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The runtime owns gateway state outside the canonical SNN. It is deliberately
small and deterministic: controls and plasticity operate on a separately
persistable topology, and no method accepts a core network or an AI write
command.
"""
from __future__ import annotations
import base64
import hashlib
import json
import random
from collections import deque
from dataclasses import dataclass, field
from enum import StrEnum
from pathlib import Path
from typing import Any, Mapping, Sequence, cast
from .models import JSONValue
from .neural_symbiosis import (
PlasticGatewayConfig,
homeostatic_scale,
pair_stdp_delta,
reward_modulated_delta,
)
class GatewayState(StrEnum):
DISABLED = "disabled"
REGISTERED = "registered"
EXPERIMENT_READY = "experiment_ready"
ACTIVE_FROZEN = "active_frozen"
ACTIVE_RANDOM = "active_random"
ACTIVE_SHUFFLE = "active_shuffle"
ACTIVE_PLASTIC = "active_plastic"
PAUSED = "paused"
ERROR = "error"
class GatewayCondition(StrEnum):
FROZEN = "frozen"
RANDOM = "random"
SHUFFLE = "shuffle"
PLASTIC = "plastic"
class GatewayResourceMode(StrEnum):
NORMAL = "normal"
CONSERVE = "conserve"
CRITICAL = "critical"
SURVIVAL = "survival"
class GatewayRuntimeError(RuntimeError):
"""Base error for fail-closed gateway operations."""
class GatewayGuardError(GatewayRuntimeError):
"""Raised when an activation contract is incomplete or invalid."""
class GatewayLimitError(GatewayRuntimeError):
"""Raised when a gateway cannot continue within configured limits."""
@dataclass(frozen=True, slots=True)
class GatewayEdge:
source_channel: int
target_channel: int
weight: float = 0.5
delay_ms: float = 0.0
def to_json(self) -> dict[str, JSONValue]:
return {
"source_channel": self.source_channel,
"target_channel": self.target_channel,
"weight": self.weight,
"delay_ms": self.delay_ms,
}
@dataclass(frozen=True, slots=True)
class GatewayTopology:
gateway_id: str
source_area: str
target_area: str
source_channels: int
target_channels: int
modality: str
edges: tuple[GatewayEdge, ...]
plasticity_rule: str = "none"
creation_source: str = "experiment"
experiment_id: str | None = None
seed: int | None = None
generation: int = 0
provenance: str = ""
def __post_init__(self) -> None:
if not self.gateway_id.strip():
raise ValueError("gateway_id must not be empty")
if not self.source_area.strip() or not self.target_area.strip():
raise ValueError("source_area and target_area must not be empty")
if self.source_channels < 1 or self.target_channels < 1:
raise ValueError("gateway channels must be positive")
if len(self.edges) > 100_000:
raise ValueError("gateway topology exceeds the hard edge limit")
@classmethod
def create(
cls,
gateway_id: str,
*,
source_area: str,
target_area: str,
source_channels: int,
target_channels: int,
modality: str,
seed: int,
condition: GatewayCondition = GatewayCondition.FROZEN,
max_edges: int = 10_000,
plasticity_rule: str = "none",
experiment_id: str | None = None,
) -> "GatewayTopology":
if max_edges < 1:
raise ValueError("max_edges must be positive")
count = min(source_channels * target_channels, max_edges)
rng = random.Random(seed)
targets = list(range(target_channels))
if condition is GatewayCondition.SHUFFLE:
rng.shuffle(targets)
edges: list[GatewayEdge] = []
for index in range(count):
source_channel = index % source_channels
target_channel = targets[index % target_channels]
weight = (
rng.uniform(0.0, 1.0) if condition is GatewayCondition.RANDOM else 0.5
)
edges.append(
GatewayEdge(
source_channel=source_channel,
target_channel=target_channel,
weight=weight,
delay_ms=float((source_channel + target_channel) % 4),
)
)
provenance = hashlib.sha256(
json.dumps(
{
"gateway_id": gateway_id,
"source_area": source_area,
"target_area": target_area,
"modality": modality,
"seed": seed,
"condition": condition.value,
},
sort_keys=True,
separators=(",", ":"),
).encode("utf-8")
).hexdigest()
return cls(
gateway_id=gateway_id,
source_area=source_area,
target_area=target_area,
source_channels=source_channels,
target_channels=target_channels,
modality=modality,
edges=tuple(edges),
plasticity_rule=plasticity_rule,
experiment_id=experiment_id,
seed=seed,
provenance=provenance,
)
def to_json(self) -> dict[str, JSONValue]:
return {
"gateway_id": self.gateway_id,
"source_area": self.source_area,
"target_area": self.target_area,
"source_channels": self.source_channels,
"target_channels": self.target_channels,
"modality": self.modality,
"edges": len(self.edges),
"edge_records": [edge.to_json() for edge in self.edges],
"plasticity_rule": self.plasticity_rule,
"creation_source": self.creation_source,
"experiment_id": self.experiment_id,
"seed": self.seed,
"generation": self.generation,
"provenance": self.provenance,
}
@dataclass(frozen=True, slots=True)
class GatewayLimits:
max_events_per_tick: int = 10_000
max_spikes_per_tick: int = 10_000
max_edges: int = 10_000
max_structural_changes_window: int = 256
max_weight_delta_window: float = 100.0
max_queue_depth: int = 10_000
max_latency_ms: float = 1_000.0
max_memory_bytes: int = 64 * 1024 * 1024
def to_json(self) -> dict[str, JSONValue]:
return {
"max_events_per_tick": self.max_events_per_tick,
"max_spikes_per_tick": self.max_spikes_per_tick,
"max_edges": self.max_edges,
"max_structural_changes_window": self.max_structural_changes_window,
"max_weight_delta_window": self.max_weight_delta_window,
"max_queue_depth": self.max_queue_depth,
"max_latency_ms": self.max_latency_ms,
"max_memory_bytes": self.max_memory_bytes,
}
@dataclass(frozen=True, slots=True)
class GatewayJournalEvent:
event: str
tick: int
gateway_id: str
source: int | str | None = None
target: int | str | None = None
previous_value: float | str | None = None
new_value: float | str | None = None
rule: str = ""
experiment_id: str | None = None
causal_signal: float | None = None
def to_json(self) -> dict[str, JSONValue]:
return {
"event": self.event,
"tick": self.tick,
"gateway_id": self.gateway_id,
"source": self.source,
"target": self.target,
"previous_value": self.previous_value,
"new_value": self.new_value,
"rule": self.rule,
"experiment_id": self.experiment_id,
"causal_signal": self.causal_signal,
}
def _encoded_rng_state(state: object) -> str:
import pickle
return base64.b64encode(pickle.dumps(state, protocol=4)).decode("ascii")
def _decoded_rng_state(value: object) -> object:
import pickle
if not isinstance(value, str):
raise GatewayRuntimeError("checkpoint RNG state is missing")
return pickle.loads(base64.b64decode(value.encode("ascii")))
class PreregistrationGuard:
"""Validate the minimum frozen contract before gateway plasticity."""
REQUIRED = (
"research_question",
"hypothesis",
"protocol_id",
"conditions",
"seed_strategy",
"stopping_rule",
"inclusion_criteria",
"exclusion_criteria",
"primary_outcomes",
"ai_authority_boundaries",
"freeze",
)
@classmethod
def validate(
cls,
preregistration: Mapping[str, Any] | None,
*,
condition: GatewayCondition,
seed: object,
experiment_mode: bool,
) -> None:
if not experiment_mode:
raise GatewayGuardError("gateway activation requires experiment mode")
if not isinstance(seed, int) or isinstance(seed, bool):
raise GatewayGuardError("gateway experiment seed must be an integer")
if preregistration is None:
raise GatewayGuardError("frozen preregistration is required")
missing = [key for key in cls.REQUIRED if key not in preregistration]
if missing:
raise GatewayGuardError("preregistration is missing: " + ", ".join(missing))
freeze = preregistration.get("freeze")
if not isinstance(freeze, Mapping):
raise GatewayGuardError("preregistration freeze block is invalid")
freeze = cast(Mapping[str, Any], freeze)
if freeze.get("status") not in {"REGISTERED", "FROZEN", "AMENDED"}:
raise GatewayGuardError("preregistration is not frozen/registered")
if freeze.get("immutable_after_first_run") is not True:
raise GatewayGuardError("preregistration must be immutable after first run")
if freeze.get("human_review_required") is not True:
raise GatewayGuardError("preregistration must require human review")
conditions = preregistration.get("conditions")
if not isinstance(conditions, Sequence) or isinstance(conditions, (str, bytes)):
raise GatewayGuardError("preregistration conditions must be a list")
labels = {
(
str(cast(Mapping[str, Any], item).get("id"))
if isinstance(item, Mapping)
else str(item)
)
for item in cast(Sequence[object], conditions)
}
required = {item.value for item in GatewayCondition}
if not required.issubset(labels):
raise GatewayGuardError(
"preregistration must declare frozen/random/shuffle/plastic controls"
)
seed_strategy = preregistration.get("seed_strategy")
if not isinstance(seed_strategy, Mapping):
raise GatewayGuardError("seed_strategy must be an object")
minimum = cast(Mapping[str, Any], seed_strategy).get(
"minimum_independent_seeds"
)
if isinstance(minimum, bool) or not isinstance(minimum, int) or minimum < 1:
raise GatewayGuardError(
"seed_strategy.minimum_independent_seeds is invalid"
)
if condition is GatewayCondition.PLASTIC and minimum < 3:
raise GatewayGuardError(
"plastic gateway experiments require at least three independent seeds"
)
@dataclass
class GatewayRuntime:
"""One bounded gateway runtime with an experiment-only activation gate."""
limits: GatewayLimits = field(default_factory=GatewayLimits)
plasticity: PlasticGatewayConfig = field(default_factory=PlasticGatewayConfig)
journal_capacity: int = 512
def __post_init__(self) -> None:
if self.journal_capacity < 1:
raise ValueError("journal_capacity must be positive")
self.state = GatewayState.DISABLED
self.condition: GatewayCondition | None = None
self.resource_mode = GatewayResourceMode.NORMAL
self.topology: GatewayTopology | None = GatewayTopology.create(
"GW-AUDIO-SNN-001",
source_area="audio_encoder",
target_area="mhrn_core",
source_channels=8,
target_channels=8,
modality="audio",
seed=0,
max_edges=self.limits.max_edges,
)
self.experiment_id: str | None = None
self.seed: int | None = None
self.tick = 0
self._rng = random.Random(0)
self._resume_state = GatewayState.DISABLED
self._journal: deque[GatewayJournalEvent] = deque(maxlen=self.journal_capacity)
self._metrics: dict[str, float | int] = {
"gateway_events": 0,
"spikes": 0,
"synaptic_operations": 0,
"queue_depth": 0,
"cpu_time_ms": 0.0,
"estimated_energy": 0.0,
"measured_energy": 0.0,
"latency_ms": 0.0,
"dropped_events": 0,
"throttled_ticks": 0,
"plasticity_updates": 0,
"structural_changes": 0,
}
self._weight_delta_window: deque[float] = deque(maxlen=100)
self._structural_window: deque[int] = deque(maxlen=100)
self.last_error: str | None = None
@classmethod
def load(cls, path: Path, **kwargs: Any) -> "GatewayRuntime":
"""Restore a runtime checkpoint when one exists, otherwise start clean."""
runtime = cls(**kwargs)
if path.is_file():
payload = json.loads(path.read_text(encoding="utf-8"))
if not isinstance(payload, Mapping):
raise GatewayRuntimeError("gateway checkpoint root must be an object")
runtime.restore(cast(Mapping[str, Any], payload))
return runtime
@property
def gateway_id(self) -> str:
return self.topology.gateway_id if self.topology is not None else ""
def register_gateway(self, topology: GatewayTopology) -> None:
if len(topology.edges) > self.limits.max_edges:
raise GatewayLimitError("gateway topology exceeds max_edges")
self.topology = topology
self.state = GatewayState.REGISTERED
self.last_error = None
def prepare_experiment(self, experiment_id: str) -> None:
if not experiment_id.strip():
raise GatewayGuardError("experiment_id must not be empty")
if self.topology is None:
raise GatewayRuntimeError("gateway is not registered")
self.experiment_id = experiment_id
self.state = GatewayState.EXPERIMENT_READY
def activate(
self,
condition: GatewayCondition | str,
*,
experiment_id: str,
seed: int,
preregistration: Mapping[str, Any] | None = None,
experiment_mode: bool = False,
) -> dict[str, JSONValue]:
selected = GatewayCondition(condition)
if self.topology is None:
raise GatewayRuntimeError("gateway is not registered")
if not experiment_id.strip():
raise GatewayGuardError("experiment_id must not be empty")
if selected is GatewayCondition.PLASTIC or preregistration is not None:
PreregistrationGuard.validate(
preregistration,
condition=selected,
seed=seed,
experiment_mode=experiment_mode,
)
elif not experiment_mode:
raise GatewayGuardError("gateway activation requires experiment mode")
self.experiment_id = experiment_id
self.seed = seed
self.condition = selected
self._rng = random.Random(seed)
self.tick = 0
self._weight_delta_window.clear()
self._structural_window.clear()
self.last_error = None
self._apply_condition(selected, experiment_id)
self._resume_state = {
GatewayCondition.FROZEN: GatewayState.ACTIVE_FROZEN,
GatewayCondition.RANDOM: GatewayState.ACTIVE_RANDOM,
GatewayCondition.SHUFFLE: GatewayState.ACTIVE_SHUFFLE,
GatewayCondition.PLASTIC: GatewayState.ACTIVE_PLASTIC,
}[selected]
self.state = self._resume_state
return self.status()
def _apply_condition(self, condition: GatewayCondition, experiment_id: str) -> None:
assert self.topology is not None
replacement = GatewayTopology.create(
self.topology.gateway_id,
source_area=self.topology.source_area,
target_area=self.topology.target_area,
source_channels=self.topology.source_channels,
target_channels=self.topology.target_channels,
modality=self.topology.modality,
seed=int(self.seed or 0),
condition=condition,
max_edges=self.limits.max_edges,
plasticity_rule=(
"three_factor_stdp" if condition is GatewayCondition.PLASTIC else "none"
),
experiment_id=experiment_id,
)
self.topology = replacement
def pause(self, reason: str = "operator_pause") -> dict[str, JSONValue]:
if self.state not in {
GatewayState.ACTIVE_FROZEN,
GatewayState.ACTIVE_RANDOM,
GatewayState.ACTIVE_SHUFFLE,
GatewayState.ACTIVE_PLASTIC,
}:
raise GatewayRuntimeError("only an active gateway can be paused")
self._resume_state = self.state
self.state = GatewayState.PAUSED
self._journal.append(
GatewayJournalEvent(
"gate_closed",
self.tick,
self.gateway_id,
rule=reason,
experiment_id=self.experiment_id,
)
)
return self.status()
def resume(self) -> dict[str, JSONValue]:
if self.state is not GatewayState.PAUSED:
raise GatewayRuntimeError("gateway is not paused")
self.state = self._resume_state
self._journal.append(
GatewayJournalEvent(
"gate_opened",
self.tick,
self.gateway_id,
rule="resume",
experiment_id=self.experiment_id,
)
)
return self.status()
def stop(self) -> dict[str, JSONValue]:
self.state = GatewayState.DISABLED
self.condition = None
self._resume_state = GatewayState.DISABLED
self._journal.append(
GatewayJournalEvent(
"gate_closed",
self.tick,
self.gateway_id,
rule="stop",
experiment_id=self.experiment_id,
)
)
return self.status()
def step(
self,
source_activity: Sequence[float] = (),
target_activity: Sequence[float] = (),
*,
reward: float = 0.0,
queue_depth: int = 0,
latency_ms: float = 0.0,
memory_bytes: int = 0,
) -> dict[str, JSONValue]:
if self.state not in {
GatewayState.ACTIVE_FROZEN,
GatewayState.ACTIVE_RANDOM,
GatewayState.ACTIVE_SHUFFLE,
GatewayState.ACTIVE_PLASTIC,
}:
return self.status()
self.tick += 1
events = len(source_activity) * max(len(target_activity), 1)
requested_events = events
spikes = sum(1 for value in source_activity if float(value) > 0.0)
self._metrics["queue_depth"] = max(0, queue_depth)
self._metrics["latency_ms"] = float(latency_ms)
self._metrics["cpu_time_ms"] = float(self._metrics["cpu_time_ms"]) + float(
latency_ms
)
if (
queue_depth > self.limits.max_queue_depth
or latency_ms > self.limits.max_latency_ms
or memory_bytes > self.limits.max_memory_bytes
):
self.resource_mode = GatewayResourceMode.CRITICAL
self._metrics["throttled_ticks"] = int(self._metrics["throttled_ticks"]) + 1
events = min(events, self.limits.max_events_per_tick // 2)
else:
self.resource_mode = GatewayResourceMode.NORMAL
accepted = min(events, self.limits.max_events_per_tick)
self._metrics["gateway_events"] = (
int(self._metrics["gateway_events"]) + accepted
)
self._metrics["dropped_events"] = int(self._metrics["dropped_events"]) + max(
0, requested_events - accepted
)
self._metrics["spikes"] = int(self._metrics["spikes"]) + min(
spikes, self.limits.max_spikes_per_tick
)
self._metrics["synaptic_operations"] = (
int(self._metrics["synaptic_operations"]) + accepted
)
self._metrics["estimated_energy"] = (
float(self._metrics["estimated_energy"]) + accepted + spikes
)
if (
self.condition is GatewayCondition.PLASTIC
and self.topology is not None
and self.resource_mode is GatewayResourceMode.NORMAL
):
self._plastic_step(source_activity, target_activity, reward)
return self.status()
def _plastic_step(
self,
source_activity: Sequence[float],
target_activity: Sequence[float],
reward: float,
) -> None:
assert self.topology is not None
source_rate = sum(float(value) for value in source_activity) / max(
len(source_activity), 1
)
target_rate = sum(float(value) for value in target_activity) / max(
len(target_activity), 1
)
updated: list[GatewayEdge] = []
for edge in self.topology.edges:
delta = pair_stdp_delta(
edge.weight, target_rate - source_rate, self.plasticity
)
delta = reward_modulated_delta(delta, reward, self.plasticity)
new_weight = homeostatic_scale(
edge.weight + delta, target_rate, self.plasticity
)
bounded_delta = new_weight - edge.weight
self._weight_delta_window.append(abs(bounded_delta))
updated.append(
GatewayEdge(
edge.source_channel, edge.target_channel, new_weight, edge.delay_ms
)
)
if bounded_delta:
self._journal.append(
GatewayJournalEvent(
"weight_changed",
self.tick,
self.gateway_id,
source=edge.source_channel,
target=edge.target_channel,
previous_value=edge.weight,
new_value=new_weight,
rule="reward_modulated_stdp_homeostasis",
experiment_id=self.experiment_id,
causal_signal=reward,
)
)
if sum(self._weight_delta_window) > self.limits.max_weight_delta_window:
self.resource_mode = GatewayResourceMode.CONSERVE
self._metrics["throttled_ticks"] = int(self._metrics["throttled_ticks"]) + 1
return
self.topology = GatewayTopology(
gateway_id=self.topology.gateway_id,
source_area=self.topology.source_area,
target_area=self.topology.target_area,
source_channels=self.topology.source_channels,
target_channels=self.topology.target_channels,
modality=self.topology.modality,
edges=tuple(updated),
plasticity_rule=self.topology.plasticity_rule,
creation_source=self.topology.creation_source,
experiment_id=self.topology.experiment_id,
seed=self.topology.seed,
generation=self.topology.generation + 1,
provenance=self.topology.provenance,
)
self._metrics["plasticity_updates"] = int(
self._metrics["plasticity_updates"]
) + len(updated)
def checkpoint(self) -> dict[str, JSONValue]:
return self.status(include_checkpoint=True)
def restore(self, checkpoint: Mapping[str, Any]) -> dict[str, JSONValue]:
topology_value = checkpoint.get("topology")
if not isinstance(topology_value, Mapping):
raise GatewayRuntimeError("checkpoint topology is missing")
topology_value = cast(Mapping[str, Any], topology_value)
edges_value = topology_value.get("edge_records", [])
if not isinstance(edges_value, Sequence):
raise GatewayRuntimeError("checkpoint edge records are invalid")
edges = tuple(
GatewayEdge(
int(edge["source_channel"]),
int(edge["target_channel"]),
float(edge["weight"]),
float(edge["delay_ms"]),
)
for edge in (
cast(Mapping[str, Any], value)
for value in cast(Sequence[object], edges_value)
if isinstance(value, Mapping)
)
)
self.topology = GatewayTopology(
gateway_id=str(topology_value["gateway_id"]),
source_area=str(topology_value["source_area"]),
target_area=str(topology_value["target_area"]),
source_channels=int(topology_value["source_channels"]),
target_channels=int(topology_value["target_channels"]),
modality=str(topology_value["modality"]),
edges=edges,
plasticity_rule=str(topology_value.get("plasticity_rule", "none")),
creation_source=str(topology_value.get("creation_source", "experiment")),
experiment_id=cast(str | None, topology_value.get("experiment_id")),
seed=cast(int | None, topology_value.get("seed")),
generation=int(topology_value.get("generation", 0)),
provenance=str(topology_value.get("provenance", "")),
)
self.state = GatewayState(str(checkpoint["state"]))
resume_value = checkpoint.get("resume_state", self.state.value)
self._resume_state = GatewayState(str(resume_value))
condition_value = checkpoint.get("condition")
self.condition = (
GatewayCondition(str(condition_value)) if condition_value else None
)
self.resource_mode = GatewayResourceMode(
str(checkpoint.get("resource_mode", "normal"))
)
self.experiment_id = cast(str | None, checkpoint.get("experiment_id"))
seed_value = checkpoint.get("seed")
self.seed = int(seed_value) if seed_value is not None else None
self.tick = int(checkpoint.get("tick", 0))
self._rng.setstate(
cast(tuple[Any, ...], _decoded_rng_state(checkpoint.get("rng_state")))
)
metrics_value = checkpoint.get("metrics")
if isinstance(metrics_value, Mapping):
self._metrics = {
str(key): cast(float | int, value)
for key, value in cast(Mapping[str, Any], metrics_value).items()
}
self._weight_delta_window.clear()
weight_window = checkpoint.get("weight_delta_window", [])
if isinstance(weight_window, Sequence):
self._weight_delta_window.extend(
float(value) for value in cast(Sequence[float | str], weight_window)
)
self._structural_window.clear()
structural_window = checkpoint.get("structural_window", [])
if isinstance(structural_window, Sequence):
self._structural_window.extend(
int(value) for value in cast(Sequence[int | str], structural_window)
)
journal_value = checkpoint.get("journal", [])
self._journal.clear()
if isinstance(journal_value, Sequence):
for event in cast(Sequence[object], journal_value):
if isinstance(event, Mapping):
self._journal.append(
GatewayJournalEvent(**cast(dict[str, Any], event))
)
return self.status()
def status(self, *, include_checkpoint: bool = False) -> dict[str, JSONValue]:
payload: dict[str, JSONValue] = {
"gateway_id": self.gateway_id,
"state": self.state.value,
"condition": self.condition.value if self.condition else None,
"experiment_id": self.experiment_id,
"seed": self.seed,
"resource_mode": self.resource_mode.value,
"gateway_plasticity_allowed": self.state is GatewayState.ACTIVE_PLASTIC,
"productive_gateway": {
"available": False,
"reason": "experimental_validation_incomplete",
},
"topology": self.topology.to_json() if self.topology else None,
"metrics": dict(self._metrics),
"limits": self.limits.to_json(),
"journal": [event.to_json() for event in self._journal],
"journal_bounded": True,
"last_error": self.last_error,
"scientific_boundary": {
"experiment_only": True,
"canonical_core_mutation": False,
"direct_llm_write": False,
"gateway_activity_is_not_learning_evidence": True,
"ai_interpretation_is_non_evidentiary": True,
},
}
if include_checkpoint:
payload["tick"] = self.tick
payload["rng_state"] = _encoded_rng_state(self._rng.getstate())
payload["resume_state"] = self._resume_state.value
payload["weight_delta_window"] = list(self._weight_delta_window)
payload["structural_window"] = list(self._structural_window)
return payload
def persist(self, path: Path) -> None:
path.parent.mkdir(parents=True, exist_ok=True)
path.write_text(
json.dumps(self.checkpoint(), indent=2, sort_keys=True) + "\n",
encoding="utf-8",
)
__all__ = [
"GatewayCondition",
"GatewayEdge",
"GatewayGuardError",
"GatewayJournalEvent",
"GatewayLimits",
"GatewayResourceMode",
"GatewayRuntime",
"GatewayRuntimeError",
"GatewayState",
"GatewayTopology",
"PreregistrationGuard",
]
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