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SubscribeEndpoint-Stable Interval Inverse Inequalities for Multiscale Kernels with Positive Exponential Spectra
Inverse inequalities are essential for controlling derivative growth and ensuring stable sampling in kernel approximation. Existing whole-space and single-scale estimates provide an established analytical basis, but their extension to multiscale analytic spaces on finite intervals requires uniform control of boundary effects and cross-scale cancellation. This paper establishes unweighted interval \(L^2\) inverse inequalities for spaces generated by primitives of kernels with positive exponential spectra. By retaining exterior diagonal energy and controlling off-diagonal interactions through one-sided estimates with endpoint-distance weights, we derive uniform coefficient bounds for normalized high derivatives. A synthesis-operator perturbation argument extends these bounds to positive spectral mixtures, while adjacent-derivative comparison and interval interpolation yield an inverse bound of order \(h_*^{-1}\), where \(h_*\) is the smallest scale. Under geometric scale separation and within-scale centre separation, the constant is independent of the number of scales and centres and their distances from the endpoints, allowing endpoint centres and coincident centres across scales. The coefficient lower bound approaches the optimal limit \(1/2\). Two-centre constructions establish the sharpness of the scale exponent for every fixed kernel in the class and, for a single exponential spectrum, a sharp deficit of order \(q^{-1/2}\) from \(1/2\) for the best uniform coefficient lower bound, where \(q\) is the derivative order. Numerical illustrations for Cauchy and logistic kernels demonstrate coefficient stability in several multiscale configurations. These results extend interval inverse estimates to multiscale analytic kernel spaces with endpoint centres and provide quantitative conditions for deterministic sampling stability.
Extensions of Schoen--Simon--Yau and Schoen--Simon theorems via iteration à la De Giorgi
We give an alternative proof of the Schoen--Simon--Yau curvature estimates and associated Bernstein-type theorems (1975), and extend the original result by including the case of 6-dimensional (stable minimal) immersions. The key step is an ε-regularity theorem, that assumes smallness of the scale-invariant L^2 norm of the second fundamental form. Further, we obtain a graph description, in the Lipschitz multi-valued sense, for any stable minimal immersion of dimension ngeq 2, that may have a singular set Σ of locally finite H^{n-2}-measure, and that is weakly close to a hyperplane. (In fact, if H^{n-2}(Σ)=0, the conclusion is strengthened to a union of smooth graphs.) This follows directly from an ε-regularity theorem, that assumes smallness of the scale-invariant L^2 tilt-excess (verified when the hypersurface is weakly close to a hyperplane). Specialising the multi-valued decomposition to the case of embeddings, we recover the Schoen--Simon theorem (1981). In both ε-regularity theorems the relevant quantity (respectively, length of the second fundamental form and tilt function) solves a non-linear PDE on the immersed minimal hypersurface. The proof is carried out intrinsically (without linearising the PDE) by implementing an iteration method à la De Giorgi (from the linear De Giorgi--Nash--Moser theory). Stability implies estimates (intrinsic weak Caccioppoli inequalities) that make the iteration effective despite the non-linear framework. (In both ε-regularity theorems the method gives explicit constants that quantify the required smallness.)
Hypercontractivity and entropy decay for infinite-dimensional quantum Gibbs samplers
We derive rates of exponential relative-entropy decay for a broad class of infinite-dimensional quantum Gibbs samplers. A key technical ingredient is a perturbative stability theory for hypercontractive estimates and logarithmic Sobolev inequalities. For suitably chosen dissipative couplings, we obtain exponential entropy decay for full multimode Bose-Hubbard samplers with arbitrary hopping and repulsive density interactions. For harmonically confined quantum Coulomb gases and molecular systems, we prove exponential entropy decay for every fixed finite-rank low-energy truncation of the interaction. Finally, we exhibit a periodic charging model with a positive spectral gap but no finite-time L^2-to-L^p bound for any p>2.
Stability conditions and subdivisions of Lawrence polytopes
Let X be a nodal curve, and G be the graph dual to X. A stability condition on a graph G is an assignment of integers to the biconnected subsets of vertices of G satisfying some desired properties. Stability conditions yield degeneracy sets, which are certain collections of biconnected subsets of G, but degeneracy sets can also be described without a reference stability condition. We show that the degeneracy sets of a graph G correspond to the single-element extensions of the graphic matroid M(G). Some single-element extensions of the graphic matroid M(G) can be oriented to be single-element extensions of the oriented graphic matroid M(G). Single-element extensions of oriented matroids are in bijection with subdivisions of the Lawrence polytope of the dual oriented matroid. We construct stability conditions on G from subdivisions of the Lawrence polytope of the cographic matroid M^ast(G). Finally, we show that any degeneracy set D of a graph G that has the set of all biconnected subsets of G as a lower bound in the poset of degeneracy sets corresponds to an orientable extension of M(G).
User-friendly tail bounds for sums of random matrices
This paper presents new probability inequalities for sums of independent, random, self-adjoint matrices. These results place simple and easily verifiable hypotheses on the summands, and they deliver strong conclusions about the large-deviation behavior of the maximum eigenvalue of the sum. Tail bounds for the norm of a sum of random rectangular matrices follow as an immediate corollary. The proof techniques also yield some information about matrix-valued martingales. In other words, this paper provides noncommutative generalizations of the classical bounds associated with the names Azuma, Bennett, Bernstein, Chernoff, Hoeffding, and McDiarmid. The matrix inequalities promise the same diversity of application, ease of use, and strength of conclusion that have made the scalar inequalities so valuable.
Stability Analysis for a Class of Heterogeneous Catalysis Models
We prove stability for a class of heterogeneous catalysis models in the L_p-setting. We consider a setting in a finite three-dimensional pore of cylinder-like geometry, with the lateral walls acting as a catalytic surface. Under a reasonable condition on the involved parameters, we show that given equilibria are normally stable, i.e. solutions are attracted at an exponential rate. The potential incidence of instability is discussed as well.
Sharp Empirical Bernstein Bounds for the Variance of Bounded Random Variables
We develop novel empirical Bernstein inequalities for the variance of bounded random variables. Our inequalities hold under constant conditional variance and mean, without further assumptions like independence or identical distribution of the random variables, making them suitable for sequential decision making contexts. The results are instantiated for both the batch setting (where the sample size is fixed) and the sequential setting (where the sample size is a stopping time). Our bounds are asymptotically sharp: when the data are iid, our CI adpats optimally to both unknown mean μ and unknown V[(X-μ)^2], meaning that the first order term of our CI exactly matches that of the oracle Bernstein inequality which knows those quantities. We compare our results to a widely used (non-sharp) concentration inequality for the variance based on self-bounding random variables, showing both the theoretical gains and improved empirical performance of our approach. We finally extend our methods to work in any separable Hilbert space.
On the instability of De Gregorio excited states
We prove that all excited states -sin(nx), ngeq2, of the De Gregorio equation on the torus are nonlinearly unstable in the sense of Hadamard. More precisely, perturbations arbitrarily small in H^2 leave a fixed H^1 neighborhood of the state. For every ngeq2, the linearized operator has a real eigenvalue λ_nin(0.56,0.6). To prove this, we transform the eigenvalue problem into a Fuchsian equation on the complex disk and obtain a matching condition for the eigenvalue. This condition is verified rigorously using interval arithmetic. The nonlinear instability follows from a bootstrap argument in the spirit of Guo, Hallstrom, and Spirn.
A Precise Characterization of SGD Stability Using Loss Surface Geometry
Stochastic Gradient Descent (SGD) stands as a cornerstone optimization algorithm with proven real-world empirical successes but relatively limited theoretical understanding. Recent research has illuminated a key factor contributing to its practical efficacy: the implicit regularization it instigates. Several studies have investigated the linear stability property of SGD in the vicinity of a stationary point as a predictive proxy for sharpness and generalization error in overparameterized neural networks (Wu et al., 2022; Jastrzebski et al., 2019; Cohen et al., 2021). In this paper, we delve deeper into the relationship between linear stability and sharpness. More specifically, we meticulously delineate the necessary and sufficient conditions for linear stability, contingent on hyperparameters of SGD and the sharpness at the optimum. Towards this end, we introduce a novel coherence measure of the loss Hessian that encapsulates pertinent geometric properties of the loss function that are relevant to the linear stability of SGD. It enables us to provide a simplified sufficient condition for identifying linear instability at an optimum. Notably, compared to previous works, our analysis relies on significantly milder assumptions and is applicable for a broader class of loss functions than known before, encompassing not only mean-squared error but also cross-entropy loss.
Ineq-Comp: Benchmarking Human-Intuitive Compositional Reasoning in Automated Theorem Proving on Inequalities
LLM-based formal proof assistants (e.g., in Lean) hold great promise for automating mathematical discovery. But beyond syntactic correctness, do these systems truly understand mathematical structure as humans do? We investigate this question through the lens of mathematical inequalities -- a fundamental tool across many domains. While modern provers can solve basic inequalities, we probe their ability to handle human-intuitive compositionality. We introduce Ineq-Comp, a benchmark built from elementary inequalities through systematic transformations, including variable duplication, algebraic rewriting, and multi-step composition. Although these problems remain easy for humans, we find that most provers -- including Goedel, STP, and Kimina-7B -- struggle significantly. DeepSeek-Prover-V2-7B shows relative robustness -- possibly because it is trained to decompose the problems into sub-problems -- but still suffers a 20\% performance drop (pass@32). Strikingly, performance remains poor for all models even when formal proofs of the constituent parts are provided in context, revealing that the source of weakness is indeed in compositional reasoning. Our results expose a persisting gap between the generalization behavior of current AI provers and human mathematical intuition.
Solving Inequality Proofs with Large Language Models
Inequality proving, crucial across diverse scientific and mathematical fields, tests advanced reasoning skills such as discovering tight bounds and strategic theorem application. This makes it a distinct, demanding frontier for large language models (LLMs), offering insights beyond general mathematical problem-solving. Progress in this area is hampered by existing datasets that are often scarce, synthetic, or rigidly formal. We address this by proposing an informal yet verifiable task formulation, recasting inequality proving into two automatically checkable subtasks: bound estimation and relation prediction. Building on this, we release IneqMath, an expert-curated dataset of Olympiad-level inequalities, including a test set and training corpus enriched with step-wise solutions and theorem annotations. We also develop a novel LLM-as-judge evaluation framework, combining a final-answer judge with four step-wise judges designed to detect common reasoning flaws. A systematic evaluation of 29 leading LLMs on IneqMath reveals a surprising reality: even top models like o1 achieve less than 10% overall accuracy under step-wise scrutiny; this is a drop of up to 65.5% from their accuracy considering only final answer equivalence. This discrepancy exposes fragile deductive chains and a critical gap for current LLMs between merely finding an answer and constructing a rigorous proof. Scaling model size and increasing test-time computation yield limited gains in overall proof correctness. Instead, our findings highlight promising research directions such as theorem-guided reasoning and self-refinement. Code and data are available at https://ineqmath.github.io/.
The Implicit Regularization of Dynamical Stability in Stochastic Gradient Descent
In this paper, we study the implicit regularization of stochastic gradient descent (SGD) through the lens of {\em dynamical stability} (Wu et al., 2018). We start by revising existing stability analyses of SGD, showing how the Frobenius norm and trace of Hessian relate to different notions of stability. Notably, if a global minimum is linearly stable for SGD, then the trace of Hessian must be less than or equal to 2/eta, where eta denotes the learning rate. By contrast, for gradient descent (GD), the stability imposes a similar constraint but only on the largest eigenvalue of Hessian. We then turn to analyze the generalization properties of these stable minima, focusing specifically on two-layer ReLU networks and diagonal linear networks. Notably, we establish the {\em equivalence} between these metrics of sharpness and certain parameter norms for the two models, which allows us to show that the stable minima of SGD provably generalize well. By contrast, the stability-induced regularization of GD is provably too weak to ensure satisfactory generalization. This discrepancy provides an explanation of why SGD often generalizes better than GD. Note that the learning rate (LR) plays a pivotal role in the strength of stability-induced regularization. As the LR increases, the regularization effect becomes more pronounced, elucidating why SGD with a larger LR consistently demonstrates superior generalization capabilities. Additionally, numerical experiments are provided to support our theoretical findings.
Deviation Dynamics in Cardinal Hedonic Games
Computing stable partitions in hedonic games is a challenging task because there exist games in which stable outcomes do not exist. Even more, these No-instances can often be leveraged to prove computational hardness results. We make this impression rigorous in a dynamic model of cardinal hedonic games by providing meta theorems. These imply hardness of deciding about the possible or necessary convergence of deviation dynamics based on the mere existence of No-instances. Our results hold for additively separable, fractional, and modified fractional hedonic games (ASHGs, FHGs, and MFHGs). Moreover, they encompass essentially all reasonable stability notions based on single-agent deviations. In addition, we propose dynamics as a method to find individually rational and contractually individual stable (CIS) partitions in ASHGs. In particular, we find that CIS dynamics from the singleton partition possibly converge after a linear number of deviations but may require an exponential number of deviations in the worst case.
Distances on Finite Constraint Systems and LICQ Radii in Nonlinear Programming
Mathematical programming formulations are routinely modified through algebraic reformulations, perturbations of constraint functions, and the addition or removal of constraints. Some of these modifications preserve the feasible set, whereas others reflect newly imposed modeling requirements and therefore change the optimization problem itself. This paper develops a metric framework for quantifying the robustness of formulation-dependent properties. Formulations are modeled as typed collections of constraint functions. Within each fixed typed-cardinality class, their distance is defined by optimally matching constraints of the same type and measuring the resulting discrepancies in a norm on the underlying function space. As a concrete demonstration of the framework, we study the Linear Independence Constraint Qualification (LICQ). We introduce the pointwise LICQ radius, defined as the distance from a feasible formulation to the set of formulations that remain feasible at a prescribed point but fail LICQ there. Under suitable assumptions, we derive an explicit formula for this radius and characterize the effect of adding a single equality or inequality constraint.
New high-dimensional generalizations of Nesbitt's inequality and relative applications
Two kinds of novel generalizations of Nesbitt's inequality are explored in various cases regarding dimensions and parameters in this article. Some other cases are also discussed elaborately by using the semiconcave-semiconvex theorem. The general inequalities are then employed to deduce some alternate inequalities and mathematical competition questions. At last, a relation about Hurwitz-Lerch zeta functions is obtained.
Robust Counterfactual Explanations for Neural Networks With Probabilistic Guarantees
There is an emerging interest in generating robust counterfactual explanations that would remain valid if the model is updated or changed even slightly. Towards finding robust counterfactuals, existing literature often assumes that the original model m and the new model M are bounded in the parameter space, i.e., |Params(M){-}Params(m)|{<}Delta. However, models can often change significantly in the parameter space with little to no change in their predictions or accuracy on the given dataset. In this work, we introduce a mathematical abstraction termed naturally-occurring model change, which allows for arbitrary changes in the parameter space such that the change in predictions on points that lie on the data manifold is limited. Next, we propose a measure -- that we call Stability -- to quantify the robustness of counterfactuals to potential model changes for differentiable models, e.g., neural networks. Our main contribution is to show that counterfactuals with sufficiently high value of Stability as defined by our measure will remain valid after potential ``naturally-occurring'' model changes with high probability (leveraging concentration bounds for Lipschitz function of independent Gaussians). Since our quantification depends on the local Lipschitz constant around a data point which is not always available, we also examine practical relaxations of our proposed measure and demonstrate experimentally how they can be incorporated to find robust counterfactuals for neural networks that are close, realistic, and remain valid after potential model changes.
Bagging Provides Assumption-free Stability
Bagging is an important technique for stabilizing machine learning models. In this paper, we derive a finite-sample guarantee on the stability of bagging for any model. Our result places no assumptions on the distribution of the data, on the properties of the base algorithm, or on the dimensionality of the covariates. Our guarantee applies to many variants of bagging and is optimal up to a constant. Empirical results validate our findings, showing that bagging successfully stabilizes even highly unstable base algorithms.
Fixed-Time ISS for Interconnected Discrete-Time Systems, Part I: Extinction-Based Lyapunov Functions
We study fixed-time input-to-state stability (FxT-ISS) for discrete-time systems subject to exogenous inputs. We introduce Lyapunov-based sufficient conditions for FxT- ISS based on a class of dissipation functions with a fixed-time extinction property, which encompasses commonly used two- power constructions while allowing substantially more general decay mechanisms. Building on this framework, we establish a small-gain theorem for interconnected FxT-ISS systems in the presence of disturbances. The results are illustrated through several examples, including perturbed optimization algorithms and a discrete-time feedback-optimization architecture.
Which Invariance Should We Transfer? A Causal Minimax Learning Approach
A major barrier to deploying current machine learning models lies in their non-reliability to dataset shifts. To resolve this problem, most existing studies attempted to transfer stable information to unseen environments. Particularly, independent causal mechanisms-based methods proposed to remove mutable causal mechanisms via the do-operator. Compared to previous methods, the obtained stable predictors are more effective in identifying stable information. However, a key question remains: which subset of this whole stable information should the model transfer, in order to achieve optimal generalization ability? To answer this question, we present a comprehensive minimax analysis from a causal perspective. Specifically, we first provide a graphical condition for the whole stable set to be optimal. When this condition fails, we surprisingly find with an example that this whole stable set, although can fully exploit stable information, is not the optimal one to transfer. To identify the optimal subset under this case, we propose to estimate the worst-case risk with a novel optimization scheme over the intervention functions on mutable causal mechanisms. We then propose an efficient algorithm to search for the subset with minimal worst-case risk, based on a newly defined equivalence relation between stable subsets. Compared to the exponential cost of exhaustively searching over all subsets, our searching strategy enjoys a polynomial complexity. The effectiveness and efficiency of our methods are demonstrated on synthetic data and the diagnosis of Alzheimer's disease.
A counterexample to the symmetric-maximizer conjecture for Lyapunov operators
It has been conjectured that the operator norm of the Lyapunov operator induced by the Frobenius norm is always attained at a symmetric matrix. The conjecture is known to hold for all matrices of order at most five. We give an integer matrix of order seven for which the skew-symmetric restricted norm is strictly larger than the symmetric restricted norm. A rational separator and exact-arithmetic certificates establish the strict inequality without relying on floating-point computations. A direct-sum construction yields counterexamples in every order n geq 7; the case n = 6 remains open.
Robust Learning with Jacobian Regularization
Design of reliable systems must guarantee stability against input perturbations. In machine learning, such guarantee entails preventing overfitting and ensuring robustness of models against corruption of input data. In order to maximize stability, we analyze and develop a computationally efficient implementation of Jacobian regularization that increases classification margins of neural networks. The stabilizing effect of the Jacobian regularizer leads to significant improvements in robustness, as measured against both random and adversarial input perturbations, without severely degrading generalization properties on clean data.
Discontinuous Generalized Hyperbolicity and Structural Stability
We study diffeomorphisms of Banach spaces satisfying generalized hyperbolicity: the stable and unstable subspaces are invariant only up to inclusion, need not depend continuously on the point, and expansivity may fail. On closed manifolds, this condition is equivalent to Axiom~A with strong transversality. We introduce a continuous-selection method that converts uniform orbitwise estimates into bounded continuous solutions of cohomological equations for generalized-hyperbolic cocycles. For diffeomorphisms in the uniform global \(C^1\) category, this yields continuous semiconjugacies in both directions under sufficiently small bounded Lipschitz perturbations, and topological stability in the sense of Walters. For the infinite product of one-dimensional Morse-Smale systems on \(\ell^p(\mathbb Z)\), \(1\leq p\leq\infty\), we construct compatible forward and reverse cohomological solution operators and prove structural stability, including for perturbations that couple coordinates, although the product is not expansive. For \(p=\infty\) this gives a structurally stable diffeomorphism with uncountably many hyperbolic fixed points, in contrast with the finitely many basic sets of Axiom~A diffeomorphisms. The cocycle analysis yields Lipschitz shadowing for the induced operator on bounded continuous vector fields.
Overcoming the Stability Gap in Continual Learning
In many real-world applications, deep neural networks are retrained from scratch as a dataset grows in size. Given the computational expense for retraining networks, it has been argued that continual learning could make updating networks more efficient. An obstacle to achieving this goal is the stability gap, which refers to an observation that when updating on new data, performance on previously learned data degrades before recovering. Addressing this problem would enable learning new data with fewer network updates, resulting in increased computational efficiency. We study how to mitigate the stability gap. We test a variety of hypotheses to understand why the stability gap occurs. This leads us to discover a method that vastly reduces this gap. In large-scale class incremental learning experiments, we are able to significantly reduce the number of network updates needed for continual learning. Our work has the potential to advance the state-of-the-art in continual learning for real-world applications along with reducing the carbon footprint required to maintain updated neural networks.
A Letter on Convergence of In-Parameter-Linear Nonlinear Neural Architectures with Gradient Learnings
This letter summarizes and proves the concept of bounded-input bounded-state (BIBS) stability for weight convergence of a broad family of in-parameter-linear nonlinear neural architectures as it generally applies to a broad family of incremental gradient learning algorithms. A practical BIBS convergence condition results from the derived proofs for every individual learning point or batches for real-time applications.
The Burr-Erdős-Graham-Sós conjecture for the seven-cycle
For a graph H, let f(n,e,H) be the least number of colors in an edge-coloring of some n-vertex graph with at least e edges in which every copy of H is rainbow. Burr, Erdős, Graham, and Sós conjectured that f(n,lfloor n^2/4rfloor+1,C_{2k+1})=(1/8+o(1))n^2 for every fixed kge3, and Bucić, Chen, and Ma recently proved this for all kge4. We prove the remaining case k=3: \[ f\left(n,\left\lfloor n^2/4\right\rfloor+1,C_7\right) =\left(\frac18+o(1)\right)n^2. \] The lower bound rests on a weighted palette inequality, which we prove with an exact rational certificate on five sampled vertices. Its main ingredients are a fractional matching of compatible triangular edges and private resources attached to nontriangular edges. A stable form of the inequality, combined with regularity, triangle removal, and a direct argument for graphs close to bipartite, transfers the bound to arbitrary edge-colorings. We also describe a Lean 4 formalization of the conjecture for every fixed kge3, which combines the new seven-cycle proof with a formalization of the Bucić-Chen-Ma argument for kge4.
Fantastic Generalization Measures are Nowhere to be Found
We study the notion of a generalization bound being uniformly tight, meaning that the difference between the bound and the population loss is small for all learning algorithms and all population distributions. Numerous generalization bounds have been proposed in the literature as potential explanations for the ability of neural networks to generalize in the overparameterized setting. However, in their paper ``Fantastic Generalization Measures and Where to Find Them,'' Jiang et al. (2020) examine more than a dozen generalization bounds, and show empirically that none of them are uniformly tight. This raises the question of whether uniformly-tight generalization bounds are at all possible in the overparameterized setting. We consider two types of generalization bounds: (1) bounds that may depend on the training set and the learned hypothesis (e.g., margin bounds). We prove mathematically that no such bound can be uniformly tight in the overparameterized setting; (2) bounds that may in addition also depend on the learning algorithm (e.g., stability bounds). For these bounds, we show a trade-off between the algorithm's performance and the bound's tightness. Namely, if the algorithm achieves good accuracy on certain distributions, then no generalization bound can be uniformly tight for it in the overparameterized setting. We explain how these formal results can, in our view, inform research on generalization bounds for neural networks, while stressing that other interpretations of these results are also possible.
Lipschitz Stability for an Inverse Problem of Biharmonic Wave Equations with Damping
This paper establishes Lipschitz stability for the simultaneous recovery of a variable density coefficient and the initial displacement in a damped biharmonic wave equation. The data consist of the boundary Cauchy data for the Laplacian of the solution, \(Δu |_{\partial Ω}\) and \( \partial_{n}(Δu)|_{\partial Ω}.\) We first prove that the associated system operator generates a contraction semigroup, which ensures the well-posedness of the forward problem. A key observability inequality is then derived via multiplier techniques. Building on this foundation, explicit stability estimates for the inverse problem are obtained. These estimates demonstrate that the biharmonic structure inherently enhances the stability of parameter identification, with the stability constants exhibiting an explicit dependence on the damping coefficient via the factor \( (1 + γ)^{1/2} \). This work provides a rigorous theoretical basis for applications in non-destructive testing and dynamic inversion.
The Missing Corner: When Sharp Causal Bounds Fail to Compose
Sharp bounds on two potential-outcome means need not combine into sharp bounds on their difference. We characterize exactly when composition is guaranteed across environments sharing a joint potential-outcome law. For binary treatment and outcome, fix strict selection-probability bounds and interior treatment propensities. Subtracting the full model's sharp mean intervals gives sharp average-treatment-effect bounds for every compatible observed law if and only if the absolute selection bounds coincide across environments. Under this alignment, the complete mean region is rectangular; its endpoints and attaining causal models require O(K) arithmetic operations for K environments. For every mismatch, failure occurs on a relatively open set of positive observed tables at the prescribed propensities and persists under small joint drift. We give computable perturbation certificates and an exact family whose gap is first order in the mismatch. A separate finite-confounding family shows when the lost joint information changes an identified causal sign. These results distinguish local marginal sharpness from joint attainability after combining environments.
To be or not to be stable, that is the question: understanding neural networks for inverse problems
The solution of linear inverse problems arising, for example, in signal and image processing is a challenging problem since the ill-conditioning amplifies, in the solution, the noise present in the data. Recently introduced algorithms based on deep learning overwhelm the more traditional model-based approaches in performance, but they typically suffer from instability with respect to data perturbation. In this paper, we theoretically analyze the trade-off between stability and accuracy of neural networks, when used to solve linear imaging inverse problems for not under-determined cases. Moreover, we propose different supervised and unsupervised solutions to increase the network stability and maintain a good accuracy, by means of regularization properties inherited from a model-based iterative scheme during the network training and pre-processing stabilizing operator in the neural networks. Extensive numerical experiments on image deblurring confirm the theoretical results and the effectiveness of the proposed deep learning-based approaches to handle noise on the data.
Toward Understanding Generative Data Augmentation
Generative data augmentation, which scales datasets by obtaining fake labeled examples from a trained conditional generative model, boosts classification performance in various learning tasks including (semi-)supervised learning, few-shot learning, and adversarially robust learning. However, little work has theoretically investigated the effect of generative data augmentation. To fill this gap, we establish a general stability bound in this not independently and identically distributed (non-i.i.d.) setting, where the learned distribution is dependent on the original train set and generally not the same as the true distribution. Our theoretical result includes the divergence between the learned distribution and the true distribution. It shows that generative data augmentation can enjoy a faster learning rate when the order of divergence term is o(maxleft( log(m)beta_m, 1 / m)right), where m is the train set size and beta_m is the corresponding stability constant. We further specify the learning setup to the Gaussian mixture model and generative adversarial nets. We prove that in both cases, though generative data augmentation does not enjoy a faster learning rate, it can improve the learning guarantees at a constant level when the train set is small, which is significant when the awful overfitting occurs. Simulation results on the Gaussian mixture model and empirical results on generative adversarial nets support our theoretical conclusions. Our code is available at https://github.com/ML-GSAI/Understanding-GDA.
From LLM-Generated Conjectures to Lean Formalizations: Automated Polynomial Inequality Proving via Sum-of-Squares Certificates
Automated proving of polynomial inequalities is a fundamental challenge in automated mathematical reasoning, where rich algebraic structure and a rapidly growing certificate search space hinder scalability. Purely symbolic approaches provide strong guarantees but often scale poorly as the number of variables or the degree increases, due to expensive algebraic manipulations and rapidly growing intermediate expressions. In parallel, LLM-guided methods have made notable progress, particularly on competition-style inequalities with a small number of variables. To address the remaining scalability challenges, we propose NSPI, a neuro-symbolic framework that combines the complementary strengths of LLMs and symbolic computation for polynomial-inequality proving. Concretely, an LLM proposes a conjecture in the form of an approximate polynomial Sum-Of-Squares (SOS) decomposition; we refine it via symbolic computation to obtain an exact polynomial SOS representation, which directly proves the target inequality, and we further certify the proof in Lean, yielding an end-to-end pipeline from heuristic discovery to machine-checked proof. Experiments on challenging benchmarks involving polynomials with up to 10 variables demonstrate the effectiveness and scalability of the proposed method.
Hierarchical Melnikov Realization: Logarithmic Factor Improvement to Hilbert Number Lower Bounds
The second part of Hilbert's 16th problem is one of the most fundamental open problems in the qualitative theory of ordinary differential equations and dynamical systems. A central unresolved question is whether the Hilbert number H(d) is finite for arbitrary polynomial degree d. (A very recent manuscript from OpenAI asserts the finiteness of H(d); see the remark at the end of this paper.) In the absence of a general upper bound theory, most existing work constructs explicit perturbed polynomial systems to obtain improved lower bounds for H(d), while rigorous upper bound estimates remain largely unavailable. This paper focuses on improving the quantitative lower bound for polynomial systems through a systematic Hierarchical Melnikov Realization framework. We construct perturbed dynamics based on an anisotropic Chebyshev Hamiltonian, where hierarchically selected perturbation coefficients generate simple zeros of the first-order Melnikov function simultaneously across multiple disjoint period annuli. Two distinct 3-adic filtrations supply the necessary logarithmic correction factors, and a Borel--Gauss analysis establishes the required local rank condition under sufficiently strong anisotropy. As the main result of this work, we prove that H(d)=Ωbigl(d^2ln^2 dbigr), which improves the previously known lower bound by a factor of ln d. The full construction of limit cycles and the resulting dynamical bounds are formally certified using Lean 4 formal verification.
Koopman-based generalization bound: New aspect for full-rank weights
We propose a new bound for generalization of neural networks using Koopman operators. Whereas most of existing works focus on low-rank weight matrices, we focus on full-rank weight matrices. Our bound is tighter than existing norm-based bounds when the condition numbers of weight matrices are small. Especially, it is completely independent of the width of the network if the weight matrices are orthogonal. Our bound does not contradict to the existing bounds but is a complement to the existing bounds. As supported by several existing empirical results, low-rankness is not the only reason for generalization. Furthermore, our bound can be combined with the existing bounds to obtain a tighter bound. Our result sheds new light on understanding generalization of neural networks with full-rank weight matrices, and it provides a connection between operator-theoretic analysis and generalization of neural networks.
Interpolation and non-dilatable families of C_{0}-semigroups
We generalise a technique of Bhat and Skeide (2015) to interpolate commuting families {S_{i}}_{i in I} of contractions on a Hilbert space H, to commuting families {T_{i}}_{i in I} of contractive C_{0}-semigroups on L^{2}(prod_{i in I}T) otimes H. As an excursus, we provide applications of the interpolations to time-discretisation and the embedding problem. Applied to Parrott's construction (1970), we then demonstrate for d in N with d geq 3 the existence of commuting families {T_{i}}_{i=1}^{d} of contractive C_{0}-semigroups which admit no simultaneous unitary dilation. As an application of these counter-examples, we obtain the residuality wrt. the topology of uniform wot-convergence on compact subsets of R_{geq 0}^{d} of non-unitarily dilatable and non-unitarily approximable d-parameter contractive C_{0}-semigroups on separable infinite-dimensional Hilbert spaces for each d geq 3. Similar results are also developed for d-tuples of commuting contractions. And by building on the counter-examples of Varopoulos--Kaijser (1973--74), a 0--1-result is obtained for the von Neumann inequality. Finally, we discuss applications to rigidity as well as the embedding problem, viz. that `typical' pairs of commuting operators can be simultaneously embedded into commuting pairs of C_{0}-semigroups, which extends results of Eisner (2009--10).
Momentum Further Constrains Sharpness at the Edge of Stochastic Stability
Recent work suggests that (stochastic) gradient descent self-organizes near an instability boundary, shaping both optimization and the solutions found. Momentum and mini-batch gradients are widely used in practical deep learning optimization, but it remains unclear whether they operate in a comparable regime of instability. We demonstrate that SGD with momentum exhibits an Edge of Stochastic Stability (EoSS)-like regime with batch-size-dependent behavior that cannot be explained by a single momentum-adjusted stability threshold. Batch Sharpness (the expected directional mini-batch curvature) stabilizes in two distinct regimes: at small batch sizes it converges to a lower plateau 2(1-β)/η, reflecting amplification of stochastic fluctuations by momentum and favoring flatter regions than vanilla SGD; at large batch sizes it converges to a higher plateau 2(1+β)/η, where momentum recovers its classical stabilizing effect and favors sharper regions consistent with full-batch dynamics. We further show that this aligns with linear stability thresholds and discuss the implications for hyperparameter tuning and coupling.
Algorithmic Stability of Heavy-Tailed SGD with General Loss Functions
Heavy-tail phenomena in stochastic gradient descent (SGD) have been reported in several empirical studies. Experimental evidence in previous works suggests a strong interplay between the heaviness of the tails and generalization behavior of SGD. To address this empirical phenomena theoretically, several works have made strong topological and statistical assumptions to link the generalization error to heavy tails. Very recently, new generalization bounds have been proven, indicating a non-monotonic relationship between the generalization error and heavy tails, which is more pertinent to the reported empirical observations. While these bounds do not require additional topological assumptions given that SGD can be modeled using a heavy-tailed stochastic differential equation (SDE), they can only apply to simple quadratic problems. In this paper, we build on this line of research and develop generalization bounds for a more general class of objective functions, which includes non-convex functions as well. Our approach is based on developing Wasserstein stability bounds for heavy-tailed SDEs and their discretizations, which we then convert to generalization bounds. Our results do not require any nontrivial assumptions; yet, they shed more light to the empirical observations, thanks to the generality of the loss functions.
Residual bounds for Schur-stable polynomials
Let r_n be the infimum of \[ \lVert P'-P'(0)P\rVert_{H^2}{\lVert P\rVert_{H^2}} \] over all degree-n polynomials P satisfying P(0)=1 whose zeros lie in the closed unit disk. We prove the quantitative residual bound \[ r_n\geq \exp\!\bigl(-(1+o(1))\sqrt n\log n\bigr) \qquad(n\to\infty). \] As an application, we answer Erdős Problem 973 on exterior power sums in the negative, in a form quantitatively stronger than the answer first obtained by Luo, Yang, and Zhu.
StableQAT: Stable Quantization-Aware Training at Ultra-Low Bitwidths
Quantization-aware training (QAT) is essential for deploying large models under strict memory and latency constraints, yet achieving stable and robust optimization at ultra-low bitwidths remains challenging. Common approaches based on the straight-through estimator (STE) or soft quantizers often suffer from gradient mismatch, instability, or high computational overhead. As such, we propose StableQAT, a unified and efficient QAT framework that stabilizes training in ultra low-bit settings via a novel, lightweight, and theoretically grounded surrogate for backpropagation derived from a discrete Fourier analysis of the rounding operator. StableQAT strictly generalizes STE as the latter arises as a special case of our more expressive surrogate family, yielding smooth, bounded, and inexpensive gradients that improve QAT training performance and stability across various hyperparameter choices. In experiments, StableQAT exhibits stable and efficient QAT at 2-4 bit regimes, demonstrating improved training stability, robustness, and superior performance with negligible training overhead against standard QAT techniques. Our code is available at https://github.com/microsoft/StableQAT.
Statistical Learning under Heterogenous Distribution Shift
This paper studies the prediction of a target z from a pair of random variables (x,y), where the ground-truth predictor is additive E[z mid x,y] = f_star(x) +g_{star}(y). We study the performance of empirical risk minimization (ERM) over functions f+g, f in F and g in G, fit on a given training distribution, but evaluated on a test distribution which exhibits covariate shift. We show that, when the class F is "simpler" than G (measured, e.g., in terms of its metric entropy), our predictor is more resilient to heterogenous covariate shifts in which the shift in x is much greater than that in y. These results rely on a novel H\"older style inequality for the Dudley integral which may be of independent interest. Moreover, we corroborate our theoretical findings with experiments demonstrating improved resilience to shifts in "simpler" features across numerous domains.
Chebyshev-Exact Acceleration under Hessian Variation, II: Computer-Assisted Variational Lower Bound
We study two-step recurrences with positive step sizes and nonnegative momentum coefficients whose terminal residual is the Chebyshev minimax polynomial on a prescribed spectral interval [μ,L]. These recurrences have the same terminal error on a fixed quadratic, but their first-order responses to stepwise Hessian perturbations can differ. We prove that the sine-Jacobi recurrence of Part I is asymptotically optimal for this response norm within a factor of 1.000004, uniformly over 0<μ<L. Every terminal-exact recurrence satisfies A_Nge(2c_{cert}-o(1))N^{3/2}ε_N^star/(L-μ) with c_{cert}>1.14268353624, whereas the sine-Jacobi recurrence attains the constant 2c_{sin} with c_{sin}<1.14269218. The proof reduces the gain to the diagonal energy of a Jacobi Green matrix. A centering lift represents this matrix by an exponential kernel; packing its diagonal into a density on the line preserves the energy and controls the change in the Birman-Schwinger spectrum. A calibrated identity gives a lower bound using the ground parameter and one Fredholm determinant. Two further determinants and a trace observation improve the bound through a pointwise inequality on an explicit compact state region. One rational certificate verifies this inequality by interval arithmetic. A second certificate constructs a density satisfying the selected observations and both normalizations with energy below the sine value. Finally, no C^1 function of finitely many observations of the specified kinds gives a locally sharp lower bound at the sine density.
Uniform Hanson-Wright Type Deviation Inequalities for α-Subexponential Random Vectors
This paper is devoted to uniform versions of the Hanson-Wright inequality for a random vector with independent centered α-subexponential entries, 0<αle 1. Our method relies upon a novel decoupling inequality and a comparison of weak and strong moments. As an application, we use the derived inequality to prove the restricted isometry property of partial random circulant matrices generated by standard α-subexponential random vectors, 0<αle 1.
Bounds on eigenvalue ratios of quantum graphs
We study ratios of eigenvalues of the Laplacian on compact metric graphs. Our goals are threefold: First, we prove a sharp Ashbaugh--Benguria-type bound for the ratio of the first two eigenvalues on compact trees with Dirichlet conditions at all leaves, concretely showing that the ratio is maximized when the graph is an interval or an equilateral star. This improves a previous Payne--Pólya--Weinberger-type result due to Nicaise [Bull. Sci. Math., II. Sér. 111 (1987), 401--413]. Second, we extend this bound to a set of inequalities for the ratio of any pair of eigenvalues of such compact Dirichlet trees which respect the Weyl asymptotics up to an absolute constant. Third, we show that on non-trees, on which we also allow any mix of Neumann and Dirichlet conditions at the leaves, it is possible to recover bounds on the eigenvalue ratios depending only on the number of independent cycles and the number of Neumann leaves, in addition to the eigenvalue indices. This complements previously known counterexamples to analogues of the Ashbaugh--Benguria bound for general quantum graphs, by showing that the only way the bound can fail is through cycles and Neumann leaves, and by explicitly quantifying the extent to which it can fail.
Shape optimisation of the maximum of the gradient of the torsion function on convex sets
We analyse the boundary behaviour of the gradient of the torsion function w_Om in convex domains OmsubsetR^d. We prove that its L^infty-norm is attained at a boundary point and establish the stability of this norm under general (convex) perturbations. For problems of the form $sup{|nabla w_{Om}|_infty: Om subset R^d,open, bounded and convex, G(Om)=m}, where G is either volume or perimeter, we show the existence of maximisers which are C^1-smooth, rotationally symmetric about an axis and contain a (d-1)$- dimensional ball (of estimated size) in their boundary. Other constraints, whether geometric (such as diameter or circumradius) or variational (such as torsion or first Dirichlet eigenvalue), are also briefly discussed, and some of their characteristic behaviours are highlighted.
Long-Time Nonlinear Stability of Large-Amplitude Radial Rarefactive Flows for the Multidimensional Compressible Euler Equations
In this paper, we study multidimensional perturbations of radially symmetric rarefactive flows for the compressible Euler equations. No assumptions on the smallness of the background are imposed. We derive lower bounds on both the classical lifespan and stability timespan of the perturbed solution. These lower bounds are demonstrated to tend to infinity as the size of the perturbation approaches zero. Furthermore, owing to the rarefactive nature of the background, the resulting estimate is shown to be substantially longer than the corresponding estimate for a general classical background with bounded first derivatives.
Distributed Methods with Compressed Communication for Solving Variational Inequalities, with Theoretical Guarantees
Variational inequalities in general and saddle point problems in particular are increasingly relevant in machine learning applications, including adversarial learning, GANs, transport and robust optimization. With increasing data and problem sizes necessary to train high performing models across various applications, we need to rely on parallel and distributed computing. However, in distributed training, communication among the compute nodes is a key bottleneck during training, and this problem is exacerbated for high dimensional and over-parameterized models. Due to these considerations, it is important to equip existing methods with strategies that would allow to reduce the volume of transmitted information during training while obtaining a model of comparable quality. In this paper, we present the first theoretically grounded distributed methods for solving variational inequalities and saddle point problems using compressed communication: MASHA1 and MASHA2. Our theory and methods allow for the use of both unbiased (such as Randk; MASHA1) and contractive (such as Topk; MASHA2) compressors. New algorithms support bidirectional compressions, and also can be modified for stochastic setting with batches and for federated learning with partial participation of clients. We empirically validated our conclusions using two experimental setups: a standard bilinear min-max problem, and large-scale distributed adversarial training of transformers.
Message Passing Neural PDE Solvers
The numerical solution of partial differential equations (PDEs) is difficult, having led to a century of research so far. Recently, there have been pushes to build neural--numerical hybrid solvers, which piggy-backs the modern trend towards fully end-to-end learned systems. Most works so far can only generalize over a subset of properties to which a generic solver would be faced, including: resolution, topology, geometry, boundary conditions, domain discretization regularity, dimensionality, etc. In this work, we build a solver, satisfying these properties, where all the components are based on neural message passing, replacing all heuristically designed components in the computation graph with backprop-optimized neural function approximators. We show that neural message passing solvers representationally contain some classical methods, such as finite differences, finite volumes, and WENO schemes. In order to encourage stability in training autoregressive models, we put forward a method that is based on the principle of zero-stability, posing stability as a domain adaptation problem. We validate our method on various fluid-like flow problems, demonstrating fast, stable, and accurate performance across different domain topologies, equation parameters, discretizations, etc., in 1D and 2D.
Kalman-Inspired Runtime Stability and Recovery in Hybrid Reasoning Systems
Hybrid reasoning systems that combine learned components with model-based inference are increasingly deployed in tool-augmented decision loops, yet their runtime behavior under partial observability and sustained evidence mismatch remains poorly understood. In practice, failures often arise as gradual divergence of internal reasoning dynamics rather than as isolated prediction errors. This work studies runtime stability in hybrid reasoning systems from a Kalman-inspired perspective. We model reasoning as a stochastic inference process driven by an internal innovation signal and introduce cognitive drift as a measurable runtime phenomenon. Stability is defined in terms of detectability, bounded divergence, and recoverability rather than task-level correctness. We propose a runtime stability framework that monitors innovation statistics, detects emerging instability, and triggers recovery-aware control mechanisms. Experiments on multi-step, tool-augmented reasoning tasks demonstrate reliable instability detection prior to task failure and show that recovery, when feasible, re-establishes bounded internal behavior within finite time. These results emphasize runtime stability as a system-level requirement for reliable reasoning under uncertainty.
On error bounds and noncritical Lagrange multipliers
Critical Lagrange multipliers are known to be responsible for the potentially slow convergence of Newton-type methods, and noncriticality of a given multiplier has been tied to an error bound which estimates the distance of a primal-dual pair associated with a perturbed problem to the primal solution and the multiplier set of the unperturbed one, and is decisive for a local convergence analysis. We investigate this relation in an abstract setting where merely a set-valued mapping assigning primal-dual pairs to a parameter is available, and characterize the error bound of interest in terms of noncriticality of the underlying multiplier and two calmness-type properties of the associated multiplier mapping, one of which is a novel weak inner calmness in the fuzzy sense. No structural assumptions on the underlying problem are needed for that, and the two calmness-type conditions are not only sufficient but also necessary. Afterwards, we specify these findings for composite optimization problems. Whenever the subdifferential of the outer function is a polyhedral mapping, both conditions hold automatically, which explains the equivalence of noncriticality and the error bound observed in the polyhedral setting. Whenever the outer function is C^2-decomposable, they are secured by calmness of a restricted multiplier mapping together with a closedness condition, which recovers and extends the known characterization for C^2-cone reducible constraint systems.
Stable and Convexified Information Bottleneck Optimization via Symbolic Continuation and Entropy-Regularized Trajectories
The Information Bottleneck (IB) method frequently suffers from unstable optimization, characterized by abrupt representation shifts near critical points of the IB trade-off parameter, beta. In this paper, I introduce a novel approach to achieve stable and convex IB optimization through symbolic continuation and entropy-regularized trajectories. I analytically prove convexity and uniqueness of the IB solution path when an entropy regularization term is included, and demonstrate how this stabilizes representation learning across a wide range of eta values. Additionally, I provide extensive sensitivity analyses around critical points (beta) with statistically robust uncertainty quantification (95% confidence intervals). The open-source implementation, experimental results, and reproducibility framework included in this work offer a clear path for practical deployment and future extension of my proposed method.
Robust distributed linear programming
This paper presents a robust, distributed algorithm to solve general linear programs. The algorithm design builds on the characterization of the solutions of the linear program as saddle points of a modified Lagrangian function. We show that the resulting continuous-time saddle-point algorithm is provably correct but, in general, not distributed because of a global parameter associated with the nonsmooth exact penalty function employed to encode the inequality constraints of the linear program. This motivates the design of a discontinuous saddle-point dynamics that, while enjoying the same convergence guarantees, is fully distributed and scalable with the dimension of the solution vector. We also characterize the robustness against disturbances and link failures of the proposed dynamics. Specifically, we show that it is integral-input-to-state stable but not input-to-state stable. The latter fact is a consequence of a more general result, that we also establish, which states that no algorithmic solution for linear programming is input-to-state stable when uncertainty in the problem data affects the dynamics as a disturbance. Our results allow us to establish the resilience of the proposed distributed dynamics to disturbances of finite variation and recurrently disconnected communication among the agents. Simulations in an optimal control application illustrate the results.
"I May Not Have Articulated Myself Clearly": Diagnosing Dynamic Instability in LLM Reasoning at Inference Time
Reasoning failures in large language models (LLMs) are typically measured only at the end of a generation, yet many failures manifest as a process-level breakdown: the model "loses the thread" mid-reasoning. We study whether such breakdowns are detectable from inference-time observables available in standard APIs (token log probabilities), without any training or fine-tuning. We define a simple instability signal that combines consecutive-step distributional shift (JSD) and uncertainty (entropy), summarize each trace by its peak instability strength, and show that this signal reliably predicts failure. Across GSM8K and HotpotQA, instability strength predicts wrong answers with above-chance AUC and yields monotonic bucket-level accuracy decline at scale across model sizes. Crucially, we show that instability is not uniformly harmful: early instability can reflect subsequent stabilization and a correct final answer (corrective instability), whereas late instability is more often followed by failure (destructive instability), even at comparable peak magnitudes, indicating that recoverability depends not only on how strongly the distribution changes but also on when such changes occur relative to the remaining decoding horizon. The method is model-agnostic, training-free, and reproducible, and is presented as a diagnostic lens rather than a corrective or control mechanism.
On the Topological Complexity of Maps
We define and develop a homotopy invariant notion for the topological complexity of a map f:X to Y, denoted TC(f), that interacts with TC(X) and TC(Y) in the same way cat(f) interacts with cat(X) and cat(Y). Furthermore, TC(f) and cat(f) satisfy the same inequalities as TC(X) and cat(X). We compare it to other invariants defined in the papers [15,16,17,18,20]. We apply TC(f) to studying group homomorphisms f:Hto G.
Entropies, cross-entropies and Rényi divergence: sharp three-term inequalities for probability density functions
A new sharp inequality featuring the differential Rényi entropy, the Rényi divergence and the Rényi cross-entropy of a pair of probability density functions is established. The equality is reached when one of the probability density function is an escort density of the other. This inequality is applied, together with a general framework of a pair of transformations reciprocal to each other, to derive a number of further inequalities involving both classical and new informational functionals. A remarkable fact is that, in all these inequalities, the Rényi divergence of two probability density functions is sharply bounded by quotients of informational functionals of cross-type and single type. More precisely, we derive sharp inequalities composed by relative and cross versions of the absolute moments, or of the Fisher information measures (among others), and involving two and three probability density functions.
Stable ResNet
Deep ResNet architectures have achieved state of the art performance on many tasks. While they solve the problem of gradient vanishing, they might suffer from gradient exploding as the depth becomes large (Yang et al. 2017). Moreover, recent results have shown that ResNet might lose expressivity as the depth goes to infinity (Yang et al. 2017, Hayou et al. 2019). To resolve these issues, we introduce a new class of ResNet architectures, called Stable ResNet, that have the property of stabilizing the gradient while ensuring expressivity in the infinite depth limit.
An elementary and unified proof of Grothendieck's inequality
We present an elementary, self-contained proof of Grothendieck's inequality that unifies the real and complex cases and yields both the Krivine and Haagerup bounds, the current best-known explicit bounds for the real and complex Grothendieck constants respectively. This article is intended to be pedagogical, combining and streamlining known ideas of Lindenstrauss--Pe{\l}czy\'nski, Krivine, and Haagerup into a proof that need only univariate calculus, basic complex variables, and a modicum of linear algebra as prerequisites.
Convergence of Proximal Point and Extragradient-Based Methods Beyond Monotonicity: the Case of Negative Comonotonicity
Algorithms for min-max optimization and variational inequalities are often studied under monotonicity assumptions. Motivated by non-monotone machine learning applications, we follow the line of works [Diakonikolas et al., 2021, Lee and Kim, 2021, Pethick et al., 2022, B\"ohm, 2022] aiming at going beyond monotonicity by considering the weaker negative comonotonicity assumption. In particular, we provide tight complexity analyses for the Proximal Point, Extragradient, and Optimistic Gradient methods in this setup, closing some questions on their working guarantees beyond monotonicity.
Second-order regression models exhibit progressive sharpening to the edge of stability
Recent studies of gradient descent with large step sizes have shown that there is often a regime with an initial increase in the largest eigenvalue of the loss Hessian (progressive sharpening), followed by a stabilization of the eigenvalue near the maximum value which allows convergence (edge of stability). These phenomena are intrinsically non-linear and do not happen for models in the constant Neural Tangent Kernel (NTK) regime, for which the predictive function is approximately linear in the parameters. As such, we consider the next simplest class of predictive models, namely those that are quadratic in the parameters, which we call second-order regression models. For quadratic objectives in two dimensions, we prove that this second-order regression model exhibits progressive sharpening of the NTK eigenvalue towards a value that differs slightly from the edge of stability, which we explicitly compute. In higher dimensions, the model generically shows similar behavior, even without the specific structure of a neural network, suggesting that progressive sharpening and edge-of-stability behavior aren't unique features of neural networks, and could be a more general property of discrete learning algorithms in high-dimensional non-linear models.
Automatic Stability and Recovery for Neural Network Training
Training modern neural networks is increasingly fragile, with rare but severe destabilizing updates often causing irreversible divergence or silent performance degradation. Existing optimization methods primarily rely on preventive mechanisms embedded within the optimizer, offering limited ability to detect and recover from instability once it occurs. We introduce a supervisory runtime stability framework that treats optimization as a controlled stochastic process. By isolating an innovation signal derived from secondary measurements, such as validation probes, the framework enables automatic detection and recovery from destabilizing updates without modifying the underlying optimizer. We provide theoretical runtime safety guarantees that formalize bounded degradation and recovery. Our implementation incurs minimal overhead and is compatible with memory-constrained training settings.
Proving Olympiad Algebraic Inequalities without Human Demonstrations
Solving Olympiad-level mathematical problems represents a significant advancement in machine intelligence and automated reasoning. Current machine learning methods, however, struggle to solve Olympiad-level problems beyond Euclidean plane geometry due to a lack of large-scale, high-quality datasets. The challenge is even greater in algebraic systems, which involve infinite reasoning spaces within finite conditions. To address these issues, we propose AIPS, an Algebraic Inequality Proving System capable of autonomously generating complex inequality theorems and effectively solving Olympiad-level inequality problems without requiring human demonstrations. During proof search in a mixed reasoning manner, a value curriculum learning strategy on generated datasets is implemented to improve proving performance, demonstrating strong mathematical intuitions. On a test set of 20 International Mathematical Olympiad-level inequality problems, AIPS successfully solved 10, outperforming state-of-the-art methods. Furthermore, AIPS automatically generated a vast array of non-trivial theorems without human intervention, some of which have been evaluated by professional contestants and deemed to reach the level of the International Mathematical Olympiad. Notably, one theorem was selected as a competition problem in a major city 2024 Mathematical Olympiad.
On the Effectiveness of Interval Bound Propagation for Training Verifiably Robust Models
Recent work has shown that it is possible to train deep neural networks that are provably robust to norm-bounded adversarial perturbations. Most of these methods are based on minimizing an upper bound on the worst-case loss over all possible adversarial perturbations. While these techniques show promise, they often result in difficult optimization procedures that remain hard to scale to larger networks. Through a comprehensive analysis, we show how a simple bounding technique, interval bound propagation (IBP), can be exploited to train large provably robust neural networks that beat the state-of-the-art in verified accuracy. While the upper bound computed by IBP can be quite weak for general networks, we demonstrate that an appropriate loss and clever hyper-parameter schedule allow the network to adapt such that the IBP bound is tight. This results in a fast and stable learning algorithm that outperforms more sophisticated methods and achieves state-of-the-art results on MNIST, CIFAR-10 and SVHN. It also allows us to train the largest model to be verified beyond vacuous bounds on a downscaled version of ImageNet.
A Fine-Grained Understanding of Uniform Convergence for Halfspaces
We study the fine-grained uniform convergence behavior of halfspaces beyond worst-case VC bounds. For inhomogeneous halfspaces in R^d with dge 2, we show that standard first-order VC bounds are essentially tight: even consistent hypotheses can incur population error Θ(dln(n/d)/n), and in the agnostic setting the deviation scales as τln(1/τ) at true error τ. In contrast, homogeneous halfspaces in R^2 exhibit a markedly different behavior. In the realizable case, every hypothesis consistent with the sample has error O(1/n). In the agnostic case, we prove a bandwise, log-free deviation bound on each dyadic risk band via a critical-wedge localization argument. Unioning over bands incurs only a lnln n overhead, and we establish a matching lower bound showing this overhead is unavoidable. Together, these results give a fine-grained and nearly complete picture of uniform convergence for halfspaces, revealing sharp dimensional and structural thresholds.
A Gradient Perspective on RLVR Stability and Winner Advantage Policy Optimization
Reinforcement learning with verifiable rewards (RLVR) improves language-model reasoning, but GRPO-style optimization remains prone to collapse. We analyse this instability through token-level gradient dynamics, deriving a taxonomy that predicts how updates affect next-token probabilities and entropy. The taxonomy shows that stability depends jointly on the advantage sign and token distribution under the current policy. Motivated by this finding, we propose Winner Advantage Policy Optimization (WAPO), a simple online clipped policy-gradient objective that updates only on positive-advantage completions. Across mathematical reasoning and multi-hop QA benchmarks, WAPO improves training stability and matches or outperforms baselines across multiple model families. Full code can be found at https://github.com/layer6ai-labs/wapo.
Maximal Projection Constants and Extremal Vector Configurations: Some Conjectures and Examples
Let λ_{mathbb K}(m) denote the maximal absolute projection constant among m-dimensional Banach spaces over mathbb K=mathbb R or mathbb C. Its exact value is known only in a few cases, and determining it remains a challenging problem. In this note, we investigate several structured vector configurations that naturally arise in this context. We first recall the connection between maximal projection constants and tight frames, then consider biangular tight frames, and show that their relative and quasimaximal projection constants coincide. A particularly interesting example is provided by the midpoints of the edges of a regular simplex, which yield natural lower bounds for λ_{mathbb R}(m). Numerical evidence suggests that these bounds may be sharp in dimensions 6 and 8. We also discuss weighted spherical (2,2)-designs with a small number of vectors and their connection with maximal projection constants. Examples in dimensions 4 and 5 indicate that the sign patterns of their Gram matrices may play an important role. These observations lead us to formulate several conjectures concerning maximal absolute projection constants and the vector configurations associated with them.
On the Importance of Gradient Norm in PAC-Bayesian Bounds
Generalization bounds which assess the difference between the true risk and the empirical risk, have been studied extensively. However, to obtain bounds, current techniques use strict assumptions such as a uniformly bounded or a Lipschitz loss function. To avoid these assumptions, in this paper, we follow an alternative approach: we relax uniform bounds assumptions by using on-average bounded loss and on-average bounded gradient norm assumptions. Following this relaxation, we propose a new generalization bound that exploits the contractivity of the log-Sobolev inequalities. These inequalities add an additional loss-gradient norm term to the generalization bound, which is intuitively a surrogate of the model complexity. We apply the proposed bound on Bayesian deep nets and empirically analyze the effect of this new loss-gradient norm term on different neural architectures.
Twice is enough for dangerous eigenvalues
We analyze the stability of a class of eigensolvers that target interior eigenvalues with rational filters. We show that subspace iteration with a rational filter is robust even when an eigenvalue is near a filter's pole. These dangerous eigenvalues contribute to large round-off errors in the first iteration, but are self-correcting in later iterations. For matrices with orthogonal eigenvectors (e.g., real-symmetric or complex Hermitian), two iterations is enough to reduce round-off errors to the order of the unit-round off. In contrast, Krylov methods accelerated by rational filters with fixed poles typically fail to converge to unit round-off accuracy when an eigenvalue is close to a pole. In the context of Arnoldi with shift-and-invert enhancement, we demonstrate a simple restart strategy that recovers full precision in the target eigenpairs.
Estimating means of bounded random variables by betting
This paper derives confidence intervals (CI) and time-uniform confidence sequences (CS) for the classical problem of estimating an unknown mean from bounded observations. We present a general approach for deriving concentration bounds, that can be seen as a generalization and improvement of the celebrated Chernoff method. At its heart, it is based on a class of composite nonnegative martingales, with strong connections to testing by betting and the method of mixtures. We show how to extend these ideas to sampling without replacement, another heavily studied problem. In all cases, our bounds are adaptive to the unknown variance, and empirically vastly outperform existing approaches based on Hoeffding or empirical Bernstein inequalities and their recent supermartingale generalizations. In short, we establish a new state-of-the-art for four fundamental problems: CSs and CIs for bounded means, when sampling with and without replacement.
Lipschitz Thinking: Ten Years of Certifiable-by-Design Robust Neural Networks
The Lipschitz property of a deep neural network provides a direct measure of its sensitivity to input perturbations and, when explicitly controlled, offers a principled way to limit the propagation of errors and improve robustness. Over the past decade, Lipschitz-bounded layers have been incorporated into increasingly expressive and high-performing deep models, narrowing the gap between empirical robustness and formal, by-design guarantees of stability. This article introduces the fundamental concepts underlying Lipschitz-bounded neural networks, explaining the principles behind Lipschitz-constrained layers, the mechanisms used to enforce their bounds, and how they yield robustness certificates at the cost of a single forward pass. The tutorial concludes by discussing emerging and open directions, highlighting Lipschitz control as a general framework for offering guaranteed, by-design stability.
Quantitative De Giorgi methods in kinetic theory for non-local operators
We derive quantitatively the Harnack inequalities for kinetic integro-differential equations. This implies Hölder continuity. Our method is based on trajectories and exploits a term arising due to the non-locality in the energy estimate. This permits to quantitatively prove the intermediate value lemma for the full range of non-locality parameter s in (0, 1). Our results recover the results from Imbert and Silvestre [22] for the inhomogeneous Boltzmann equation in the non-cutoff case. The paper is self-contained.
On the convergence of single-call stochastic extra-gradient methods
Variational inequalities have recently attracted considerable interest in machine learning as a flexible paradigm for models that go beyond ordinary loss function minimization (such as generative adversarial networks and related deep learning systems). In this setting, the optimal O(1/t) convergence rate for solving smooth monotone variational inequalities is achieved by the Extra-Gradient (EG) algorithm and its variants. Aiming to alleviate the cost of an extra gradient step per iteration (which can become quite substantial in deep learning applications), several algorithms have been proposed as surrogates to Extra-Gradient with a single oracle call per iteration. In this paper, we develop a synthetic view of such algorithms, and we complement the existing literature by showing that they retain a O(1/t) ergodic convergence rate in smooth, deterministic problems. Subsequently, beyond the monotone deterministic case, we also show that the last iterate of single-call, stochastic extra-gradient methods still enjoys a O(1/t) local convergence rate to solutions of non-monotone variational inequalities that satisfy a second-order sufficient condition.
Understanding Certified Training with Interval Bound Propagation
As robustness verification methods are becoming more precise, training certifiably robust neural networks is becoming ever more relevant. To this end, certified training methods compute and then optimize an upper bound on the worst-case loss over a robustness specification. Curiously, training methods based on the imprecise interval bound propagation (IBP) consistently outperform those leveraging more precise bounding methods. Still, we lack an understanding of the mechanisms making IBP so successful. In this work, we thoroughly investigate these mechanisms by leveraging a novel metric measuring the tightness of IBP bounds. We first show theoretically that, for deep linear models, tightness decreases with width and depth at initialization, but improves with IBP training, given sufficient network width. We, then, derive sufficient and necessary conditions on weight matrices for IBP bounds to become exact and demonstrate that these impose strong regularization, explaining the empirically observed trade-off between robustness and accuracy in certified training. Our extensive experimental evaluation validates our theoretical predictions for ReLU networks, including that wider networks improve performance, yielding state-of-the-art results. Interestingly, we observe that while all IBP-based training methods lead to high tightness, this is neither sufficient nor necessary to achieve high certifiable robustness. This hints at the existence of new training methods that do not induce the strong regularization required for tight IBP bounds, leading to improved robustness and standard accuracy.
Two Algorithms for Additive and Fair Division of Mixed Manna
We consider a fair division model in which agents have positive, zero and negative utilities for items. For this model, we analyse one existing fairness property - EFX - and three new and related properties - EFX_0, EFX^3 and EF1^3 - in combination with Pareto-optimality. With general utilities, we give a modified version of an existing algorithm for computing an EF1^3 allocation. With -alpha/0/alpha utilities, this algorithm returns an EFX^3 and PO allocation. With absolute identical utilities, we give a new algorithm for an EFX and PO allocation. With -alpha/0/beta utilities, this algorithm also returns such an allocation. We report some new impossibility results as well.
Variance Reduced Halpern Iteration for Finite-Sum Monotone Inclusions
Machine learning approaches relying on such criteria as adversarial robustness or multi-agent settings have raised the need for solving game-theoretic equilibrium problems. Of particular relevance to these applications are methods targeting finite-sum structure, which generically arises in empirical variants of learning problems in these contexts. Further, methods with computable approximation errors are highly desirable, as they provide verifiable exit criteria. Motivated by these applications, we study finite-sum monotone inclusion problems, which model broad classes of equilibrium problems. Our main contributions are variants of the classical Halpern iteration that employ variance reduction to obtain improved complexity guarantees in which n component operators in the finite sum are ``on average'' either cocoercive or Lipschitz continuous and monotone, with parameter L. The resulting oracle complexity of our methods, which provide guarantees for the last iterate and for a (computable) operator norm residual, is mathcal{O}( n + nLvarepsilon^{-1}), which improves upon existing methods by a factor up to n. This constitutes the first variance reduction-type result for general finite-sum monotone inclusions and for more specific problems such as convex-concave optimization when operator norm residual is the optimality measure. We further argue that, up to poly-logarithmic factors, this complexity is unimprovable in the monotone Lipschitz setting; i.e., the provided result is near-optimal.
Demystifying OPD: Length Inflation and Stabilization Strategies for Large Language Models
On-policy distillation (OPD) trains student models under their own induced distribution while leveraging supervision from stronger teachers. We identify a failure mode of OPD: as training progresses, on-policy rollouts can undergo abrupt length inflation, causing truncated trajectories to dominate the training data. This truncation collapse coincides with abrupt repetition saturation and induces biased gradient signals, leading to severe training instability and sharp degradation in validation performance. We attribute this problem to the interaction between student-induced data collection and the distillation objective, which implicitly favors long and repetitive rollouts. To address this issue, we propose StableOPD, a stabilized OPD framework that combines a reference-based divergence constraint with rollout mixture distillation. These together mitigate repetition-induced length inflation and further stabilize OPD training. Across multiple math reasoning datasets, our approach prevents truncation collapse, stabilizes training dynamics, and improves performance by 7.2% on average.
T^2PO: Uncertainty-Guided Exploration Control for Stable Multi-Turn Agentic Reinforcement Learning
Recent progress in multi-turn reinforcement learning (RL) has significantly improved reasoning LLMs' performances on complex interactive tasks. Despite advances in stabilization techniques such as fine-grained credit assignment and trajectory filtering, instability remains pervasive and often leads to training collapse. We argue that this instability stems from inefficient exploration in multi-turn settings, where policies continue to generate low-information actions that neither reduce uncertainty nor advance task progress. To address this issue, we propose Token- and Turn-level Policy Optimization (T^2PO), an uncertainty-aware framework that explicitly controls exploration at fine-grained levels. At the token level, T^2PO monitors uncertainty dynamics and triggers a thinking intervention once the marginal uncertainty change falls below a threshold. At the turn level, T^2PO identifies interactions with negligible exploration progress and dynamically resamples such turns to avoid wasted rollouts. We evaluate T^2PO in diverse environments, including WebShop, ALFWorld, and Search QA, demonstrating substantial gains in training stability and performance improvements with better exploration efficiency. Code is available at: https://github.com/WillDreamer/T2PO.
Distance Preservation Games
We introduce and analyze distance preservation games (DPGs). In DPGs, agents express ideal distances to other agents and need to choose locations in the unit interval while preserving their ideal distances as closely as possible. We analyze the existence and computation of location profiles that are jump stable (i.e., no agent can benefit by moving to another location) or welfare optimal for DPGs, respectively. Specifically, we prove that there are DPGs without jump stable location profiles and identify important cases where such outcomes always exist and can be computed efficiently. Similarly, we show that finding welfare optimal location profiles is NP-complete and present approximation algorithms for finding solutions with social welfare close to optimal. Finally, we prove that DPGs have a price of anarchy of at most 2.
On stochastic MPC formulations with closed-loop guarantees: Analysis and a unifying framework
We investigate model predictive control (MPC) formulations for linear systems subject to i.i.d. stochastic disturbances with bounded support and chance constraints. Existing stochastic MPC formulations with closed-loop guarantees can be broadly classified in two separate frameworks: i) using robust techniques; ii) feasibility preserving algorithms. We investigate two particular MPC formulations representative for these two frameworks called robust-stochastic MPC and indirect feedback stochastic MPC. We provide a qualitative analysis, highlighting intrinsic limitations of both approaches in different edge cases. Then, we derive a unifying stochastic MPC framework that naturally includes these two formulations as limit cases. This qualitative analysis is complemented with numerical results, showcasing the advantages and limitations of each method.
Continual evaluation for lifelong learning: Identifying the stability gap
Time-dependent data-generating distributions have proven to be difficult for gradient-based training of neural networks, as the greedy updates result in catastrophic forgetting of previously learned knowledge. Despite the progress in the field of continual learning to overcome this forgetting, we show that a set of common state-of-the-art methods still suffers from substantial forgetting upon starting to learn new tasks, except that this forgetting is temporary and followed by a phase of performance recovery. We refer to this intriguing but potentially problematic phenomenon as the stability gap. The stability gap had likely remained under the radar due to standard practice in the field of evaluating continual learning models only after each task. Instead, we establish a framework for continual evaluation that uses per-iteration evaluation and we define a new set of metrics to quantify worst-case performance. Empirically we show that experience replay, constraint-based replay, knowledge-distillation, and parameter regularization methods are all prone to the stability gap; and that the stability gap can be observed in class-, task-, and domain-incremental learning benchmarks. Additionally, a controlled experiment shows that the stability gap increases when tasks are more dissimilar. Finally, by disentangling gradients into plasticity and stability components, we propose a conceptual explanation for the stability gap.
AdamO: A Collapse-Suppressed Optimizer for Offline RL
Offline reinforcement learning (RL) can fail spectacularly when bootstrapped temporal-difference (TD) updates amplify their own errors, driving the critic toward extreme and unusable Q-values. A key counterintuitive insight of this work is that collapse is not only a property of the backup rule or network architecture: optimizer dynamics themselves can directly trigger or suppress instability. From a control-theoretic viewpoint, we model offline TD learning as a feedback system and analyze Adam-based critic updates. This yields a necessary and sufficient condition for stability of the induced local update dynamics: within the regime we analyze, these dynamics are stable if and only if the spectral radius of the corresponding update operator is strictly below one. Further analysis suggests that standard Adam updates can inadvertently distort the parameter geometry, motivating explicit orthogonality constraints to prevent TD error amplification. To this end, we propose AdamO, an Adam-based optimizer with a decoupled orthogonality correction regulated by a strict task-alignment budget. We prove that this design theoretically guarantees worst-case task safety and preserves Adam's continuous-time dissipative dynamics. Empirically, AdamO is broadly compatible with diverse offline RL baselines, improving stability and returns across a broad suite of benchmarks.
A Framework for Fast and Stable Representations of Multiparameter Persistent Homology Decompositions
Topological data analysis (TDA) is an area of data science that focuses on using invariants from algebraic topology to provide multiscale shape descriptors for geometric data sets such as point clouds. One of the most important such descriptors is {\em persistent homology}, which encodes the change in shape as a filtration parameter changes; a typical parameter is the feature scale. For many data sets, it is useful to simultaneously vary multiple filtration parameters, for example feature scale and density. While the theoretical properties of single parameter persistent homology are well understood, less is known about the multiparameter case. In particular, a central question is the problem of representing multiparameter persistent homology by elements of a vector space for integration with standard machine learning algorithms. Existing approaches to this problem either ignore most of the multiparameter information to reduce to the one-parameter case or are heuristic and potentially unstable in the face of noise. In this article, we introduce a new general representation framework that leverages recent results on {\em decompositions} of multiparameter persistent homology. This framework is rich in information, fast to compute, and encompasses previous approaches. Moreover, we establish theoretical stability guarantees under this framework as well as efficient algorithms for practical computation, making this framework an applicable and versatile tool for analyzing geometric and point cloud data. We validate our stability results and algorithms with numerical experiments that demonstrate statistical convergence, prediction accuracy, and fast running times on several real data sets.
GD doesn't make the cut: Three ways that non-differentiability affects neural network training
This paper investigates the distinctions between gradient methods applied to non-differentiable functions (NGDMs) and classical gradient descents (GDs) designed for differentiable functions. First, we demonstrate significant differences in the convergence properties of NGDMs compared to GDs, challenging the applicability of the extensive neural network convergence literature based on L-smoothness to non-smooth neural networks. Next, we demonstrate the paradoxical nature of NGDM solutions for L_{1}-regularized problems, showing that increasing the regularization penalty leads to an increase in the L_{1} norm of optimal solutions in NGDMs. Consequently, we show that widely adopted L_{1} penalization-based techniques for network pruning do not yield expected results. Finally, we explore the Edge of Stability phenomenon, indicating its inapplicability even to Lipschitz continuous convex differentiable functions, leaving its relevance to non-convex non-differentiable neural networks inconclusive. Our analysis exposes misguided interpretations of NGDMs in widely referenced papers and texts due to an overreliance on strong smoothness assumptions, emphasizing the necessity for a nuanced understanding of foundational assumptions in the analysis of these systems.
High-Probability Bounds for Stochastic Optimization and Variational Inequalities: the Case of Unbounded Variance
During recent years the interest of optimization and machine learning communities in high-probability convergence of stochastic optimization methods has been growing. One of the main reasons for this is that high-probability complexity bounds are more accurate and less studied than in-expectation ones. However, SOTA high-probability non-asymptotic convergence results are derived under strong assumptions such as the boundedness of the gradient noise variance or of the objective's gradient itself. In this paper, we propose several algorithms with high-probability convergence results under less restrictive assumptions. In particular, we derive new high-probability convergence results under the assumption that the gradient/operator noise has bounded central alpha-th moment for alpha in (1,2] in the following setups: (i) smooth non-convex / Polyak-Lojasiewicz / convex / strongly convex / quasi-strongly convex minimization problems, (ii) Lipschitz / star-cocoercive and monotone / quasi-strongly monotone variational inequalities. These results justify the usage of the considered methods for solving problems that do not fit standard functional classes studied in stochastic optimization.
Leggett-Garg inequalities cannot be violated in quantum measurements
Leggett and Garg derived inequalities that probe the boundaries of classical and quantum physics by putting limits on the properties that classical objects can have. Historically, it has been suggested that Leggett-Garg inequalities are easily violated by quantum systems undergoing sequences of strong measurements, casting doubt on whether quantum mechanics correctly describes macroscopic objects. Here I show that Leggett-Garg inequalities cannot be violated by any projective measurement. The perceived violation of the inequalities found previously can be traced back to an inappropriate assumption of non-invasive measurability. Surprisingly, weak projective measurements cannot violate the Leggett-Garg inequalities either because even though the quantum system itself is not fully projected via weak measurements, the measurement devices are.
Delayed Verification Destabilizes Multi-Agent LLM Belief: Instability Thresholds and Optimal Corrector Placement
Multi-agent large language model (LLM) systems often rely on verifier and critic agents to suppress hallucinations, but verification is delayed. During this delay, false claims can propagate through the agent network. We model this process as delayed consensus on a graph with grounded corrector nodes. Spectral decomposition by the grounded Laplacian yields a closed-form stability threshold for the verification dose: correction that is too strong or too delayed can turn consensus into oscillation. The most unstable regime occurs when the communication and verification delays coincide; for delay two, the threshold is the inverse golden ratio. The same framework gives a supermodular placement objective and a greedy (1-1/e)-approximation rule for assigning a limited corrector budget to influential nodes. Experiments across five open models confirm the predicted dose-delay oscillations. By contrast, grounded factual answering makes truth an absorbing boundary and eliminates the effect, suggesting that the instability is specific to signed-belief tasks while grounded verification remains stabilizing
Invariance Proximity: Closed-Form Error Bounds for Finite-Dimensional Koopman-Based Models
A popular way to approximate the Koopman operator's action on a finite-dimensional subspace of functions is via orthogonal projections. The quality of the projected model directly depends on the selected subspace, specifically on how close it is to being invariant under the Koopman operator. The notion of invariance proximity provides a tight upper bound on the worst-case relative prediction error of the finite-dimensional model. However, its direct calculation is computationally challenging. This paper leverages the geometric structure behind the definition of invariance proximity to provide a closed-form expression in terms of Jordan principal angles on general inner product spaces. Unveiling this connection allows us to exploit specific isomorphisms to circumvent the computational challenges associated with spaces of functions and enables the use of existing efficient numerical routines to compute invariance proximity.
Neural Contractive Dynamical Systems
Stability guarantees are crucial when ensuring a fully autonomous robot does not take undesirable or potentially harmful actions. Unfortunately, global stability guarantees are hard to provide in dynamical systems learned from data, especially when the learned dynamics are governed by neural networks. We propose a novel methodology to learn neural contractive dynamical systems, where our neural architecture ensures contraction, and hence, global stability. To efficiently scale the method to high-dimensional dynamical systems, we develop a variant of the variational autoencoder that learns dynamics in a low-dimensional latent representation space while retaining contractive stability after decoding. We further extend our approach to learning contractive systems on the Lie group of rotations to account for full-pose end-effector dynamic motions. The result is the first highly flexible learning architecture that provides contractive stability guarantees with capability to perform obstacle avoidance. Empirically, we demonstrate that our approach encodes the desired dynamics more accurately than the current state-of-the-art, which provides less strong stability guarantees.
Improved Analysis of Score-based Generative Modeling: User-Friendly Bounds under Minimal Smoothness Assumptions
We give an improved theoretical analysis of score-based generative modeling. Under a score estimate with small L^2 error (averaged across timesteps), we provide efficient convergence guarantees for any data distribution with second-order moment, by either employing early stopping or assuming smoothness condition on the score function of the data distribution. Our result does not rely on any log-concavity or functional inequality assumption and has a logarithmic dependence on the smoothness. In particular, we show that under only a finite second moment condition, approximating the following in reverse KL divergence in epsilon-accuracy can be done in tilde Oleft(d log (1/delta){epsilon}right) steps: 1) the variance-delta Gaussian perturbation of any data distribution; 2) data distributions with 1/delta-smooth score functions. Our analysis also provides a quantitative comparison between different discrete approximations and may guide the choice of discretization points in practice.
Concavity Properties of Solutions of Elliptic Equations under Conformal Deformations
We study the Dirichlet problem for the weighted Schr\"odinger operator \[-\Delta u +Vu = \lambda \rho u,\] where rho is a positive weighting function and V is a potential. Such equations appear naturally in conformal geometry and in the composite membrane problem. Our primary goal is to establish concavity estimates for the principle eigenfunction with respect to conformal connections. Doing so, we obtain new bounds on the fundamental gap problem, which is the difference between the first and second eigenvalues. In particular, we partially resolve a conjecture of Nguyen, Stancu and Wei [IMRN 2022] on the fundamental gap of horoconvex domains. In addition, we obtain a power convexity estimate for solutions to the torsion problem in spherical geometry on convex domains which are not too large.
Sampling and Identity-Testing Without Approximate Tensorization of Entropy
Certain tasks in high-dimensional statistics become easier when the underlying distribution satisfies a local-to-global property called approximate tensorization of entropy (ATE). For example, the Glauber dynamics Markov chain of an ATE distribution mixes fast and can produce approximate samples in a small amount of time, since such a distribution satisfies a modified log-Sobolev inequality. Moreover, identity-testing for an ATE distribution requires few samples if the tester is given coordinate conditional access to the unknown distribution, as shown by Blanca, Chen, Štefankovič, and Vigoda (COLT 2023). A natural class of distributions that do not satisfy ATE consists of mixtures of (few) distributions that do satisfy ATE. We study the complexity of identity-testing and sampling for these distributions. Our main results are the following: 1. We show fast mixing of Glauber dynamics from a data-based initialization, with optimal sample complexity, for mixtures of distributions satisfying modified log-Sobolev inequalities. This extends work of Huang, Koehler, Lee, Mohanty, Rajaraman, Vuong, and Wu (STOC 2025, COLT 2025) for mixtures of distributions satisfying Poincaré inequalities. 2. Answering an open question posed by Blanca et al., we give efficient identity-testers for mixtures of ATE distributions in the coordinate-conditional sampling access model. We also give some simplifications and improvements to the original algorithm of Blanca et al.
Gradient Descent Monotonically Decreases the Sharpness of Gradient Flow Solutions in Scalar Networks and Beyond
Recent research shows that when Gradient Descent (GD) is applied to neural networks, the loss almost never decreases monotonically. Instead, the loss oscillates as gradient descent converges to its ''Edge of Stability'' (EoS). Here, we find a quantity that does decrease monotonically throughout GD training: the sharpness attained by the gradient flow solution (GFS)-the solution that would be obtained if, from now until convergence, we train with an infinitesimal step size. Theoretically, we analyze scalar neural networks with the squared loss, perhaps the simplest setting where the EoS phenomena still occur. In this model, we prove that the GFS sharpness decreases monotonically. Using this result, we characterize settings where GD provably converges to the EoS in scalar networks. Empirically, we show that GD monotonically decreases the GFS sharpness in a squared regression model as well as practical neural network architectures.
Sharper Bounds for ell_p Sensitivity Sampling
In large scale machine learning, random sampling is a popular way to approximate datasets by a small representative subset of examples. In particular, sensitivity sampling is an intensely studied technique which provides provable guarantees on the quality of approximation, while reducing the number of examples to the product of the VC dimension d and the total sensitivity mathfrak S in remarkably general settings. However, guarantees going beyond this general bound of mathfrak S d are known in perhaps only one setting, for ell_2 subspace embeddings, despite intense study of sensitivity sampling in prior work. In this work, we show the first bounds for sensitivity sampling for ell_p subspace embeddings for pneq 2 that improve over the general mathfrak S d bound, achieving a bound of roughly mathfrak S^{2/p} for 1leq p<2 and mathfrak S^{2-2/p} for 2<p<infty. For 1leq p<2, we show that this bound is tight, in the sense that there exist matrices for which mathfrak S^{2/p} samples is necessary. Furthermore, our techniques yield further new results in the study of sampling algorithms, showing that the root leverage score sampling algorithm achieves a bound of roughly d for 1leq p<2, and that a combination of leverage score and sensitivity sampling achieves an improved bound of roughly d^{2/p}mathfrak S^{2-4/p} for 2<p<infty. Our sensitivity sampling results yield the best known sample complexity for a wide class of structured matrices that have small ell_p sensitivity.
Tighter Lower Bounds for Shuffling SGD: Random Permutations and Beyond
We study convergence lower bounds of without-replacement stochastic gradient descent (SGD) for solving smooth (strongly-)convex finite-sum minimization problems. Unlike most existing results focusing on final iterate lower bounds in terms of the number of components n and the number of epochs K, we seek bounds for arbitrary weighted average iterates that are tight in all factors including the condition number kappa. For SGD with Random Reshuffling, we present lower bounds that have tighter kappa dependencies than existing bounds. Our results are the first to perfectly close the gap between lower and upper bounds for weighted average iterates in both strongly-convex and convex cases. We also prove weighted average iterate lower bounds for arbitrary permutation-based SGD, which apply to all variants that carefully choose the best permutation. Our bounds improve the existing bounds in factors of n and kappa and thereby match the upper bounds shown for a recently proposed algorithm called GraB.
A dichotomy result for strictly increasing bisymmetric maps
In this paper we show some remarkable consequences of the method which proves that every bisymmetric, symmetric, reflexive, strictly monotonic binary map on a proper interval is continuous, in particular it is a quasi-arithmetic mean. Now we demonstrate that this result can be refined in the way that the symmetry condition can be weakened by assuming symmetry only for a pair of distinct points of an interval.
Persistence of kinks in the NLS equation with competing nonlinearities
External potentials break the translational invariance of nonlinear Schrödinger (NLS) equations and generally convert a continuous family of standing wave solutions into isolated pinned states. We study this mechanism for the prototypical case of a kink in the NLS equation with competing focusing cubic and defocusing quintic nonlinearities. The Lyapunov--Schmidt reduction method is used to prove that the location s_0 of the pinned kinks is selected near roots of an effective potential V_{rm eff}(s). We then determine how the translational zero eigenvalue of the Jacobian operator splits under the perturbation and prove that the sign of V_{rm eff}'(s_0) distinguishes eigendirections of positive and negative energy. We further show that if the Jacobian operator admits a negative eigenvalue, then the stability problem contains a real unstable eigenvalue. The derivation of the asymptotic expansion for the unstable eigenvalue is nonstandard because the zero eigenvalue is embedded in the continuous spectrum of the linearized operator. Finally, we show that the persistence of kinks lacks parity symmetry even if the external potential is odd. Numerical continuation, spectral computations with domains adapted to the slowly decaying eigenfunctions, and direct dynamical simulations of the time evolution corroborate the analytical predictions for different representative examples.
Revisiting Pontryagin's Proof of Stable Stems 1 and 2
In this paper, we introduce fundamental notions of homotopy theory, including homotopy excision and the Freudenthal suspension theorem. We then explore framed cobordism and its connection to stable homotopy groups of spheres through the Pontryagin-Thom construction. Using this framework, we compute the stable stems in dimensions 0, 1, and 2. This work is primarily expository, revisiting proofs from Pont1 with slight modifications incorporating modern notation. Furthermore, in the final section, we discuss 2-dimensional framed manifolds with Arf invariant one and examine why the result of Pont2 regarding π_2^S is incorrect.
A Hybrid Algorithm for Monotone Variational Inequalities
Inspired by the adaptive Golden Ratio Algorithm (aGRAAL), we propose two new methods for solving monotone variational inequalities. We show that by selecting the momentum parameter beyond the golden ratio in aGRAAL, the convergence speed can be improved, which motivates us to study the switching between small and large momentum parameters to accelerate convergence. We validate the performance of our proposed algorithms on several classes of variational inequality problems studied in the machine learning and control literature, including Nash equilibrium seeking, composite minimization, Markov decision processes, and zero-sum games, and compare them to that of existing methods.
Hallucinations Live in Variance
Benchmarks measure whether a model is correct. They do not measure whether a model is reliable. This distinction is largely academic for single-shot inference, but becomes critical for agentic AI systems, where a single rephrased prompt can trigger cascading failures in multi-step execution. Yet this form of instability is not captured by existing evaluations. Hallucinations live in variance: they arise when semantically equivalent prompts activate inconsistent internal pathways, producing divergent outputs. Consistent but incorrect outputs reflect bias or missing knowledge; confident guessing reflects calibration failure. Neither constitutes hallucination under this definition. When error is variance-dominated, reducing redundant pathways improves reliability without adding knowledge. We formalize this through Semantic Stability (SS), measured via Paraphrase Consistency (PC@k): generate k paraphrases, greedy decode each, compute mode agreement. SS is a diagnostic for variance-driven unreliability, not a method for improving correctness. We show that a dense Qwen3-0.6B agrees with itself only 23.8% of the time; at 32% sparsity, agreement jumps to 55.9%. A phase diagram reveals the sweet spot where variance reduction outpaces bias accumulation, and regimes where stability collapses onto wrong answers.
The Geometric Canary: Predicting Steerability and Detecting Drift via Representational Stability
Reliable deployment of language models requires two capabilities that appear distinct but share a common geometric foundation: predicting whether a model will accept targeted behavioral control, and detecting when its internal structure degrades. We show that geometric stability, the consistency of a representation's pairwise distance structure, addresses both. Supervised Shesha variants that measure task-aligned geometric stability predict linear steerability with near-perfect accuracy (ρ= 0.89-0.97) across 35-69 embedding models and three NLP tasks, capturing unique variance beyond class separability (partial ρ= 0.62-0.76). A critical dissociation emerges: unsupervised stability fails entirely for steering on real-world tasks (ρapprox 0.10), revealing that task alignment is essential for controllability prediction. However, unsupervised stability excels at drift detection, measuring nearly 2times greater geometric change than CKA during post-training alignment (up to 5.23times in Llama) while providing earlier warning in 73\% of models and maintaining a 6times lower false alarm rate than Procrustes. Together, supervised and unsupervised stability form complementary diagnostics for the LLM deployment lifecycle: one for pre-deployment controllability assessment, the other for post-deployment monitoring.
Geometric Stability: The Missing Axis of Representations
Representational similarity methods compare the geometries of neural representations, but they do not measure how consistently the geometry of a single representation is recovered from subsets of its feature coordinates. We call this property geometric stability and introduce Shesha, which estimates it by correlating representational dissimilarity matrices from complementary random feature subsets. Shesha is not invariant to orthogonal rotations: representations with identical Gram matrices, and therefore identical linear CKA, can have different geometric stability. Controlled transformations further separate the quantities. Across 2{,}463 encoder configurations spanning seven domains, similarity and stability are positively associated across non-PCA transformations (ρ=+0.75) but negatively associated under PCA-coordinate compression (ρ=-0.47). We further evaluate 170 pretrained vision models across six datasets. DINOv2 combines strong transfer performance with bottom-quartile stability on five of six datasets, showing that transferability and feature-split stability need not coincide. Across random feature subsets, the marginal relationship between Shesha and linear-probe variability is dataset-dependent; after controlling for task alignment with LogME, higher Shesha is associated with lower variability on five of six datasets. These results identify geometric stability as a basis-dependent property that complements representational similarity and task alignment.
Nonlinear stability of 3D Couette flow on mathbb Ttimesmathbb R^2 under critical transverse low-frequency control
We establish nonlinear stability of three-dimensional Couette flow for the incompressible Navier--Stokes equations on mathbb Ttimesmathbb R^2. Divergence-free perturbations satisfying |u_{rm in}|_{H^2}+|u^perp_{0,rm in}|_{dot B^{-2}_{2,infty}}leq c_*ν generate unique global H^2 solutions that remain close to Couette flow, where u^perp_{0,rm in} denotes the streamwise average of the transverse velocity. This result retains the O(ν) stability threshold despite the absence of a spanwise spectral gap. The nonzero streamwise modes exhibit enhanced dissipation, their wall-normal component satisfies a viscosity-uniform time-integrated inviscid-damping estimate, and the transverse zero mode decays in L^2 at rate (1+νt)^{-1}. The endpoint space dot B^{-2}_{2,infty} controls the transverse low frequencies, accommodates divergence-form nonlinear forcing, and is critical for linear lift-up from the wall-normal zero mode. The proof combines propagation of this endpoint norm, Fourier splitting, and a two-level roll-to-streak representation with an adaptation of the nonzero-mode framework of Wei--Zhang (CPAM, 2021).
Sharp Deviations Bounds for Dirichlet Weighted Sums with Application to analysis of Bayesian algorithms
In this work, we derive sharp non-asymptotic deviation bounds for weighted sums of Dirichlet random variables. These bounds are based on a novel integral representation of the density of a weighted Dirichlet sum. This representation allows us to obtain a Gaussian-like approximation for the sum distribution using geometry and complex analysis methods. Our results generalize similar bounds for the Beta distribution obtained in the seminal paper Alfers and Dinges [1984]. Additionally, our results can be considered a sharp non-asymptotic version of the inverse of Sanov's theorem studied by Ganesh and O'Connell [1999] in the Bayesian setting. Based on these results, we derive new deviation bounds for the Dirichlet process posterior means with application to Bayesian bootstrap. Finally, we apply our estimates to the analysis of the Multinomial Thompson Sampling (TS) algorithm in multi-armed bandits and significantly sharpen the existing regret bounds by making them independent of the size of the arms distribution support.
Approximate Stability of Subadditive Games and Traveling Salesman Games
The core of Transferable Utility (T.U.) games is a well-known solution concept from cooperative game theory yielding a cost allocation among n agents (called players) forming a coalition that is stable (i.e. no subset of players has an interest to deviate). In this paper, inspired by a practical application in the context of a decision support system for collaborative transportation in a Short Food Supply Chain (SFSC), we mainly focus on Traveling Salesman Games (TSGs), where the objective is to allocate the cost of a Traveling Salesman Problem (TSP) with n locations and 1 depot to n players, each linked to exactly one of the locations. Given the computational complexity of computing an element of the core and the cost of a TSP, we study semicore allocations: a relaxation of the core that only requires that the subsets of size n -1 and of size 1 do not wish to deviate from the coalition. In the literature, instances of TSGs with empty cores and semicores are found. Hence, this paper first surveys the methods to approximate stability whenever the core is empty, such as the cost of stability (computing the minimum amount of money to subsidize the coalition with to attain stability) and the ε-core (which is a set of allocations that allow subsets of players to exceed their actual cost, but at most of a value of ε). We prove that these two solution
Relative Oscillation Theory for Jacobi Matrices Extended
We present a comprehensive treatment of relative oscillation theory for finite Jacobi matrices. We show that the difference of the number of eigenvalues of two Jacobi matrices in an interval equals the number of weighted sign-changes of the Wronskian of suitable solutions of the two underlying difference equations. Until now only the case of perturbations of the main diagonal was known. We extend the known results to arbitrary perturbations, allow any (half-)open and closed spectral intervals, simplify the proof, and establish the comparison theorem.
Small-scale proxies for large-scale Transformer training instabilities
Teams that have trained large Transformer-based models have reported training instabilities at large scale that did not appear when training with the same hyperparameters at smaller scales. Although the causes of such instabilities are of scientific interest, the amount of resources required to reproduce them has made investigation difficult. In this work, we seek ways to reproduce and study training stability and instability at smaller scales. First, we focus on two sources of training instability described in previous work: the growth of logits in attention layers (Dehghani et al., 2023) and divergence of the output logits from the log probabilities (Chowdhery et al., 2022). By measuring the relationship between learning rate and loss across scales, we show that these instabilities also appear in small models when training at high learning rates, and that mitigations previously employed at large scales are equally effective in this regime. This prompts us to investigate the extent to which other known optimizer and model interventions influence the sensitivity of the final loss to changes in the learning rate. To this end, we study methods such as warm-up, weight decay, and the muParam (Yang et al., 2022), and combine techniques to train small models that achieve similar losses across orders of magnitude of learning rate variation. Finally, to conclude our exploration we study two cases where instabilities can be predicted before they emerge by examining the scaling behavior of model activation and gradient norms.
Diagnosing and Preventing Instabilities in Recurrent Video Processing
Recurrent models are a popular choice for video enhancement tasks such as video denoising or super-resolution. In this work, we focus on their stability as dynamical systems and show that they tend to fail catastrophically at inference time on long video sequences. To address this issue, we (1) introduce a diagnostic tool which produces input sequences optimized to trigger instabilities and that can be interpreted as visualizations of temporal receptive fields, and (2) propose two approaches to enforce the stability of a model during training: constraining the spectral norm or constraining the stable rank of its convolutional layers. We then introduce Stable Rank Normalization for Convolutional layers (SRN-C), a new algorithm that enforces these constraints. Our experimental results suggest that SRN-C successfully enforces stability in recurrent video processing models without a significant performance loss.
Vortex screening and the fate of the BKT transition with long-range couplings
The stability of the Berezinskii--Kosterlitz--Thouless phase against long-range interactions remains an open problem. We address this question in the two-dimensional XY model with couplings decaying as r^{-2-σ}, by developing a real-space renormalization-group treatment near the Gaussian manifold of quasi-long-range ordered (QLRO) states. We retain the full many-body vortex interaction and show that, at leading order in the fugacity, screening by small vortex--antivortex pairs preserves its Gaussian-average representation without an expansion in the long-range coupling. Including spin waves perturbatively then yields a local stability criterion: a stable QLRO interval exists only for σ>7/4. We also investigate a Wilson--Fisher-like fixed point at finite coupling for σ<7/4, for which the retained flow predicts ν^{-1}sim7/4-σ as it merges with the Gaussian line.
Equitable Mechanism Design for Facility Location
We consider strategy proof mechanisms for facility location which maximize equitability between agents. As is common in the literature, we measure equitability with the Gini index. We first prove a simple but fundamental impossibility result that no strategy proof mechanism can bound the approximation ratio of the optimal Gini index of utilities for one or more facilities. We propose instead computing approximation ratios of the complemented Gini index of utilities, and consider how well both deterministic and randomized mechanisms approximate this. In addition, as Nash welfare is often put forwards as an equitable compromise between egalitarian and utilitarian outcomes, we consider how well mechanisms approximate the Nash welfare.
Lower Complexity Bounds for Nonconvex-Strongly-Convex Bilevel Optimization with First-Order Oracles
Although upper bound guarantees for bilevel optimization have been widely studied, progress on lower bounds has been limited due to the complexity of the bilevel structure. In this work, we focus on the smooth nonconvex-strongly-convex setting and develop new hard instances that yield nontrivial lower bounds under deterministic and stochastic first-order oracle models. In the deterministic case, we prove that any first-order zero-respecting algorithm requires at least Ω(κ^{3/2}ε^{-2}) oracle calls to find an ε-accurate stationary point, improving the optimal lower bounds known for single-level nonconvex optimization and for nonconvex-strongly-convex min-max problems. In the stochastic case, we show that at least Ω(κ^{5/2}ε^{-4}) stochastic oracle calls are necessary, again strengthening the best known bounds in related settings. Our results expose substantial gaps between current upper and lower bounds for bilevel optimization and suggest that even simplified regimes, such as those with quadratic lower-level objectives, warrant further investigation toward understanding the optimal complexity of bilevel optimization under standard first-order oracles.
Counterfactual Plans under Distributional Ambiguity
Counterfactual explanations are attracting significant attention due to the flourishing applications of machine learning models in consequential domains. A counterfactual plan consists of multiple possibilities to modify a given instance so that the model's prediction will be altered. As the predictive model can be updated subject to the future arrival of new data, a counterfactual plan may become ineffective or infeasible with respect to the future values of the model parameters. In this work, we study the counterfactual plans under model uncertainty, in which the distribution of the model parameters is partially prescribed using only the first- and second-moment information. First, we propose an uncertainty quantification tool to compute the lower and upper bounds of the probability of validity for any given counterfactual plan. We then provide corrective methods to adjust the counterfactual plan to improve the validity measure. The numerical experiments validate our bounds and demonstrate that our correction increases the robustness of the counterfactual plans in different real-world datasets.
MSign: An Optimizer Preventing Training Instability in Large Language Models via Stable Rank Restoration
Training instability remains a critical challenge in large language model (LLM) pretraining, often manifesting as sudden gradient explosions that waste significant computational resources. We study training failures in a 5M-parameter NanoGPT model scaled via μP, identifying two key phenomena preceding collapse: (1) rapid decline in weight matrix stable rank (ratio of squared Frobenius norm to squared spectral norm), and (2) increasing alignment between adjacent layer Jacobians. We prove theoretically that these two conditions jointly cause exponential gradient norm growth with network depth. To break this instability mechanism, we propose MSign, a new optimizer that periodically applies matrix sign operations to restore stable rank. Experiments on models from 5M to 3B parameters demonstrate that MSign effectively prevents training failures with a computational overhead of less than 7.0%.
ReasonBENCH: Benchmarking the (In)Stability of LLM Reasoning
Large language models (LLMs) are increasingly deployed in settings where reasoning, such as multi-step problem solving and chain-of-thought, is essential. Yet, current evaluation practices overwhelmingly report single-run accuracy while ignoring the intrinsic uncertainty that naturally arises from stochastic decoding. This omission creates a blind spot because practitioners cannot reliably assess whether a method's reported performance is stable, reproducible, or cost-consistent. We introduce ReasonBENCH, the first benchmark designed to quantify the underlying instability in LLM reasoning. ReasonBENCH provides (i) a modular evaluation library that standardizes reasoning frameworks, models, and tasks, (ii) a multi-run protocol that reports statistically reliable metrics for both quality and cost, and (iii) a public leaderboard to encourage variance-aware reporting. Across tasks from different domains, we find that the vast majority of reasoning strategies and models exhibit high instability. Notably, even strategies with similar average performance can display confidence intervals up to four times wider, and the top-performing methods often incur higher and less stable costs. Such instability compromises reproducibility across runs and, consequently, the reliability of reported performance. To better understand these dynamics, we further analyze the impact of prompts, model families, and scale on the trade-off between solve rate and stability. Our results highlight reproducibility as a critical dimension for reliable LLM reasoning and provide a foundation for future reasoning methods and uncertainty quantification techniques. ReasonBENCH is publicly available at https://github.com/au-clan/ReasonBench .
Fast, Stable and Efficient Approximation of Multi-parameter Persistence Modules with MMA
In this article, we introduce a new parameterized family of topological invariants, taking the form of candidate decompositions, for multi-parameter persistence modules. We prove that our candidate decompositions are controllable approximations: when restricting to modules that can be decomposed into interval summands, we establish theoretical results about the approximation error between our candidate decompositions and the true underlying module in terms of the standard interleaving and bottleneck distances. Moreover, even when the underlying module does not admit such a decomposition, our candidate decompositions are nonetheless stable invariants; small perturbations in the underlying module lead to small perturbations in the candidate decomposition. Then, we introduce MMA (Multipersistence Module Approximation): an algorithm for computing stable instances of such invariants, which is based on fibered barcodes and exact matchings, two constructions that stem from the theory of single-parameter persistence. By design, MMA can handle an arbitrary number of filtrations, and has bounded complexity and running time. Finally, we present empirical evidence validating the generalization capabilities and running time speed-ups of MMA on several data sets.
Avoiding Premature Collapse: Adaptive Annealing for Entropy-Regularized Structural Inference
Differentiable matching layers and residual connection paradigms, often implemented via entropy-regularized Optimal Transport (OT), serve as critical mechanisms in structural prediction and architectural scaling. However, recovering discrete permutations or maintaining identity mappings via annealing εto 0 is notoriously unstable. In this work, we identify a fundamental mechanism for this failure: Premature Mode Collapse. By analyzing the non-normal dynamics of the Sinkhorn fixed-point map, we reveal a theoretical thermodynamic speed limit: standard exponential cooling outpaces the contraction rate of the inference operator, which degrades as O(1/ε). To address this, we propose Efficient Piecewise Hybrid Adaptive Stability Control (EPH-ASC), an adaptive scheduling algorithm that monitors the stability of the inference process. We demonstrate that EPH-ASC is essential for stabilizing Manifold-Constrained Hyper-Connections (mHC) during large-scale training on the FineWeb-Edu dataset, effectively preventing late-stage gradient explosions by enforcing a linear stability law.
Training-Free Constrained Generation With Stable Diffusion Models
Stable diffusion models represent the state-of-the-art in data synthesis across diverse domains and hold transformative potential for applications in science and engineering, e.g., by facilitating the discovery of novel solutions and simulating systems that are computationally intractable to model explicitly. While there is increasing effort to incorporate physics-based constraints into generative models, existing techniques are either limited in their applicability to latent diffusion frameworks or lack the capability to strictly enforce domain-specific constraints. To address this limitation this paper proposes a novel integration of stable diffusion models with constrained optimization frameworks, enabling the generation of outputs satisfying stringent physical and functional requirements. The effectiveness of this approach is demonstrated through material design experiments requiring adherence to precise morphometric properties, challenging inverse design tasks involving the generation of materials inducing specific stress-strain responses, and copyright-constrained content generation tasks. All code has been released at https://github.com/RAISELab-atUVA/Constrained-Stable-Diffusion.
An operator preconditioning perspective on training in physics-informed machine learning
In this paper, we investigate the behavior of gradient descent algorithms in physics-informed machine learning methods like PINNs, which minimize residuals connected to partial differential equations (PDEs). Our key result is that the difficulty in training these models is closely related to the conditioning of a specific differential operator. This operator, in turn, is associated to the Hermitian square of the differential operator of the underlying PDE. If this operator is ill-conditioned, it results in slow or infeasible training. Therefore, preconditioning this operator is crucial. We employ both rigorous mathematical analysis and empirical evaluations to investigate various strategies, explaining how they better condition this critical operator, and consequently improve training.
Local convergence of the Levenberg-Marquardt method under Hölder metric subregularity
We describe and analyse Levenberg-Marquardt methods for solving systems of nonlinear equations. More specifically, we propose an adaptive formula for the Levenberg-Marquardt parameter and analyse the local convergence of the method under Hölder metric subregularity of the function defining the equation and Hölder continuity of its gradient mapping. Further, we analyse the local convergence of the method under the additional assumption that the Łojasiewicz gradient inequality holds. We finally report encouraging numerical results confirming the theoretical findings for the problem of computing moiety conserved steady states in biochemical reaction networks. This problem can be cast as finding a solution of a system of nonlinear equations, where the associated mapping satisfies the Łojasiewicz gradient inequality assumption.
Local separation profiles for the stationary Prandtl system
We construct solutions to the two-dimensional stationary Prandtl system under a constant adverse pressure gradient exhibiting a family of distinct separation laws. More precisely, for every integer ellge1, we construct smooth initial data for which separation occurs at a finite location x=x^ast, with \[ \partial_y u(x,0) =\mathbf C_\ell(x^\ast-x)^{\ell/2}\bigl(1+o(1)\bigr), \qquad x\uparrow x^\ast, \] where mathbf C_ell>0 depends on the initial data. We determine the local asymptotic structure of the solution near separation through matched inner and outer expansions based on linearization around the ground state in von Mises variables. This description addresses Open Problem~5 posed by Oleinik and Samokhin~OleinikSamok-book-99. We also prove that the square-root separation regime, corresponding to ell=1, is dynamically stable under small admissible perturbations of the initial data in a suitable topology.
Data Feedback Loops: Model-driven Amplification of Dataset Biases
Datasets scraped from the internet have been critical to the successes of large-scale machine learning. Yet, this very success puts the utility of future internet-derived datasets at potential risk, as model outputs begin to replace human annotations as a source of supervision. In this work, we first formalize a system where interactions with one model are recorded as history and scraped as training data in the future. We then analyze its stability over time by tracking changes to a test-time bias statistic (e.g. gender bias of model predictions). We find that the degree of bias amplification is closely linked to whether the model's outputs behave like samples from the training distribution, a behavior which we characterize and define as consistent calibration. Experiments in three conditional prediction scenarios - image classification, visual role-labeling, and language generation - demonstrate that models that exhibit a sampling-like behavior are more calibrated and thus more stable. Based on this insight, we propose an intervention to help calibrate and stabilize unstable feedback systems. Code is available at https://github.com/rtaori/data_feedback.
Preference Instability in Reward Models: Detection and Mitigation via Sparse Autoencoders
Preference learning in large language models relies on reward models as proxies for human judgment. However, these models frequently exhibit preference instability, producing contradictory preference assignments in response to subtle, meaning-preserving input variations. We analyze this instability at the representation level under three semantic-preserving perturbation types: paraphrasing, pattern injection, and backdoor triggers. We attribute this instability to over-reliance on predictive yet brittle features, which we term unstable features, and isolate them via Sparse Autoencoders (SAEs) in a sparse latent space where benign and perturbed inputs activate distinctly separable patterns. Building on this separability, we propose two SAE-based instability mitigation strategies: SAE Feature Steering, which identifies and suppresses anomalously activated features at inference, and SAE Residual Correction, which learns adaptive adjustments over SAE features to restore correct preferences. Our methods substantially reduce incorrect preference assignments on harmlessness and hallucination benchmarks while preserving benign performance and general utility on other tasks, without retraining the reward model. Our code and data are available in https://github.com/shunchang-liu/pisa.
