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38f5467 | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 | agency,effective_date,termination_date,active,year,respondent_type,institution,city,state,organizations_named,action_type,penalty_amount,docket_number,document_url,note,charter_number,fdic_cert,actions_same_institution,ont_org_id,ont_org_sources
OCC,2026-10-13,,True,2026,Institution,"Bank of America, National Association",Charlotte,NC,"Bank of America, National Association",Civil Money Penalty (CMP),750000000.0,AA-ENF-2026-41,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-41.pdf,,13044.0,3510.0,90,org:BANK OF AMERICA NATIONAL ASSOCIATION,"sba,usaspending"
Federal Reserve,2026-10-08,,True,2026,Institution,American Express Company,New York,NY,"American Express Company, New York, New York; American Express Travel Related Services Company, Inc., New York, New York",Cease and Desist Order,,,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20261008a.htm,,,,1,org:AMERICAN EXPRESS,"fec,lda,sec_frames"
OCC,2026-10-08,,True,2026,Institution,American Express National Bank,Sandy,UT,American Express National Bank,Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D),,,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-46.pdf,,25151.0,27471.0,3,,
OCC,2026-10-08,,True,2026,Institution,American Express National Bank,Sandy,UT,American Express National Bank,Civil Money Penalty (CMP),350000000.0,AA-ENF-2026-47,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-47.pdf,,25151.0,27471.0,3,,
OCC,2026-09-29,,True,2026,Individual (name withheld),"Fifth Third Bank, National Association",Cincinnati,OH,"Fifth Third Bank, National Association",Prohibition/Removal Orders,,AA-ENF-2026-43,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-43.pdf,,25190.0,6672.0,7,org:FIFTH THIRD BANK NATIONAL ASSOCIATION,usaspending
Federal Reserve,2026-09-24,,True,2026,Institution,"Ontario Bancorporation, Inc.",Ontario,WI,"Ontario Bancorporation, Inc., Ontario, Wisconsin",Written Agreement,,,/newsevents/pressreleases/enforcement20261002a.htm,,,,1,,
OCC,2026-09-18,,True,2026,Individual (name withheld),First Federal Community Bank of Bucyrus,Bucyrus,OH,First Federal Community Bank of Bucyrus,1829 Prohibition Notification,,25-CR-0262,https://www.occ.gov/static/enforcement-actions/ea2026-31.pdf,,703920.0,29705.0,1,,
OCC,2026-09-17,,True,2026,Individual (name withheld),U.S. Bank National Association,Cincinnati,OH,U.S. Bank National Association,Prohibition/Removal Orders,,AA-ENF-2026-39,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-39.pdf,,24.0,6548.0,49,org:U S BANK NATIONAL ASSOCIATION,sba
OCC,2026-09-17,,True,2026,Individual (name withheld),"JPMorgan Chase Bank, National Association",Columbus,OH,"JPMorgan Chase Bank, National Association",1829 Prohibition Notification,,1:25 CR 0010-001 (PKC),https://www.occ.gov/static/enforcement-actions/ea2026-32.pdf,,8.0,628.0,103,org:JPMORGAN CHASE BANK NATIONAL ASSOCIATION,"dol_5500,sba,usaspending"
Federal Reserve,2026-09-16,,True,2026,Individual (name withheld),Sandy Spring Bank,Olney,MD,"Sandy Spring Bank, Olney, Maryland",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260924a.htm,,,,3,org:SANDY SPRING BANK,usaspending_parent
Federal Reserve,2026-09-09,,True,2026,Individual (name withheld),Northstar Bank,Bad Axe,MI,"Northstar Bank, Bad Axe, Michigan",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260918a.htm,,,57097.0,1,org:NORTHSTAR BANK,sba
Federal Reserve,2026-09-09,,True,2026,Individual (name withheld),"American Express Travel Related Services Company, Inc.",New York,NY,"American Express Travel Related Services Company, Inc., New York, New York",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260918a.htm,,,,2,org:AMERICAN EXPRESS TRAVEL RELATED SERVICES,"faa,lda"
Federal Reserve,2026-09-09,,True,2026,Individual (name withheld),Regions Bank,Birmingham,AL,"Regions Bank, Birmingham, Alabama",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260918a.htm,,,12368.0,117,org:REGIONS BANK,"lda,sba"
OCC,2026-09-08,,True,2026,Individual (name withheld),"Flagstar Bank, FSB",Troy,MI,"Flagstar Bank, FSB",1829 Prohibition Notification,,16-2023-CF-009699-AXXX-MA,https://www.occ.gov/static/enforcement-actions/ea2026-30.pdf,,708412.0,,5,,
OCC,2026-09-01,,True,2026,Individual (name withheld),"Zions Bancorporation, National Association",Salt Lake City,UT,"Zions Bancorporation, National Association",1829 Prohibition Notification,,DUTX2:25CR00124-001 TC,https://www.occ.gov/static/enforcement-actions/ea2026-29.pdf,,4341.0,,2,,
OCC,2026-09-01,,True,2026,Individual (name withheld),"Wells Fargo Bank, National Association",Sioux Falls,SD,"Wells Fargo Bank, National Association",1829 Prohibition Notification,,CR-24-00376-001-PHX-ROS,https://www.occ.gov/static/enforcement-actions/ea2026-28.pdf,,1.0,3511.0,131,org:WELLS FARGO BANK NATIONAL ASSOCIATION,sba
Federal Reserve,2026-08-24,,True,2026,Individual (name withheld),Banco Popular de Puerto Rico,San Juan,PR,"Banco Popular de Puerto Rico, San Juan, Puerto Rico",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260827a.htm,,,34968.0,6,org:BANCO POPULAR DE PUERTO RICO,sba
Federal Reserve,2026-08-20,,True,2026,Individual (name withheld),Simmons Bank,,,Simmons Bank,Section 19 Letters,,,/supervisionreg/files/parrish20260820.pdf,,,,2,org:SIMMONS BANK,sba
OCC,2026-08-19,,True,2026,Individual (name withheld),"PNC Bank, National Association",Wilmington,DE,"PNC Bank, National Association",Prohibition/Removal Orders,,AA-ENF-2026-6,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-6.pdf,,1316.0,6384.0,40,org:PNC BANK NATIONAL ASSOCIATION,"faa,sba,usaspending"
Federal Reserve,2026-08-14,,True,2026,Institution,"SouthPoint Bancshares, Inc.",Birmingham,AL,"SouthPoint Bancshares, Inc., Birmingham, Alabama",Written Agreement,,,/newsevents/pressreleases/enforcement20260820b.htm,,,,1,,
Federal Reserve,2026-08-12,,True,2026,Individual (name withheld),Regions Bank,Birmingham,AL,"Regions Bank, Birmingham, Alabama",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260820a.htm,,,12368.0,117,org:REGIONS BANK,"lda,sba"
Federal Reserve,2026-08-12,,True,2026,Individual (name withheld),United Community Bank,Greenville,SC,"United Community Bank, Greenville, South Carolina",Prohibition from Banking,,,/newsevents/pressreleases/enforcement20260820a.htm,,,16889.0,2,org:UNITED COMMUNITY BANK,"dol_5500,fec,sba,usaspending"
OCC,2026-08-06,,True,2026,Individual (name withheld),"Bank of America, National Association",Charlotte,NC,"Bank of America, National Association",1829 Prohibition Notification,,CP-46-CR-0002076-2025,https://www.occ.gov/static/enforcement-actions/ea2026-27.pdf,,13044.0,3510.0,90,org:BANK OF AMERICA NATIONAL ASSOCIATION,"sba,usaspending"
Federal Reserve,2026-08-05,,True,2026,Individual (name withheld),Regions Bank,Birmingham,AL,"Regions Bank, Birmingham, Alabama",Prohibition from Banking,,,https://www.federalreserve.gov/newsevents/pressreleases/enforcement20260813a.htm,,,12368.0,117,org:REGIONS BANK,"lda,sba"
OCC,2026-08-04,,True,2026,Individual (name withheld),U.S. Bank National Association,Cincinnati,OH,U.S. Bank National Association,Prohibition/Removal Orders,,AA-ENF-2026-38,https://www.occ.gov/static/enforcement-actions/eaAA-ENF-2026-38.pdf,,24.0,6548.0,49,org:U S BANK NATIONAL ASSOCIATION,sba
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