File size: 29,416 Bytes
d9f7038 | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397 398 399 400 401 402 403 404 405 406 407 408 409 410 411 412 413 414 415 416 417 418 419 420 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468 469 470 471 472 473 474 475 476 477 478 479 480 481 482 483 484 485 486 487 488 489 490 491 492 493 494 495 496 497 498 499 500 501 502 503 504 505 506 507 508 509 510 511 512 513 514 515 516 517 518 519 520 521 522 523 524 525 526 527 528 529 530 531 532 533 534 535 536 537 538 539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 555 556 557 558 559 560 561 562 563 564 565 566 567 568 569 570 571 572 573 574 575 576 577 578 579 580 581 582 583 584 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 699 700 701 702 703 704 705 | #!/usr/bin/env python3
"""
protocol_engine.py -- protocol design engine. Python standard library only.
Input : one JSON config describing a registered construct test
(stages/arms, effect thresholds, alpha, target power, gate rules).
Output: a markdown design report (stdout) containing, per arm:
1. required sample size, closed form;
2. Monte Carlo power at that size (cross-check of the closed form);
3. power at the currently registered size;
plus a falsifier-fire audit, an input-separation gate budget,
a scale table, and a registration skeleton filled from the config.
Deterministic: one seed in the config; every simulation stream derives
from it. Re-running the same command reproduces every number.
Run: python3 protocol_engine.py config_summarization_bias.json
"""
import json
import math
import random
import sys
from statistics import NormalDist
ND = NormalDist()
# ----------------------------------------------------------------------
# Helpers
# ----------------------------------------------------------------------
def z_alpha(alpha, sides):
return ND.inv_cdf(1 - alpha / sides)
def z_power(power):
return ND.inv_cdf(power)
def cohens_h(p1, p2):
return 2 * math.asin(math.sqrt(p1)) - 2 * math.asin(math.sqrt(p2))
def rate_from_h(p_base, h):
"""Rate p2 > p_base such that cohens_h(p2, p_base) == h."""
return math.sin(math.asin(math.sqrt(p_base)) + h / 2.0) ** 2
def rate_from_or(p_base, odds_ratio):
odds = odds_ratio * p_base / (1.0 - p_base)
return odds / (1.0 + odds)
def binom_pmf(k, n, p):
return math.comb(n, k) * p ** k * (1.0 - p) ** (n - k)
def binom_cdf(k, n, p):
if k < 0:
return 0.0
if k >= n:
return 1.0
return sum(binom_pmf(i, n, p) for i in range(k + 1))
def binom_draw(rng, n, p):
if hasattr(rng, "binomialvariate"): # Python >= 3.12
return rng.binomialvariate(n, p)
return sum(1 for _ in range(n) if rng.random() < p)
def fmt(x, digits=3):
return f"{x:.{digits}f}"
# ----------------------------------------------------------------------
# Closed-form sample sizes
# ----------------------------------------------------------------------
def n_two_proportions(h, alpha, sides, power):
"""Per-group n for a two-proportion test, arcsine (Cohen's h) form."""
z = z_alpha(alpha, sides) + z_power(power)
return math.ceil(2.0 * (z / h) ** 2)
def n_one_proportion(p0, p1, alpha, sides, power):
za = z_alpha(alpha, sides)
zb = z_power(power)
num = za * math.sqrt(p0 * (1 - p0)) + zb * math.sqrt(p1 * (1 - p1))
return math.ceil((num / abs(p1 - p0)) ** 2)
def _beta_cf(a, b, x):
"""Continued fraction for the incomplete beta function."""
qab, qap, qam = a + b, a + 1.0, a - 1.0
c = 1.0
d = 1.0 - qab * x / qap
if abs(d) < 1e-300:
d = 1e-300
d = 1.0 / d
h = d
for m in range(1, 201):
m2 = 2 * m
aa = m * (b - m) * x / ((qam + m2) * (a + m2))
d = 1.0 + aa * d
if abs(d) < 1e-300:
d = 1e-300
c = 1.0 + aa / c
if abs(c) < 1e-300:
c = 1e-300
d = 1.0 / d
h *= d * c
aa = -(a + m) * (qab + m) * x / ((a + m2) * (qap + m2))
d = 1.0 + aa * d
if abs(d) < 1e-300:
d = 1e-300
c = 1.0 + aa / c
if abs(c) < 1e-300:
c = 1e-300
d = 1.0 / d
delta = d * c
h *= delta
if abs(delta - 1.0) < 3e-16:
break
return h
def _reg_incomplete_beta(x, a, b):
if x <= 0.0:
return 0.0
if x >= 1.0:
return 1.0
bt = math.exp(math.lgamma(a + b) - math.lgamma(a) - math.lgamma(b)
+ a * math.log(x) + b * math.log(1.0 - x))
if x < (a + 1.0) / (a + b + 2.0):
return bt * _beta_cf(a, b, x) / a
return 1.0 - bt * _beta_cf(b, a, 1.0 - x) / b
def t_cdf(t, df):
"""CDF of the central Student t distribution (incomplete beta)."""
x = df / (df + t * t)
ib = _reg_incomplete_beta(x, df / 2.0, 0.5)
return 1.0 - 0.5 * ib if t >= 0 else 0.5 * ib
def t_crit(alpha, sides, df):
target = 1.0 - alpha / sides
lo, hi = 0.0, 1000.0
while hi - lo > 1e-12:
mid = (lo + hi) / 2.0
if t_cdf(mid, df) < target:
lo = mid
else:
hi = mid
return (lo + hi) / 2.0
def _chi_pdf(v, df):
if v <= 0.0:
return 0.0
k = df / 2.0
return math.exp((k - 1.0) * math.log(v) - v / 2.0
- k * math.log(2.0) - math.lgamma(k))
def _adaptive_simpson(f, a, b, eps, depth):
c = (a + b) / 2.0
fa, fb, fc = f(a), f(b), f(c)
whole = (b - a) * (fa + 4.0 * fc + fb) / 6.0
def step(a, b, eps, whole, fa, fb, fc, depth):
c = (a + b) / 2.0
lm, rm = (a + c) / 2.0, (c + b) / 2.0
flm, frm = f(lm), f(rm)
left = (c - a) * (fa + 4.0 * flm + fc) / 6.0
right = (b - c) * (fc + 4.0 * frm + fb) / 6.0
delta = left + right - whole
if depth <= 0 or abs(delta) <= 15.0 * eps:
return left + right + delta / 15.0
return (step(a, c, eps / 2.0, left, fa, fc, flm, depth - 1)
+ step(c, b, eps / 2.0, right, fc, fb, frm, depth - 1))
return step(a, b, eps, whole, fa, fb, fc, depth)
def nct_cdf(t, df, ncp):
"""CDF of the noncentral t distribution, from its definition
T = (Z + ncp) / sqrt(V/df): P(T <= t) = E_V[Phi(t sqrt(V/df) - ncp)]
over the chi-square density of V, by adaptive Simpson quadrature."""
if t < 0:
return 1.0 - nct_cdf(-t, df, -ncp)
f = lambda v: ND.cdf(t * math.sqrt(v / df) - ncp) * _chi_pdf(v, df)
hi = df + 20.0 * math.sqrt(2.0 * df) + 60.0
return _adaptive_simpson(f, 0.0, hi, 1e-12, 40)
def paired_t_power_exact(n, dz, alpha, sides):
"""Exact power of the paired (one-sample) t test on differences:
noncentral t at df = n-1, noncentrality dz*sqrt(n)."""
df = float(n - 1)
ncp = dz * math.sqrt(n)
crit = t_crit(alpha, sides, df)
power = 1.0 - nct_cdf(crit, df, ncp)
if sides == 2:
power += nct_cdf(-crit, df, ncp)
return power
def n_paired_dz(dz, alpha, sides, power):
"""Smallest n whose exact paired-t power reaches the target --
an exact search over the noncentral t power, not the normal
closed form."""
n = 2
while paired_t_power_exact(n, dz, alpha, sides) < power:
n += 1
return n
# ----------------------------------------------------------------------
# Two-proportion z test: p-value, Monte Carlo power, exact power
# ----------------------------------------------------------------------
def two_prop_z_pvalue(x1, n1, x2, n2):
pooled = (x1 + x2) / (n1 + n2)
se = math.sqrt(pooled * (1 - pooled) * (1.0 / n1 + 1.0 / n2))
if se == 0.0:
return 1.0
z = (x1 / n1 - x2 / n2) / se
return 2.0 * (1.0 - ND.cdf(abs(z)))
def mc_power_two_prop(n, p1, p2, alpha, reps, seed):
rng = random.Random(seed)
hits = 0
for _ in range(reps):
x = binom_draw(rng, n, p1)
y = binom_draw(rng, n, p2)
if two_prop_z_pvalue(x, n, y, n) < alpha:
hits += 1
p = hits / reps
return p, math.sqrt(p * (1 - p) / reps)
def exact_power_two_prop_z(n, p1, p2, alpha):
"""Exact power of the pooled z test by enumerating all outcome pairs.
Practical for small n (used at the registered n = 20)."""
probs1 = [binom_pmf(x, n, p1) for x in range(n + 1)]
probs2 = [binom_pmf(y, n, p2) for y in range(n + 1)]
total = 0.0
for x in range(n + 1):
for y in range(n + 1):
if two_prop_z_pvalue(x, n, y, n) < alpha:
total += probs1[x] * probs2[y]
return total
def fisher_pvalue(x, n, y, m):
"""Two-sided Fisher exact p-value for [[x, n-x], [y, m-y]]."""
s = x + y
lo = max(0, s - m)
hi = min(n, s)
denom = math.comb(n + m, s)
def hyper(k):
return math.comb(n, k) * math.comb(m, s - k) / denom
p_obs = hyper(x)
return sum(hyper(k) for k in range(lo, hi + 1)
if hyper(k) <= p_obs * (1 + 1e-12))
def exact_power_fisher(n, p1, p2, alpha):
probs1 = [binom_pmf(x, n, p1) for x in range(n + 1)]
probs2 = [binom_pmf(y, n, p2) for y in range(n + 1)]
total = 0.0
for x in range(n + 1):
for y in range(n + 1):
if fisher_pvalue(x, n, y, n) < alpha:
total += probs1[x] * probs2[y]
return total
# ----------------------------------------------------------------------
# One-sample binomial test: exact power
# ----------------------------------------------------------------------
def one_sample_critical(n, p0, alpha, sides):
"""Equal-tail exact critical counts. Reject if X <= lo or X >= hi."""
if sides == 2:
lo = -1
for k in range(n + 1):
if binom_cdf(k, n, p0) <= alpha / 2:
lo = k
else:
break
hi = n + 1
for k in range(n, -1, -1):
if 1.0 - binom_cdf(k - 1, n, p0) <= alpha / 2:
hi = k
else:
break
return lo, hi
hi = n + 1
for k in range(n, -1, -1):
if 1.0 - binom_cdf(k - 1, n, p0) <= alpha:
hi = k
else:
break
return -1, hi
def exact_power_one_sample(n, p0, p1, alpha, sides):
lo, hi = one_sample_critical(n, p0, alpha, sides)
power = 0.0
if lo >= 0:
power += binom_cdf(lo, n, p1)
if hi <= n:
power += 1.0 - binom_cdf(hi - 1, n, p1)
return power
# ----------------------------------------------------------------------
# Paired-difference test (Stage 2): Monte Carlo power
# ----------------------------------------------------------------------
def mc_power_paired_dz(n, dz, alpha, sides, reps, seed):
"""Independent check of the exact paired-t size: simulate the
paired t test itself. Differences D ~ Normal(dz, 1) are drawn,
the variance is ESTIMATED from each sample (sample sd, ddof=1),
and the statistic is compared with the t critical value -- the
t behaviour the closed form must answer to. Because the check
shares no formula with n_paired_dz, it can falsify it: run at
the old normal-approximation size n = 32 (dz = 0.5, alpha 0.05)
it returns ~0.78, below the 0.80 target the old size claimed."""
rng = random.Random(seed)
crit = t_crit(alpha, sides, float(n - 1))
hits = 0
for _ in range(reps):
diffs = [rng.gauss(dz, 1.0) for _ in range(n)]
mean = sum(diffs) / n
var = sum((d - mean) ** 2 for d in diffs) / (n - 1)
if var <= 0.0:
continue
t = mean / math.sqrt(var / n)
if (sides == 2 and abs(t) > crit) or (sides == 1 and t > crit):
hits += 1
p = hits / reps
return p, math.sqrt(p * (1 - p) / reps)
# ----------------------------------------------------------------------
# Input-separation gate budget
# ----------------------------------------------------------------------
def gate_build_count(n_required, fail_rate, assurance):
"""Smallest build count B with P(Binomial(B, 1-fail) >= n_required)
>= assurance. Exact search over the binomial CDF."""
p_pass = 1.0 - fail_rate
B = n_required
while True:
if 1.0 - binom_cdf(n_required - 1, B, p_pass) >= assurance:
return B
B += 1
def mc_gate_check(B, n_required, fail_rate, reps, seed):
rng = random.Random(seed)
hits = sum(1 for _ in range(reps)
if binom_draw(rng, B, 1.0 - fail_rate) >= n_required)
p = hits / reps
return p, math.sqrt(p * (1 - p) / reps)
def exact_search_one_sample(p0, p1, alpha, sides, target, n_start):
"""Smallest n >= n_start whose exact binomial power reaches target.
The exact test is conservative at small n, so this sits at or above
the closed-form value. Search is capped at n_start + 120."""
n = n_start
while n <= n_start + 120:
if exact_power_one_sample(n, p0, p1, alpha, sides) >= target:
return n
n += 1
return n_start
# ----------------------------------------------------------------------
# Standards
# standard : the config's alpha and target power.
# decisive : alpha = 0.01, power = 0.95 -- the scale at which a verdict,
# either way, is hard to argue with.
# ----------------------------------------------------------------------
DECISIVE_ALPHA = 0.01
DECISIVE_POWER = 0.95
def run(cfg):
alpha = cfg["alpha"]
sides = cfg.get("sides", 2)
power_t = cfg["target_power"]
reps = cfg.get("mc_reps", 20000)
seed0 = cfg.get("seed", 1)
out = []
out.append(f"# Design report -- {cfg['construct_name']}")
out.append("")
out.append(f"Source protocol: {cfg['source_protocol']}")
out.append("")
out.append(f"- Standard design point: alpha = {alpha} ({sides}-sided), "
f"power = {power_t}")
out.append(f"- Decisive design point: alpha = {DECISIVE_ALPHA} "
f"({sides}-sided), power = {DECISIVE_POWER}")
out.append(f"- Monte Carlo reps per cell = {reps}; base seed = {seed0}; "
f"one stream per row. Re-running reproduces every number.")
out.append("")
# ---- Table 1: per-arm sizing at both design points ----------------
out.append("## 1. Required sample size per arm")
out.append("")
out.append("| Arm | Test | Effect as specified | n at standard point | "
"MC power at that n | n at decisive point | Current n | "
"Power at current n |")
out.append("|---|---|---|---|---|---|---|---|")
res = {}
# Stage 3 (core): two-proportion, model vs human told-preference rate.
s3 = cfg["stage3"]
p_base = s3["human_told_preference_rate"]
p_h = rate_from_h(p_base, s3["registered_thresholds"]["cohens_h"])
p_or = rate_from_or(p_base, s3["registered_thresholds"]["odds_ratio"])
h_or = abs(cohens_h(p_or, p_base))
h_gov = min(s3["registered_thresholds"]["cohens_h"], h_or)
p_alt = p_h if s3["registered_thresholds"]["cohens_h"] <= h_or else p_or
n_std = n_two_proportions(h_gov, alpha, sides, power_t)
n_dec = n_two_proportions(h_gov, DECISIVE_ALPHA, sides, DECISIVE_POWER)
mc_std, se_std = mc_power_two_prop(n_std, p_alt, p_base, alpha,
reps, seed0 + 101)
n_cur = s3["current_pairs"]
mc_cur, se_cur = mc_power_two_prop(n_cur, p_alt, p_base, alpha,
reps, seed0 + 102)
res["stage3"] = dict(n_std=n_std, n_dec=n_dec, p_alt=p_alt, p_base=p_base,
h=h_gov)
out.append(
f"| Stage 3, evaluative (core) | two-proportion z, pooled | "
f"h = {s3['registered_thresholds']['cohens_h']} -> rate {p_base} vs "
f"{fmt(p_h)}; OR = {s3['registered_thresholds']['odds_ratio']} -> rate "
f"{fmt(p_or)} (h = {fmt(h_or)}); governing h = {fmt(h_gov)} | "
f"{n_std} per group | {fmt(mc_std)} +/- {fmt(se_std)} | {n_dec} per group | "
f"{n_cur} per group | {fmt(mc_cur)} +/- {fmt(se_cur)} |")
# Stage 2: paired SI difference.
s2 = cfg["stage2"]
dz = s2["planning_effect_dz"]
n2_std = n_paired_dz(dz, alpha, sides, power_t)
n2_dec = n_paired_dz(dz, DECISIVE_ALPHA, sides, DECISIVE_POWER)
mc2, se2 = mc_power_paired_dz(n2_std, dz, alpha, sides, reps, seed0 + 201)
mc2c, se2c = mc_power_paired_dz(s2["current_matrices"], dz, alpha, sides,
reps, seed0 + 202)
res["stage2"] = dict(n_std=n2_std, n_dec=n2_dec)
out.append(
f"| Stage 2, generative | paired t on SI differences | dz = {dz} "
f"(worked value -- the paper fixes no SI effect size) | {n2_std} pairs | "
f"{fmt(mc2)} +/- {fmt(se2)} | {n2_dec} pairs | "
f"{s2['current_matrices']} pairs | {fmt(mc2c)} +/- {fmt(se2c)} |")
# Density calibration arm: one-sample vs chance.
da = cfg["density_arm"]
p1d = rate_from_h(da["null_preference_rate"],
da["planning_effect_h_vs_null"])
nd_cf = n_one_proportion(da["null_preference_rate"], p1d, alpha, sides,
power_t)
nd_std = exact_search_one_sample(da["null_preference_rate"], p1d, alpha,
sides, power_t, nd_cf)
nd_cf_dec = n_one_proportion(da["null_preference_rate"], p1d,
DECISIVE_ALPHA, sides, DECISIVE_POWER)
nd_dec = exact_search_one_sample(da["null_preference_rate"], p1d,
DECISIVE_ALPHA, sides, DECISIVE_POWER,
nd_cf_dec)
exd = exact_power_one_sample(nd_std, da["null_preference_rate"], p1d,
alpha, sides)
exdd = exact_power_one_sample(nd_dec, da["null_preference_rate"], p1d,
DECISIVE_ALPHA, sides)
exdc = exact_power_one_sample(20, da["null_preference_rate"], p1d,
alpha, sides)
res["density"] = dict(n_std=nd_std, n_dec=nd_dec)
out.append(
f"| Density calibration arm | one-sample exact binomial vs chance | "
f"h = {da['planning_effect_h_vs_null']} -> rate "
f"{da['null_preference_rate']} vs {fmt(p1d)} (exact search on "
f"the unrounded rate {fmt(p1d, 5)}) | {nd_std} pairs "
f"(exact power {fmt(exd)}; closed form {nd_cf}) | -- | {nd_dec} pairs "
f"(exact power {fmt(exdd)}; closed form {nd_cf_dec}) | 20 pairs "
f"(exact power {fmt(exdc)}) |")
# Reader validation: one-sample convergence vs chance.
rv = cfg["reader_validation"]
nr_cf = n_one_proportion(rv["null_convergence_rate"],
rv["planning_target_rate"], alpha, sides, power_t)
nr_std = exact_search_one_sample(rv["null_convergence_rate"],
rv["planning_target_rate"], alpha,
sides, power_t, nr_cf)
nr_cf_dec = n_one_proportion(rv["null_convergence_rate"],
rv["planning_target_rate"],
DECISIVE_ALPHA, sides, DECISIVE_POWER)
nr_dec = exact_search_one_sample(rv["null_convergence_rate"],
rv["planning_target_rate"],
DECISIVE_ALPHA, sides, DECISIVE_POWER,
nr_cf_dec)
exr = exact_power_one_sample(nr_std, rv["null_convergence_rate"],
rv["planning_target_rate"], alpha, sides)
exrd = exact_power_one_sample(nr_dec, rv["null_convergence_rate"],
rv["planning_target_rate"],
DECISIVE_ALPHA, sides)
exrc = exact_power_one_sample(20, rv["null_convergence_rate"],
rv["planning_target_rate"], alpha, sides)
res["reader"] = dict(n_std=nr_std, n_dec=nr_dec)
out.append(
f"| SI reader validation | one-sample exact binomial vs chance | "
f"rate {rv['null_convergence_rate']} vs "
f"{rv['planning_target_rate']} (worked values -- chance depends on the "
f"coding scheme) | {nr_std} items (exact power {fmt(exr)}; closed "
f"form {nr_cf}) | -- | {nr_dec} items (exact power {fmt(exrd)}; "
f"closed form {nr_cf_dec}) | 20 items "
f"(exact power {fmt(exrc)}) |")
# Register arm: two-proportion across registers, per stratum.
ra = cfg["register_arm"]
p_alt_r = rate_from_h(ra["human_baseline_rate"],
ra["planning_effect_h_between_registers"])
nreg_std = n_two_proportions(ra["planning_effect_h_between_registers"],
alpha, sides, power_t)
nreg_dec = n_two_proportions(ra["planning_effect_h_between_registers"],
DECISIVE_ALPHA, sides, DECISIVE_POWER)
mcr, ser = mc_power_two_prop(nreg_std, p_alt_r, ra["human_baseline_rate"],
alpha, reps, seed0 + 301)
mcrc, serc = mc_power_two_prop(20, p_alt_r, ra["human_baseline_rate"],
alpha, reps, seed0 + 302)
res["register"] = dict(n_std=nreg_std, n_dec=nreg_dec)
out.append(
f"| Register arm | two-proportion z per register stratum | "
f"h = {ra['planning_effect_h_between_registers']} -> rate "
f"{ra['human_baseline_rate']} vs {fmt(p_alt_r)} | {nreg_std} contents "
f"per stratum ({nreg_std * 4} versions) | {fmt(mcr)} +/- {fmt(ser)} | "
f"{nreg_dec} contents per stratum | 20 contents per stratum | "
f"{fmt(mcrc)} +/- {fmt(serc)} |")
out.append("")
# ---- Section 2: falsifier-fire audit, core arm at registered size --
approx = ND.cdf(h_gov * math.sqrt(n_cur / 2) - z_alpha(alpha, sides))
mc_f, mc_f_se = mc_power_two_prop(n_cur, p_alt, p_base, alpha,
reps, seed0 + 999)
ex_z = exact_power_two_prop_z(n_cur, p_alt, p_base, alpha)
fisher = exact_power_fisher(n_cur, p_alt, p_base, alpha)
one_s = exact_power_one_sample(n_cur, p_base, p_or, alpha, sides)
paired_mc, _ = mc_power_paired_dz(n_cur,
s3["registered_thresholds"]["cohens_h"],
alpha, sides, reps, seed0 + 998)
out.append("## 2. Falsifier-fire audit -- Stage 3 at the registered size")
out.append("")
out.append(f"Setup: {n_cur} pairs per group; true effect set exactly at the "
f"registered threshold (h = {fmt(h_gov)}, rates {p_base} vs "
f"{fmt(p_alt)}). 'Fires' = the test is not significant, so the "
f"registered falsifier triggers against a true effect.")
out.append("")
out.append("| Reading | Test | Power | P(falsifier fires) |")
out.append("|---|---|---|---|")
out.append(f"| Registered (model rate vs human rate) | normal approx | "
f"{fmt(approx)} | {fmt(1 - approx)} |")
out.append(f"| Registered | pooled z, Monte Carlo | {fmt(mc_f)} +/- "
f"{fmt(mc_f_se)} | {fmt(1 - mc_f)} |")
out.append(f"| Registered | pooled z, exact enumeration | {fmt(ex_z)} | "
f"{fmt(1 - ex_z)} |")
out.append(f"| Registered | Fisher exact, exact enumeration | "
f"{fmt(fisher)} | {fmt(1 - fisher)} |")
out.append(f"| Alternate (model rate vs chance, OR threshold) | exact "
f"binomial | {fmt(one_s)} | {fmt(1 - one_s)} |")
out.append(f"| Alternate (paired per-item contrast) | paired t, Monte "
f"Carlo | {fmt(paired_mc)} | {fmt(1 - paired_mc)} |")
out.append("")
fires = [1 - approx, 1 - mc_f, 1 - ex_z, 1 - fisher]
out.append(f"Registered reading, across test variants: P(fire) = "
f"{fmt(min(fires))} to {fmt(max(fires))}.")
out.append("")
# ---- Section 3: gate budget at both design points ------------------
gate = cfg["gate"]
for label, target in (("standard", n_std), ("decisive", n_dec)):
out.append(f"## 3{label == 'decisive' and 'b' or 'a'}. "
f"{gate['name']} -- build budget ({label} point)")
out.append("")
out.append(f"Target: >= {target} pairs pass the gate. Assurance: "
f"P(passing >= {target}) >= {gate['assurance']}. "
f"Exact binomial search; last column re-checks by Monte Carlo.")
out.append("")
out.append("| Pair failure rate | Pairs to build (exact) | "
"Expected passing | MC assurance |")
out.append("|---|---|---|---|")
for j, f in enumerate(gate["failure_rate_scenarios"]):
B = gate_build_count(target, f, gate["assurance"])
mc_a, mc_a_se = mc_gate_check(B, target, f, reps,
seed0 + 5000 + (0 if label == "standard" else 100) + j)
out.append(f"| {f} | {B} | {fmt(B * (1 - f), 1)} | "
f"{fmt(mc_a)} +/- {fmt(mc_a_se)} |")
out.append("")
# ---- Section 4: scale table ----------------------------------------
sc = cfg["scale"]
judges = sc["model_families"] + sc["human_raters_per_pair"]
out.append("## 4. Scale table")
out.append("")
out.append(f"Per pair: {sc['versions_per_pair']} stimulus versions "
f"({sc['versions_per_pair'] * 2} with the register arm), "
f"{judges} Stage 3 judge calls ({sc['model_families']} model "
f"families + {sc['human_raters_per_pair']} human rater), "
f"SI coding passes = versions x 2 raters. Stage 4 = two further "
f"Stage 3 passes (length-mismatched, framing-varied).")
out.append("")
out.append("| Pairs | Versions | Versions with register arm | "
"Stage 3 judge calls | Stage 4 judge calls | SI coding passes |")
out.append("|---|---|---|---|---|---|")
for P in sc["pair_counts"]:
v = P * sc["versions_per_pair"]
calls = P * judges
out.append(f"| {P} | {v} | {v * 2} | {calls} | {calls * 2} | {v * 2} |")
out.append("")
# ---- Section 5: registration skeleton -------------------------------
out.append("## 5. Registration skeleton (filled from this config)")
out.append("")
out.append("1. Construct: summarization bias -- the systematic tendency of a "
"model, in generation or in evaluation, to replace or prefer "
"reconstructable shown-mode structure with the abstract summary "
"label that names its content (paper S4.3).")
out.append(f"2. Thresholds, fixed in advance: model told-preference rate "
f"exceeds human rate with Cohen's h >= "
f"{s3['registered_thresholds']['cohens_h']} or odds ratio >= "
f"{s3['registered_thresholds']['odds_ratio']} (paper S5.3). "
f"Alpha = {alpha} ({sides}-sided) at the standard point; "
f"alpha = {DECISIVE_ALPHA}, power = {DECISIVE_POWER} at the "
f"decisive point.")
out.append(f"3. Stimuli: build the gate-budget count from Table 3 for the "
f"expected failure rate (standard point) -- word count +/-5%, "
f"grade matched (paper S5.1).")
out.append("4. Coding gate: SI coded by two independent raters per version; "
"no category proceeds at Cohen's kappa < 0.60 (paper S5.1).")
out.append(f"5. Input-separation gate: a pair enters Stage 3 only if its two "
f"members separate on SI by the registered minimum; failed pairs "
f"are counted, reported, and replaced from the build budget "
f"(thread post #5).")
out.append(f"6. Stage 2 (generative): >= {sc['model_families']} model "
f"families, shown-mode instruction, SI compared to the human "
f"shown target; n = {n2_std} pairs at the standard point, "
f"{n2_dec} at the decisive point (Table 1).")
out.append(f"7. Stage 3 (evaluative, core): pairs judged by the same models "
f"and by a human panel, order counterbalanced; n = {n_std} pairs "
f"per group at the standard point, {n_dec} at the decisive "
f"point (Table 1).")
out.append("8. Stage 4 (discriminant): Stage 3 re-run (a) length-mismatched "
"and (b) framing-varied; a preference that vanishes under either "
"is reclassified as that known bias (paper S5.4).")
out.append(f"9. Added arms, sized in Table 1: density calibration "
f"({nd_std} pairs), SI reader validation ({nr_std} items), "
f"register arm ({nreg_std} contents per stratum). No arm is "
f"registered without its own size from this table.")
out.append("10. Decision rules (paper S5.5): Stage 3 supports and Stage 4 "
"survives -> confirmed at the scope tested. Stage 3 falsifies "
"-> construct withdrawn, published with the same prominence as "
"a confirmation. Post-hoc qualifiers are prohibited.")
out.append("")
return "\n".join(out) + "\n"
KNOWN_SCENARIOS = ("null", "registered_alternative")
def check_scenario(cfg):
"""Refuse an unknown truth.scenario by name, on any config that
carries one -- an unknown string must never silently select the
world a verdict is about. Configs without a truth block (the
sizing configs this program normally reads) are unaffected."""
truth = cfg.get("truth")
if isinstance(truth, dict) and "scenario" in truth:
if truth["scenario"] not in KNOWN_SCENARIOS:
sys.exit(f"config refused: truth.scenario "
f"{truth['scenario']!r} is not a known scenario "
f"(expected 'null' or 'registered_alternative')")
def main():
if len(sys.argv) != 2:
sys.exit("usage: python3 protocol_engine.py <config.json>")
with open(sys.argv[1], "r", encoding="utf-8") as fh:
cfg = json.load(fh)
check_scenario(cfg)
if "versions_per_pair" not in cfg.get("scale", {}):
cfg["scale"]["versions_per_pair"] = 2
if "mc_reps" not in cfg:
cfg["mc_reps"] = 20000
sys.stdout.write(run(cfg))
if __name__ == "__main__":
main()
|