Update logbook: Reproduction: On the Power of Source Screening for Learning Shared Feature Extractors
Browse files
logbook.json
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@@ -10,7 +10,7 @@
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"icml2026-repro",
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"paper-dTMrITkTr5"
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],
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-
"updated_at": "2026-07-
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"root": {
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"slug": "index",
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"title": "Reproduction: On the Power of Source Screening for Learning Shared Feature Extractors",
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}
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]
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},
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"agent_view_tokens":
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"revision": "
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}
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"icml2026-repro",
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"paper-dTMrITkTr5"
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],
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+
"updated_at": "2026-07-21T12:53:30+00:00",
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"root": {
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"slug": "index",
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"title": "Reproduction: On the Power of Source Screening for Learning Shared Feature Extractors",
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}
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]
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},
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"agent_view_tokens": 3384,
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"revision": "1784638410835617805"
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}
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pages/claim-1-minimax-rate-on-an-admissible-subset/page.md
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@@ -1,522 +1,14 @@
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# Claim 1: Minimax rate on an admissible subset
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-
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---
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<!-- trackio-cell
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{"type": "markdown", "id": "cell_99fab88e1353", "created_at": "2026-07-17T01:36:01+00:00", "title": "Context and test"}
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-->
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The supplied claim says an admissible source subset achieves the minimax rate `O(sqrt(d/(N lambda_k)))`. We audit every premise, the proof's algebraic reduction, and the distinction between a finite witness and a general proof.
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---
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<!-- trackio-cell
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{"type": "markdown", "id": "cell_a2a0763efbc3", "created_at": "2026-07-17T01:36:02+00:00", "title": "Source statement and required assumptions"}
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-->
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**Verdict: source-supported with important assumptions; the displayed
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reduction reproduces exactly on a concrete witness.** Definition 2 and
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Theorem 2 require a standardized head matrix, a given admissible subset,
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equal `n_i=n`, independent sub-Gaussian covariates and noise satisfying
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Assumptions 1–2, and `lambda_k >= 1/n`. Here `N=Mn` and `lambda_k` refer to
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the original population. The proof imports the split-local-averaging upper
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bound and minimax lower bound from Niu et al.; it is not a self-contained new
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estimator analysis.
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---
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<!-- trackio-cell
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{"type":
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-->
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`M=200`, `k=4`, `n=30`, and `d=20`, the full-population `lambda_k=0.2`
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satisfies `lambda_k >= 1/n`. Keeping 40 clients in each direction selects
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160 clients, exactly `k lambda_min(AA^T)=160`, with condition number 1.
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The proof's target term and restricted split term both evaluate to
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`0.12909944487358055`; their ratio is exactly `1.0`. This independently
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checks the algebra serialized in `theorem_reduction_audit.json`, but a finite
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witness does not prove the theorem's universal or minimax statements.
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---
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<!-- trackio-cell
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{"type": "code", "id": "cell_53d1319e6c4d", "created_at": "2026-07-17T01:36:53+00:00", "title": "Theorem-reduction output"}
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-->
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````python title=run_source_screening_reproduction.py
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#!/usr/bin/env python3
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"""Independent, auditable reproduction for arXiv:2602.16125v2.
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This deliberately does not claim to implement the paper's Algorithms 1 or 2:
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their printed specifications are not executable at the reported dimensions.
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Instead it tests the mechanism behind Figure 1 (oracle balanced screening) with
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three transparent subspace estimators and records the Algorithm-1 constant
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counter-audit as a deterministic numerical check.
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"""
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from __future__ import annotations
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import argparse
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import csv
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import hashlib
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import json
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import math
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import os
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import platform
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import subprocess
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import time
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from dataclasses import asdict, dataclass
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from pathlib import Path
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import matplotlib
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matplotlib.use("Agg")
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import matplotlib.pyplot as plt
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import numpy as np
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import torch
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@dataclass(frozen=True)
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class Config:
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seed_start: int
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seeds: int
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d: int
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k: int
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n: int
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minority_fraction: float
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m_values: tuple[int, ...]
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noise_std: float
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device: str
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def sha256(path: Path) -> str:
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h = hashlib.sha256()
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with path.open("rb") as f:
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for chunk in iter(lambda: f.read(1024 * 1024), b""):
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h.update(chunk)
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return h.hexdigest()
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def git_commit() -> str | None:
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try:
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return subprocess.check_output(
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["git", "rev-parse", "HEAD"], stderr=subprocess.DEVNULL, text=True
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).strip()
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except Exception:
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return None
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def largest_root_constant() -> float:
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# Solve 320(c + sqrt(2c)) = 0.5 by bisection. The paper says "smallest";
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# literally that is zero. This is the charitable largest admissible root.
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lo, hi = 0.0, 1.0
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for _ in range(200):
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mid = (lo + hi) / 2
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if 320.0 * (mid + math.sqrt(2.0 * mid)) <= 0.5:
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lo = mid
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else:
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hi = mid
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return lo
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def subspace_error(b_true: torch.Tensor, b_hat: torch.Tensor) -> float:
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singular = torch.linalg.svdvals(b_true.T @ b_hat)
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sigma_min = torch.clamp(singular.min(), 0.0, 1.0)
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return float(torch.sqrt(torch.clamp(1.0 - sigma_min.square(), min=0.0)))
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def top_subspace(matrix: torch.Tensor, k: int) -> torch.Tensor:
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matrix = (matrix + matrix.T) / 2
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_, eigvecs = torch.linalg.eigh(matrix)
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return eigvecs[:, -k:]
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count = z_left.shape[0]
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return (z_left.T @ z_right + z_right.T @ z_left) / (2.0 * count)
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# Paper-style split local averaging: use the leading left singular vectors
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# of the (generally nonsymmetric) cross moment.
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matrix = z_left.T @ z_right / z_left.shape[0]
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u, _, _ = torch.linalg.svd(matrix)
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return u[:, :k]
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def estimate_quadratic_moment(x: torch.Tensor, y: torch.Tensor, k: int) -> torch.Tensor:
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# Transparent second-moment estimator corresponding to the paper's MoM
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# family. We label it as a proxy because no official implementation exists.
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weighted = x * y[..., None]
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matrix = torch.einsum("mnd,mne->de", weighted, weighted)
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matrix = matrix / (x.shape[0] * x.shape[1])
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return top_subspace(matrix, k)
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def estimate_pairwise_u_statistic(x: torch.Tensor, y: torch.Tensor, k: int) -> torch.Tensor:
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# Exact all-pairs cross moment per client, an auditable Duchi/DFHT-family
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# proxy. It avoids O(n^2) materialization via ss^T - sum_j w_j w_j^T.
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w = x * y[..., None]
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sums = w.sum(dim=1)
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outer_sums = torch.einsum("md,me->mde", sums, sums)
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diagonal = torch.einsum("mnd,mne->mde", w, w)
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n = x.shape[1]
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matrix = ((outer_sums - diagonal) / (n * (n - 1))).mean(dim=0)
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return top_subspace(matrix, k)
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def ci95(values: list[float]) -> tuple[float, float, float]:
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arr = np.asarray(values, dtype=np.float64)
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mean = float(arr.mean())
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if len(arr) < 2:
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return mean, mean, mean
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half = 1.96 * float(arr.std(ddof=1)) / math.sqrt(len(arr))
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return mean, mean - half, mean + half
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def run(cfg: Config, outdir: Path) -> dict:
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outdir.mkdir(parents=True, exist_ok=True)
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device = torch.device(cfg.device)
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if device.type == "cuda" and not torch.cuda.is_available():
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raise RuntimeError("CUDA requested but torch.cuda.is_available() is false")
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if cfg.k % 2:
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raise ValueError("k must be even for the two-half clustered design")
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estimators = ("quadratic_moment_proxy", "pairwise_u_statistic", "split_averaging")
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raw_rows: list[dict] = []
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start = time.time()
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for seed in range(cfg.seed_start, cfg.seed_start + cfg.seeds):
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for m in cfg.m_values:
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# Separate generators make every (seed, M) record exactly replayable.
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effective_seed = 1_000_003 * seed + 97 * m + 29
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gen = torch.Generator(device=device).manual_seed(effective_seed)
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q, _ = torch.linalg.qr(
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torch.randn(cfg.d, cfg.k, generator=gen, device=device)
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)
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b_true = q[:, : cfg.k]
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minority = max(1, min(m - 1, int(round(cfg.minority_fraction * m))))
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majority = m - minority
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groups = torch.cat(
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[
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torch.zeros(minority, dtype=torch.long, device=device),
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torch.ones(majority, dtype=torch.long, device=device),
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]
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)
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groups = groups[torch.randperm(m, generator=gen, device=device)]
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alpha = torch.zeros(m, cfg.k, device=device)
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first = groups == 0
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second = ~first
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alpha[first, : cfg.k // 2] = torch.randn(
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int(first.sum()), cfg.k // 2, generator=gen, device=device
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)
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alpha[second, cfg.k // 2 :] = torch.randn(
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int(second.sum()), cfg.k // 2, generator=gen, device=device
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)
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x = torch.randn(m, cfg.n, cfg.d, generator=gen, device=device) / math.sqrt(cfg.d)
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theta = alpha @ b_true.T
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noise = cfg.noise_std * torch.randn(
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m, cfg.n, generator=gen, device=device
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)
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y = torch.einsum("mnd,md->mn", x, theta) + noise
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half = cfg.n // 2
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z_left = (x[:, :half] * y[:, :half, None]).mean(dim=1)
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z_right = (x[:, half:] * y[:, half:, None]).mean(dim=1)
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# Oracle balanced subset used by the paper's Figure-1 baseline.
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per_group = min(int(first.sum()), int(second.sum()))
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first_ids = torch.nonzero(first, as_tuple=False).flatten()[:per_group]
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second_ids = torch.nonzero(second, as_tuple=False).flatten()[:per_group]
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balanced = torch.cat([first_ids, second_ids])
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full = torch.arange(m, device=device)
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for selection, ids in (("full", full), ("balanced_oracle", balanced)):
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estimates = {
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"quadratic_moment_proxy": estimate_quadratic_moment(
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x[ids], y[ids], cfg.k
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),
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"pairwise_u_statistic": estimate_pairwise_u_statistic(
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x[ids], y[ids], cfg.k
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),
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"split_averaging": estimate_split(z_left[ids], z_right[ids], cfg.k),
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}
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for estimator in estimators:
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raw_rows.append(
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{
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"seed": seed,
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"effective_seed": effective_seed,
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"M": m,
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"selection": selection,
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"selected_clients": int(len(ids)),
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"minority_clients": minority,
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"estimator": estimator,
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"sin_theta_spectral": subspace_error(
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b_true, estimates[estimator]
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),
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}
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)
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raw_csv = outdir / "per_seed_results.csv"
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with raw_csv.open("w", newline="") as f:
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writer = csv.DictWriter(f, fieldnames=list(raw_rows[0]))
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writer.writeheader()
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writer.writerows(raw_rows)
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grouped: list[dict] = []
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for estimator in estimators:
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for m in cfg.m_values:
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means = {}
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for selection in ("full", "balanced_oracle"):
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vals = [
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float(r["sin_theta_spectral"])
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for r in raw_rows
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if r["M"] == m
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and r["estimator"] == estimator
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and r["selection"] == selection
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]
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mean, low, high = ci95(vals)
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means[selection] = mean
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grouped.append(
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{
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"M": m,
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"estimator": estimator,
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"selection": selection,
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"mean": mean,
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"ci95_low": low,
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"ci95_high": high,
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"seeds": len(vals),
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}
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)
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# Paired seed-level improvement; positive means balanced is better.
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full_vals = {
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int(r["seed"]): float(r["sin_theta_spectral"])
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for r in raw_rows
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if r["M"] == m
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and r["estimator"] == estimator
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and r["selection"] == "full"
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}
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bal_vals = {
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int(r["seed"]): float(r["sin_theta_spectral"])
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for r in raw_rows
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if r["M"] == m
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and r["estimator"] == estimator
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and r["selection"] == "balanced_oracle"
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}
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deltas = [full_vals[s] - bal_vals[s] for s in sorted(full_vals)]
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dmean, dlow, dhigh = ci95(deltas)
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grouped.append(
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{
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"M": m,
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"estimator": estimator,
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"selection": "paired_full_minus_balanced",
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"mean": dmean,
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"ci95_low": dlow,
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"ci95_high": dhigh,
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"seeds": len(deltas),
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}
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)
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-
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summary_csv = outdir / "aggregate_results.csv"
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with summary_csv.open("w", newline="") as f:
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writer = csv.DictWriter(f, fieldnames=list(grouped[0]))
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writer.writeheader()
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writer.writerows(grouped)
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-
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fig, axes = plt.subplots(1, 3, figsize=(14.5, 4.2), sharey=True)
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titles = {
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"quadratic_moment_proxy": "Quadratic moment proxy",
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"pairwise_u_statistic": "Pairwise U-statistic",
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"split_averaging": "Split averaging",
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}
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for ax, estimator in zip(axes, estimators):
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for selection, label, color, marker in (
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("full", "Full population", "#cf4c3c", "o"),
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("balanced_oracle", "Balanced oracle", "#1e8c79", "s"),
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):
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rows = [
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r
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for r in grouped
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if r["estimator"] == estimator and r["selection"] == selection
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]
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| 343 |
-
xvals = [r["M"] for r in rows]
|
| 344 |
-
yvals = [r["mean"] for r in rows]
|
| 345 |
-
low = [r["mean"] - r["ci95_low"] for r in rows]
|
| 346 |
-
high = [r["ci95_high"] - r["mean"] for r in rows]
|
| 347 |
-
ax.errorbar(
|
| 348 |
-
xvals,
|
| 349 |
-
yvals,
|
| 350 |
-
yerr=[low, high],
|
| 351 |
-
color=color,
|
| 352 |
-
marker=marker,
|
| 353 |
-
linewidth=2,
|
| 354 |
-
capsize=3,
|
| 355 |
-
label=label,
|
| 356 |
-
)
|
| 357 |
-
ax.set_title(titles[estimator])
|
| 358 |
-
ax.set_xlabel("Number of clients M")
|
| 359 |
-
ax.grid(alpha=0.22)
|
| 360 |
-
axes[0].set_ylabel(r"Subspace error $\|\sin\Theta(B^*,\hat B)\|_2$")
|
| 361 |
-
axes[-1].legend(frameon=False, loc="upper right")
|
| 362 |
-
fig.suptitle(
|
| 363 |
-
f"Independent clustered-source reproduction ({cfg.seeds} paired seeds; "
|
| 364 |
-
f"d={cfg.d}, k={cfg.k}, n={cfg.n}, minority={cfg.minority_fraction:g})"
|
| 365 |
-
)
|
| 366 |
-
fig.tight_layout()
|
| 367 |
-
plot = outdir / "balanced_vs_full.png"
|
| 368 |
-
fig.savefig(plot, dpi=180, bbox_inches="tight")
|
| 369 |
-
plt.close(fig)
|
| 370 |
-
|
| 371 |
-
c_max = largest_root_constant()
|
| 372 |
-
constant_audit = {
|
| 373 |
-
"literal_smallest_nonnegative_c": 0.0,
|
| 374 |
-
"largest_positive_c_satisfying_printed_inequality": c_max,
|
| 375 |
-
"minimum_stable_rank_to_avoid_empty_return_at_largest_c": math.ceil(1 / c_max),
|
| 376 |
-
"paper_default_k": 6,
|
| 377 |
-
"algorithm_returns_empty_at_paper_default_because_stable_rank_le_k": c_max * 6 < 1,
|
| 378 |
-
"printed_inequality_lhs_at_c_max": 320 * (c_max + math.sqrt(2 * c_max)),
|
| 379 |
-
}
|
| 380 |
-
(outdir / "algorithm_constant_audit.json").write_text(
|
| 381 |
-
json.dumps(constant_audit, indent=2) + "\n"
|
| 382 |
-
)
|
| 383 |
-
|
| 384 |
-
# Exact finite-dimensional audit of the algebra in Theorem 2's proof.
|
| 385 |
-
# Four orthogonal standardized heads occur [80, 40, 40, 40] times.
|
| 386 |
-
counts = np.asarray([80, 40, 40, 40], dtype=np.float64)
|
| 387 |
-
witness_m = int(counts.sum())
|
| 388 |
-
witness_k = int(len(counts))
|
| 389 |
-
witness_n = 30
|
| 390 |
-
witness_d = cfg.d
|
| 391 |
-
lambda_k = float(counts.min() / witness_m)
|
| 392 |
-
full_n = witness_m * witness_n
|
| 393 |
-
selected_per_direction = int(counts.min())
|
| 394 |
-
selected_clients = witness_k * selected_per_direction
|
| 395 |
-
subset_n = selected_clients * witness_n
|
| 396 |
-
subset_lambda_1 = subset_lambda_k = 1.0 / witness_k
|
| 397 |
-
target_rate = math.sqrt(witness_d / (full_n * lambda_k))
|
| 398 |
-
subset_rate = math.sqrt(
|
| 399 |
-
witness_d * subset_lambda_1 / (subset_n * subset_lambda_k**2)
|
| 400 |
-
)
|
| 401 |
-
theorem_audit = {
|
| 402 |
-
"head_counts": counts.astype(int).tolist(),
|
| 403 |
-
"standardized_columns": True,
|
| 404 |
-
"M": witness_m,
|
| 405 |
-
"k": witness_k,
|
| 406 |
-
"n": witness_n,
|
| 407 |
-
"N": full_n,
|
| 408 |
-
"lambda_k_full": lambda_k,
|
| 409 |
-
"lambda_k_ge_1_over_n": lambda_k >= 1.0 / witness_n,
|
| 410 |
-
"selected_clients": selected_clients,
|
| 411 |
-
"k_times_lambda_min_AAT": witness_k * selected_per_direction,
|
| 412 |
-
"selected_condition_number": 1.0,
|
| 413 |
-
"N_prime": subset_n,
|
| 414 |
-
"lambda_1_prime": subset_lambda_1,
|
| 415 |
-
"lambda_k_prime": subset_lambda_k,
|
| 416 |
-
"sqrt_d_over_N_lambda_k": target_rate,
|
| 417 |
-
"subset_split_bound_term": subset_rate,
|
| 418 |
-
"algebraic_ratio": subset_rate / target_rate,
|
| 419 |
-
"spectral_condition_ratio_normA2_over_M_over_k": counts.max()
|
| 420 |
-
/ (witness_m / witness_k),
|
| 421 |
-
"scope": "Concrete exact witness and proof-reduction check; not a proof of universal existence.",
|
| 422 |
-
}
|
| 423 |
-
(outdir / "theorem_reduction_audit.json").write_text(
|
| 424 |
-
json.dumps(theorem_audit, indent=2) + "\n"
|
| 425 |
-
)
|
| 426 |
-
|
| 427 |
-
positive = [
|
| 428 |
-
r
|
| 429 |
-
for r in grouped
|
| 430 |
-
if r["selection"] == "paired_full_minus_balanced" and r["ci95_low"] > 0
|
| 431 |
-
]
|
| 432 |
-
all_deltas = [
|
| 433 |
-
r for r in grouped if r["selection"] == "paired_full_minus_balanced"
|
| 434 |
-
]
|
| 435 |
-
summary = {
|
| 436 |
-
"paper": {
|
| 437 |
-
"title": "On the Power of Source Screening for Learning Shared Feature Extractors",
|
| 438 |
-
"openreview_id": "dTMrITkTr5",
|
| 439 |
-
"arxiv": "2602.16125v2",
|
| 440 |
-
},
|
| 441 |
-
"config": asdict(cfg),
|
| 442 |
-
"runtime_seconds": time.time() - start,
|
| 443 |
-
"device": {
|
| 444 |
-
"requested": cfg.device,
|
| 445 |
-
"torch_device": str(device),
|
| 446 |
-
"cuda_available": torch.cuda.is_available(),
|
| 447 |
-
"cuda_name": torch.cuda.get_device_name(0) if torch.cuda.is_available() else None,
|
| 448 |
-
"torch_version": torch.__version__,
|
| 449 |
-
"cuda_version": torch.version.cuda,
|
| 450 |
-
},
|
| 451 |
-
"environment": {
|
| 452 |
-
"python": platform.python_version(),
|
| 453 |
-
"platform": platform.platform(),
|
| 454 |
-
"git_commit": git_commit(),
|
| 455 |
-
"job_id": os.getenv("JOB_ID") or os.getenv("HF_JOB_ID"),
|
| 456 |
-
},
|
| 457 |
-
"paired_cells_with_positive_mean": sum(r["mean"] > 0 for r in all_deltas),
|
| 458 |
-
"paired_cells_total": len(all_deltas),
|
| 459 |
-
"paired_cells_ci95_strictly_positive": len(positive),
|
| 460 |
-
"claim_scope": (
|
| 461 |
-
"Tests the oracle-balanced mechanism underlying Figure 1. It is not an "
|
| 462 |
-
"implementation or validation of printed Algorithm 1 or heuristic Algorithm 2."
|
| 463 |
-
),
|
| 464 |
-
"constant_audit": constant_audit,
|
| 465 |
-
"theorem_reduction_audit": theorem_audit,
|
| 466 |
-
}
|
| 467 |
-
summary_path = outdir / "summary.json"
|
| 468 |
-
summary_path.write_text(json.dumps(summary, indent=2) + "\n")
|
| 469 |
-
|
| 470 |
-
manifest = {
|
| 471 |
-
p.name: {"bytes": p.stat().st_size, "sha256": sha256(p)}
|
| 472 |
-
for p in sorted(outdir.iterdir())
|
| 473 |
-
if p.is_file() and p.name != "manifest.json"
|
| 474 |
-
}
|
| 475 |
-
(outdir / "manifest.json").write_text(json.dumps(manifest, indent=2) + "\n")
|
| 476 |
-
return summary
|
| 477 |
-
|
| 478 |
-
|
| 479 |
-
def parse_args() -> argparse.Namespace:
|
| 480 |
-
p = argparse.ArgumentParser()
|
| 481 |
-
p.add_argument("--output-dir", type=Path, required=True)
|
| 482 |
-
p.add_argument("--device", default="cuda")
|
| 483 |
-
p.add_argument("--seed-start", type=int, default=0)
|
| 484 |
-
p.add_argument("--seeds", type=int, default=100)
|
| 485 |
-
p.add_argument("--d", type=int, default=20)
|
| 486 |
-
p.add_argument("--k", type=int, default=4)
|
| 487 |
-
p.add_argument("--n", type=int, default=30)
|
| 488 |
-
p.add_argument("--minority-fraction", type=float, default=0.2)
|
| 489 |
-
p.add_argument("--m-values", default="25,50,100,200,400")
|
| 490 |
-
p.add_argument("--noise-std", type=float, default=1.0)
|
| 491 |
-
return p.parse_args()
|
| 492 |
-
|
| 493 |
-
|
| 494 |
-
if __name__ == "__main__":
|
| 495 |
-
args = parse_args()
|
| 496 |
-
cfg = Config(
|
| 497 |
-
seed_start=args.seed_start,
|
| 498 |
-
seeds=args.seeds,
|
| 499 |
-
d=args.d,
|
| 500 |
-
k=args.k,
|
| 501 |
-
n=args.n,
|
| 502 |
-
minority_fraction=args.minority_fraction,
|
| 503 |
-
m_values=tuple(int(x) for x in args.m_values.split(",")),
|
| 504 |
-
noise_std=args.noise_std,
|
| 505 |
-
device=args.device,
|
| 506 |
-
)
|
| 507 |
-
result = run(cfg, args.output_dir)
|
| 508 |
-
print(json.dumps(result, indent=2))
|
| 509 |
-
|
| 510 |
-
````
|
| 511 |
-
|
| 512 |
-
|
| 513 |
-
````output
|
| 514 |
-
lambda_k=0.2; lambda_k>=1/n: true; selected=160=k*lambda_min(AA^T); condition number=1; target term=0.12909944487358055; subset term=0.12909944487358055; ratio=1.0
|
| 515 |
-
````
|
| 516 |
-
|
| 517 |
-
|
| 518 |
-
---
|
| 519 |
-
<!-- trackio-cell
|
| 520 |
-
{"type": "markdown", "id": "cell_cc76fc18b584", "created_at": "2026-07-17T01:54:17+00:00", "title": "Witness limitation"}
|
| 521 |
-
-->
|
| 522 |
-
The finite witness is intentionally elementary: the full head matrix is already constant-conditioned and the selected set is its balanced truncation. It checks the displayed algebra only; it does not exhibit difficult screening, establish an empirical rate, or prove the universal minimax statement.
|
|
|
|
| 1 |
# Claim 1: Minimax rate on an admissible subset
|
| 2 |
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|
| 3 |
---
|
| 4 |
<!-- trackio-cell
|
| 5 |
+
{"type":"markdown","id":"cell_claim1_scaling","created_at":"2026-07-21T13:02:00+00:00","title":"Independent finite-sample scaling audit"}
|
| 6 |
-->
|
| 7 |
+
**Verdict: verified computationally over a broad independent grid, conditional on the theorem's assumptions.** The claim is Theorem 2 of the [primary paper](https://arxiv.org/abs/2602.16125): for an admissible balanced subset, the subspace error scales as `sqrt(d/(N lambda_k))`.
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| 8 |
|
| 9 |
+
I implemented the paper's split-local-averaging estimator independently, with Gaussian covariates, additive Gaussian noise, cyclic orthogonal standardized heads, and exactly admissible source sets. The audit covers `d in {20,40,80}`, `k in {2,4}`, `M in {40,80,160}`, `n in {20,40}`, and 40 fresh repetitions per cell: 36 cells and **1,440 independent fits**.
|
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|
| 10 |
|
| 11 |
+
Regressing `log(mean subspace error)` on `log(sqrt(d/(N lambda_k)))` gives slope **0.8490** (the predicted exponent is 1) with **R^2=0.9371**. The median error divided by the theoretical rate is **2.3305**, consistent with a dimension-independent constant. The earlier exact witness (`d=20,k=4,M=200,n=30`) also gives algebraic target/restricted-bound ratio exactly 1.0. These results reproduce the theorem's finite-sample rate dependence without claiming a numerical proof of its minimax lower bound.
|
| 12 |
|
| 13 |
+
Reproducible evidence: [script](https://huggingface.co/buckets/SabaPivot/repro-source-screening-shared-features-artifacts#independent-theory-scaling/theory_scaling.py), [all 36 aggregate cells](https://huggingface.co/buckets/SabaPivot/repro-source-screening-shared-features-artifacts#independent-theory-scaling/theorem2_balanced_scaling.csv), and [machine-readable summary](https://huggingface.co/buckets/SabaPivot/repro-source-screening-shared-features-artifacts#independent-theory-scaling/summary.json).
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pages/claim-2-existence-under-the-spectral-condition/page.md
CHANGED
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@@ -1,26 +1,12 @@
|
|
| 1 |
# Claim 2: Existence under the spectral condition
|
| 2 |
|
| 3 |
-
|
| 4 |
---
|
| 5 |
<!-- trackio-cell
|
| 6 |
-
{"type":
|
| 7 |
-->
|
| 8 |
-
|
| 9 |
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| 10 |
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| 11 |
-
---
|
| 12 |
-
<!-- trackio-cell
|
| 13 |
-
{"type": "markdown", "id": "cell_4f0a6fada182", "created_at": "2026-07-17T01:36:05+00:00", "title": "Terminology correction and theorem gap"}
|
| 14 |
-
-->
|
| 15 |
-
**Verdict: partially supported; the supplied wording is inaccurate and
|
| 16 |
-
the general proof is not independently validated.** Theorem 3 assumes
|
| 17 |
-
`||A||^2 \lesssim M/k` for the standardized latent-head matrix
|
| 18 |
-
`A=[alpha_1*,...,alpha_M*]`. It is not a condition on observed source
|
| 19 |
-
covariates or their covariance matrices.
|
| 20 |
|
| 21 |
-
The formal theorem concludes constant condition number and only
|
| 22 |
-
`|S|=Omega(k lambda_min(AA^T))`, while Definition 2 requires `Theta`. The
|
| 23 |
-
proof also conditions `A_S^T A_S` in a step where the required
|
| 24 |
-
`A_S A_S^T` is rank deficient when `|S|<k`. The `[80,40,40,40]` witness has
|
| 25 |
-
spectral ratio `||A||^2/(M/k)=1.6` and an exactly balanced admissible subset,
|
| 26 |
-
so it supports the intuition only—not the full theorem.
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|
| 1 |
# Claim 2: Existence under the spectral condition
|
| 2 |
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|
| 3 |
---
|
| 4 |
<!-- trackio-cell
|
| 5 |
+
{"type":"markdown","id":"cell_claim2_counterexample","created_at":"2026-07-21T13:02:01+00:00","title":"Exact terminology audit and counterexample"}
|
| 6 |
-->
|
| 7 |
+
**Verdict: falsified as the supplied claim is worded.** The supplied claim attributes Theorem 3 to a “spectral-norm condition on the source covariates.” The [primary paper](https://arxiv.org/abs/2602.16125) instead assumes `||A||^2 <= O(M/k)` for the standardized **latent-head matrix** `A=[alpha_1*,...,alpha_M*]`; it is not a condition on observed covariates or their covariance matrices.
|
| 8 |
|
| 9 |
+
An exact counterexample separates the two statements. Let `k=4`, `M=200`, give every source identity covariate covariance (condition number exactly 1), and give all sources the same standardized latent head `e_1`. Every source therefore satisfies the strongest possible covariate spectral condition, but every subset's head matrix has rank 1, `lambda_min(A_S A_S^T)=0`, and no subset can satisfy Definition 2's rank-4 admissibility requirement. Thus a covariate-only spectral condition cannot imply the asserted admissible-subset existence.
|
| 10 |
|
| 11 |
+
The counterexample and the corrected theorem condition are frozen in [claim2_covariate_counterexample.json](https://huggingface.co/buckets/SabaPivot/repro-source-screening-shared-features-artifacts#independent-theory-scaling/claim2_covariate_counterexample.json) and generated by the public [audit script](https://huggingface.co/buckets/SabaPivot/repro-source-screening-shared-features-artifacts#independent-theory-scaling/theory_scaling.py). This falsifies only the challenge's anchored wording, not the paper's differently stated latent-head theorem.
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| 12 |
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pages/claim-5-screened-versus-full-population/page.md
CHANGED
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pages/conclusion/page.md
CHANGED
|
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