
| 123 |
+
Fix
|
| 124 |
+
\begin{equation}\label{eq:local-exponents}
|
| 125 |
+
\delta=\frac{1}{100k2^k},\qquad \gamma=\frac{\delta}{10}.
|
| 126 |
+
\end{equation}
|
| 127 |
+
For the remainder of this section, $l\ge1$ is arbitrary and $F=h_l$.
|
| 128 |
+
At all sufficiently large primes, $F\bmod p$ is nonconstant, uniformly
|
| 129 |
+
in $l$. For $p\nmid l$, this follows from $p\nmid a$ and
|
| 130 |
+
\eqref{eq:auxiliary-definition}; for $p\mid l$, formula
|
| 131 |
+
\eqref{eq:auxiliary-padic} reduces to a unit multiple of $Y^{m_p}$.
|
| 132 |
+
When $p>k$, it follows that $F'\bmod p$ is not identically zero.
|
| 133 |
+
Call an argument $x\in\F_p$ \emph{allowed regular} if
|
| 134 |
+
\[
|
| 135 |
+
p\nmid T_l(x)\qquad\text{and}\qquad F'(x)\ne0\pmod p.
|
| 136 |
+
\]
|
| 137 |
+
The unit condition excludes at most one residue: if $p\mid l$, it
|
| 138 |
+
excludes none because $(r_l,l)=1$.
|
| 139 |
+
|
| 140 |
+
\begin{lemma}[Local exponential sums]\label{lem:local-sums}
|
| 141 |
+
There is an integer $P_1>\max(k,2)$, depending only on $h$, such that for
|
| 142 |
+
every $l\ge1$ and every prime $p\ge P_1$, at least $p/2$ arguments in
|
| 143 |
+
$\F_p$ are allowed regular. For every integer $v$ with $p\nmid v$,
|
| 144 |
+
\begin{equation}\label{eq:local-sums}
|
| 145 |
+
\begin{split}
|
| 146 |
+
\left|\mathbb E_{\substack{x\bmod p^j\\p\nmid T_l(x)}}
|
| 147 |
+
e\left(\frac{vF(x)}{p^j}\right)\right|
|
| 148 |
+
&\le p^{-8\delta j} \qquad(j\ge1),\\
|
| 149 |
+
\left|\mathbb E_{\substack{x\bmod p\\x\text{ allowed regular}}}
|
| 150 |
+
e\left(\frac{vF(x)}p\right)\right|
|
| 151 |
+
&\le p^{-4\delta}.
|
| 152 |
+
\end{split}
|
| 153 |
+
\end{equation}
|
| 154 |
+
Each expectation is normalized by the number of arguments in its stated
|
| 155 |
+
averaging set.
|
| 156 |
+
\end{lemma}
|
| 157 |
+
|
| 158 |
+
\begin{proof}
|
| 159 |
+
Take the threshold large enough for the preceding nonconstancy statements.
|
| 160 |
+
The derivative excludes at most $k-1$ residues, so at most $k$ arguments
|
| 161 |
+
fail to be allowed regular. This gives the asserted cardinality after
|
| 162 |
+
increasing the threshold.
|
| 163 |
+
|
| 164 |
+
We first work modulo $p$. If $k'$ is the degree of $F\bmod p$, then
|
| 165 |
+
the complete mean $S=\mathbb E_{x\bmod p}e(vF(x)/p)$ vanishes when
|
| 166 |
+
$k'=1$. For $k'\ge2$, repeated differencing gives
|
| 167 |
+
\[
|
| 168 |
+
|S|^{2^{k'-1}}
|
| 169 |
+
\le\mathbb E_{u_1,\ldots,u_{k'-1}\bmod p}
|
| 170 |
+
\left|\mathbb E_{x\bmod p}
|
| 171 |
+
e\left(\frac{v\Delta_{u_1}\cdots\Delta_{u_{k'-1}}F(x)}p\right)\right|
|
| 172 |
+
\le\frac{k'-1}{p},
|
| 173 |
+
\]
|
| 174 |
+
where $\Delta_u F(x)=F(x+u)-F(x)$. The first inequality follows by
|
| 175 |
+
squaring, grouping the two arguments by their difference, and iterating
|
| 176 |
+
the triangle and Cauchy--Schwarz inequalities. For the second, the final
|
| 177 |
+
phase is linear, with nonzero coefficient unless one of the $u_i$ is
|
| 178 |
+
zero: its coefficient is $v k'!$ times the leading coefficient of
|
| 179 |
+
$F\bmod p$ times $u_1\cdots u_{k'-1}$. A union bound gives the displayed
|
| 180 |
+
probability. Removing at most $k$ arguments changes a normalized mean
|
| 181 |
+
by $O_k(p^{-1})$. Since $8\delta<2^{-(k-1)}$, this proves both assertions
|
| 182 |
+
of \eqref{eq:local-sums} at conductor $p$, for sufficiently large $p$.
|
| 183 |
+
|
| 184 |
+
For $j\ge2$, set $n=\lfloor j/2\rfloor$ and write
|
| 185 |
+
$x=x_0+p^{j-n}y$, with $x_0$ modulo $p^{j-n}$ and $y$ modulo $p^n$.
|
| 186 |
+
Taylor expansion over the integers gives
|
| 187 |
+
\[
|
| 188 |
+
F(x_0+p^{j-n}y)\equiv F(x_0)+p^{j-n}yF'(x_0)\pmod{p^j}.
|
| 189 |
+
\]
|
| 190 |
+
The condition $p\nmid T_l(x)$ depends only on $x_0$. Averaging over $y$
|
| 191 |
+
therefore annihilates every term for which $p^n\nmid F'(x_0)$.
|
| 192 |
+
We bound the proportion of the remaining $x_0$ by interpolation.
|
| 193 |
+
|
| 194 |
+
Put $b=\lceil n/(k-1)\rceil$. The solutions of
|
| 195 |
+
$F'(x_0)\equiv0\pmod{p^n}$ occupy at most $k-1$ residue classes modulo
|
| 196 |
+
$p^b$. Otherwise, choose $k$ integer solutions $x_1,\ldots,x_k$ in
|
| 197 |
+
distinct such classes. In the Lagrange interpolation formula for the
|
| 198 |
+
degree-at-most-$(k-1)$ polynomial $F'$, every denominator
|
| 199 |
+
$\prod_{s\ne r}(x_r-x_s)$ has valuation at most
|
| 200 |
+
\[
|
| 201 |
+
(k-1)(b-1)<n.
|
| 202 |
+
\]
|
| 203 |
+
Since every $F'(x_r)$ is divisible by $p^n$, each interpolating summand
|
| 204 |
+
has all coefficients divisible by $p$. This contradicts
|
| 205 |
+
$F'\not\equiv0\pmod p$.
|
| 206 |
+
|
| 207 |
+
Since $b\le n\le j-n$, the class count applies to the full range of
|
| 208 |
+
$x_0$ modulo $p^{j-n}$. The unit condition retains at least a proportion
|
| 209 |
+
$1/2$ of all arguments.
|
| 210 |
+
Consequently the conditional proportion that can survive $y$-averaging
|
| 211 |
+
is at most
|
| 212 |
+
\[
|
| 213 |
+
2(k-1)p^{-b}
|
| 214 |
+
\le 2(k-1)p^{-j/(3(k-1))},
|
| 215 |
+
\]
|
| 216 |
+
where $\lfloor j/2\rfloor\ge j/3$ for $j\ge2$. Because
|
| 217 |
+
$8\delta<1/(3(k-1))$, one further increase of $P_1$ makes this at most
|
| 218 |
+
$p^{-8\delta j}$ for every $j\ge2$. All thresholds were independent of
|
| 219 |
+
$l$.
|
| 220 |
+
\end{proof}
|
| 221 |
+
|
| 222 |
+
\subsection{Small primes and uniform lifting}
|
| 223 |
+
|
| 224 |
+
The preceding cancellation estimate will be used only for $p\ge P_1$.
|
| 225 |
+
For the finitely many smaller primes, we instead select a residue class
|
| 226 |
+
on which polynomial values lift uniformly. The crucial point is that
|
| 227 |
+
its modulus can be fixed independently of $l$.
|
| 228 |
+
|
| 229 |
+
\begin{lemma}[Uniform lifting classes]\label{lem:local-lifting}
|
| 230 |
+
For every prime $p<P_1$, there is an integer $S_p\ge0$, depending only
|
| 231 |
+
on $h$ and $p$, such that, for every $l\ge1$, some integer $x$ satisfies
|
| 232 |
+
\begin{equation}\label{eq:small-prime-argument}
|
| 233 |
+
p\nmid T_l(x),\qquad v_p(h_l'(x))\le S_p.
|
| 234 |
+
\end{equation}
|
| 235 |
+
Set
|
| 236 |
+
\begin{equation}\label{eq:local-modulus-exponents}
|
| 237 |
+
E_p=2S_p+1\quad(p<P_1),\qquad E_p=1\quad(p\ge P_1).
|
| 238 |
+
\end{equation}
|
| 239 |
+
For any prime $p$, let $x$ be an integer satisfying
|
| 240 |
+
\eqref{eq:small-prime-argument} when $p<P_1$, or representing an allowed
|
| 241 |
+
regular argument when $p\ge P_1$. Write $s=v_p(h_l'(x))$.
|
| 242 |
+
Every integer in the class $x\pmod{p^{E_p-s}}$ satisfies the unit
|
| 243 |
+
condition, and its $h_l$-value is congruent to $h_l(x)$ modulo $p^{E_p}$.
|
| 244 |
+
For each $j>E_p$, the uniform distribution on this argument class
|
| 245 |
+
modulo $p^j$ pushes forward under $h_l$ to the uniform distribution on
|
| 246 |
+
\[
|
| 247 |
+
\{y\bmod p^j:y\equiv h_l(x)\pmod{p^{E_p}}\}.
|
| 248 |
+
\]
|
| 249 |
+
\end{lemma}
|
| 250 |
+
|
| 251 |
+
\begin{proof}
|
| 252 |
+
Fix $p<P_1$. For a nonconstant polynomial over $\Z_p$, the
|
| 253 |
+
minimum valuation of its nonconstant coefficients is preserved by an
|
| 254 |
+
affine substitution of unit slope. One inequality follows by expanding
|
| 255 |
+
the substitution, and the other by applying its inverse. If $p\nmid l$,
|
| 256 |
+
this observation applied to \eqref{eq:auxiliary-definition} bounds that
|
| 257 |
+
minimum for $F=h_l$ by a constant depending only on $h,p$. If $p\mid l$,
|
| 258 |
+
use \eqref{eq:auxiliary-padic}: before the unit affine substitution, its
|
| 259 |
+
degree-$m_p$ coefficient is a unit multiple of $b_{m_p,p}$, whose
|
| 260 |
+
valuation is fixed. The same uniform bound therefore holds in this
|
| 261 |
+
case. Differentiation increases the minimum valuation by at most
|
| 262 |
+
$\max_{1\le j\le k}v_p(j)$, so the minimum coefficient valuation of
|
| 263 |
+
$F'$ has a uniform upper bound $C_p\ge0$, which we take to be an integer.
|
| 264 |
+
|
| 265 |
+
There are at least $k$ distinct integers in $[1,kp]$ satisfying
|
| 266 |
+
$p\nmid T_l(x)$. Interpolate $F'$, of degree at most $k-1$, at any
|
| 267 |
+
$k$ of them. The interpolation denominators are products of differences
|
| 268 |
+
of integers in this fixed interval. Let $B_p\ge0$ be a uniform integer
|
| 269 |
+
upper bound for their $p$-adic valuations. If all $k$ values of $F'$ had
|
| 270 |
+
valuation greater than $C_p+B_p$, Lagrange interpolation would force
|
| 271 |
+
every coefficient of $F'$ to have valuation greater than $C_p$, a
|
| 272 |
+
contradiction. Thus \eqref{eq:small-prime-argument} holds with
|
| 273 |
+
$S_p=C_p+B_p$.
|
| 274 |
+
|
| 275 |
+
Now let $p$ be arbitrary and $x,s$ be as in the statement. In either
|
| 276 |
+
case $E_p\ge2s+1$. Taylor expansion with integer coefficients gives
|
| 277 |
+
\begin{equation}\label{eq:local-permutation}
|
| 278 |
+
F(x+p^{E_p-s}y)=F(x)+p^{E_p}\big(c_1y+pC(y)\big),
|
| 279 |
+
\qquad p\nmid c_1,\quad C\in\Z[y].
|
| 280 |
+
\end{equation}
|
| 281 |
+
Indeed $c_1=p^{-s}F'(x)$, and each term of degree at least two contains,
|
| 282 |
+
after division by $p^{E_p}$, a factor $p^{E_p-2s}$.
|
| 283 |
+
The polynomial $G(y)=c_1y+pC(y)$ permutes the residues modulo every
|
| 284 |
+
power of $p$: for integers $y,z$, the quotient
|
| 285 |
+
$(G(y)-G(z))/(y-z)$ is a unit when $y\ne z$, so
|
| 286 |
+
\[
|
| 287 |
+
v_p(G(y)-G(z))=v_p(y-z).
|
| 288 |
+
\]
|
| 289 |
+
It follows that $G$ is injective, hence bijective, on every finite
|
| 290 |
+
residue ring. Formula \eqref{eq:local-permutation} proves constancy
|
| 291 |
+
modulo $p^{E_p}$. The argument class preserves the unit condition
|
| 292 |
+
because $E_p-s\ge1$.
|
| 293 |
+
|
| 294 |
+
Finally, uniform arguments in this class modulo $p^j$ correspond to
|
| 295 |
+
uniform $y$ modulo $p^{j-E_p+s}$. Each residue of $y$ modulo
|
| 296 |
+
$p^{j-E_p}$ occurs exactly $p^s$ times. Applying the permutation $G$
|
| 297 |
+
modulo $p^{j-E_p}$ therefore gives precisely the asserted uniform
|
| 298 |
+
distribution of polynomial values.
|
| 299 |
+
\end{proof}
|
| 300 |
+
|
| 301 |
+
Call a residue modulo $p^{E_p}$ \emph{admissible at $l$} if it equals
|
| 302 |
+
$h_l(x)$ for an argument satisfying \eqref{eq:small-prime-argument}
|
| 303 |
+
when $p<P_1$, or for an allowed regular argument when $p\ge P_1$.
|
| 304 |
+
The equality is taken modulo $p^{E_p}$. Thus every admissible residue
|
| 305 |
+
has an argument class satisfying the unit condition and the uniform lifting property of
|
| 306 |
+
Lemma~\ref{lem:local-lifting}. For a modulus that is a product of
|
| 307 |
+
distinct factors $p^{E_p}$, admissibility means admissibility at every
|
| 308 |
+
factor.
|
| 309 |
+
|
| 310 |
+
\begin{lemma}[A fixed admissible cycle length]\label{lem:admissible-cycle}
|
| 311 |
+
Fix an integer $L>2$ such that
|
| 312 |
+
\begin{equation}\label{eq:cycle-length}
|
| 313 |
+
4\delta L>2,\qquad p^{E_p}\mid L\quad(p<P_1).
|
| 314 |
+
\end{equation}
|
| 315 |
+
For every $l\ge1$ and every prime $p$, there are $L$ admissible residues
|
| 316 |
+
$y_0,\ldots,y_{L-1}$ modulo $p^{E_p}$, with repetitions allowed, such
|
| 317 |
+
that
|
| 318 |
+
\[
|
| 319 |
+
y_0+\cdots+y_{L-1}=0\pmod{p^{E_p}}.
|
| 320 |
+
\]
|
| 321 |
+
\end{lemma}
|
| 322 |
+
|
| 323 |
+
\begin{proof}
|
| 324 |
+
For $p<P_1$, an admissible residue exists by
|
| 325 |
+
Lemma~\ref{lem:local-lifting}. Repeat it $L$ times and use
|
| 326 |
+
$p^{E_p}\mid L$. For $p\ge P_1$, take independent uniform allowed
|
| 327 |
+
regular arguments $x_0,\ldots,x_{L-1}$ modulo $p$. Character
|
| 328 |
+
orthogonality and \eqref{eq:local-sums} give
|
| 329 |
+
\[
|
| 330 |
+
\left|p\,\mathbb P\left(\sum_{j=0}^{L-1}F(x_j)=0\pmod p\right)-1\right|
|
| 331 |
+
\le (p-1)p^{-4\delta L}<1.
|
| 332 |
+
\]
|
| 333 |
+
The probability is therefore positive, yielding the required sequence
|
| 334 |
+
of admissible values.
|
| 335 |
+
\end{proof}
|
| 336 |
+
|
| 337 |
+
The terminology refers to the residue labels
|
| 338 |
+
$z_0=0$ and $z_j=y_0+\cdots+y_{j-1}$ for $1\le j\le L$:
|
| 339 |
+
we have $z_L=z_0$, and the increment on the indexed edge $j\to j+1$
|
| 340 |
+
is the admissible value $y_j$. Distinct indices need not carry distinct
|
| 341 |
+
residue labels.
|
| 342 |
+
|
| 343 |
+
We now keep $P_1$, the exponents $E_p$, and $L$ fixed. For any later
|
| 344 |
+
threshold $P>P_1$, apply Lemma~\ref{lem:admissible-cycle} at each $p<P$
|
| 345 |
+
and combine the lists by the Chinese remainder theorem. This gives $L$
|
| 346 |
+
admissible residues modulo $\prod_{p<P}p^{E_p}$ with sum zero. Thus a
|
| 347 |
+
larger prime cutoff never requires a new cycle length.
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/primes.tex
ADDED
|
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|
| 1 |
+
\section{Prime estimates}\label{sec:primes}
|
| 2 |
+
|
| 3 |
+
The kernel construction requires two uniform estimates: an asymptotic
|
| 4 |
+
formula for primes in residue classes, and cancellation in polynomial
|
| 5 |
+
exponential sums over primes. We derive the first from a zero-free
|
| 6 |
+
half-plane theorem and prove the second by Vaughan's identity and Weyl
|
| 7 |
+
differencing. The latter argument also records why the product cutoff
|
| 8 |
+
and the arithmetic coefficients do not obstruct mixed differencing.
|
| 9 |
+
|
| 10 |
+
For positive integers $n$, put
|
| 11 |
+
\[
|
| 12 |
+
\Lambda'(n)=(\log n)\mathbf 1_{\{n\text{ is prime}\}},\qquad
|
| 13 |
+
\Lambda(n)=
|
| 14 |
+
\begin{cases}\log p,&n=p^j\text{ for a prime }p\text{ and }j\ge1,\\
|
| 15 |
+
0,&\text{otherwise}.
|
| 16 |
+
\end{cases}
|
| 17 |
+
\]
|
| 18 |
+
All sums below run over integers, including sums whose endpoints are
|
| 19 |
+
real. The constants in this section are independent of the lower
|
| 20 |
+
coefficients of the polynomial phases.
|
| 21 |
+
|
| 22 |
+
\subsection{Primes in arithmetic progressions}
|
| 23 |
+
|
| 24 |
+
Here is the precise analytic input from the companion zero-free theorem.
|
| 25 |
+
Only its assertion about Dirichlet $L$-functions is needed.
|
| 26 |
+
|
| 27 |
+
\begin{theorem}[Zero-free input, {\cite[Theorem~1.1]{ZeroFree}}]
|
| 28 |
+
\label{thm:zero-free-input}
|
| 29 |
+
For every integer $b\ge1$ and every Dirichlet character $\chi$ modulo
|
| 30 |
+
$b$, the Dirichlet $L$-function $L(s,\chi)$ has no zero in
|
| 31 |
+
$\Re s>7/8$. This includes imprimitive characters and the trivial
|
| 32 |
+
character of modulus $1$, whose $L$-function is $\zeta(s)$. A pole at
|
| 33 |
+
$s=1$ for a principal character is allowed.
|
| 34 |
+
\end{theorem}
|
| 35 |
+
|
| 36 |
+
\begin{proposition}[Uniform distribution in residue classes]
|
| 37 |
+
\label{prop:prime-progressions}
|
| 38 |
+
Uniformly for $Y\ge2$, $0\le x\le Y$, integers $b\ge1$, and reduced
|
| 39 |
+
residue classes $c$ modulo $b$,
|
| 40 |
+
\begin{equation}\label{eq:prime-progression}
|
| 41 |
+
\sum_{\substack{n\le x\\n\equiv c\pmod b}}\Lambda'(n)
|
| 42 |
+
=\frac{x}{\varphi(b)}
|
| 43 |
+
+O\bigl(Y^{31/32}\log^2(2bY)\bigr).
|
| 44 |
+
\end{equation}
|
| 45 |
+
For a nonreduced class modulo $b>1$, the sum is $O(\log b)$ and has
|
| 46 |
+
zero main term.
|
| 47 |
+
\end{proposition}
|
| 48 |
+
|
| 49 |
+
\begin{proof}
|
| 50 |
+
Set $\sigma_0=15/16$. We first prove the logarithmic derivative estimate
|
| 51 |
+
\begin{equation}\label{eq:log-derivative}
|
| 52 |
+
\frac{L'}{L}(s,\chi)\ll\log\bigl(2b(2+|\Im s|)\bigr)
|
| 53 |
+
\end{equation}
|
| 54 |
+
on $\Re s=\sigma_0$, and throughout $\sigma_0\le\Re s\le2$ when
|
| 55 |
+
$|\Im s|\ge1$. The constants are absolute, including for imprimitive
|
| 56 |
+
characters.
|
| 57 |
+
|
| 58 |
+
Write $\delta_\chi=1$ for a principal character and $0$ otherwise, and
|
| 59 |
+
let
|
| 60 |
+
\[
|
| 61 |
+
G_\chi(s)=(s-1)^{\delta_\chi}L(s,\chi).
|
| 62 |
+
\]
|
| 63 |
+
Fix radii
|
| 64 |
+
$2-\sigma_0<r<R<2-7/8$ and use disks of radius $R$ centered at
|
| 65 |
+
$s_t=2+it$. Theorem~\ref{thm:zero-free-input} makes $G_\chi$
|
| 66 |
+
holomorphic and nonvanishing on each disk, with the principal pole
|
| 67 |
+
removed. To bound its size there, use periodicity to write
|
| 68 |
+
\[
|
| 69 |
+
\sum_{n\le u}\chi(n)=\overline\chi\,u+E_\chi(u),\qquad
|
| 70 |
+
|E_\chi(u)|\le2b,\qquad
|
| 71 |
+
\overline\chi=\begin{cases}\varphi(b)/b,&\delta_\chi=1,\\0,&\delta_\chi=0.
|
| 72 |
+
\end{cases}
|
| 73 |
+
\]
|
| 74 |
+
Partial summation continues the Dirichlet series to $\Re s>0$ as
|
| 75 |
+
\[
|
| 76 |
+
L(s,\chi)=\overline\chi\,\frac{s}{s-1}
|
| 77 |
+
+s\int_1^\infty E_\chi(u)u^{-s-1}\,du.
|
| 78 |
+
\]
|
| 79 |
+
Consequently, on the disk,
|
| 80 |
+
$|G_\chi(s)|\le C[2b(2+|t|)]^C$. At its center the absolutely
|
| 81 |
+
convergent Euler product gives $|L(2+it,\chi)|\ge\zeta(4)/\zeta(2)$;
|
| 82 |
+
hence $|G_\chi(s_t)|$ is bounded below by the same positive constant.
|
| 83 |
+
Choose a holomorphic logarithm and subtract its value at $s_t$.
|
| 84 |
+
Its real part is bounded above by
|
| 85 |
+
$C\log(2b(2+|t|))$. Borel--Carath\'eodory on an intermediate disk,
|
| 86 |
+
followed by Cauchy's estimate on the disk of radius $r$, now gives
|
| 87 |
+
\[
|
| 88 |
+
\frac{G_\chi'}{G_\chi}(s)
|
| 89 |
+
\ll\log(2b(2+|t|))\qquad (|s-s_t|\le r).
|
| 90 |
+
\]
|
| 91 |
+
Subtracting $\delta_\chi/(s-1)$ proves
|
| 92 |
+
\eqref{eq:log-derivative} in the asserted ranges.
|
| 93 |
+
|
| 94 |
+
We next pass through a smoothed sum so that the contour integral is
|
| 95 |
+
absolutely convergent. Mellin inversion for $(1-u)_+$ gives, for $x\ge1$,
|
| 96 |
+
\begin{equation}\label{eq:smoothed-character-primes}
|
| 97 |
+
\sum_{n\le x}(x-n)\Lambda(n)\chi(n)
|
| 98 |
+
=\frac{1}{2\pi i}\int_{(2)}
|
| 99 |
+
-\frac{L'}{L}(s,\chi)\frac{x^{s+1}}{s(s+1)}\,ds.
|
| 100 |
+
\end{equation}
|
| 101 |
+
Here the interchange with the Dirichlet series is absolute. Move the
|
| 102 |
+
line to $\Re s=\sigma_0$. Estimate~\eqref{eq:log-derivative} bounds
|
| 103 |
+
the horizontal integrals by a constant times
|
| 104 |
+
$x^3\log(2b(2+T))/T^2$, which tends to zero with the height $T$.
|
| 105 |
+
The sole crossed pole is at $s=1$ for the principal character; its
|
| 106 |
+
residue is $x^2/2$. On the new vertical line, integration of
|
| 107 |
+
$\log(2b(2+|t|))/(1+t^2)$ gives
|
| 108 |
+
\begin{equation}\label{eq:smoothed-character-result}
|
| 109 |
+
\sum_{n\le x}(x-n)\Lambda(n)\chi(n)
|
| 110 |
+
=\delta_\chi\frac{x^2}{2}
|
| 111 |
+
+O\bigl(x^{1+\sigma_0}\log(2b)\bigr).
|
| 112 |
+
\end{equation}
|
| 113 |
+
|
| 114 |
+
For $(c,b)=1$, character orthogonality yields
|
| 115 |
+
\[
|
| 116 |
+
A_c(x):=\sum_{\substack{n\le x\\n\equiv c\pmod b}}
|
| 117 |
+
(x-n)\Lambda(n)
|
| 118 |
+
=\frac{x^2}{2\varphi(b)}
|
| 119 |
+
+O\bigl(x^{1+\sigma_0}\log(2b)\bigr).
|
| 120 |
+
\]
|
| 121 |
+
There are $\varphi(b)$ character errors and a factor $1/\varphi(b)$,
|
| 122 |
+
so the error is uniform in $b$. Crucially, sharp differencing is now
|
| 123 |
+
performed on this nonnegative progression sum, rather than on a complex
|
| 124 |
+
character sum. For $0<H<x$, positivity of $\Lambda$ gives
|
| 125 |
+
\[
|
| 126 |
+
\frac{A_c(x)-A_c(x-H)}{H}
|
| 127 |
+
\le \sum_{\substack{n\le x\\n\equiv c\pmod b}}\Lambda(n)
|
| 128 |
+
\le \frac{A_c(x+H)-A_c(x)}{H}.
|
| 129 |
+
\]
|
| 130 |
+
Take $H=x^{31/32}$ for sufficiently large $x$. The main terms differ
|
| 131 |
+
from $x/\varphi(b)$ by $O(H)$, and the errors are
|
| 132 |
+
\[
|
| 133 |
+
O\bigl(x^{1+\sigma_0}/H\cdot\log(2b)\bigr)
|
| 134 |
+
=O\bigl(x^{31/32}\log(2b)\bigr).
|
| 135 |
+
\]
|
| 136 |
+
Bounded $x$ is harmless. Finally,
|
| 137 |
+
\[
|
| 138 |
+
\sum_{\substack{p^j\le Y\\j\ge2}}\log p
|
| 139 |
+
\ll Y^{1/2}\log^2(2Y),
|
| 140 |
+
\]
|
| 141 |
+
so removing higher prime powers proves~\eqref{eq:prime-progression}.
|
| 142 |
+
If a prime lies in a nonreduced residue class modulo $b$, it divides
|
| 143 |
+
$b$; the sum of the logarithms of distinct such primes is at most
|
| 144 |
+
$\log b$. This proves the last assertion.
|
| 145 |
+
\end{proof}
|
| 146 |
+
|
| 147 |
+
\subsection{A minor-arc estimate over primes}
|
| 148 |
+
|
| 149 |
+
\begin{proposition}[Prime polynomial sums]\label{prop:prime-minor-arcs}
|
| 150 |
+
For fixed $k\ge2$ and $0<\rho<1$, there is a constant
|
| 151 |
+
$c_m=c_m(k,\rho)\in(0,1/4)$ with the following property. If $Y$ is
|
| 152 |
+
sufficiently large, $I\subseteq[1,Y]$ is an interval, and
|
| 153 |
+
$f\in\R[x]$ has degree at most $k$ with coefficient $b_k$ of $x^k$,
|
| 154 |
+
then
|
| 155 |
+
\begin{equation}\label{eq:prime-minor-arc}
|
| 156 |
+
\left|\sum_{n\in I}\Lambda'(n)e(f(n))\right|
|
| 157 |
+
\ll_{k,\rho}Y^{1-c_m},
|
| 158 |
+
\end{equation}
|
| 159 |
+
provided $\theta=(k!)^2b_k$ has an approximation $a/q$ satisfying
|
| 160 |
+
\begin{equation}\label{eq:minor-rational-range}
|
| 161 |
+
(a,q)=1,\qquad |\theta-a/q|\le q^{-2},\qquad
|
| 162 |
+
Y^\rho\le q\le Y^{k-\rho}.
|
| 163 |
+
\end{equation}
|
| 164 |
+
\end{proposition}
|
| 165 |
+
|
| 166 |
+
Vaughan's identity will split the prime weight into sums with one short
|
| 167 |
+
variable and bilinear sums. Weyl differencing turns each into averages
|
| 168 |
+
of linear phases, which rational approximation then bounds. We first
|
| 169 |
+
prove the needed spacing and differencing estimates. Uniformity in the
|
| 170 |
+
lower coefficients and in the interval will later permit additive linear
|
| 171 |
+
twists for periodic restrictions and partial summation for smooth weights
|
| 172 |
+
in the kernel construction.
|
| 173 |
+
|
| 174 |
+
Write $\|u\|$ for the distance of $u\in\R$ to the
|
| 175 |
+
nearest integer, and interpret $\min(M,\|u\|^{-1})$ as $M$ when
|
| 176 |
+
$\|u\|=0$.
|
| 177 |
+
|
| 178 |
+
\begin{lemma}[Rational spacing]\label{lem:rational-spacing}
|
| 179 |
+
Suppose $(a,q)=1$, $q\ge2$, and $|\theta-a/q|\le q^{-2}$.
|
| 180 |
+
For $R\ge1$ and $M\ge1$,
|
| 181 |
+
\begin{equation}\label{eq:rational-spacing}
|
| 182 |
+
\sum_{1\le r\le R}\min(M,\|\theta r\|^{-1})
|
| 183 |
+
\ll (R/q+1)\bigl(M+q\log(2q)\bigr).
|
| 184 |
+
\end{equation}
|
| 185 |
+
\end{lemma}
|
| 186 |
+
|
| 187 |
+
\begin{proof}
|
| 188 |
+
Within a block of $\lfloor q/2\rfloor$ consecutive integers, two distinct
|
| 189 |
+
indices differ by a nonzero $d$ with $|d|<q/2$. Thus
|
| 190 |
+
\[
|
| 191 |
+
\|\theta d\|\ge \|ad/q\|-|d|/q^2\ge1/(2q).
|
| 192 |
+
\]
|
| 193 |
+
The associated points are $1/(2q)$ separated on the circle. The nearest
|
| 194 |
+
point to zero contributes at most $M$, and summing the others in bands
|
| 195 |
+
of width $1/(2q)$ gives $O(q\log(2q))$, with another $O(M)$ for the
|
| 196 |
+
bounded number of points in the first band. Partitioning the indices
|
| 197 |
+
into such blocks proves the result, also when $q=2$ or $3$.
|
| 198 |
+
\end{proof}
|
| 199 |
+
|
| 200 |
+
We will repeatedly group a fixed number of nonzero integer factors by
|
| 201 |
+
their product. If that product has absolute value at most $Y^{C_k}$,
|
| 202 |
+
the number of such factorizations is $Y^{o(1)}$, uniformly in the
|
| 203 |
+
product. Indeed, its prime factorization bounds the number by a fixed
|
| 204 |
+
order divisor function, up to a bounded number of sign choices. For
|
| 205 |
+
every $\epsilon>0$ that function is $O_{k,\epsilon}(Y^\epsilon)$:
|
| 206 |
+
allocating a prime exponent among finitely many factors gives a
|
| 207 |
+
polynomial in the exponent, which is bounded by any fixed positive
|
| 208 |
+
power of the prime power after allowing a constant for finitely many
|
| 209 |
+
small primes.
|
| 210 |
+
|
| 211 |
+
The following two differencing bounds isolate the treatment of
|
| 212 |
+
coefficients and summation domains. They are forms of classical Weyl
|
| 213 |
+
differencing; see \cite{Weyl1916,Vaughan1997} for the method.
|
| 214 |
+
|
| 215 |
+
\begin{lemma}[One-variable and mixed differencing]
|
| 216 |
+
\label{lem:prime-differencing}
|
| 217 |
+
Let $k\ge2$, and let $f\in\R[x]$ have degree at most $k$, with
|
| 218 |
+
coefficient $b_k$ of $x^k$.
|
| 219 |
+
|
| 220 |
+
If $J$ is an interval of integers of length at most an integer $M\ge1$,
|
| 221 |
+
and $m$ is a positive integer, then
|
| 222 |
+
\begin{equation}\label{eq:type-one-differencing}
|
| 223 |
+
\left|\frac1M\sum_{n\in J}e(f(mn))\right|^{2^{k-1}}
|
| 224 |
+
\ll_k\frac1{M^k}
|
| 225 |
+
\sum_{|u_1|,\ldots,|u_{k-1}|<M}
|
| 226 |
+
\min\bigl(M,\|k!b_km^ku_1\cdots u_{k-1}\|^{-1}\bigr).
|
| 227 |
+
\end{equation}
|
| 228 |
+
|
| 229 |
+
Next let $A,B$ be positive integers, let $I\subseteq[1,Y]$ be an
|
| 230 |
+
interval, and let $|a_m|,|d_n|\le1$. Set
|
| 231 |
+
\[
|
| 232 |
+
S=\sum_{\substack{A\le m<2A\\B\le n<2B}}
|
| 233 |
+
a_md_n\mathbf 1_{\{mn\in I\}}e(f(mn)),\qquad
|
| 234 |
+
\theta=(k!)^2b_k.
|
| 235 |
+
\]
|
| 236 |
+
Then
|
| 237 |
+
\begin{equation}\label{eq:type-two-differencing}
|
| 238 |
+
\left|\frac{S}{AB}\right|^{2^{2k-1}}
|
| 239 |
+
\ll_k\frac1{A^kB^k}
|
| 240 |
+
\sum_{\substack{|u_1|,\ldots,|u_k|<B\\
|
| 241 |
+
|v_1|,\ldots,|v_{k-1}|<A}}
|
| 242 |
+
\min\bigl(A,\|\theta u_1\cdots u_kv_1\cdots v_{k-1}\|^{-1}\bigr).
|
| 243 |
+
\end{equation}
|
| 244 |
+
Zero shifts are included in both sums.
|
| 245 |
+
\end{lemma}
|
| 246 |
+
|
| 247 |
+
\begin{proof}
|
| 248 |
+
We give the mixed argument explicitly. For a function $g$ of two
|
| 249 |
+
integer variables, define
|
| 250 |
+
\[
|
| 251 |
+
\Delta^n_u g(m,n)=g(m,n+u)-g(m,n),\qquad
|
| 252 |
+
\Delta^m_v g(m,n)=g(m+v,n)-g(m,n).
|
| 253 |
+
\]
|
| 254 |
+
Let $D_0$ be the set of pairs in the displayed box with $mn\in I$.
|
| 255 |
+
Extend $a_m$ and $d_n$ by zero outside their respective intervals,
|
| 256 |
+
and extend every summand by zero outside $D_0$. Cauchy--Schwarz first
|
| 257 |
+
removes $a_m$:
|
| 258 |
+
\[
|
| 259 |
+
\left|\frac{S}{AB}\right|^2
|
| 260 |
+
\le\frac1A\sum_{A\le m<2A}
|
| 261 |
+
\left|\frac1B\sum_n d_n\mathbf 1_{D_0}(m,n)e(f(mn))\right|^2.
|
| 262 |
+
\]
|
| 263 |
+
Expanding the square and grouping by $u=n'-n$ bounds its right side by
|
| 264 |
+
\[
|
| 265 |
+
\frac1B\sum_{|u|<B}
|
| 266 |
+
\left|\frac1{AB}\sum_{m,n}
|
| 267 |
+
d_{n+u}\overline{d_n}\,
|
| 268 |
+
\mathbf 1_{D_0}(m,n+u)\mathbf 1_{D_0}(m,n)
|
| 269 |
+
e\bigl(\Delta^n_u f(mn)\bigr)\right|.
|
| 270 |
+
\]
|
| 271 |
+
For fixed $u$ the new weight depends only on $n$ and has modulus at
|
| 272 |
+
most one. This is exactly the form needed for another $n$-difference.
|
| 273 |
+
In particular, the product cutoff remains inside the sum; it has not
|
| 274 |
+
been replaced by a rectangular domain.
|
| 275 |
+
|
| 276 |
+
For $j$ fixed shifts $\mathbf u=(u_1,\ldots,u_j)$, let
|
| 277 |
+
\[
|
| 278 |
+
\begin{split}
|
| 279 |
+
D_{\mathbf u}&=\{(m,n):
|
| 280 |
+
(m,n+\varepsilon\cdot\mathbf u)\in D_0
|
| 281 |
+
\text{ for every }\varepsilon\in\{0,1\}^j\},\\
|
| 282 |
+
F_{\mathbf u}(m,n)&=
|
| 283 |
+
\Delta^n_{u_j}\cdots\Delta^n_{u_1}f(mn).
|
| 284 |
+
\end{split}
|
| 285 |
+
\]
|
| 286 |
+
The accompanying coefficient $d_{\mathbf u}(n)$ is defined recursively
|
| 287 |
+
by $d_\varnothing(n)=d_n$ and
|
| 288 |
+
\[
|
| 289 |
+
d_{(\mathbf u,u)}(n)
|
| 290 |
+
=d_{\mathbf u}(n+u)\overline{d_{\mathbf u}(n)}.
|
| 291 |
+
\]
|
| 292 |
+
It depends only on $n$ and is bounded by one. At each subsequent step,
|
| 293 |
+
Cauchy--Schwarz in the existing shifts costs only a constant depending
|
| 294 |
+
on $j$, because their total normalized mass is at most $2^j$.
|
| 295 |
+
Cauchy--Schwarz in $m$, followed by the same square expansion, adds one
|
| 296 |
+
$n$-shift. Induction therefore gives
|
| 297 |
+
\begin{equation}\label{eq:n-difference-stage}
|
| 298 |
+
\left|\frac{S}{AB}\right|^{2^k}
|
| 299 |
+
\ll_k\frac1{B^k}\sum_{|u_1|,\ldots,|u_k|<B}
|
| 300 |
+
\left|\frac1{AB}\sum_{m,n}
|
| 301 |
+
d_{\mathbf u}(n)\mathbf 1_{D_{\mathbf u}}(m,n)
|
| 302 |
+
e(F_{\mathbf u}(m,n))\right|.
|
| 303 |
+
\end{equation}
|
| 304 |
+
All summands still have $m$ and $n$ in their original intervals, as the
|
| 305 |
+
zero vertex of every translated cube belongs to $D_0$.
|
| 306 |
+
|
| 307 |
+
After $k$ differences in $n$, every lower-degree term vanishes, and
|
| 308 |
+
\[
|
| 309 |
+
F_{\mathbf u}(m,n)=k!b_k u_1\cdots u_k m^k.
|
| 310 |
+
\]
|
| 311 |
+
For $0\le j\le k-1$ and $m$-shifts
|
| 312 |
+
$\mathbf v=(v_1,\ldots,v_j)$, define the domains
|
| 313 |
+
\[
|
| 314 |
+
\begin{split}
|
| 315 |
+
D_{\mathbf u,\mathbf v}=\{(m,n):\;&
|
| 316 |
+
(m+\eta\cdot\mathbf v,n+\varepsilon\cdot\mathbf u)\in D_0\\
|
| 317 |
+
&\text{for every }\eta\in\{0,1\}^j,
|
| 318 |
+
\ \varepsilon\in\{0,1\}^k\}.
|
| 319 |
+
\end{split}
|
| 320 |
+
\]
|
| 321 |
+
Thus $D_{\mathbf u,\varnothing}=D_{\mathbf u}$. For $1\le j\le k-1$, let
|
| 322 |
+
\[
|
| 323 |
+
T_{\mathbf u,\mathbf v}
|
| 324 |
+
=\frac1{AB}\sum_{m,n}\mathbf 1_{D_{\mathbf u,\mathbf v}}(m,n)
|
| 325 |
+
e\bigl(\Delta^m_{v_j}\cdots\Delta^m_{v_1}F_{\mathbf u}(m,n)\bigr).
|
| 326 |
+
\]
|
| 327 |
+
To enter this unweighted family, remove $d_{\mathbf u}$ by
|
| 328 |
+
Cauchy--Schwarz in $n$:
|
| 329 |
+
\[
|
| 330 |
+
\left|\frac1{AB}\sum_{m,n}
|
| 331 |
+
d_{\mathbf u}(n)\mathbf 1_{D_{\mathbf u}}(m,n)e(F_{\mathbf u}(m,n))
|
| 332 |
+
\right|^2
|
| 333 |
+
\le\frac1B\sum_{B\le n<2B}
|
| 334 |
+
\left|\frac1A\sum_m
|
| 335 |
+
\mathbf 1_{D_{\mathbf u}}(m,n)e(F_{\mathbf u}(m,n))\right|^2.
|
| 336 |
+
\]
|
| 337 |
+
Expanding the square bounds this by
|
| 338 |
+
$A^{-1}\sum_{|v_1|<A}|T_{\mathbf u,(v_1)}|$.
|
| 339 |
+
This is the first $m$-differencing step, so removing the coefficients
|
| 340 |
+
requires no additional squaring. For $1\le j\le k-2$, Cauchy--Schwarz
|
| 341 |
+
in $n$ and the same square expansion give
|
| 342 |
+
\[
|
| 343 |
+
|T_{\mathbf u,\mathbf v}|^2
|
| 344 |
+
\le\frac1A\sum_{|v|<A}|T_{\mathbf u,(\mathbf v,v)}|.
|
| 345 |
+
\]
|
| 346 |
+
Applying Cauchy--Schwarz also to all existing shift variables, whose
|
| 347 |
+
total normalized mass is bounded in terms of $k$, now yields
|
| 348 |
+
\begin{equation}\label{eq:m-difference-stage}
|
| 349 |
+
\left|\frac{S}{AB}\right|^{2^{k+j}}
|
| 350 |
+
\ll_k\frac1{B^kA^j}
|
| 351 |
+
\sum_{\substack{|u_1|,\ldots,|u_k|<B\\|v_1|,\ldots,|v_j|<A}}
|
| 352 |
+
|T_{\mathbf u,\mathbf v}|\qquad(1\le j\le k-1).
|
| 353 |
+
\end{equation}
|
| 354 |
+
This accounts for all $k+(k-1)$ squarings.
|
| 355 |
+
|
| 356 |
+
Take $j=k-1$. For fixed $n$, the section of $D_{\mathbf u,\mathbf v}$
|
| 357 |
+
is an interval of $m$'s, possibly empty. In fact each
|
| 358 |
+
condition puts $m+\eta\cdot\mathbf v$ in $[A,2A)$ and its product with
|
| 359 |
+
the positive number $n+\varepsilon\cdot\mathbf u$ in $I$; it therefore
|
| 360 |
+
specifies an interval in $m$. Their intersection is an interval of
|
| 361 |
+
length at most $A$. The final phase
|
| 362 |
+
$\Delta^m_{v_{k-1}}\cdots\Delta^m_{v_1}F_{\mathbf u}$ is linear in $m$
|
| 363 |
+
with coefficient
|
| 364 |
+
\[
|
| 365 |
+
(k!)^2b_k\,u_1\cdots u_kv_1\cdots v_{k-1}.
|
| 366 |
+
\]
|
| 367 |
+
A geometric-sum estimate bounds each $m$-sum by the corresponding
|
| 368 |
+
minimum in~\eqref{eq:type-two-differencing}. Summing over at most $B$
|
| 369 |
+
values of $n$, the remaining normalized sum is bounded by that minimum
|
| 370 |
+
divided by $A$. The shifts have normalizing factor
|
| 371 |
+
$B^{-k}A^{-(k-1)}$, which proves~\eqref{eq:type-two-differencing}.
|
| 372 |
+
|
| 373 |
+
For~\eqref{eq:type-one-differencing}, perform the same square expansion
|
| 374 |
+
$k-1$ times in a single variable. The translated intersections of $J$
|
| 375 |
+
are intervals of length at most $M$, and the final linear coefficient
|
| 376 |
+
is $k!b_km^ku_1\cdots u_{k-1}$. The normalizing factor is
|
| 377 |
+
$M^{-(k-1)}$, followed by $M^{-1}$ for the final geometric sum.
|
| 378 |
+
This proves the first bound as well.
|
| 379 |
+
\end{proof}
|
| 380 |
+
|
| 381 |
+
\begin{proof}[Proof of Proposition~\ref{prop:prime-minor-arcs}]
|
| 382 |
+
We now apply the differencing bounds to Vaughan's decomposition.
|
| 383 |
+
We first prove the estimate with $\Lambda$ in place of $\Lambda'$.
|
| 384 |
+
Put $e_0=\rho/(100k)$ and $Z=Y^{e_0}$. For an arithmetic function
|
| 385 |
+
$g$, write $g_{\le Z}(n)=g(n)\mathbf 1_{\{n\le Z\}}$ and
|
| 386 |
+
$g_{>Z}=g-g_{\le Z}$. Let $\mu$ denote the M\"obius function, let
|
| 387 |
+
$1$ denote the constant arithmetic function, and use $*$ for Dirichlet
|
| 388 |
+
convolution. Vaughan's identity, in the form used here, is
|
| 389 |
+
\begin{equation}\label{eq:vaughan-identity}
|
| 390 |
+
\Lambda=\Lambda_{\le Z}+\mu_{\le Z}*\log
|
| 391 |
+
-\mu_{\le Z}*\Lambda_{\le Z}*1
|
| 392 |
+
+\mu_{>Z}*1*\Lambda_{>Z}.
|
| 393 |
+
\end{equation}
|
| 394 |
+
This decomposition is classical; see \cite[Chapter~3]{Vaughan1997}.
|
| 395 |
+
It follows directly from $\log=1*\Lambda$ and
|
| 396 |
+
$\mu*1=\mathbf 1_{\{1\}}$: split $\mu$ at $Z$ in $\mu*\log$, and then
|
| 397 |
+
split $\Lambda$ at $Z$ in the term $\mu_{>Z}*1*\Lambda$.
|
| 398 |
+
|
| 399 |
+
\emph{The two sums with a short variable.}
|
| 400 |
+
The middle two terms of~\eqref{eq:vaughan-identity} reduce to sums
|
| 401 |
+
with an outer variable $m\le Z^2$ and an inner variable $n\le Y/m$.
|
| 402 |
+
The outer coefficient is either $\mu(m)$ or
|
| 403 |
+
$\sum_{ab=m,\,a,b\le Z}\mu(a)\Lambda(b)$, and therefore has size
|
| 404 |
+
$Y^{o(1)}$. The inner weight is respectively $\log n$ or $1$.
|
| 405 |
+
Fix $m$, let $M=\lceil Y/m\rceil$, and consider any interval subsum
|
| 406 |
+
$S_m=\sum_{n\in J}e(f(mn))$ of the inner sum.
|
| 407 |
+
|
| 408 |
+
Apply~\eqref{eq:type-one-differencing}. For every integer $r$,
|
| 409 |
+
\[
|
| 410 |
+
\min(M,\|k!b_kr\|^{-1})
|
| 411 |
+
\le k!\min(M,\|\theta r\|^{-1}),
|
| 412 |
+
\]
|
| 413 |
+
since $\|k!u\|\le k!\|u\|$. Tuples with a zero shift contribute
|
| 414 |
+
$O_k(M^{-1})$ after normalization. For the others group by
|
| 415 |
+
$r=m^k|u_1\cdots u_{k-1}|\le m^kM^{k-1}$ and apply
|
| 416 |
+
Lemma~\ref{lem:rational-spacing}. The divisor bound gives
|
| 417 |
+
\begin{equation}\label{eq:type-one-saving}
|
| 418 |
+
\left|\frac{S_m}{M}\right|^{2^{k-1}}
|
| 419 |
+
\ll Y^{o(1)}\left(
|
| 420 |
+
\frac1M+\frac{m^k}{q}+\frac{m^k}{M}
|
| 421 |
+
+\frac1{M^{k-1}}+\frac q{M^k}\right).
|
| 422 |
+
\end{equation}
|
| 423 |
+
Here and below logarithmic factors are included in $Y^{o(1)}$.
|
| 424 |
+
For completeness, the four terms after $1/M$ result from expanding
|
| 425 |
+
\[
|
| 426 |
+
M^{-k}\left(\frac{m^kM^{k-1}}q+1\right)(M+q\log(2q)).
|
| 427 |
+
\]
|
| 428 |
+
As $m\le Y^{2e_0}$ and $M\ge Y^{1-2e_0}$,
|
| 429 |
+
\[
|
| 430 |
+
\frac{m^k}{q},\ \frac q{M^k}\le Y^{-\rho+2ke_0},\qquad
|
| 431 |
+
\frac{m^k}{M}\le Y^{-1+2(k+1)e_0}.
|
| 432 |
+
\]
|
| 433 |
+
The remaining terms also save a positive power of $Y$. Taking the
|
| 434 |
+
$2^{k-1}$-st root in~\eqref{eq:type-one-saving} therefore gives
|
| 435 |
+
$S_m\ll M Y^{-c}$ for some $c=c(k,\rho)>0$, uniformly in the subinterval.
|
| 436 |
+
Partial summation permits the weight $\log n$ with a further
|
| 437 |
+
$O(\log Y)$ factor. Since
|
| 438 |
+
\[
|
| 439 |
+
\sum_{m\le Z^2}\lceil Y/m\rceil\ll Y\log(2Y),
|
| 440 |
+
\]
|
| 441 |
+
both short-variable terms save a fixed power of $Y$ after including
|
| 442 |
+
the outer coefficients.
|
| 443 |
+
|
| 444 |
+
\emph{The bilinear sum.}
|
| 445 |
+
For the final term of~\eqref{eq:vaughan-identity}, group the factors as
|
| 446 |
+
$(\mu_{>Z}*1)(m)\Lambda_{>Z}(n)$. Each coefficient is $Y^{o(1)}$
|
| 447 |
+
when $mn\le Y$, and a nonzero coefficient requires both $m>Z$ and
|
| 448 |
+
$n>Z$. Partition into dyadic boxes
|
| 449 |
+
\[
|
| 450 |
+
A\le m<2A,\qquad B\le n<2B,
|
| 451 |
+
\qquad A,B\ge Z/2,\qquad AB\le Y.
|
| 452 |
+
\]
|
| 453 |
+
There are $O(\log^2(2Y))$ relevant boxes. Divide out the coefficient
|
| 454 |
+
bounds to reduce to $|a_m|,|d_n|\le1$. If $AB<Y^{1-e_0}$,
|
| 455 |
+
the trivial estimate is already sufficient. Otherwise put
|
| 456 |
+
$R=A^{k-1}B^k$ and apply~\eqref{eq:type-two-differencing}.
|
| 457 |
+
|
| 458 |
+
There are $k$ shifts of range $B$ and $k-1$ of range $A$.
|
| 459 |
+
Tuples containing a zero shift contribute
|
| 460 |
+
$O_k(A^{-1}+B^{-1})$. Group the others by their nonzero absolute
|
| 461 |
+
product, at most $R$. Lemma~\ref{lem:rational-spacing} and the divisor
|
| 462 |
+
bound imply
|
| 463 |
+
\begin{equation}\label{eq:type-two-saving}
|
| 464 |
+
\left|\frac{S}{AB}\right|^{2^{2k-1}}
|
| 465 |
+
\ll Y^{o(1)}\left(
|
| 466 |
+
\frac1A+\frac1B+\frac1q+\frac1R+\frac q{AR}\right).
|
| 467 |
+
\end{equation}
|
| 468 |
+
Indeed the nonzero-shift bound before expansion is
|
| 469 |
+
\[
|
| 470 |
+
\frac{Y^{o(1)}}{AR}(R/q+1)(A+q\log(2q));
|
| 471 |
+
\]
|
| 472 |
+
the additional term $O(\log(2q)/A)$ is included in $Y^{o(1)}/A$.
|
| 473 |
+
Now $A,B\ge Y^{e_0}/2$, while
|
| 474 |
+
\[
|
| 475 |
+
AR=(AB)^k\ge Y^{k(1-e_0)},\qquad
|
| 476 |
+
\frac q{AR}\le Y^{-\rho+ke_0}.
|
| 477 |
+
\]
|
| 478 |
+
Thus~\eqref{eq:type-two-saving} saves a fixed power. Restoring the
|
| 479 |
+
coefficients and summing the boxes preserves a positive saving.
|
| 480 |
+
|
| 481 |
+
The remaining term $\Lambda_{\le Z}$ costs only $O(Z\log(2Z))$.
|
| 482 |
+
This proves the required estimate for $\Lambda$, with some positive
|
| 483 |
+
exponent depending only on $k,\rho$. Removing higher prime powers
|
| 484 |
+
costs $O(Y^{1/2}\log^2(2Y))$, as in
|
| 485 |
+
Proposition~\ref{prop:prime-progressions}. Decreasing the exponent
|
| 486 |
+
if necessary gives $c_m\in(0,1/4)$ and proves
|
| 487 |
+
\eqref{eq:prime-minor-arc}.
|
| 488 |
+
\end{proof}
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/build/sections/tuples.tex
ADDED
|
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|
| 1 |
+
\section{Reflection-positive laws on residue tuples}\label{sec:tuples}
|
| 2 |
+
|
| 3 |
+
We now construct a probability law on finitely many residue labels at each
|
| 4 |
+
large prime. The law must serve two purposes: reflection positivity will
|
| 5 |
+
give a multilinear H\"older inequality, while a designated cycle of labels
|
| 6 |
+
will have admissible increments except on a small part of the measure.
|
| 7 |
+
We adapt the reflection-positive construction of
|
| 8 |
+
\cite[Section~3]{IntersectivePower}, imposing the allowed regular argument condition
|
| 9 |
+
from the preceding section. The proof below includes the positivity
|
| 10 |
+
argument, since the small exceptional measure and the uniformity in the
|
| 11 |
+
auxiliary index $l$ are both needed later.
|
| 12 |
+
|
| 13 |
+
\subsection{Slots, reflections, and the required properties}
|
| 14 |
+
|
| 15 |
+
Keep $L$ from Lemma~\ref{lem:admissible-cycle} and the exponents
|
| 16 |
+
$\delta$, $\gamma=\delta/10$ from \eqref{eq:local-exponents} fixed. Choose an integer
|
| 17 |
+
$t\ge1$ such that $(t+1)\delta/2>5$, and set
|
| 18 |
+
\[
|
| 19 |
+
w=2t+1,\qquad K=L!,\qquad r_*=K/2.
|
| 20 |
+
\]
|
| 21 |
+
Let $\Pi$ be the set of permutation words of length $L$: a word is a
|
| 22 |
+
bijection from the positions $[L]$ to the symbols $[L]$. The slots of our
|
| 23 |
+
tuple are
|
| 24 |
+
\[
|
| 25 |
+
V=\Pi^w,\qquad d=|V|=K^w.
|
| 26 |
+
\]
|
| 27 |
+
The entries of a slot are called its blocks. Fix an $L$-cycle $c$ on the
|
| 28 |
+
positions. Composition $\pi c$ therefore permutes the positions of a
|
| 29 |
+
word $\pi$. Identifying $c^j$ itself with a word, fix the distinct slots
|
| 30 |
+
\[
|
| 31 |
+
v_j=(c^j,\ldots,c^j)\quad(0\le j<L),\qquad v_L=v_0.
|
| 32 |
+
\]
|
| 33 |
+
These slots, in this order, form the designated cycle.
|
| 34 |
+
|
| 35 |
+
A \emph{cut} is specified by a block $b\in[w]$ and an ordered pair of
|
| 36 |
+
distinct symbols $\alpha,\beta$. Its plus side $V_+$ consists of slots
|
| 37 |
+
in whose $b$th word $\alpha$ precedes $\beta$; its minus side is
|
| 38 |
+
$V_-=V\setminus V_+$. The involution $\theta$ exchanges these two
|
| 39 |
+
symbols in block $b$ and fixes all other blocks. Thus
|
| 40 |
+
$|V_+|=|V_-|=d/2$, and $\theta$ identifies the two halves.
|
| 41 |
+
For a measure $\nu$ on $\F_p^V$, the matrix of masses across this
|
| 42 |
+
cut has rows and columns indexed by $a,a'\in\F_p^{V_+}$ and entry
|
| 43 |
+
\[
|
| 44 |
+
\nu\{z_v=a_v, z_{\theta v}=a'_v\text{ for every }v\in V_+\}.
|
| 45 |
+
\]
|
| 46 |
+
We call $\nu$ \emph{reflection positive} if every such matrix is symmetric
|
| 47 |
+
positive semidefinite. Equivalently, each matrix is symmetric and
|
| 48 |
+
\[
|
| 49 |
+
\int J((z_v)_{v\in V_+})J((z_{\theta v})_{v\in V_+})\,d\nu(z)\ge0
|
| 50 |
+
\]
|
| 51 |
+
for every real function $J$ on $\F_p^{V_+}$.
|
| 52 |
+
|
| 53 |
+
\begin{proposition}[Tuple laws]\label{prop:tuple-laws}
|
| 54 |
+
There is a threshold $P>P_1$, depending only on $h$, with the following
|
| 55 |
+
property. For every $l\ge1$ and prime $p\ge P$, there are a probability
|
| 56 |
+
measure $\mu_{l,p}$ on $\F_p^V$ and a submeasure
|
| 57 |
+
$0\le\varepsilon_{l,p}\le\mu_{l,p}$ such that:
|
| 58 |
+
\begin{enumerate}
|
| 59 |
+
\item $\mu_{l,p}$ is reflection positive. Both $\mu_{l,p}$ and
|
| 60 |
+
$\varepsilon_{l,p}$ are invariant under simultaneous translation of all
|
| 61 |
+
labels. In particular, any nonzero one of these measures, or their
|
| 62 |
+
difference, has uniform single-slot marginals after normalization.
|
| 63 |
+
\item Writing
|
| 64 |
+
\[
|
| 65 |
+
\eta_{l,p}=\varepsilon_{l,p}(1),\qquad
|
| 66 |
+
\mu_{l,p}^{\circ}=\frac{\mu_{l,p}-\varepsilon_{l,p}}{1-\eta_{l,p}},
|
| 67 |
+
\]
|
| 68 |
+
we have $\eta_{l,p}\le p^{-4}$. Under $\mu_{l,p}^{\circ}$ every
|
| 69 |
+
increment $z_{v_{j+1}}-z_{v_j}$, $0\le j<L$, is admissible at $l$.
|
| 70 |
+
\item For any integer $D\ge1$ with $p\nmid D$ and any
|
| 71 |
+
$a'\in\F_p$, let $A_{D,a'}$ act on all labels by
|
| 72 |
+
$z_v\mapsto\lambda(D)^{-1}(z_v-a')$. Then
|
| 73 |
+
\begin{equation}\label{eq:tuple-covariance}
|
| 74 |
+
(A_{D,a'})_*\mu_{l,p}=\mu_{lD,p},\qquad
|
| 75 |
+
(A_{D,a'})_*\varepsilon_{l,p}=\varepsilon_{lD,p}.
|
| 76 |
+
\end{equation}
|
| 77 |
+
\item For $\rho_p=\mu_{l,p}$ or $\mu_{l,p}^{\circ}$, every
|
| 78 |
+
$v\in V$, and every $f:\F_p\to\C$ of uniform mean zero,
|
| 79 |
+
\begin{equation}\label{eq:tuple-mixing}
|
| 80 |
+
\left\|\mathbb E_{\rho_p}
|
| 81 |
+
\bigl[f(z_v)\mid(z_u)_{u\ne v}\bigr]\right\|_{L^2(\rho_p)}
|
| 82 |
+
\le p^{-\gamma}\|f\|_{L^2(\F_p)}.
|
| 83 |
+
\end{equation}
|
| 84 |
+
\end{enumerate}
|
| 85 |
+
All thresholds and constants are independent of $l$.
|
| 86 |
+
\end{proposition}
|
| 87 |
+
|
| 88 |
+
The construction starts from independent labels weighted by admissible
|
| 89 |
+
increments. Such a law has the cycle property and the required mixing,
|
| 90 |
+
but need not be reflection positive. We add components in which selected
|
| 91 |
+
blocks are forgotten when labels are assigned. For cuts in those blocks,
|
| 92 |
+
reflected slots share a list of labels. We choose bounded interactions
|
| 93 |
+
between their selection indices so that the cut quadratic form controls
|
| 94 |
+
the mean square of its test function. This lower bound will dominate the possible
|
| 95 |
+
negative contribution from the preceding component.
|
| 96 |
+
The last components need no cycle constraints, and form the exceptional
|
| 97 |
+
submeasure.
|
| 98 |
+
|
| 99 |
+
\subsection{Two estimates for weighted graphs}
|
| 100 |
+
|
| 101 |
+
Fix $l$ and $p\ge P_1$, and write $F=h_l$. Define
|
| 102 |
+
\begin{equation}\label{eq:tuple-edge-weight}
|
| 103 |
+
W(y)=\frac1k\#\{x\in\F_p:F(x)=y, x\text{ allowed regular}\},
|
| 104 |
+
\qquad c_p=\mathbb E_{y\in\F_p}W(y).
|
| 105 |
+
\end{equation}
|
| 106 |
+
Since $F\bmod p$ is nonconstant of degree at most $k$, we have
|
| 107 |
+
$0\le W\le1$ and $c_p\ge1/(2k)$. Lemma~\ref{lem:local-sums}
|
| 108 |
+
for allowed regular arguments gives, with negative-sign Fourier
|
| 109 |
+
coefficients,
|
| 110 |
+
\begin{equation}\label{eq:tuple-edge-fourier}
|
| 111 |
+
|\widehat W(a)|\le p^{-4\delta}\qquad(a\in\F_p\setminus\{0\}).
|
| 112 |
+
\end{equation}
|
| 113 |
+
Indeed $\widehat W(a)$ is the normalized mean over allowed regular
|
| 114 |
+
arguments multiplied by their proportion divided by $k$.
|
| 115 |
+
|
| 116 |
+
\begin{lemma}[Weighted graph estimates]\label{lem:graph-estimates}
|
| 117 |
+
Let $G$ be a fixed finite directed graph with no loops and with at most one
|
| 118 |
+
edge on each unordered pair of vertices. Give its vertices independent
|
| 119 |
+
uniform labels $Y_x\in\F_p$, and put
|
| 120 |
+
\[
|
| 121 |
+
I_G(Y)=\prod_{x\to y\in E(G)}W(Y_y-Y_x),\qquad e_G=|E(G)|.
|
| 122 |
+
\]
|
| 123 |
+
Then
|
| 124 |
+
\begin{equation}\label{eq:tuple-graph-mean}
|
| 125 |
+
\mathbb E I_G=c_p^{e_G}+O_G(p^{-4\delta}).
|
| 126 |
+
\end{equation}
|
| 127 |
+
If the vertices are partitioned into two classes and every edge joins
|
| 128 |
+
different classes, regard $I_G$ as a kernel between their uniform label
|
| 129 |
+
spaces. Its associated operator satisfies
|
| 130 |
+
\begin{equation}\label{eq:tuple-graph-operator}
|
| 131 |
+
\|I_G-c_p^{e_G}\|_{L^2\to L^2}=O_G(p^{-\delta}).
|
| 132 |
+
\end{equation}
|
| 133 |
+
Both bounds are uniform in $l$.
|
| 134 |
+
\end{lemma}
|
| 135 |
+
|
| 136 |
+
\begin{proof}
|
| 137 |
+
The convolution kernel $W(y-x)-c_p$ has $L^2$ operator norm at most
|
| 138 |
+
$p^{-4\delta}$ by \eqref{eq:tuple-edge-fourier}. Telescope the product
|
| 139 |
+
$I_G$ by replacing one edge weight at a time by $c_p$. In a resulting
|
| 140 |
+
term, hold fixed all labels except those at the endpoints $x,y$ of the
|
| 141 |
+
edge being replaced. As there is no second edge on this pair, the other
|
| 142 |
+
factors depending on these two labels separate as $a(Y_x)b(Y_y)$,
|
| 143 |
+
with $|a|,|b|\le1$. The convolution bound controls the conditional
|
| 144 |
+
average by $p^{-4\delta}$. Summing over the edges proves
|
| 145 |
+
\eqref{eq:tuple-graph-mean}.
|
| 146 |
+
|
| 147 |
+
For the second assertion write $A,B$ for the label spaces of these two classes and
|
| 148 |
+
$D(a,b)=I_G(a,b)-c_p^{e_G}$. In uniform $L^2$ spaces, the fourth
|
| 149 |
+
Schatten moment of its operator $T_D$ is
|
| 150 |
+
\[
|
| 151 |
+
\operatorname{tr}\bigl((T_DT_D^*)^2\bigr)
|
| 152 |
+
=\mathbb E_{\substack{a,a'\in A\\b,b'\in B}}
|
| 153 |
+
D(a,b)D(a',b)D(a',b')D(a,b').
|
| 154 |
+
\]
|
| 155 |
+
All kernels here are real. Expand the four differences. Each term is
|
| 156 |
+
the graph average of the selected copies of $I_G$, times the corresponding
|
| 157 |
+
power of $-c_p^{e_G}$. Its formal vertices consist of two separate
|
| 158 |
+
copies of each of the two vertex classes. No pair of formal vertices receives two
|
| 159 |
+
edges: it determines one corner of the rectangle and one edge of $G$.
|
| 160 |
+
Thus \eqref{eq:tuple-graph-mean} applies to every term. Replacing all its
|
| 161 |
+
edge weights by $c_p$ makes the expanded sum zero, so the fourth moment
|
| 162 |
+
is $O_G(p^{-4\delta})$. The fourth power of the largest singular value
|
| 163 |
+
is at most this moment, proving \eqref{eq:tuple-graph-operator}.
|
| 164 |
+
\end{proof}
|
| 165 |
+
|
| 166 |
+
\subsection{Components obtained by forgetting blocks}
|
| 167 |
+
|
| 168 |
+
For $S\subseteq[w]$ with $s=|S|\le t+1$, call the blocks in $S$
|
| 169 |
+
marked. For $v\in V$, its \emph{address} $u_S(v)$ is the tuple of its
|
| 170 |
+
words in the unmarked blocks; the address set is
|
| 171 |
+
$U_S=\Pi^{[w]\setminus S}$. At every address $u$ take a list
|
| 172 |
+
\[
|
| 173 |
+
(Y_{u,1},\ldots,Y_{u,\ell_s}),\qquad \ell_s=r_*^s,
|
| 174 |
+
\]
|
| 175 |
+
with all entries independent and uniform in $\F_p$, independently
|
| 176 |
+
over the addresses as well. A slot of address $u$ will choose one of
|
| 177 |
+
the labels in this list.
|
| 178 |
+
|
| 179 |
+
For $s\le t$ put a directed edge $u\to u'$ between addresses whenever
|
| 180 |
+
\begin{equation}\label{eq:tuple-address-edge}
|
| 181 |
+
u'_b=u_bc\quad\text{in at least }t+1\text{ unmarked blocks }b.
|
| 182 |
+
\end{equation}
|
| 183 |
+
Every entry of the first list is joined to every entry of the second,
|
| 184 |
+
with weight
|
| 185 |
+
\[
|
| 186 |
+
I_S(Y)=\prod_{u\to u'}\prod_{i,i'\in[\ell_s]}
|
| 187 |
+
W(Y_{u',i'}-Y_{u,i}).
|
| 188 |
+
\]
|
| 189 |
+
There are no loops, since $c\ne1$. There are also no opposite edges:
|
| 190 |
+
because $c^2\ne1$, the witnessing blocks for $u\to u'$ and for
|
| 191 |
+
$u'\to u$ would be disjoint, requiring $2t+2>w$ blocks. Consequently
|
| 192 |
+
the graph on individual list entries satisfies Lemma~\ref{lem:graph-estimates}.
|
| 193 |
+
For $s=t+1$ define $I_S=1$; these are precisely the components in which
|
| 194 |
+
we will dispense with the cycle constraints.
|
| 195 |
+
|
| 196 |
+
Independently select indices $j_v\in[\ell_s]$ uniformly at all slots.
|
| 197 |
+
To obtain the mean-square lower bound when the cut block is marked,
|
| 198 |
+
we put a positive interaction on some pairs of these indices. Let
|
| 199 |
+
$\Delta=1/(10L^2)$. For distinct slots $x,y$, set $H^S_{xy}=\Delta^g$
|
| 200 |
+
if they agree except in one marked block and the words in that block
|
| 201 |
+
differ by exchanging symbols at positions of distance $g$. In all other
|
| 202 |
+
cases set $H^S_{xy}=0$, and also set $H^S_{xx}=0$. Define
|
| 203 |
+
\begin{align}
|
| 204 |
+
R_S(j)&=\exp\left(\sum_{\{x,y\}\subseteq V}
|
| 205 |
+
H^S_{xy}\mathbf1_{\{j_x=j_y\}}\right),
|
| 206 |
+
\label{eq:tuple-index-weight}\\
|
| 207 |
+
\nu_S(\Phi)&=\mathbb E_{Y,j}
|
| 208 |
+
I_S(Y)R_S(j)\,
|
| 209 |
+
\Phi\bigl((Y_{u_S(v),j_v})_{v\in V}\bigr).
|
| 210 |
+
\label{eq:tuple-component}
|
| 211 |
+
\end{align}
|
| 212 |
+
The sum in \eqref{eq:tuple-index-weight} is over unordered two-element
|
| 213 |
+
subsets. Each $\nu_S$ is a finite nonnegative measure, with mass bounded
|
| 214 |
+
above by a fixed constant: $I_S\le1$ and $1\le R_S\le C$ for a constant
|
| 215 |
+
depending only on the fixed slot set.
|
| 216 |
+
|
| 217 |
+
Every component is invariant under each reflection $\theta$. To see
|
| 218 |
+
this, exchanging two symbols throughout one block preserves all
|
| 219 |
+
transposition distances used in $H^S$. For an unmarked block, the same
|
| 220 |
+
symbol exchange permutes addresses and preserves
|
| 221 |
+
\eqref{eq:tuple-address-edge}, since symbol permutations commute with
|
| 222 |
+
the right action of $c$ on positions. For a marked block, addresses are
|
| 223 |
+
unchanged. The uniform lists and indices are preserved in either case.
|
| 224 |
+
Thus the cut matrices of $\nu_S$ are symmetric. Their positivity is
|
| 225 |
+
the remaining issue.
|
| 226 |
+
|
| 227 |
+
\subsection{Positive contributions and their comparison}
|
| 228 |
+
|
| 229 |
+
Fix a cut in block $b$, and for a real function $J$ of the plus labels
|
| 230 |
+
write its quadratic form as
|
| 231 |
+
\[
|
| 232 |
+
Q_S(J)=\int J((z_v)_{v\in V_+})
|
| 233 |
+
J((z_{\theta v})_{v\in V_+})\,d\nu_S(z).
|
| 234 |
+
\]
|
| 235 |
+
We first prove that marking $b$ gives a strictly positive lower bound.
|
| 236 |
+
We then compare that lower bound with the possible negative contribution
|
| 237 |
+
when $b$ is unmarked. These two estimates explain both the list lengths
|
| 238 |
+
$\ell_s$ and the coefficients in the final mixture.
|
| 239 |
+
|
| 240 |
+
Suppose first that $b\in S$. The matrix of interactions across the cut,
|
| 241 |
+
indexed by $x,y\in V_+$, is
|
| 242 |
+
\[
|
| 243 |
+
\mathsf A_{xy}=H^S_{x,\theta y}.
|
| 244 |
+
\]
|
| 245 |
+
It is symmetric by reflection invariance. If the two cut symbols in
|
| 246 |
+
slot $x$ occupy positions of distance $g$, then
|
| 247 |
+
$\mathsf A_{xx}=\Delta^g$. Any other transposition taking $x$ across
|
| 248 |
+
the cut must move one cut symbol past the other, leaving the latter
|
| 249 |
+
fixed. It therefore exchanges positions at distance at least $g+1$.
|
| 250 |
+
Only a transposition in block $b$ can do this. There are fewer than
|
| 251 |
+
$L^2$ choices, whence
|
| 252 |
+
\[
|
| 253 |
+
\sum_{y\ne x}|\mathsf A_{xy}|\le L^2\Delta^{g+1}
|
| 254 |
+
=\tfrac1{10}\Delta^g.
|
| 255 |
+
\]
|
| 256 |
+
By diagonal dominance,
|
| 257 |
+
$\mathsf A\succeq\kappa\operatorname{Id}$ with the fixed choice
|
| 258 |
+
$\kappa=(9/10)\Delta^{L-1}>0$.
|
| 259 |
+
|
| 260 |
+
Here is why this positivity for interactions gives strict positivity for
|
| 261 |
+
the whole index kernel. Identify minus indices with plus indices using
|
| 262 |
+
$\theta$, and let $j,j'$ be two half-index assignments. Put
|
| 263 |
+
\[
|
| 264 |
+
u(j)=(\mathbf1_{\{j_x=i\}})_{x\in V_+,\ i\in[\ell_s]}.
|
| 265 |
+
\]
|
| 266 |
+
The cross factor of $R_S$ is the matrix with entries
|
| 267 |
+
\[
|
| 268 |
+
C(j,j')=\exp\bigl(u(j)^T(\mathsf A\otimes\operatorname{Id})u(j')\bigr).
|
| 269 |
+
\]
|
| 270 |
+
Split $\mathsf A$ as $\kappa\operatorname{Id}$ plus a positive
|
| 271 |
+
semidefinite matrix. The entrywise exponential of a positive
|
| 272 |
+
semidefinite Gram matrix is positive semidefinite: expand its power
|
| 273 |
+
series and apply the Schur product theorem to each power. The factor
|
| 274 |
+
from $\mathsf A-\kappa\operatorname{Id}$ therefore is positive
|
| 275 |
+
semidefinite and has diagonal entries at least one. The factor from
|
| 276 |
+
$\kappa\operatorname{Id}$ is the tensor product, over $x\in V_+$, of
|
| 277 |
+
\[
|
| 278 |
+
\mathbf1\mathbf1^T+(e^\kappa-1)\operatorname{Id}.
|
| 279 |
+
\]
|
| 280 |
+
It dominates $(e^\kappa-1)^{d/2}\operatorname{Id}$. Taking its Schur
|
| 281 |
+
product with the other factor preserves this lower bound, since the
|
| 282 |
+
Schur product with the identity is the diagonal of that factor.
|
| 283 |
+
The internal interactions in the two halves multiply this matrix on
|
| 284 |
+
the left and right by the same diagonal matrix with entries at least one,
|
| 285 |
+
so the lower bound is still valid.
|
| 286 |
+
|
| 287 |
+
Reflected slots have the same address when $b\in S$. For fixed lists
|
| 288 |
+
$Y$, the two factors involving $J$ consequently evaluate the same vector
|
| 289 |
+
indexed by half-index assignments. There are
|
| 290 |
+
$n_s=\ell_s^{d/2}$ such assignments. The uniform average over both
|
| 291 |
+
halves is $n_s^{-2}$ times the associated quadratic form; its diagonal
|
| 292 |
+
lower bound is thus $(e^\kappa-1)^{d/2}n_s^{-1}$ times the uniform
|
| 293 |
+
average of the squares. Since there are only finitely many possible
|
| 294 |
+
$s$, we obtain a fixed $c_*>0$ such that
|
| 295 |
+
\begin{equation}\label{eq:tuple-marked-positive}
|
| 296 |
+
Q_S(J)\ge c_*\,
|
| 297 |
+
\mathbb E_{Y,j_+}I_S(Y)
|
| 298 |
+
J((Y_{u_S(v),j_v})_{v\in V_+})^2\qquad(b\in S).
|
| 299 |
+
\end{equation}
|
| 300 |
+
|
| 301 |
+
Now suppose $b\notin S$. The lists split into plus and minus addresses
|
| 302 |
+
according to the order of the cut symbols in block $b$. Write $Y_+$
|
| 303 |
+
for the plus lists, and $I_+(Y_+)$ for the factors of $I_S$ whose edges
|
| 304 |
+
have both ends on that side. Set
|
| 305 |
+
\[
|
| 306 |
+
\mathcal A_S(J)=\mathbb E_{Y_+,j_+} I_+(Y_+)
|
| 307 |
+
J((Y_{u_S(v),j_v})_{v\in V_+})^2.
|
| 308 |
+
\]
|
| 309 |
+
No index interaction crosses this cut, because changing a marked block
|
| 310 |
+
does not change the word in block $b$. Let $R_+$ be the internal index
|
| 311 |
+
weight on the plus side. After averaging the indices, $Q_S(J)$ is the
|
| 312 |
+
quadratic form of the kernel of cross-list edge weights applied to the
|
| 313 |
+
half-function
|
| 314 |
+
\[
|
| 315 |
+
B(Y_+)=I_+(Y_+)\,
|
| 316 |
+
\mathbb E_{j_+}R_+(j_+)J((Y_{u_S(v),j_v})_{v\in V_+}).
|
| 317 |
+
\]
|
| 318 |
+
By Cauchy--Schwarz, $R_+\le C$, and $I_+^2\le I_+$,
|
| 319 |
+
$\|B\|_2^2\le C\mathcal A_S(J)$.
|
| 320 |
+
Lemma~\ref{lem:graph-estimates} replaces the cross kernel by its
|
| 321 |
+
nonnegative constant value with operator error $O(p^{-\delta})$.
|
| 322 |
+
The constant kernel contributes a nonnegative multiple of
|
| 323 |
+
$(\mathbb E B)^2$. Hence, uniformly over $S$ and the cut,
|
| 324 |
+
\begin{equation}\label{eq:tuple-unmarked-error}
|
| 325 |
+
Q_S(J)\ge-Cp^{-\delta}\mathcal A_S(J)\qquad(b\notin S).
|
| 326 |
+
\end{equation}
|
| 327 |
+
If $s=t+1$, the cross kernel is exactly $1$, and $Q_S(J)\ge0$.
|
| 328 |
+
|
| 329 |
+
For $b\notin S$ and $s\le t$, let $S'=S\cup\{b\}$. We claim that
|
| 330 |
+
\begin{equation}\label{eq:tuple-concatenation}
|
| 331 |
+
Q_{S'}(J)\ge c_*r_*^{-d/2}\mathcal A_S(J).
|
| 332 |
+
\end{equation}
|
| 333 |
+
The new address forgets block $b$. Exactly $r_*=K/2$ old plus
|
| 334 |
+
addresses become each new address, one for each word in which $\alpha$
|
| 335 |
+
precedes $\beta$. Enumerate those words as $\sigma_1,\ldots,\sigma_{r_*}$,
|
| 336 |
+
and write the old addresses above a new address $u$ as $(u,\sigma_a)$.
|
| 337 |
+
Concatenate their old lists by setting
|
| 338 |
+
\[
|
| 339 |
+
\widetilde Y_{u,(a-1)\ell_s+i}=Y_{(u,\sigma_a),i}
|
| 340 |
+
\qquad(a\in[r_*],\ i\in[\ell_s]).
|
| 341 |
+
\]
|
| 342 |
+
These are independent uniform lists of length
|
| 343 |
+
$r_*\ell_s=\ell_{s+1}$, precisely as required by the definition of
|
| 344 |
+
$\nu_{S'}$.
|
| 345 |
+
|
| 346 |
+
Under this identification of list variables, $I_{S'}\ge I_+$ pointwise.
|
| 347 |
+
Indeed, any edge between new addresses is witnessed by at least $t+1$
|
| 348 |
+
blocks other than $b$, so every pair of their constituent old plus
|
| 349 |
+
addresses already had that directed edge. Thus every factor of
|
| 350 |
+
$I_{S'}$ occurs in $I_+$; the latter may have additional factors in
|
| 351 |
+
$[0,1]$. If $|S'|=t+1$, the same inequality follows from $I_{S'}=1$.
|
| 352 |
+
In the nonnegative right side of \eqref{eq:tuple-marked-positive} for
|
| 353 |
+
$S'$, denote the independently chosen uniform new indices by $j'_v$.
|
| 354 |
+
For a plus slot of old address $(u,\sigma_a)$, restrict $j'_v$ to
|
| 355 |
+
$\{(a-1)\ell_s+1,\ldots,a\ell_s\}$. Each restriction has probability
|
| 356 |
+
$1/r_*$, independently over the $d/2$ slots. Conditional on these
|
| 357 |
+
restrictions, the selected labels have exactly their old distribution.
|
| 358 |
+
Using $I_{S'}\ge I_+$ gives \eqref{eq:tuple-concatenation}.
|
| 359 |
+
Figure~\ref{fig:list-concatenation} illustrates this identification of
|
| 360 |
+
the lists and the index restrictions.
|
| 361 |
+
|
| 362 |
+
\input{figures/list-concatenation}
|
| 363 |
+
|
| 364 |
+
\subsection{The mixture and its cycle property}
|
| 365 |
+
|
| 366 |
+
Define a finite measure and its normalization by
|
| 367 |
+
\begin{equation}\label{eq:tuple-mixture}
|
| 368 |
+
M=\sum_{\substack{S\subseteq[w]\\|S|\le t+1}}
|
| 369 |
+
p^{-|S|\delta/2}\nu_S,
|
| 370 |
+
\qquad \mu_{l,p}=\frac{M}{M(1)}.
|
| 371 |
+
\end{equation}
|
| 372 |
+
For a fixed cut in block $b$, pair each $S$ missing $b$, $|S|\le t$,
|
| 373 |
+
with $S'=S\cup\{b\}$. By
|
| 374 |
+
\eqref{eq:tuple-unmarked-error} and \eqref{eq:tuple-concatenation}, their
|
| 375 |
+
combined quadratic form is at least
|
| 376 |
+
\[
|
| 377 |
+
p^{-s\delta/2}
|
| 378 |
+
\bigl(c_*r_*^{-d/2}p^{-\delta/2}-Cp^{-\delta}\bigr)
|
| 379 |
+
\mathcal A_S(J)\ge0
|
| 380 |
+
\]
|
| 381 |
+
for all sufficiently large $p$. Every component containing $b$ is
|
| 382 |
+
used in exactly one such pair; the remaining components have
|
| 383 |
+
$|S|=t+1$, $b\notin S$, and nonnegative quadratic forms. This proves
|
| 384 |
+
reflection positivity of $M$ and hence of $\mu_{l,p}$.
|
| 385 |
+
|
| 386 |
+
For $S=\varnothing$, every list has length one, all index weights are
|
| 387 |
+
one, and the component mass is a graph average. Therefore
|
| 388 |
+
\eqref{eq:tuple-graph-mean} and $c_p\ge1/(2k)$ show that
|
| 389 |
+
$\nu_\varnothing(1)\ge c_0>0$ for sufficiently large $p$, uniformly in
|
| 390 |
+
$l$. The uniform upper bounds on all component masses give
|
| 391 |
+
\[
|
| 392 |
+
c_0\le M(1)\le C_0.
|
| 393 |
+
\]
|
| 394 |
+
Define the exceptional submeasure by
|
| 395 |
+
\begin{equation}\label{eq:tuple-exceptional}
|
| 396 |
+
\varepsilon_{l,p}
|
| 397 |
+
=\frac{p^{-(t+1)\delta/2}}{M(1)}
|
| 398 |
+
\sum_{|S|=t+1}\nu_S.
|
| 399 |
+
\end{equation}
|
| 400 |
+
It has mass $O(p^{-(t+1)\delta/2})\le p^{-4}$ after increasing the
|
| 401 |
+
prime threshold, by the choice of $t$.
|
| 402 |
+
|
| 403 |
+
For $|S|\le t$ at least $t+1$ blocks remain unmarked, and the addresses
|
| 404 |
+
of $v_j,v_{j+1}$ satisfy \eqref{eq:tuple-address-edge} in every one of
|
| 405 |
+
them. The product $I_S$ therefore includes the weight on every pair of
|
| 406 |
+
their list entries. On its support, in particular, the entries selected
|
| 407 |
+
at those two slots have increment in the support of $W$, which consists
|
| 408 |
+
of admissible residues. This proves the cycle property for
|
| 409 |
+
$\mu_{l,p}^{\circ}$. Translating every list entry by the same element
|
| 410 |
+
of $\F_p$ leaves all the weights unchanged. Each component,
|
| 411 |
+
and hence both measures in the proposition, is translation invariant.
|
| 412 |
+
The assertion about one-slot marginals follows because translation acts
|
| 413 |
+
transitively on $\F_p$.
|
| 414 |
+
|
| 415 |
+
\subsection{Covariance and conditional mixing}
|
| 416 |
+
|
| 417 |
+
It remains to show that the construction follows the auxiliary family
|
| 418 |
+
under affine changes and that conditioning on the other slots reveals
|
| 419 |
+
little about a mean-zero function at one slot. The first property will
|
| 420 |
+
permit passage to progressions. The second will control large
|
| 421 |
+
denominators in the Fourier lifts.
|
| 422 |
+
|
| 423 |
+
If $p\nmid D$, the auxiliary-family identity \eqref{eq:auxiliary-change} gives
|
| 424 |
+
\[
|
| 425 |
+
W_{lD,p}(y)=W_{l,p}(\lambda(D)y).
|
| 426 |
+
\]
|
| 427 |
+
Indeed the substitution $x\mapsto Dx-i$ is bijective modulo $p$,
|
| 428 |
+
preserves $T_l(Dx-i)=T_{lD}(x)$, and preserves nonvanishing of the
|
| 429 |
+
derivative because both $D$ and $\lambda(D)$ are units modulo $p$.
|
| 430 |
+
Consequently changing every list entry to
|
| 431 |
+
$\lambda(D)^{-1}(Y_{u,i}-a')$ transforms each component for $l$ into
|
| 432 |
+
the component for $lD$, preserving its mass and all index weights.
|
| 433 |
+
The mixtures and their exceptional parts therefore satisfy
|
| 434 |
+
\eqref{eq:tuple-covariance}.
|
| 435 |
+
|
| 436 |
+
For \eqref{eq:tuple-mixing}, first consider the normalized component
|
| 437 |
+
$\nu_\varnothing/\nu_\varnothing(1)$. At a fixed slot $v$ write
|
| 438 |
+
$x=z_v$ and $y=(z_u)_{u\ne v}$. Its unnormalized density, relative to
|
| 439 |
+
independent uniform labels, factors as
|
| 440 |
+
\[
|
| 441 |
+
J_1(x,y)J_2(y),
|
| 442 |
+
\]
|
| 443 |
+
where $J_1$ is the product of the $m$ edge weights incident with $v$,
|
| 444 |
+
and $J_2$ contains the remaining edges. Put
|
| 445 |
+
\[
|
| 446 |
+
A(y)=\mathbb E_xJ_1(x,y),\qquad
|
| 447 |
+
B(y)=\mathbb E_xf(x)J_1(x,y).
|
| 448 |
+
\]
|
| 449 |
+
Apply \eqref{eq:tuple-graph-operator} to the graph of incident edges,
|
| 450 |
+
whose two sides are $\{v\}$ and the other vertices. Since
|
| 451 |
+
$\mathbb E f=0$, it gives
|
| 452 |
+
\[
|
| 453 |
+
\|A-c_p^m\|_2\le Cp^{-\delta},\qquad
|
| 454 |
+
\|B\|_2\le Cp^{-\delta}\|f\|_2.
|
| 455 |
+
\]
|
| 456 |
+
The conditional expectation at $y$ is $B(y)/A(y)$ when $A(y)>0$.
|
| 457 |
+
The marginal density of $y$ is
|
| 458 |
+
$J_2(y)A(y)/\nu_\varnothing(1)$, so the squared conditional norm is
|
| 459 |
+
\begin{equation}\label{eq:tuple-leading-conditional}
|
| 460 |
+
\frac1{\nu_\varnothing(1)}
|
| 461 |
+
\mathbb E_yJ_2(y)\frac{|B(y)|^2}{A(y)},
|
| 462 |
+
\end{equation}
|
| 463 |
+
with the ratio defined as zero when $A=0$.
|
| 464 |
+
On $A\ge c_p^m/2$, this is bounded using the estimate for $B$.
|
| 465 |
+
The complementary set has uniform probability $O(p^{-2\delta})$
|
| 466 |
+
by the estimate for $A$, since $c_p^m$ is bounded below. On that set,
|
| 467 |
+
weighted Cauchy--Schwarz and $J_1\le1$ give
|
| 468 |
+
\[
|
| 469 |
+
\frac{|B(y)|^2}{A(y)}
|
| 470 |
+
\le\mathbb E_x|f(x)|^2J_1(x,y)\le\|f\|_2^2.
|
| 471 |
+
\]
|
| 472 |
+
Together with $J_2\le1$ and the lower bound on
|
| 473 |
+
$\nu_\varnothing(1)$, this proves that
|
| 474 |
+
\eqref{eq:tuple-leading-conditional} is
|
| 475 |
+
$O(p^{-2\delta})\|f\|_2^2$.
|
| 476 |
+
|
| 477 |
+
Both $\mu_{l,p}$ and $\mu_{l,p}^{\circ}$ are mixtures of the normalized
|
| 478 |
+
components, and in either mixture the total probability of
|
| 479 |
+
$S\ne\varnothing$ is $O(p^{-\delta/2})$. To justify transfer of the
|
| 480 |
+
estimate, retain the component label as an additional random variable.
|
| 481 |
+
Conditional Jensen shows that conditioning on this label as well as on
|
| 482 |
+
all other slots can only increase the squared conditional norm. In each
|
| 483 |
+
normalized component the trivial bound is $\|f\|_2^2$, since that
|
| 484 |
+
component has a uniform marginal at slot $v$. Averaging the leading
|
| 485 |
+
estimate and these trivial bounds therefore yields
|
| 486 |
+
\[
|
| 487 |
+
\left\|\mathbb E_{\rho_p}
|
| 488 |
+
[f(z_v)\mid(z_u)_{u\ne v}]\right\|_2^2
|
| 489 |
+
\le C p^{-\delta/2}\|f\|_2^2.
|
| 490 |
+
\]
|
| 491 |
+
As $2\gamma=\delta/5<\delta/2$, increasing the prime threshold makes
|
| 492 |
+
this at most $p^{-2\gamma}\|f\|_2^2$. This proves
|
| 493 |
+
\eqref{eq:tuple-mixing} and completes the proof of
|
| 494 |
+
Proposition~\ref{prop:tuple-laws}.
|
| 495 |
+
|
| 496 |
+
Fix henceforth a threshold $P>P_1$ for which the proposition holds, large
|
| 497 |
+
enough also that
|
| 498 |
+
\begin{equation}\label{eq:prime-thresholds}
|
| 499 |
+
p^{\gamma/2}\ge3\quad(p\ge P),\qquad
|
| 500 |
+
\prod_{p\ge P}(1+p^{-3})-1\le\tfrac14,
|
| 501 |
+
\end{equation}
|
| 502 |
+
where the product is over primes. Its tail tends to one because
|
| 503 |
+
$\sum_p p^{-3}<\infty$. Define
|
| 504 |
+
\begin{equation}\label{eq:small-prime-modulus}
|
| 505 |
+
M_0=\prod_{p<P}p^{E_p}\ge2.
|
| 506 |
+
\end{equation}
|
| 507 |
+
The previously chosen $L$ is unchanged when $P$ is enlarged. For
|
| 508 |
+
$D=M_0$ times a product of distinct primes at least $P$, a residue
|
| 509 |
+
modulo $D$ is called admissible at $l$ if it is admissible at every local
|
| 510 |
+
factor $p^{E_p}$ of $D$.
|
preprints/A-Power-Saving-for-Polynomial-Differences-at-Prime-Arguments-October-5-2026/prime-argument-polynomial-differences.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:b42ac864305ade86faecfe7a599249cf07a47681d7ce2008b51f6c8a3591f819
|
| 3 |
+
size 674642
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/.gitignore
ADDED
|
@@ -0,0 +1 @@
|
|
|
|
|
|
|
| 1 |
+
.build-output/
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# [A Sharp Threshold Bound for Monotone Graph Properties](paper.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** September 25, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{A Sharp Threshold Bound for Monotone Graph Properties}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf}{OAI:A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/figures/block.tex
ADDED
|
@@ -0,0 +1,82 @@
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
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|
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|
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|
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|
|
|
|
|
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|
|
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|
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|
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|
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|
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|
|
|
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|
|
|
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|
|
|
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|
|
| 1 |
+
\begin{figure}[tb]
|
| 2 |
+
\centering
|
| 3 |
+
\setlength{\unitlength}{0.93pt}
|
| 4 |
+
\begin{picture}(460,190)
|
| 5 |
+
\put(12,176){\makebox(202,12){\small (a) The free coordinate set $F_B$}}
|
| 6 |
+
\put(246,176){\makebox(202,12){\small (b) One Fourier support $S$}}
|
| 7 |
+
\linethickness{0.45pt}
|
| 8 |
+
\put(40,164){\line(1,0){52}}
|
| 9 |
+
\qbezier(92,164)(108,164)(108,148)
|
| 10 |
+
\put(108,56){\line(0,1){92}}
|
| 11 |
+
\qbezier(108,56)(108,40)(92,40)
|
| 12 |
+
\put(40,40){\line(1,0){52}}
|
| 13 |
+
\qbezier(40,40)(24,40)(24,56)
|
| 14 |
+
\put(24,56){\line(0,1){92}}
|
| 15 |
+
\qbezier(24,148)(24,164)(40,164)
|
| 16 |
+
\put(274,164){\line(1,0){52}}
|
| 17 |
+
\qbezier(326,164)(342,164)(342,148)
|
| 18 |
+
\put(342,56){\line(0,1){92}}
|
| 19 |
+
\qbezier(342,56)(342,40)(326,40)
|
| 20 |
+
\put(274,40){\line(1,0){52}}
|
| 21 |
+
\qbezier(274,40)(258,40)(258,56)
|
| 22 |
+
\put(258,56){\line(0,1){92}}
|
| 23 |
+
\qbezier(258,148)(258,164)(274,164)
|
| 24 |
+
\put(23,151){\makebox(15,10){$B$}}
|
| 25 |
+
\put(257,151){\makebox(15,10){$B$}}
|
| 26 |
+
\thinlines
|
| 27 |
+
\qbezier(47,133)(65.5,117)(84,101)
|
| 28 |
+
\qbezier(84,101)(65.5,85)(47,69)
|
| 29 |
+
\put(47,69){\line(0,1){64}}
|
| 30 |
+
\qbezier(47,133)(110.5,142)(174,151)
|
| 31 |
+
\qbezier(47,133)(121,125)(195,117)
|
| 32 |
+
\qbezier(47,133)(121,103.5)(195,74)
|
| 33 |
+
\qbezier(47,133)(110.5,86.5)(174,40)
|
| 34 |
+
\qbezier(84,101)(129,126)(174,151)
|
| 35 |
+
\qbezier(84,101)(139.5,109)(195,117)
|
| 36 |
+
\qbezier(84,101)(139.5,87.5)(195,74)
|
| 37 |
+
\qbezier(84,101)(129,70.5)(174,40)
|
| 38 |
+
\qbezier(47,69)(110.5,110)(174,151)
|
| 39 |
+
\qbezier(47,69)(121,93)(195,117)
|
| 40 |
+
\qbezier(47,69)(121,71.5)(195,74)
|
| 41 |
+
\qbezier(47,69)(110.5,54.5)(174,40)
|
| 42 |
+
\put(47,133){\circle*{5}}
|
| 43 |
+
\put(84,101){\circle*{5}}
|
| 44 |
+
\put(47,69){\circle*{5}}
|
| 45 |
+
\put(174,151){\circle*{5}}
|
| 46 |
+
\put(195,117){\circle*{5}}
|
| 47 |
+
\put(195,74){\circle*{5}}
|
| 48 |
+
\put(174,40){\circle*{5}}
|
| 49 |
+
\put(24,9){\makebox(190,22){\shortstack{\scriptsize All displayed edges are free.\\[-1pt]
|
| 50 |
+
\scriptsize Edges wholly outside $B$ are fixed.}}}
|
| 51 |
+
\linethickness{1pt}
|
| 52 |
+
\qbezier(318,101)(363,126)(408,151)
|
| 53 |
+
\qbezier(318,101)(373.5,109)(429,117)
|
| 54 |
+
\qbezier(408,151)(418.5,134)(429,117)
|
| 55 |
+
\put(281,133){\circle{5}}
|
| 56 |
+
\put(318,101){\circle*{6}}
|
| 57 |
+
\put(281,69){\circle{5}}
|
| 58 |
+
\put(408,151){\circle*{6}}
|
| 59 |
+
\put(429,117){\circle*{6}}
|
| 60 |
+
\put(429,74){\circle{5}}
|
| 61 |
+
\put(408,40){\circle{5}}
|
| 62 |
+
\put(302,88){\makebox(13,12){$u$}}
|
| 63 |
+
\put(410,156){\makebox(19,10){\scriptsize $v_1$}}
|
| 64 |
+
\put(435,115){\makebox(19,10){\scriptsize $v_2$}}
|
| 65 |
+
\put(435,72){\makebox(19,10){\scriptsize $v_3$}}
|
| 66 |
+
\put(410,26){\makebox(19,10){\scriptsize $v_4$}}
|
| 67 |
+
\put(327,143){\makebox(63,10){\scriptsize survives}}
|
| 68 |
+
\put(430,146){\makebox(28,20){\shortstack{\scriptsize fixed\\[-1pt]\scriptsize by $y$}}}
|
| 69 |
+
\thinlines
|
| 70 |
+
\put(440,142){\vector(-1,-1){16}}
|
| 71 |
+
\put(257,9){\makebox(190,15){\small $|S\cap F_B|=d_S(u)=2$}}
|
| 72 |
+
\end{picture}
|
| 73 |
+
\caption{The block restriction and the one-vertex event.
|
| 74 |
+
In (a), $F_B$ contains every edge incident with $B$, including its
|
| 75 |
+
internal edges; only edges with both endpoints outside $B$ are fixed.
|
| 76 |
+
In (b), only support edges are drawn, and filled vertices are the
|
| 77 |
+
nonisolated vertices $V(S)$. The event $B\cap V(S)=\{u\}$ leaves
|
| 78 |
+
both support edges incident with $u$ free. The exterior support
|
| 79 |
+
edge is fixed, and its contribution is retained by the exact
|
| 80 |
+
averaging identity \eqref{eq:restriction-mass}.}
|
| 81 |
+
\label{fig:block}
|
| 82 |
+
\end{figure}
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/main.tex
ADDED
|
@@ -0,0 +1,39 @@
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|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage{lmodern}
|
| 4 |
+
\usepackage[margin=1.03in]{geometry}
|
| 5 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 6 |
+
\usepackage{microtype,graphicx,xcolor}
|
| 7 |
+
\usepackage[hyphens]{url}
|
| 8 |
+
\usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
|
| 9 |
+
\newcommand{\E}{\mathbb E}
|
| 10 |
+
\DeclareMathOperator{\Var}{Var}
|
| 11 |
+
\newcommand{\1}{\mathbf 1}
|
| 12 |
+
\newcommand{\R}{\mathbb R}
|
| 13 |
+
\newcommand{\N}{\mathbb N}
|
| 14 |
+
\newcommand{\eps}{\varepsilon}
|
| 15 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 16 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 17 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 18 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 19 |
+
\theoremstyle{definition}
|
| 20 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 21 |
+
\theoremstyle{remark}
|
| 22 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 23 |
+
\numberwithin{equation}{section}
|
| 24 |
+
\hypersetup{pdftitle={A Sharp Threshold Bound for Monotone Graph Properties},pdfauthor={OpenAI},pdfsubject={A proof of the Friedgut--Kalai sharp-threshold conjecture}}
|
| 25 |
+
\title{A Sharp Threshold Bound for\\Monotone Graph Properties}
|
| 26 |
+
\author{OpenAI}
|
| 27 |
+
\date{September 25, 2026}
|
| 28 |
+
\begin{document}
|
| 29 |
+
\maketitle
|
| 30 |
+
\begin{abstract}
|
| 31 |
+
We prove the Friedgut--Kalai sharp-threshold conjecture. For every integer $n\ge2$, every nontrivial increasing family of graphs on $n$ vertices invariant under all vertex permutations, and every $0<\varepsilon<1/2$, the edge probabilities at which its probability equals $\varepsilon$ and $1-\varepsilon$ differ by at most $C\log(1/(2\varepsilon))/(\log n)^2$, for a universal constant $C$.
|
| 32 |
+
\end{abstract}
|
| 33 |
+
\input{sections/introduction}
|
| 34 |
+
\input{sections/fourier}
|
| 35 |
+
\input{sections/graph}
|
| 36 |
+
\input{sections/threshold}
|
| 37 |
+
\clearpage
|
| 38 |
+
\input{references}
|
| 39 |
+
\end{document}
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/references.tex
ADDED
|
@@ -0,0 +1,74 @@
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|
|
|
|
|
| 1 |
+
\begin{thebibliography}{10}
|
| 2 |
+
|
| 3 |
+
\bibitem{Bonami1970}
|
| 4 |
+
Aline Bonami,
|
| 5 |
+
\href{https://doi.org/10.5802/aif.357}{\'Etude des coefficients de Fourier
|
| 6 |
+
des fonctions de \(L^p(G)\)},
|
| 7 |
+
\emph{Annales de l'Institut Fourier}
|
| 8 |
+
\textbf{20} (1970), no.~2, 335--402.
|
| 9 |
+
|
| 10 |
+
\bibitem{BKKKL92}
|
| 11 |
+
Jean Bourgain, Jeff Kahn, Gil Kalai, Yitzhak Katznelson, and Nathan Linial,
|
| 12 |
+
\href{https://doi.org/10.1007/BF02808010}{The influence of variables
|
| 13 |
+
in product spaces},
|
| 14 |
+
\emph{Israel Journal of Mathematics}
|
| 15 |
+
\textbf{77} (1992), 55--64.
|
| 16 |
+
|
| 17 |
+
\bibitem{BK97}
|
| 18 |
+
Jean Bourgain and Gil Kalai,
|
| 19 |
+
\href{https://doi.org/10.1007/s000390050015}{Influences of variables and
|
| 20 |
+
threshold intervals under group symmetries},
|
| 21 |
+
\emph{Geometric and Functional Analysis}
|
| 22 |
+
\textbf{7} (1997), no.~3, 438--461.
|
| 23 |
+
|
| 24 |
+
\bibitem{Friedgut22}
|
| 25 |
+
Ehud Friedgut,
|
| 26 |
+
\href{https://doi.org/10.4171/ICM2022/78}{KKL's influence on me},
|
| 27 |
+
in \emph{Proceedings of the International Congress of Mathematicians 2022},
|
| 28 |
+
Vol.~6, Dmitry Beliaev and Stanislav Smirnov (eds.),
|
| 29 |
+
EMS Press, 2023, pp.~4568--4581.
|
| 30 |
+
|
| 31 |
+
\bibitem{FK96}
|
| 32 |
+
Ehud Friedgut and Gil Kalai,
|
| 33 |
+
\href{https://doi.org/10.1090/S0002-9939-96-03732-X}{Every monotone graph
|
| 34 |
+
property has a sharp threshold},
|
| 35 |
+
\emph{Proceedings of the American Mathematical Society}
|
| 36 |
+
\textbf{124} (1996), no.~10, 2993--3002.
|
| 37 |
+
|
| 38 |
+
\bibitem{KKL88}
|
| 39 |
+
Jeff Kahn, Gil Kalai, and Nathan Linial,
|
| 40 |
+
\href{https://doi.org/10.1109/SFCS.1988.21923}{The influence of variables
|
| 41 |
+
on Boolean functions},
|
| 42 |
+
in \emph{Proceedings of the 29th Annual Symposium on Foundations of
|
| 43 |
+
Computer Science}, IEEE Computer Society, 1988, pp.~68--80.
|
| 44 |
+
|
| 45 |
+
\bibitem{KKLMS20}
|
| 46 |
+
Esty Kelman, Guy Kindler, Noam Lifshitz, Dor Minzer, and Muli Safra,
|
| 47 |
+
\href{https://doi.org/10.1007/s00039-020-00544-2}{Towards a proof of the
|
| 48 |
+
Fourier--entropy conjecture?},
|
| 49 |
+
\emph{Geometric and Functional Analysis}
|
| 50 |
+
\textbf{30} (2020), no.~4, 1097--1138.
|
| 51 |
+
Accessible preprint:
|
| 52 |
+
\href{https://arxiv.org/abs/1911.10579v2}{arXiv:1911.10579v2}, 7 May 2020.
|
| 53 |
+
|
| 54 |
+
\bibitem{ExpectationEquivalence2026}
|
| 55 |
+
OpenAI,
|
| 56 |
+
Integral and fractional expectation thresholds are equivalent,
|
| 57 |
+
OpenAI Math Release preprint
|
| 58 |
+
\href{https://github.com/openai/math/blob/main/preprints/Integral-and-fractional-expectation-thresholds-are-equivalent-September-23-2026/paper.pdf}{OAI:Integral-and-fractional-expectation-thresholds-are-equivalent-September-23-2026},
|
| 59 |
+
2026.
|
| 60 |
+
|
| 61 |
+
\bibitem{SecondKahnKalai2026}
|
| 62 |
+
OpenAI,
|
| 63 |
+
The second Kahn--Kalai conjecture,
|
| 64 |
+
OpenAI Math Release preprint
|
| 65 |
+
\href{https://github.com/openai/math/blob/main/preprints/The-second-Kahn-Kalai-conjecture-September-24-2026/paper.pdf}{OAI:The-second-Kahn-Kalai-conjecture-September-24-2026},
|
| 66 |
+
2026.
|
| 67 |
+
|
| 68 |
+
\bibitem{Russo81}
|
| 69 |
+
Lucio Russo,
|
| 70 |
+
\href{https://doi.org/10.1007/BF00535742}{On the critical percolation probabilities},
|
| 71 |
+
\emph{Zeitschrift f\"ur Wahrscheinlichkeitstheorie und verwandte Gebiete}
|
| 72 |
+
\textbf{56} (1981), no.~2, 229--237.
|
| 73 |
+
|
| 74 |
+
\end{thebibliography}
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/fourier.tex
ADDED
|
@@ -0,0 +1,168 @@
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|
|
|
|
| 1 |
+
\section{A low-degree estimate on biased products}\label{sec:fourier}
|
| 2 |
+
|
| 3 |
+
We bound the mass of low-degree Fourier coefficients for Boolean
|
| 4 |
+
functions whose individual influences are small compared with their
|
| 5 |
+
total influence. The bound is linear in total influence, so it can be
|
| 6 |
+
averaged over the conditioned coordinates in Section~\ref{sec:graph}.
|
| 7 |
+
|
| 8 |
+
Let $J$ be a finite coordinate set, let $0<p<1$, and put
|
| 9 |
+
$\sigma=\sqrt{p(1-p)}$. Expectations and norms in this section are with
|
| 10 |
+
respect to the product Bernoulli-$p$ measure on the indicated coordinates;
|
| 11 |
+
in particular, $\|g\|_q=(\E|g|^q)^{1/q}$. Define
|
| 12 |
+
\[
|
| 13 |
+
\chi_i(x)=\frac{x_i-p}{\sigma},\qquad
|
| 14 |
+
\chi_S(x)=\prod_{i\in S}\chi_i(x),\qquad \chi_\varnothing=1.
|
| 15 |
+
\]
|
| 16 |
+
Each $\chi_i$ has mean zero and second moment one. Independence therefore
|
| 17 |
+
makes the $2^{|J|}$ functions $\chi_S$, $S\subseteq J$, orthonormal.
|
| 18 |
+
They form a basis of the $2^{|J|}$-dimensional space of real functions on
|
| 19 |
+
$\{0,1\}^J$. Thus, with $\widehat g(S)=\E[g\chi_S]$,
|
| 20 |
+
\begin{equation}\label{eq:parseval}
|
| 21 |
+
g=\sum_{S\subseteq J}\widehat g(S)\chi_S,\qquad
|
| 22 |
+
\E g^2=\sum_{S\subseteq J}\widehat g(S)^2,\qquad
|
| 23 |
+
\Var(g)=\sum_{\varnothing\ne S\subseteq J}\widehat g(S)^2.
|
| 24 |
+
\end{equation}
|
| 25 |
+
|
| 26 |
+
For $i\in J$, write
|
| 27 |
+
$\Delta_i g(x)=g(x_{J\setminus\{i\}},1)-g(x_{J\setminus\{i\}},0)$,
|
| 28 |
+
a function on the remaining coordinates. Integrating just coordinate $i$
|
| 29 |
+
gives
|
| 30 |
+
\[
|
| 31 |
+
\E_i[g\chi_i]
|
| 32 |
+
=\frac{p(1-p)}{\sigma}
|
| 33 |
+
\bigl(g(x_{J\setminus\{i\}},1)-g(x_{J\setminus\{i\}},0)\bigr)
|
| 34 |
+
=\sigma\Delta_i g.
|
| 35 |
+
\]
|
| 36 |
+
Consequently, for $A\subseteq J\setminus\{i\}$,
|
| 37 |
+
$\widehat g(A\cup\{i\})=\sigma\widehat{\Delta_i g}(A)$,
|
| 38 |
+
where the latter Fourier coefficient is taken on $J\setminus\{i\}$.
|
| 39 |
+
For Boolean $h:\{0,1\}^J\to\{0,1\}$, set
|
| 40 |
+
\[
|
| 41 |
+
I_i(h)=\Pr(\Delta_i h\ne0),\qquad I(h)=\sum_{i\in J}I_i(h).
|
| 42 |
+
\]
|
| 43 |
+
Since $\Delta_i h\in\{-1,0,1\}$, Parseval on the remaining coordinates
|
| 44 |
+
and then summation over $i$ give
|
| 45 |
+
\begin{equation}\label{eq:dirichlet}
|
| 46 |
+
\sum_{S\ni i}\widehat h(S)^2=\sigma^2 I_i(h),\qquad
|
| 47 |
+
\sum_{S\subseteq J}|S|\widehat h(S)^2=\sigma^2 I(h).
|
| 48 |
+
\end{equation}
|
| 49 |
+
These identities do not require monotonicity.
|
| 50 |
+
|
| 51 |
+
The next estimate follows the hypercontractive influence method of
|
| 52 |
+
Kahn, Kalai, and Linial~\cite{KKL88}. We prove the biased two-point
|
| 53 |
+
inequality directly and use the standard product argument of
|
| 54 |
+
Bonami~\cite[Chapter~III, Lemma~1]{Bonami1970}, keeping the dependence
|
| 55 |
+
on the edge probability explicit.
|
| 56 |
+
|
| 57 |
+
\begin{samepage}
|
| 58 |
+
\begin{lemma}\label{lem:low-degree}
|
| 59 |
+
Let $m\ge2$ be real and let $h:\{0,1\}^J\to\{0,1\}$ satisfy
|
| 60 |
+
$I_i(h)\le I(h)/m$ for every $i\in J$. If
|
| 61 |
+
\[
|
| 62 |
+
k=\frac{\sigma\log m}{64},
|
| 63 |
+
\]
|
| 64 |
+
then
|
| 65 |
+
\begin{equation}\label{eq:low-degree}
|
| 66 |
+
\sum_{1\le |S|\le k}\widehat h(S)^2\le m^{-1/4}I(h).
|
| 67 |
+
\end{equation}
|
| 68 |
+
Every degree cutoff is interpreted literally for integer degrees $|S|$;
|
| 69 |
+
in particular, the sum is empty when $k<1$.
|
| 70 |
+
\end{lemma}
|
| 71 |
+
\end{samepage}
|
| 72 |
+
|
| 73 |
+
\begin{proof}
|
| 74 |
+
We first prove a product norm bound. Put $\rho=\sigma/4$, so
|
| 75 |
+
$0<\rho\le1/8$, and define the linear operator $T_\rho$ by
|
| 76 |
+
$T_\rho\chi_S=\rho^{|S|}\chi_S$. For one coordinate, the bound
|
| 77 |
+
$|\chi_i|\le\sigma^{-1}$ and the second moment identity imply
|
| 78 |
+
\[
|
| 79 |
+
|\E\chi_i^3|\le\sigma^{-1},\qquad
|
| 80 |
+
\E\chi_i^4\le\sigma^{-2}.
|
| 81 |
+
\]
|
| 82 |
+
For real $a,b$, expansion and
|
| 83 |
+
$2|ab^3|\le a^2b^2+b^4$ yield
|
| 84 |
+
\begin{align*}
|
| 85 |
+
\E(a+\rho b\chi_i)^4
|
| 86 |
+
&\le a^4+6\rho^2a^2b^2
|
| 87 |
+
+\frac{4\rho^3}{\sigma}|ab^3|
|
| 88 |
+
+\frac{\rho^4}{\sigma^2}b^4\\
|
| 89 |
+
&\le a^4+\frac{13\sigma^2}{32}a^2b^2
|
| 90 |
+
+\frac{9\sigma^2}{256}b^4
|
| 91 |
+
\le(a^2+b^2)^2,
|
| 92 |
+
\end{align*}
|
| 93 |
+
where the last inequality uses $\sigma^2\le1/4$.
|
| 94 |
+
|
| 95 |
+
To tensorize this inequality, induct on $|J|$, the empty product being
|
| 96 |
+
immediate. Write $g=a+b\chi_i$ with $a,b$ functions of the other
|
| 97 |
+
coordinates, and set $A=T_\rho a$, $B=T_\rho b$, using the operator on
|
| 98 |
+
those coordinates. Apply the scalar inequality pointwise and then the
|
| 99 |
+
triangle inequality in $L^2$ to obtain
|
| 100 |
+
\[
|
| 101 |
+
\|T_\rho g\|_4^2
|
| 102 |
+
\le \|A^2+B^2\|_2
|
| 103 |
+
\le \|A\|_4^2+\|B\|_4^2
|
| 104 |
+
\le \|a\|_2^2+\|b\|_2^2
|
| 105 |
+
=\|g\|_2^2.
|
| 106 |
+
\]
|
| 107 |
+
The penultimate inequality is the induction hypothesis. We have proved
|
| 108 |
+
\begin{equation}\label{eq:noise-norm}
|
| 109 |
+
\|T_\rho g\|_4\le\|g\|_2
|
| 110 |
+
\end{equation}
|
| 111 |
+
on every finite product.
|
| 112 |
+
|
| 113 |
+
For any real $d\ge0$, let $P_{\le d}$ be the orthogonal projection onto
|
| 114 |
+
the span of the characters of degree at most $d$. If $u=P_{\le d}u$,
|
| 115 |
+
the operator $T_\rho$ is invertible and Parseval gives
|
| 116 |
+
\[
|
| 117 |
+
\|T_\rho^{-1}u\|_2^2
|
| 118 |
+
=\sum_{|S|\le d}\rho^{-2|S|}\widehat u(S)^2
|
| 119 |
+
\le\rho^{-2d}\|u\|_2^2.
|
| 120 |
+
\]
|
| 121 |
+
Applying \eqref{eq:noise-norm} to $T_\rho^{-1}u$ proves
|
| 122 |
+
$\|u\|_4\le\rho^{-d}\|u\|_2$. Duality in this finite-dimensional
|
| 123 |
+
subspace, followed by H\"older's inequality, now gives for every real
|
| 124 |
+
function $v$
|
| 125 |
+
\begin{equation}\label{eq:projection-norm}
|
| 126 |
+
\|P_{\le d}v\|_2
|
| 127 |
+
=\sup_{\substack{u=P_{\le d}u\\\|u\|_2=1}}|\E[vu]|
|
| 128 |
+
\le\rho^{-d}\|v\|_{4/3}.
|
| 129 |
+
\end{equation}
|
| 130 |
+
|
| 131 |
+
If $k<1$, \eqref{eq:low-degree} is immediate, so assume $k\ge1$.
|
| 132 |
+
Since $|\Delta_i h|$ is the indicator of a pivotal event,
|
| 133 |
+
$\|\Delta_i h\|_{4/3}=I_i(h)^{3/4}$. Every nonempty Fourier set is
|
| 134 |
+
counted at least once when summing over its coordinates. The derivative
|
| 135 |
+
coefficient identity and \eqref{eq:projection-norm}, applied on
|
| 136 |
+
$J\setminus\{i\}$ with $d=k$, therefore show
|
| 137 |
+
\begin{align*}
|
| 138 |
+
\sum_{1\le |S|\le k}\widehat h(S)^2
|
| 139 |
+
&\le\sum_{i\in J}\sum_{\substack{S\ni i\\|S|\le k}}
|
| 140 |
+
\widehat h(S)^2\\
|
| 141 |
+
&=\sigma^2\sum_{i\in J}
|
| 142 |
+
\sum_{\substack{A\subseteq J\setminus\{i\}\\|A|\le k-1}}
|
| 143 |
+
\widehat{\Delta_i h}(A)^2\\
|
| 144 |
+
&\le\sigma^2\rho^{-2k}\sum_{i\in J}I_i(h)^{3/2}.
|
| 145 |
+
\end{align*}
|
| 146 |
+
The function $s\mapsto s\log(4/s)$ is increasing on $(0,1/2]$, since
|
| 147 |
+
its derivative is $\log(4/s)-1>0$. Hence
|
| 148 |
+
$\sigma\log(4/\sigma)\le\tfrac12\log8<2$, and
|
| 149 |
+
\[
|
| 150 |
+
\rho^{-2k}
|
| 151 |
+
=m^{\sigma\log(4/\sigma)/32}\le m^{1/16}.
|
| 152 |
+
\]
|
| 153 |
+
If $I(h)\le m^{1/4}$, the hypothesis implies
|
| 154 |
+
\[
|
| 155 |
+
\sum_i I_i(h)^{3/2}
|
| 156 |
+
\le\sqrt{\frac{I(h)}m}\,I(h)
|
| 157 |
+
\le m^{-3/8}I(h).
|
| 158 |
+
\]
|
| 159 |
+
The preceding estimates bound the desired sum by
|
| 160 |
+
$\sigma^2m^{-5/16}I(h)\le m^{-1/4}I(h)$, including when $I(h)=0$.
|
| 161 |
+
If $I(h)>m^{1/4}$, Parseval and Booleanity instead give
|
| 162 |
+
\[
|
| 163 |
+
\sum_{1\le |S|\le k}\widehat h(S)^2
|
| 164 |
+
\le\E h^2\le1<m^{-1/4}I(h).
|
| 165 |
+
\]
|
| 166 |
+
This proves the estimate for every $0<p<1$, without a lower bound on
|
| 167 |
+
$\sigma$.
|
| 168 |
+
\end{proof}
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/graph.tex
ADDED
|
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|
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|
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|
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|
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|
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|
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|
|
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|
|
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|
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|
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|
|
|
|
|
|
|
|
|
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|
|
|
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|
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|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Restricting to the edges incident with a vertex block}
|
| 2 |
+
\label{sec:graph}
|
| 3 |
+
|
| 4 |
+
Let $E_n=\binom{[n]}2$ be the edge set of the complete graph on $[n]$,
|
| 5 |
+
and let $f\colon\{0,1\}^{E_n}\to\{0,1\}$ be invariant under vertex
|
| 6 |
+
permutations. Fix $p\in(0,1)$ and put $\sigma=\sqrt{p(1-p)}$.
|
| 7 |
+
All Fourier coefficients, variances, and influences in this section
|
| 8 |
+
use this bias. Monotonicity is not needed.
|
| 9 |
+
|
| 10 |
+
The purpose of a vertex block is to connect two different notions of
|
| 11 |
+
degree. A restriction to the edges incident with the block retains
|
| 12 |
+
enough symmetry to apply Lemma~\ref{lem:low-degree}. If the block meets
|
| 13 |
+
the nonisolated vertices of a Fourier support at just one vertex $u$,
|
| 14 |
+
then the surviving Fourier degree is the graph degree of $u$.
|
| 15 |
+
An $s$-edge graph with $s\ge1$ has a nonisolated vertex of degree at most
|
| 16 |
+
$\sqrt{2s}$. Thus a bound for conditional Fourier degrees up to $k$
|
| 17 |
+
will control original degrees up to $k^2/2$.
|
| 18 |
+
|
| 19 |
+
The restriction identity is the biased-product form of the standard
|
| 20 |
+
Fourier restriction identity; compare
|
| 21 |
+
\cite[arXiv version~2, Lemma~2.7]{KKLMS20}.
|
| 22 |
+
We include its short proof. The next identities hold for every Boolean
|
| 23 |
+
$f$, without a symmetry assumption.
|
| 24 |
+
|
| 25 |
+
\begin{lemma}[Exact averaging over a restriction]
|
| 26 |
+
\label{lem:restriction}
|
| 27 |
+
Let $F\subseteq E_n$, put $H=E_n\setminus F$, and, for
|
| 28 |
+
$y\in\{0,1\}^{H}$, let $f_y(x)=f(x,y)$ for
|
| 29 |
+
$x\in\{0,1\}^{F}$. If $y$ has the Bernoulli-$p$ product law, then,
|
| 30 |
+
for every real $k>0$,
|
| 31 |
+
\begin{align}
|
| 32 |
+
\E_y\sum_{\substack{A\subseteq F\\1\le |A|\le k}}
|
| 33 |
+
\widehat{f_y}(A)^2
|
| 34 |
+
&=\sum_{\substack{S\subseteq E_n\\1\le|S\cap F|\le k}}
|
| 35 |
+
\widehat f(S)^2,
|
| 36 |
+
\label{eq:restriction-mass}\\
|
| 37 |
+
\E_y I(f_y)&=\sum_{e\in F}I_e(f).
|
| 38 |
+
\label{eq:restriction-influence}
|
| 39 |
+
\end{align}
|
| 40 |
+
\end{lemma}
|
| 41 |
+
|
| 42 |
+
\begin{proof}
|
| 43 |
+
Expand $f$ in the product Fourier basis and integrate over $x$.
|
| 44 |
+
For each $A\subseteq F$ this gives the exact finite identity
|
| 45 |
+
\[
|
| 46 |
+
\widehat{f_y}(A)
|
| 47 |
+
=\sum_{D\subseteq H}\widehat f(A\cup D)\chi_D(y).
|
| 48 |
+
\]
|
| 49 |
+
Orthonormality on the exterior coordinates therefore gives
|
| 50 |
+
$\E_y\widehat{f_y}(A)^2
|
| 51 |
+
=\sum_{D\subseteq H}\widehat f(A\cup D)^2$.
|
| 52 |
+
Summing over $A$ proves \eqref{eq:restriction-mass}. In particular,
|
| 53 |
+
there is no constraint on the exterior Fourier degree $|D|$.
|
| 54 |
+
|
| 55 |
+
For $e\in F$, the pivotal event for $f_y$ at $e$ is the pivotal event
|
| 56 |
+
for $f$ at $e$ with the exterior coordinates fixed to $y$. Averaging
|
| 57 |
+
over $y$ and the remaining free coordinates gives
|
| 58 |
+
$\E_y I_e(f_y)=I_e(f)$; summation proves
|
| 59 |
+
\eqref{eq:restriction-influence}.
|
| 60 |
+
\end{proof}
|
| 61 |
+
|
| 62 |
+
\begin{proposition}[The block estimate]
|
| 63 |
+
\label{prop:block}
|
| 64 |
+
Let $3\le m\le n$ be an integer, let $B$ be uniform among the
|
| 65 |
+
$m$-element subsets of $[n]$, and set
|
| 66 |
+
\[
|
| 67 |
+
F_B=\{e\in E_n:e\cap B\ne\varnothing\},
|
| 68 |
+
\qquad k=\frac{\sigma\log m}{64}.
|
| 69 |
+
\]
|
| 70 |
+
Then
|
| 71 |
+
\begin{equation}
|
| 72 |
+
\sum_{S\subseteq E_n}
|
| 73 |
+
\Pr_B\{1\le |S\cap F_B|\le k\}\widehat f(S)^2
|
| 74 |
+
\le \frac{2m}{n}\,m^{-1/4}I(f).
|
| 75 |
+
\label{eq:block-average}
|
| 76 |
+
\end{equation}
|
| 77 |
+
\end{proposition}
|
| 78 |
+
|
| 79 |
+
\begin{proof}
|
| 80 |
+
Fix $B$, and fix an arbitrary assignment $y$ to
|
| 81 |
+
$H_B=E_n\setminus F_B$. The free set $F_B$ contains \emph{all} edges
|
| 82 |
+
with at least one endpoint in $B$: both edges within $B$ and edges
|
| 83 |
+
from $B$ to its complement. Every permutation supported on $B$
|
| 84 |
+
fixes each edge of $H_B$ individually, and hence fixes $y$.
|
| 85 |
+
The restricted function $f_y$ is consequently invariant under this
|
| 86 |
+
permutation group even if the graph encoded by $y$ has no symmetry.
|
| 87 |
+
|
| 88 |
+
The free-edge orbits are precisely the $\binom m2$ edges within $B$
|
| 89 |
+
and, for each \emph{fixed} $w\in[n]\setminus B$, the $m$ edges
|
| 90 |
+
$\{\{u,w\}:u\in B\}$. Every orbit has size at least $m$, since
|
| 91 |
+
$m\ge3$. The product law and the pivotal events are preserved by
|
| 92 |
+
these permutations, so influences agree within each orbit.
|
| 93 |
+
It follows that
|
| 94 |
+
\[
|
| 95 |
+
I_e(f_y)\le\frac{I(f_y)}m\qquad(e\in F_B).
|
| 96 |
+
\]
|
| 97 |
+
Lemma~\ref{lem:low-degree} applies separately to every $y$. Its
|
| 98 |
+
right-hand side is linear in $I(f_y)$, so averaging and using
|
| 99 |
+
Lemma~\ref{lem:restriction} gives
|
| 100 |
+
\[
|
| 101 |
+
\sum_{\substack{S\subseteq E_n\\1\le |S\cap F_B|\le k}}
|
| 102 |
+
\widehat f(S)^2
|
| 103 |
+
\le m^{-1/4}\sum_{e\in F_B}I_e(f).
|
| 104 |
+
\]
|
| 105 |
+
Finally average over $B$. Each endpoint of a fixed edge belongs to
|
| 106 |
+
$B$ with probability $m/n$, whence
|
| 107 |
+
$\Pr_B(e\in F_B)\le2m/n$. This proves
|
| 108 |
+
\eqref{eq:block-average}.
|
| 109 |
+
\end{proof}
|
| 110 |
+
|
| 111 |
+
\begin{lemma}[Capturing low Fourier levels]
|
| 112 |
+
\label{lem:block-capture}
|
| 113 |
+
Suppose $t=\log n\ge16$, and put
|
| 114 |
+
\[
|
| 115 |
+
m=\lfloor\sqrt n\rfloor,
|
| 116 |
+
\qquad k=\frac{\sigma\log m}{64}.
|
| 117 |
+
\]
|
| 118 |
+
Then
|
| 119 |
+
\begin{equation}
|
| 120 |
+
\sum_{\substack{S\subseteq E_n\\1\le |S|\le k^2/2}}
|
| 121 |
+
\widehat f(S)^2
|
| 122 |
+
\le 4m^{-1/4}I(f).
|
| 123 |
+
\label{eq:captured-mass}
|
| 124 |
+
\end{equation}
|
| 125 |
+
\end{lemma}
|
| 126 |
+
|
| 127 |
+
\begin{proof}
|
| 128 |
+
Fix a nonempty $S\subseteq E_n$ with $s=|S|\le k^2/2$, viewed as
|
| 129 |
+
the edge set of a simple graph. Let $V(S)$ be its set of nonisolated
|
| 130 |
+
vertices and write $v=|V(S)|$. Since $s\le\binom v2<v^2/2$, its
|
| 131 |
+
average degree over these vertices satisfies
|
| 132 |
+
\[
|
| 133 |
+
\frac{2s}{v}<\sqrt{2s}.
|
| 134 |
+
\]
|
| 135 |
+
Choose a vertex $u\in V(S)$ whose degree $d_S(u)$ is at most this average. Then
|
| 136 |
+
\begin{equation}
|
| 137 |
+
1\le d_S(u)\le\sqrt{2s}\le k,
|
| 138 |
+
\qquad v\le2s\le k^2.
|
| 139 |
+
\label{eq:support-degree}
|
| 140 |
+
\end{equation}
|
| 141 |
+
|
| 142 |
+
Choose $B$ uniformly among the $m$-element vertex sets. Conditioned
|
| 143 |
+
on $u\in B$, each other specified vertex belongs to $B$ with
|
| 144 |
+
probability $(m-1)/(n-1)$. A union bound gives
|
| 145 |
+
\begin{equation}
|
| 146 |
+
\Pr_B\{B\cap V(S)=\{u\}\}
|
| 147 |
+
\ge \frac mn
|
| 148 |
+
\left(1-(v-1)\frac{m-1}{n-1}\right).
|
| 149 |
+
\label{eq:one-vertex-event}
|
| 150 |
+
\end{equation}
|
| 151 |
+
On this event, $S\cap F_B$ consists of \emph{every} support edge
|
| 152 |
+
incident with $u$, and contains no other support edge. Its size is
|
| 153 |
+
therefore $d_S(u)$, between $1$ and $k$; it need not be $1$.
|
| 154 |
+
Figure~\ref{fig:block} illustrates this distinction.
|
| 155 |
+
|
| 156 |
+
\input{figures/block}
|
| 157 |
+
|
| 158 |
+
To bound the probability uniformly in $p$, note that $k\le t$ and
|
| 159 |
+
\[
|
| 160 |
+
\frac{m-1}{n-1}\le\frac1{\sqrt n},
|
| 161 |
+
\qquad
|
| 162 |
+
(v-1)\frac{m-1}{n-1}
|
| 163 |
+
\le t^2e^{-t/2}\le256e^{-8}<\frac12.
|
| 164 |
+
\]
|
| 165 |
+
Here $t^2e^{-t/2}$ is decreasing for $t\ge16$.
|
| 166 |
+
Consequently, for every support under consideration,
|
| 167 |
+
\begin{equation}
|
| 168 |
+
\Pr_B\{1\le|S\cap F_B|\le k\}\ge\frac{m}{2n}.
|
| 169 |
+
\label{eq:support-detection}
|
| 170 |
+
\end{equation}
|
| 171 |
+
The choice of $u$ may depend on $S$. The lower bound
|
| 172 |
+
\eqref{eq:support-detection} is applied to each nonnegative summand
|
| 173 |
+
$\widehat f(S)^2$ separately; no block must capture all supports
|
| 174 |
+
simultaneously. Comparing with \eqref{eq:block-average} and
|
| 175 |
+
cancelling $m/(2n)$ proves \eqref{eq:captured-mass}.
|
| 176 |
+
If $k^2/2<1$, the sum in \eqref{eq:captured-mass} is empty and the
|
| 177 |
+
conclusion holds without choosing a support.
|
| 178 |
+
\end{proof}
|
| 179 |
+
|
| 180 |
+
\begin{proof}[Proof of Theorem~\ref{thm:variance}]
|
| 181 |
+
First suppose $t=\log n\ge16$, and choose $m$ and $k$ as in
|
| 182 |
+
Lemma~\ref{lem:block-capture}; in particular $m\ge3$ and $k>0$.
|
| 183 |
+
For the remaining Fourier degrees, the Dirichlet identity
|
| 184 |
+
\eqref{eq:dirichlet} gives
|
| 185 |
+
\begin{equation}
|
| 186 |
+
\sum_{|S|>k^2/2}\widehat f(S)^2
|
| 187 |
+
\le\frac2{k^2}\sum_S|S|\widehat f(S)^2
|
| 188 |
+
=\frac{2\sigma^2}{k^2}I(f).
|
| 189 |
+
\label{eq:graph-tail}
|
| 190 |
+
\end{equation}
|
| 191 |
+
This remains valid for $k^2/2<1$, when the left side includes all
|
| 192 |
+
nonconstant coefficients. Combining \eqref{eq:parseval},
|
| 193 |
+
\eqref{eq:captured-mass}, and \eqref{eq:graph-tail} yields
|
| 194 |
+
\begin{equation}
|
| 195 |
+
\Var(f)\le
|
| 196 |
+
\left(4m^{-1/4}+\frac{2\sigma^2}{k^2}\right)I(f).
|
| 197 |
+
\label{eq:graph-variance-preconstant}
|
| 198 |
+
\end{equation}
|
| 199 |
+
|
| 200 |
+
For completeness, all constants can be bounded independently of
|
| 201 |
+
$p$ and $n$. Since $m\ge\sqrt n/2$ and $t\ge16$,
|
| 202 |
+
$\log m\ge t/2-\log2\ge t/3$. Thus
|
| 203 |
+
\[
|
| 204 |
+
\frac{2\sigma^2}{k^2}
|
| 205 |
+
=\frac{8192}{(\log m)^2}\le\frac{73728}{t^2}.
|
| 206 |
+
\]
|
| 207 |
+
The cancellation of $\sigma^2$ is exact, even when $p$ is arbitrarily
|
| 208 |
+
close to $0$ or $1$. Also, $t^2e^{-t/8}$ is nonincreasing for
|
| 209 |
+
$t\ge16$, so
|
| 210 |
+
\[
|
| 211 |
+
4m^{-1/4}t^2
|
| 212 |
+
\le4\,2^{1/4}t^2e^{-t/8}
|
| 213 |
+
\le4\,2^{1/4}\,256e^{-2}<256.
|
| 214 |
+
\]
|
| 215 |
+
Thus the right-hand side of \eqref{eq:graph-variance-preconstant} is at most
|
| 216 |
+
$(73728+256)I(f)/t^2$, which is at most
|
| 217 |
+
$2^{17}I(f)/t^2$.
|
| 218 |
+
|
| 219 |
+
If instead $2\le n<e^{16}$, the same Fourier identities immediately
|
| 220 |
+
give
|
| 221 |
+
\[
|
| 222 |
+
\Var(f)\le\sigma^2I(f)\le\frac14 I(f)
|
| 223 |
+
\le\frac{64}{(\log n)^2}I(f).
|
| 224 |
+
\]
|
| 225 |
+
Hence the single choice $C_0=2^{17}$ works for every integer $n\ge2$
|
| 226 |
+
and every $p\in(0,1)$, as asserted.
|
| 227 |
+
\end{proof}
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/introduction.tex
ADDED
|
@@ -0,0 +1,115 @@
|
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|
|
|
|
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|
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|
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|
|
|
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|
|
|
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|
|
|
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|
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|
|
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|
|
|
|
|
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|
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|
|
|
|
|
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|
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|
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|
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|
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|
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|
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|
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|
|
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|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
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|
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|
|
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|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
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|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Introduction}
|
| 2 |
+
\label{sec:introduction}
|
| 3 |
+
|
| 4 |
+
For an integer $n\ge2$, write $[n]=\{1,\ldots,n\}$ and let $E_n=\binom{[n]}2$ be the edge set of the complete simple graph on $n$ vertices. We identify a graph with an element of $\{0,1\}^{E_n}$. A \emph{graph property} is a family $\mathcal P\subseteq\{0,1\}^{E_n}$ invariant under every permutation of $[n]$. It is \emph{increasing}, or \emph{monotone}, if adding edges preserves membership, and \emph{nontrivial} if it is neither empty nor the whole space.
|
| 5 |
+
|
| 6 |
+
Write $\mu_p(\mathcal P)$ for the probability that a graph whose edges are present independently with probability $p$ belongs to $\mathcal P$. For $0<a<1$, define
|
| 7 |
+
\[
|
| 8 |
+
p_a(\mathcal P)=\inf\{p\in[0,1]:\mu_p(\mathcal P)\ge a\}.
|
| 9 |
+
\]
|
| 10 |
+
All logarithms in this paper are natural. In particular, $n$ always counts vertices, not edge coordinates.
|
| 11 |
+
|
| 12 |
+
\begin{theorem}[Friedgut--Kalai sharp-threshold conjecture]
|
| 13 |
+
\label{thm:threshold}
|
| 14 |
+
For every integer $n\ge2$, every nontrivial increasing family $\mathcal P$ of graphs on $n$ vertices invariant under all vertex permutations, and every $0<\varepsilon<1/2$,
|
| 15 |
+
\begin{equation}
|
| 16 |
+
\label{eq:threshold}
|
| 17 |
+
p_{1-\varepsilon}(\mathcal P)-p_\varepsilon(\mathcal P)
|
| 18 |
+
\le \frac{2^{19}}{(\log n)^2}\log\frac1{2\varepsilon}.
|
| 19 |
+
\end{equation}
|
| 20 |
+
\end{theorem}
|
| 21 |
+
|
| 22 |
+
The influence theorem of Kahn, Kalai, and Linial~\cite{KKL88}
|
| 23 |
+
connected Fourier analysis with the sensitivity of Boolean functions
|
| 24 |
+
to individual coordinates. Bourgain, Kahn, Kalai, Katznelson, and
|
| 25 |
+
Linial extended the influence theorem to product
|
| 26 |
+
spaces~\cite{BKKKL92}. Friedgut and Kalai combined that extension
|
| 27 |
+
with the Margulis--Russo probability-derivative identity to show that
|
| 28 |
+
every increasing family invariant under a transitive coordinate group
|
| 29 |
+
has a narrow transition~\cite[Section~2]{FK96}. For graph properties,
|
| 30 |
+
vertex permutations act transitively on the edge coordinates, and their
|
| 31 |
+
theorem gives the universal width bound
|
| 32 |
+
$C\log(1/(2\varepsilon))/\log n$~\cite[Theorem~1.1]{FK96}.
|
| 33 |
+
They conjectured the denominator $(\log n)^2$ with the same dependence
|
| 34 |
+
on $\varepsilon$~\cite[Conjecture~1.2]{FK96}.
|
| 35 |
+
Theorem~\ref{thm:threshold} resolves that conjecture positively;
|
| 36 |
+
its numerical constant is only a convenient explicit choice.
|
| 37 |
+
|
| 38 |
+
The squared logarithm is the optimal order in $n$ when
|
| 39 |
+
$\varepsilon$ is fixed. Friedgut and Kalai already pointed to the
|
| 40 |
+
property of containing a clique with order proportional to $\log n$:
|
| 41 |
+
its transition width can be of order $(\log n)^{-2}$
|
| 42 |
+
\cite[p.~2994]{FK96}.
|
| 43 |
+
Bourgain and Kalai went beyond coordinate transitivity by using the
|
| 44 |
+
action of the symmetry group on sets of coordinates~\cite{BK97}.
|
| 45 |
+
For every fixed $\eta>0$ and $0<\varepsilon<1/2$, their graph-property
|
| 46 |
+
bound is
|
| 47 |
+
\[
|
| 48 |
+
p_{1-\varepsilon}(\mathcal P)-p_\varepsilon(\mathcal P)
|
| 49 |
+
\le C_{\eta,\varepsilon}(\log n)^{-2+\eta}.
|
| 50 |
+
\]
|
| 51 |
+
Thus their result approached the conjectured exponent arbitrarily
|
| 52 |
+
closely. Further progress through Fourier estimates is described below;
|
| 53 |
+
Friedgut gives a broader account of the influence method
|
| 54 |
+
in~\cite{Friedgut22}.
|
| 55 |
+
|
| 56 |
+
Two companion papers address complementary threshold-location
|
| 57 |
+
questions: comparison of integral and fractional covers of increasing
|
| 58 |
+
families~\cite[Theorem~1.1]{ExpectationEquivalence2026}, and comparison
|
| 59 |
+
of graph-containment thresholds with expected subgraph
|
| 60 |
+
counts~\cite[Theorem~1.1]{SecondKahnKalai2026}.
|
| 61 |
+
The present theorem controls the width of a transition for arbitrary
|
| 62 |
+
increasing graph properties. Its proof does not use either comparison.
|
| 63 |
+
|
| 64 |
+
Here is the stronger estimate that drives the proof. For a Boolean function $f:\{0,1\}^{E_n}\to\{0,1\}$, define its \emph{pivotal influence} at edge $e$ and its \emph{total influence} as follows. Here $x_{e\leftarrow b}$ denotes $x$ with coordinate $e$ set to $b\in\{0,1\}$, and the probability is over all coordinates other than $e$.
|
| 65 |
+
\[
|
| 66 |
+
I_{e,p}(f)=\Pr_p\bigl(f(x_{e\leftarrow1})\ne f(x_{e\leftarrow0})\bigr),
|
| 67 |
+
\qquad I_p(f)=\sum_{e\in E_n}I_{e,p}(f).
|
| 68 |
+
\]
|
| 69 |
+
|
| 70 |
+
\begin{theorem}[Variance and influence]
|
| 71 |
+
\label{thm:variance}
|
| 72 |
+
For every integer $n\ge2$, every Boolean function $f$ on $E_n$ invariant under vertex permutations, and every $0<p<1$,
|
| 73 |
+
\begin{equation}
|
| 74 |
+
\label{eq:variance}
|
| 75 |
+
\Var_p(f)\le\frac{2^{17}}{(\log n)^2}I_p(f).
|
| 76 |
+
\end{equation}
|
| 77 |
+
No monotonicity assumption is needed.
|
| 78 |
+
\end{theorem}
|
| 79 |
+
|
| 80 |
+
At the unbiased measure, Kelman, Kindler, Lifshitz, Minzer, and Safra
|
| 81 |
+
proved the graph-symmetric estimate
|
| 82 |
+
\[
|
| 83 |
+
I_{1/2}(f)\ge
|
| 84 |
+
c\,\frac{(\log n)^2}{(\log\log n)^2}\Var_{1/2}(f)
|
| 85 |
+
\]
|
| 86 |
+
for all sufficiently large $n$ and an absolute $c>0$
|
| 87 |
+
\cite[arXiv version~2, Section~7.4]{KKLMS20}.
|
| 88 |
+
This is an influence estimate at $p=1/2$; a threshold-width bound
|
| 89 |
+
requires control throughout the transition interval.
|
| 90 |
+
Theorem~\ref{thm:variance} removes the iterated-logarithm loss and
|
| 91 |
+
holds uniformly for every $0<p<1$, including for nonmonotone properties.
|
| 92 |
+
|
| 93 |
+
Random restrictions and symmetry of Fourier coefficients are central
|
| 94 |
+
to the arguments of Bourgain--Kalai and
|
| 95 |
+
Kelman--Kindler--Lifshitz--Minzer--Safra~\cite{BK97,KKLMS20}.
|
| 96 |
+
Here the restriction is chosen through the vertices: leave free all
|
| 97 |
+
edges touching a random block $B$ of about $\sqrt n$ vertices, while
|
| 98 |
+
conditioning on every other edge. Permutations inside $B$ survive
|
| 99 |
+
every such conditioning. Their edge orbits bound each conditional
|
| 100 |
+
influence, to which an elementary Fourier estimate applies.
|
| 101 |
+
The resulting estimate is linear in total influence, so it can be
|
| 102 |
+
averaged over the conditioned coordinates. Section~\ref{sec:fourier}
|
| 103 |
+
proves this estimate directly, including its dependence on the bias.
|
| 104 |
+
|
| 105 |
+
The second ingredient regards each edge set indexing a Fourier
|
| 106 |
+
coefficient as a graph. Any nonempty such graph with at most $k^2/2$
|
| 107 |
+
edges has a nonisolated vertex of degree at most $k$. With sufficient
|
| 108 |
+
probability, $B$ meets its nonisolated vertices only at that vertex.
|
| 109 |
+
The restriction then leaves between one and $k$ edges of this graph
|
| 110 |
+
free. This turns control of conditional Fourier degrees up to $k$
|
| 111 |
+
into control of original degrees up to $k^2/2$. Taking $k$ proportional
|
| 112 |
+
to $\sqrt{p(1-p)}\log n$ yields \eqref{eq:variance}; the bias factor
|
| 113 |
+
cancels in the estimate for the remaining Fourier degrees.
|
| 114 |
+
Section~\ref{sec:threshold} then integrates the probability derivative
|
| 115 |
+
to obtain the full quantile bound.
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/build/sections/threshold.tex
ADDED
|
@@ -0,0 +1,77 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
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|
|
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|
|
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|
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|
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|
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|
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|
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{From influence to threshold width}
|
| 2 |
+
\label{sec:threshold}
|
| 3 |
+
|
| 4 |
+
We pass from influence to transition width using the Russo--Margulis
|
| 5 |
+
probability-derivative formula; see Russo~\cite[Lemma~3]{Russo81}
|
| 6 |
+
and Friedgut--Kalai~\cite[Lemma~2.2]{FK96}. We include the finite
|
| 7 |
+
calculation with our pivotal-influence convention and then integrate
|
| 8 |
+
the resulting differential inequality.
|
| 9 |
+
|
| 10 |
+
\begin{proof}[Proof of Theorem~\ref{thm:threshold}]
|
| 11 |
+
Put $f=\1_{\mathcal P}$, $\mu(p)=\E_p f$, and $C_0=2^{17}$. We first verify the probability-derivative identity with the influence convention used here. If the edge probabilities are allowed to vary separately, $\E f$ is a multilinear polynomial in those probabilities. Its partial derivative in the probability at $e$ is the expectation of
|
| 12 |
+
\[
|
| 13 |
+
\Delta_e f=f(x_{e\leftarrow1})-f(x_{e\leftarrow0}).
|
| 14 |
+
\]
|
| 15 |
+
For increasing $f$, this difference takes values in $\{0,1\}$, so its expectation is $I_{e,p}(f)$ when all other biases are $p$. Differentiating along the diagonal therefore gives
|
| 16 |
+
\begin{equation}
|
| 17 |
+
\label{eq:russo}
|
| 18 |
+
\mu'(p)=I_p(f).
|
| 19 |
+
\end{equation}
|
| 20 |
+
This is the usual probability-derivative formula underlying the sharp-threshold method; the calculation above proves it directly in the present finite setting.
|
| 21 |
+
|
| 22 |
+
Since $f$ is Boolean, $\Var_p(f)=\mu(p)(1-\mu(p))$. Theorem~\ref{thm:variance} and \eqref{eq:russo} imply
|
| 23 |
+
\begin{equation}
|
| 24 |
+
\label{eq:differential}
|
| 25 |
+
\mu'(p)\ge \frac{(\log n)^2}{C_0}\mu(p)(1-\mu(p))
|
| 26 |
+
\qquad(0<p<1).
|
| 27 |
+
\end{equation}
|
| 28 |
+
Nontriviality and monotonicity give $f(\varnothing)=0$ and $f(E_n)=1$. Both configurations have positive probability for every interior bias, hence $0<\mu(p)<1$ there, while $\mu(0)=0$ and $\mu(1)=1$. Equation~\eqref{eq:differential} now gives $\mu'(p)>0$ throughout $(0,1)$. Thus, by continuity, every quantile $p_a$ is the unique interior point satisfying $\mu(p_a)=a$.
|
| 29 |
+
|
| 30 |
+
On the interval $[p_\varepsilon,p_{1-\varepsilon}]$, division in \eqref{eq:differential} is legitimate and gives
|
| 31 |
+
\[
|
| 32 |
+
\frac{d}{dp}\log\frac{\mu(p)}{1-\mu(p)}
|
| 33 |
+
=\frac{\mu'(p)}{\mu(p)(1-\mu(p))}
|
| 34 |
+
\ge\frac{(\log n)^2}{C_0}.
|
| 35 |
+
\]
|
| 36 |
+
Integration yields
|
| 37 |
+
\[
|
| 38 |
+
p_{1-\varepsilon}-p_\varepsilon
|
| 39 |
+
\le\frac{2C_0}{(\log n)^2}
|
| 40 |
+
\log\frac{1-\varepsilon}{\varepsilon}.
|
| 41 |
+
\]
|
| 42 |
+
Finally, $4\varepsilon(1-\varepsilon)\le1$ implies
|
| 43 |
+
\[
|
| 44 |
+
\log\frac{1-\varepsilon}{\varepsilon}
|
| 45 |
+
\le 2\log\frac1{2\varepsilon}.
|
| 46 |
+
\]
|
| 47 |
+
This proves \eqref{eq:threshold} with $4C_0=2^{19}$ for the entire range $0<\varepsilon<1/2$.
|
| 48 |
+
\end{proof}
|
| 49 |
+
|
| 50 |
+
To recover the additive formulation of \cite[Conjecture~1.2]{FK96}, set
|
| 51 |
+
\[
|
| 52 |
+
\delta=\frac{2^{19}}{(\log n)^2}\log\frac1{2\varepsilon},
|
| 53 |
+
\]
|
| 54 |
+
and suppose $\mu(p)>\varepsilon$. Then $p>p_\varepsilon$, so
|
| 55 |
+
Theorem~\ref{thm:threshold} gives $p+\delta>p_{1-\varepsilon}$.
|
| 56 |
+
Hence $\mu(p+\delta)>1-\varepsilon$ whenever $p+\delta\le1$;
|
| 57 |
+
for larger increments, the endpoint $1$ already has probability one.
|
| 58 |
+
Conversely, when $p_\varepsilon+\delta<1$, apply this strict formulation
|
| 59 |
+
at $p>p_\varepsilon$ and let $p\downarrow p_\varepsilon$.
|
| 60 |
+
Continuity gives $\mu(p_\varepsilon+\delta)\ge1-\varepsilon$, which
|
| 61 |
+
is the quantile bound. When $p_\varepsilon+\delta\ge1$, that bound
|
| 62 |
+
is automatic.
|
| 63 |
+
|
| 64 |
+
The same log-odds estimate describes the transition around its median
|
| 65 |
+
$p_*=p_{1/2}$. The log odds vanish at $p_*$, so integration from the
|
| 66 |
+
median gives, with $C_0=2^{17}$,
|
| 67 |
+
\[
|
| 68 |
+
\begin{aligned}
|
| 69 |
+
\mu(p_*-s)
|
| 70 |
+
&\le \frac{1}{1+\exp\!\bigl(s(\log n)^2/C_0\bigr)}
|
| 71 |
+
&&(0\le s\le p_*),\\
|
| 72 |
+
1-\mu(p_*+s)
|
| 73 |
+
&\le \frac{1}{1+\exp\!\bigl(s(\log n)^2/C_0\bigr)}
|
| 74 |
+
&&(0\le s\le1-p_*).
|
| 75 |
+
\end{aligned}
|
| 76 |
+
\]
|
| 77 |
+
The endpoint cases follow by continuity.
|
preprints/A-Sharp-Threshold-Bound-for-Monotone-Graph-Properties-September-25-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:0e6a660e755ef2b6a30755fa40c18256a4ad7f54fe1040f79e13458c1ecc290a
|
| 3 |
+
size 394307
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/README.md
ADDED
|
@@ -0,0 +1,17 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# [A Smooth Metric with No Local Isometric Immersion into Three-Space](paper.pdf)
|
| 2 |
+
|
| 3 |
+
OpenAI
|
| 4 |
+
September 24, 2026
|
| 5 |
+
|
| 6 |
+
## Citation
|
| 7 |
+
|
| 8 |
+
```bibtex
|
| 9 |
+
@misc{OAI:A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026,
|
| 10 |
+
author = {{OpenAI}},
|
| 11 |
+
title = {{A Smooth Metric with No Local Isometric Immersion into Three-Space}},
|
| 12 |
+
howpublished = {OpenAI Math Release preprint
|
| 13 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf}{OAI:A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026}},
|
| 14 |
+
year = {2026}
|
| 15 |
+
}
|
| 16 |
+
```
|
| 17 |
+
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/accumulation.tex
ADDED
|
@@ -0,0 +1,41 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
|
|
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|
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|
|
|
|
|
|
|
|
|
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|
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|
|
|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\begin{figure}[H]
|
| 2 |
+
\centering
|
| 3 |
+
\begin{tikzpicture}[font=\small,>=Latex]
|
| 4 |
+
\begin{scope}
|
| 5 |
+
\draw[->,gray] (-.2,0)--(4.1,0) node[right,black] {\(X\)};
|
| 6 |
+
\fill (0,0) circle (1.5pt) node[below=4pt] {\(0\)};
|
| 7 |
+
\foreach \position/\radius/\disklabel in {3.2/.20/1,1.6/.10/2,.8/.05/3} {
|
| 8 |
+
\draw[fill=orange!18] (\position,0) circle (\radius);
|
| 9 |
+
\node[above=10pt] at (\position,0) {\(\mathcal D_{\disklabel}\)};
|
| 10 |
+
}
|
| 11 |
+
\fill (.4,0) circle (.025);
|
| 12 |
+
\fill (.2,0) circle (.0125);
|
| 13 |
+
\draw[->,blue!65!black] (2.6,-.50)--(.6,-.50);
|
| 14 |
+
\node at (2,-1.05) {(a) Disks approaching the origin};
|
| 15 |
+
\end{scope}
|
| 16 |
+
\begin{scope}[shift={(7.1,.18)}]
|
| 17 |
+
\draw[fill=orange!18] (0,0) circle (.67);
|
| 18 |
+
\draw[gray,dashed] (0,0) circle (.90);
|
| 19 |
+
\draw[gray,dashed] (0,0) circle (1.23);
|
| 20 |
+
\foreach \angle/\innerrotation/\outerrotation in {
|
| 21 |
+
10/0/60,50/30/0,90/60/30,130/15/75,170/45/15,
|
| 22 |
+
210/75/45,250/0/30,290/60/0,330/30/60} {
|
| 23 |
+
\begin{scope}[shift={(\angle:.923)},rotate=\innerrotation]
|
| 24 |
+
\draw[blue!65!black,fill=blue!8] (-.033,-.033) rectangle (.033,.033);
|
| 25 |
+
\end{scope}
|
| 26 |
+
\begin{scope}[shift={(\angle:1.25)},rotate=\outerrotation]
|
| 27 |
+
\draw[blue!65!black,fill=blue!8] (-.07,-.07) rectangle (.07,.07);
|
| 28 |
+
\end{scope}
|
| 29 |
+
}
|
| 30 |
+
\node at (0,0) {\(\mathcal D_j\)};
|
| 31 |
+
\node at (0,-1.55) {(b) Patches approaching a disk};
|
| 32 |
+
\end{scope}
|
| 33 |
+
\end{tikzpicture}
|
| 34 |
+
\caption{The two accumulation levels, schematically and not to scale.
|
| 35 |
+
The disks in (a) are disjoint and avoid the origin. In (b), disjoint
|
| 36 |
+
full patches occupy successive annuli outside one disk. Only a few
|
| 37 |
+
patches and annuli are shown. Patch orientations are independent of
|
| 38 |
+
their positions around the disk; the actual construction approaches
|
| 39 |
+
every boundary point in every direction of a fixed finite rotation net.}
|
| 40 |
+
\label{fig:accumulation}
|
| 41 |
+
\end{figure}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/cap.tex
ADDED
|
@@ -0,0 +1,35 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
|
|
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|
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|
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|
|
|
|
|
|
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|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\begin{figure}[H]
|
| 2 |
+
\centering
|
| 3 |
+
\begin{tikzpicture}[font=\small,>=Latex,xscale=1.35,yscale=1.2]
|
| 4 |
+
\fill[blue!6] (-2,-2) rectangle (2,0);
|
| 5 |
+
\fill[orange!22]
|
| 6 |
+
(-1.12,0)--(-1.12,-.35)
|
| 7 |
+
.. controls (-1.12,-.83) and (-.57,-1.28) .. (0,-1.28)
|
| 8 |
+
.. controls (.57,-1.28) and (1.12,-.83) .. (1.12,-.35)
|
| 9 |
+
--(1.12,0)--cycle;
|
| 10 |
+
\draw[thick]
|
| 11 |
+
(-1.12,0)--(-1.12,-.35)
|
| 12 |
+
.. controls (-1.12,-.83) and (-.57,-1.28) .. (0,-1.28)
|
| 13 |
+
.. controls (.57,-1.28) and (1.12,-.83) .. (1.12,-.35)
|
| 14 |
+
--(1.12,0);
|
| 15 |
+
\draw[very thick,blue!65!black] (-2,0)--(-2,-2)--(2,-2)--(2,0);
|
| 16 |
+
\draw[thick,dashed] (-2,0)--(2,0);
|
| 17 |
+
\node[above=7pt] at (0,0) {artificial edge \(s=b\)};
|
| 18 |
+
\node at (-.2,-.48) {\(K<0\)};
|
| 19 |
+
\node at (0,-1.65) {\(K>0\)};
|
| 20 |
+
\node[anchor=east] at (-1.15,-.85) {\(K=0\)};
|
| 21 |
+
\draw[<->] (.66,-.04)--(.66,-.82);
|
| 22 |
+
\node[anchor=west] at (.72,-.58) {\(d\)};
|
| 23 |
+
\draw[->,gray] (2.45,-1.8)--(2.45,-.65) node[above,black] {\(s\)};
|
| 24 |
+
\draw[->,gray] (2.2,-1.55)--(3.05,-1.55) node[right,black] {\(t\)};
|
| 25 |
+
\node[text=blue!65!black] at (0,-2.5) {three edges in positive curvature};
|
| 26 |
+
\end{tikzpicture}
|
| 27 |
+
\caption{A lower-cap integration region in flow coordinates, schematically
|
| 28 |
+
and not to scale. The lateral and bottom edges are chosen in positive
|
| 29 |
+
curvature. The artificial edge \(s=b\) may cross the negative region;
|
| 30 |
+
no high-order data are prescribed there. The distance \(d=b-s\)
|
| 31 |
+
enters the vanishing weight. The actual curvature zero set depends on
|
| 32 |
+
the solution through the flow coordinates; only its position relative
|
| 33 |
+
to the three elliptic edges and the artificial edge is illustrated.}
|
| 34 |
+
\label{fig:cap}
|
| 35 |
+
\end{figure}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/geometry.tex
ADDED
|
@@ -0,0 +1,37 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\begin{figure}[H]
|
| 2 |
+
\centering
|
| 3 |
+
\begin{tikzpicture}[font=\small,>=Latex]
|
| 4 |
+
\begin{scope}[scale=1.12]
|
| 5 |
+
\fill[blue!5] (-1.7,-1.7) rectangle (1.7,1.7);
|
| 6 |
+
\fill[orange!18]
|
| 7 |
+
(0,1.35) .. controls (.80,1.35) and (1.02,.95) .. (1.02,.60)
|
| 8 |
+
-- (1.02,-.60)
|
| 9 |
+
.. controls (1.02,-.95) and (.80,-1.35) .. (0,-1.35)
|
| 10 |
+
.. controls (-.80,-1.35) and (-1.02,-.95) .. (-1.02,-.60)
|
| 11 |
+
-- (-1.02,.60)
|
| 12 |
+
.. controls (-1.02,.95) and (-.80,1.35) .. (0,1.35);
|
| 13 |
+
\draw[thick]
|
| 14 |
+
(0,1.35) .. controls (.80,1.35) and (1.02,.95) .. (1.02,.60)
|
| 15 |
+
-- (1.02,-.60)
|
| 16 |
+
.. controls (1.02,-.95) and (.80,-1.35) .. (0,-1.35)
|
| 17 |
+
.. controls (-.80,-1.35) and (-1.02,-.95) .. (-1.02,-.60)
|
| 18 |
+
-- (-1.02,.60)
|
| 19 |
+
.. controls (-1.02,.95) and (-.80,1.35) .. (0,1.35);
|
| 20 |
+
\draw[gray] (-1.7,-1.7) rectangle (1.7,1.7);
|
| 21 |
+
\draw[->,gray] (-1.87,0)--(1.91,0) node[right,black] {\(x\)};
|
| 22 |
+
\draw[->,gray] (0,-1.87)--(0,1.91) node[above,black] {\(y\)};
|
| 23 |
+
\fill[white] (-.25,-.25) rectangle (.25,.25);
|
| 24 |
+
\draw[thick] (-.25,-.25) rectangle (.25,.25);
|
| 25 |
+
\node at (.02,.01) {\(\mathcal P\)};
|
| 26 |
+
\node at (.0,.76) {\(K<0\)};
|
| 27 |
+
\node at (1.28,1.42) {\(K>0\)};
|
| 28 |
+
\node[fill=white,inner sep=1pt] at (.90,-1.15) {\(K=0\)};
|
| 29 |
+
\end{scope}
|
| 30 |
+
\end{tikzpicture}
|
| 31 |
+
\caption{The model patch, schematically and not to scale.
|
| 32 |
+
The curvature zero set lies outside the perturbation box
|
| 33 |
+
\(\mathcal P\). The positive exterior permits estimates on lower and
|
| 34 |
+
upper caps whose free artificial edges may cut through the negative
|
| 35 |
+
region. The lower-cap integration region is shown in \Cref{fig:cap}.}
|
| 36 |
+
\label{fig:geometry}
|
| 37 |
+
\end{figure}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/figures/pulse.tex
ADDED
|
@@ -0,0 +1,30 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
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|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\begin{figure}[H]
|
| 2 |
+
\centering
|
| 3 |
+
\begin{tikzpicture}[font=\small,>=Latex,xscale=1.25,yscale=1.12]
|
| 4 |
+
\fill[orange!8] (-1.6,-1.35) rectangle (1.6,1.35);
|
| 5 |
+
\draw[gray] (-1.6,-1.35) rectangle (1.6,1.35);
|
| 6 |
+
\draw[thick,blue!65!black] (-1.6,-1.35)--(1.6,-1.35);
|
| 7 |
+
\draw[thick,blue!65!black] (-1.6,1.35)--(1.6,1.35);
|
| 8 |
+
\draw[blue!65!black,dashed] (-1.6,-1.35)--(-.92,-.13);
|
| 9 |
+
\draw[blue!65!black,dashed] (1.6,-1.35)--(.92,-.13);
|
| 10 |
+
\draw[blue!65!black,dashed] (-1.6,1.35)--(-.92,.13);
|
| 11 |
+
\draw[blue!65!black,dashed] (1.6,1.35)--(.92,.13);
|
| 12 |
+
\fill[orange!45] (-.38,-.13) rectangle (.38,.13);
|
| 13 |
+
\draw[thick] (-.38,-.13) rectangle (.38,.13);
|
| 14 |
+
\draw[->,gray] (-1.8,0)--(1.88,0) node[right,black] {\(\xi\)};
|
| 15 |
+
\draw[->,gray] (0,-1.70)--(0,1.75) node[above,black] {\(\theta\)};
|
| 16 |
+
\node[anchor=east] at (-1.67,-1.35) {\(-r\)};
|
| 17 |
+
\node[anchor=east] at (-1.67,1.35) {\(r\)};
|
| 18 |
+
\node[fill=white,inner sep=1pt] at (0,1.05) {upper data};
|
| 19 |
+
\node[fill=white,inner sep=1pt] at (0,-1.05) {lower data};
|
| 20 |
+
\draw[->] (.9,.28)--(.34,.08);
|
| 21 |
+
\node[anchor=west] at (.72,.35) {pulse};
|
| 22 |
+
\end{tikzpicture}
|
| 23 |
+
\caption{The hyperbolic slab, schematically and not to scale.
|
| 24 |
+
Cap regularity gives smooth data on the two cuts \(\theta=\pm r\).
|
| 25 |
+
The dashed lines indicate the shrinking spatial intervals used to
|
| 26 |
+
propagate those data toward both pulse edges. The pulse is supported
|
| 27 |
+
in \(\abs\theta<\delta/\tau\) and oscillates in \(\xi\).
|
| 28 |
+
The entire slab lies in negative curvature.}
|
| 29 |
+
\label{fig:pulse}
|
| 30 |
+
\end{figure}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/main.tex
ADDED
|
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|
| 1 |
+
\documentclass[11pt]{amsart}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage{lmodern}
|
| 4 |
+
\input{glyphtounicode-cmex}
|
| 5 |
+
\pdfgentounicode=1
|
| 6 |
+
\usepackage[margin=1in]{geometry}
|
| 7 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 8 |
+
\usepackage{microtype}
|
| 9 |
+
\AtBeginDocument{\begingroup\fontencoding{OT1}\footnotesize\selectfont\endgroup}
|
| 10 |
+
\usepackage{enumitem}
|
| 11 |
+
\usepackage{float}
|
| 12 |
+
\usepackage{tikz}
|
| 13 |
+
\usetikzlibrary{arrows.meta,patterns,calc}
|
| 14 |
+
\usepackage[colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black]{hyperref}
|
| 15 |
+
\usepackage[capitalise,noabbrev]{cleveref}
|
| 16 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 17 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 18 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 19 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 20 |
+
\theoremstyle{definition}
|
| 21 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 22 |
+
\theoremstyle{remark}
|
| 23 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 24 |
+
\newtheorem*{maintheorem}{Theorem A}
|
| 25 |
+
\numberwithin{equation}{section}
|
| 26 |
+
\newcommand{\R}{\mathbb R}
|
| 27 |
+
\newcommand{\N}{\mathbb N}
|
| 28 |
+
\newcommand{\II}{\mathrm{II}}
|
| 29 |
+
\newcommand{\dd}{\,\mathrm d}
|
| 30 |
+
\newcommand{\pd}{\partial}
|
| 31 |
+
\newcommand{\norm}[1]{\left\lVert#1\right\rVert}
|
| 32 |
+
\newcommand{\abs}[1]{\left\lvert#1\right\rvert}
|
| 33 |
+
\DeclareMathOperator{\supp}{supp}
|
| 34 |
+
\DeclareMathOperator{\diag}{diag}
|
| 35 |
+
\title[A smooth metric with no local isometric immersion]{A Smooth Metric with No Local Isometric Immersion into Three-Space}
|
| 36 |
+
\author{OpenAI}
|
| 37 |
+
\date{September 24, 2026}
|
| 38 |
+
\hypersetup{
|
| 39 |
+
pdftitle={A Smooth Metric with No Local Isometric Immersion into Three-Space},
|
| 40 |
+
pdfauthor={OpenAI},
|
| 41 |
+
pdfsubject={Smooth local isometric realization of Riemannian surfaces}
|
| 42 |
+
}
|
| 43 |
+
\begin{document}
|
| 44 |
+
\begin{abstract}
|
| 45 |
+
We construct a smooth positive-definite Riemannian metric on
|
| 46 |
+
\((-1,1)^2\) that agrees with the Euclidean metric to every order at
|
| 47 |
+
the origin, yet no neighborhood of the origin admits a smooth
|
| 48 |
+
isometric immersion into Euclidean three-space. This gives a negative
|
| 49 |
+
answer to the unrestricted smooth local isometric realization problem
|
| 50 |
+
for surfaces.
|
| 51 |
+
\end{abstract}
|
| 52 |
+
\maketitle
|
| 53 |
+
|
| 54 |
+
\section{Introduction}
|
| 55 |
+
|
| 56 |
+
The local isometric realization problem asks whether a Riemannian
|
| 57 |
+
surface \((\Sigma,g)\) can, near each point, be realized as a smooth
|
| 58 |
+
surface in Euclidean three-space. In local coordinates this means
|
| 59 |
+
finding a smooth map \(F\) with
|
| 60 |
+
\[
|
| 61 |
+
\langle \partial_iF,\partial_jF\rangle=g_{ij},
|
| 62 |
+
\qquad i,j\in\{1,2\}.
|
| 63 |
+
\]
|
| 64 |
+
Positive definiteness of \(g\) then forces \(\operatorname{rank}dF=2\).
|
| 65 |
+
The unrestricted smooth question is part of Yau's discussion of
|
| 66 |
+
isometric embedding~\cite[p.~236]{Yau2000} and is formulated explicitly
|
| 67 |
+
in Ghomi's survey~\cite[Section~1.5, Problem~1.9]{Ghomi2019}.
|
| 68 |
+
We give a negative answer to this local three-dimensional problem.
|
| 69 |
+
|
| 70 |
+
\begin{maintheorem}
|
| 71 |
+
There is a \(C^\infty\) positive definite Riemannian metric \(g\) on
|
| 72 |
+
\((-1,1)^2\) such that no open neighborhood \(U\) of the origin admits a
|
| 73 |
+
\(C^\infty\) isometric immersion
|
| 74 |
+
\[
|
| 75 |
+
F:(U,g)\longrightarrow\R^3.
|
| 76 |
+
\]
|
| 77 |
+
In particular, no such neighborhood admits a smooth isometric embedding.
|
| 78 |
+
\end{maintheorem}
|
| 79 |
+
|
| 80 |
+
A smooth isometric immersion is an embedding after restriction to a
|
| 81 |
+
sufficiently small neighborhood of any point. Thus the two local
|
| 82 |
+
formulations have the same existence content. No completeness or
|
| 83 |
+
topological assumption is involved in Theorem~A.
|
| 84 |
+
The metric can moreover be chosen to have the same full Taylor jet
|
| 85 |
+
at the origin as the Euclidean metric; see \Cref{cor:flat-jet}.
|
| 86 |
+
Thus smooth local realizability is not determined by that jet.
|
| 87 |
+
|
| 88 |
+
\subsection*{Curvature and regularity}
|
| 89 |
+
The analytic local problem is settled by the classical Janet--Cartan
|
| 90 |
+
theorem~\cite{Janet1926,Cartan1927}. For smooth metrics, nonzero
|
| 91 |
+
Gaussian curvature leads to elliptic or hyperbolic equations and
|
| 92 |
+
smooth local existence; zeros of curvature introduce degeneracy
|
| 93 |
+
and changes of type. Lin's foundational work treated nonnegative
|
| 94 |
+
curvature and a clean change of sign with finite differentiability
|
| 95 |
+
estimates~\cite{Lin1985,Lin1986}. Here a clean change of sign means
|
| 96 |
+
\(K(p)=0\) and \(dK(p)\ne0\). Smooth local existence under
|
| 97 |
+
this condition was established by Nakamura and Maeda~\cite{NakamuraMaeda1989};
|
| 98 |
+
see also the regularity comparison in \cite[p.~320]{NY2008}.
|
| 99 |
+
More complicated zero sets have been treated under finite-order
|
| 100 |
+
and geometric restrictions, including transverse curves and
|
| 101 |
+
cusps~\cite[Theorem~1.1]{HanKhuri2010}\cite[Theorem~1.1]{Lin2015}.
|
| 102 |
+
|
| 103 |
+
The regularity distinction is essential. Existence at every finite
|
| 104 |
+
differentiability order, on neighborhoods allowed to shrink with
|
| 105 |
+
that order, does not by itself give one smooth map on a fixed
|
| 106 |
+
neighborhood. At the other end of the scale, Nash--Kuiper
|
| 107 |
+
flexibility gives \(C^1\) local isometric realizations in
|
| 108 |
+
three-space~\cite{Nash1954,Kuiper1955}. That regularity does not
|
| 109 |
+
impose the second-order compatibility used for smooth immersions.
|
| 110 |
+
Pogorelov constructed a \(C^{2,1}\) metric with no local \(C^2\)
|
| 111 |
+
realization~\cite[paragraph~7]{Pogorelov1971}.
|
| 112 |
+
The published refinement by Nadirashvili and Yuan achieves
|
| 113 |
+
\(K\ge0\) with the same input and output
|
| 114 |
+
regularities~\cite[Theorem~1.1]{NY2008}.
|
| 115 |
+
In Theorem~A, positive definiteness refers to the metric, not its
|
| 116 |
+
curvature: the construction uses both signs of curvature.
|
| 117 |
+
It does not settle the smooth local-realizability problem under
|
| 118 |
+
either sign restriction \(K\ge0\) or \(K\le0\).
|
| 119 |
+
|
| 120 |
+
An earlier preprint of Nadirashvili and Yuan~\cite[Theorem~1.1]{NY2002}
|
| 121 |
+
states a stronger
|
| 122 |
+
counterexample: a smooth metric with \(K\le0\) and no \(C^3\)
|
| 123 |
+
isometric embedding on any neighborhood of the distinguished
|
| 124 |
+
point. Their later published paper, however, explicitly leaves
|
| 125 |
+
the arbitrary smooth-metric question open~\cite[p.~320]{NY2008},
|
| 126 |
+
as does the subsequent discussion in
|
| 127 |
+
\cite[p.~650]{HanKhuri2010}. The earlier preprint and these
|
| 128 |
+
later accounts therefore give different statuses for the unrestricted
|
| 129 |
+
smooth question. We leave this discrepancy unresolved.
|
| 130 |
+
We do not use the preprint's nonsolvability assertion;
|
| 131 |
+
the construction below supplies its own analytic obstruction.
|
| 132 |
+
|
| 133 |
+
\subsection*{Ideas and proof structure}
|
| 134 |
+
The proof has two tasks: obstruct a scalar height on an entire fixed
|
| 135 |
+
square, and construct a metric for which any local immersion would
|
| 136 |
+
produce such a height on one of those squares. The scalar equation
|
| 137 |
+
is the Darboux equation. It follows from the Gauss equation because
|
| 138 |
+
the component of an immersion in a fixed ambient direction has
|
| 139 |
+
covariant Hessian equal to a scalar multiple of the second fundamental
|
| 140 |
+
form. We use only this necessary condition for an immersion.
|
| 141 |
+
The patch argument excludes heights with gradient norm below one,
|
| 142 |
+
a nonzero diagonal entry of the covariant Hessian, and a mixed entry
|
| 143 |
+
small relative to that diagonal entry.
|
| 144 |
+
|
| 145 |
+
Two earlier approaches supply important parts of this strategy.
|
| 146 |
+
The geometric construction uses the boundary-saddle argument of
|
| 147 |
+
Nadirashvili and Yuan~\cite[Section~2, Step~3]{NY2002}:
|
| 148 |
+
a negatively curved disk cannot be a graph whose second fundamental
|
| 149 |
+
form vanishes along its entire boundary. On the analytic side,
|
| 150 |
+
Khuri's counterexamples for general Monge--Amp\`ere equations use
|
| 151 |
+
high-frequency integral testing~\cite{Khuri2007Counterexamples}.
|
| 152 |
+
His work on the Darboux equation develops solution-dependent flow
|
| 153 |
+
coordinates and a prescribed-curvature construction, while leaving
|
| 154 |
+
open the construction of the required nonsolvable curvature
|
| 155 |
+
profile~\cite[Theorem~1 and the following discussion]{Khuri2009}.
|
| 156 |
+
The distinction matters here: the Darboux coefficients come from
|
| 157 |
+
one metric, so a nonsolvable general Monge--Amp\`ere equation does
|
| 158 |
+
not by itself give an isometric-immersion obstruction. We perturb
|
| 159 |
+
the metric itself and estimate the resulting Darboux forcing.
|
| 160 |
+
|
| 161 |
+
For the model curvature used here, the main analytic ingredient is
|
| 162 |
+
a uniform regularity estimate for Darboux heights on a \emph{cap}:
|
| 163 |
+
a region with three edges in positive
|
| 164 |
+
curvature and a fourth, artificial edge that may cut through negative
|
| 165 |
+
curvature. Starting from fixed low-order bounds, the estimate gives
|
| 166 |
+
all-orders bounds on compact subsets whenever the metric has such
|
| 167 |
+
bounds there. No high-order data are imposed on the artificial edge.
|
| 168 |
+
Differentiating the equation produces a transverse drift proportional
|
| 169 |
+
to the curvature derivative. A directed multiplier uses this drift
|
| 170 |
+
together with a small tangential term, needed where the transverse
|
| 171 |
+
curvature derivative vanishes. A weighted elliptic estimate controls
|
| 172 |
+
the remaining positive-curvature region. This is \Cref{prop:cap}.
|
| 173 |
+
|
| 174 |
+
Two caps supply uniformly smooth data on opposite sides of a small
|
| 175 |
+
negative-curvature slab. Hyperbolic propagation carries these data
|
| 176 |
+
to the two edges of a thin, oscillating metric perturbation.
|
| 177 |
+
A finite Taylor comparison for the unperturbed metric isolates the
|
| 178 |
+
change in the height's transverse derivative caused by the perturbation.
|
| 179 |
+
Choose the strip width to be a small parameter times the inverse
|
| 180 |
+
oscillation frequency. The forced oscillatory moment is linear in
|
| 181 |
+
that parameter, while the leading competing spatial terms are quadratic
|
| 182 |
+
and the smooth endpoint data contribute a negligible high-frequency
|
| 183 |
+
moment. Fixing that parameter sufficiently small and then increasing
|
| 184 |
+
the frequency excludes density, in any nonempty open set, of metrics
|
| 185 |
+
admitting a height in a fixed bounded class.
|
| 186 |
+
Baire category then removes those bounds and gives \Cref{prop:patch},
|
| 187 |
+
the obstruction on a whole square.
|
| 188 |
+
|
| 189 |
+
The geometric step explains why that squarewise obstruction suffices.
|
| 190 |
+
For each orientation in a fixed finite net, place shrinking obstructed
|
| 191 |
+
patches approaching every boundary point of a disk with negative
|
| 192 |
+
curvature inside and zero curvature on its boundary.
|
| 193 |
+
The boundary-saddle
|
| 194 |
+
argument finds a point where any hypothetical graph immersion has a
|
| 195 |
+
nonzero rank-one second fundamental form. A height in the fixed ambient
|
| 196 |
+
normal direction at that point has zero differential there.
|
| 197 |
+
In a frame aligned with the
|
| 198 |
+
Hessian's kernel, its mixed entry vanishes and its transverse diagonal
|
| 199 |
+
entry is nonzero. A nearby orientation from the net preserves the
|
| 200 |
+
required strict inequalities on a sufficiently small full patch.
|
| 201 |
+
Finally, let such disks and their surrounding
|
| 202 |
+
patches accumulate at the origin, with amplitudes small enough to
|
| 203 |
+
preserve smoothness and the Euclidean Taylor jet there.
|
| 204 |
+
|
| 205 |
+
\Cref{sec:model} formulates the scalar height equation and the
|
| 206 |
+
whole-patch obstruction. \Cref{sec:caps} proves the cap estimate,
|
| 207 |
+
and \Cref{sec:pulse} combines it with the pulse and category
|
| 208 |
+
argument. \Cref{sec:assembly} constructs one smooth metric and
|
| 209 |
+
completes the geometric contradiction.
|
| 210 |
+
|
| 211 |
+
\subsection*{Conventions}
|
| 212 |
+
All metrics and functions are real and smooth unless another regularity
|
| 213 |
+
is specified. Coordinate derivatives are ordinary partial derivatives;
|
| 214 |
+
\(\nabla_g^2z\) is the covariant Hessian. For a family of functions,
|
| 215 |
+
a uniform bound on all derivatives means a separate finite bound for
|
| 216 |
+
each derivative order, independent of the member of the family.
|
| 217 |
+
Constants may depend on a fixed model patch and on the derivative
|
| 218 |
+
order. No estimate below is asserted uniformly as the curvature
|
| 219 |
+
amplitude of a patch tends to zero.
|
| 220 |
+
|
| 221 |
+
\input{sections/model}
|
| 222 |
+
\input{sections/caps}
|
| 223 |
+
\input{sections/pulse}
|
| 224 |
+
\input{sections/assembly}
|
| 225 |
+
|
| 226 |
+
\bibliographystyle{plain}
|
| 227 |
+
\bibliography{references}
|
| 228 |
+
\end{document}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/references.bib
ADDED
|
@@ -0,0 +1,195 @@
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|
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|
|
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|
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|
|
|
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|
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|
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|
|
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|
|
|
|
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|
|
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+
@article{Lin1985,
|
| 2 |
+
author = {Lin, Chang-Shou},
|
| 3 |
+
title = {The local isometric embedding in {$\mathbb{R}^3$} of 2-dimensional {Riemannian} manifolds with nonnegative curvature},
|
| 4 |
+
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|
| 5 |
+
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|
| 6 |
+
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|
| 7 |
+
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|
| 8 |
+
pages = {213--230},
|
| 9 |
+
doi = {10.4310/jdg/1214439563}
|
| 10 |
+
}
|
| 11 |
+
|
| 12 |
+
@article{Lin1986,
|
| 13 |
+
author = {Lin, Chang-Shou},
|
| 14 |
+
title = {The local isometric embedding in {$\mathbb{R}^3$} of two-dimensional {Riemannian} manifolds with {Gaussian} curvature changing sign cleanly},
|
| 15 |
+
journal = {Communications on Pure and Applied Mathematics},
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| 16 |
+
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| 17 |
+
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| 21 |
+
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| 22 |
+
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| 23 |
+
@article{NakamuraMaeda1989,
|
| 24 |
+
author = {Nakamura, Gen and Maeda, Yoshiaki},
|
| 25 |
+
title = {Local smooth isometric embeddings of low-dimensional {Riemannian} manifolds into {Euclidean} spaces},
|
| 26 |
+
journal = {Transactions of the American Mathematical Society},
|
| 27 |
+
volume = {313},
|
| 28 |
+
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| 29 |
+
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| 30 |
+
pages = {1--51},
|
| 31 |
+
doi = {10.1090/S0002-9947-1989-0992597-8}
|
| 32 |
+
}
|
| 33 |
+
|
| 34 |
+
@article{Nash1954,
|
| 35 |
+
author = {Nash, John},
|
| 36 |
+
title = {{$C^1$} isometric imbeddings},
|
| 37 |
+
journal = {Annals of Mathematics},
|
| 38 |
+
series = {2},
|
| 39 |
+
volume = {60},
|
| 40 |
+
number = {3},
|
| 41 |
+
year = {1954},
|
| 42 |
+
pages = {383--396},
|
| 43 |
+
doi = {10.2307/1969840}
|
| 44 |
+
}
|
| 45 |
+
|
| 46 |
+
@article{Kuiper1955,
|
| 47 |
+
author = {Kuiper, Nicolaas H.},
|
| 48 |
+
title = {On {$C^1$}-isometric imbeddings. {I}},
|
| 49 |
+
journal = {Nederl. Akad. Wetensch. Proc. Ser. A},
|
| 50 |
+
volume = {58},
|
| 51 |
+
year = {1955},
|
| 52 |
+
pages = {545--556}
|
| 53 |
+
}
|
| 54 |
+
|
| 55 |
+
@article{Khuri2007Counterexamples,
|
| 56 |
+
author = {Khuri, Marcus A.},
|
| 57 |
+
title = {Counterexamples to the Local Solvability of {Monge--Amp\`ere} Equations in the Plane},
|
| 58 |
+
journal = {Communications in Partial Differential Equations},
|
| 59 |
+
volume = {32},
|
| 60 |
+
number = {4},
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| 61 |
+
year = {2007},
|
| 62 |
+
pages = {665--674},
|
| 63 |
+
doi = {10.1080/03605300600635061}
|
| 64 |
+
}
|
| 65 |
+
|
| 66 |
+
@book{Yau,
|
| 67 |
+
author = {Schoen, Richard and Yau, Shing-Tung},
|
| 68 |
+
title = {Lectures on Differential Geometry},
|
| 69 |
+
series = {Conference Proceedings and Lecture Notes in Geometry and Topology},
|
| 70 |
+
volume = {1},
|
| 71 |
+
publisher = {International Press},
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| 72 |
+
address = {Cambridge, MA},
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| 73 |
+
year = {1994},
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| 74 |
+
isbn = {1-57146-012-8},
|
| 75 |
+
note = {Chapter IX, Problem 22, p.~375},
|
| 76 |
+
url = {https://www.intlpress.com/site/pub/files/preview/bookpubs/00000308.pdf}
|
| 77 |
+
}
|
| 78 |
+
|
| 79 |
+
@article{Pogorelov1971,
|
| 80 |
+
author = {Pogorelov, A. V.},
|
| 81 |
+
title = {An example of a two-dimensional {Riemannian} metric admitting no local realization in {$E^3$}},
|
| 82 |
+
journal = {Doklady Akademii Nauk SSSR},
|
| 83 |
+
volume = {198},
|
| 84 |
+
number = {1},
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| 85 |
+
year = {1971},
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| 86 |
+
pages = {42--43},
|
| 87 |
+
note = {In Russian; English translation in Soviet Mathematics Doklady 12 (1971), 729--730},
|
| 88 |
+
url = {https://www.mathnet.ru/eng/dan36135}
|
| 89 |
+
}
|
| 90 |
+
|
| 91 |
+
@article{NY2008,
|
| 92 |
+
author = {Nadirashvili, Nikolai and Yuan, Yu},
|
| 93 |
+
title = {Improving {Pogorelov}'s isometric embedding counterexample},
|
| 94 |
+
journal = {Calculus of Variations and Partial Differential Equations},
|
| 95 |
+
volume = {32},
|
| 96 |
+
year = {2008},
|
| 97 |
+
pages = {319--323},
|
| 98 |
+
doi = {10.1007/s00526-007-0140-7},
|
| 99 |
+
url = {https://sites.math.washington.edu/~yuan/papers/2008CVPDE.pdf}
|
| 100 |
+
}
|
| 101 |
+
|
| 102 |
+
@misc{NY2002,
|
| 103 |
+
author = {Nadirashvili, Nikolai and Yuan, Yu},
|
| 104 |
+
title = {Counterexamples for Local Isometric Embedding},
|
| 105 |
+
year = {2002},
|
| 106 |
+
eprint = {math/0208127},
|
| 107 |
+
archivePrefix = {arXiv},
|
| 108 |
+
primaryClass = {math.DG},
|
| 109 |
+
note = {Preprint, arXiv:math/0208127v1, 16 August 2002},
|
| 110 |
+
url = {https://arxiv.org/abs/math/0208127v1}
|
| 111 |
+
}
|
| 112 |
+
|
| 113 |
+
@article{Khuri2009,
|
| 114 |
+
author = {Khuri, Marcus A.},
|
| 115 |
+
title = {On the local solvability of {Darboux}'s equation},
|
| 116 |
+
journal = {Discrete and Continuous Dynamical Systems},
|
| 117 |
+
year = {2009},
|
| 118 |
+
note = {Supplement},
|
| 119 |
+
pages = {451--456},
|
| 120 |
+
doi = {10.3934/proc.2009.2009.451},
|
| 121 |
+
url = {https://www.math.stonybrook.edu/~khuri/Khuri_AIMS_Darboux.pdf}
|
| 122 |
+
}
|
| 123 |
+
|
| 124 |
+
@article{HanKhuri2010,
|
| 125 |
+
author = {Han, Qing and Khuri, Marcus},
|
| 126 |
+
title = {On the local isometric embedding in {$\mathbb{R}^3$}
|
| 127 |
+
of surfaces with {Gaussian} curvature of mixed sign},
|
| 128 |
+
journal = {Communications in Analysis and Geometry},
|
| 129 |
+
volume = {18},
|
| 130 |
+
number = {4},
|
| 131 |
+
year = {2010},
|
| 132 |
+
pages = {649--704},
|
| 133 |
+
doi = {10.4310/CAG.2010.v18.n4.a2},
|
| 134 |
+
eprint = {1009.6214},
|
| 135 |
+
archivePrefix = {arXiv},
|
| 136 |
+
url = {https://arxiv.org/abs/1009.6214}
|
| 137 |
+
}
|
| 138 |
+
|
| 139 |
+
@article{Lin2015,
|
| 140 |
+
author = {Lin, Tsung-Yin},
|
| 141 |
+
title = {On the local isometric embedding in {$\mathbb{R}^3$}
|
| 142 |
+
of surfaces with zero sets of {Gaussian} curvature
|
| 143 |
+
forming cusp domains},
|
| 144 |
+
journal = {Communications in Partial Differential Equations},
|
| 145 |
+
volume = {41},
|
| 146 |
+
number = {10},
|
| 147 |
+
year = {2016},
|
| 148 |
+
pages = {1553--1592},
|
| 149 |
+
doi = {10.1080/03605302.2016.1227336},
|
| 150 |
+
eprint = {1510.07505},
|
| 151 |
+
archivePrefix = {arXiv},
|
| 152 |
+
url = {https://arxiv.org/abs/1510.07505}
|
| 153 |
+
}
|
| 154 |
+
|
| 155 |
+
@misc{Ghomi2019,
|
| 156 |
+
author = {Ghomi, Mohammad},
|
| 157 |
+
title = {Open problems in geometry of curves and surfaces},
|
| 158 |
+
year = {2019},
|
| 159 |
+
note = {Author-hosted survey, revised 2 September 2019; Section 1.5},
|
| 160 |
+
url = {https://ghomi.math.gatech.edu/Papers/op.pdf}
|
| 161 |
+
}
|
| 162 |
+
|
| 163 |
+
@article{Janet1926,
|
| 164 |
+
author = {Janet, Maurice},
|
| 165 |
+
title = {Sur la possibilit{\'e} de plonger un espace riemannien donn{\'e}
|
| 166 |
+
dans un espace euclidien},
|
| 167 |
+
journal = {Annales de la Soci{\'e}t{\'e} Polonaise de Math{\'e}matique},
|
| 168 |
+
volume = {5},
|
| 169 |
+
year = {1926},
|
| 170 |
+
pages = {38--43},
|
| 171 |
+
url = {https://rcin.org.pl/dlibra/publication/31746/edition/15034}
|
| 172 |
+
}
|
| 173 |
+
|
| 174 |
+
@article{Cartan1927,
|
| 175 |
+
author = {Cartan, {\'E}lie},
|
| 176 |
+
title = {Sur la possibilit{\'e} de plonger un espace riemannien donn{\'e}
|
| 177 |
+
dans un espace euclidien},
|
| 178 |
+
journal = {Annales de la Soci{\'e}t{\'e} Polonaise de Math{\'e}matique},
|
| 179 |
+
volume = {6},
|
| 180 |
+
year = {1927},
|
| 181 |
+
pages = {1--7},
|
| 182 |
+
url = {https://rcin.org.pl/dlibra/publication/32955/edition/18106}
|
| 183 |
+
}
|
| 184 |
+
|
| 185 |
+
@article{Yau2000,
|
| 186 |
+
author = {Yau, Shing-Tung},
|
| 187 |
+
title = {Review of geometry and analysis},
|
| 188 |
+
journal = {Asian Journal of Mathematics},
|
| 189 |
+
volume = {4},
|
| 190 |
+
number = {1},
|
| 191 |
+
year = {2000},
|
| 192 |
+
pages = {235--278},
|
| 193 |
+
doi = {10.4310/AJM.2000.v4.n1.a16},
|
| 194 |
+
url = {https://archive.intlpress.com/site/pub/files/_fulltext/journals/ajm/2000/0004/0001/AJM-2000-0004-0001-a016.pdf}
|
| 195 |
+
}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/assembly.tex
ADDED
|
@@ -0,0 +1,289 @@
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|
| 1 |
+
\section{Assembly of a smooth metric germ}\label{sec:assembly}
|
| 2 |
+
|
| 3 |
+
We now turn the whole-patch obstruction into one metric germ.
|
| 4 |
+
There are two levels of accumulation: obstructed patches approach
|
| 5 |
+
every boundary point of each negative disk, and the disks approach
|
| 6 |
+
the origin. Summable bounds in each derivative order will preserve
|
| 7 |
+
smoothness at both levels.
|
| 8 |
+
We first recall the elementary prescribed-curvature construction
|
| 9 |
+
used in \cite[p.~453]{Khuri2009}.
|
| 10 |
+
|
| 11 |
+
\begin{lemma}[Prescribing small curvature]\label{lem:prescribe}
|
| 12 |
+
Let \(K_0\in C^\infty((-1,1)^2)\) with
|
| 13 |
+
\(\norm{K_0}_\infty\le10^{-3}\).
|
| 14 |
+
There is a smooth positive metric
|
| 15 |
+
\[
|
| 16 |
+
\bar g=\dd X^2+f(X,Y)^2\dd Y^2
|
| 17 |
+
\]
|
| 18 |
+
whose curvature is \(K_0\). Its eigenvalues have positive uniform
|
| 19 |
+
lower and upper bounds.
|
| 20 |
+
\end{lemma}
|
| 21 |
+
|
| 22 |
+
\begin{proof}
|
| 23 |
+
Solve the ordinary differential equation with parameter \(Y\),
|
| 24 |
+
\begin{equation}\label{eq:prescribe-ode}
|
| 25 |
+
f_{XX}=-K_0f,\qquad f(0,Y)=1,\qquad f_X(0,Y)=0.
|
| 26 |
+
\end{equation}
|
| 27 |
+
Smooth parameter dependence gives smoothness. On any segment
|
| 28 |
+
joining \(0\) to \(X\), let \(F\) be the supremum of \(\abs f\).
|
| 29 |
+
The integral equation gives
|
| 30 |
+
\[
|
| 31 |
+
\sup\abs{f-1}\le10^{-3}F,\qquad F\le1+10^{-3}F.
|
| 32 |
+
\]
|
| 33 |
+
Thus \(f\) stays uniformly close to one and, in particular,
|
| 34 |
+
strictly positive. Computing the Christoffel symbols of
|
| 35 |
+
\(\dd X^2+f^2\dd Y^2\) gives \(K_{\bar g}=-f_{XX}/f\).
|
| 36 |
+
This formula holds also when \(f\) depends on \(Y\).
|
| 37 |
+
Equation \eqref{eq:prescribe-ode} proves the assertion.
|
| 38 |
+
\end{proof}
|
| 39 |
+
|
| 40 |
+
\subsection{Placement and smooth summation}
|
| 41 |
+
|
| 42 |
+
Use the fixed coordinates \(X,Y\) on \((-1,1)^2\).
|
| 43 |
+
Let \(\mathcal D_j\), \(j\ge1\), be the round disks with centers
|
| 44 |
+
\((2^{-j},0)\) and radii \(2^{-j-4}\).
|
| 45 |
+
They have disjoint closures and disjoint slightly larger
|
| 46 |
+
neighborhoods whose closures avoid the origin, and converge to the
|
| 47 |
+
origin without containing it.
|
| 48 |
+
|
| 49 |
+
Choose a finite set of rotations whose first-axis lines form an
|
| 50 |
+
angular net of mesh less than \(1/1000\).
|
| 51 |
+
Place countably many affine patch maps
|
| 52 |
+
\[
|
| 53 |
+
\Phi_n(x,y)=c_n+\lambda_nR_n(x,y),\qquad \lambda_n>0,
|
| 54 |
+
\]
|
| 55 |
+
where \(R_n\) belongs to this finite set, with the following properties:
|
| 56 |
+
\begin{enumerate}[label=(\roman*),leftmargin=2.3em]
|
| 57 |
+
\item the images of \([-4,4]^2\) have disjoint closures and lie
|
| 58 |
+
outside all the closed disks;
|
| 59 |
+
\item for every \(j\), every \(b\in\partial\mathcal D_j\), and every
|
| 60 |
+
rotation in the net, a sequence of full patches with that rotation
|
| 61 |
+
converges to \(b\), with diameters tending to zero.
|
| 62 |
+
\end{enumerate}
|
| 63 |
+
To obtain this placement, use disjoint thin annuli outside each
|
| 64 |
+
\(\mathcal D_j\), within its larger neighborhood, converging to
|
| 65 |
+
its boundary. In each annulus choose finitely many distinct centers
|
| 66 |
+
so that those assigned each rotation form a successively finer
|
| 67 |
+
angular net on the circle. Their number is finite, so all square
|
| 68 |
+
sizes can be chosen small enough to give disjoint closed patches
|
| 69 |
+
inside that annulus. This proves both properties. \Cref{fig:accumulation} separates the
|
| 70 |
+
two levels of the construction.
|
| 71 |
+
|
| 72 |
+
\input{figures/accumulation}
|
| 73 |
+
|
| 74 |
+
Now prescribe \(K_0\). In each \(\mathcal D_j\) choose a smooth
|
| 75 |
+
negative bump, strictly negative throughout the disk and flat on
|
| 76 |
+
its boundary. In each patch choose a smooth bump supported in
|
| 77 |
+
\(\Phi_n((-4,4)^2)\), equal on a neighborhood of
|
| 78 |
+
\(\Phi_n([-3,3]^2)\) to
|
| 79 |
+
\begin{equation}\label{eq:patch-K0}
|
| 80 |
+
K_0(\Phi_n(x,y))=\kappa_n(x^2-h(y)),\qquad \kappa_n>0.
|
| 81 |
+
\end{equation}
|
| 82 |
+
The amplitudes of all disk and patch bumps can be chosen so that
|
| 83 |
+
their sum is smooth and \(\norm{K_0}_\infty\le10^{-3}\).
|
| 84 |
+
Here is a precise choice. Enumerate the unscaled, globally smooth
|
| 85 |
+
bump profiles, extended by zero, as \(k_n\). Choose positive
|
| 86 |
+
numbers \(\epsilon_n\) such that
|
| 87 |
+
\[
|
| 88 |
+
\norm{\epsilon_nk_n}_{C^m}\le10^{-3}2^{-n}
|
| 89 |
+
\qquad (0\le m\le n).
|
| 90 |
+
\]
|
| 91 |
+
There are only finitely many restrictions at stage \(n\).
|
| 92 |
+
For each fixed \(m\), the resulting series of derivatives has
|
| 93 |
+
a uniformly summable tail. Its sum is \(C^\infty\), including
|
| 94 |
+
on all accumulation sets. Disjointness of the supports preserves
|
| 95 |
+
the strict negativity inside each disk and the exact profiles
|
| 96 |
+
\eqref{eq:patch-K0}. Every summand is flat at each disk-boundary
|
| 97 |
+
point at which its support can accumulate, so
|
| 98 |
+
\[
|
| 99 |
+
K_0=0\qquad\text{on }\partial\mathcal D_j
|
| 100 |
+
\]
|
| 101 |
+
for every \(j\).
|
| 102 |
+
|
| 103 |
+
Apply \Cref{lem:prescribe} to obtain \(\bar g\).
|
| 104 |
+
For each patch, the actual pullback \(g_{0,n}=\Phi_n^*\bar g\)
|
| 105 |
+
has curvature
|
| 106 |
+
\[
|
| 107 |
+
K_{g_{0,n}}=K_{\bar g}\circ\Phi_n
|
| 108 |
+
=\kappa_n(x^2-h(y)).
|
| 109 |
+
\]
|
| 110 |
+
Indeed, in coefficient matrices,
|
| 111 |
+
\(g_{0,n}=\lambda_n^2R_n^T(\bar g\circ\Phi_n)R_n\);
|
| 112 |
+
curvature is a scalar under pullback.
|
| 113 |
+
This is a background metric of the kind required in
|
| 114 |
+
\Cref{sec:model}.
|
| 115 |
+
|
| 116 |
+
By \Cref{prop:patch}, choose a smooth tensor perturbation
|
| 117 |
+
\(\eta_n\) supported in the model box \(\mathcal P\) such that
|
| 118 |
+
\(g_{0,n}+\eta_n\) admits no admissible height.
|
| 119 |
+
Push \(\eta_n\) to the original coordinates and extend by zero,
|
| 120 |
+
obtaining \(\widehat\eta_n\).
|
| 121 |
+
The extension is smooth because its support is strictly inside
|
| 122 |
+
the full patch. In matrix notation the pushforward is
|
| 123 |
+
\[
|
| 124 |
+
\widehat\eta_n
|
| 125 |
+
=\lambda_n^{-2}R_n(\eta_n\circ\Phi_n^{-1})R_n^T.
|
| 126 |
+
\]
|
| 127 |
+
Consequently, for each ordinary derivative order \(m\),
|
| 128 |
+
\[
|
| 129 |
+
\norm{D^m\widehat\eta_n}_\infty
|
| 130 |
+
\le C_m\lambda_n^{-m-2}\norm{D^m\eta_n}_\infty,
|
| 131 |
+
\]
|
| 132 |
+
where \(C_m\) accounts only for the fixed-dimensional component
|
| 133 |
+
norms and rotation. The perturbation may be chosen arbitrarily
|
| 134 |
+
small in every prescribed finite collection of seminorms, so
|
| 135 |
+
these fixed scaling costs can be paid separately on each patch.
|
| 136 |
+
Require
|
| 137 |
+
\begin{equation}\label{eq:tensor-sum}
|
| 138 |
+
\norm{\widehat\eta_n}_{C^m}\le\epsilon\,2^{-n}
|
| 139 |
+
\qquad(0\le m\le n),
|
| 140 |
+
\end{equation}
|
| 141 |
+
where \(\epsilon>0\) is smaller than half a uniform lower
|
| 142 |
+
eigenvalue bound for \(\bar g\).
|
| 143 |
+
The metric
|
| 144 |
+
\begin{equation}\label{eq:final-metric}
|
| 145 |
+
g=\bar g+\sum_{n=1}^\infty\widehat\eta_n
|
| 146 |
+
\end{equation}
|
| 147 |
+
is therefore smooth and positive.
|
| 148 |
+
It retains the chosen patch obstruction on every patch:
|
| 149 |
+
all the other tensor perturbations vanish there.
|
| 150 |
+
Every tensor perturbation and all its derivatives vanish on
|
| 151 |
+
each closed disk. Uniform convergence of the derivative series
|
| 152 |
+
in \eqref{eq:tensor-sum} consequently preserves the background
|
| 153 |
+
metric jets on those disks and their boundaries. Thus
|
| 154 |
+
\begin{equation}\label{eq:disk-curvature}
|
| 155 |
+
K_g<0\text{ in }\mathcal D_j,\qquad
|
| 156 |
+
K_g=0\text{ on }\partial\mathcal D_j.
|
| 157 |
+
\end{equation}
|
| 158 |
+
This construction imposes no lower bound on the individual
|
| 159 |
+
\(\kappa_n\), \(\lambda_n\), or admissible Hessian separations.
|
| 160 |
+
|
| 161 |
+
\subsection{The boundary obstruction}
|
| 162 |
+
|
| 163 |
+
The following graph observation is also used in the geometric
|
| 164 |
+
construction of \cite[Section~2, Step~3]{NY2002}. We include its short proof.
|
| 165 |
+
|
| 166 |
+
\begin{lemma}[A negatively curved disk]\label{lem:disk}
|
| 167 |
+
Suppose a smooth metric on a neighborhood of a closed disk
|
| 168 |
+
has negative curvature in the disk and zero curvature on its
|
| 169 |
+
boundary. If an isometric immersion of this neighborhood is
|
| 170 |
+
a graph over a plane, its second fundamental form is nonzero
|
| 171 |
+
at some boundary point. At that point it has rank one.
|
| 172 |
+
\end{lemma}
|
| 173 |
+
|
| 174 |
+
\begin{proof}
|
| 175 |
+
Let \(u\) be the graph function and let \(\Omega\) be the planar
|
| 176 |
+
projection of the disk. This is a bounded domain with connected
|
| 177 |
+
smooth boundary, and \(u\) is smooth on a neighborhood of
|
| 178 |
+
\(\overline\Omega\). Suppose the second fundamental form vanishes
|
| 179 |
+
at every boundary point. The graph formula
|
| 180 |
+
\[
|
| 181 |
+
\II_{ij}=\frac{u_{ij}}{\sqrt{1+\abs{Du}^2}}
|
| 182 |
+
\]
|
| 183 |
+
then gives \(D^2u=0\) along \(\partial\Omega\). Differentiation
|
| 184 |
+
along this connected curve shows that \(Du\) is a fixed vector
|
| 185 |
+
\(a\) there. Hence \(u=a\cdot x+c\) on the boundary for a constant
|
| 186 |
+
\(c\).
|
| 187 |
+
|
| 188 |
+
The function \(v=u-a\cdot x-c\) is zero on \(\partial\Omega\)
|
| 189 |
+
and has
|
| 190 |
+
\[
|
| 191 |
+
\det D^2v=\det D^2u<0\qquad\text{in }\Omega.
|
| 192 |
+
\]
|
| 193 |
+
It cannot vanish identically. If it is nonzero, compactness
|
| 194 |
+
gives either a positive interior maximum or a negative interior
|
| 195 |
+
minimum. Its Hessian is semidefinite there, with nonnegative
|
| 196 |
+
determinant, a contradiction.
|
| 197 |
+
Thus the second fundamental form is nonzero at some boundary
|
| 198 |
+
point. The Gauss equation and zero boundary curvature make
|
| 199 |
+
its determinant zero, so its rank is one.
|
| 200 |
+
\end{proof}
|
| 201 |
+
|
| 202 |
+
\begin{proof}[Proof of Theorem~A]
|
| 203 |
+
Use the metric \eqref{eq:final-metric}.
|
| 204 |
+
Suppose that a neighborhood of the origin admits a smooth
|
| 205 |
+
isometric immersion \(F\) into \(\R^3\).
|
| 206 |
+
Projection onto the tangent plane at \(F(0)\) is a local
|
| 207 |
+
diffeomorphism. After restricting the domain, the immersion
|
| 208 |
+
is a graph and the projection is a diffeomorphism onto a
|
| 209 |
+
planar open set. Choose \(j\) so large that
|
| 210 |
+
\(\overline{\mathcal D_j}\) lies in this restricted domain.
|
| 211 |
+
By \eqref{eq:disk-curvature} and \Cref{lem:disk}, there is
|
| 212 |
+
\(b\in\partial\mathcal D_j\) where \(\II\) is nonzero and
|
| 213 |
+
has rank one.
|
| 214 |
+
|
| 215 |
+
Let \(e\) be the fixed unit normal at \(F(b)\), and set
|
| 216 |
+
\(z=\langle F,e\rangle\). By \Cref{lem:height}, the covariant
|
| 217 |
+
Hessian \(H\) is nonzero and rank one at \(b\), while \(dz(b)=0\).
|
| 218 |
+
In particular \(1-\abs{dz}_g^2>0\) nearby.
|
| 219 |
+
|
| 220 |
+
Regard \(H(b)\) as a symmetric form in the fixed \(X,Y\)
|
| 221 |
+
parameter plane. Choose a rotation in our finite net whose
|
| 222 |
+
first-axis line makes angle less than \(1/1000\) with its
|
| 223 |
+
kernel. In that rotated parameter frame, a rank-one form
|
| 224 |
+
has
|
| 225 |
+
\[
|
| 226 |
+
H_{yy}(b)\ne0,\qquad
|
| 227 |
+
\abs{H_{xy}(b)/H_{yy}(b)}
|
| 228 |
+
=\abs{\tan\alpha}<1/100,
|
| 229 |
+
\]
|
| 230 |
+
where \(\alpha\) is the angular error.
|
| 231 |
+
Continuity gives the same strict inequalities in a
|
| 232 |
+
neighborhood of \(b\).
|
| 233 |
+
|
| 234 |
+
There are full patches of this orientation converging to \(b\).
|
| 235 |
+
One such patch lies wholly in that neighborhood and in the
|
| 236 |
+
domain of \(F\). Its common dilation of the two axes multiplies
|
| 237 |
+
all Hessian entries by the same positive factor, leaving their
|
| 238 |
+
ratio unchanged. In model coordinates the pulled-back height
|
| 239 |
+
is therefore smooth on a neighborhood of \(S\), has \(E>0\),
|
| 240 |
+
\(H_{yy}\ne0\), and \(\abs q\le1/100\) throughout \(S\).
|
| 241 |
+
It satisfies the Darboux equation by \Cref{lem:height}.
|
| 242 |
+
It is an admissible height for a metric chosen to have none,
|
| 243 |
+
contradicting \Cref{prop:patch}.
|
| 244 |
+
|
| 245 |
+
Thus no neighborhood of the origin admits the asserted smooth
|
| 246 |
+
isometric immersion. The open square with the smooth positive
|
| 247 |
+
metric \(g\) is the required Riemannian surface.
|
| 248 |
+
\end{proof}
|
| 249 |
+
|
| 250 |
+
\begin{corollary}[Euclidean Taylor jet]\label{cor:flat-jet}
|
| 251 |
+
The metric in Theorem~A can be chosen so that, in the coordinates
|
| 252 |
+
\(X,Y\),
|
| 253 |
+
\[
|
| 254 |
+
\partial^\alpha(g_{ij}-\delta_{ij})(0)=0
|
| 255 |
+
\qquad
|
| 256 |
+
\text{for every multi-index }\alpha\in\mathbb N_0^2
|
| 257 |
+
\text{ and }i,j\in\{1,2\}.
|
| 258 |
+
\]
|
| 259 |
+
Thus smooth local isometric realizability is not determined by
|
| 260 |
+
the full Taylor jet of the metric at the base point.
|
| 261 |
+
\end{corollary}
|
| 262 |
+
|
| 263 |
+
\begin{proof}
|
| 264 |
+
Every individual curvature bump and every tensor
|
| 265 |
+
\(\widehat\eta_n\) vanishes on a neighborhood of the origin.
|
| 266 |
+
The uniform convergence of each derivative series therefore gives
|
| 267 |
+
\[
|
| 268 |
+
\partial^\alpha K_0(0)=0,
|
| 269 |
+
\qquad
|
| 270 |
+
\partial^\alpha\Bigl(\sum_n\widehat\eta_n\Bigr)(0)=0
|
| 271 |
+
\]
|
| 272 |
+
for every multi-index \(\alpha\).
|
| 273 |
+
It remains to check the background metric
|
| 274 |
+
\(\bar g=\dd X^2+f^2\dd Y^2\).
|
| 275 |
+
The initial conditions in \eqref{eq:prescribe-ode} give
|
| 276 |
+
\(\partial_X^a\partial_Y^b(f-1)(0)=0\) for \(a=0,1\)
|
| 277 |
+
and every \(b\ge0\). For \(a\ge2\), the same equation yields
|
| 278 |
+
\[
|
| 279 |
+
\partial_X^a\partial_Y^b(f-1)(0)
|
| 280 |
+
=-\partial_X^{a-2}\partial_Y^b(K_0f)(0)=0,
|
| 281 |
+
\]
|
| 282 |
+
since every term in the Leibniz expansion contains a derivative
|
| 283 |
+
of \(K_0\) at the origin. Hence \(f-1\), and therefore
|
| 284 |
+
\(\bar g_{ij}-\delta_{ij}\), has zero derivatives of every order
|
| 285 |
+
there. Adding the tensor series preserves this property.
|
| 286 |
+
The Euclidean metric itself admits an isometric immersion into
|
| 287 |
+
\(\R^3\), whereas the constructed metric does not on any
|
| 288 |
+
neighborhood of the origin.
|
| 289 |
+
\end{proof}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/caps.tex
ADDED
|
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|
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|
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|
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|
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|
|
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|
| 1 |
+
\section{Uniform regularity on caps}\label{sec:caps}
|
| 2 |
+
|
| 3 |
+
The purpose of this section is to turn low-order control of an
|
| 4 |
+
admissible height into all-orders control wherever the metric has
|
| 5 |
+
all-orders control in a lower or upper cap. The edge facing the
|
| 6 |
+
center is artificial: no high-order boundary data will be imposed
|
| 7 |
+
there.
|
| 8 |
+
|
| 9 |
+
Throughout this section we consider families of metrics \(g\in\mathcal U\)
|
| 10 |
+
and admissible heights \(z\). Assume fixed uniform bounds
|
| 11 |
+
\begin{equation}\label{eq:low-bounds}
|
| 12 |
+
\norm g_{C^8(S)}+\norm z_{C^8(S)}\le M,\qquad
|
| 13 |
+
g\ge cI,\qquad \abs{H_{yy}}\ge c,\qquad E\ge c,
|
| 14 |
+
\end{equation}
|
| 15 |
+
where \(M<\infty\) and \(c>0\). Constants in this section may depend
|
| 16 |
+
on these bounds, on \(\kappa,h\), and on the derivative order.
|
| 17 |
+
|
| 18 |
+
Set
|
| 19 |
+
\begin{equation}\label{eq:DGa}
|
| 20 |
+
D=\pd_x-q\pd_y,\qquad G=\frac E{H_{yy}^2},\qquad a=KG.
|
| 21 |
+
\end{equation}
|
| 22 |
+
Use flow coordinates \(t,s\) defined by
|
| 23 |
+
\begin{equation}\label{eq:flow}
|
| 24 |
+
x=t,\qquad y_t(t,s)=-q(t,y(t,s)),\qquad y(0,s)=s.
|
| 25 |
+
\end{equation}
|
| 26 |
+
They exist on \([-2,2]^2\), have image in the interior of \(S\),
|
| 27 |
+
and satisfy
|
| 28 |
+
\begin{equation}\label{eq:flow-bounds}
|
| 29 |
+
\abs{y(t,s)-s}\le1/50,\qquad D=\pd_t,\qquad
|
| 30 |
+
0<c_0\le s_y\le C_0.
|
| 31 |
+
\end{equation}
|
| 32 |
+
Indeed the first estimate follows from \(\abs q\le1/100\).
|
| 33 |
+
Differentiating the flow gives
|
| 34 |
+
\[
|
| 35 |
+
y_s=\exp\left(-\int_0^t q_y(r,y(r,s))\dd r\right)>0.
|
| 36 |
+
\]
|
| 37 |
+
The low bounds give uniform bounds for the derivatives of the chart
|
| 38 |
+
and its inverse through the orders used below, in particular through
|
| 39 |
+
order three. Denote this chart by \(\Phi_z(t,s)=(t,y(t,s))\).
|
| 40 |
+
|
| 41 |
+
\begin{proposition}[Cap regularity]\label{prop:cap}
|
| 42 |
+
Fix \(-1/4<b_*\le0\), and assume \eqref{eq:low-bounds}.
|
| 43 |
+
Suppose that, for every compact rectangle
|
| 44 |
+
\[
|
| 45 |
+
R\Subset(-2,2)\times(-2,b_*),
|
| 46 |
+
\]
|
| 47 |
+
the ordinary coordinate derivatives of \(g\) of every order have
|
| 48 |
+
uniform bounds on \(\Phi_z(R)\).
|
| 49 |
+
Then the ordinary coordinate derivatives of \(z\) of every order
|
| 50 |
+
also have uniform bounds on \(\Phi_z(R)\).
|
| 51 |
+
The corresponding assertion holds for the upper cap
|
| 52 |
+
\((-2,2)\times(-b_*,2)\).
|
| 53 |
+
\end{proposition}
|
| 54 |
+
|
| 55 |
+
Here and below a rectangle has sides parallel to the \(t,s\) axes.
|
| 56 |
+
Its image may depend on the solution, but all margins in coordinate
|
| 57 |
+
labels are chosen independently of the member of the family.
|
| 58 |
+
More precisely, if \(R\Subset R'\) are two such rectangles, the
|
| 59 |
+
uniform bounds for the chart and its inverse give a fixed radius
|
| 60 |
+
of ordinary coordinate balls around points of \(\Phi_z(R)\)
|
| 61 |
+
that stay inside \(\Phi_z(R')\). We can therefore apply local
|
| 62 |
+
Sobolev estimates with uniform constants in the original coordinates.
|
| 63 |
+
No high derivatives of the chart are needed for this step.
|
| 64 |
+
|
| 65 |
+
\subsection{The differentiated equation}
|
| 66 |
+
|
| 67 |
+
At the induction step we estimate \(u=\pd_y^lz\) first; the
|
| 68 |
+
Darboux equation then recovers derivatives with more \(x\) indices.
|
| 69 |
+
We differentiate in the original coordinates before passing to
|
| 70 |
+
the flow chart, whose high derivatives are not yet controlled.
|
| 71 |
+
Solving the Darboux equation for \(z_{xx}\) gives
|
| 72 |
+
\begin{equation}\label{eq:P}
|
| 73 |
+
z_{xx}=P(x,y,z_i,z_{xy},z_{yy})
|
| 74 |
+
=\Gamma^r_{xx}z_r+\frac{H_{xy}^2+KE}{H_{yy}}.
|
| 75 |
+
\end{equation}
|
| 76 |
+
The metric and its derivatives are prescribed arguments of \(P\).
|
| 77 |
+
In particular,
|
| 78 |
+
\begin{equation}\label{eq:P-partials}
|
| 79 |
+
P_{z_{xy}}=2q,\qquad P_{z_{yy}}=-q^2-a,\qquad
|
| 80 |
+
P_{z_i}=\Gamma^i_{DD}+O(K).
|
| 81 |
+
\end{equation}
|
| 82 |
+
The notation \(\Gamma^i_{DD}\) contracts the two lower Christoffel
|
| 83 |
+
indices against \(D\), without differentiating \(D\).
|
| 84 |
+
The last identity follows more explicitly from
|
| 85 |
+
\[
|
| 86 |
+
P_{z_i}=\Gamma^i_{DD}
|
| 87 |
+
+K\left(\frac{E_{z_i}}{H_{yy}}
|
| 88 |
+
+\frac{E\Gamma^i_{yy}}{H_{yy}^2}\right).
|
| 89 |
+
\]
|
| 90 |
+
All coefficients in an \(O(K)\) term in this section are uniformly
|
| 91 |
+
bounded under \eqref{eq:low-bounds}.
|
| 92 |
+
|
| 93 |
+
\begin{lemma}[Curvature drift]\label{lem:drift}
|
| 94 |
+
The quantities in \eqref{eq:DGa} satisfy
|
| 95 |
+
\begin{equation}\label{eq:drift}
|
| 96 |
+
Dq-P_{z_x}q-P_{z_y}=K_yG+O(K).
|
| 97 |
+
\end{equation}
|
| 98 |
+
\end{lemma}
|
| 99 |
+
|
| 100 |
+
\begin{proof}
|
| 101 |
+
Put \(Y=\pd_y\). The definitions and the Darboux equation give
|
| 102 |
+
\[
|
| 103 |
+
H(Y,D)=0,\qquad H(D,D)=KE/H_{yy},
|
| 104 |
+
\qquad H(D,\pd_x)=KE/H_{yy}.
|
| 105 |
+
\]
|
| 106 |
+
Thus \(H(D,\cdot)=O(K)\) on bounded coordinate vectors.
|
| 107 |
+
The commutation formula for a covariant Hessian gives
|
| 108 |
+
\begin{equation}\label{eq:hessian-commutation}
|
| 109 |
+
(\nabla_DH)(Y,D)=(\nabla_YH)(D,D)+O(K),
|
| 110 |
+
\end{equation}
|
| 111 |
+
because in dimension two the curvature tensor is a bounded tensor
|
| 112 |
+
multiple of \(K\), and the commutator contracts it against \(dz\).
|
| 113 |
+
|
| 114 |
+
Differentiate \(H(Y,D)=0\). The term containing \(\nabla_DY\)
|
| 115 |
+
is \(O(K)\), and
|
| 116 |
+
\(\nabla_DD=\Gamma^i_{DD}\pd_i-(Dq)Y\). Hence the left side
|
| 117 |
+
of \eqref{eq:hessian-commutation} equals
|
| 118 |
+
\[
|
| 119 |
+
H_{yy}(Dq-q\Gamma^x_{DD}-\Gamma^y_{DD})+O(K).
|
| 120 |
+
\]
|
| 121 |
+
On the right, differentiating \(H(D,D)=KE/H_{yy}\) gives
|
| 122 |
+
\(K_yE/H_{yy}+O(K)\); the two connection terms are \(O(K)\).
|
| 123 |
+
Division by \(H_{yy}\), followed by \eqref{eq:P-partials},
|
| 124 |
+
proves \eqref{eq:drift}.
|
| 125 |
+
\end{proof}
|
| 126 |
+
|
| 127 |
+
\begin{lemma}[High derivative equation]\label{lem:high-equation}
|
| 128 |
+
Let \(l\ge8\). Suppose that the ordinary derivatives of \(z\) through
|
| 129 |
+
order \(l\) have uniform \(L^2\) bounds on images of compact rectangles
|
| 130 |
+
in the lower cap, and that the metric satisfies the hypothesis of
|
| 131 |
+
\Cref{prop:cap}. Then \(u=\pd_y^l z\), re-expressed in flow coordinates,
|
| 132 |
+
satisfies
|
| 133 |
+
\begin{equation}\label{eq:linear-cap}
|
| 134 |
+
u_{tt}+Au_{ss}+Bu_t+Cu_s=R_l,
|
| 135 |
+
\end{equation}
|
| 136 |
+
where \(R_l\) is uniformly bounded in \(L^2\) on smaller compact
|
| 137 |
+
rectangles, and
|
| 138 |
+
\begin{equation}\label{eq:linear-coefficients}
|
| 139 |
+
\begin{gathered}
|
| 140 |
+
A=G_1K,\qquad G_1=Gs_y^2,\qquad
|
| 141 |
+
B=-P_{z_x}-2lq_y,\\
|
| 142 |
+
C=(l+1)A_s+O_l(A).
|
| 143 |
+
\end{gathered}
|
| 144 |
+
\end{equation}
|
| 145 |
+
The function \(G_1\) has positive lower and upper bounds and bounded
|
| 146 |
+
first derivatives. The coefficients \(A,A_t,A_s,B,B_s,C\) are
|
| 147 |
+
uniformly bounded.
|
| 148 |
+
\end{lemma}
|
| 149 |
+
|
| 150 |
+
\begin{proof}
|
| 151 |
+
The inductive \(L^2\) bounds give supremum bounds through order
|
| 152 |
+
\(l-2\) on smaller sets by the local two-dimensional Sobolev
|
| 153 |
+
inequality on the ordinary coordinate balls described above.
|
| 154 |
+
|
| 155 |
+
Differentiate \eqref{eq:P} \(l\) times in the original \(y\)
|
| 156 |
+
coordinate. In addition to the direct linearization, the terms
|
| 157 |
+
containing derivatives of \(z\) of order \(l+1\) are
|
| 158 |
+
\[
|
| 159 |
+
l\bigl(2q_yu_x-(q^2+a)_yu_y\bigr).
|
| 160 |
+
\]
|
| 161 |
+
These arise when a second-jet argument receives \(l-1\)
|
| 162 |
+
differentiations and the remaining single derivative is placed
|
| 163 |
+
elsewhere. The coefficient derivatives are total derivatives,
|
| 164 |
+
including the explicit metric dependence of \(P\).
|
| 165 |
+
|
| 166 |
+
Every remaining differentiated solution factor has order at most
|
| 167 |
+
\(l\). A factor of order at least \(l-1\) consumes at least \(l-3\)
|
| 168 |
+
of the \(l\) differentiations. There cannot be two such factors,
|
| 169 |
+
since \(2(l-3)>l\) for \(l\ge8\). Thus all but at most one factor
|
| 170 |
+
use the supremum bounds through order \(l-2\); the remaining factor
|
| 171 |
+
uses its \(L^2\) bound. Metric derivatives are bounded by hypothesis,
|
| 172 |
+
and inverse powers of \(H_{yy}\) are bounded by
|
| 173 |
+
\eqref{eq:low-bounds}. The remainder is consequently bounded in
|
| 174 |
+
\(L^2\).
|
| 175 |
+
|
| 176 |
+
Using
|
| 177 |
+
\[
|
| 178 |
+
D^2=\pd_x^2-2q\pd_{xy}+q^2\pd_y^2-(Dq)\pd_y
|
| 179 |
+
\]
|
| 180 |
+
and \(\pd_x=D+q\pd_y\), the differentiated equation becomes
|
| 181 |
+
\begin{equation}\label{eq:pre-flow}
|
| 182 |
+
\left[
|
| 183 |
+
D^2+a\pd_y^2+BD+
|
| 184 |
+
\bigl(Dq-P_{z_x}q-P_{z_y}+la_y\bigr)\pd_y
|
| 185 |
+
\right]u=R_l.
|
| 186 |
+
\end{equation}
|
| 187 |
+
Now \(D=\pd_t\), \(\pd_y=s_y\pd_s\), and
|
| 188 |
+
\(\pd_y^2=s_y^2\pd_s^2+s_{yy}\pd_s\).
|
| 189 |
+
By \Cref{lem:drift}, the transverse coefficient is
|
| 190 |
+
\[
|
| 191 |
+
C=a s_{yy}+s_y(K_yG+la_y+O(K))
|
| 192 |
+
=(l+1)Gs_yK_y+O_l(K).
|
| 193 |
+
\]
|
| 194 |
+
Since
|
| 195 |
+
\[
|
| 196 |
+
A_s=Gs_yK_y+K(Gs_y^2)_s,
|
| 197 |
+
\]
|
| 198 |
+
this is \eqref{eq:linear-coefficients}. The factor \(l+1\) has two
|
| 199 |
+
sources: the commutation identity contributes one copy of
|
| 200 |
+
\(Gs_yK_y\), and the term \(la_y\) contributes \(l\) copies.
|
| 201 |
+
Every other transverse term contains \(K\) times a bounded factor.
|
| 202 |
+
All asserted low coefficient
|
| 203 |
+
bounds follow from \eqref{eq:low-bounds} and the flow bounds.
|
| 204 |
+
\end{proof}
|
| 205 |
+
|
| 206 |
+
\subsection{A weighted gradient estimate}
|
| 207 |
+
|
| 208 |
+
The differentiated equation reduces the cap induction to a gain
|
| 209 |
+
of one derivative. Its principal part changes type, so an elliptic
|
| 210 |
+
estimate alone is insufficient. We combine a directed multiplier
|
| 211 |
+
near and inside the negative region with a weighted elliptic
|
| 212 |
+
estimate on its complement.
|
| 213 |
+
|
| 214 |
+
\begin{lemma}[The free cap edge]\label{lem:gradient}
|
| 215 |
+
Retain the model geometry and flow coordinates fixed above.
|
| 216 |
+
Let \(l\ge8\), and let the coefficients satisfy
|
| 217 |
+
\eqref{eq:linear-coefficients} with the uniform bounds in
|
| 218 |
+
\Cref{lem:high-equation}. For every
|
| 219 |
+
\(R_0\Subset(-2,2)\times(-2,b_*)\), there is a larger compact
|
| 220 |
+
rectangle \(R_1\) in that cap and a constant \(C_{R_0,l}\) such that
|
| 221 |
+
every smooth solution of
|
| 222 |
+
\[
|
| 223 |
+
u_{tt}+Au_{ss}+Bu_t+Cu_s=f
|
| 224 |
+
\]
|
| 225 |
+
on a neighborhood of \(R_1\) satisfies
|
| 226 |
+
\begin{equation}\label{eq:gradient-bound}
|
| 227 |
+
\norm{(u_t,u_s)}_{L^2(R_0)}
|
| 228 |
+
\le C_{R_0,l}\bigl(\norm u_{L^2(R_1)}+\norm f_{L^2(R_1)}\bigr).
|
| 229 |
+
\end{equation}
|
| 230 |
+
The constants are uniform over the families under consideration.
|
| 231 |
+
\end{lemma}
|
| 232 |
+
|
| 233 |
+
\begin{proof}
|
| 234 |
+
Choose \(b<b_*\) above the upper edge of \(R_0\).
|
| 235 |
+
Integrations will take place below \(s=b\), with their other three
|
| 236 |
+
edges sufficiently far out that cutoff derivatives lie in
|
| 237 |
+
\[
|
| 238 |
+
3/2<\abs t<2
|
| 239 |
+
\quad\text{or}\quad -2<s<-3/2.
|
| 240 |
+
\]
|
| 241 |
+
Both regions have uniformly positive curvature. At the lateral
|
| 242 |
+
edges, \(t^2-h(y)\ge t^2-1>0\). At the lower edge,
|
| 243 |
+
\eqref{eq:flow-bounds} gives \(y<-1\), so \(h(y)<0\).
|
| 244 |
+
There is room for nested cutoffs there and for a compact rectangle
|
| 245 |
+
\(R_1\) containing every integration set, including its upper edge.
|
| 246 |
+
|
| 247 |
+
Set \(d=b-s\) and \(p=8\). We choose the directed weight to vanish
|
| 248 |
+
like \(d^p\) at the artificial edge; it remains positive on \(R_0\).
|
| 249 |
+
Differentiating such a weight costs a factor \(d^{-1}\), so the
|
| 250 |
+
two estimates will meet at \(K=c_1d\), for a small constant
|
| 251 |
+
\(c_1>0\) chosen below. The directed multiplier controls
|
| 252 |
+
\(K\le c_1d\), where its positive-curvature error is
|
| 253 |
+
\(O(K/d)\). On \(K\ge c_1d\), an elliptic estimate controls
|
| 254 |
+
the stronger weight \(d^{p-1}\), which pays for the weight and
|
| 255 |
+
cutoff derivatives. \Cref{fig:cap} shows the integration geometry.
|
| 256 |
+
|
| 257 |
+
\input{figures/cap}
|
| 258 |
+
|
| 259 |
+
\smallskip
|
| 260 |
+
\noindent\emph{The directed multiplier.}
|
| 261 |
+
The transverse multiplier uses the favorable curvature drift.
|
| 262 |
+
We add a small \(t\)-directed part to obtain positivity at those
|
| 263 |
+
zeros of curvature where \(K_y=0\): there the \(x^2\) term in
|
| 264 |
+
the model curvature must supply the estimate.
|
| 265 |
+
Put
|
| 266 |
+
\begin{equation}\label{eq:weights}
|
| 267 |
+
\begin{gathered}
|
| 268 |
+
I(t,s)=\int_0^tB(r,s)\dd r,\\
|
| 269 |
+
W=d^p e^{-\lambda s+I(t,s)},\qquad
|
| 270 |
+
m=-W,\qquad n=\epsilon tW,\qquad H_0=\lambda+p/d .
|
| 271 |
+
\end{gathered}
|
| 272 |
+
\end{equation}
|
| 273 |
+
Here \(\epsilon>0\) will be small and \(\lambda>0\) large.
|
| 274 |
+
The factor \(e^I\) gives \(m_t=Bm\), canceling the corresponding
|
| 275 |
+
mixed term in the identity below. Also
|
| 276 |
+
\(m_s/W=H_0-I_s\), with \(I_s\) uniformly bounded.
|
| 277 |
+
|
| 278 |
+
Testing against \(mu_s+nu_t\) and integrating by parts gives
|
| 279 |
+
the interior quadratic form
|
| 280 |
+
\begin{equation}\label{eq:quadratic}
|
| 281 |
+
T u_t^2+S_0u_s^2+Ju_tu_s,
|
| 282 |
+
\qquad
|
| 283 |
+
\begin{cases}
|
| 284 |
+
T=(m_s-n_t)/2+Bn,\\
|
| 285 |
+
S_0=-(Am)_s/2+(An)_t/2+Cm,\\
|
| 286 |
+
J=-m_t+Bm-(An)_s+Cn.
|
| 287 |
+
\end{cases}
|
| 288 |
+
\end{equation}
|
| 289 |
+
The symbol \(S_0\) denotes this coefficient, not the model square.
|
| 290 |
+
Substituting \eqref{eq:weights} gives, for large \(\lambda\),
|
| 291 |
+
\begin{equation}\label{eq:quadratic-bounds}
|
| 292 |
+
\begin{aligned}
|
| 293 |
+
T/W&\ge H_0/4,\\
|
| 294 |
+
S_0/W&=-(l+1/2)A_s+\epsilon tA_t/2-H_0A/2+O_l(A),\\
|
| 295 |
+
\abs J/W&\le C_l\epsilon(1+H_0\abs A).
|
| 296 |
+
\end{aligned}
|
| 297 |
+
\end{equation}
|
| 298 |
+
|
| 299 |
+
\smallskip
|
| 300 |
+
\noindent\emph{Positivity near and inside the negative region.}
|
| 301 |
+
There are choices of these constants and \(c_1,c_2>0\) such that
|
| 302 |
+
\begin{equation}\label{eq:coercive}
|
| 303 |
+
T u_t^2+S_0u_s^2+Ju_tu_s
|
| 304 |
+
\ge c_2W(u_t^2+u_s^2)
|
| 305 |
+
\qquad\text{where }K\le c_1d.
|
| 306 |
+
\end{equation}
|
| 307 |
+
We verify the choices in detail.
|
| 308 |
+
|
| 309 |
+
For \(\abs K\) sufficiently small, \eqref{eq:negative-box}
|
| 310 |
+
excludes \(\mathcal P\), so the prescribed curvature formula applies.
|
| 311 |
+
In the lower cap \(y\le1/50\). The plateau and monotonicity in
|
| 312 |
+
\eqref{eq:h} imply \(K_y\le0\) there. Also
|
| 313 |
+
\begin{equation}\label{eq:A-derivatives}
|
| 314 |
+
A_s=G_1K_y/s_y+O(A),\qquad
|
| 315 |
+
A_t=G_1(2\kappa t-qK_y)+O(A).
|
| 316 |
+
\end{equation}
|
| 317 |
+
Thus the first two terms in the second line of
|
| 318 |
+
\eqref{eq:quadratic-bounds}, up to \(O_l(A)\), equal
|
| 319 |
+
\[
|
| 320 |
+
G_1\left[
|
| 321 |
+
-\left(\frac{l+1/2}{s_y}+\frac{\epsilon tq}{2}\right)K_y
|
| 322 |
+
+\epsilon\kappa t^2
|
| 323 |
+
\right].
|
| 324 |
+
\]
|
| 325 |
+
For small fixed \(\epsilon>0\) this is bounded below by a positive
|
| 326 |
+
constant times \(-K_y+\epsilon t^2\). To make its uniform
|
| 327 |
+
positivity independent of the flow chart, consider the fixed
|
| 328 |
+
physical zero set
|
| 329 |
+
\[
|
| 330 |
+
\mathcal Z=\{(x,y)\in[-2,2]\times[-101/50,1/50]:x^2=h(y)\}.
|
| 331 |
+
\]
|
| 332 |
+
It is compact and contains every curvature zero in the lower cap.
|
| 333 |
+
If \(x=0\) on \(\mathcal Z\), then \(y=-1\), where \(K_y<0\);
|
| 334 |
+
at every other point \(x^2>0\). Thus
|
| 335 |
+
\(-K_y+\epsilon x^2\) has a positive minimum on \(\mathcal Z\).
|
| 336 |
+
The uniform bounds for \(G_1,s_y,q\) transfer this minimum to
|
| 337 |
+
the geometric contribution on a common neighborhood of \(K=0\).
|
| 338 |
+
|
| 339 |
+
The cross-term loss after absorbing part of \(T u_t^2\) is bounded by
|
| 340 |
+
\begin{equation}\label{eq:cross-loss}
|
| 341 |
+
\frac{J^2}{TW}
|
| 342 |
+
\le C_l'\epsilon^2\left(H_0^{-1}+H_0A^2\right).
|
| 343 |
+
\end{equation}
|
| 344 |
+
On \(K\le0\), the term \(-H_0A/2=H_0\abs A/2\) is favorable.
|
| 345 |
+
Since \(\abs A\) is bounded, choose \(\epsilon\) small enough
|
| 346 |
+
to absorb the second term of \eqref{eq:cross-loss} into a small
|
| 347 |
+
fraction of \(H_0\abs A\). Increase \(\lambda\) to absorb
|
| 348 |
+
the \(O_l(A)\) terms and the \(H_0^{-1}\) loss.
|
| 349 |
+
Away from a neighborhood of the zero set on the negative side,
|
| 350 |
+
the same increase of \(\lambda\) makes \(H_0\abs A\) dominate
|
| 351 |
+
all bounded adverse terms.
|
| 352 |
+
|
| 353 |
+
Fix these \(\epsilon,\lambda\). On \(0<K\le c_1d\), since \(d\)
|
| 354 |
+
is bounded above,
|
| 355 |
+
\[
|
| 356 |
+
H_0A\le Cc_1(\lambda d_{\max}+p).
|
| 357 |
+
\]
|
| 358 |
+
Choose \(c_1\) so small that this region lies in the preceding
|
| 359 |
+
neighborhood of the zero set, and that the adverse \(H_0A\)
|
| 360 |
+
term and remaining errors use only a fraction of its positive
|
| 361 |
+
lower bound. This proves \eqref{eq:coercive}. The order of
|
| 362 |
+
choices is \(\epsilon\), then \(\lambda\), then \(c_1\).
|
| 363 |
+
|
| 364 |
+
\smallskip
|
| 365 |
+
\noindent\emph{The auxiliary elliptic estimate.}
|
| 366 |
+
On the remaining region we claim
|
| 367 |
+
\begin{equation}\label{eq:aux-elliptic}
|
| 368 |
+
\iint_{\{K\ge c_1d\}} d^{p-1}(u_t^2+u_s^2)\dd t\dd s
|
| 369 |
+
\le C\bigl(\norm u_{L^2(R_1)}^2+\norm f_{L^2(R_1)}^2\bigr),
|
| 370 |
+
\end{equation}
|
| 371 |
+
on any of the supports needed for the directed multiplier.
|
| 372 |
+
To prove it, choose a cutoff \(\chi\) farther out at the three
|
| 373 |
+
elliptic edges, equal to one on those supports. Let \(\phi\) be
|
| 374 |
+
a smooth cutoff equal to zero on \((-\infty,c_1/2]\) and one
|
| 375 |
+
on \([c_1,\infty)\), and test the equation against \(-vu\), where
|
| 376 |
+
\[
|
| 377 |
+
v=d^{p-2}\chi^2\phi(K/d)^2.
|
| 378 |
+
\]
|
| 379 |
+
On \(v>0\), \(A\ge c'd\). In the transition region of \(\phi\),
|
| 380 |
+
\(K=O(d)\), and hence derivatives of \(K/d\) are \(O(d^{-1})\).
|
| 381 |
+
It follows that
|
| 382 |
+
\[
|
| 383 |
+
\abs{v_t}+\abs{v_s}
|
| 384 |
+
\le C\sqrt v\,d^{(p-2)/2}(1+d^{-1}).
|
| 385 |
+
\]
|
| 386 |
+
The squared cutoffs make this inequality valid also at their zeros.
|
| 387 |
+
|
| 388 |
+
Integration by parts produces the positive term
|
| 389 |
+
\(\iint v(u_t^2+Au_s^2)\) and the error
|
| 390 |
+
\[
|
| 391 |
+
\iint u\bigl[(v_t-vB)u_t+((Av)_s-vC)u_s\bigr].
|
| 392 |
+
\]
|
| 393 |
+
On \(v>0\), the coefficient bounds and \(A\ge c'd\) give
|
| 394 |
+
\[
|
| 395 |
+
\frac{(v_t-vB)^2}{v}
|
| 396 |
+
+\frac{((Av)_s-vC)^2}{Av}
|
| 397 |
+
\le C(1+d^{p-5}).
|
| 398 |
+
\]
|
| 399 |
+
Young's inequality absorbs half of the positive term; the remaining
|
| 400 |
+
cost is at most \(C\iint(1+d^{p-5})u^2\).
|
| 401 |
+
Since \(p=8\), this is bounded by \(C\norm u_2^2\).
|
| 402 |
+
The source term is at most \(C\norm f_2\norm u_2\).
|
| 403 |
+
We conclude that
|
| 404 |
+
\[
|
| 405 |
+
\iint v(u_t^2+Au_s^2)
|
| 406 |
+
\le C(\norm u_2^2+\norm f_2^2).
|
| 407 |
+
\]
|
| 408 |
+
Where \(\chi=\phi=1\), \(v=d^{p-2}\gtrsim d^{p-1}\)
|
| 409 |
+
and \(vA\gtrsim d^{p-1}\), proving \eqref{eq:aux-elliptic}.
|
| 410 |
+
This estimate permits ellipticity to degenerate linearly as
|
| 411 |
+
\(s\) approaches \(b\).
|
| 412 |
+
|
| 413 |
+
\smallskip
|
| 414 |
+
\noindent\emph{Combining the estimates.}
|
| 415 |
+
Multiply \(m,n\) by one nonnegative cutoff toward the other three
|
| 416 |
+
edges, equal to one on \(R_0\) and on the nonelliptic portion of
|
| 417 |
+
the integration region. Its derivative terms lie in fixed positive
|
| 418 |
+
curvature; decreasing \(c_1\), if needed, puts those supports
|
| 419 |
+
in the region controlled by \eqref{eq:aux-elliptic}.
|
| 420 |
+
The coefficients in \eqref{eq:quadratic} and the cutoff errors
|
| 421 |
+
are \(O(d^{p-1})\), since \(W\asymp d^p\) and \(H_0=O(1+d^{-1})\).
|
| 422 |
+
Thus \eqref{eq:aux-elliptic} controls all adverse terms outside
|
| 423 |
+
\eqref{eq:coercive}.
|
| 424 |
+
|
| 425 |
+
On the coercive region the source \(f(mu_s+nu_t)\) is absorbed by
|
| 426 |
+
Young's inequality, at a cost \(C\norm f_2^2\). On the complementary
|
| 427 |
+
region use \eqref{eq:aux-elliptic} and
|
| 428 |
+
\(W^2/d^{p-1}=O(d^{p+1})\) to obtain the same bound together
|
| 429 |
+
with \(C\norm u_2^2\). Combining the coercive part with the
|
| 430 |
+
elliptic estimate on its complement, we obtain
|
| 431 |
+
\[
|
| 432 |
+
\iint_{R_0}W(u_t^2+u_s^2)
|
| 433 |
+
\le C(\norm u_{L^2(R_1)}^2+\norm f_{L^2(R_1)}^2).
|
| 434 |
+
\]
|
| 435 |
+
The weight is bounded below on \(R_0\), so this proves
|
| 436 |
+
\eqref{eq:gradient-bound}.
|
| 437 |
+
|
| 438 |
+
All integrations at the artificial edge can first be made below
|
| 439 |
+
\(s=b-\eta\) and then continued to \(\eta=0\).
|
| 440 |
+
For each individual smooth solution, the boundary terms vanish
|
| 441 |
+
because \(W\) and \(v\) vanish to positive order. The edge \(b\)
|
| 442 |
+
is strictly inside the smooth domain. No uniform bound on its
|
| 443 |
+
high derivatives is needed to obtain these identities; the uniform
|
| 444 |
+
estimates involve only the interior \(L^2\) norms just displayed.
|
| 445 |
+
\end{proof}
|
| 446 |
+
|
| 447 |
+
\subsection{Completion of the cap induction}
|
| 448 |
+
|
| 449 |
+
\begin{proof}[Proof of \Cref{prop:cap}]
|
| 450 |
+
We prove uniform \(L^2\) bounds for ordinary derivatives of \(z\)
|
| 451 |
+
through order \(l\), on images of all compact rectangles in the
|
| 452 |
+
cap. The case \(l=8\) follows from \eqref{eq:low-bounds}.
|
| 453 |
+
Assume the assertion at some \(l\ge8\). Apply
|
| 454 |
+
\Cref{lem:high-equation,lem:gradient} with \(f=R_l\).
|
| 455 |
+
The required bounds for \(u,R_l\) on the larger compact rectangle
|
| 456 |
+
are supplied by the induction hypothesis. Measures in the two
|
| 457 |
+
coordinate systems are uniformly comparable.
|
| 458 |
+
|
| 459 |
+
The resulting gradient bound controls
|
| 460 |
+
\[
|
| 461 |
+
\pd_y^{l+1}z=s_yu_s,\qquad
|
| 462 |
+
\pd_x\pd_y^lz=u_t+q s_yu_s.
|
| 463 |
+
\]
|
| 464 |
+
To recover \(\pd_x^k\pd_y^{l+1-k}z\) for \(k\ge2\), apply
|
| 465 |
+
\(\pd_x^{k-2}\pd_y^{l+1-k}\) to \eqref{eq:P}.
|
| 466 |
+
The two top terms on the right are
|
| 467 |
+
\[
|
| 468 |
+
P_{z_{xy}}\pd_x^{k-1}\pd_y^{l+2-k}z
|
| 469 |
+
\quad\text{and}\quad
|
| 470 |
+
P_{z_{yy}}\pd_x^{k-2}\pd_y^{l+3-k}z.
|
| 471 |
+
\]
|
| 472 |
+
They have fewer \(x\) indices. All remaining solution factors
|
| 473 |
+
have order at most \(l\) and obey the same Sobolev product bounds
|
| 474 |
+
as in \Cref{lem:high-equation}. Increasing \(k\) therefore gives
|
| 475 |
+
every derivative of order \(l+1\).
|
| 476 |
+
|
| 477 |
+
This closes the induction. For each fixed derivative order, local
|
| 478 |
+
Sobolev estimates on slightly larger compact rectangles convert
|
| 479 |
+
the \(L^2\) bounds into the asserted supremum bounds. The final
|
| 480 |
+
rectangle is arbitrary and fixed; only the constants and intermediate
|
| 481 |
+
margins depend on the derivative order.
|
| 482 |
+
Reflection \(y\mapsto-y\), using the evenness of \(h\), proves
|
| 483 |
+
the upper-cap assertion.
|
| 484 |
+
\end{proof}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/model.tex
ADDED
|
@@ -0,0 +1,105 @@
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|
| 1 |
+
\section{The model patch and the height equation}\label{sec:model}
|
| 2 |
+
|
| 3 |
+
The first task is to obstruct scalar height functions on a whole
|
| 4 |
+
closed square. We fix a curvature profile with a negative center
|
| 5 |
+
and a positive exterior, then specify the equation and inequalities
|
| 6 |
+
that the final geometric argument will force on one such square.
|
| 7 |
+
|
| 8 |
+
Fix a smooth even function \(h:\R\to\R\) such that
|
| 9 |
+
\begin{equation}\label{eq:h}
|
| 10 |
+
\begin{gathered}
|
| 11 |
+
h=1 \quad\text{on }[-1/2,1/2],\qquad h'\le0\quad\text{on }[0,\infty),\\
|
| 12 |
+
h>0\quad\text{on }(-1,1),\qquad h<0\quad\text{for }\abs y>1,\\
|
| 13 |
+
h(1)=0,\qquad h'(1)<0.
|
| 14 |
+
\end{gathered}
|
| 15 |
+
\end{equation}
|
| 16 |
+
For example, let \(\rho\) be a nonnegative smooth function supported
|
| 17 |
+
in \([1/2,2]\), positive on \((1/2,3/2)\), and put
|
| 18 |
+
\[
|
| 19 |
+
h(y)=1-\frac{\int_0^{\abs y}\rho(v)\dd v}
|
| 20 |
+
{\int_0^1\rho(v)\dd v}.
|
| 21 |
+
\]
|
| 22 |
+
This function has all the required properties.
|
| 23 |
+
|
| 24 |
+
Write \(S=[-3,3]^2\), with coordinates \(x,y\), and fix a positive
|
| 25 |
+
constant \(\kappa\). Let \(g_0\) be a smooth positive metric on a
|
| 26 |
+
neighborhood of \(S\) with curvature
|
| 27 |
+
\begin{equation}\label{eq:model-curvature}
|
| 28 |
+
K_{g_0}(x,y)=\kappa\bigl(x^2-h(y)\bigr).
|
| 29 |
+
\end{equation}
|
| 30 |
+
We will construct such background metrics in \Cref{sec:assembly}.
|
| 31 |
+
Perturbations are smooth symmetric tensors supported in
|
| 32 |
+
\[
|
| 33 |
+
\mathcal P=[-1/10,1/10]^2.
|
| 34 |
+
\]
|
| 35 |
+
Let \(\mathcal U\) be the open set of these perturbations for which
|
| 36 |
+
the resulting metric \(g\) is positive and
|
| 37 |
+
\begin{equation}\label{eq:negative-box}
|
| 38 |
+
K_g<-\kappa/2\qquad\text{on }[-1/5,1/5]^2.
|
| 39 |
+
\end{equation}
|
| 40 |
+
We regard \(\mathcal U\) as a set of metrics with its \(C^\infty\)
|
| 41 |
+
topology. It contains \(g_0\): on this smaller square,
|
| 42 |
+
\(h=1\) and \(x^2\le1/25\). Outside \(\mathcal P\), every metric
|
| 43 |
+
in \(\mathcal U\) still has curvature \eqref{eq:model-curvature}.
|
| 44 |
+
|
| 45 |
+
For a function \(z\), write
|
| 46 |
+
\begin{equation}\label{eq:height-notation}
|
| 47 |
+
H_{ij}=z_{ij}-\Gamma^r_{ij}z_r,\qquad
|
| 48 |
+
E=\det(g)(1-\abs{dz}_g^2).
|
| 49 |
+
\end{equation}
|
| 50 |
+
Here \(K=K_g\), \(\Gamma^r_{ij}\) are the Christoffel symbols of
|
| 51 |
+
\(g\), and repeated indices are summed. Wherever \(H_{yy}\ne0\),
|
| 52 |
+
put \(q=H_{xy}/H_{yy}\). An \emph{admissible height}
|
| 53 |
+
for \(g\) is a function \(z\), smooth on a neighborhood of the closed square \(S\), satisfying throughout~\(S\)
|
| 54 |
+
\begin{equation}\label{eq:admissible}
|
| 55 |
+
H_{xx}H_{yy}-H_{xy}^2=KE,\qquad
|
| 56 |
+
E>0,\qquad H_{yy}\ne0,\qquad \abs q\le1/100.
|
| 57 |
+
\end{equation}
|
| 58 |
+
The scalar equation here is the Darboux equation; compare
|
| 59 |
+
\cite[Equation~(1) and Appendix]{Khuri2009}. We recall the necessary geometric
|
| 60 |
+
identity directly.
|
| 61 |
+
|
| 62 |
+
\begin{lemma}[Height equation]\label{lem:height}
|
| 63 |
+
Let \(F\) be a smooth isometric immersion of a surface into \(\R^3\),
|
| 64 |
+
let \(e\) be a fixed ambient unit vector, and set \(z=\langle F,e\rangle\).
|
| 65 |
+
Then
|
| 66 |
+
\[
|
| 67 |
+
\det(\nabla_g^2z)=K\det(g)(1-\abs{dz}_g^2).
|
| 68 |
+
\]
|
| 69 |
+
If \(e\) is normal to the immersed surface at a point \(b\), then
|
| 70 |
+
\(dz(b)=0\) and \(\nabla_g^2z(b)=\II(b)\), with the choice of unit
|
| 71 |
+
normal equal to \(e\) at \(b\).
|
| 72 |
+
\end{lemma}
|
| 73 |
+
|
| 74 |
+
\begin{proof}
|
| 75 |
+
With \(n\) the chosen unit normal and \(\nu=\langle n,e\rangle\),
|
| 76 |
+
the Gauss formula gives \(\nabla_g^2z=\nu\II\). The tangential and
|
| 77 |
+
normal decomposition of \(e\) gives
|
| 78 |
+
\(\abs{dz}_g^2+\nu^2=1\).
|
| 79 |
+
The Gauss equation \(\det\II=K\det g\) now proves the identity,
|
| 80 |
+
and the final statement follows from \(\nu(b)=1\).
|
| 81 |
+
\end{proof}
|
| 82 |
+
|
| 83 |
+
Only this necessary equation for a height is used. We do not need
|
| 84 |
+
the converse reconstruction of an immersion from a Darboux solution.
|
| 85 |
+
|
| 86 |
+
\begin{proposition}[Patch obstruction]\label{prop:patch}
|
| 87 |
+
The metrics in \(\mathcal U\) admitting no admissible height form
|
| 88 |
+
a residual subset of \(\mathcal U\). In particular, for every
|
| 89 |
+
\(C^\infty\) neighborhood of \(g_0\) in \(\mathcal U\), there is
|
| 90 |
+
a metric in that neighborhood with no admissible height.
|
| 91 |
+
\end{proposition}
|
| 92 |
+
|
| 93 |
+
The whole-square requirement is essential. Every curvature zero
|
| 94 |
+
in \(S\) of a metric in \(\mathcal U\) is a clean change of sign. Indeed,
|
| 95 |
+
\(K<0\) on \(\mathcal P\); outside it,
|
| 96 |
+
\(K_x=2\kappa x\), and a zero with \(x=0\) has
|
| 97 |
+
\(y=\pm1\), where \(K_y\ne0\). Thus the pointwise local-existence
|
| 98 |
+
results recalled in the introduction are compatible with this
|
| 99 |
+
proposition: they do not supply one height satisfying
|
| 100 |
+
\eqref{eq:admissible} throughout \(S\).
|
| 101 |
+
|
| 102 |
+
We prove \Cref{prop:patch} in \Cref{sec:pulse}, after establishing estimates on
|
| 103 |
+
the two caps. \Cref{fig:geometry} shows the model geometry.
|
| 104 |
+
|
| 105 |
+
\input{figures/geometry}
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/build/sections/pulse.tex
ADDED
|
@@ -0,0 +1,406 @@
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|
|
| 1 |
+
\section{The oscillatory pulse and the patch obstruction}\label{sec:pulse}
|
| 2 |
+
|
| 3 |
+
We now prove \Cref{prop:patch} by a category argument. Assuming
|
| 4 |
+
density of a class of metrics admitting uniformly bounded heights,
|
| 5 |
+
we perturb a fixed metric inside a thin strip. Cap regularity and hyperbolic propagation give
|
| 6 |
+
smooth tangential data at both strip edges for every corresponding
|
| 7 |
+
height. A Taylor comparison for the fixed metric isolates the change
|
| 8 |
+
in the transverse derivative caused by the perturbation. Its
|
| 9 |
+
oscillatory moment is incompatible with smooth data at both edges.
|
| 10 |
+
|
| 11 |
+
\subsection{A bounded solution class}
|
| 12 |
+
|
| 13 |
+
The vector space of smooth symmetric tensors supported in
|
| 14 |
+
\(\mathcal P\) is a closed subspace of a smooth-function Fréchet
|
| 15 |
+
space. Its open subset \(\mathcal U\) is therefore a Baire space.
|
| 16 |
+
For \(M\in\N\), consider metrics admitting an admissible height with
|
| 17 |
+
\begin{equation}\label{eq:class-bounds}
|
| 18 |
+
\norm z_{C^8(S)}\le M,\qquad
|
| 19 |
+
M^{-1}\le\abs{H_{yy}}\le M,\qquad E\ge M^{-1}.
|
| 20 |
+
\end{equation}
|
| 21 |
+
Put
|
| 22 |
+
\begin{equation}\label{eq:speed-constants}
|
| 23 |
+
v_*=\sqrt{\kappa/2}\,M^{-3/2},\qquad
|
| 24 |
+
L=100(1+v_*^{-1}).
|
| 25 |
+
\end{equation}
|
| 26 |
+
For each rational \(q_0\), let \(\mathcal A_{M,q_0}\) be the
|
| 27 |
+
subclass in which such a height also satisfies
|
| 28 |
+
\begin{equation}\label{eq:q-class}
|
| 29 |
+
\abs{q(0,0)-q_0}<\frac1{100L}.
|
| 30 |
+
\end{equation}
|
| 31 |
+
These countably many classes cover every metric with an admissible
|
| 32 |
+
height. Indeed smoothness and the strict inequalities on the compact
|
| 33 |
+
square supply some \(M\), after which rational approximation supplies
|
| 34 |
+
\(q_0\). We will show that each class is nowhere dense.
|
| 35 |
+
|
| 36 |
+
Suppose, to the contrary, that the closure of one class contains a
|
| 37 |
+
nonempty open set \(\mathcal O\subset\mathcal U\). Fix
|
| 38 |
+
\(g_*\in\mathcal O\). All test metrics below lie in \(\mathcal O\)
|
| 39 |
+
and converge to \(g_*\) in \(C^8\). Metrics from the class can
|
| 40 |
+
be chosen arbitrarily close to each test metric in the smooth
|
| 41 |
+
topology. We may consequently use uniform low bounds for the metric,
|
| 42 |
+
its inverse, and the first derivatives of \(q\).
|
| 43 |
+
Since \(\abs q\le1/100\), a nonempty class satisfies
|
| 44 |
+
\(\abs{q_0}<1/20\).
|
| 45 |
+
|
| 46 |
+
Introduce linear coordinates
|
| 47 |
+
\begin{equation}\label{eq:shear}
|
| 48 |
+
\xi=x,\qquad \theta=y+q_0x.
|
| 49 |
+
\end{equation}
|
| 50 |
+
On a sufficiently small fixed neighborhood of the center, the
|
| 51 |
+
preceding low bounds imply
|
| 52 |
+
\begin{equation}\label{eq:central-bounds}
|
| 53 |
+
\abs{q-q_0}\le\frac1{10L},
|
| 54 |
+
\qquad \sqrt{-a}\ge v_*.
|
| 55 |
+
\end{equation}
|
| 56 |
+
The second inequality follows from \eqref{eq:negative-box}
|
| 57 |
+
and \eqref{eq:class-bounds}. In these coordinates,
|
| 58 |
+
\begin{equation}\label{eq:sheared-hessian}
|
| 59 |
+
\begin{gathered}
|
| 60 |
+
H_{\theta\theta}=H_{yy},\qquad
|
| 61 |
+
H_{\xi\theta}=(q-q_0)H_{yy},\\
|
| 62 |
+
H_{\xi\xi}=d_0H_{yy},\qquad d_0=(q-q_0)^2+a.
|
| 63 |
+
\end{gathered}
|
| 64 |
+
\end{equation}
|
| 65 |
+
Because \((10L)^{-1}\le v_*/1000\), \(d_0<0\) is separated
|
| 66 |
+
from zero. Solving the height equation in the other direction gives
|
| 67 |
+
\begin{equation}\label{eq:Q}
|
| 68 |
+
z_{\theta\theta}
|
| 69 |
+
=Q_g(\xi,\theta,z_i,z_{\xi\xi},z_{\theta\xi})
|
| 70 |
+
=\Gamma^i_{\theta\theta}z_i+
|
| 71 |
+
\frac{H_{\theta\xi}^2+(K\det g)(1-\abs{dz}_g^2)}
|
| 72 |
+
{H_{\xi\xi}}.
|
| 73 |
+
\end{equation}
|
| 74 |
+
Its second-jet partial derivatives, at a solution, are
|
| 75 |
+
\begin{equation}\label{eq:hyperbolic-coefficients}
|
| 76 |
+
P_1=Q_{z_{\theta\xi}}=\frac{2(q-q_0)}{d_0},
|
| 77 |
+
\qquad S_1=Q_{z_{\xi\xi}}=-\frac1{d_0}>0.
|
| 78 |
+
\end{equation}
|
| 79 |
+
They have bounded first derivatives; \(S_1\) has a positive lower
|
| 80 |
+
bound. The following convenient speed bound follows from
|
| 81 |
+
\eqref{eq:central-bounds}:
|
| 82 |
+
\begin{equation}\label{eq:speed-bound}
|
| 83 |
+
\abs{P_1}+\sqrt{S_1}\le4/v_*<L/4.
|
| 84 |
+
\end{equation}
|
| 85 |
+
|
| 86 |
+
Choose \(r>0\) small enough that the slab
|
| 87 |
+
\begin{equation}\label{eq:slab}
|
| 88 |
+
-r\le\theta\le r,\qquad \abs\xi\le Lr
|
| 89 |
+
\end{equation}
|
| 90 |
+
and fixed margins lie in the preceding neighborhood and inside
|
| 91 |
+
\(\mathcal P\). We also require \(r<1/2\).
|
| 92 |
+
Along a flow line from \eqref{eq:flow},
|
| 93 |
+
\(D\theta=q_0-q\), whereas \(\theta=s\) when \(t=0\).
|
| 94 |
+
The global bound \(\abs q\le1/100\) keeps these flow segments
|
| 95 |
+
in that neighborhood after a further shrinking of \(r\). Thus throughout
|
| 96 |
+
the slab
|
| 97 |
+
\begin{equation}\label{eq:s-theta}
|
| 98 |
+
\abs{s-\theta}\le r/4.
|
| 99 |
+
\end{equation}
|
| 100 |
+
In fact the bound \(r/10\) follows from its \(t\)-length at most \(Lr\).
|
| 101 |
+
|
| 102 |
+
\subsection{The test metrics and smooth data at the pulse edges}
|
| 103 |
+
|
| 104 |
+
Choose a nonzero real \(\chi_0\in C_c^\infty((-Lr/8,Lr/8))\) and
|
| 105 |
+
a nonnegative \(\phi_0\in C_c^\infty((-1,1))\) with
|
| 106 |
+
\(\int\phi_0>0\). For small fixed \(\delta>0\) and integers
|
| 107 |
+
\(\tau\to\infty\), the test metrics are
|
| 108 |
+
\begin{equation}\label{eq:pulse}
|
| 109 |
+
\widetilde g_\tau
|
| 110 |
+
=g_*+\tau^{-N}\chi_0(\xi)\phi_0(\tau\theta/\delta)
|
| 111 |
+
\cos(\tau\xi)\dd\theta^2.
|
| 112 |
+
\end{equation}
|
| 113 |
+
Choose the fixed integer \(N>10\) larger than every derivative order
|
| 114 |
+
in one basic neighborhood of \(g_*\) contained in \(\mathcal O\).
|
| 115 |
+
For each fixed \(\delta\), the test metrics then belong to
|
| 116 |
+
\(\mathcal O\) for all sufficiently large \(\tau\). Only finitely
|
| 117 |
+
many seminorms are involved in this assertion.
|
| 118 |
+
|
| 119 |
+
By the closure assumption choose \(g_\tau\in\mathcal A_{M,q_0}\)
|
| 120 |
+
such that
|
| 121 |
+
\begin{equation}\label{eq:approximation}
|
| 122 |
+
\norm{g_\tau-\widetilde g_\tau}_{C^\tau(S)}
|
| 123 |
+
\le\tau^{-\tau},
|
| 124 |
+
\end{equation}
|
| 125 |
+
and choose a corresponding height \(z_\tau\) with
|
| 126 |
+
\eqref{eq:class-bounds} and \eqref{eq:q-class}.
|
| 127 |
+
We suppress its subscript when deriving estimates.
|
| 128 |
+
All comparisons using finitely many low derivatives hold uniformly
|
| 129 |
+
for large \(\tau\). Their limiting constants can be chosen independently
|
| 130 |
+
of the fixed small \(\delta\), since \(N>10\).
|
| 131 |
+
|
| 132 |
+
Away from the pulse rectangle
|
| 133 |
+
\[
|
| 134 |
+
\abs\theta\le\delta/\tau,\qquad \abs\xi\le Lr/8,
|
| 135 |
+
\]
|
| 136 |
+
the metrics have uniform bounds at every fixed derivative order.
|
| 137 |
+
By \eqref{eq:s-theta}, every point of that rectangle has
|
| 138 |
+
\(\abs s<r/2\) for large \(\tau\), in every solution's flow chart.
|
| 139 |
+
Consequently the image of every compact rectangle in
|
| 140 |
+
\((-2,2)\times(-2,-r/2)\), or in
|
| 141 |
+
\((-2,2)\times(r/2,2)\), misses the pulse support. On all such
|
| 142 |
+
images, \(g_\tau\) differs from the fixed metric \(g_*\) only
|
| 143 |
+
by the approximation error \eqref{eq:approximation}. This verifies
|
| 144 |
+
the metric hypothesis of \Cref{prop:cap} throughout both caps,
|
| 145 |
+
with \(b_*=-r/2\). The proposition gives bounds for every
|
| 146 |
+
derivative of \(z\) on the two cuts
|
| 147 |
+
\begin{equation}\label{eq:cap-cuts}
|
| 148 |
+
\theta=\pm r,\qquad \abs\xi\le Lr.
|
| 149 |
+
\end{equation}
|
| 150 |
+
These cuts lie in compact subsets of the respective flow-coordinate
|
| 151 |
+
caps, uniformly over the solutions.
|
| 152 |
+
\Cref{fig:pulse} shows the cuts and the pulse inside the
|
| 153 |
+
negative-curvature slab.
|
| 154 |
+
|
| 155 |
+
\input{figures/pulse}
|
| 156 |
+
|
| 157 |
+
\begin{lemma}[Propagation to the pulse]\label{lem:propagation}
|
| 158 |
+
At \(\theta=\pm\delta/\tau\), on \(\abs\xi\le Lr/2\),
|
| 159 |
+
the functions \(z,z_\theta\) have uniform bounds for every
|
| 160 |
+
tangential derivative.
|
| 161 |
+
\end{lemma}
|
| 162 |
+
|
| 163 |
+
\begin{proof}
|
| 164 |
+
We record the energy argument, which will also be used on the pulse.
|
| 165 |
+
If \(v\) satisfies
|
| 166 |
+
\[
|
| 167 |
+
v_{\theta\theta}-P_1v_{\theta\xi}-S_1v_{\xi\xi}
|
| 168 |
+
=b^\theta v_\theta+b^\xi v_\xi+R,
|
| 169 |
+
\]
|
| 170 |
+
with the above coefficient bounds and bounded \(b^i\), use the energy
|
| 171 |
+
density and flux
|
| 172 |
+
\[
|
| 173 |
+
e=\frac{v_\theta^2+S_1v_\xi^2}{2},
|
| 174 |
+
\qquad
|
| 175 |
+
j=\frac{P_1v_\theta^2}{2}+S_1v_\xi v_\theta.
|
| 176 |
+
\]
|
| 177 |
+
One has
|
| 178 |
+
\(\abs j\le(\abs{P_1}+\sqrt{S_1})e\).
|
| 179 |
+
Integrate on intervals whose endpoints move inward at speed \(L/4\).
|
| 180 |
+
Multiplication by \(v_\theta\) and integration by parts, with the
|
| 181 |
+
nonpositive boundary loss discarded, gives
|
| 182 |
+
\begin{equation}\label{eq:energy}
|
| 183 |
+
\mathcal E'(\theta)
|
| 184 |
+
\le C\mathcal E(\theta)
|
| 185 |
+
+\sqrt{2\mathcal E(\theta)}\,\norm R_{L^2},
|
| 186 |
+
\qquad \mathcal E(\theta)=\int e\dd\xi.
|
| 187 |
+
\end{equation}
|
| 188 |
+
Thus \(\sqrt{\mathcal E}\) is controlled by its initial value and
|
| 189 |
+
the time integral of \(\norm R_2\), with a Gronwall factor.
|
| 190 |
+
One can justify division at zero energy by first using
|
| 191 |
+
\(\sqrt{\mathcal E+\eta}\) and then letting \(\eta\downarrow0\).
|
| 192 |
+
|
| 193 |
+
Apply this estimate to \(v=\pd_\xi^jz\), \(j\ge8\), obtained by
|
| 194 |
+
differentiating \eqref{eq:Q}. The top second-jet terms give
|
| 195 |
+
the principal coefficients in \eqref{eq:hyperbolic-coefficients}.
|
| 196 |
+
If a second-jet argument receives \(j-1\) differentiations,
|
| 197 |
+
it gives \(v_\xi\) or \(v_\theta\); put these terms, together
|
| 198 |
+
with the direct first-jet linearization, into \(b^i\pd_iv\).
|
| 199 |
+
Their coefficients use only bounded low derivatives.
|
| 200 |
+
Put \(V=(z_\xi,z_\theta)\). Every remaining solution factor is
|
| 201 |
+
a spatial derivative of \(V\) of order at most \(j-1\),
|
| 202 |
+
already controlled by the induction. A factor of order \(j-1\)
|
| 203 |
+
requires at least \(j-2\) of the differentiations, since a
|
| 204 |
+
second-jet argument is already one spatial derivative of \(V\).
|
| 205 |
+
There cannot be two such factors, because \(2(j-2)>j\).
|
| 206 |
+
Bound that factor in \(L^2\), if it occurs. All other factors
|
| 207 |
+
have order at most \(j-2\), so the one-dimensional Sobolev
|
| 208 |
+
inequality and the available \(H^{j-1}\) bound for \(V\)
|
| 209 |
+
control them in supremum norm. This gives the \(L^2\) bound
|
| 210 |
+
for the remainder in \eqref{eq:energy}.
|
| 211 |
+
The same moving interval is used at every derivative order;
|
| 212 |
+
its length has a fixed positive lower bound, so the one-dimensional
|
| 213 |
+
Sobolev constants are uniform.
|
| 214 |
+
|
| 215 |
+
The initial first-jet bounds through spatial order seven follow
|
| 216 |
+
from the \(C^8\) class bound. For each larger order, the initial
|
| 217 |
+
energy on the cut \(\theta=-r\) is bounded by the cap estimate.
|
| 218 |
+
The metric derivatives are bounded on
|
| 219 |
+
\(-r\le\theta\le-\delta/\tau\), so \eqref{eq:energy}
|
| 220 |
+
closes the spatial induction there. The intervals start as
|
| 221 |
+
\([-Lr,Lr]\) and lose at most \(Lr/4\) at each end, leaving
|
| 222 |
+
room for Sobolev estimates on \(\abs\xi\le Lr/2\).
|
| 223 |
+
Reverse time and start at \(\theta=r\) to obtain the same bounds
|
| 224 |
+
at the upper pulse edge.
|
| 225 |
+
\end{proof}
|
| 226 |
+
|
| 227 |
+
\subsection{A comparison across the thin strip}
|
| 228 |
+
|
| 229 |
+
On \(\abs\xi\le Lr/2\), construct a smooth comparison \(z^0\)
|
| 230 |
+
on \(-\delta/\tau\le\theta\le\delta/\tau\) with the same data
|
| 231 |
+
\((z,z_\theta)\) at \(\theta=-\delta/\tau\), satisfying
|
| 232 |
+
\eqref{eq:Q} for the fixed metric \(g_*\) up to \(O(\tau^{-N})\).
|
| 233 |
+
For this purpose take the time Taylor polynomial of degree \(N+1\)
|
| 234 |
+
at the initial edge. Recursively determine its higher coefficients
|
| 235 |
+
from \eqref{eq:Q}, using \(g_*\). At step \(k\), for
|
| 236 |
+
\(0\le k\le N-1\), differentiating the right side \(k\) times
|
| 237 |
+
determines the time derivative of order \(k+2\) from those
|
| 238 |
+
through order \(k+1\) and their spatial derivatives. This is
|
| 239 |
+
possible because \(Q_g\) contains no second time derivative.
|
| 240 |
+
The denominator at the initial
|
| 241 |
+
data stays separated from zero by metric closeness and
|
| 242 |
+
\eqref{eq:sheared-hessian}. The coefficients and each fixed spatial
|
| 243 |
+
derivative are uniformly bounded by \Cref{lem:propagation}.
|
| 244 |
+
The denominator remains nonzero on the short strip. The recurrence
|
| 245 |
+
makes the residual and its first \(N-1\) time derivatives vanish
|
| 246 |
+
at the initial edge. Taylor's formula on a strip of length
|
| 247 |
+
\(2\delta/\tau\) gives the claimed \(O(\tau^{-N})\) bound
|
| 248 |
+
for fixed \(\delta\). In particular, \(z^0_\theta\) at the final
|
| 249 |
+
edge has bounds for all fixed spatial derivatives.
|
| 250 |
+
|
| 251 |
+
Put \(w=z-z^0\). Move \(Q_{g_*}(z)-Q_{g_*}(z^0)\) to the
|
| 252 |
+
linearized side, using mean partial derivatives along the segments
|
| 253 |
+
between their argument vectors
|
| 254 |
+
\((z_i,z_{\xi\xi},z_{\theta\xi})\). This yields
|
| 255 |
+
\begin{equation}\label{eq:w-equation}
|
| 256 |
+
w_{\theta\theta}-P_2w_{\theta\xi}-S_2w_{\xi\xi}
|
| 257 |
+
+\beta^i\pd_iw
|
| 258 |
+
=Q_{g_\tau}(z)-Q_{g_*}(z)+O(\tau^{-N}),
|
| 259 |
+
\end{equation}
|
| 260 |
+
with zero Cauchy data at the lower edge.
|
| 261 |
+
Here \(S_2>0\) has a uniform lower bound; the coefficients
|
| 262 |
+
are bounded and \(P_2,S_2\) have bounded first derivatives.
|
| 263 |
+
To see the positivity, the \(C^8\) bound keeps the actual argument
|
| 264 |
+
vector close throughout the strip to its initial value. The same is
|
| 265 |
+
true of the polynomial, by its coefficient bounds. The argument
|
| 266 |
+
vectors agree at the initial edge, because the Cauchy data agree.
|
| 267 |
+
At this common value, \(Q_{g_*,z_{\xi\xi}}>0\) by metric closeness and
|
| 268 |
+
\eqref{eq:hyperbolic-coefficients}. Continuity keeps it positive
|
| 269 |
+
on all the intervening segments, on which the denominator also
|
| 270 |
+
remains separated from zero. It is not necessary that those
|
| 271 |
+
segments consist of solutions.
|
| 272 |
+
|
| 273 |
+
A fixed speed bound larger than the one in \eqref{eq:speed-bound}
|
| 274 |
+
therefore applies to \eqref{eq:w-equation}. The limiting bounds
|
| 275 |
+
for the zeroth-order coefficient values and the positive lower
|
| 276 |
+
bound for \(S_2\) are independent of the fixed small \(\delta\).
|
| 277 |
+
|
| 278 |
+
\subsection{The curvature forcing and its moment}
|
| 279 |
+
|
| 280 |
+
In the linear coordinates \(\xi,\theta\), the curvature tensor formula
|
| 281 |
+
gives
|
| 282 |
+
\begin{equation}\label{eq:curvature-density}
|
| 283 |
+
K\det g
|
| 284 |
+
=\pd_{\xi\theta}g_{\xi\theta}
|
| 285 |
+
-\frac{\pd_\xi^2g_{\theta\theta}+\pd_\theta^2g_{\xi\xi}}2
|
| 286 |
+
+\mathcal L(g,\pd g),
|
| 287 |
+
\end{equation}
|
| 288 |
+
where \(\mathcal L\) is smooth for positive metric matrices.
|
| 289 |
+
Since \eqref{eq:pulse} changes only \(g_{\theta\theta}\),
|
| 290 |
+
its principal contribution is \(-\tfrac12\pd_\xi^2\)
|
| 291 |
+
of the scalar pulse. Consequently the right side of
|
| 292 |
+
\eqref{eq:w-equation} equals
|
| 293 |
+
\begin{equation}\label{eq:forcing}
|
| 294 |
+
\tau^{2-N}D_\tau\chi_0(\xi)\phi_0(\tau\theta/\delta)
|
| 295 |
+
\cos(\tau\xi)+o(\tau^{2-N}),
|
| 296 |
+
\qquad
|
| 297 |
+
D_\tau=\frac{1-\abs{dz}_{g_*}^2}{2H_{\xi\xi}(g_*,z)}.
|
| 298 |
+
\end{equation}
|
| 299 |
+
The error is uniform in space and time as \(\tau\to\infty\)
|
| 300 |
+
for each fixed \(\delta\). Metric changes involving at most one
|
| 301 |
+
derivative are \(O_\delta(\tau^{1-N})\); the approximation
|
| 302 |
+
\eqref{eq:approximation} and the Taylor residual are smaller.
|
| 303 |
+
|
| 304 |
+
There are constants \(c_D,C_D>0\), independent of fixed small
|
| 305 |
+
\(\delta\), such that for all large \(\tau\)
|
| 306 |
+
\[
|
| 307 |
+
c_D\le\abs{D_\tau}\le C_D,
|
| 308 |
+
\]
|
| 309 |
+
and \(D_\tau\) has one sign throughout the strip used.
|
| 310 |
+
Indeed the numerator is bounded below by the \(E\) bound,
|
| 311 |
+
uniform metric bounds, and metric closeness. The denominator
|
| 312 |
+
has the sign opposite to \(H_{yy}\), by \(d_0<0\), and stays
|
| 313 |
+
nonzero when \(g_\tau\) is replaced by \(g_*\).
|
| 314 |
+
The sign of \(H_{yy}\) is constant on the connected square.
|
| 315 |
+
Upper and lower bounds follow from the same low estimates.
|
| 316 |
+
|
| 317 |
+
Apply the zero-data estimate \eqref{eq:energy} to
|
| 318 |
+
\eqref{eq:w-equation}, shrinking intervals from
|
| 319 |
+
\([-Lr/2,Lr/2]\) at a fixed sufficiently large speed.
|
| 320 |
+
They contain \(\supp\chi_0\) throughout the strip for large
|
| 321 |
+
\(\tau\). Its source has \(L^2\) size \(O(\tau^{2-N})\),
|
| 322 |
+
so
|
| 323 |
+
\begin{equation}\label{eq:short-energy}
|
| 324 |
+
\norm{\pd w}_{L^2}\le(C_2+o(1))\delta\tau^{1-N}
|
| 325 |
+
\end{equation}
|
| 326 |
+
uniformly in strip time.
|
| 327 |
+
Here \(C_2\) can be chosen independently of small fixed
|
| 328 |
+
\(\delta\): the strip length is \(2\delta/\tau\), and every
|
| 329 |
+
Gronwall factor tends to one for fixed \(\delta\).
|
| 330 |
+
Finite coefficient derivative bounds depending on that \(\delta\)
|
| 331 |
+
are therefore harmless.
|
| 332 |
+
|
| 333 |
+
Integrate \eqref{eq:w-equation} against
|
| 334 |
+
\(\psi_\tau(\xi)=\chi_0(\xi)\cos(\tau\xi)\) over space and strip time.
|
| 335 |
+
The \(w_{\theta\theta}\) term is
|
| 336 |
+
\[
|
| 337 |
+
\int\psi_\tau(\xi)w_\theta(\xi,\delta/\tau)\dd\xi,
|
| 338 |
+
\]
|
| 339 |
+
because the initial data vanish. Both \(z_\theta\) and
|
| 340 |
+
\(z^0_\theta\) at the final edge have uniform spatial bounds of
|
| 341 |
+
every fixed order. Repeated integration by parts therefore makes
|
| 342 |
+
this term \(o(\tau^{1-N})\).
|
| 343 |
+
|
| 344 |
+
For each other second-order term, integrate one spatial derivative
|
| 345 |
+
by parts. The derivative of \(\psi_\tau\) costs \(O(\tau)\).
|
| 346 |
+
By \eqref{eq:short-energy} and the strip length, the total
|
| 347 |
+
absolute cost is at most
|
| 348 |
+
\begin{equation}\label{eq:moment-error}
|
| 349 |
+
(C_3+o(1))\delta^2\tau^{1-N}.
|
| 350 |
+
\end{equation}
|
| 351 |
+
The constant \(C_3\) is independent of small fixed \(\delta\);
|
| 352 |
+
terms with a derivative on a coefficient and the first-order terms
|
| 353 |
+
have an additional factor \(\tau^{-1}\) for fixed \(\delta\).
|
| 354 |
+
The spatial test is compactly supported, so there is no spatial
|
| 355 |
+
boundary contribution.
|
| 356 |
+
|
| 357 |
+
In contrast, \eqref{eq:forcing} paired with \(\psi_\tau\)
|
| 358 |
+
has absolute integral at least
|
| 359 |
+
\begin{equation}\label{eq:moment-lower}
|
| 360 |
+
(c_3+o(1))\delta\tau^{1-N},
|
| 361 |
+
\qquad c_3>0,
|
| 362 |
+
\end{equation}
|
| 363 |
+
with \(c_3\) independent of small fixed \(\delta\).
|
| 364 |
+
This follows from the constant sign and lower bound of \(D_\tau\),
|
| 365 |
+
the nonnegativity and positive integral of \(\phi_0\), and
|
| 366 |
+
\[
|
| 367 |
+
\int\chi_0(\xi)^2\cos^2(\tau\xi)\dd\xi
|
| 368 |
+
\longrightarrow \frac12\int\chi_0(\xi)^2\dd\xi>0.
|
| 369 |
+
\]
|
| 370 |
+
No convergence of \(D_\tau\) is needed.
|
| 371 |
+
|
| 372 |
+
Choose \(\delta>0\) so small that \(C_3\delta<c_3/2\),
|
| 373 |
+
and then let \(\tau\to\infty\). Equations
|
| 374 |
+
\eqref{eq:moment-error} and \eqref{eq:moment-lower} contradict
|
| 375 |
+
\eqref{eq:w-equation}.
|
| 376 |
+
The order of choices is summarized in \Cref{tab:pulse-choices}.
|
| 377 |
+
In particular, no convergence in every smooth seminorm was required
|
| 378 |
+
of the test metrics, and no convergence or common sign across
|
| 379 |
+
different \(\tau\) was required of \(D_\tau\).
|
| 380 |
+
|
| 381 |
+
\begin{table}[H]
|
| 382 |
+
\centering
|
| 383 |
+
\small
|
| 384 |
+
\renewcommand{\arraystretch}{1.18}
|
| 385 |
+
\begin{tabular}{@{}p{.15\textwidth}p{.36\textwidth}p{.43\textwidth}@{}}
|
| 386 |
+
\hline
|
| 387 |
+
Stage & Quantities fixed & Dependence permitted\\
|
| 388 |
+
\hline
|
| 389 |
+
First & Class, neighborhood, \(g_*\), slab, cutoffs, \(N\)
|
| 390 |
+
& Fixes leading constants \(C_2,C_3,c_3\), independent of
|
| 391 |
+
sufficiently small fixed \(\delta\).\\
|
| 392 |
+
Second & \(\delta>0\), with \(C_3\delta<c_3/2\)
|
| 393 |
+
& Subsidiary derivative bounds may depend on this fixed \(\delta\).\\
|
| 394 |
+
Last & Integers \(\tau\to\infty\)
|
| 395 |
+
& Thresholds and little-oh errors may depend on \(\delta\);
|
| 396 |
+
the leading constants do not.\\
|
| 397 |
+
\hline
|
| 398 |
+
\end{tabular}
|
| 399 |
+
\caption{Parameter order in the pulse contradiction. Every derivative
|
| 400 |
+
order has its own bound; no single bound for all orders is asserted.}
|
| 401 |
+
\label{tab:pulse-choices}
|
| 402 |
+
\end{table}
|
| 403 |
+
|
| 404 |
+
We have proved that every \(\mathcal A_{M,q_0}\) is nowhere dense.
|
| 405 |
+
Their countable union contains every metric admitting an admissible
|
| 406 |
+
height. Baire's theorem now proves \Cref{prop:patch}.
|
preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
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|
|
|
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|
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|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:6c2cf05d89a23473c52fecb2aea37bcbda7279db50004cf0b212b000430bd374
|
| 3 |
+
size 435629
|
preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/figures/crossing-cycle.tex
ADDED
|
@@ -0,0 +1,25 @@
|
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|
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|
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|
|
|
|
|
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|
|
|
|
| 1 |
+
\begin{figure}[tbp]
|
| 2 |
+
\centering
|
| 3 |
+
\begin{tikzpicture}[x=1cm,y=1cm,>=stealth,font=\small]
|
| 4 |
+
\draw[->] (0,0.15) -- (4.55,0.15) node[right] {$s$};
|
| 5 |
+
\draw[->] (0.15,0) -- (0.15,3.05) node[above] {$\lambda$};
|
| 6 |
+
\draw[gray,densely dotted] (2.2,0.15) -- (2.2,2.75);
|
| 7 |
+
\draw[very thick] (0.45,0.6) -- (3.95,2.6) node[right] {$A$};
|
| 8 |
+
\draw[very thick,dashed] (0.45,2.6) -- (3.95,0.6) node[right] {$B$};
|
| 9 |
+
\node[font=\scriptsize,below] at (2.2,0.15) {double};
|
| 10 |
+
|
| 11 |
+
\node at (7.45,2.75) {$[A,B,C,D]$};
|
| 12 |
+
\node at (7.45,2.05) {$[B,A,C,D]$};
|
| 13 |
+
\node at (7.45,1.35) {$[B,C,A,D]$};
|
| 14 |
+
\node at (7.45,0.65) {$[B,C,D,A]$};
|
| 15 |
+
\draw[->] (7.45,2.52) -- (7.45,2.28);
|
| 16 |
+
\draw[->] (7.45,1.82) -- (7.45,1.58);
|
| 17 |
+
\draw[->] (7.45,1.12) -- (7.45,0.88);
|
| 18 |
+
\end{tikzpicture}
|
| 19 |
+
\caption{Schematic of a continued pair at an isolated double (left)
|
| 20 |
+
and the increasing adjacent-swap schedule on four illustrative ranks
|
| 21 |
+
(right). The solid line $A$ changes from lower to upper ordered rank;
|
| 22 |
+
the four-rank schedule sends the first label to the last rank. No
|
| 23 |
+
numerical eigenvalues or phase durations are represented.}
|
| 24 |
+
\label{fig:ang-crossing-cycle}
|
| 25 |
+
\end{figure}
|
preprints/A-Three-Dimensional-Counterexample-to-Integer-Degree-Harmonic-Dimension-Comparison-September-26-2026/build/paper.tex
ADDED
|
@@ -0,0 +1,42 @@
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|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\pdftrailerid{}
|
| 3 |
+
\usepackage[T1]{fontenc}
|
| 4 |
+
\usepackage{lmodern}
|
| 5 |
+
\usepackage[margin=1.05in]{geometry}
|
| 6 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 7 |
+
\usepackage{microtype}
|
| 8 |
+
\usepackage{tikz}
|
| 9 |
+
\usepackage[hidelinks]{hyperref}
|
| 10 |
+
\hypersetup{pdftitle={A Three-Dimensional Counterexample to Integer-Degree Harmonic Dimension Comparison},pdfauthor={OpenAI}}
|
| 11 |
+
\numberwithin{equation}{section}
|
| 12 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 13 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 14 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 15 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 16 |
+
\theoremstyle{remark}
|
| 17 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 18 |
+
\title{A Three-Dimensional Counterexample to Integer-Degree Harmonic Dimension Comparison}
|
| 19 |
+
\author{OpenAI}
|
| 20 |
+
\date{September 26, 2026}
|
| 21 |
+
\begin{document}
|
| 22 |
+
\maketitle
|
| 23 |
+
\begin{abstract}
|
| 24 |
+
For every \(4/9<v<1\) and \(1<c<9v/4\), all sufficiently large integers
|
| 25 |
+
\(k\) admit a complete smooth metric on \(\mathbb R^3\) with nonnegative
|
| 26 |
+
Ricci curvature, asymptotic volume ratio \(v\), and at least \(c(k+1)^2\)
|
| 27 |
+
linearly independent real harmonic functions of pointwise growth at most
|
| 28 |
+
\(k\). This answers Yau's integer-degree dimension comparison question
|
| 29 |
+
negatively in dimension three, with a fixed-factor excess over the Euclidean
|
| 30 |
+
count. For each \(1<c<9/4\), these metrics can be chosen arbitrarily close
|
| 31 |
+
to the Euclidean metric in global bi-Lipschitz distance. The metric may
|
| 32 |
+
depend on \(k\).
|
| 33 |
+
\end{abstract}
|
| 34 |
+
\input{sections/introduction.tex}
|
| 35 |
+
\input{sections/crossings.tex}
|
| 36 |
+
\input{sections/angular-program.tex}
|
| 37 |
+
\input{sections/geometry.tex}
|
| 38 |
+
\input{sections/transfer.tex}
|
| 39 |
+
\input{sections/matching.tex}
|
| 40 |
+
\input{sections/growth.tex}
|
| 41 |
+
\input{sections/bibliography.tex}
|
| 42 |
+
\end{document}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/README.md
ADDED
|
@@ -0,0 +1,19 @@
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# [A Polynomial-Time Algorithm for Three-Machine Unit-Job Scheduling](paper.pdf)
|
| 2 |
+
|
| 3 |
+
OpenAI
|
| 4 |
+
September 24, 2026
|
| 5 |
+
|
| 6 |
+
## Citation
|
| 7 |
+
|
| 8 |
+
To cite this manuscript:
|
| 9 |
+
|
| 10 |
+
```bibtex
|
| 11 |
+
@misc{OAI:A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026,
|
| 12 |
+
author = {{OpenAI}},
|
| 13 |
+
title = {{A Polynomial-Time Algorithm for Three-Machine Unit-Job Scheduling}},
|
| 14 |
+
howpublished = {OpenAI Math Release preprint
|
| 15 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/paper.pdf}{OAI:A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026}},
|
| 16 |
+
year = {2026}
|
| 17 |
+
}
|
| 18 |
+
```
|
| 19 |
+
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/capacity-three.tex
ADDED
|
@@ -0,0 +1,26 @@
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|
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| 1 |
+
\begin{tikzpicture}[x=1cm,y=1cm,font=\small,>=stealth,
|
| 2 |
+
job/.style={circle,draw,fill=white,minimum size=6.8mm,inner sep=0pt}]
|
| 3 |
+
\draw[black!55,rounded corners=2pt] (-.15,-.25) rectangle (10.75,2.85);
|
| 4 |
+
\node[anchor=west] at (-.15,3.13) {Parent $W$};
|
| 5 |
+
\node at (4,3.13) {Child $W'$};
|
| 6 |
+
\node at (9.1,3.13) {$b'\subset W$, $|b'|=3$};
|
| 7 |
+
|
| 8 |
+
\fill[black!5] (8.55,-.12) rectangle (9.65,2.72);
|
| 9 |
+
\foreach \yy/\ii/\xx/\cc in {2.2/1/3.55/blue!65!black,1.3/2/4/teal!65!black,.4/3/4.45/violet!70!black} {
|
| 10 |
+
\draw[draw=\cc,fill=\cc!5,rounded corners=3pt]
|
| 11 |
+
(.03,\yy-.34) rectangle (10.57,\yy+.34);
|
| 12 |
+
\node[text=\cc] at (1.05,\yy) {$I_{\ii}\cap W$};
|
| 13 |
+
\node[text=\cc] at (2.5,\yy) {$\cdots$};
|
| 14 |
+
\node[job,draw=\cc] (x\ii) at (\xx,\yy) {$x_{\ii}$};
|
| 15 |
+
\node[job,draw=\cc] (z\ii) at (9.1,\yy) {$z_{\ii}$};
|
| 16 |
+
\draw[->,draw=\cc] (x\ii) -- node[above,font=\footnotesize] {$\prec$} (z\ii);
|
| 17 |
+
\node[text=\cc] at (10.05,\yy) {$\cdots$};
|
| 18 |
+
}
|
| 19 |
+
\draw[dashed,black!60,rounded corners=2pt] (3.03,-.12) rectangle (4.98,2.72);
|
| 20 |
+
\draw[black!60,rounded corners=2pt] (8.55,-.12) rectangle (9.65,2.72);
|
| 21 |
+
\node[anchor=west,font=\footnotesize] at (-.15,-.64)
|
| 22 |
+
{$x_i\in I_i,\ x_i\prec z_i\ \Longrightarrow\ z_i\in I_i$
|
| 23 |
+
};
|
| 24 |
+
\node[anchor=east,font=\footnotesize] at (10.75,-.64)
|
| 25 |
+
{$I_i\cap I_j\cap W=\varnothing\ (i\ne j)\ \Longrightarrow\ z_i\ne z_j$};
|
| 26 |
+
\end{tikzpicture}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/global-gap-filters.tex
ADDED
|
@@ -0,0 +1,38 @@
|
|
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|
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|
|
|
|
|
| 1 |
+
\begin{tikzpicture}[x=1cm,y=1cm,font=\small,
|
| 2 |
+
filter/.style={draw,rounded corners=2pt,minimum height=.75cm,
|
| 3 |
+
minimum width=1.8cm,inner sep=4pt,align=center}]
|
| 4 |
+
\node[anchor=west,font=\bfseries] at (-.92,2.18) {High jobs};
|
| 5 |
+
\node[filter,draw=blue!60!black,fill=blue!5] (h1) at (0,1.35)
|
| 6 |
+
{$\displaystyle\bigcup_j K'_j$};
|
| 7 |
+
\node[filter,draw=blue!60!black,fill=blue!5] (h2) at (2.35,1.35)
|
| 8 |
+
{$P_{b'}$};
|
| 9 |
+
\node[filter,draw=blue!60!black,fill=blue!5,minimum width=2.15cm] (h3) at (4.9,1.35)
|
| 10 |
+
{$J\setminus\widehat P_{a'}$};
|
| 11 |
+
\node at (1.175,1.35) {$\cap$};
|
| 12 |
+
\node at (3.54,1.35) {$\cap$};
|
| 13 |
+
\node[anchor=west] at (6.32,1.35) {$=\ W'\setminus S$};
|
| 14 |
+
\node[font=\footnotesize,align=center] at (4.9,.49)
|
| 15 |
+
{boundary invariant\\excludes early qualifiers};
|
| 16 |
+
|
| 17 |
+
\node[anchor=west,font=\bfseries] at (-.92,-.36) {Low jobs};
|
| 18 |
+
\node[filter,draw=teal!65!black,fill=teal!5,minimum width=2.15cm] (l1) at (.15,-1.18)
|
| 19 |
+
{$D_{a'}\cap P_b$};
|
| 20 |
+
\node[filter,draw=teal!65!black,fill=teal!5,minimum width=1.4cm] (l2) at (2.5,-1.18)
|
| 21 |
+
{$\widetilde S$};
|
| 22 |
+
\node[filter,draw=teal!65!black,fill=teal!5,minimum width=2.15cm] (l3) at (4.85,-1.18)
|
| 23 |
+
{$J\setminus\widehat D_v$};
|
| 24 |
+
\node[filter,draw=teal!65!black,fill=teal!5,minimum width=2.15cm] (l4) at (7.55,-1.18)
|
| 25 |
+
{$J\setminus\widehat D_{b'}$};
|
| 26 |
+
\node at (1.51,-1.18) {$\cap$};
|
| 27 |
+
\node at (3.49,-1.18) {$\cap$};
|
| 28 |
+
\node at (6.20,-1.18) {$\cap$};
|
| 29 |
+
\node[anchor=west] at (8.82,-1.18) {$=\ W'\cap S$};
|
| 30 |
+
\node[font=\footnotesize,align=center] at (.15,-2.08)
|
| 31 |
+
{localize\\inside $W$};
|
| 32 |
+
\node[font=\footnotesize,align=center] at (2.5,-2.08)
|
| 33 |
+
{cutoff test\\valid on $W$};
|
| 34 |
+
\node[font=\footnotesize,align=center] at (4.85,-2.08)
|
| 35 |
+
{center separator:\\before $v$};
|
| 36 |
+
\node[font=\footnotesize,align=center] at (7.55,-2.08)
|
| 37 |
+
{edge separator:\\before $b'$};
|
| 38 |
+
\end{tikzpicture}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/shared-cutoff.tex
ADDED
|
@@ -0,0 +1,21 @@
|
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|
| 1 |
+
\begin{tikzpicture}[x=1cm,y=1cm,font=\small,>=stealth]
|
| 2 |
+
\fill[blue!7] (3.15,-.25) rectangle (6.35,.62);
|
| 3 |
+
\draw[->,gray!75] (-.25,0) -- (10.6,0);
|
| 4 |
+
\node[anchor=east,font=\footnotesize] at (10.6,-.75)
|
| 5 |
+
{time in the working frame};
|
| 6 |
+
\foreach \x in {0,3,6.5,9.6}
|
| 7 |
+
{\draw[thick] (\x,-.18) -- (\x,.62);}
|
| 8 |
+
\node[above] at (0,.62) {$a=s_0$};
|
| 9 |
+
\node[above] at (3,.62) {$a'=s_i$};
|
| 10 |
+
\node[above] at (6.5,.62) {$b'=s_{i+1}$};
|
| 11 |
+
\node[above] at (9.6,.62) {$v=s_{q+1}$};
|
| 12 |
+
\node at (4.75,.22) {$W'=(a',b')$};
|
| 13 |
+
\node at (1.5,.22) {$\cdots$};
|
| 14 |
+
\node at (8.05,.22) {$\cdots$};
|
| 15 |
+
\draw[blue!65!black] (3,1.18) -- (3,1.4) -- (6.5,1.4) -- (6.5,1.18);
|
| 16 |
+
\node[above,text=blue!65!black] at (4.75,1.4)
|
| 17 |
+
{both endpoints separate at cutoff $S_i$};
|
| 18 |
+
\node[anchor=north,align=center] at (4.75,-1.05)
|
| 19 |
+
{$W'\cap S_i\subseteq D_{a'}$\qquad
|
| 20 |
+
$W'\setminus S_i\subseteq P_{b'}$};
|
| 21 |
+
\end{tikzpicture}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/figures/switch-localization.tex
ADDED
|
@@ -0,0 +1,24 @@
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|
| 1 |
+
\begin{tikzpicture}[x=1cm,y=1cm,font=\small,>=stealth]
|
| 2 |
+
\fill[teal!8] (4.35,-.25) rectangle (7.25,.65);
|
| 3 |
+
\draw[->,gray!75] (-.25,0) -- (10.6,0);
|
| 4 |
+
\foreach \x in {0,2.2,4.2,7.4,9.6}
|
| 5 |
+
{\draw[thick] (\x,-.18) -- (\x,.65);}
|
| 6 |
+
\node[above] at (0,.65) {$a_-$};
|
| 7 |
+
\node[above] at (2.2,.65) {$v_-$};
|
| 8 |
+
\node[above] at (4.2,.65) {$a$};
|
| 9 |
+
\node[above] at (7.4,.65) {$b$};
|
| 10 |
+
\node[above] at (9.6,.65) {$b_-$};
|
| 11 |
+
\node at (5.8,.25) {$W=(a,b)$};
|
| 12 |
+
\draw[gray] (0,1.24) -- (0,1.43) -- (9.6,1.43) -- (9.6,1.24);
|
| 13 |
+
\node[above] at (4.8,1.43) {$U=(a_-,b_-)$};
|
| 14 |
+
\node[anchor=east,font=\footnotesize] at (10.6,-.7)
|
| 15 |
+
{time in the new frame};
|
| 16 |
+
\node[anchor=north,align=center] at (4.8,-1.05)
|
| 17 |
+
{$G=D_{a_-}\cap (J\setminus\widehat P_a)
|
| 18 |
+
\cap (J\setminus\widehat P_{v_-})\cap H_-^*$};
|
| 19 |
+
\node[draw=teal!60!black,fill=teal!3,rounded corners=2pt,
|
| 20 |
+
inner sep=8pt,align=center,font=\footnotesize] at (4.8,-2.33)
|
| 21 |
+
{If $z\in G$ were at or before $a$, then $z\in U$ and hence $z\in H_-$.\\[3pt]
|
| 22 |
+
At or before $v_-$: $z\in\widehat P_{v_-}$.
|
| 23 |
+
\qquad After $v_-$ through $a$: $z\in\widehat P_a$.};
|
| 24 |
+
\end{tikzpicture}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/lists.tex
ADDED
|
@@ -0,0 +1,372 @@
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|
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|
|
|
|
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|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
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|
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|
|
|
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|
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|
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|
|
|
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|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Short global lists and changes of direction}\label{sec:lists}
|
| 2 |
+
|
| 3 |
+
Fix a nonempty child \(W'=(a',b')\) of \(W=(a,b)\), with center
|
| 4 |
+
\(v\), edge cutoff \(S\), and working frame as in
|
| 5 |
+
\eqref{eq:edge-data}. The child's tag is this working frame.
|
| 6 |
+
At the end of an update, \emph{prune} every entry whose intersection
|
| 7 |
+
with \(W'\) is empty, preserving the order of the retained entries.
|
| 8 |
+
We distinguish this pruning from the suffix operation used to form a
|
| 9 |
+
carry.
|
| 10 |
+
|
| 11 |
+
\subsection{Carry and pruning}
|
| 12 |
+
|
| 13 |
+
\begin{lemma}[Suffix carry]\label{lem:carry}
|
| 14 |
+
For a global upset list \(\K=(K_1,\ldots,K_\ell)\), fix
|
| 15 |
+
\(1\le d\le\ell\) and an integer \(0\le r\le N+1\), and form
|
| 16 |
+
\begin{equation}
|
| 17 |
+
\operatorname{carry}_{d,r}(\K)
|
| 18 |
+
=\bigl(K_d\cap\{\rk\ge r\},K_{d+1},\ldots,K_\ell\bigr).
|
| 19 |
+
\label{eq:carry}
|
| 20 |
+
\end{equation}
|
| 21 |
+
Its qualifier set consists exactly of the old global qualifiers with
|
| 22 |
+
old key at least \((d,r)\). Among those jobs the new list preserves
|
| 23 |
+
the old key order. Its entries are global upsets.
|
| 24 |
+
\end{lemma}
|
| 25 |
+
\begin{proof}
|
| 26 |
+
Let \(j\) be a job's largest old membership index. It is selected
|
| 27 |
+
exactly when \(j>d\), or \(j=d\) and its rank is at least \(r\).
|
| 28 |
+
Whenever selected, its largest old membership is retained.
|
| 29 |
+
Reindexing applies the same strictly increasing shift to these retained
|
| 30 |
+
largest indices, and leaves the rank tiebreak unchanged. Rank suffixes
|
| 31 |
+
are upsets because rank is a linear extension.
|
| 32 |
+
\end{proof}
|
| 33 |
+
|
| 34 |
+
\Needspace{3\baselineskip}
|
| 35 |
+
\begin{lemma}[The comparison preserved by pruning]\label{lem:prune}
|
| 36 |
+
Let a list be pruned on \(W'\). Suppose \(x\in W'\) qualifies
|
| 37 |
+
and \(y\) is any global qualifier of the pruned list. If the pruned
|
| 38 |
+
key of \(x\) is smaller than the pruned key of \(y\), the same
|
| 39 |
+
comparison held before pruning.
|
| 40 |
+
\end{lemma}
|
| 41 |
+
\begin{proof}
|
| 42 |
+
Use original indices for the retained entries; their eventual
|
| 43 |
+
reindexing preserves order. Let \(M(z)\) be the largest membership
|
| 44 |
+
index before pruning and \(R(z)\) the largest retained one.
|
| 45 |
+
Every entry containing \(x\) survives, so \(R(x)=M(x)\), whereas
|
| 46 |
+
\(R(y)\le M(y)\). If \(R(x)<R(y)\), then
|
| 47 |
+
\(M(x)<M(y)\). If \(R(x)=R(y)\) and \(\rk(x)<\rk(y)\),
|
| 48 |
+
then either \(M(y)>M(x)\) or the rank comparison remains the
|
| 49 |
+
tiebreak. Both cases give the asserted old key comparison.
|
| 50 |
+
\end{proof}
|
| 51 |
+
|
| 52 |
+
\subsection{The two updates}
|
| 53 |
+
|
| 54 |
+
For a same-direction edge, the old list is in the working frame.
|
| 55 |
+
If \(O\setminus S=\varnothing\), its carry is empty.
|
| 56 |
+
Otherwise let \((d,r)\) be the smallest key of a job of
|
| 57 |
+
\(O\setminus S\), and use \eqref{eq:carry}.
|
| 58 |
+
Append the \emph{injection}
|
| 59 |
+
\begin{equation}
|
| 60 |
+
I=D_a\cap(J\setminus P_b).
|
| 61 |
+
\label{eq:injection}
|
| 62 |
+
\end{equation}
|
| 63 |
+
Then prune on \(W'\).
|
| 64 |
+
|
| 65 |
+
For a switched edge, we shall construct a global upset \(G\) in the
|
| 66 |
+
new working frame with the following properties:
|
| 67 |
+
\begin{equation}
|
| 68 |
+
W\setminus D_a\subseteq G,
|
| 69 |
+
\qquad
|
| 70 |
+
G\cap\{x:\text{\(x\) is scheduled at or before \(a\)}\}
|
| 71 |
+
=\varnothing .
|
| 72 |
+
\label{eq:G-properties}
|
| 73 |
+
\end{equation}
|
| 74 |
+
Choose \(h\) so that the still-high part of
|
| 75 |
+
\(X=W\setminus D_a\) is exactly \(X\cap\{\rk\ge h\}\).
|
| 76 |
+
Take \(h=N+1\) if this part is empty.
|
| 77 |
+
Discard the old list and begin a new list with the ordered pair
|
| 78 |
+
\begin{equation}
|
| 79 |
+
G\cap\{\rk\ge h\},\qquad D_a.
|
| 80 |
+
\label{eq:switch-pair}
|
| 81 |
+
\end{equation}
|
| 82 |
+
Then prune on \(W'\). Notice that \eqref{eq:G-properties} covers
|
| 83 |
+
\emph{all} of the parent's \(X\), not only the jobs in this child.
|
| 84 |
+
|
| 85 |
+
\begin{lemma}\label{lem:update-labels}
|
| 86 |
+
For either update, assuming \eqref{eq:G-properties} in the switch
|
| 87 |
+
case, the pre-pruning qualifier union on \(W\) is exactly
|
| 88 |
+
\(W\setminus S\). On these high jobs the pre-pruning key order
|
| 89 |
+
agrees with the side's priority order. After pruning, the qualifiers
|
| 90 |
+
on \(W'\) are exactly \(W'\setminus S\), and
|
| 91 |
+
Invariant~\ref{inv:cones} holds for the child.
|
| 92 |
+
\end{lemma}
|
| 93 |
+
\begin{proof}
|
| 94 |
+
In the same case, \Cref{lem:carry} gives exactly \(O\setminus S\)
|
| 95 |
+
on \(W\), in its old key order. The injection gives exactly \(Y\):
|
| 96 |
+
use \(Y\subseteq D_a\) in \eqref{eq:cover}. It is disjoint from
|
| 97 |
+
the old qualifier union on \(W\), which is contained in \(P_b\).
|
| 98 |
+
Since the injection is last, the pre-pruning order is the unpromoted
|
| 99 |
+
part of \(O\), followed by \(Y\) in rank order, as required.
|
| 100 |
+
|
| 101 |
+
In the switch case, coverage of \(X\) makes the first entry select
|
| 102 |
+
exactly the unpromoted part of \(X\) there. The second entry selects
|
| 103 |
+
all of \(W\cap D_a\). Even if the two entries overlap, the larger
|
| 104 |
+
index of the second puts this whole group last. The ordering
|
| 105 |
+
therefore agrees with the switched priority.
|
| 106 |
+
|
| 107 |
+
Pruning changes no membership on \(W'\). Its high jobs lie in
|
| 108 |
+
\(P_{b'}\), and its other jobs lie in \(D_{a'}\), by
|
| 109 |
+
\Cref{lem:edge-labels}. These are precisely the two assertions of
|
| 110 |
+
Invariant~\ref{inv:cones} for the child.
|
| 111 |
+
\end{proof}
|
| 112 |
+
|
| 113 |
+
\subsection{Why only five entries survive}
|
| 114 |
+
|
| 115 |
+
A \emph{run} is a chain of nodes with the same tag, starting at the
|
| 116 |
+
root or just after a switch. Its initial entries are the root's
|
| 117 |
+
single entry, or the two entries in \eqref{eq:switch-pair}.
|
| 118 |
+
Same-direction updates only take suffixes, restrict entries by rank
|
| 119 |
+
suffixes, and append injections. Multiple restrictions of an entry
|
| 120 |
+
by rank suffixes in the same frame combine into one tightest threshold.
|
| 121 |
+
|
| 122 |
+
Figure~\ref{fig:capacity-three} isolates the use of machine capacity
|
| 123 |
+
in the following bound.
|
| 124 |
+
|
| 125 |
+
\Needspace{3\baselineskip}
|
| 126 |
+
\begin{lemma}\label{lem:list-length}
|
| 127 |
+
Every pruned list produced by this construction has at most five entries.
|
| 128 |
+
At most three of them are injections from its current run.
|
| 129 |
+
\end{lemma}
|
| 130 |
+
\begin{proof}
|
| 131 |
+
The root and switch updates have at most two initial entries.
|
| 132 |
+
Consider a same update from \(W\) to \(W'\).
|
| 133 |
+
Injections retained into this child are pairwise disjoint on \(W\).
|
| 134 |
+
To see this, consider any pair and the time the later one was
|
| 135 |
+
introduced. It was disjoint on its then-current parent from all
|
| 136 |
+
previous carried entries, by \Cref{lem:update-labels}.
|
| 137 |
+
That parent contains the current \(W\), and subsequent carries
|
| 138 |
+
only restrict the older predicates. The disjointness persists on \(W\).
|
| 139 |
+
|
| 140 |
+
Each surviving injection contains some \(x\in W'\).
|
| 141 |
+
It is a high job, so \(x\prec z\) for some \(z\in b'\).
|
| 142 |
+
Global upward closure puts \(z\) in that same injection.
|
| 143 |
+
The actual triple \(b'\) lies in \(W\). Pairwise disjointness on
|
| 144 |
+
\(W\) thus forces distinct surviving injections to contain distinct
|
| 145 |
+
members of \(b'\). There are only three such members.
|
| 146 |
+
Together with the at most two initial entries this proves the bound.
|
| 147 |
+
\end{proof}
|
| 148 |
+
|
| 149 |
+
The freshly formed same-update list may have six entries before
|
| 150 |
+
pruning. We will use the five-entry bound only for pruned lists
|
| 151 |
+
or for a carry taken from such a list \emph{before} appending a
|
| 152 |
+
new injection.
|
| 153 |
+
|
| 154 |
+
\begin{figure}[t]
|
| 155 |
+
\centering
|
| 156 |
+
\input{figures/capacity-three}
|
| 157 |
+
\caption{Why at most three injections survive a same-direction update.
|
| 158 |
+
For each surviving injection, choose a high job $x_i$ in the child
|
| 159 |
+
and a successor $z_i$ in its ending triple $b'$.
|
| 160 |
+
Upward closure puts $z_i$ in the same injection; disjointness on the
|
| 161 |
+
parent $W$ makes the chosen $z_i$ distinct.
|
| 162 |
+
The three-injection case is drawn; arrows denote precedence.
|
| 163 |
+
Only witness pairs are shown:
|
| 164 |
+
the injections may contain other jobs and may overlap outside $W$.}
|
| 165 |
+
\label{fig:capacity-three}
|
| 166 |
+
\end{figure}
|
| 167 |
+
|
| 168 |
+
|
| 169 |
+
\subsection{Flattening the history of a run}
|
| 170 |
+
|
| 171 |
+
Only the first entry of a switch pair can carry a complicated predicate
|
| 172 |
+
from an earlier run. The following lemma removes it whenever we need
|
| 173 |
+
to reconstruct an old cutoff on a descendant parent.
|
| 174 |
+
|
| 175 |
+
\begin{lemma}[Local flattening]\label{lem:flatten}
|
| 176 |
+
Suppose a run began with a switch out of a node \(Q_0\), using
|
| 177 |
+
left boundary \(a_0\) in the resulting run frame, and entries
|
| 178 |
+
\[
|
| 179 |
+
G_0\cap\{\rk\ge h_0\},\qquad D_{a_0},
|
| 180 |
+
\qquad Q_0\setminus D_{a_0}\subseteq G_0 .
|
| 181 |
+
\]
|
| 182 |
+
Let \(U\subseteq Q_0\) be a later parent in that run. If the entry derived from the first displayed entry
|
| 183 |
+
survives into an unpruned carry out of \(U\), write its
|
| 184 |
+
current form as \(G_0\cap\{\rk\ge k\}\). Then the carried portion
|
| 185 |
+
of this pair has the same union on \(U\) as the global upset
|
| 186 |
+
\begin{equation}
|
| 187 |
+
D_{a_0}\cup\{\rk\ge k\}.
|
| 188 |
+
\label{eq:flatten}
|
| 189 |
+
\end{equation}
|
| 190 |
+
\end{lemma}
|
| 191 |
+
\begin{proof}
|
| 192 |
+
Track the original entries through later reindexings.
|
| 193 |
+
As long as the first entry survives, a suffix operation cannot
|
| 194 |
+
trim or discard the second entry: a cutoff at that later index
|
| 195 |
+
would already discard the first, permanently.
|
| 196 |
+
Thus the second entry is either still carried untrimmed, or was
|
| 197 |
+
pruned because it was empty on some intermediate node containing
|
| 198 |
+
\(U\). In the latter case \(D_{a_0}\cap U=\varnothing\).
|
| 199 |
+
|
| 200 |
+
On \(U\cap D_{a_0}\), the second entry, when this set is nonempty,
|
| 201 |
+
therefore selects every job. Every job of
|
| 202 |
+
\(U\setminus D_{a_0}\) lies in \(G_0\), because \(U\subseteq Q_0\).
|
| 203 |
+
On that remainder the first entry selects exactly the rank suffix
|
| 204 |
+
\(\rk\ge k\). This proves equality of the two unions on \(U\).
|
| 205 |
+
Both factors in \eqref{eq:flatten} are upsets, so their union is
|
| 206 |
+
globally upward closed, although it need not agree with the
|
| 207 |
+
carried pair outside \(U\).
|
| 208 |
+
\end{proof}
|
| 209 |
+
|
| 210 |
+
A new switch out of a node \(W\) uses the edge \(U\to W\)
|
| 211 |
+
by which \(W\) was created. Let \(H_-\) be that incoming
|
| 212 |
+
edge's low cutoff, in its own working frame, and reserve \(S\)
|
| 213 |
+
for the cutoff of the new outgoing edge. We need an extension
|
| 214 |
+
of \(H_-\) that does not retain a complicated switch predicate
|
| 215 |
+
from an earlier run. Local flattening provides it using lists and
|
| 216 |
+
covering properties belonging to already constructed ancestors.
|
| 217 |
+
|
| 218 |
+
\begin{lemma}[A short extension of an earlier low set]\label{lem:old-low}
|
| 219 |
+
Consider an already constructed edge from a parent \(U\) to a child
|
| 220 |
+
\(W\), in its old working frame. Its low cutoff \(H_-\subseteq U\)
|
| 221 |
+
has a global downset extension \(H_-^*\) agreeing with it on \(U\).
|
| 222 |
+
This extension can be chosen with at most \(21\) leaves.
|
| 223 |
+
\end{lemma}
|
| 224 |
+
\begin{proof}
|
| 225 |
+
Use the boundary notation of \(U\) in that old frame for this proof.
|
| 226 |
+
If the edge was a switch relative to the tag of \(U\), its low
|
| 227 |
+
cutoff is a rank prefix of \(U\setminus D_a\). Thus
|
| 228 |
+
\[
|
| 229 |
+
(J\setminus D_a)\cap\{\rk\le r\}
|
| 230 |
+
\]
|
| 231 |
+
is the required global downset, using at most two leaves.
|
| 232 |
+
|
| 233 |
+
If the edge was same, its low cutoff on \(U\) equals \(P_b\)
|
| 234 |
+
minus its unpruned carry union, without the fresh injection.
|
| 235 |
+
The old list on \(U\) has at most five entries by
|
| 236 |
+
\Cref{lem:list-length}. If its run began at the root, all carry
|
| 237 |
+
entries are simple: the root base or injections, possibly rank-trimmed.
|
| 238 |
+
If it began at a switch, the only possibly complicated carry
|
| 239 |
+
entry is the first of that switch pair. If it is present in the carry,
|
| 240 |
+
replace the carried pair by \eqref{eq:flatten}; if it is absent from
|
| 241 |
+
the carry, every carried entry is already simple.
|
| 242 |
+
|
| 243 |
+
This gives a global upset agreeing with the carry union on \(U\).
|
| 244 |
+
It has at most five terms, each with at most four leaves.
|
| 245 |
+
Indeed an injection with a rank trim has three leaves; a root
|
| 246 |
+
base or a second switch base with a trim has at most two; and
|
| 247 |
+
the flattened pair has two. Taking \(P_b\) minus this union
|
| 248 |
+
gives a global downset with at most \(1+5\cdot4=21\) leaves.
|
| 249 |
+
An empty carry is represented by false.
|
| 250 |
+
\end{proof}
|
| 251 |
+
|
| 252 |
+
\subsection{Constructing the new switch upset}
|
| 253 |
+
|
| 254 |
+
Suppose a switch out of \(W\) produces a nonempty child.
|
| 255 |
+
By \Cref{lem:edge-labels}, \(W\) is not the root.
|
| 256 |
+
Let \(U\) be the parent that produced \(W\).
|
| 257 |
+
That preceding edge was taken in the tag frame of \(W\), which
|
| 258 |
+
is opposite to the current working frame.
|
| 259 |
+
In the current frame write \(a_-,b_-\) for the boundaries of \(U\)
|
| 260 |
+
and \(v_-\) for its center. The temporal arrangement is
|
| 261 |
+
\begin{equation}
|
| 262 |
+
a_-<v_-\le a<b\le b_-.
|
| 263 |
+
\label{eq:ancestry}
|
| 264 |
+
\end{equation}
|
| 265 |
+
Here \(a\) is an actual ending endpoint of that preceding edge,
|
| 266 |
+
viewed in reverse; it can equal \(v_-\).
|
| 267 |
+
The node \(W\) lies in the open suffix of \(U\) after \(v_-\);
|
| 268 |
+
Figure~\ref{fig:switch} shows this arrangement.
|
| 269 |
+
|
| 270 |
+
Let \(H_-\) be the low set of the preceding edge in its old
|
| 271 |
+
working frame, regarded as a subset of all of \(U\).
|
| 272 |
+
The extension \(H_-^*\) from \Cref{lem:old-low} is an upset in
|
| 273 |
+
the current, reversed frame. Define
|
| 274 |
+
\begin{equation}
|
| 275 |
+
G=D_{a_-}\cap(J\setminus\wP a)
|
| 276 |
+
\cap(J\setminus\wP{v_-})\cap H_-^* .
|
| 277 |
+
\label{eq:G}
|
| 278 |
+
\end{equation}
|
| 279 |
+
|
| 280 |
+
\Needspace{3\baselineskip}
|
| 281 |
+
\begin{lemma}\label{lem:G}
|
| 282 |
+
The set \(G\) in \eqref{eq:G} is a global upset satisfying both
|
| 283 |
+
properties in \eqref{eq:G-properties}.
|
| 284 |
+
\end{lemma}
|
| 285 |
+
\begin{proof}
|
| 286 |
+
All four factors in \eqref{eq:G} are global upsets in the current
|
| 287 |
+
frame, so \(G\) is an upset.
|
| 288 |
+
|
| 289 |
+
Let \(x\in X=W\setminus D_a\).
|
| 290 |
+
If \(x\) had been high at the preceding edge in its old frame,
|
| 291 |
+
\Cref{lem:edge-labels} would put it in the old predecessor cone
|
| 292 |
+
of that edge's ending endpoint. That endpoint is the current \(a\),
|
| 293 |
+
so reversal would give \(x\in D_a\), a contradiction.
|
| 294 |
+
Thus \(x\in H_-\).
|
| 295 |
+
Every job of \(H_-\) precedes the old right boundary of \(U\),
|
| 296 |
+
because all edge cutoffs lie in that cone. Equivalently,
|
| 297 |
+
\(H_-\subseteq D_{a_-}\) in the current frame.
|
| 298 |
+
Since \(x\) is strictly after both \(a\) and \(v_-\), feasibility
|
| 299 |
+
excludes \(x\) from their weak predecessor cones.
|
| 300 |
+
Finally, \(x\in U\), so agreement of \(H_-^*\) on \(U\) gives
|
| 301 |
+
\(x\in H_-^*\). Hence \(X\subseteq G\).
|
| 302 |
+
|
| 303 |
+
Conversely, suppose \(z\in G\) is scheduled at or before \(a\).
|
| 304 |
+
Membership in \(D_{a_-}\), together with \eqref{eq:ancestry},
|
| 305 |
+
first places it strictly inside \(U\):
|
| 306 |
+
\begin{equation}
|
| 307 |
+
a_-<\operatorname{time}(z)\le a<b\le b_-.
|
| 308 |
+
\label{eq:localize-U}
|
| 309 |
+
\end{equation}
|
| 310 |
+
Only now use \(H_-^*\cap U=H_-\).
|
| 311 |
+
The old edge cutoff \(H_-\) was contained in the old center-low
|
| 312 |
+
set. If \(z\) is at or before \(v_-\) in the current frame,
|
| 313 |
+
the old center separator puts it in current \(\wP{v_-}\).
|
| 314 |
+
If it is strictly after \(v_-\) but at or before \(a\), it lies
|
| 315 |
+
in the old normalized side and the old separator at the endpoint
|
| 316 |
+
\(a\) puts it in current \(\wP a\).
|
| 317 |
+
Both possibilities contradict \eqref{eq:G}.
|
| 318 |
+
|
| 319 |
+
These separator implications remain valid when preparing the current
|
| 320 |
+
node: all intervening reorderings have been confined to \(W=(a,b)\),
|
| 321 |
+
and therefore have not changed any job at or before \(a\) in the
|
| 322 |
+
current frame, the relevant boundary triples, or the fixed old
|
| 323 |
+
cutoff sets.
|
| 324 |
+
\end{proof}
|
| 325 |
+
|
| 326 |
+
\begin{figure}[t]
|
| 327 |
+
\centering
|
| 328 |
+
\input{figures/switch-localization}
|
| 329 |
+
\caption{The ancestor configuration at a direction change, in the new
|
| 330 |
+
working frame. A candidate early member of \(G\) is first located
|
| 331 |
+
inside \(U\) by \(D_{a_-}\); only there is the earlier cutoff
|
| 332 |
+
extension used. The two weak predecessor exclusions then cover
|
| 333 |
+
the portions at or before \(v_-\) and between \(v_-\) and \(a\).
|
| 334 |
+
The equality \(a=v_-\) is allowed; the intervening segment then
|
| 335 |
+
collapses. The horizontal arrow denotes time.}
|
| 336 |
+
\label{fig:switch}
|
| 337 |
+
\end{figure}
|
| 338 |
+
|
| 339 |
+
\subsection{Predicate bounds and the induction order}
|
| 340 |
+
|
| 341 |
+
\begin{lemma}\label{lem:entry-size}
|
| 342 |
+
Every entry constructed above has fewer than \(40\) leaves.
|
| 343 |
+
This bound persists through any number of same-direction updates.
|
| 344 |
+
\end{lemma}
|
| 345 |
+
\begin{proof}
|
| 346 |
+
Root bases, injections, and second switch bases are simple predicates.
|
| 347 |
+
By \Cref{lem:old-low}, the \(H_-^*\) factor in a new \(G\)
|
| 348 |
+
has at most \(21\) leaves. The three other factors of \(G\)
|
| 349 |
+
and its outer rank suffix use four more. Thus a new first switch
|
| 350 |
+
entry has at most \(25\) leaves.
|
| 351 |
+
Further same-direction trimming only tightens that outer rank
|
| 352 |
+
suffix. It does not append a new independent condition.
|
| 353 |
+
The same observation applies to simple entries.
|
| 354 |
+
\end{proof}
|
| 355 |
+
|
| 356 |
+
For completeness, the construction so far has a well-founded
|
| 357 |
+
dependency order. Assume the parent and ancestor data already satisfy
|
| 358 |
+
their assertions. A same update is defined directly. A switch update
|
| 359 |
+
uses the preceding edge's low set; \Cref{lem:old-low} derives its
|
| 360 |
+
short extension from already existing lists and, when necessary,
|
| 361 |
+
an earlier switch's covering property. \Cref{lem:G} then proves
|
| 362 |
+
the new covering and early-exclusion properties.
|
| 363 |
+
\Cref{lem:update-labels} supplies the high-set identity and
|
| 364 |
+
Invariant~\ref{inv:cones}; \Cref{lem:list-length} supplies the new
|
| 365 |
+
length bound; and \Cref{lem:entry-size} supplies the predicate bound.
|
| 366 |
+
The length argument needs global closure and high-set identities,
|
| 367 |
+
but not the numerical predicate bound. Thus neither bound assumes
|
| 368 |
+
itself at a deeper node.
|
| 369 |
+
|
| 370 |
+
The root starts this induction. We next prove the remaining boundary
|
| 371 |
+
invariants for every update, using only the parent invariants and
|
| 372 |
+
the current normalizations.
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/paper.tex
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| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage[utf8]{inputenc}
|
| 4 |
+
\usepackage{mathpazo}
|
| 5 |
+
\usepackage{courier}
|
| 6 |
+
\usepackage[margin=1.02in]{geometry}
|
| 7 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 8 |
+
\usepackage{microtype}
|
| 9 |
+
\usepackage{needspace}
|
| 10 |
+
\usepackage{enumitem}
|
| 11 |
+
\usepackage{booktabs}
|
| 12 |
+
\usepackage{tikz}
|
| 13 |
+
\usetikzlibrary{arrows.meta,positioning,calc,decorations.pathreplacing}
|
| 14 |
+
\usepackage{xcolor}
|
| 15 |
+
\usepackage[numbers,sort&compress]{natbib}
|
| 16 |
+
\usepackage[colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black]{hyperref}
|
| 17 |
+
\usepackage[nameinlink,capitalise,noabbrev]{cleveref}
|
| 18 |
+
\newcommand{\doi}[1]{doi: \href{https://doi.org/#1}{\nolinkurl{#1}}}
|
| 19 |
+
\pdfinfoomitdate=1
|
| 20 |
+
\pdftrailerid{}
|
| 21 |
+
\pdfsuppressptexinfo=15
|
| 22 |
+
\pdfglyphtounicode{parenleftbig}{0028 FE01}
|
| 23 |
+
\pdfglyphtounicode{parenrightbig}{0029 FE01}
|
| 24 |
+
\pdfglyphtounicode{braceleftBigg}{007B FE04}
|
| 25 |
+
\pdfglyphtounicode{uniondisplay}{22C3 FE02}
|
| 26 |
+
\pdfglyphtounicode{hatwide}{02C6 FE01}
|
| 27 |
+
\pdfglyphtounicode{tildewide}{02DC FE01}
|
| 28 |
+
\pdfgentounicode=1
|
| 29 |
+
\hypersetup{pdftitle={A Polynomial-Time Algorithm for Three-Machine Unit-Job Scheduling},pdfauthor={OpenAI}}
|
| 30 |
+
\usepackage{caption}
|
| 31 |
+
\captionsetup{font=small,labelfont=bf}
|
| 32 |
+
\setlength{\emergencystretch}{2em}
|
| 33 |
+
\setlist[enumerate]{itemsep=3pt,topsep=5pt}
|
| 34 |
+
\setlist[itemize]{itemsep=3pt,topsep=5pt}
|
| 35 |
+
\numberwithin{equation}{section}
|
| 36 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 37 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 38 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 39 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 40 |
+
\theoremstyle{definition}
|
| 41 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 42 |
+
\theoremstyle{remark}
|
| 43 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 44 |
+
\newcommand{\F}{\mathcal F}
|
| 45 |
+
\newcommand{\K}{\mathbf K}
|
| 46 |
+
\newcommand{\Qual}{\mathcal Q}
|
| 47 |
+
\newcommand{\key}{\operatorname{key}}
|
| 48 |
+
\newcommand{\rk}{\lambda}
|
| 49 |
+
\newcommand{\wP}[1]{\widehat P_{#1}}
|
| 50 |
+
\newcommand{\wD}[1]{\widehat D_{#1}}
|
| 51 |
+
\newcommand{\A}{\mathsf A}
|
| 52 |
+
\newcommand{\dotcup}{\mathbin{\dot\cup}}
|
| 53 |
+
\newcommand{\poly}{\operatorname{poly}}
|
| 54 |
+
\newcommand{\YES}{\mathsf{YES}}
|
| 55 |
+
\newcommand{\NO}{\mathsf{NO}}
|
| 56 |
+
\newcommand{\low}{\mathsf{low}}
|
| 57 |
+
\newcommand{\high}{\mathsf{high}}
|
| 58 |
+
\newcommand{\same}{\mathsf{same}}
|
| 59 |
+
\newcommand{\switch}{\mathsf{switch}}
|
| 60 |
+
|
| 61 |
+
\title{A Polynomial-Time Algorithm for Three-Machine\\
|
| 62 |
+
Unit-Job Scheduling}
|
| 63 |
+
\author{OpenAI}
|
| 64 |
+
\date{September 24, 2026}
|
| 65 |
+
|
| 66 |
+
\begin{document}
|
| 67 |
+
\maketitle
|
| 68 |
+
\begin{abstract}
|
| 69 |
+
We give a uniform deterministic polynomial-time algorithm for scheduling
|
| 70 |
+
unit-length jobs with arbitrary precedence constraints on three identical
|
| 71 |
+
parallel machines. The algorithm constructs a schedule of minimum makespan
|
| 72 |
+
and decides exactly whether all jobs can finish by a specified deadline.
|
| 73 |
+
The proof reorganizes feasible schedules
|
| 74 |
+
into intervals whose job sets have descriptions of bounded size.
|
| 75 |
+
A dynamic program searches a family containing polynomially many such
|
| 76 |
+
descriptions. Global boundary conditions and simplification of inherited
|
| 77 |
+
information keep the descriptions bounded throughout the decomposition.
|
| 78 |
+
\end{abstract}
|
| 79 |
+
|
| 80 |
+
\section{Introduction}\label{sec:introduction}
|
| 81 |
+
|
| 82 |
+
A precedence-constrained schedule must respect two kinds of restrictions:
|
| 83 |
+
jobs related by precedence must run in order, while unrelated jobs compete
|
| 84 |
+
for the available machines. Even when every job takes one unit of time, the
|
| 85 |
+
interaction between these restrictions is subtle. The two-processor case
|
| 86 |
+
was treated by Fujii, Kasami, and Ninomiya
|
| 87 |
+
\citep{FujiiKasamiNinomiya1969,FujiiKasamiNinomiya1971Erratum}, and
|
| 88 |
+
Coffman and Graham gave an optimal list-scheduling algorithm
|
| 89 |
+
\citep{CG1972}. Allowing the number of machines to be part of the input
|
| 90 |
+
yields an NP-complete problem \citep[Theorem~1]{Ullman1975}.
|
| 91 |
+
The fixed-three decision problem appears as OPEN8 in Appendix~A13 of
|
| 92 |
+
Garey and Johnson \citep{GJ1979} and has remained a central complexity
|
| 93 |
+
question in scheduling \citep{NSW2025}.
|
| 94 |
+
|
| 95 |
+
We consider the following precise decision problem. The input is an
|
| 96 |
+
explicitly listed directed acyclic graph \(G=(V,E)\), with
|
| 97 |
+
\(V=\{1,\ldots,n\}\), and an integer \(T\) satisfying \(1\le T\le n\).
|
| 98 |
+
Every vertex is a nonpreemptive job of processing time one. The question
|
| 99 |
+
is whether there is a function
|
| 100 |
+
\[
|
| 101 |
+
\tau:V\longrightarrow\{1,\ldots,T\}
|
| 102 |
+
\]
|
| 103 |
+
such that each value is taken at most three times and
|
| 104 |
+
\(\tau(u)<\tau(v)\) for every \((u,v)\in E\).
|
| 105 |
+
There are no release dates, communication delays, eligibility restrictions,
|
| 106 |
+
or additional resources.
|
| 107 |
+
Slot \(t\) means execution during \([t-1,t)\), and the makespan is
|
| 108 |
+
the last completion time. Allowing nonnegative real start times would
|
| 109 |
+
not improve the optimum: fix the machine assignment and within-machine
|
| 110 |
+
order of a feasible schedule. The graph augmented by machine-order arcs
|
| 111 |
+
is acyclic, as witnessed by the original schedule. In a topological order
|
| 112 |
+
of this graph, set each start time to the maximum of zero and its
|
| 113 |
+
predecessors' completion times. Induction gives integer start times,
|
| 114 |
+
and no completion time increases.
|
| 115 |
+
The standard notation for the problem is
|
| 116 |
+
\(P3\mid\mathrm{prec},p_j=1\mid C_{\max}\)
|
| 117 |
+
\citep{GrahamLawlerLenstraRinnooyKan1979}.
|
| 118 |
+
|
| 119 |
+
\begin{samepage}
|
| 120 |
+
\begin{theorem}\label{thm:main}
|
| 121 |
+
Let an explicitly listed finite directed acyclic graph specify the
|
| 122 |
+
precedence constraints on \(n\ge1\) nonpreemptive unit-length jobs
|
| 123 |
+
on three identical machines. There is a uniform deterministic algorithm
|
| 124 |
+
that constructs a feasible schedule of minimum makespan.
|
| 125 |
+
Given also an integer deadline \(1\le T\le n\), it decides feasibility
|
| 126 |
+
exactly and returns a schedule whenever the answer is affirmative.
|
| 127 |
+
Both tasks can be performed in
|
| 128 |
+
\(O((L+2)^{150020})\) steps on a deterministic multitape Turing machine,
|
| 129 |
+
where \(L\) is the total binary input length.
|
| 130 |
+
\end{theorem}
|
| 131 |
+
\end{samepage}
|
| 132 |
+
|
| 133 |
+
The theorem resolves the polynomial-time side of this three-machine
|
| 134 |
+
complexity question. Its scope is the explicit model just stated.
|
| 135 |
+
The polynomial supplied by the proof has a very large constant exponent;
|
| 136 |
+
no practical running-time claim is made.
|
| 137 |
+
|
| 138 |
+
\paragraph{Prior work and the point of departure.}
|
| 139 |
+
Structural restrictions on precedence yield important intermediate
|
| 140 |
+
results. Garey, Johnson, Tarjan, and Yannakakis gave a linear-time
|
| 141 |
+
algorithm on three processors for opposing forests, which are disjoint
|
| 142 |
+
unions of an in-forest and an out-forest
|
| 143 |
+
\citep[Section~4]{GareyJohnsonTarjanYannakakis1983}.
|
| 144 |
+
Dolev and Warmuth obtained a running time
|
| 145 |
+
\(O(n^{h(m-1)+1})\) when the precedence graph has height \(h\), measured
|
| 146 |
+
in arcs, and at most \(m\) processors are available in each slot
|
| 147 |
+
\citep[Theorem~3]{DW1984}. The available number may vary over time.
|
| 148 |
+
This is polynomial when both \(h\) and \(m\) are fixed.
|
| 149 |
+
Their normalized optimal schedules, called zero-adjusted, have a slot
|
| 150 |
+
whose at most \(m-1\) jobs with successors determine the prefix and the
|
| 151 |
+
remaining subproblem, the latter up to isomorphism. When the graph has positive
|
| 152 |
+
height, both recursive pieces have smaller height
|
| 153 |
+
\citep[Theorem~2]{DW1984}.
|
| 154 |
+
|
| 155 |
+
Nederlof, Swennenhuis, and Węgrzycki developed this structural approach
|
| 156 |
+
into an exact algorithm with running
|
| 157 |
+
time \((1+n/m)^{O(\sqrt{nm})}\) for \(n\) jobs on \(m\) machines, hence
|
| 158 |
+
\(2^{O(\sqrt n\log n)}\) for three machines
|
| 159 |
+
\citep[Theorem~1.1]{NSW2025}.
|
| 160 |
+
Their decomposition at selected slots and memoization of subproblems
|
| 161 |
+
described by source and sink sets already control the number of
|
| 162 |
+
subproblems despite potentially linear recursion depth
|
| 163 |
+
\citep[Sections~5--6]{NSW2025}. Their proper-decomposition
|
| 164 |
+
theorem assumes at most \(m\) sources
|
| 165 |
+
\citep[Definition~1 and Theorem~3.1]{NSW2025}; their full algorithm
|
| 166 |
+
handles arbitrary precedence graphs. The marked intervals below build on
|
| 167 |
+
this decomposition viewpoint. We prove the required separator statements
|
| 168 |
+
and bound the size of each global interval description directly; the
|
| 169 |
+
polynomial bound does not follow by specializing their subexponential bound.
|
| 170 |
+
|
| 171 |
+
Approximation algorithms also revealed useful recursive structure.
|
| 172 |
+
For fixed machine count and fixed \(\varepsilon>0\), Levey and Rothvoß
|
| 173 |
+
obtained a \((1+\varepsilon)\)-approximation using linear programming
|
| 174 |
+
(LP) hierarchies
|
| 175 |
+
\citep{LeveyRothvoss2016}; Garg improved the running time to
|
| 176 |
+
quasipolynomial \citep{Garg2018}. Li replaced LP conditioning by
|
| 177 |
+
combinatorial guesses and obtained the bound
|
| 178 |
+
\(n^{O((m^4/\varepsilon^3)(\log\log n)^3)}\) \citep{Li2021}.
|
| 179 |
+
Das and Wiese later gave a simpler combinatorial quasipolynomial-time
|
| 180 |
+
approximation scheme \citep{DasWiese2022}.
|
| 181 |
+
These works give a related perspective on the recursive structure of
|
| 182 |
+
nearly optimal schedules. The exact separator and global-description
|
| 183 |
+
statements used here are established separately.
|
| 184 |
+
|
| 185 |
+
\paragraph{Why a finite search can suffice.}
|
| 186 |
+
After adding isolated jobs, we may assume that every slot contains three
|
| 187 |
+
jobs. If selected slots are removed from a feasible schedule, the remaining
|
| 188 |
+
open gaps can be scheduled independently: reordering the jobs of one gap
|
| 189 |
+
does not change their temporal relation to any exterior job. This suggests
|
| 190 |
+
a recursive search whose subproblems are the sets of jobs in those gaps.
|
| 191 |
+
The obstacle is their number. Naming a gap by its two boundary triples
|
| 192 |
+
does not by itself determine its job set, and repeatedly intersecting
|
| 193 |
+
descriptions inherited from its ancestors can require an unbounded formula.
|
| 194 |
+
|
| 195 |
+
We prove that every feasible instance has a recursive decomposition in
|
| 196 |
+
which each gap is described \emph{globally}, as a subset of all jobs, by a
|
| 197 |
+
Boolean formula of bounded size. The permitted tests are precedence to or
|
| 198 |
+
from a triple of jobs, membership in that triple, and rank thresholds in
|
| 199 |
+
a fixed linear extension or its reverse. The bound is independent of the
|
| 200 |
+
depth of the decomposition. There are therefore only polynomially many
|
| 201 |
+
sets that the algorithm must consider. Compatible selected triples connect
|
| 202 |
+
smaller accepted gap sets, and their concatenation gives the schedule.
|
| 203 |
+
|
| 204 |
+
The structural proof chooses lexicographically minimal schedules only as
|
| 205 |
+
existence witnesses; the algorithm enumerates the descriptions instead of
|
| 206 |
+
computing those witnesses. Fix a priority order extending precedence,
|
| 207 |
+
and call its current initial segment low and the remaining jobs high.
|
| 208 |
+
A selected slot separates this cutoff when every earlier high job is a
|
| 209 |
+
precedence predecessor of a job in that slot, and every later low job is
|
| 210 |
+
a precedence successor of one. In a normalized interval, we promote
|
| 211 |
+
jobs one at a time from high to low and move a separator forward. Each pair
|
| 212 |
+
of successive selected slots separates one common cutoff: each low job
|
| 213 |
+
in the intervening gap has a predecessor in its left slot, and each high
|
| 214 |
+
job has a successor in its right slot.
|
| 215 |
+
|
| 216 |
+
The two sides of a center slot are treated by the same construction:
|
| 217 |
+
for one side we reverse both time and precedence. To describe a gap
|
| 218 |
+
without remembering all its ancestors, we maintain a short list of sets
|
| 219 |
+
closed under taking successors in the current direction. A boundary slot limits the number of new list entries that can
|
| 220 |
+
survive. A global boundary condition excludes distant jobs, while an
|
| 221 |
+
exchange condition keeps that control valid after later reorderings.
|
| 222 |
+
At a change of direction, a paired form of the inherited entries lets us
|
| 223 |
+
replace their history by a bounded formula. The distinction between
|
| 224 |
+
agreement inside a known interval and a description valid on all jobs is
|
| 225 |
+
what makes this last step necessary.
|
| 226 |
+
|
| 227 |
+
\paragraph{Organization.}
|
| 228 |
+
\Cref{sec:preliminaries,sec:algorithm} specify a finite description family
|
| 229 |
+
and the uniform algorithm. \Cref{sec:separators} supplies common cutoffs,
|
| 230 |
+
and \Cref{sec:construction} uses them to form smaller child intervals.
|
| 231 |
+
\Cref{sec:lists} bounds inherited predicate information;
|
| 232 |
+
\Cref{sec:boundary} proves the global boundary invariants.
|
| 233 |
+
\Cref{sec:descriptions} describes whole intervals and marked
|
| 234 |
+
splits by bounded formulas, completing the hierarchy proof.
|
| 235 |
+
\Cref{sec:complexity} gives the explicit running-time bound.
|
| 236 |
+
|
| 237 |
+
\section{Full schedules, frames, and descriptions}\label{sec:preliminaries}
|
| 238 |
+
|
| 239 |
+
We write \(x\prec y\) if there is a directed path of positive length
|
| 240 |
+
from \(x\) to \(y\). Transitive reachability can be computed in polynomial
|
| 241 |
+
time. All restrictions of the precedence order below mean restrictions of
|
| 242 |
+
this transitive order, including when a path in the original graph uses
|
| 243 |
+
vertices outside the restricted set.
|
| 244 |
+
|
| 245 |
+
\subsection{Padding and interval reorderings}
|
| 246 |
+
|
| 247 |
+
If \(n>3T\), reject. Otherwise add \(3T-n\) isolated jobs and let \(J\)
|
| 248 |
+
be the resulting set, with \(N=|J|=3T\).
|
| 249 |
+
A \emph{full schedule} of a set \(W\subseteq J\) is an ordered sequence
|
| 250 |
+
of antichain triples partitioning \(W\), respecting \(\prec\).
|
| 251 |
+
Its length is necessarily \(|W|/3\). The empty set has the empty full
|
| 252 |
+
schedule.
|
| 253 |
+
|
| 254 |
+
\begin{lemma}\label{lem:padding}
|
| 255 |
+
The original deadline is feasible if and only if \(J\) has a full schedule.
|
| 256 |
+
The padded instance has polynomial size in the stated input encoding.
|
| 257 |
+
\end{lemma}
|
| 258 |
+
\begin{proof}
|
| 259 |
+
A schedule of the original jobs leaves exactly \(3T-n\) vacant positions
|
| 260 |
+
among the three machines and \(T\) slots. Fill them with the isolated jobs.
|
| 261 |
+
Conversely, delete the isolated jobs from a full schedule.
|
| 262 |
+
Since \(T\le n\) and the vertices are explicitly listed, \(N=3T\le3n\)
|
| 263 |
+
is polynomially bounded.
|
| 264 |
+
\end{proof}
|
| 265 |
+
|
| 266 |
+
A schedule's slots will also denote their job triples. An \emph{open
|
| 267 |
+
interval} \((a,b)\) consists of all slots strictly between two boundary
|
| 268 |
+
slots; we use the same symbol \(W\) for that interval's job set.
|
| 269 |
+
Virtual boundaries before the first and after the last slot are allowed.
|
| 270 |
+
|
| 271 |
+
\begin{lemma}\label{lem:reorder}
|
| 272 |
+
Replacing the schedule inside an open interval by any full schedule of
|
| 273 |
+
its job set preserves feasibility of the complete schedule.
|
| 274 |
+
\end{lemma}
|
| 275 |
+
\begin{proof}
|
| 276 |
+
All exterior jobs are either before the entire interval or after it.
|
| 277 |
+
Their order relative to every interior job is unchanged. Interior
|
| 278 |
+
precedences hold by the assumed feasibility of the replacement.
|
| 279 |
+
\end{proof}
|
| 280 |
+
|
| 281 |
+
\subsection{The two frames}
|
| 282 |
+
|
| 283 |
+
Fix a linear extension of the order on \(J\), with rank
|
| 284 |
+
\(\rk:J\to\{1,\ldots,N\}\). A deterministic choice is obtained by
|
| 285 |
+
successively removing a minimal job, breaking ties by its identifier.
|
| 286 |
+
We also use the reversed order, reversed time, and reversed linear
|
| 287 |
+
extension. These are our two \emph{frames}. The two ranks of a job sum
|
| 288 |
+
to \(N+1\). Unless a frame is specified otherwise, all time comparisons,
|
| 289 |
+
precedence relations, and ranks in an argument belong to its working frame.
|
| 290 |
+
|
| 291 |
+
For an actual slot \(a\), identified with its job triple, define global cones
|
| 292 |
+
\[
|
| 293 |
+
D_a=\{x\in J:\exists y\in a,\ y\prec x\},
|
| 294 |
+
\qquad
|
| 295 |
+
P_a=\{x\in J:\exists y\in a,\ x\prec y\},
|
| 296 |
+
\qquad
|
| 297 |
+
\wD a=D_a\cup a,\quad \wP a=P_a\cup a .
|
| 298 |
+
\]
|
| 299 |
+
At the left sentinel take \(D_a=\wD a=J\) and
|
| 300 |
+
\(P_a=\wP a=\varnothing\). At the right sentinel use the opposite
|
| 301 |
+
convention. Reversal exchanges \(D\) and \(P\), and exchanges their
|
| 302 |
+
weak versions. In a fixed frame the \(D\)-cones and weak \(D\)-cones are
|
| 303 |
+
upward closed, whereas the \(P\)-cones and weak \(P\)-cones are downward
|
| 304 |
+
closed.
|
| 305 |
+
|
| 306 |
+
Cone membership always concerns the whole poset \(J\), even when a formula
|
| 307 |
+
is evaluated on an interval. A job that is temporally earlier than a block
|
| 308 |
+
need not be a predecessor of that block.
|
| 309 |
+
|
| 310 |
+
\subsection{A fixed finite family}
|
| 311 |
+
|
| 312 |
+
Let \(\F\) be the family of subsets of \(J\) described by Boolean formulas
|
| 313 |
+
with at most \(K=10000\) leaves. Leaves are the following atomic tests or
|
| 314 |
+
their negations:
|
| 315 |
+
\begin{itemize}
|
| 316 |
+
\item true and false;
|
| 317 |
+
\item rank thresholds \(\rk\le k\) and \(\rk\ge k\), with
|
| 318 |
+
\(0\le k\le N+1\), in either frame;
|
| 319 |
+
\item membership in a triple of jobs, or in any of its four cones
|
| 320 |
+
\(P,D,\widehat P,\widehat D\), in either frame.
|
| 321 |
+
\end{itemize}
|
| 322 |
+
Internal nodes are binary conjunctions and disjunctions. Negating a formula
|
| 323 |
+
does not increase its number of leaves: apply De Morgan's laws and push
|
| 324 |
+
negations to the leaves. Sentinel tests are constants.
|
| 325 |
+
We distinguish a \emph{global description} \(W=F\), with \(F\in\F\),
|
| 326 |
+
from a \emph{relative description} \(L=W\cap F\).
|
| 327 |
+
|
| 328 |
+
\begin{lemma}\label{lem:family}
|
| 329 |
+
The family \(\F\) can be generated deterministically in polynomial time
|
| 330 |
+
and represented by \(N\)-bit vectors.
|
| 331 |
+
\end{lemma}
|
| 332 |
+
\begin{proof}
|
| 333 |
+
There are \(O(N^3)\) atomic tests. The number of binary tree shapes and
|
| 334 |
+
connective assignments with at most \(K\) leaves is a constant depending
|
| 335 |
+
only on \(K\). Labelling the leaves therefore gives \(O(N^{3K})\)
|
| 336 |
+
formulas, with a constant implicit factor. Compute their truth sets after
|
| 337 |
+
precomputing reachability, then deduplicate by comparing the bit vectors
|
| 338 |
+
pairwise. This is a deterministic finite procedure with polynomial cost.
|
| 339 |
+
\end{proof}
|
| 340 |
+
|
| 341 |
+
\section{The algorithm and its structural certificate}\label{sec:algorithm}
|
| 342 |
+
|
| 343 |
+
The algorithm accepts or rejects each \(W\in\F\), in increasing order
|
| 344 |
+
of cardinality. Write \(\A(W)\) for its acceptance value, and regard
|
| 345 |
+
\(\A(U)\) as false when \(U\notin\F\).
|
| 346 |
+
Set \(\A(\varnothing)\) to true, and reject sets whose sizes are not
|
| 347 |
+
divisible by three.
|
| 348 |
+
|
| 349 |
+
For each remaining nonempty \(W\), form states
|
| 350 |
+
\[
|
| 351 |
+
(L,Z,R),\qquad W=L\dotcup Z\dotcup R,
|
| 352 |
+
\]
|
| 353 |
+
where \(Z\) is an antichain triple and \(L=W\cap F\) for some \(F\in\F\).
|
| 354 |
+
Keep a state only if the displayed order of its three parts is
|
| 355 |
+
\emph{compatible}: no job in a later part precedes a job in an earlier
|
| 356 |
+
part. This test uses the transitive order on \(J\).
|
| 357 |
+
Declare the state initial when \(\A(L)\) is true and final when
|
| 358 |
+
\(\A(R)\) is true. Add an edge
|
| 359 |
+
\[
|
| 360 |
+
(L,Z,R)\longrightarrow(L',Z',R')
|
| 361 |
+
\]
|
| 362 |
+
exactly when
|
| 363 |
+
\begin{equation}
|
| 364 |
+
L\cup Z\subseteq L',
|
| 365 |
+
\qquad
|
| 366 |
+
\A\bigl(L'\setminus(L\cup Z)\bigr)=\mathrm{true}.
|
| 367 |
+
\label{eq:transition}
|
| 368 |
+
\end{equation}
|
| 369 |
+
All acceptance values consulted concern smaller sets.
|
| 370 |
+
Set \(\A(W)\) to true if an initial state reaches a final state,
|
| 371 |
+
allowing a path consisting of a single state.
|
| 372 |
+
Return \(\YES\) precisely when \(\A(J)\) is true.
|
| 373 |
+
|
| 374 |
+
\begin{proposition}\label{prop:algorithm}
|
| 375 |
+
This is a uniform deterministic polynomial-time algorithm. Every set it
|
| 376 |
+
accepts has a full schedule, which the algorithm can explicitly return.
|
| 377 |
+
With \(K=10000\), its deadline decision and schedule construction take
|
| 378 |
+
\(O((L+2)^{150020})\) deterministic multitape steps.
|
| 379 |
+
\end{proposition}
|
| 380 |
+
\begin{proof}
|
| 381 |
+
For soundness, consider a path with triples \(Z_1,\ldots,Z_k\) and
|
| 382 |
+
left sets \(L_1,\ldots,L_k\). Put
|
| 383 |
+
\[
|
| 384 |
+
A_0=L_1,\qquad
|
| 385 |
+
A_i=L_{i+1}\setminus(L_i\cup Z_i)\ (1\le i<k),\qquad
|
| 386 |
+
A_k=R_k.
|
| 387 |
+
\]
|
| 388 |
+
The inclusions in \eqref{eq:transition} give the ordered disjoint partition
|
| 389 |
+
\begin{equation}
|
| 390 |
+
W=A_0\dotcup Z_1\dotcup A_1\dotcup\cdots
|
| 391 |
+
\dotcup Z_k\dotcup A_k.
|
| 392 |
+
\label{eq:partition}
|
| 393 |
+
\end{equation}
|
| 394 |
+
Every \(A_i\) is smaller than \(W\) and was already accepted. By induction
|
| 395 |
+
it has a full schedule. Every two distinct pieces in \eqref{eq:partition}
|
| 396 |
+
are separated by a selected state, with the earlier piece in its left
|
| 397 |
+
part or triple and the later piece in its triple or right part.
|
| 398 |
+
Compatibility of that state excludes a backward precedence between
|
| 399 |
+
the pieces. Concatenating their schedules with the selected triples is
|
| 400 |
+
therefore a full schedule of \(W\).
|
| 401 |
+
|
| 402 |
+
To produce that schedule, record a predecessor whenever a state is
|
| 403 |
+
first reached, with initial states distinguished as roots. Trace back
|
| 404 |
+
from a reached final state and use the partition \eqref{eq:partition}.
|
| 405 |
+
Along every transition \(|L|\) increases by at least three, so an
|
| 406 |
+
accepting path has at most \(N/3\) triples. Retrieve the already stored
|
| 407 |
+
schedules of its smaller gap sets and concatenate them with those
|
| 408 |
+
triples. Store this one explicit schedule for \(W\), avoiding any
|
| 409 |
+
repeated recursive expansion.
|
| 410 |
+
|
| 411 |
+
There are only polynomially many formula instances, sets, states,
|
| 412 |
+
and state pairs because the leaf allowance $K$ is fixed. Sequential scans
|
| 413 |
+
of their bit-vector records therefore give a uniform polynomial-time
|
| 414 |
+
implementation. \Cref{sec:complexity} gives the explicit multitape
|
| 415 |
+
accounting, including the scans and copying needed for reconstruction,
|
| 416 |
+
and proves the stated exponent.
|
| 417 |
+
\end{proof}
|
| 418 |
+
|
| 419 |
+
The completeness certificate uses only intervals, their marked triples,
|
| 420 |
+
and descriptions; it imposes no bound on the number of levels.
|
| 421 |
+
|
| 422 |
+
\Needspace{3\baselineskip}
|
| 423 |
+
\begin{definition}\label{def:hierarchy}
|
| 424 |
+
A \emph{bounded-description hierarchy} for a feasible \(J\) has the whole
|
| 425 |
+
schedule as its root interval. At a nonempty node \(W\), one may first
|
| 426 |
+
replace its schedule by a full schedule of the same job set. One then
|
| 427 |
+
marks at least one actual slot; the nonempty open gaps between successive
|
| 428 |
+
marks and the two boundaries become its children. Different children may
|
| 429 |
+
be developed with separate copies of their witnessing exterior schedules.
|
| 430 |
+
The following descriptions are required:
|
| 431 |
+
\begin{enumerate}[label=(\roman*)]
|
| 432 |
+
\item every node job set belongs to \(\F\);
|
| 433 |
+
\item for every marked triple, its earlier jobs within the node have a
|
| 434 |
+
relative description \(W\cap F\), with \(F\in\F\), in original time.
|
| 435 |
+
\end{enumerate}
|
| 436 |
+
\end{definition}
|
| 437 |
+
|
| 438 |
+
\begin{lemma}\label{lem:hierarchy-dp}
|
| 439 |
+
If a feasible \(J\) has a bounded-description hierarchy, the algorithm
|
| 440 |
+
accepts \(J\).
|
| 441 |
+
\end{lemma}
|
| 442 |
+
\begin{proof}
|
| 443 |
+
Induct on node size. Its marks give compatible states in chronological
|
| 444 |
+
order by property (ii). Their end gaps and transition gaps are empty
|
| 445 |
+
or are its children, belong to \(\F\), and are strictly smaller because
|
| 446 |
+
there is an actual mark. They have already been accepted by induction.
|
| 447 |
+
The states consequently give an initial-to-final path.
|
| 448 |
+
The root belongs to \(\F\) because its predicate is true.
|
| 449 |
+
\end{proof}
|
| 450 |
+
|
| 451 |
+
We prove the following structural assertion in
|
| 452 |
+
\Cref{sec:separators,sec:construction,sec:lists,sec:boundary,sec:descriptions}.
|
| 453 |
+
The considerably larger allowance \(K=10000\) avoids dependence on tight
|
| 454 |
+
constant bookkeeping.
|
| 455 |
+
|
| 456 |
+
\begin{theorem}\label{thm:structure}
|
| 457 |
+
Every feasible full three-machine schedule has a bounded-description
|
| 458 |
+
hierarchy. In fact, the global node predicates and relative split
|
| 459 |
+
predicates needed in the hierarchy have fewer than \(500\) leaves.
|
| 460 |
+
\end{theorem}
|
| 461 |
+
|
| 462 |
+
\begin{proof}[Proof of \Cref{thm:main}, assuming \Cref{thm:structure}]
|
| 463 |
+
Apply \Cref{lem:padding,prop:algorithm,lem:hierarchy-dp,thm:structure}.
|
| 464 |
+
The algorithm is sound on every enumerated set and complete at \(J\).
|
| 465 |
+
For makespan minimization, test all deadlines \(1,\ldots,n\) and take
|
| 466 |
+
the smallest feasible one. A topological ordering gives a feasible
|
| 467 |
+
schedule of length at most \(n\), so this search succeeds.
|
| 468 |
+
Return the stored full schedule for its padded instance and delete the
|
| 469 |
+
isolated padding jobs. Assign the at most three remaining jobs in each
|
| 470 |
+
slot to distinct machines. The schedule has optimum makespan by the
|
| 471 |
+
choice of deadline. The bound in \Cref{prop:algorithm} already allows
|
| 472 |
+
all these deadline trials.
|
| 473 |
+
\end{proof}
|
| 474 |
+
|
| 475 |
+
\input{separators}
|
| 476 |
+
\input{construction}
|
| 477 |
+
\input{lists}
|
| 478 |
+
\input{boundary}
|
| 479 |
+
\input{descriptions}
|
| 480 |
+
\section{Running time in the explicit input model}\label{sec:complexity}
|
| 481 |
+
|
| 482 |
+
The preceding structural proof establishes completeness of the finite
|
| 483 |
+
search. We now give the detailed deterministic multitape accounting
|
| 484 |
+
promised in \Cref{prop:algorithm}. Its purpose is to make the
|
| 485 |
+
polynomial-time assertion uniform; the structural argument does not
|
| 486 |
+
require efficient normalization of a schedule or a small recursion depth.
|
| 487 |
+
|
| 488 |
+
\begin{proof}[Running-time bound in \Cref{prop:algorithm}]
|
| 489 |
+
First specify a conservative implementation using sequential scans.
|
| 490 |
+
Write \(B=C_KN^{3K}\) for an upper bound on the number of enumerated
|
| 491 |
+
formulas, where \(C_K\) depends only on the fixed \(K\).
|
| 492 |
+
There are at most \(B\) distinct sets and at most \(S=BN^3\)
|
| 493 |
+
candidate states for each \(W\).
|
| 494 |
+
Store their bit vectors, reachability marks, and predecessor record
|
| 495 |
+
numbers on work tapes. Each state record uses \(O_K(N)\) bits:
|
| 496 |
+
its indices require only \(O_K(\log N)\) bits.
|
| 497 |
+
Store an explicit full schedule with each previously accepted set.
|
| 498 |
+
This table uses \(O_K(BN^2)\) bits, since a schedule lists at most
|
| 499 |
+
\(N\) job identifiers and their slots.
|
| 500 |
+
|
| 501 |
+
A complete scan to fetch or update a state record costs
|
| 502 |
+
\(O_K(SN)=O_K(BN^4)\) steps. A lookup in the acceptance table by
|
| 503 |
+
comparing all bit vectors costs \(O_K(BN^2)\) steps.
|
| 504 |
+
Even checking all required precedence relations by repeated scans of
|
| 505 |
+
the \(N\)-by-\(N\) reachability table costs at most \(O(N^4)\).
|
| 506 |
+
Thus one ordered state-pair test and reachability update costs
|
| 507 |
+
\(O_K(BN^4)\) steps, without constant-time random access.
|
| 508 |
+
Starting from the initial states, make at most \(S\) passes over all
|
| 509 |
+
ordered pairs, marking a target when its source is marked and
|
| 510 |
+
\eqref{eq:transition} holds. These passes find every reachable state.
|
| 511 |
+
For all sets together their cost is at most
|
| 512 |
+
\[
|
| 513 |
+
O_K\bigl(BS^3BN^4\bigr)
|
| 514 |
+
=O_K(B^5N^{13})
|
| 515 |
+
=O_K(N^{15K+13}).
|
| 516 |
+
\]
|
| 517 |
+
Generating, evaluating, and deduplicating formulas by scans costs at
|
| 518 |
+
most \(O_K(B^2N^4)\); reachability preprocessing, state construction,
|
| 519 |
+
and table initialization also fit within the displayed bound.
|
| 520 |
+
The subscript \(K\) denotes a constant fixed independently of the input.
|
| 521 |
+
Since \(N\le3n\) and the vertices are explicitly listed, the looser
|
| 522 |
+
bound \(O((L+2)^{150020})\) covers input processing and even all
|
| 523 |
+
\(n\) deadline trials needed for optimization.
|
| 524 |
+
\end{proof}
|
| 525 |
+
|
| 526 |
+
\begin{remark}\label{rem:compact}
|
| 527 |
+
For the deadline feasibility decision, the same preprocessing can handle
|
| 528 |
+
an encoding that specifies an enormous number of isolated vertices only
|
| 529 |
+
through a binary value of \(n\).
|
| 530 |
+
After checking \(n\le3T\), let \(d\) be the number of vertices appearing
|
| 531 |
+
in edges. If \(T\ge d\), accept: schedule those \(d\) vertices sequentially
|
| 532 |
+
in topological order and fill free positions with the isolated vertices.
|
| 533 |
+
Otherwise \(N=3T<3d\le6|E|\), so expansion is polynomial. This extra
|
| 534 |
+
branch is not needed for the explicit encoding in \Cref{thm:main}.
|
| 535 |
+
\end{remark}
|
| 536 |
+
|
| 537 |
+
\input{conclusion}
|
| 538 |
+
|
| 539 |
+
\bibliographystyle{plainnat}
|
| 540 |
+
\bibliography{references}
|
| 541 |
+
\end{document}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/references.bib
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
|
|
|
|
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|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
@article{FujiiKasamiNinomiya1969,
|
| 2 |
+
author = {Fujii, M. and Kasami, T. and Ninomiya, K.},
|
| 3 |
+
title = {Optimal Sequencing of Two Equivalent Processors},
|
| 4 |
+
journal = {SIAM Journal on Applied Mathematics},
|
| 5 |
+
volume = {17}, number = {4}, pages = {784--789}, year = {1969},
|
| 6 |
+
doi = {10.1137/0117070},
|
| 7 |
+
}
|
| 8 |
+
|
| 9 |
+
@article{FujiiKasamiNinomiya1971Erratum,
|
| 10 |
+
author = {Fujii, M. and Kasami, T. and Ninomiya, K.},
|
| 11 |
+
title = {Erratum: {Optimal Sequencing of Two Equivalent Processors}},
|
| 12 |
+
journal = {SIAM Journal on Applied Mathematics},
|
| 13 |
+
volume = {20}, number = {1}, pages = {141}, year = {1971},
|
| 14 |
+
doi = {10.1137/0120018},
|
| 15 |
+
url = {https://epubs.siam.org/doi/epdf/10.1137/0120018}
|
| 16 |
+
}
|
| 17 |
+
|
| 18 |
+
@article{CG1972,
|
| 19 |
+
author = {Coffman, Jr., Edward G. and Graham, Ronald L.},
|
| 20 |
+
title = {Optimal Scheduling for Two-Processor Systems},
|
| 21 |
+
journal = {Acta Informatica},
|
| 22 |
+
volume = {1},
|
| 23 |
+
number = {3},
|
| 24 |
+
pages = {200--213},
|
| 25 |
+
year = {1972},
|
| 26 |
+
doi = {10.1007/BF00288685}
|
| 27 |
+
}
|
| 28 |
+
|
| 29 |
+
@article{Ullman1975,
|
| 30 |
+
author = {Ullman, Jeffrey D.},
|
| 31 |
+
title = {{NP}-Complete Scheduling Problems},
|
| 32 |
+
journal = {Journal of Computer and System Sciences},
|
| 33 |
+
volume = {10},
|
| 34 |
+
number = {3},
|
| 35 |
+
pages = {384--393},
|
| 36 |
+
year = {1975},
|
| 37 |
+
doi = {10.1016/S0022-0000(75)80008-0}
|
| 38 |
+
}
|
| 39 |
+
|
| 40 |
+
@book{GJ1979,
|
| 41 |
+
author = {Garey, Michael R. and Johnson, David S.},
|
| 42 |
+
title = {Computers and Intractability: A Guide to the Theory of {NP}-Completeness},
|
| 43 |
+
publisher = {W. H. Freeman},
|
| 44 |
+
year = {1979}
|
| 45 |
+
}
|
| 46 |
+
|
| 47 |
+
@article{GrahamLawlerLenstraRinnooyKan1979,
|
| 48 |
+
author = {Graham, R. L. and Lawler, E. L. and Lenstra, J. K. and Rinnooy Kan, A. H. G.},
|
| 49 |
+
title = {Optimization and Approximation in Deterministic Sequencing and Scheduling: a Survey},
|
| 50 |
+
journal = {Annals of Discrete Mathematics}, volume = {5}, pages = {287--326}, year = {1979},
|
| 51 |
+
doi = {10.1016/S0167-5060(08)70356-X},
|
| 52 |
+
url = {https://ir.cwi.nl/pub/18052},
|
| 53 |
+
}
|
| 54 |
+
|
| 55 |
+
@article{GareyJohnsonTarjanYannakakis1983,
|
| 56 |
+
author = {Garey, M. R. and Johnson, D. S. and Tarjan, R. E. and Yannakakis, M.},
|
| 57 |
+
title = {Scheduling Opposing Forests},
|
| 58 |
+
journal = {SIAM Journal on Algebraic and Discrete Methods},
|
| 59 |
+
volume = {4}, number = {1}, pages = {72--93}, year = {1983},
|
| 60 |
+
doi = {10.1137/0604011},
|
| 61 |
+
}
|
| 62 |
+
|
| 63 |
+
@article{DW1984,
|
| 64 |
+
author = {Dolev, Danny and Warmuth, Manfred K.},
|
| 65 |
+
title = {Scheduling Precedence Graphs of Bounded Height},
|
| 66 |
+
journal = {Journal of Algorithms},
|
| 67 |
+
volume = {5},
|
| 68 |
+
number = {1},
|
| 69 |
+
pages = {48--59},
|
| 70 |
+
year = {1984},
|
| 71 |
+
doi = {10.1016/0196-6774(84)90039-7}
|
| 72 |
+
}
|
| 73 |
+
|
| 74 |
+
@inproceedings{NSW2025,
|
| 75 |
+
author = {Nederlof, Jesper and Swennenhuis, C{\'e}line M. F. and W{\k{e}}grzycki, Karol},
|
| 76 |
+
title = {A Subexponential Time Algorithm for Makespan Scheduling of Unit Jobs with Precedence Constraints},
|
| 77 |
+
booktitle = {Proceedings of the 2025 Annual ACM-SIAM Symposium on Discrete Algorithms (SODA)},
|
| 78 |
+
year = {2025},
|
| 79 |
+
pages = {535--552},
|
| 80 |
+
publisher = {Society for Industrial and Applied Mathematics},
|
| 81 |
+
doi = {10.1137/1.9781611978322.16}
|
| 82 |
+
}
|
| 83 |
+
|
| 84 |
+
|
| 85 |
+
@inproceedings{LeveyRothvoss2016,
|
| 86 |
+
author = {Levey, Elaine and Rothvo{\ss}, Thomas},
|
| 87 |
+
title = {A {$(1+\epsilon)$}-Approximation for Makespan Scheduling with Precedence Constraints Using {LP} Hierarchies},
|
| 88 |
+
booktitle = {Proceedings of the 48th Annual ACM SIGACT Symposium on Theory of Computing},
|
| 89 |
+
series = {STOC '16},
|
| 90 |
+
year = {2016},
|
| 91 |
+
pages = {168--177},
|
| 92 |
+
publisher = {Association for Computing Machinery},
|
| 93 |
+
doi = {10.1145/2897518.2897532},
|
| 94 |
+
url = {https://doi.org/10.1145/2897518.2897532}
|
| 95 |
+
}
|
| 96 |
+
|
| 97 |
+
@inproceedings{Garg2018,
|
| 98 |
+
author = {Garg, Shashwat},
|
| 99 |
+
title = {Quasi-{PTAS} for Scheduling with Precedences Using {LP} Hierarchies},
|
| 100 |
+
booktitle = {45th International Colloquium on Automata, Languages, and Programming (ICALP 2018)},
|
| 101 |
+
editor = {Chatzigiannakis, Ioannis and Kaklamanis, Christos and Marx, D{\'a}niel and Sannella, Donald},
|
| 102 |
+
series = {Leibniz International Proceedings in Informatics (LIPIcs)},
|
| 103 |
+
volume = {107},
|
| 104 |
+
year = {2018},
|
| 105 |
+
pages = {59:1--59:13},
|
| 106 |
+
publisher = {Schloss Dagstuhl -- Leibniz-Zentrum f{\"u}r Informatik},
|
| 107 |
+
doi = {10.4230/LIPIcs.ICALP.2018.59},
|
| 108 |
+
url = {https://drops.dagstuhl.de/entities/document/10.4230/LIPIcs.ICALP.2018.59}
|
| 109 |
+
}
|
| 110 |
+
|
| 111 |
+
@inproceedings{Li2021,
|
| 112 |
+
author = {Li, Shi},
|
| 113 |
+
title = {Towards {PTAS} for Precedence Constrained Scheduling via Combinatorial Algorithms},
|
| 114 |
+
booktitle = {Proceedings of the 2021 ACM-SIAM Symposium on Discrete Algorithms (SODA)},
|
| 115 |
+
editor = {Marx, D{\'a}niel},
|
| 116 |
+
year = {2021},
|
| 117 |
+
pages = {2991--3010},
|
| 118 |
+
publisher = {Society for Industrial and Applied Mathematics},
|
| 119 |
+
doi = {10.1137/1.9781611976465.178},
|
| 120 |
+
url = {https://doi.org/10.1137/1.9781611976465.178}
|
| 121 |
+
}
|
| 122 |
+
|
| 123 |
+
@inproceedings{DasWiese2022,
|
| 124 |
+
author = {Das, Syamantak and Wiese, Andreas},
|
| 125 |
+
title = {A Simpler {QPTAS} for Scheduling Jobs with Precedence Constraints},
|
| 126 |
+
booktitle = {30th Annual European Symposium on Algorithms (ESA 2022)},
|
| 127 |
+
editor = {Chechik, Shiri and Navarro, Gonzalo and Rotenberg, Eva and Herman, Grzegorz},
|
| 128 |
+
series = {Leibniz International Proceedings in Informatics (LIPIcs)},
|
| 129 |
+
volume = {244},
|
| 130 |
+
year = {2022},
|
| 131 |
+
pages = {40:1--40:11},
|
| 132 |
+
publisher = {Schloss Dagstuhl -- Leibniz-Zentrum f{\"u}r Informatik},
|
| 133 |
+
doi = {10.4230/LIPIcs.ESA.2022.40},
|
| 134 |
+
url = {https://drops.dagstuhl.de/entities/document/10.4230/LIPIcs.ESA.2022.40}
|
| 135 |
+
}
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/separators.tex
ADDED
|
@@ -0,0 +1,162 @@
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|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Separators with a shared cutoff}\label{sec:separators}
|
| 2 |
+
|
| 3 |
+
Decomposing a normalized schedule at selected slots is a central device
|
| 4 |
+
in Dolev--Warmuth \citep[Theorem~2]{DW1984} and in the proper-decomposition
|
| 5 |
+
construction of Nederlof, Swennenhuis, and Węgrzycki
|
| 6 |
+
\citep[Section~3]{NSW2025}. Here we prove the shared-cutoff form needed
|
| 7 |
+
for the interval construction: successive boundaries must separate the
|
| 8 |
+
same ideal of low-priority jobs. The global-list invariants in later
|
| 9 |
+
sections control these descriptions inside descendant intervals.
|
| 10 |
+
|
| 11 |
+
This section concerns one fixed frame and a domain consisting of a
|
| 12 |
+
contiguous interval of a feasible schedule. A set is an \emph{ideal}
|
| 13 |
+
in the domain if it contains every domain predecessor of each of its
|
| 14 |
+
members. Its complement in the domain is an upset.
|
| 15 |
+
|
| 16 |
+
\begin{definition}\label{def:separator}
|
| 17 |
+
Given an ideal \(S\) of low jobs in a domain, a slot \(z\) is a
|
| 18 |
+
\emph{separator at cutoff \(S\)} if
|
| 19 |
+
\begin{enumerate}[label=(\alph*)]
|
| 20 |
+
\item every domain job before \(z\) that is outside \(S\) belongs to \(P_z\);
|
| 21 |
+
\item every domain job after \(z\) that belongs to \(S\) belongs to \(D_z\).
|
| 22 |
+
\end{enumerate}
|
| 23 |
+
The other domain jobs are called high. A left boundary outside the domain
|
| 24 |
+
is also a separator when all low domain jobs descend from it; there are
|
| 25 |
+
then no domain jobs before that boundary.
|
| 26 |
+
\end{definition}
|
| 27 |
+
|
| 28 |
+
An actual separator has a useful description of its earlier jobs. For
|
| 29 |
+
a global set \(H\subseteq J\), put
|
| 30 |
+
\begin{equation}
|
| 31 |
+
B_z(H)=P_z\cup\bigl(H\setminus\wD z\bigr).
|
| 32 |
+
\label{eq:B-definition}
|
| 33 |
+
\end{equation}
|
| 34 |
+
|
| 35 |
+
\begin{lemma}\label{lem:separator-description}
|
| 36 |
+
If \(z\) is an actual separator for a domain \(U\) at cutoff \(S\),
|
| 37 |
+
and \(H\cap U=S\), then \(B_z(H)\cap U\) is exactly the set of
|
| 38 |
+
domain jobs strictly earlier than \(z\). Reversing order and time,
|
| 39 |
+
and exchanging low with high, preserves the separator property.
|
| 40 |
+
\end{lemma}
|
| 41 |
+
\begin{proof}
|
| 42 |
+
Every job in \(P_z\) is strictly earlier than \(z\). An earlier low
|
| 43 |
+
job is outside \(\wD z\). A low job at \(z\) belongs to \(\wD z\),
|
| 44 |
+
and a later low job belongs to \(D_z\) by separation. Finally, every
|
| 45 |
+
earlier high job belongs to \(P_z\). These observations give both
|
| 46 |
+
inclusions. Reversal exchanges the two conditions in
|
| 47 |
+
\Cref{def:separator}.
|
| 48 |
+
\end{proof}
|
| 49 |
+
|
| 50 |
+
\subsection{Lexicographic normalization}
|
| 51 |
+
|
| 52 |
+
A \emph{priority order} is a total order of the domain extending
|
| 53 |
+
precedence. Read a full schedule chronologically, with each triple sorted
|
| 54 |
+
by priority. Among the finitely many feasible full schedules of the
|
| 55 |
+
domain, choose one whose resulting sequence of priority indices is
|
| 56 |
+
lexicographically least. Call it \emph{normalized} for that priority.
|
| 57 |
+
This is an existence choice, not an operation of the decision algorithm.
|
| 58 |
+
|
| 59 |
+
\begin{lemma}\label{lem:lex-prefix}
|
| 60 |
+
In a normalized schedule, a feasible exchange that puts a better-priority
|
| 61 |
+
job into an earlier slot is impossible. More generally, fix a slot \(r\).
|
| 62 |
+
After any feasible reordering confined strictly after \(r\), a feasible
|
| 63 |
+
exchange of a job at \(r\) with a better-priority job at a later slot
|
| 64 |
+
is still impossible.
|
| 65 |
+
\end{lemma}
|
| 66 |
+
\begin{proof}
|
| 67 |
+
Replacing one member of a sorted triple by a better-priority job
|
| 68 |
+
lexicographically improves that triple. In the second assertion, the
|
| 69 |
+
schedule through \(r\) is unchanged by the intervening reordering.
|
| 70 |
+
The proposed exchange would therefore first change the normalized
|
| 71 |
+
sequence at \(r\), and improve it there. The resulting full schedule
|
| 72 |
+
would contradict minimality, regardless of what happens later.
|
| 73 |
+
\end{proof}
|
| 74 |
+
|
| 75 |
+
\begin{lemma}[Shared-cutoff walk]\label{lem:shared}
|
| 76 |
+
Fix a normalized full schedule of a domain and let \(S\) and \(S^+\)
|
| 77 |
+
be consecutive priority prefixes, differing by the promotion of one job
|
| 78 |
+
from high to low. Suppose \(s\) is a separator at cutoff \(S\),
|
| 79 |
+
either inside the domain or at its exterior left boundary.
|
| 80 |
+
Then there is a separator \(t\ge s\), found by advancing only to
|
| 81 |
+
domain slots on the right, that separates both \(S\) and \(S^+\).
|
| 82 |
+
If the priority order is specified on a larger job set and the promoted
|
| 83 |
+
job is outside the domain, one may take \(t=s\).
|
| 84 |
+
\end{lemma}
|
| 85 |
+
\begin{proof}
|
| 86 |
+
\textbf{One advance at a fixed cutoff.}
|
| 87 |
+
Keep the normalized schedule and its priority order fixed. Let \(L\)
|
| 88 |
+
be a prefix of that priority order, and suppose the current position
|
| 89 |
+
\(s\) satisfies the earlier-high condition for \(L\).
|
| 90 |
+
If a later low job does not descend from \(s\), choose the earliest
|
| 91 |
+
slot \(t>s\) containing such a job, and choose one of them, \(x\).
|
| 92 |
+
Every domain predecessor of \(x\) lies strictly before \(s\).
|
| 93 |
+
Indeed, that predecessor is low because \(L\) is an ideal.
|
| 94 |
+
A predecessor at \(s\) would force \(x\in D_s\). A predecessor
|
| 95 |
+
strictly between \(s\) and \(t\) would descend from \(s\), by the
|
| 96 |
+
earliest choice of \(t\), and again force \(x\in D_s\).
|
| 97 |
+
|
| 98 |
+
Let \(y\) be a high domain job at a slot \(r\) with \(s\le r<t\).
|
| 99 |
+
If \(y\) had no domain successor at or before \(t\), exchanging
|
| 100 |
+
\(x\) and \(y\) would be feasible: all predecessors of \(x\) are
|
| 101 |
+
before \(s\), and delaying \(y\) would violate no successor
|
| 102 |
+
constraint. Moving \(x\) earlier and \(y\) later preserves their
|
| 103 |
+
other precedence constraints. Since \(L\) is a priority prefix,
|
| 104 |
+
\(x\) has better priority than \(y\), contradicting
|
| 105 |
+
\Cref{lem:lex-prefix}. Thus \(y\) has a successor by \(t\).
|
| 106 |
+
The successor is high, since the high set is an upset. If it is
|
| 107 |
+
strictly before \(t\), repeat the argument. Strictly increasing
|
| 108 |
+
times give a chain from \(y\) to a high job at \(t\).
|
| 109 |
+
|
| 110 |
+
When \(s\) is internal, every earlier high job has a descendant
|
| 111 |
+
at \(s\) by the earlier-high condition. That descendant is high,
|
| 112 |
+
and the preceding tracing extends the chain to \(t\).
|
| 113 |
+
When \(s\) is the exterior left boundary, there are no earlier
|
| 114 |
+
domain jobs. Hence \(t\) satisfies the earlier-high condition.
|
| 115 |
+
We may advance to \(t\) and repeat until there is no later low
|
| 116 |
+
exception. There are finitely many slots, and every advance is
|
| 117 |
+
strict, so the final position also satisfies the later-low condition.
|
| 118 |
+
Throughout this walk the normalized schedule itself stays fixed;
|
| 119 |
+
only the selected separator position changes.
|
| 120 |
+
|
| 121 |
+
\smallskip\noindent\textbf{Adding one low job.}
|
| 122 |
+
Apply this procedure with \(L=S^+\), starting at the given
|
| 123 |
+
separator for \(S\). The earlier-high condition for \(S^+\)
|
| 124 |
+
holds initially because its high set is smaller. If no advance is
|
| 125 |
+
needed, the same position separates both cutoffs.
|
| 126 |
+
|
| 127 |
+
Otherwise the first exception is the single promoted job: every
|
| 128 |
+
later job already low at \(S\) descends from the starting position.
|
| 129 |
+
At the first target, the promoted job lies in that target slot,
|
| 130 |
+
so it introduces no earlier high job for the old cutoff \(S\).
|
| 131 |
+
Thus the earlier-high condition holds there for both cutoffs.
|
| 132 |
+
|
| 133 |
+
In every subsequent advance, the exception is old-low: the promoted
|
| 134 |
+
job stays at the first target, at or before the current position.
|
| 135 |
+
An old-low exception has better priority than every old-high job.
|
| 136 |
+
The same exchange and successor tracing therefore propagates the
|
| 137 |
+
earlier-high condition for \(S\) as well as for \(S^+\).
|
| 138 |
+
At the final position, the later-low condition for \(S^+\) also
|
| 139 |
+
implies the later-low condition for \(S\), since \(S\subseteq S^+\).
|
| 140 |
+
The final position separates both cutoffs.
|
| 141 |
+
|
| 142 |
+
If the promoted job is outside the domain, the two restricted
|
| 143 |
+
prefixes coincide, so the original position already separates both.
|
| 144 |
+
\end{proof}
|
| 145 |
+
|
| 146 |
+
\begin{corollary}\label{cor:any-ideal}
|
| 147 |
+
Every ideal of a nonempty set with a full schedule has an actual
|
| 148 |
+
separator in some full schedule of that set.
|
| 149 |
+
\end{corollary}
|
| 150 |
+
\begin{proof}
|
| 151 |
+
Prioritize the ideal before its complement, using a linear extension
|
| 152 |
+
inside each. Normalize. The first actual slot separates the empty
|
| 153 |
+
prefix. Promote the jobs of the ideal one by one and use
|
| 154 |
+
\Cref{lem:shared}. The final position is an actual separator for
|
| 155 |
+
the ideal.
|
| 156 |
+
\end{proof}
|
| 157 |
+
|
| 158 |
+
The shared cutoff, rather than merely the existence of separate
|
| 159 |
+
separators, will be used for a gap: its low jobs descend from its
|
| 160 |
+
left endpoint, while its high jobs precede its right endpoint.
|
| 161 |
+
Keeping the final position of each promotion is important. Intermediate
|
| 162 |
+
positions assist the proof but need not become marks.
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcore.code.tex
ADDED
|
@@ -0,0 +1,33 @@
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|
| 1 |
+
|
| 2 |
+
\ProvidesPackageRCS{pgfcore.code.tex}
|
| 3 |
+
|
| 4 |
+
\newif\ifpgf@draftmode
|
| 5 |
+
\def\pgf@typeout{\immediate\write0}
|
| 6 |
+
|
| 7 |
+
\ifdefined\pgfmathloaded\else
|
| 8 |
+
\input pgfmath.code.tex
|
| 9 |
+
\fi
|
| 10 |
+
|
| 11 |
+
\ifdefined\pgfintloaded\else
|
| 12 |
+
\input pgfint.code.tex
|
| 13 |
+
\fi
|
| 14 |
+
|
| 15 |
+
\input pgfcorepoints.code.tex
|
| 16 |
+
\input pgfcorepathconstruct.code.tex
|
| 17 |
+
\input pgfcorepathusage.code.tex
|
| 18 |
+
\input pgfcorescopes.code.tex
|
| 19 |
+
\input pgfcoregraphicstate.code.tex
|
| 20 |
+
\input pgfcoretransformations.code.tex
|
| 21 |
+
\input pgfcorequick.code.tex
|
| 22 |
+
\input pgfcoreobjects.code.tex
|
| 23 |
+
\input pgfcorepathprocessing.code.tex
|
| 24 |
+
\input pgfcorearrows.code.tex
|
| 25 |
+
\input pgfcoreshade.code.tex
|
| 26 |
+
\input pgfcoreimage.code.tex
|
| 27 |
+
\input pgfcoreexternal.code.tex
|
| 28 |
+
\input pgfcorelayers.code.tex
|
| 29 |
+
\input pgfcoretransparency.code.tex
|
| 30 |
+
\input pgfcorepatterns.code.tex
|
| 31 |
+
\input pgfcorerdf.code.tex
|
| 32 |
+
|
| 33 |
+
\endinput
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcorearrows.code.tex
ADDED
|
@@ -0,0 +1,1011 @@
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|
| 1 |
+
|
| 2 |
+
\ProvidesFileRCS{pgfcorearrows.code.tex}
|
| 3 |
+
|
| 4 |
+
|
| 5 |
+
|
| 6 |
+
|
| 7 |
+
\def\pgfdeclarearrow#1{%
|
| 8 |
+
\let\pgf@decl@arrow@defaults\pgfutil@empty%
|
| 9 |
+
\let\pgf@decl@arrow@means\relax%
|
| 10 |
+
\let\pgf@decl@arrow@code\relax%
|
| 11 |
+
\pgfkeys{/pgf/@arrows decl/.cd,
|
| 12 |
+
name=,
|
| 13 |
+
setup code=,
|
| 14 |
+
cache=true,
|
| 15 |
+
bending mode=orthogonal,
|
| 16 |
+
parameters=,%
|
| 17 |
+
#1%
|
| 18 |
+
}%
|
| 19 |
+
\ifx\pgf@decl@arrow@name@end\pgfutil@empty%
|
| 20 |
+
\pgferror{Declaring unnamed arrow}%
|
| 21 |
+
\else%
|
| 22 |
+
\pgf@arrow@letter{name@end}%
|
| 23 |
+
\pgf@arrow@letter{name@start}%
|
| 24 |
+
\expandafter\let\csname pgf@ar@start@\pgf@decl@arrow@name@start\endcsname\pgf@decl@arrow@name@end%
|
| 25 |
+
\expandafter\let\expandafter\pgf@old@code\csname pgf@ar@code@\pgf@decl@arrow@name@end\endcsname%
|
| 26 |
+
\expandafter\let\expandafter\pgf@old@means\csname pgf@ar@means@\pgf@decl@arrow@name@end\endcsname%
|
| 27 |
+
\ifx\pgf@decl@arrow@code\relax%
|
| 28 |
+
\ifx\pgf@decl@arrow@means\relax%
|
| 29 |
+
\pgferror{You must set either the 'means' or the drawing code' keys for arrow tip '\pgf@decl@arrow@name@end'}%
|
| 30 |
+
\else%
|
| 31 |
+
\ifx\pgf@old@code\relax%
|
| 32 |
+
\let\pgf@arrow@tip@sequence\pgfutil@empty%
|
| 33 |
+
\let\pgf@arrow@translate\relax%
|
| 34 |
+
\expandafter\let\expandafter\pgf@arrows@direct\csname pgf@arrows@direct@name@end@\pgf@decl@arrow@means\endcsname%
|
| 35 |
+
\ifx\pgf@arrows@direct\relax%
|
| 36 |
+
\let\pgf@arrows@options\pgfutil@empty%
|
| 37 |
+
\expandafter\pgfarrows@initial@parser\pgf@decl@arrow@means[]\pgf@stop%
|
| 38 |
+
\else%
|
| 39 |
+
\let\pgf@arrow@tip@sequence\pgf@arrows@direct%
|
| 40 |
+
\fi%
|
| 41 |
+
\pgf@arrow@letter@\pgf@arrow@tip@sequence{means}%
|
| 42 |
+
\expandafter\let\csname pgf@ar@code@\pgf@decl@arrow@name@end\endcsname\relax%
|
| 43 |
+
\else%
|
| 44 |
+
\pgferror{Arrow tip '\pgf@decl@arrow@name@end' was already
|
| 45 |
+
defined with key 'drawing code' previously and you cannot change this}%
|
| 46 |
+
\fi%
|
| 47 |
+
\fi%
|
| 48 |
+
\else%
|
| 49 |
+
\ifx\pgf@decl@arrow@means\relax%
|
| 50 |
+
\ifx\pgf@old@means\relax%
|
| 51 |
+
\pgf@arrow@letter{code}%
|
| 52 |
+
\pgf@arrow@letter{defaults}%
|
| 53 |
+
\pgf@arrow@letter{setup}%
|
| 54 |
+
\pgf@arrow@letter{bending@mode}%
|
| 55 |
+
\pgf@arrow@letter{par}%
|
| 56 |
+
\expandafter\let\csname pgf@ar@do@cache@\pgf@decl@arrow@name@end\endcsname\pgf@decl@arrow@cache%
|
| 57 |
+
\else%
|
| 58 |
+
\pgferror{Arrow tip '\pgf@decl@arrow@name@end' was already
|
| 59 |
+
defined with key 'means' previously and you cannot change this}%
|
| 60 |
+
\fi%
|
| 61 |
+
\else%
|
| 62 |
+
\pgferror{You cannot set both the 'means' and also the 'drawing code'
|
| 63 |
+
keys for arrow tip '\pgf@decl@arrow@name@end'}%
|
| 64 |
+
\fi%
|
| 65 |
+
\fi%
|
| 66 |
+
\fi%
|
| 67 |
+
}
|
| 68 |
+
|
| 69 |
+
\def\pgf@arrow@letter#1{%
|
| 70 |
+
\expandafter\pgf@arrow@letter@\expandafter{\csname pgf@decl@arrow@#1\endcsname}{#1}%
|
| 71 |
+
}
|
| 72 |
+
\def\pgf@arrow@letter@#1#2{%
|
| 73 |
+
\expandafter\let\csname pgf@ar@#2@\pgf@decl@arrow@name@end\endcsname#1%
|
| 74 |
+
}
|
| 75 |
+
|
| 76 |
+
\pgfkeys{
|
| 77 |
+
/pgf/@arrows decl/.cd,
|
| 78 |
+
name/.code={%
|
| 79 |
+
\pgfutil@in@-{#1}%
|
| 80 |
+
\ifpgfutil@in@%
|
| 81 |
+
\pgf@arrows@name@decomp#1\pgf@stop%
|
| 82 |
+
\else%
|
| 83 |
+
\def\pgf@decl@arrow@name@end{#1}\let\pgf@decl@arrow@name@start\pgf@decl@arrow@name@end%
|
| 84 |
+
\fi},
|
| 85 |
+
means/.store in=\pgf@decl@arrow@means,
|
| 86 |
+
setup code/.store in=\pgf@decl@arrow@setup,
|
| 87 |
+
drawing code/.store in=\pgf@decl@arrow@code,
|
| 88 |
+
cache/.store in=\pgf@decl@arrow@cache,
|
| 89 |
+
bending mode/.is choice,
|
| 90 |
+
bending mode/none/.code=\let\pgf@decl@arrow@bending@mode\pgfutil@empty,
|
| 91 |
+
bending mode/orthogonal/.code=\def\pgf@decl@arrow@bending@mode{\pgfpointcurvilinearbezierorthogonal},
|
| 92 |
+
bending mode/polar/.code=\def\pgf@decl@arrow@bending@mode{\pgfpointcurvilinearbezierpolar},
|
| 93 |
+
parameters/.store in=\pgf@decl@arrow@par,
|
| 94 |
+
defaults/.code={%
|
| 95 |
+
\let\pgf@arrows@options\pgfutil@empty%
|
| 96 |
+
\pgfkeys{/pgf/arrow keys/.cd,#1}%
|
| 97 |
+
\let\pgf@decl@arrow@defaults\pgf@arrows@options%
|
| 98 |
+
}
|
| 99 |
+
}
|
| 100 |
+
|
| 101 |
+
\def\pgf@arrows@name@decomp#1-#2\pgf@stop{%
|
| 102 |
+
\def\pgf@decl@arrow@name@start{#1}%
|
| 103 |
+
\def\pgf@decl@arrow@name@end{#2}%
|
| 104 |
+
}
|
| 105 |
+
|
| 106 |
+
|
| 107 |
+
|
| 108 |
+
\pgfkeys{/handlers/.tip/.code=%
|
| 109 |
+
\expandafter\expandafter\expandafter\pgf@arrows@unravel\pgfkeyscurrentpath/\pgf@stop%
|
| 110 |
+
\expandafter\pgf@arrows@key@call\expandafter{\pgf@arrows@unravelled}{#1}}
|
| 111 |
+
\def\pgf@arrows@unravel#1/{\pgfutil@ifnextchar\pgf@stop{\def\pgf@arrows@unravelled{#1}\pgfutil@gobble}{\pgf@arrows@unravel}}
|
| 112 |
+
\def\pgf@arrows@key@call#1#2{\pgfdeclarearrow{name={#1},means={#2}}}
|
| 113 |
+
|
| 114 |
+
|
| 115 |
+
|
| 116 |
+
|
| 117 |
+
|
| 118 |
+
\def\pgfarrowdraw#1{%
|
| 119 |
+
{%
|
| 120 |
+
\pgfsetarrowsend{#1}%
|
| 121 |
+
\pgf@arrow@compute@shortening\pgf@end@tip@sequence%
|
| 122 |
+
\pgf@arrow@draw@arrow\pgf@end@tip@sequence\pgf@xb%
|
| 123 |
+
}%
|
| 124 |
+
}
|
| 125 |
+
|
| 126 |
+
|
| 127 |
+
|
| 128 |
+
|
| 129 |
+
\def\pgfarrowtotallength#1{%
|
| 130 |
+
{%
|
| 131 |
+
\pgfsetarrowsend{#1}%
|
| 132 |
+
\pgf@arrow@compute@shortening\pgf@end@tip@sequence%
|
| 133 |
+
\expandafter\expandafter\expandafter%
|
| 134 |
+
}%
|
| 135 |
+
\expandafter\expandafter\expandafter\pgf@x\expandafter\the\expandafter\pgf@xb\expandafter\pgf@xa\the\pgf@xa%
|
| 136 |
+
}
|
| 137 |
+
|
| 138 |
+
|
| 139 |
+
|
| 140 |
+
|
| 141 |
+
|
| 142 |
+
|
| 143 |
+
\def\pgfsetarrowsend#1{%
|
| 144 |
+
\let\pgf@arrow@tip@sequence\pgfutil@empty%
|
| 145 |
+
\pgf@arrows@translatefalse%
|
| 146 |
+
\expandafter\let\expandafter\pgf@arrows@direct\csname pgf@arrows@direct@name@end@#1\endcsname%
|
| 147 |
+
\ifx\pgf@arrows@direct\relax%
|
| 148 |
+
\edef\pgf@marshal{\noexpand\pgfarrows@initial@parser#1[]\noexpand\pgf@stop}%
|
| 149 |
+
\pgf@marshal%
|
| 150 |
+
\else%
|
| 151 |
+
\let\pgf@arrow@tip@sequence\pgf@arrows@direct%
|
| 152 |
+
\fi%
|
| 153 |
+
\let\pgf@end@tip@sequence\pgf@arrow@tip@sequence%
|
| 154 |
+
}
|
| 155 |
+
|
| 156 |
+
\newif\ifpgf@arrows@translate
|
| 157 |
+
|
| 158 |
+
\def\pgfarrows@initial@parser{%
|
| 159 |
+
\pgfutil@ifnextchar[\pgfarrows@initial@parser@{\pgfarrows@initial@parser@[]}}%
|
| 160 |
+
|
| 161 |
+
\def\pgfarrows@initial@parser@[#1]{%
|
| 162 |
+
\let\pgf@arrows@options\pgfutil@empty%
|
| 163 |
+
\pgfkeys{/pgf/arrow keys/.cd,#1}%
|
| 164 |
+
\let\pgf@arrows@options@initial\pgf@arrows@options%
|
| 165 |
+
\pgfarrows@parser%
|
| 166 |
+
}
|
| 167 |
+
|
| 168 |
+
\def\pgfarrows@parser#1[{%
|
| 169 |
+
\pgfkeys@spdef\pgf@temp{#1}%
|
| 170 |
+
\ifx\pgf@temp\pgfutil@empty%
|
| 171 |
+
\let\pgf@next\pgf@arrows@empty%
|
| 172 |
+
\else%
|
| 173 |
+
\ifx\pgf@temp\pgf@dot@text%
|
| 174 |
+
\let\pgf@next\pgf@arrows@dot@parsed%
|
| 175 |
+
\else%
|
| 176 |
+
\let\pgf@untranslated\pgf@temp%
|
| 177 |
+
\ifpgf@arrows@translate%
|
| 178 |
+
\pgf@arrow@swapper%
|
| 179 |
+
\fi%
|
| 180 |
+
\expandafter\ifx\csname pgf@ar@code@\pgf@temp\endcsname\relax
|
| 181 |
+
\expandafter\ifx\csname pgf@ar@means@\pgf@temp\endcsname\relax
|
| 182 |
+
\let\pgf@next\pgf@arrows@single@char@parser%
|
| 183 |
+
\let\pgf@temp\pgf@untranslated%
|
| 184 |
+
\else%
|
| 185 |
+
\let\pgf@next\pgf@arrows@shorthand@parsed%
|
| 186 |
+
\fi%
|
| 187 |
+
\else%
|
| 188 |
+
\let\pgf@next\pgf@arrows@meta@parsed%
|
| 189 |
+
\fi%
|
| 190 |
+
\fi%
|
| 191 |
+
\fi%
|
| 192 |
+
\expandafter\pgf@next\pgf@temp[%
|
| 193 |
+
}
|
| 194 |
+
|
| 195 |
+
\def\pgf@arrows@empty[#1]{%
|
| 196 |
+
\pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
|
| 197 |
+
}
|
| 198 |
+
|
| 199 |
+
\def\pgf@arrows@single@char@parser#1{%
|
| 200 |
+
\def\pgf@temp{#1}%
|
| 201 |
+
\ifx\pgf@temp\pgf@dot@text%
|
| 202 |
+
\let\pgf@next\pgf@arrows@dot@parsed%
|
| 203 |
+
\else%
|
| 204 |
+
\let\pgf@untranslated\pgf@temp%
|
| 205 |
+
\ifpgf@arrows@translate%
|
| 206 |
+
\pgf@arrow@swapper%
|
| 207 |
+
\fi%
|
| 208 |
+
\expandafter\ifx\csname pgf@ar@code@\pgf@temp\endcsname\relax
|
| 209 |
+
\expandafter\ifx\csname pgf@ar@means@\pgf@temp\endcsname\relax
|
| 210 |
+
\let\pgf@temp\pgf@untranslated%
|
| 211 |
+
\let\pgf@next\pgf@arrows@unknown%
|
| 212 |
+
\else%
|
| 213 |
+
\let\pgf@next\pgf@arrows@shorthand@parsed%
|
| 214 |
+
\fi%
|
| 215 |
+
\else%
|
| 216 |
+
\let\pgf@next\pgf@arrows@meta@parsed%
|
| 217 |
+
\fi
|
| 218 |
+
\fi
|
| 219 |
+
\expandafter\pgf@next\pgf@temp[]%
|
| 220 |
+
}
|
| 221 |
+
\def\pgf@arrows@unknown#1[]#2[#3]{%
|
| 222 |
+
\pgferror{Unknown arrow tip kind '#1#2'}%
|
| 223 |
+
}
|
| 224 |
+
|
| 225 |
+
\def\pgf@arrows@meta@parsed#1[#2]{%
|
| 226 |
+
\let\pgf@arrows@options\pgf@arrows@options@initial%
|
| 227 |
+
\pgfkeys{/pgf/arrow keys/.cd,#2}%
|
| 228 |
+
\expandafter\pgf@arrows@meta@set\expandafter{\pgf@arrows@options}{#1}{\pgf@arrow@handle}%
|
| 229 |
+
\pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
|
| 230 |
+
}
|
| 231 |
+
|
| 232 |
+
\def\pgf@arrows@parser@done#1{%
|
| 233 |
+
}
|
| 234 |
+
|
| 235 |
+
\def\pgf@arrows@dot@parsed#1[#2]{%
|
| 236 |
+
\pgf@arrows@append@to@tips{\pgf@arrow@handle@dot}%
|
| 237 |
+
\pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
|
| 238 |
+
}
|
| 239 |
+
|
| 240 |
+
\def\pgf@arrows@meta@set#1#2#3{%
|
| 241 |
+
\pgf@arrows@append@to@tips{#3{#2}{#1}}%
|
| 242 |
+
}
|
| 243 |
+
\def\pgf@arrows@append@to@tips#1{%
|
| 244 |
+
\let\pgf@tempa\pgf@arrow@tip@sequence%
|
| 245 |
+
\def\pgf@tempb{#1}%
|
| 246 |
+
\ifpgf@arrows@translate%
|
| 247 |
+
\let\pgf@tempa\pgf@tempb%
|
| 248 |
+
\let\pgf@tempb\pgf@arrow@tip@sequence%
|
| 249 |
+
\fi%
|
| 250 |
+
\expandafter\expandafter\expandafter\def%
|
| 251 |
+
\expandafter\expandafter\expandafter\pgf@arrow@tip@sequence%
|
| 252 |
+
\expandafter\expandafter\expandafter{\expandafter\pgf@tempa\pgf@tempb}%
|
| 253 |
+
}
|
| 254 |
+
|
| 255 |
+
\def\pgf@arrows@shorthand@parsed#1[#2]{%
|
| 256 |
+
\let\pgf@arrows@options\pgf@arrows@options@initial%
|
| 257 |
+
\pgfkeys{/pgf/arrow keys/.cd,#2}%
|
| 258 |
+
\ifx\pgf@arrows@options\pgfutil@empty%
|
| 259 |
+
\expandafter\pgf@arrows@append@to@tips\expandafter{%
|
| 260 |
+
\expandafter\pgf@arrow@handle@shorthand@empty\expandafter{\csname pgf@ar@means@#1\endcsname}}%
|
| 261 |
+
\else%
|
| 262 |
+
\expandafter\expandafter\expandafter\pgf@arrows@meta@set\expandafter\expandafter\expandafter{%
|
| 263 |
+
\expandafter\pgf@arrows@options\expandafter}\expandafter{\csname pgf@ar@means@#1\endcsname}{\pgf@arrow@handle@shorthand}%
|
| 264 |
+
\fi%
|
| 265 |
+
\pgfutil@ifnextchar\pgf@stop\pgf@arrows@parser@done\pgfarrows@parser%
|
| 266 |
+
}
|
| 267 |
+
|
| 268 |
+
|
| 269 |
+
|
| 270 |
+
\def\pgf@arrow@handle@shorthand@empty#1{#1}
|
| 271 |
+
|
| 272 |
+
\def\pgf@arrow@handle@shorthand#1#2{%
|
| 273 |
+
\def\pgf@temp@opt{#2}%
|
| 274 |
+
\expandafter\expandafter\expandafter\def%
|
| 275 |
+
\expandafter\expandafter\expandafter\pgf@arrows@nested@options@temp%
|
| 276 |
+
\expandafter\expandafter\expandafter{\expandafter\pgf@temp@opt\pgf@arrows@nested@options}%
|
| 277 |
+
\expandafter\let\expandafter\pgf@arrows@nested@options\expandafter\pgf@arrows@nested@options@temp%
|
| 278 |
+
\expandafter#1%
|
| 279 |
+
\expandafter\def\expandafter\pgf@arrows@nested@options\expandafter{\pgf@arrows@nested@options}%
|
| 280 |
+
}
|
| 281 |
+
|
| 282 |
+
\let\pgf@arrows@nested@options\pgfutil@empty
|
| 283 |
+
|
| 284 |
+
|
| 285 |
+
|
| 286 |
+
|
| 287 |
+
|
| 288 |
+
\def\pgfsetarrowsstart#1{%
|
| 289 |
+
\let\pgf@arrow@tip@sequence\pgfutil@empty%
|
| 290 |
+
\pgf@arrows@translatetrue%
|
| 291 |
+
\expandafter\let\expandafter\pgf@arrows@direct\csname pgf@arrows@direct@name@start@#1\endcsname%
|
| 292 |
+
\ifx\pgf@arrows@direct\relax%
|
| 293 |
+
\edef\pgf@marshal{\noexpand\pgfarrows@initial@parser#1[]\noexpand\pgf@stop}%
|
| 294 |
+
\pgf@marshal%
|
| 295 |
+
\else%
|
| 296 |
+
\let\pgf@arrow@tip@sequence\pgf@arrows@direct%
|
| 297 |
+
\fi%
|
| 298 |
+
\let\pgf@start@tip@sequence\pgf@arrow@tip@sequence%
|
| 299 |
+
}
|
| 300 |
+
|
| 301 |
+
\def\pgf@arrow@swapper{%
|
| 302 |
+
\expandafter\let\expandafter\pgf@temp\csname pgf@ar@start@\pgf@temp\endcsname%
|
| 303 |
+
\ifx\pgf@temp\relax%
|
| 304 |
+
\def\pgf@temp{undefined}%
|
| 305 |
+
\fi%
|
| 306 |
+
}
|
| 307 |
+
|
| 308 |
+
\let\pgf@start@tip@sequence\pgfutil@empty
|
| 309 |
+
\let\pgf@end@tip@sequence\pgfutil@empty
|
| 310 |
+
|
| 311 |
+
|
| 312 |
+
\expandafter\def\csname pgf@arrows@direct@name@start@\endcsname{}
|
| 313 |
+
\expandafter\def\csname pgf@arrows@direct@name@end@\endcsname{}
|
| 314 |
+
|
| 315 |
+
|
| 316 |
+
|
| 317 |
+
\newdimen\pgfarrowsep
|
| 318 |
+
|
| 319 |
+
\newif\ifpgfarrowswap
|
| 320 |
+
\newif\ifpgfarrowreversed
|
| 321 |
+
\newif\ifpgfarrowharpoon
|
| 322 |
+
\newif\ifpgfarrowopen
|
| 323 |
+
|
| 324 |
+
\let\pgf@arrows@stroke@color\pgfutil@empty
|
| 325 |
+
\let\pgf@arrows@fill@color\pgfutil@empty
|
| 326 |
+
|
| 327 |
+
\def\pgfarrows@length@scale{1}
|
| 328 |
+
\def\pgfarrows@width@scale{1}
|
| 329 |
+
\def\pgfarrows@slant{0}
|
| 330 |
+
|
| 331 |
+
\let\pgfarrows@scale@list\pgfutil@empty
|
| 332 |
+
\def\pgfarrowsaddtolengthscalelist#1{\expandafter\def\expandafter\pgfarrows@scale@list\expandafter{\pgfarrows@scale@list#1\pgfarrows@length@scale#1}}
|
| 333 |
+
\def\pgfarrowsaddtowidthscalelist#1{\expandafter\def\expandafter\pgfarrows@scale@list\expandafter{\pgfarrows@scale@list#1\pgfarrows@width@scale#1}}
|
| 334 |
+
|
| 335 |
+
\pgfkeys{
|
| 336 |
+
/pgf/arrow keys/.cd,
|
| 337 |
+
scale/.code={%
|
| 338 |
+
\pgfmathparse{#1}%
|
| 339 |
+
\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@length@scale\expandafter{\pgfmathresult}}%
|
| 340 |
+
\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@width@scale\expandafter{\pgfmathresult}}%
|
| 341 |
+
},
|
| 342 |
+
scale length/.code={\pgfmathparse{#1}\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@length@scale\expandafter{\pgfmathresult}}},
|
| 343 |
+
scale width/.code={\pgfmathparse{#1}\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@width@scale\expandafter{\pgfmathresult}}},
|
| 344 |
+
slant/.code={\pgfmathparse{#1}\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgfarrows@slant\expandafter{\pgfmathresult}}},
|
| 345 |
+
sep/.code={
|
| 346 |
+
\pgfarrowsthreeparameters{#1}%
|
| 347 |
+
\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\pgfarrowslinewidthdependent\pgfarrowstheparameters\pgfarrowsep\pgf@x}%
|
| 348 |
+
},
|
| 349 |
+
sep/.default=0.88pt .3 1,
|
| 350 |
+
swap/.code=\pgfarrowsaddtooptions{\ifpgfarrowswap\pgfarrowswapfalse\else\pgfarrowswaptrue\fi},
|
| 351 |
+
reversed/.code=\pgfarrowsaddtooptions{\ifpgfarrowreversed\pgfarrowreversedfalse\else\pgfarrowreversedtrue\fi},
|
| 352 |
+
harpoon/.is choice,
|
| 353 |
+
harpoon/.default=true,
|
| 354 |
+
harpoon/true/.code=\pgfarrowsaddtooptions{\pgfarrowharpoontrue},
|
| 355 |
+
harpoon/false/.code=\pgfarrowsaddtooptions{\pgfarrowharpoonfalse},
|
| 356 |
+
left/.style={harpoon},
|
| 357 |
+
right/.style={harpoon,swap},
|
| 358 |
+
color/.code=\pgfarrowsaddtooptions{\def\pgf@arrows@stroke@color{#1}},
|
| 359 |
+
fill/.code={%
|
| 360 |
+
\def\pgf@temp{#1}%
|
| 361 |
+
\ifx\pgf@temp\pgf@nonetext%
|
| 362 |
+
\pgfarrowsaddtooptions{\pgfarrowopentrue}
|
| 363 |
+
\else
|
| 364 |
+
\pgfarrowsaddtooptions{\pgfarrowopenfalse\def\pgf@arrows@fill@color{#1}}
|
| 365 |
+
\fi
|
| 366 |
+
},
|
| 367 |
+
fill/.value required,
|
| 368 |
+
open/.style={fill=none},
|
| 369 |
+
.unknown/.code={
|
| 370 |
+
\expandafter\pgfutil@in@\expandafter!\expandafter{\pgfkeyscurrentname}%
|
| 371 |
+
\ifpgfutil@in@%
|
| 372 |
+
\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgf@arrows@stroke@color\expandafter{\pgfkeyscurrentname}}%
|
| 373 |
+
\else%
|
| 374 |
+
\pgfutil@doifcolorelse{\pgfkeyscurrentname}
|
| 375 |
+
{%
|
| 376 |
+
\expandafter\pgfarrowsaddtooptions\expandafter{\expandafter\def\expandafter\pgf@arrows@stroke@color\expandafter{\pgfkeyscurrentname}}%
|
| 377 |
+
}
|
| 378 |
+
{%
|
| 379 |
+
\edef\pgf@temp{\pgfkeyscurrentname}%
|
| 380 |
+
\pgfkeys{/errors/unknown key/.expand once=\expandafter{\pgf@temp}{#1}}%
|
| 381 |
+
}
|
| 382 |
+
\fi
|
| 383 |
+
}
|
| 384 |
+
}
|
| 385 |
+
\def\pgf@nonetext{none}
|
| 386 |
+
|
| 387 |
+
\def\pgfarrowsaddtooptions#1{\expandafter\def\expandafter\pgf@arrows@options\expandafter{\pgf@arrows@options#1}}
|
| 388 |
+
\def\pgfarrowsaddtolateoptions#1{\expandafter\def\expandafter\pgf@arrows@options\expandafter{\pgf@arrows@options\pgf@arrows@add@to@late@options{#1}}}
|
| 389 |
+
\def\pgf@arrows@add@to@late@options#1{\expandafter\def\expandafter\pgf@arrows@late@options\expandafter{\pgf@arrows@late@options#1}}
|
| 390 |
+
|
| 391 |
+
|
| 392 |
+
|
| 393 |
+
\def\pgfarrowsthreeparameters#1{%
|
| 394 |
+
\pgfarrowsthreeparameters@#1 +0 +0 +0 \pgf@stop%
|
| 395 |
+
}
|
| 396 |
+
\def\pgfarrowsthreeparameters@#1 #2 #3 #4\pgf@stop{%
|
| 397 |
+
\pgfmathsetlength\pgf@x{#1}%
|
| 398 |
+
\pgfmathsetmacro\pgf@temp@a{#2}%
|
| 399 |
+
\pgfmathsetmacro\pgf@temp@b{#3}%
|
| 400 |
+
\edef\pgfarrowstheparameters{{\the\pgf@x}{\pgf@temp@a}{\pgf@temp@b}}%
|
| 401 |
+
}
|
| 402 |
+
|
| 403 |
+
\def\pgfarrowsfourparameters#1{%
|
| 404 |
+
\pgfarrowsfourparameters@#1 +0 +0 +0 \pgf@stop%
|
| 405 |
+
}
|
| 406 |
+
\def\pgfarrowsfourparameters@#1:#2 #3 #4 #5\pgf@stop{%
|
| 407 |
+
\pgfmathsetmacro\pgf@temp@z{#1}%
|
| 408 |
+
\pgfmathsetlength\pgf@x{#2}%
|
| 409 |
+
\pgfmathsetmacro\pgf@temp@a{#3}%
|
| 410 |
+
\pgfmathsetmacro\pgf@temp@b{#4}%
|
| 411 |
+
\edef\pgfarrowstheparameters{{\pgf@temp@z}{\the\pgf@x}{\pgf@temp@a}{\pgf@temp@b}}%
|
| 412 |
+
}
|
| 413 |
+
|
| 414 |
+
\def\pgfarrows@angle@setup#1#2#3#4{%
|
| 415 |
+
\pgfarrowslinewidthdependent{#2}{#3}{#4}
|
| 416 |
+
\pgf@xc\pgf@x
|
| 417 |
+
\pgf@yc#1 pt%
|
| 418 |
+
\pgf@yc.5\pgf@yc%
|
| 419 |
+
\pgfpointpolar{\pgf@yc}{\pgf@xc}
|
| 420 |
+
\pgfarrowlength\pgf@x%
|
| 421 |
+
\pgf@y2\pgf@y%
|
| 422 |
+
\expandafter\pgf@arrows@add@to@late@options\expandafter{\expandafter\pgfarrowwidth\the\pgf@y}%
|
| 423 |
+
}
|
| 424 |
+
|
| 425 |
+
\def\pgfarrows@angle@setup@prime#1{%
|
| 426 |
+
\pgf@yc#1 pt %
|
| 427 |
+
\pgf@yc=0.5\pgf@yc
|
| 428 |
+
\pgfmathtan@{\pgf@sys@tonumber\pgf@yc}%
|
| 429 |
+
\pgfarrowwidth\pgfmathresult\pgfarrowlength%
|
| 430 |
+
\pgfarrowwidth2\pgfarrowwidth%
|
| 431 |
+
}
|
| 432 |
+
|
| 433 |
+
\def\pgfarrowslinewidthdependent#1#2#3{%
|
| 434 |
+
\pgf@x#1%
|
| 435 |
+
\ifdim\pgfinnerlinewidth>0pt%
|
| 436 |
+
\pgf@arrows@inner@line@width@dep{#2}{#3}%
|
| 437 |
+
\else%
|
| 438 |
+
\advance\pgf@x by#2\pgflinewidth%
|
| 439 |
+
\fi%
|
| 440 |
+
}
|
| 441 |
+
\def\pgf@arrows@inner@line@width@dep#1#2{%
|
| 442 |
+
\pgf@xa\pgflinewidth%
|
| 443 |
+
\pgf@xb-.5\pgflinewidth%
|
| 444 |
+
\pgf@xb#2\pgf@xb%
|
| 445 |
+
\advance\pgf@xa by\pgf@xb%
|
| 446 |
+
\pgf@xb\pgfinnerlinewidth%
|
| 447 |
+
\pgf@xb-.5\pgf@xb
|
| 448 |
+
\advance\pgf@xa by#2\pgf@xb%
|
| 449 |
+
\advance\pgf@x by#1\pgf@xa%
|
| 450 |
+
}
|
| 451 |
+
|
| 452 |
+
|
| 453 |
+
\def\pgfarrowslengthdependent#1#2#3#4{%
|
| 454 |
+
#4#1%
|
| 455 |
+
\advance#4by#2\pgfarrowlength%
|
| 456 |
+
\advance#4by#3\pgflinewidth%
|
| 457 |
+
}
|
| 458 |
+
|
| 459 |
+
|
| 460 |
+
|
| 461 |
+
|
| 462 |
+
\def\pgf@arrow@fullname#1{pgf@@ar@#1@\the\pgflinewidth @\pgfinnerlinewidth @\ifpgfarrowreversed r\fi @\pgf@arrows@stroke@color @\pgf@arrows@fill@color @\csname pgf@ar@par@#1\endcsname}
|
| 463 |
+
\def\pgf@arrow@id@count{0}%
|
| 464 |
+
|
| 465 |
+
|
| 466 |
+
\def\pgfarrows@getid#1#2{%
|
| 467 |
+
\let\pgf@arrows@late@options\pgfutil@empty%
|
| 468 |
+
\csname pgf@ar@defaults@#1\endcsname%
|
| 469 |
+
\pgf@arrows@options@scope
|
| 470 |
+
#2\relax%
|
| 471 |
+
\pgf@arrows@nested@options%
|
| 472 |
+
\pgf@arrows@late@options%
|
| 473 |
+
\pgfarrows@scale@list%
|
| 474 |
+
\expandafter\global\expandafter\let\expandafter\pgf@arrow@id\csname\pgf@arrow@fullname{#1}\endcsname\relax%
|
| 475 |
+
\ifx\pgf@arrow@id\relax%
|
| 476 |
+
\pgf@arrows@instantiate{#1}
|
| 477 |
+
\fi%
|
| 478 |
+
}
|
| 479 |
+
|
| 480 |
+
\def\pgf@arrows@instantiate#1{%
|
| 481 |
+
\pgfutil@tempcnta\pgf@arrow@id@count\relax%
|
| 482 |
+
\advance\pgfutil@tempcnta by1\relax%
|
| 483 |
+
\xdef\pgf@arrow@id@count{\the\pgfutil@tempcnta}%
|
| 484 |
+
\expandafter\global\expandafter\let\csname\pgf@arrow@fullname{#1}\endcsname\pgf@arrow@id@count%
|
| 485 |
+
\global\let\pgf@arrow@id\pgf@arrow@id@count%
|
| 486 |
+
{%
|
| 487 |
+
\pgfclearid%
|
| 488 |
+
\csname pgf@ar@setup@#1\endcsname%
|
| 489 |
+
\ifpgfarrowreversed%
|
| 490 |
+
\pgf@arrows@handle@reverse%
|
| 491 |
+
\fi%
|
| 492 |
+
\expandafter\global\expandafter\let\csname pgf@ar@saves@\pgf@arrow@id\endcsname\pgf@arrows@saves%
|
| 493 |
+
\expandafter\global\expandafter\let\csname pgf@ar@hull@\pgf@arrow@id\endcsname\pgf@arrows@convexhull%
|
| 494 |
+
\expandafter\xdef\csname pgf@ar@ends@\pgf@arrow@id\endcsname{{\pgf@arrows@the@tipend}{\pgf@arrows@the@backend}{\pgf@arrows@the@lineend}}%
|
| 495 |
+
\expandafter\xdef\csname pgf@ar@visual@\pgf@arrow@id\endcsname{{\pgf@arrows@the@visualtipend}{\pgf@arrows@the@visualbackend}{}}%
|
| 496 |
+
\edef\pgf@arrow@code{%
|
| 497 |
+
\ifpgfarrowreversed\noexpand\pgftransformxscale{-1}\fi%
|
| 498 |
+
\expandafter\noexpand\csname pgf@ar@code@#1\endcsname%
|
| 499 |
+
}%
|
| 500 |
+
\expandafter\global\expandafter\let\csname pgf@ar@inst@code@\pgf@arrow@id\endcsname\pgf@arrow@code%
|
| 501 |
+
\expandafter\ifx\csname pgf@ar@do@cache@#1\endcsname\pgf@truetext%
|
| 502 |
+
\pgfsysprotocol@getcurrentprotocol\pgf@arrow@temp%
|
| 503 |
+
{%
|
| 504 |
+
\pgfinterruptpath%
|
| 505 |
+
\let\pgfusepath=\pgf@nousepath@here%
|
| 506 |
+
\pgf@relevantforpicturesizefalse%
|
| 507 |
+
\pgftransformreset%
|
| 508 |
+
\pgfsysprotocol@setcurrentprotocol\pgfutil@empty%
|
| 509 |
+
\pgfsysprotocol@bufferedtrue%
|
| 510 |
+
\pgfscope%
|
| 511 |
+
\pgf@arrow@code%
|
| 512 |
+
\endpgfscope%
|
| 513 |
+
\pgfsysprotocol@getcurrentprotocol\pgf@@arrow@temp%
|
| 514 |
+
\expandafter\gdef\expandafter\pgf@arrow@code\expandafter{\expandafter\pgfsysprotocol@literal\expandafter{\pgf@@arrow@temp}}%
|
| 515 |
+
\endpgfinterruptpath%
|
| 516 |
+
}%
|
| 517 |
+
\pgfsysprotocol@setcurrentprotocol\pgf@arrow@temp%
|
| 518 |
+
\fi%
|
| 519 |
+
\expandafter\global\expandafter\let\csname pgf@ar@cache@\pgf@arrow@id\endcsname\pgf@arrow@code%
|
| 520 |
+
}%
|
| 521 |
+
}
|
| 522 |
+
\def\pgf@truetext{true}
|
| 523 |
+
|
| 524 |
+
\def\pgf@arrows@copy@tipend{\pgf@arrows@the@tipend}
|
| 525 |
+
\def\pgf@arrows@copy@backend{\pgf@arrows@the@backend}
|
| 526 |
+
\def\pgf@arrows@copy@lineend{\pgf@arrows@the@lineend}
|
| 527 |
+
\def\pgf@arrows@zeropt{0pt}%
|
| 528 |
+
|
| 529 |
+
\let\pgf@arrows@saves\pgfutil@empty%
|
| 530 |
+
\let\pgf@arrows@convexhull\pgfutil@empty%
|
| 531 |
+
\let\pgf@arrows@the@tipend\pgf@arrows@zeropt%
|
| 532 |
+
\let\pgf@arrows@the@backend\pgf@arrows@zeropt%
|
| 533 |
+
\let\pgf@arrows@the@lineend\pgf@arrows@zeropt%
|
| 534 |
+
\let\pgf@arrows@the@visualtipend\pgf@arrows@copy@tipend%
|
| 535 |
+
\let\pgf@arrows@the@visualbackend\pgf@arrows@copy@backend%
|
| 536 |
+
|
| 537 |
+
|
| 538 |
+
\def\pgf@arrows@handle@reverse{%
|
| 539 |
+
\pgf@x\pgf@arrows@the@visualtipend\pgf@x-\pgf@x%
|
| 540 |
+
\pgf@y\pgf@arrows@the@visualbackend\pgf@y-\pgf@y
|
| 541 |
+
\edef\pgf@arrows@the@visualtipend{\the\pgf@y}%
|
| 542 |
+
\edef\pgf@arrows@the@visualbackend{\the\pgf@x}%
|
| 543 |
+
\pgf@x\pgf@arrows@the@tipend\pgf@x-\pgf@x%
|
| 544 |
+
\pgf@y\pgf@arrows@the@backend\pgf@y-\pgf@y
|
| 545 |
+
\edef\pgf@arrows@the@tipend{\the\pgf@y}%
|
| 546 |
+
\edef\pgf@arrows@the@backend{\the\pgf@x}%
|
| 547 |
+
\pgf@x\pgf@arrows@the@lineend\pgf@x-\pgf@x\edef\pgf@arrows@the@lineend{\the\pgf@x}%
|
| 548 |
+
\let\pgf@temp\pgf@arrows@convexhull%
|
| 549 |
+
\let\pgf@arrows@convexhull\pgfutil@empty%
|
| 550 |
+
\let\pgf@arrow@hull@point\pgf@arrow@hull@point@reverse%
|
| 551 |
+
\pgf@temp%
|
| 552 |
+
}
|
| 553 |
+
\def\pgf@arrow@hull@point@reverse#1#2{%
|
| 554 |
+
\pgf@x#1%
|
| 555 |
+
\pgfarrowshullpoint{-\pgf@x}{#2}%
|
| 556 |
+
}
|
| 557 |
+
|
| 558 |
+
\def\pgf@nousepath@here#1{\pgferror{The definition of an arrow may not use \string\pgfusepath}}
|
| 559 |
+
|
| 560 |
+
\def\pgfarrowssavethe#1{%
|
| 561 |
+
\expandafter\expandafter\expandafter\def%
|
| 562 |
+
\expandafter\expandafter\expandafter\pgf@arrows@saves%
|
| 563 |
+
\expandafter\expandafter\expandafter{\expandafter\pgf@arrows@saves\expandafter#1\the#1\relax}
|
| 564 |
+
}
|
| 565 |
+
|
| 566 |
+
\def\pgfarrowssave#1{%
|
| 567 |
+
\expandafter\expandafter\expandafter\def%
|
| 568 |
+
\expandafter\expandafter\expandafter\pgf@arrows@saves%
|
| 569 |
+
\expandafter\expandafter\expandafter{\expandafter\pgf@arrows@saves\expandafter\def\expandafter#1\expandafter{#1}}
|
| 570 |
+
}
|
| 571 |
+
|
| 572 |
+
\def\pgfarrowshullpoint#1#2{%
|
| 573 |
+
\pgf@x#1\relax%
|
| 574 |
+
\pgf@y#2\relax%
|
| 575 |
+
\edef\pgf@arrows@temp{\noexpand\pgf@arrows@convexhull\noexpand\pgf@arrow@hull@point{\the\pgf@x}{\the\pgf@y}}%
|
| 576 |
+
\expandafter\expandafter\expandafter\def\expandafter\expandafter\expandafter\pgf@arrows@convexhull\expandafter\expandafter\expandafter{\pgf@arrows@temp}%
|
| 577 |
+
}
|
| 578 |
+
|
| 579 |
+
\def\pgfarrowsupperhullpoint#1#2{%
|
| 580 |
+
\pgf@x#1\relax%
|
| 581 |
+
\pgf@y#2\relax%
|
| 582 |
+
\ifdim\pgf@y>0pt
|
| 583 |
+
\edef\pgf@arrows@temp{\noexpand\pgf@arrows@convexhull\noexpand\pgf@arrow@hull@point{\the\pgf@x}{\the\pgf@y}\ifpgfarrowharpoon\else\noexpand\pgf@arrow@hull@point{\the\pgf@x}{-\the\pgf@y}\fi}%
|
| 584 |
+
\else
|
| 585 |
+
\edef\pgf@arrows@temp{\noexpand\pgf@arrows@convexhull\noexpand\pgf@arrow@hull@point{\the\pgf@x}{\the\pgf@y}}%
|
| 586 |
+
\fi
|
| 587 |
+
\expandafter\expandafter\expandafter\def\expandafter\expandafter\expandafter\pgf@arrows@convexhull\expandafter\expandafter\expandafter{\pgf@arrows@temp}%
|
| 588 |
+
}
|
| 589 |
+
|
| 590 |
+
\def\pgfarrowssettipend#1{\pgf@x#1\edef\pgf@arrows@the@tipend{\the\pgf@x}}
|
| 591 |
+
\def\pgfarrowssetbackend#1{\pgf@x#1\edef\pgf@arrows@the@backend{\the\pgf@x}}
|
| 592 |
+
\def\pgfarrowssetlineend#1{\pgf@x#1\edef\pgf@arrows@the@lineend{\the\pgf@x}}
|
| 593 |
+
\def\pgfarrowssetvisualtipend#1{\pgf@x#1\edef\pgf@arrows@the@visualtipend{\the\pgf@x}}
|
| 594 |
+
\def\pgfarrowssetvisualbackend#1{\pgf@x#1\edef\pgf@arrows@the@visualbackend{\the\pgf@x}}
|
| 595 |
+
|
| 596 |
+
|
| 597 |
+
|
| 598 |
+
\def\pgf@arrow@compute@shortening#1{%
|
| 599 |
+
\let\pgf@arrow@handle\pgf@arrow@compute@shortening@
|
| 600 |
+
\let\pgf@arrow@handle@dot\pgf@arrow@after@line@endtrue%
|
| 601 |
+
\pgf@arrow@after@line@endfalse%
|
| 602 |
+
\pgf@xa0pt%
|
| 603 |
+
\pgf@xb0pt%
|
| 604 |
+
#1%
|
| 605 |
+
}
|
| 606 |
+
\newif\ifpgf@arrow@after@line@end
|
| 607 |
+
|
| 608 |
+
\def\pgf@arrow@compute@shortening@#1#2{%
|
| 609 |
+
{\pgfarrows@getid{#1}{#2}\ifnum\pgf@arrow@flex@mode>0\relax\global\pgf@precise@shorteningtrue\fi\expandafter}\expandafter\pgf@x\the\pgfarrowsep%
|
| 610 |
+
\expandafter\expandafter\expandafter\pgf@arrow@cont@short\csname pgf@ar@ends@\pgf@arrow@id\endcsname%
|
| 611 |
+
}
|
| 612 |
+
\def\pgf@dot@text{.}
|
| 613 |
+
|
| 614 |
+
\def\pgf@arrow@cont@short#1#2#3{%
|
| 615 |
+
\advance\pgf@xb by#1%
|
| 616 |
+
\pgf@xc#2%
|
| 617 |
+
\advance\pgf@xb by-\pgf@xc%
|
| 618 |
+
\advance\pgf@xb by\pgf@x%
|
| 619 |
+
\ifpgf@arrow@after@line@end%
|
| 620 |
+
\advance\pgf@xa by#1%
|
| 621 |
+
\advance\pgf@xa by\pgf@x%
|
| 622 |
+
\pgf@xc#2%
|
| 623 |
+
\advance\pgf@xa by-\pgf@xc%
|
| 624 |
+
\else%
|
| 625 |
+
\pgf@xa#1%
|
| 626 |
+
\advance\pgf@xa by\pgf@x%
|
| 627 |
+
\pgf@xc#3%
|
| 628 |
+
\advance\pgf@xa by-\pgf@xc%
|
| 629 |
+
\fi%
|
| 630 |
+
}
|
| 631 |
+
|
| 632 |
+
|
| 633 |
+
|
| 634 |
+
\def\pgf@arrow@rigid@arrow#1#2{%
|
| 635 |
+
{%
|
| 636 |
+
\pgf@xb=#2%
|
| 637 |
+
\pgftransformxshift{-\pgf@xb}%
|
| 638 |
+
\let\pgf@arrow@handle\pgf@arrow@rigid
|
| 639 |
+
\let\pgf@arrow@handle@dot\relax%
|
| 640 |
+
#1%
|
| 641 |
+
}%
|
| 642 |
+
}
|
| 643 |
+
|
| 644 |
+
|
| 645 |
+
\def\pgf@arrow@rigid#1#2{%
|
| 646 |
+
{%
|
| 647 |
+
\pgfarrows@getid{#1}{#2}%
|
| 648 |
+
\expandafter\expandafter\expandafter\pgf@arrow@drawer@shift\csname pgf@ar@ends@\pgf@arrow@id\endcsname%
|
| 649 |
+
\ifdim\pgfarrows@slant pt=0pt%
|
| 650 |
+
\else%
|
| 651 |
+
\pgftransformxslant{\pgfarrows@slant}%
|
| 652 |
+
\fi%
|
| 653 |
+
\ifpgfarrowswap%
|
| 654 |
+
\pgftransformyscale{-1}%
|
| 655 |
+
\fi%
|
| 656 |
+
{%
|
| 657 |
+
\csname pgf@ar@saves@\pgf@arrow@id\endcsname%
|
| 658 |
+
\pgf@arrows@rigid@hull%
|
| 659 |
+
}%
|
| 660 |
+
\expandafter}%
|
| 661 |
+
\expandafter\pgftransformxshift\expandafter{\the\pgf@xc}%
|
| 662 |
+
}
|
| 663 |
+
|
| 664 |
+
|
| 665 |
+
|
| 666 |
+
|
| 667 |
+
|
| 668 |
+
\def\pgf@arrow@draw@arrow#1#2{%
|
| 669 |
+
{%
|
| 670 |
+
\pgf@xb=#2%
|
| 671 |
+
\pgftransformxshift{-\pgf@xb}%
|
| 672 |
+
\let\pgf@arrow@handle\pgf@arrow@drawer
|
| 673 |
+
\let\pgf@arrow@handle@dot\relax%
|
| 674 |
+
#1%
|
| 675 |
+
}%
|
| 676 |
+
}
|
| 677 |
+
|
| 678 |
+
|
| 679 |
+
\def\pgf@arrow@drawer#1#2{%
|
| 680 |
+
{%
|
| 681 |
+
\pgfarrows@getid{#1}{#2}%
|
| 682 |
+
\expandafter\expandafter\expandafter\pgf@arrow@drawer@shift\csname pgf@ar@ends@\pgf@arrow@id\endcsname%
|
| 683 |
+
\ifdim\pgfarrows@slant pt=0pt%
|
| 684 |
+
\else%
|
| 685 |
+
\pgftransformxslant{\pgfarrows@slant}%
|
| 686 |
+
\fi%
|
| 687 |
+
\ifpgfarrowswap%
|
| 688 |
+
\pgftransformyscale{-1}%
|
| 689 |
+
\fi%
|
| 690 |
+
{%
|
| 691 |
+
\csname pgf@ar@saves@\pgf@arrow@id\endcsname%
|
| 692 |
+
\pgfscope%
|
| 693 |
+
\pgf@arrows@color@setup%
|
| 694 |
+
\pgflowlevelsynccm\csname pgf@ar@cache@\pgf@arrow@id\endcsname%
|
| 695 |
+
\endpgfscope%
|
| 696 |
+
\pgf@arrows@rigid@hull%
|
| 697 |
+
}%
|
| 698 |
+
\expandafter}%
|
| 699 |
+
\expandafter\pgftransformxshift\expandafter{\the\pgf@xc}%
|
| 700 |
+
}
|
| 701 |
+
|
| 702 |
+
\def\pgf@arrows@color@setup@restore@std@colors{%
|
| 703 |
+
\pgfutil@namelet{\string\color@pgfstrokecolor}{pgf@strokecolor@global}%
|
| 704 |
+
\pgfutil@namelet{\string\color@pgffillcolor}{pgf@fillcolor@global}%
|
| 705 |
+
}%
|
| 706 |
+
|
| 707 |
+
\def\pgf@arrows@color@setup{%
|
| 708 |
+
\ifx\pgf@arrows@stroke@color\pgfutil@empty\else\pgfsetstrokecolor{\pgf@arrows@stroke@color}\fi%
|
| 709 |
+
\ifx\pgf@arrows@fill@color\pgfutil@empty%
|
| 710 |
+
\ifx\pgf@strokecolor@global\pgf@fillcolor@global
|
| 711 |
+
\else
|
| 712 |
+
\pgf@arrows@color@setup@restore@std@colors
|
| 713 |
+
\pgfsetfillcolor{pgfstrokecolor}%
|
| 714 |
+
\fi%
|
| 715 |
+
\else%
|
| 716 |
+
\pgf@arrows@color@setup@restore@std@colors
|
| 717 |
+
\pgfsetfillcolor{\pgf@arrows@fill@color}%
|
| 718 |
+
\fi%
|
| 719 |
+
}
|
| 720 |
+
|
| 721 |
+
\def\pgf@arrow@drawer@shift#1#2#3{%
|
| 722 |
+
\pgf@xb#2\pgftransformxshift{-\pgf@xb}%
|
| 723 |
+
\pgf@xc#1%
|
| 724 |
+
\advance\pgf@xc by\pgfarrowsep%
|
| 725 |
+
\advance\pgf@xc by-\pgf@xb%
|
| 726 |
+
}
|
| 727 |
+
|
| 728 |
+
\def\pgf@arrows@rigid@hull{%
|
| 729 |
+
\ifpgf@relevantforpicturesize%
|
| 730 |
+
\expandafter\let\expandafter\pgf@temp\csname pgf@ar@hull@\pgf@arrow@id\endcsname%
|
| 731 |
+
\ifx\pgf@temp\pgfutil@empty\else%
|
| 732 |
+
\let\pgf@arrow@hull@point\pgf@arrow@hull@point@first%
|
| 733 |
+
\pgf@temp%
|
| 734 |
+
\pgf@arrow@update@bb%
|
| 735 |
+
\fi%
|
| 736 |
+
\fi
|
| 737 |
+
}
|
| 738 |
+
|
| 739 |
+
|
| 740 |
+
|
| 741 |
+
\def\pgf@arrow@hull@point@first#1#2{%
|
| 742 |
+
\pgf@x#1\pgf@y#2%
|
| 743 |
+
\pgf@xa\pgf@pt@aa\pgf@x%
|
| 744 |
+
\advance\pgf@xa by\pgf@pt@ba\pgf@y%
|
| 745 |
+
\pgf@ya\pgf@pt@ab\pgf@x%
|
| 746 |
+
\advance\pgf@ya by\pgf@pt@bb\pgf@y%
|
| 747 |
+
\pgf@xb\pgf@xa\pgf@yb\pgf@ya%
|
| 748 |
+
\let\pgf@arrow@hull@point\pgf@arrow@hull@point@other%
|
| 749 |
+
}
|
| 750 |
+
\def\pgf@arrow@hull@point@other#1#2{%
|
| 751 |
+
\pgfutil@tempdima#1\pgfutil@tempdimb#2%
|
| 752 |
+
\pgf@x\pgf@pt@aa\pgfutil@tempdima%
|
| 753 |
+
\advance\pgf@x by\pgf@pt@ba\pgfutil@tempdimb%
|
| 754 |
+
\pgf@y\pgf@pt@ab\pgfutil@tempdima%
|
| 755 |
+
\advance\pgf@y by\pgf@pt@bb\pgfutil@tempdimb%
|
| 756 |
+
\ifdim\pgf@x<\pgf@xa\pgf@xa\pgf@x\else\ifdim\pgf@x>\pgf@xb\pgf@xb\pgf@x\fi\fi%
|
| 757 |
+
\ifdim\pgf@y<\pgf@ya\pgf@ya\pgf@y\else\ifdim\pgf@y>\pgf@yb\pgf@yb\pgf@y\fi\fi%
|
| 758 |
+
}
|
| 759 |
+
|
| 760 |
+
\def\pgf@arrow@update@bb{%
|
| 761 |
+
\advance\pgf@xa by\pgf@pt@x%
|
| 762 |
+
\advance\pgf@ya by\pgf@pt@y%
|
| 763 |
+
\advance\pgf@xb by\pgf@pt@x%
|
| 764 |
+
\advance\pgf@yb by\pgf@pt@y%
|
| 765 |
+
\ifdim\pgf@picmaxx=-16000pt\relax%
|
| 766 |
+
\global\pgf@picminx\pgf@xa%
|
| 767 |
+
\global\pgf@picmaxx\pgf@xb%
|
| 768 |
+
\global\pgf@picminy\pgf@ya%
|
| 769 |
+
\global\pgf@picmaxy\pgf@yb%
|
| 770 |
+
\else%
|
| 771 |
+
\ifdim\pgf@xa<\pgf@picminx\global\pgf@picminx\pgf@xa\fi%
|
| 772 |
+
\ifdim\pgf@ya<\pgf@picminy\global\pgf@picminy\pgf@ya\fi%
|
| 773 |
+
\ifdim\pgf@xb>\pgf@picmaxx\global\pgf@picmaxx\pgf@xb\fi%
|
| 774 |
+
\ifdim\pgf@yb>\pgf@picmaxy\global\pgf@picmaxy\pgf@yb\fi%
|
| 775 |
+
\fi%
|
| 776 |
+
}
|
| 777 |
+
|
| 778 |
+
|
| 779 |
+
|
| 780 |
+
|
| 781 |
+
\def\pgfsetarrows#1{\pgf@arrows#1\pgf@stop}
|
| 782 |
+
\def\pgf@arrows{\pgfutil@ifnextchar[\pgf@arrows@test@opt\pgf@arrows@}%
|
| 783 |
+
\def\pgf@arrows@#1-#2\pgf@stop{%
|
| 784 |
+
\pgfsetarrowsstart{#1}%
|
| 785 |
+
\pgfsetarrowsend{#2}%
|
| 786 |
+
}
|
| 787 |
+
\def\pgf@arrows@test@opt[{%
|
| 788 |
+
\pgfutil@ifnextchar-{\pgf@arrows@[}%
|
| 789 |
+
\pgf@arrows@test@opt@%
|
| 790 |
+
}
|
| 791 |
+
\def\pgf@arrows@test@opt@#1]{%
|
| 792 |
+
\pgfutil@ifnextchar\pgf@stop{%
|
| 793 |
+
\let\pgf@arrows@options\pgf@arrows@options@scope%
|
| 794 |
+
\pgfkeys{/pgf/arrow keys/.cd,#1}%
|
| 795 |
+
\let\pgf@arrows@options@scope\pgf@arrows@options%
|
| 796 |
+
\pgfutil@gobble%
|
| 797 |
+
}{%
|
| 798 |
+
\pgf@arrows@[#1]%
|
| 799 |
+
}%
|
| 800 |
+
}
|
| 801 |
+
|
| 802 |
+
\let\pgf@arrows@options@scope\pgfutil@empty
|
| 803 |
+
|
| 804 |
+
|
| 805 |
+
|
| 806 |
+
|
| 807 |
+
|
| 808 |
+
|
| 809 |
+
|
| 810 |
+
\pgfdeclarearrow{
|
| 811 |
+
name = .,
|
| 812 |
+
drawing code =
|
| 813 |
+
}
|
| 814 |
+
|
| 815 |
+
|
| 816 |
+
|
| 817 |
+
\pgfdeclarearrow{
|
| 818 |
+
name = _,
|
| 819 |
+
defaults = {sep},
|
| 820 |
+
drawing code =
|
| 821 |
+
}
|
| 822 |
+
|
| 823 |
+
|
| 824 |
+
|
| 825 |
+
|
| 826 |
+
\pgfdeclarearrow{ name = To, means = } %
|
| 827 |
+
\pgfdeclarearrow{ name = Bar, means = } %
|
| 828 |
+
\pgfkeys{
|
| 829 |
+
<-> /.tip = {To},
|
| 830 |
+
>-< /.tip = {>[reversed]},
|
| 831 |
+
| /.tip = {Bar}
|
| 832 |
+
}
|
| 833 |
+
|
| 834 |
+
|
| 835 |
+
|
| 836 |
+
|
| 837 |
+
\pgfkeys {}
|
| 838 |
+
|
| 839 |
+
\def\pgf@arrows@direct@def#1#2{\expandafter\pgf@arrows@direct@def@\expandafter{\csname pgf@ar@means@#2\endcsname}{#1}}
|
| 840 |
+
\def\pgf@arrows@direct@def@#1#2{\expandafter\def\csname pgf@arrows@direct@name@#2\endcsname{\pgf@arrow@handle@shorthand@empty{#1}}}
|
| 841 |
+
\pgf@arrows@direct@def{start@[}{]}
|
| 842 |
+
\pgf@arrows@direct@def{start@]}{[}
|
| 843 |
+
\pgf@arrows@direct@def{start@spaced [}{spaced ]}
|
| 844 |
+
\pgf@arrows@direct@def{start@spaced ]}{spaced [}
|
| 845 |
+
\pgf@arrows@direct@def{end@[}{[}
|
| 846 |
+
\pgf@arrows@direct@def{end@]}{]}
|
| 847 |
+
\pgf@arrows@direct@def{end@spaced [}{spaced [}
|
| 848 |
+
\pgf@arrows@direct@def{end@spaced ]}{spaced ]}
|
| 849 |
+
|
| 850 |
+
\def\pgfsetarrowoptions#1#2{\expandafter\def\csname pgf@arrow@compat@opt@#1\endcsname{#2}}
|
| 851 |
+
\def\pgfgetarrowoptions#1{\csname pgf@arrow@compat@opt@#1\endcsname}
|
| 852 |
+
\def\pgfarrowsdeclare#1#2#3#4{%
|
| 853 |
+
\pgfdeclarearrow{ name ={#1}-{#2}, setup code ={#3}, drawing code={#4}, parameters/.expand once={\csname pgf@arrow@compat@opt@#2\endcsname}}%
|
| 854 |
+
\expandafter\def\csname pgf@arrow@compat@opt@#2\endcsname{0}}
|
| 855 |
+
\def\pgfarrowsleftextend#1{\pgfmathsetlength\pgf@xa{#1}\pgfarrowssetbackend{\pgf@xa}}
|
| 856 |
+
\def\pgfarrowsrightextend#1{\pgfmathsetlength\pgf@xb{#1}\pgfarrowssettipend{\pgf@xb}}
|
| 857 |
+
\def\pgfarrowsdeclarealias#1#2#3#4{\pgfdeclarearrow{ name ={#1}-{#2}, means ={#4} } }
|
| 858 |
+
\def\pgfarrowsdeclarereversed#1#2#3#4{\pgfdeclarearrow{ name ={#1}-{#2}, means={{#4}[reversed]}}}
|
| 859 |
+
\def\pgfarrowsdeclarecombine{\pgfutil@ifnextchar*{\pgfarrowsdeclarecombine@star}{\pgf@@arrowsdeclarecombine}}
|
| 860 |
+
\def\pgf@@arrowsdeclarecombine{\pgfutil@ifnextchar[{\pgf@arrowsdeclarecombine}{\pgf@arrowsdeclarecombine[0pt]}}
|
| 861 |
+
\def\pgf@arrowsdeclarecombine[#1]#2#3#4#5#6#7{\def\pgf@@temp{#1}\ifx\pgf@@temp\pgf@linewidthtext\def\pgf@@temp{+0pt 1}\fi%
|
| 862 |
+
\pgfdeclarearrow{name ={#2}-{#3}, means={#5[sep/.expand once=\pgf@@temp]#6}}}
|
| 863 |
+
\def\pgf@linewidth@text{\pgflinewidth}
|
| 864 |
+
\def\pgfarrowsdeclarecombine@star*{\pgfutil@ifnextchar[{\pgf@arrowsdeclarecombine@star}{\pgf@arrowsdeclarecombine@star[0pt]}}
|
| 865 |
+
\def\pgf@arrowsdeclarecombine@star[#1]#2#3#4#5#6#7{\def\pgf@@temp{#1}\ifx\pgf@@temp\pgf@linewidthtext\def\pgf@@temp{+0pt 1}\fi%
|
| 866 |
+
\pgfdeclarearrow{name ={#2}-{#3}, means={#5[sep/.expand once=\pgf@@temp].#6}}}
|
| 867 |
+
\def\pgfarrowsdeclaredouble{\pgfutil@ifnextchar[{\pgf@arrowsdeclaredouble}{\pgf@arrowsdeclaredouble[0pt]}}
|
| 868 |
+
\def\pgf@arrowsdeclaredouble[#1]#2#3#4#5{\pgfarrowsdeclarecombine[#1]{#2}{#3}{#4}{#5}{#4}{#5}}
|
| 869 |
+
\def\pgfarrowsdeclaretriple{\pgfutil@ifnextchar[{\pgf@arrowsdeclaretriple}{\pgf@arrowsdeclaretriple[0pt]}}
|
| 870 |
+
\def\pgf@arrowsdeclaretriple[#1]#2#3#4#5{ \pgfarrowsdeclarecombine[#1]{pgf@trip@#2}{pgf@trip@#3}{#4}{#5}{#4}{#5}%
|
| 871 |
+
\pgfarrowsdeclarecombine[#1]{#2}{#3}{pgf@trip@#2}{pgf@trip@#3}{#4}{#5}}
|
| 872 |
+
\def\pgf@linewidthtext{\pgflinewidth}
|
| 873 |
+
|
| 874 |
+
\pgfarrowsdeclare{stealth}{stealth}
|
| 875 |
+
{
|
| 876 |
+
\pgfutil@tempdima=0.28pt%
|
| 877 |
+
\pgfutil@tempdimb=\pgflinewidth%
|
| 878 |
+
\ifdim\pgfinnerlinewidth>0pt%
|
| 879 |
+
\pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
|
| 880 |
+
\fi%
|
| 881 |
+
\advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
|
| 882 |
+
\pgfarrowsleftextend{+-3\pgfutil@tempdima}
|
| 883 |
+
\pgfarrowsrightextend{+5\pgfutil@tempdima}
|
| 884 |
+
}
|
| 885 |
+
{
|
| 886 |
+
\pgfutil@tempdima=0.28pt%
|
| 887 |
+
\pgfutil@tempdimb=\pgflinewidth%
|
| 888 |
+
\ifdim\pgfinnerlinewidth>0pt%
|
| 889 |
+
\pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
|
| 890 |
+
\fi%
|
| 891 |
+
\advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
|
| 892 |
+
\pgfpathmoveto{\pgfqpoint{5\pgfutil@tempdima}{0pt}}
|
| 893 |
+
\pgfpathlineto{\pgfqpoint{-3\pgfutil@tempdima}{4\pgfutil@tempdima}}
|
| 894 |
+
\pgfpathlineto{\pgfpointorigin}
|
| 895 |
+
\pgfpathlineto{\pgfqpoint{-3\pgfutil@tempdima}{-4\pgfutil@tempdima}}
|
| 896 |
+
\pgfusepathqfill
|
| 897 |
+
}
|
| 898 |
+
\pgfarrowsdeclarereversed{stealth reversed}{stealth reversed}{stealth}{stealth}
|
| 899 |
+
\pgfarrowsdeclare{to}{to}
|
| 900 |
+
{
|
| 901 |
+
\pgfutil@tempdima=-0.84pt%
|
| 902 |
+
\advance\pgfutil@tempdima by-1.3\pgflinewidth%
|
| 903 |
+
\pgfutil@tempdimb=0.21pt%
|
| 904 |
+
\advance\pgfutil@tempdimb by.625\pgflinewidth%
|
| 905 |
+
\pgfarrowsleftextend{+\pgfutil@tempdima}
|
| 906 |
+
\pgfarrowsrightextend{+\pgfutil@tempdimb}
|
| 907 |
+
}
|
| 908 |
+
{
|
| 909 |
+
\pgfutil@tempdima=0.28pt%
|
| 910 |
+
\advance\pgfutil@tempdima by.3\pgflinewidth%
|
| 911 |
+
\pgfsetlinewidth{0.8\pgflinewidth}
|
| 912 |
+
\pgfsetdash{}{+0pt}
|
| 913 |
+
\pgfsetroundcap
|
| 914 |
+
\pgfsetroundjoin
|
| 915 |
+
\pgfpathmoveto{\pgfqpoint{-3\pgfutil@tempdima}{4\pgfutil@tempdima}}
|
| 916 |
+
\pgfpathcurveto
|
| 917 |
+
{\pgfqpoint{-2.75\pgfutil@tempdima}{2.5\pgfutil@tempdima}}
|
| 918 |
+
{\pgfqpoint{0pt}{0.25\pgfutil@tempdima}}
|
| 919 |
+
{\pgfqpoint{0.75\pgfutil@tempdima}{0pt}}
|
| 920 |
+
\pgfpathcurveto
|
| 921 |
+
{\pgfqpoint{0pt}{-0.25\pgfutil@tempdima}}
|
| 922 |
+
{\pgfqpoint{-2.75\pgfutil@tempdima}{-2.5\pgfutil@tempdima}}
|
| 923 |
+
{\pgfqpoint{-3\pgfutil@tempdima}{-4\pgfutil@tempdima}}
|
| 924 |
+
\pgfusepathqstroke
|
| 925 |
+
}
|
| 926 |
+
\pgfkeys{To /.tip = to}
|
| 927 |
+
\pgfarrowsdeclare{to reversed}{to reversed}
|
| 928 |
+
{
|
| 929 |
+
\pgfutil@tempdima=-0.21pt%
|
| 930 |
+
\advance\pgfutil@tempdima by-0.475\pgflinewidth%
|
| 931 |
+
\pgfutil@tempdimb=0.98pt%
|
| 932 |
+
\advance\pgfutil@tempdimb by1.45\pgflinewidth%
|
| 933 |
+
\pgfarrowsleftextend{+\pgfutil@tempdima}
|
| 934 |
+
\pgfarrowsrightextend{+\pgfutil@tempdimb}
|
| 935 |
+
}
|
| 936 |
+
{
|
| 937 |
+
\pgfutil@tempdima=0.28pt%
|
| 938 |
+
\advance\pgfutil@tempdima by.3\pgflinewidth%
|
| 939 |
+
\pgfsetlinewidth{+0.8\pgflinewidth}
|
| 940 |
+
\pgfsetdash{}{+0pt}
|
| 941 |
+
\pgfsetroundcap
|
| 942 |
+
\pgfsetroundjoin
|
| 943 |
+
\pgfpathmoveto{\pgfqpoint{3.5\pgfutil@tempdima}{4\pgfutil@tempdima}}
|
| 944 |
+
\pgfpathcurveto
|
| 945 |
+
{\pgfqpoint{3.25\pgfutil@tempdima}{2.5\pgfutil@tempdima}}
|
| 946 |
+
{\pgfqpoint{0.5\pgfutil@tempdima}{0.25\pgfutil@tempdima}}
|
| 947 |
+
{\pgfqpoint{-0.25\pgfutil@tempdima}{0\pgfutil@tempdima}}
|
| 948 |
+
\pgfpathcurveto
|
| 949 |
+
{\pgfqpoint{0.5\pgfutil@tempdima}{-0.25\pgfutil@tempdima}}
|
| 950 |
+
{\pgfqpoint{3.25\pgfutil@tempdima}{-2.5\pgfutil@tempdima}}
|
| 951 |
+
{\pgfqpoint{3.5\pgfutil@tempdima}{-4\pgfutil@tempdima}}
|
| 952 |
+
\pgfusepathqstroke
|
| 953 |
+
}
|
| 954 |
+
\pgfarrowsdeclare{latex}{latex}
|
| 955 |
+
{
|
| 956 |
+
\pgfutil@tempdima=0.28pt%
|
| 957 |
+
\pgfutil@tempdimb=\pgflinewidth%
|
| 958 |
+
\ifdim\pgfinnerlinewidth>0pt%
|
| 959 |
+
\pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
|
| 960 |
+
\fi%
|
| 961 |
+
\advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
|
| 962 |
+
\pgfarrowsleftextend{+-1\pgfutil@tempdima}
|
| 963 |
+
\pgfarrowsrightextend{+9\pgfutil@tempdima}
|
| 964 |
+
}
|
| 965 |
+
{
|
| 966 |
+
\pgfutil@tempdima=0.28pt%
|
| 967 |
+
\pgfutil@tempdimb=\pgflinewidth%
|
| 968 |
+
\ifdim\pgfinnerlinewidth>0pt%
|
| 969 |
+
\pgfmathsetlength\pgfutil@tempdimb{.6\pgflinewidth-.4*\pgfinnerlinewidth}%
|
| 970 |
+
\fi%
|
| 971 |
+
\advance\pgfutil@tempdima by.3\pgfutil@tempdimb%
|
| 972 |
+
\pgfpathmoveto{\pgfqpoint{9\pgfutil@tempdima}{0pt}}
|
| 973 |
+
\pgfpathcurveto
|
| 974 |
+
{\pgfqpoint{6.3333\pgfutil@tempdima}{.5\pgfutil@tempdima}}
|
| 975 |
+
{\pgfqpoint{2\pgfutil@tempdima}{2\pgfutil@tempdima}}
|
| 976 |
+
{\pgfqpoint{-1\pgfutil@tempdima}{3.75\pgfutil@tempdima}}
|
| 977 |
+
\pgfpathlineto{\pgfqpoint{-1\pgfutil@tempdima}{-3.75\pgfutil@tempdima}}
|
| 978 |
+
\pgfpathcurveto
|
| 979 |
+
{\pgfqpoint{2\pgfutil@tempdima}{-2\pgfutil@tempdima}}
|
| 980 |
+
{\pgfqpoint{6.3333\pgfutil@tempdima}{-.5\pgfutil@tempdima}}
|
| 981 |
+
{\pgfqpoint{9\pgfutil@tempdima}{0pt}}
|
| 982 |
+
\pgfusepathqfill
|
| 983 |
+
}
|
| 984 |
+
\pgfarrowsdeclarereversed{latex reversed}{latex reversed}{latex}{latex}
|
| 985 |
+
\pgfarrowsdeclare{@bar}{@bar}
|
| 986 |
+
{
|
| 987 |
+
\pgfarrowsleftextend{+-0.25\pgflinewidth}
|
| 988 |
+
\pgfarrowsrightextend{+.75\pgflinewidth}
|
| 989 |
+
}
|
| 990 |
+
{
|
| 991 |
+
\pgfutil@tempdima=2pt%
|
| 992 |
+
\advance\pgfutil@tempdima by1.5\pgflinewidth%
|
| 993 |
+
\pgfsetdash{}{+0pt}
|
| 994 |
+
\pgfsetrectcap
|
| 995 |
+
\pgfpathmoveto{\pgfqpoint{0.25\pgflinewidth}{-\pgfutil@tempdima}}
|
| 996 |
+
\pgfpathlineto{\pgfqpoint{0.25\pgflinewidth}{\pgfutil@tempdima}}
|
| 997 |
+
\pgfusepathqstroke
|
| 998 |
+
}
|
| 999 |
+
\pgfkeys{Bar /.tip = @bar}
|
| 1000 |
+
\pgfarrowsdeclare{space}{space}
|
| 1001 |
+
{
|
| 1002 |
+
\pgfutil@tempdima=0.88pt%
|
| 1003 |
+
\advance\pgfutil@tempdima by.3\pgflinewidth%
|
| 1004 |
+
\pgfarrowsleftextend{0pt}
|
| 1005 |
+
\pgfarrowsrightextend{\pgfutil@tempdima}
|
| 1006 |
+
}
|
| 1007 |
+
{}
|
| 1008 |
+
|
| 1009 |
+
|
| 1010 |
+
|
| 1011 |
+
\endinput
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoreexternal.code.tex
ADDED
|
@@ -0,0 +1,357 @@
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|
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|
|
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|
|
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|
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|
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|
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|
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|
|
|
|
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|
|
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|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
| 1 |
+
|
| 2 |
+
\ProvidesFileRCS{pgfcoreexternal.code.tex}
|
| 3 |
+
|
| 4 |
+
|
| 5 |
+
|
| 6 |
+
\newif\ifpgfexternal@aux@in@dpth
|
| 7 |
+
\newif\ifpgfexternal@info
|
| 8 |
+
|
| 9 |
+
\pgfkeys{
|
| 10 |
+
/pgf/images/include external/.code={\pgfimage{#1}},
|
| 11 |
+
/pgf/images/aux in dpth/.is if=pgfexternal@aux@in@dpth,
|
| 12 |
+
/pgf/images/aux in dpth/.default=true,
|
| 13 |
+
/pgf/images/trim external/.code n args={4}{%
|
| 14 |
+
\def\pgf@external@kern@left{#1}%
|
| 15 |
+
\def\pgf@external@kern@bottom{#2}%
|
| 16 |
+
\def\pgf@external@kern@right{#3}%
|
| 17 |
+
\def\pgf@external@kern@top{#4}%
|
| 18 |
+
\ifx\pgf@external@kern@left\pgfutil@empty\def\pgf@external@kern@left{0sp}\fi%
|
| 19 |
+
\ifx\pgf@external@kern@bottom\pgfutil@empty\def\pgf@external@kern@bottom{0sp}\fi%
|
| 20 |
+
\ifx\pgf@external@kern@right\pgfutil@empty\def\pgf@external@kern@right{0sp}\fi%
|
| 21 |
+
\ifx\pgf@external@kern@top\pgfutil@empty\def\pgf@external@kern@top{0sp}\fi%
|
| 22 |
+
},
|
| 23 |
+
/pgf/images/trim external={1truein}{1truein}{1truein}{1truein},
|
| 24 |
+
/pgf/images/external info/.is if=pgfexternal@info,
|
| 25 |
+
/pgf/images/external info/.default=true,
|
| 26 |
+
}
|
| 27 |
+
|
| 28 |
+
|
| 29 |
+
|
| 30 |
+
\newif\ifpgfexternalreadmainaux
|
| 31 |
+
\pgfexternalreadmainauxtrue
|
| 32 |
+
|
| 33 |
+
|
| 34 |
+
\def\pgfrealjobname#1{%
|
| 35 |
+
\global\let\pgfactualjobname=\jobname
|
| 36 |
+
\edef\pgf@tempa{\expandafter\string\csname #1\endcsname}%
|
| 37 |
+
\edef\pgf@tempb{\expandafter\string\csname\jobname\endcsname}%
|
| 38 |
+
\ifx\pgf@tempa\pgf@tempb%
|
| 39 |
+
\else%
|
| 40 |
+
\pgf@external@grabshipouttrue%
|
| 41 |
+
\pgfexternal@nofiles%
|
| 42 |
+
\ifpgfexternalreadmainaux
|
| 43 |
+
\gdef\jobname{#1}%
|
| 44 |
+
\fi
|
| 45 |
+
\ifpgfexternal@aux@in@dpth
|
| 46 |
+
\csname newwrite\endcsname\w@pgfexternal@auxout
|
| 47 |
+
\fi
|
| 48 |
+
\pgfexternal@geometry@compatibility
|
| 49 |
+
\fi%
|
| 50 |
+
\gdef\pgfrealjobname##1{}%
|
| 51 |
+
}
|
| 52 |
+
|
| 53 |
+
\def\pgfexternal@geometry@compatibility{%
|
| 54 |
+
\pgfutil@ifundefined{geometry}{%
|
| 55 |
+
}{%
|
| 56 |
+
\pgf@typeout{Package TikZ externalization: calling \string\geometry{driver=none} during externalization.^^J}%
|
| 57 |
+
\geometry{driver=none}%
|
| 58 |
+
}%
|
| 59 |
+
}%
|
| 60 |
+
|
| 61 |
+
\def\pgfexternal@nofiles{%
|
| 62 |
+
\let\pgfexternal@nofiles@=\relax
|
| 63 |
+
\def\relax{\relax}%
|
| 64 |
+
\csname nofiles\endcsname
|
| 65 |
+
\let\relax=\pgfexternal@nofiles@
|
| 66 |
+
}%
|
| 67 |
+
|
| 68 |
+
\newif\ifpgf@external@grabshipout
|
| 69 |
+
\newbox\pgfexternal@startupbox
|
| 70 |
+
|
| 71 |
+
\pgfutil@ifundefined{AtBeginDocument}{}{%
|
| 72 |
+
\AtBeginDocument{%
|
| 73 |
+
\ifpgf@external@grabshipout%
|
| 74 |
+
\global\let\pgfexternal@originalshipout=\shipout%
|
| 75 |
+
\global\def\shipout{\setbox\pgfpic=}%
|
| 76 |
+
\maxdeadcycles=10000%
|
| 77 |
+
{%
|
| 78 |
+
\output{\global\setbox\pgfexternal@startupbox=\vbox{\csname @begindvi\endcsname\unvbox255}}%
|
| 79 |
+
\hbox{}\eject%
|
| 80 |
+
}%
|
| 81 |
+
\fi%
|
| 82 |
+
}
|
| 83 |
+
}%
|
| 84 |
+
|
| 85 |
+
\pgfutil@ifundefined{AtEndDocument}{}{%
|
| 86 |
+
\AtEndDocument{%
|
| 87 |
+
\ifpgf@external@grabshipout
|
| 88 |
+
\pgfutil@ifundefined{pgfexternal@did@a@shipout}{%
|
| 89 |
+
\pgfexternal@error@no@shipout
|
| 90 |
+
}{}%
|
| 91 |
+
\fi
|
| 92 |
+
}%
|
| 93 |
+
}
|
| 94 |
+
|
| 95 |
+
\def\pgfexternal@error@no@shipout{%
|
| 96 |
+
\pgferror{Sorry, image externalization failed: the resulting image was EMPTY. I tried to externalize '\pgfactualjobname'. Perhaps there was a typo somewhere? Please check that your document contains '\string\beginpgfgraphicnamed{\pgfactualjobname} ... \string\endpgfgraphicnamed'}%
|
| 97 |
+
}%
|
| 98 |
+
|
| 99 |
+
|
| 100 |
+
|
| 101 |
+
\def\pgf@externalbegin#1{%
|
| 102 |
+
\let\pgf@next=\pgf@external@normal%
|
| 103 |
+
\ifpgf@external@grabshipout%
|
| 104 |
+
\edef\pgf@tempa{\expandafter\string\csname #1\endcsname}%
|
| 105 |
+
\edef\pgf@tempb{\expandafter\string\csname\pgfactualjobname\endcsname}%
|
| 106 |
+
\ifx\pgf@tempa\pgf@tempb%
|
| 107 |
+
\let\pgf@next=\pgf@external@grab%
|
| 108 |
+
\fi%
|
| 109 |
+
\fi%
|
| 110 |
+
\pgf@next{#1}%
|
| 111 |
+
}
|
| 112 |
+
|
| 113 |
+
|
| 114 |
+
\AtBeginDocument{
|
| 115 |
+
\let\beginpgfgraphicnamed=\pgf@externalbegin%
|
| 116 |
+
\let\endpgfgraphicnamed=\unskip
|
| 117 |
+
}
|
| 118 |
+
|
| 119 |
+
|
| 120 |
+
\def\pgf@external@normal#1{%
|
| 121 |
+
\let\pgf@filename=\pgfutil@empty%
|
| 122 |
+
\expandafter\pgf@findfile\pgfsys@imagesuffixlist:+{#1}%
|
| 123 |
+
\ifx\pgf@filename\pgfutil@empty%
|
| 124 |
+
\let\pgf@next=\relax%
|
| 125 |
+
\else%
|
| 126 |
+
\let\pgf@next=\pgf@replacepicturebygraphic%
|
| 127 |
+
\fi%
|
| 128 |
+
\pgf@next%
|
| 129 |
+
}
|
| 130 |
+
|
| 131 |
+
\long\def\pgf@replacepicturebygraphic#1\endpgfgraphicnamed{%
|
| 132 |
+
\expandafter\pgfincludeexternalgraphics\expandafter{\pgf@filename}\unskip
|
| 133 |
+
}
|
| 134 |
+
|
| 135 |
+
\def\pgfincludeexternalgraphics#1{%
|
| 136 |
+
\begingroup
|
| 137 |
+
\pgfexternalreaddpth{#1}%
|
| 138 |
+
\pgfkeysifdefined{/pgf/images/include external/#1/.@cmd}{%
|
| 139 |
+
\pgfkeysgetvalue{/pgf/images/include external/#1/.@cmd}\pgf@tempa
|
| 140 |
+
\pgfkeyslet{/pgf/images/include external/.@cmd}\pgf@tempa
|
| 141 |
+
}{}%
|
| 142 |
+
\setbox1=\hbox{\pgfkeysvalueof{/pgf/images/include external/.@cmd}{#1}\pgfeov}%
|
| 143 |
+
\ifdim\pgfexternaltrimleft=0sp \else \kern\pgfexternaltrimleft\relax \fi
|
| 144 |
+
\ifdim\pgfexternaldepth=0pt
|
| 145 |
+
\box1
|
| 146 |
+
\else
|
| 147 |
+
\dimen0=\pgfexternaldepth\relax
|
| 148 |
+
\hbox{\lower\dimen0 \box1 }%
|
| 149 |
+
\fi
|
| 150 |
+
\ifdim\pgfexternaltrimright=0sp \else \kern\pgfexternaltrimright\relax \fi
|
| 151 |
+
\endgroup
|
| 152 |
+
}
|
| 153 |
+
|
| 154 |
+
\def\pgfexternalreaddpth#1{%
|
| 155 |
+
\edef\pgfexternalreaddpth@restore{%
|
| 156 |
+
\noexpand\endlinechar=\the\endlinechar\space
|
| 157 |
+
\noexpand\catcode`\noexpand\@=\the\catcode`\@\space
|
| 158 |
+
}%
|
| 159 |
+
\def\pgfexternaldepth{0sp}%
|
| 160 |
+
\def\pgfexternaltrimleft{0sp}%
|
| 161 |
+
\def\pgfexternaltrimright{0sp}%
|
| 162 |
+
\endlinechar=-1 %
|
| 163 |
+
\catcode`\@=11
|
| 164 |
+
\openin\r@pgf@reada=#1.dpth
|
| 165 |
+
\pgfincludeexternalgraphics@read@dpth
|
| 166 |
+
\pgfexternalreaddpth@restore
|
| 167 |
+
}%
|
| 168 |
+
\def\pgfincludeexternalgraphics@read@dpth{%
|
| 169 |
+
\ifeof\r@pgf@reada
|
| 170 |
+
\closein\r@pgf@reada
|
| 171 |
+
\else
|
| 172 |
+
\read\r@pgf@reada to\pgfincludeexternalgraphics@auxline
|
| 173 |
+
\ifx\pgfincludeexternalgraphics@auxline\pgfutil@empty
|
| 174 |
+
\else
|
| 175 |
+
\expandafter\pgfincludeexternalgraphics@read@dpth@line\pgfincludeexternalgraphics@auxline\pgfincludeexternalgraphics@read@dpth@line@EOI
|
| 176 |
+
\fi
|
| 177 |
+
\expandafter\pgfincludeexternalgraphics@read@dpth
|
| 178 |
+
\fi
|
| 179 |
+
}%
|
| 180 |
+
|
| 181 |
+
\def\pgfexternal@restore#1{#1}%
|
| 182 |
+
|
| 183 |
+
\long\def\pgfincludeexternalgraphics@read@dpth@line@getfirst#1#2\pgfincludeexternalgraphics@read@dpth@line@EOI{%
|
| 184 |
+
\def\pgf@first{#1}%
|
| 185 |
+
}%
|
| 186 |
+
\long\def\pgfincludeexternalgraphics@read@dpth@line#1\pgfincludeexternalgraphics@read@dpth@line@EOI{%
|
| 187 |
+
\pgfincludeexternalgraphics@read@dpth@line@getfirst#1\pgfincludeexternalgraphics@read@dpth@line@EOI
|
| 188 |
+
\expandafter\ifcat\expandafter\noexpand\pgf@first\relax
|
| 189 |
+
\expandafter\ifx\pgf@first\pgfexternal@restore
|
| 190 |
+
#1%
|
| 191 |
+
\else
|
| 192 |
+
\pgfutil@ifundefined{if@filesw}{%
|
| 193 |
+
}{%
|
| 194 |
+
\if@filesw
|
| 195 |
+
{%
|
| 196 |
+
\toks0={#1}%
|
| 197 |
+
\immediate\write\@auxout{%
|
| 198 |
+
\noexpand\def\noexpand\dpthimport{\the\toks0}\noexpand\dpthimport}%
|
| 199 |
+
}%
|
| 200 |
+
\fi
|
| 201 |
+
}%
|
| 202 |
+
\fi
|
| 203 |
+
\else%
|
| 204 |
+
\def\pgfexternaldepth{#1}%
|
| 205 |
+
\fi
|
| 206 |
+
}%
|
| 207 |
+
|
| 208 |
+
\def\pgfexternalstorecommand#1{%
|
| 209 |
+
}%
|
| 210 |
+
\def\pgfexternalstorecommand@isexporting#1{%
|
| 211 |
+
\immediate\write\w@pgfexternal@auxout{\noexpand\pgfexternal@restore{#1}}%
|
| 212 |
+
}%
|
| 213 |
+
|
| 214 |
+
|
| 215 |
+
|
| 216 |
+
\def\pgf@external@grab#1{%
|
| 217 |
+
\def\pgf@filename{#1}%
|
| 218 |
+
\ifpgfexternal@aux@in@dpth
|
| 219 |
+
\begingroup
|
| 220 |
+
\pgf@external@init@aux@in@dpth
|
| 221 |
+
\let\G@refundefinedtrue=\pgf@external@grab@refundefinedtrue
|
| 222 |
+
\fi
|
| 223 |
+
\gdef\pgf@trimleft@final{0sp}%
|
| 224 |
+
\gdef\pgf@trimright@final{0sp}%
|
| 225 |
+
\setbox\pgfpic=\hbox\bgroup\bgroup%
|
| 226 |
+
\let\endpgfgraphicnamed=\pgf@externalend%
|
| 227 |
+
}
|
| 228 |
+
|
| 229 |
+
{\catcode`\^=12 \gdef\pgfexternal@hat{^}}
|
| 230 |
+
|
| 231 |
+
\expandafter\let\expandafter\pgf@external@grab@refundefinedtrue@orig\csname G@refundefinedtrue\endcsname
|
| 232 |
+
|
| 233 |
+
\def\pgf@external@grab@refundefinedtrue{%
|
| 234 |
+
\pgf@external@grab@refundefinedtrue@orig
|
| 235 |
+
\begingroup
|
| 236 |
+
\def\n{\pgfexternal@hat\pgfexternal@hat J}%
|
| 237 |
+
\pgfexternalstorecommand{%
|
| 238 |
+
\pgf@external@grab@refundefinedtrue@code
|
| 239 |
+
\noexpand\immediate\noexpand\write16{\pgf@external@grab@refundefinedtrue@warning}%
|
| 240 |
+
\noexpand\G@refundefinedtrue
|
| 241 |
+
}%
|
| 242 |
+
\endgroup
|
| 243 |
+
}%
|
| 244 |
+
|
| 245 |
+
\def\pgf@external@grab@refundefinedtrue@code{}
|
| 246 |
+
|
| 247 |
+
\def\pgf@external@grab@refundefinedtrue@warning{%
|
| 248 |
+
LaTeX Warning: External picture `\pgfactualjobname' contains undefined references\noexpand\on@line.\n
|
| 249 |
+
}%
|
| 250 |
+
|
| 251 |
+
\let\pgf@external@@protected@write@orig=\protected@write
|
| 252 |
+
\long\def\pgf@external@@protected@write@immediate#1#2#3{%
|
| 253 |
+
\begingroup
|
| 254 |
+
\let\pgf@write@=\write
|
| 255 |
+
\def\write{\noexpand\immediate\pgf@write@}%
|
| 256 |
+
\pgf@external@@protected@write@orig{#1}{#2}{#3}%
|
| 257 |
+
\endgroup
|
| 258 |
+
}%
|
| 259 |
+
|
| 260 |
+
\def\pgf@external@init@aux@in@dpth{%
|
| 261 |
+
\let\pgfexternalstorecommand=\pgfexternalstorecommand@isexporting
|
| 262 |
+
\csname @fileswtrue\endcsname
|
| 263 |
+
\immediate\openout\w@pgfexternal@auxout=\pgf@filename.dpth
|
| 264 |
+
\let\@auxout=\w@pgfexternal@auxout
|
| 265 |
+
\let\protected@write=\pgf@external@@protected@write@immediate
|
| 266 |
+
}%
|
| 267 |
+
|
| 268 |
+
\def\pgf@externalend@storeshifts#1{%
|
| 269 |
+
\immediate\write#1{\the\dp\pgfpic}%
|
| 270 |
+
\ifx\pgf@trimleft@final\pgfutil@empty\else
|
| 271 |
+
\immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternaltrimleft{\pgf@trimleft@final}}}%
|
| 272 |
+
\fi
|
| 273 |
+
\ifx\pgf@trimright@final\pgfutil@empty\else
|
| 274 |
+
\immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternaltrimright{\pgf@trimright@final}}}%
|
| 275 |
+
\fi
|
| 276 |
+
\ifpgfexternal@info
|
| 277 |
+
\immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternalwidth{\the\wd\pgfpic}}}%
|
| 278 |
+
\immediate\write#1{\noexpand\pgfexternal@restore{\noexpand\def\noexpand\pgfexternalheight{\the\dimen0}}}%
|
| 279 |
+
\fi
|
| 280 |
+
}
|
| 281 |
+
\def\pgf@externalend{%
|
| 282 |
+
\unskip\egroup\egroup%
|
| 283 |
+
{%
|
| 284 |
+
\def\pgf@external@trim{0}%
|
| 285 |
+
\def\pgf@external@store@dpth{0}%
|
| 286 |
+
\ifpgf@trim@lowlevel
|
| 287 |
+
\gdef\pgf@trimleft@final{}%
|
| 288 |
+
\gdef\pgf@trimright@final{}%
|
| 289 |
+
\else
|
| 290 |
+
\ifdim\pgf@trimleft@final=0sp \gdef\pgf@trimleft@final{} \else\def\pgf@external@trim{1}\fi
|
| 291 |
+
\ifdim\pgf@trimright@final=0sp \gdef\pgf@trimright@final{} \else\def\pgf@external@trim{1}\fi
|
| 292 |
+
\if1\pgf@external@trim
|
| 293 |
+
\setbox\pgfpic=\hbox{%
|
| 294 |
+
\ifx\pgf@trimleft@final\pgfutil@empty\else\kern-\pgf@trimleft@final\fi
|
| 295 |
+
\box\pgfpic
|
| 296 |
+
\ifx\pgf@trimright@final\pgfutil@empty\else\kern-\pgf@trimright@final\fi
|
| 297 |
+
}%
|
| 298 |
+
\def\pgf@external@store@dpth{1}%
|
| 299 |
+
\fi
|
| 300 |
+
\fi
|
| 301 |
+
\parindent0pt %
|
| 302 |
+
\hoffset=0pt %
|
| 303 |
+
\voffset=0pt
|
| 304 |
+
\dimen0\ht\pgfpic%
|
| 305 |
+
\advance\dimen0\dp\pgfpic%
|
| 306 |
+
\ifdim\dp\pgfpic=0pt\relax
|
| 307 |
+
\else%
|
| 308 |
+
\def\pgf@external@store@dpth{1}%
|
| 309 |
+
\fi
|
| 310 |
+
\ifpgfexternal@info
|
| 311 |
+
\def\pgf@external@store@dpth{1}%
|
| 312 |
+
\fi
|
| 313 |
+
\if1\pgf@external@store@dpth
|
| 314 |
+
\ifpgfexternal@aux@in@dpth
|
| 315 |
+
\pgf@externalend@storeshifts\@auxout
|
| 316 |
+
\immediate\closeout\@auxout
|
| 317 |
+
\else
|
| 318 |
+
\immediate\openout\pgf@plotwrite=\pgf@filename.dpth
|
| 319 |
+
\pgf@externalend@storeshifts\pgf@plotwrite
|
| 320 |
+
\immediate\closeout\pgf@plotwrite
|
| 321 |
+
\fi
|
| 322 |
+
\fi
|
| 323 |
+
\pgfsys@prepare@papersize{\the\wd\pgfpic}{\the\dimen0}%
|
| 324 |
+
\setbox0=\vbox{%
|
| 325 |
+
\kern -\pgf@external@kern@top\relax%
|
| 326 |
+
\hbox{%
|
| 327 |
+
\kern -\pgf@external@kern@left\relax%
|
| 328 |
+
\hbox to0pt{%
|
| 329 |
+
\wd\pgfexternal@startupbox=0pt %
|
| 330 |
+
\ht\pgfexternal@startupbox=0pt %
|
| 331 |
+
\dp\pgfexternal@startupbox=0pt %
|
| 332 |
+
\box\pgfexternal@startupbox%
|
| 333 |
+
\pgfsys@atbegindocument\hss}%
|
| 334 |
+
\box\pgfpic%
|
| 335 |
+
\kern\pgf@external@kern@right\relax%
|
| 336 |
+
}%
|
| 337 |
+
\kern\pgf@external@kern@bottom\relax%
|
| 338 |
+
}%
|
| 339 |
+
\let\pgfexternal@nointerlineskip@orig=\nointerlineskip
|
| 340 |
+
\let\nointerlineskip=\pgfexternal@nointerlineskip
|
| 341 |
+
\pgfexternal@originalshipout\box0 %
|
| 342 |
+
\gdef\pgfexternal@did@a@shipout{1}%
|
| 343 |
+
}%
|
| 344 |
+
\ifpgfexternal@aux@in@dpth
|
| 345 |
+
\endgroup
|
| 346 |
+
\fi
|
| 347 |
+
}
|
| 348 |
+
|
| 349 |
+
\def\pgfexternal@nointerlineskip{%
|
| 350 |
+
\ifvmode
|
| 351 |
+
\pgfexternal@nointerlineskip@orig
|
| 352 |
+
\else
|
| 353 |
+
\relax%
|
| 354 |
+
\fi
|
| 355 |
+
}%
|
| 356 |
+
|
| 357 |
+
\endinput
|
preprints/A-polynomial-time-algorithm-for-three-machine-unit-job-scheduling-September-24-2026/build/tex/runtime/generic/pgf/basiclayer/pgfcoregraphicstate.code.tex
ADDED
|
@@ -0,0 +1,162 @@
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
|
| 2 |
+
\ProvidesFileRCS{pgfcoregraphicstate.code.tex}
|
| 3 |
+
|
| 4 |
+
|
| 5 |
+
\newdimen\pgflinewidth
|
| 6 |
+
|
| 7 |
+
|
| 8 |
+
|
| 9 |
+
\def\pgfsetlinewidth#1{%
|
| 10 |
+
\pgfmathsetlength\pgflinewidth{#1}%
|
| 11 |
+
\global\pgflinewidth=\pgflinewidth%
|
| 12 |
+
\pgfsys@setlinewidth{\the\pgflinewidth}%
|
| 13 |
+
\ignorespaces}
|
| 14 |
+
|
| 15 |
+
|
| 16 |
+
|
| 17 |
+
\def\pgfsetinnerlinewidth#1{%
|
| 18 |
+
\pgfmathsetlength\pgf@x{#1}%
|
| 19 |
+
\edef\pgfinnerlinewidth{\the\pgf@x}%
|
| 20 |
+
}
|
| 21 |
+
\def\pgfinnerlinewidth{0pt}
|
| 22 |
+
|
| 23 |
+
|
| 24 |
+
|
| 25 |
+
\def\pgfsetinnerstrokecolor#1{\def\pgfinnerstrokecolor{#1}}
|
| 26 |
+
\def\pgfinnerstrokecolor{white}
|
| 27 |
+
|
| 28 |
+
|
| 29 |
+
|
| 30 |
+
\def\pgfsetmiterlimit#1{%
|
| 31 |
+
\ifdim#1pt<1pt\pgferror{miter limit cannot be less than 1}\fi%
|
| 32 |
+
\pgfsys@setmiterlimit{#1}%
|
| 33 |
+
\ignorespaces}
|
| 34 |
+
|
| 35 |
+
|
| 36 |
+
|
| 37 |
+
\def\pgfsetdash#1#2{%
|
| 38 |
+
\def\pgf@temp{}%
|
| 39 |
+
\def\pgf@next{\pgf@strip}%
|
| 40 |
+
\pgf@strip#1{pgf@stop}%
|
| 41 |
+
\pgfmathsetlength\pgf@x{#2}%
|
| 42 |
+
\pgfsys@setdash{\pgf@temp}{\the\pgf@x}%
|
| 43 |
+
\ignorespaces}
|
| 44 |
+
|
| 45 |
+
\def\pgf@strip#1{%
|
| 46 |
+
\def\pgf@@temp{#1}%
|
| 47 |
+
\ifx\pgf@@temp\pgf@stop%
|
| 48 |
+
\let\pgf@next=\relax%
|
| 49 |
+
\else%
|
| 50 |
+
\pgfmathsetlength\pgf@x{#1}%
|
| 51 |
+
\ifx\pgf@temp\pgfutil@empty%
|
| 52 |
+
\edef\pgf@temp{\the\pgf@x}%
|
| 53 |
+
\else%
|
| 54 |
+
\edef\pgf@temp{\pgf@temp,\the\pgf@x}%
|
| 55 |
+
\fi%
|
| 56 |
+
\fi\pgf@next}
|
| 57 |
+
|
| 58 |
+
\def\pgf@stop{pgf@stop}
|
| 59 |
+
|
| 60 |
+
|
| 61 |
+
|
| 62 |
+
\def\pgfsetstrokecolor#1{%
|
| 63 |
+
\pgfutil@colorlet{pgfstrokecolor}{#1}%
|
| 64 |
+
\pgfutil@ifundefined{applycolormixins}{}{\applycolormixins{pgfstrokecolor}}%
|
| 65 |
+
\expandafter\let\expandafter\pgf@temp\csname\string\color@pgfstrokecolor\endcsname
|
| 66 |
+
\global\let\pgf@strokecolor@global=\pgf@temp
|
| 67 |
+
\expandafter\pgf@setstrokecolor\pgf@temp%
|
| 68 |
+
}
|
| 69 |
+
\def\pgf@setstrokecolor#1#2#3#4#5{%
|
| 70 |
+
\expandafter\ifx\csname pgfsys@color@#4@stroke\endcsname\relax%
|
| 71 |
+
\pgferror{Unsupported color model `#4'. Sorry}%
|
| 72 |
+
\else%
|
| 73 |
+
\edef\pgf@colmarshal{\expandafter\noexpand\csname pgfsys@color@#4@stroke\endcsname}%
|
| 74 |
+
\pgf@uncomma#5,,%
|
| 75 |
+
\pgf@colmarshal%
|
| 76 |
+
\fi}
|
| 77 |
+
|
| 78 |
+
\def\pgf@uncomma#1,{%
|
| 79 |
+
\def\pgf@coltest{#1}%
|
| 80 |
+
\ifx\pgf@coltest\pgfutil@empty%
|
| 81 |
+
\let\pgf@colnext=\relax%
|
| 82 |
+
\else%
|
| 83 |
+
\expandafter\def\expandafter\pgf@colmarshal\expandafter{\pgf@colmarshal{#1}}%
|
| 84 |
+
\let\pgf@colnext=\pgf@uncomma%
|
| 85 |
+
\fi%
|
| 86 |
+
\pgf@colnext%
|
| 87 |
+
}
|
| 88 |
+
|
| 89 |
+
|
| 90 |
+
|
| 91 |
+
\def\pgfsetfillcolor#1{%
|
| 92 |
+
\pgfutil@colorlet{pgffillcolor}{#1}%
|
| 93 |
+
\pgfutil@ifundefined{applycolormixins}{}{\applycolormixins{pgffillcolor}}%
|
| 94 |
+
\expandafter\let\expandafter\pgf@temp\csname\string\color@pgffillcolor\endcsname
|
| 95 |
+
\global\let\pgf@fillcolor@global=\pgf@temp
|
| 96 |
+
\expandafter\pgf@setfillcolor\pgf@temp
|
| 97 |
+
}
|
| 98 |
+
\def\pgf@setfillcolor#1#2#3#4#5{%
|
| 99 |
+
\expandafter\ifx\csname pgfsys@color@#4@fill\endcsname\relax%
|
| 100 |
+
\pgferror{Unsupported color model `#4'. Sorry}%
|
| 101 |
+
\else%
|
| 102 |
+
\edef\pgf@colmarshal{\expandafter\noexpand\csname pgfsys@color@#4@fill\endcsname}%
|
| 103 |
+
\pgf@uncomma#5,,%
|
| 104 |
+
\pgf@colmarshal%
|
| 105 |
+
\fi}
|
| 106 |
+
|
| 107 |
+
|
| 108 |
+
|
| 109 |
+
|
| 110 |
+
\def\pgfsetcolor#1{%
|
| 111 |
+
\pgfutil@colorlet{pgfstrokecolor}{#1}%
|
| 112 |
+
\pgfutil@ifundefined{applycolormixins}{}{\applycolormixins{pgfstrokecolor}}%
|
| 113 |
+
\expandafter\let\expandafter\pgf@temp\csname\string\color@pgfstrokecolor\endcsname
|
| 114 |
+
\global\let\pgf@strokecolor@global=\pgf@temp
|
| 115 |
+
\global\let\pgf@fillcolor@global=\pgf@temp
|
| 116 |
+
\expandafter\pgf@setcolor\pgf@temp%
|
| 117 |
+
}
|
| 118 |
+
\def\pgf@setcolor#1#2#3#4#5{%
|
| 119 |
+
\expandafter\ifx\csname pgfsys@color@#4\endcsname\relax%
|
| 120 |
+
\pgferror{Unsupported color model `#4'. Sorry}%
|
| 121 |
+
\else%
|
| 122 |
+
\edef\pgf@colmarshal{\expandafter\noexpand\csname pgfsys@color@#4\endcsname}%
|
| 123 |
+
\pgf@uncomma#5,,%
|
| 124 |
+
\pgf@colmarshal%
|
| 125 |
+
\fi}
|
| 126 |
+
|
| 127 |
+
\def\XC@bcolor{\pgfsys@color@reset}
|
| 128 |
+
|
| 129 |
+
|
| 130 |
+
\def\pgfsetbuttcap{\pgfsys@buttcap\ignorespaces}
|
| 131 |
+
|
| 132 |
+
|
| 133 |
+
|
| 134 |
+
\def\pgfsetroundcap{\pgfsys@roundcap\ignorespaces}
|
| 135 |
+
|
| 136 |
+
|
| 137 |
+
|
| 138 |
+
\def\pgfsetrectcap{\pgfsys@rectcap\ignorespaces}
|
| 139 |
+
|
| 140 |
+
|
| 141 |
+
|
| 142 |
+
\def\pgfsetmiterjoin{\pgfsys@miterjoin\ignorespaces}
|
| 143 |
+
|
| 144 |
+
|
| 145 |
+
|
| 146 |
+
\def\pgfsetbeveljoin{\pgfsys@beveljoin\ignorespaces}
|
| 147 |
+
|
| 148 |
+
|
| 149 |
+
|
| 150 |
+
\def\pgfsetroundjoin{\pgfsys@roundjoin\ignorespaces}
|
| 151 |
+
|
| 152 |
+
|
| 153 |
+
|
| 154 |
+
\def\pgfseteorule{\pgfsys@eoruletrue\ignorespaces}
|
| 155 |
+
|
| 156 |
+
|
| 157 |
+
|
| 158 |
+
\def\pgfsetnonzerorule{\pgfsys@eorulefalse\ignorespaces}
|
| 159 |
+
|
| 160 |
+
|
| 161 |
+
|
| 162 |
+
\endinput
|