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| 1 |
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# Cortex: Modular Cognitive Plug-ins for Pretrained LLMs
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**Surgically insert new cognitive capabilities into any pretrained transformer LLM β without retraining the base model.**
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Cortex is a framework for performing *layer surgery* on pretrained language models. It injects lightweight, composable modules into the transformer's residual stream via PyTorch hooks, adding capabilities that address fundamental LLM failure modes. The base model weights are frozen; only the Cortex modules (~3% parameter overhead) are trainable.
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## Architecture Overview
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| 8 |
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| 9 |
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```
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+
βββββββββββββββββββββββββββββββββββββββββββββββββββββββββββββββ
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β Pretrained LLM (Frozen) β
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β β
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β βββββββββββ βββββββββββ βββββββββββ βββββββββββ β
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β β Layer 0 ββββΆβ Layer 1 ββββΆβ ... ββββΆβ Layer N ββββΆ β
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β ββββββ¬βββββ ββββββ¬βββββ ββββββ¬βββββ ββββββ¬βββββ β
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β β β β β β
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β ββββββΌβββββ ββββββΌβββββ ββββββΌβββββ ββββββΌβββββ β
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β βAdaptive β β Backtrackβ β Memory β β Halluc β β
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β β Depth β β Head β β Bank β β Gate β β
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β β(gate) β β(correct) β β(read/ β β(suppressβ β
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β β β β β β write) β β unsure) β β
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β βββββββββββ βββββββββββ βββββββββββ βββββββββββ β
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β β β β β β
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β ββββββΌβββββ ββββββΌβββββ ββββββΌβββββ β
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β βSteering β β Pause β β β β
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β β Vector β β& Think β β β β
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β β(steer) β β(compute) β β β β
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β βββββββββββ βββββββββββ βββββββββββ β
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βββββββββββββββββββββββββββββββββββββββββββββββββββββββββββββββ
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```
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## The 6 Modules
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### 1. π§ MemoryBank β Persistent Episodic Memory
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**Failure mode:** Limited context window, lost long-range dependencies, no working memory.
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Injects a learnable memory matrix **M β β^{NΓD}** into middle transformer layers. Hidden states read from memory via multi-head cross-attention, and write back via LSTM-style gated updates. Memory persists across forward passes, enabling multi-turn memory and long-document reasoning.
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- **Injection:** `POST_ATTENTION` (between attention and FFN)
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- **Mechanism:** Cross-attention read β Output gate β LSTM-style write
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- **Based on:** [LM2: Large Memory Models (Kang et al. 2025)](https://arxiv.org/abs/2502.06049), [WISE (Xia et al. 2024)](https://arxiv.org/abs/2405.14768)
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### 2. π‘οΈ HallucinationGate β Confidence-Based Suppression
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**Failure mode:** Hallucination β generating confident but factually wrong content.
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A lightweight confidence probe reads the residual stream and outputs a per-token confidence score. When confidence is low, the gate *suppresses the layer's residual update*, pulling toward the safer prior representation. The model effectively learns to say "I don't know" at the representation level.
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- **Injection:** `POST_FFN` (after full transformer block)
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- **Mechanism:** Confidence probe β Soft gate β Suppress uncertain updates
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- **Key insight:** Internal states contain more information about correctness than output distributions β I(Ξ; K(X)|X) β₯ I(Y; K(X)|X) + Ξ
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- **Based on:** [InternalInspector (Chen et al. 2024)](https://arxiv.org/abs/2406.12053), [The Map of Misbelief (2025)](https://arxiv.org/abs/2511.10837)
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### 3. π PauseAndThink β Latent Computation Tokens
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**Failure mode:** Fixed compute per token, shallow reasoning, limited "thinking time."
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Injects K learnable "thinking" token embeddings that attend to all real tokens, perform computation, then compress their information back into the original sequence positions via gated cross-attention. Like chain-of-thought, but entirely in latent space β no extra output tokens needed.
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- **Injection:** `RESIDUAL_STREAM` (wraps full block)
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- **Mechanism:** Context-conditioned thinking tokens β Attention to real tokens β Gated compression back
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- **Based on:** [Pause Tokens (Goyal et al. 2023)](https://arxiv.org/abs/2310.02226), [Thoughtbubbles (2025)](https://arxiv.org/abs/2510.00219)
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### 4. β©οΈ BacktrackHead β Learned Self-Correction
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**Failure mode:** Commitment to bad intermediate representations, no backtracking.
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Monitors confidence *across layers*. When it detects a significant confidence drop (indicating the model went down a bad path), it applies a learned corrector network to steer the representation back toward a higher-confidence trajectory. Effectively implements architectural self-correction.
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- **Injection:** `RESIDUAL_STREAM` (all layers)
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- **Mechanism:** Per-layer confidence probe β Drop detection β Bottleneck corrector network
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- **Based on:** [GateSkip (2025)](https://arxiv.org/abs/2510.13876), [River-LLM (2025)](https://arxiv.org/abs/2604.18396), [Self-Correction (Welleck et al. 2022)](https://arxiv.org/abs/2211.00053)
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### 5. π§ SteeringVector β Behavioral Control
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**Failure mode:** Behavioral inflexibility, inability to control style/truthfulness/safety at runtime.
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Maintains named "concept directions" in activation space. Directions can be extracted via contrastive activation analysis (RepE) or learned end-to-end. Multiple directions compose linearly with individual learnable weights. Enables runtime control of truthfulness, helpfulness, safety, and persona without retraining.
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- **Injection:** `RESIDUAL_STREAM` (middle layers)
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- **Mechanism:** h_new = h + layer_scale Γ Ξ£(Ξ±_i Γ direction_i)
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- **Based on:** [Representation Engineering (Zou et al. 2023)](https://arxiv.org/abs/2310.01405)
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### 6. β‘ AdaptiveDepth β Dynamic Layer Skipping
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**Failure mode:** Fixed compute depth, wasted computation, overthinking (representation collapse).
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Each layer gets a learned gate that decides per-token whether to execute or skip. Easy tokens ("the") skip many layers; hard tokens (complex reasoning) use all of them. Includes budget regularization to target a desired compute fraction.
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- **Injection:** `POST_FFN` (all layers)
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- **Mechanism:** Gate network β Sigmoid β Scale residual contribution β Budget loss
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- **Based on:** [Mixture of Depths (Raposo et al. 2024)](https://arxiv.org/abs/2404.02258), [GateSkip (2025)](https://arxiv.org/abs/2510.13876), [Router-Tuning (2024)](https://arxiv.org/abs/2410.13184)
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## Quick Start
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```python
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from transformers import AutoModelForCausalLM, AutoTokenizer
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from cortex import (
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CortexSurgeon, MemoryBank, HallucinationGate,
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PauseAndThink, BacktrackHead, SteeringVector, AdaptiveDepth
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)
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# Load any pretrained LLM
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model = AutoModelForCausalLM.from_pretrained("meta-llama/Llama-3.2-1B")
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tokenizer = AutoTokenizer.from_pretrained("meta-llama/Llama-3.2-1B")
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# Create surgeon
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surgeon = CortexSurgeon(model)
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hidden_dim = surgeon.hidden_dim
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# Add modules β each targets specific layers
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surgeon.add_module("memory", MemoryBank(hidden_dim=hidden_dim, num_slots=64))
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surgeon.add_module("halluc_gate", HallucinationGate(hidden_dim=hidden_dim))
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surgeon.add_module("pause_think", PauseAndThink(hidden_dim=hidden_dim, num_think_tokens=8))
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surgeon.add_module("backtrack", BacktrackHead(hidden_dim=hidden_dim, num_layers=surgeon.num_layers))
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surgeon.add_module("steering", SteeringVector(hidden_dim=hidden_dim, num_directions=4))
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surgeon.add_module("adaptive_depth", AdaptiveDepth(hidden_dim=hidden_dim))
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# Perform surgery (freezes base model, only Cortex modules train)
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surgeon.operate(freeze_base=True)
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# Use the model normally β Cortex modules are active
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inputs = tokenizer("The meaning of life is", return_tensors="pt")
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outputs = model.generate(**inputs, max_new_tokens=50)
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print(tokenizer.decode(outputs[0]))
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# Toggle modules on/off at runtime
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surgeon.modules["halluc_gate"].disable()
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# Save only Cortex weights (~3% of model size)
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surgeon.save_cortex_modules("cortex_weights.pt")
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```
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## Design Principles
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### 1. Zero-Init for Stable Injection
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All modules initialize their output projections to zero (or near-zero via negative gate biases). This means at injection time, the model behaves identically to the original β Cortex modules are "invisible" and gradually learn to contribute during training.
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### 2. Hook-Based Surgery
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Modules are injected via PyTorch `register_forward_hook` / `register_forward_pre_hook`. No model code is modified. This works with any HuggingFace `transformers` model that has a standard layer structure.
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### 3. Shared Parameters Across Layers
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Each module instance is shared across its target layers. A single MemoryBank object handles all middle layers, keeping parameter count low.
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### 4. Base Model Freezing
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By default, all base model parameters are frozen. Only Cortex module parameters are trainable. This means:
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- No catastrophic forgetting of the base model's capabilities
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- Tiny training cost (~3% of parameters)
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- Multiple Cortex configurations can be saved/loaded/swapped
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### 5. Composability
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All modules are independent and composable. Use any combination:
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- Memory + HallucinationGate for factual QA
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- PauseAndThink + AdaptiveDepth for reasoning tasks
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- SteeringVector alone for behavioral control
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## Injection Points
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| Point | Location | Best For |
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|-------|----------|----------|
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| `PRE_ATTENTION` | Before self-attention | Input preprocessing, prefix injection |
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| `POST_ATTENTION` | After attention, before FFN | Memory augmentation (reads enhance attention output) |
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| `PRE_FFN` | Before FFN | Gate what the FFN processes |
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| `POST_FFN` | After full block | Gating, confidence estimation |
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| `RESIDUAL_STREAM` | Wraps entire block | Steering vectors, thinking tokens, backtracking |
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## Layer Targeting
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```python
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# Target specific layers
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surgeon.add_module("mod", module, target_layers=[0, 1, 2, 3])
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# Target all layers
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surgeon.add_module("mod", module, target_layers="all")
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# Target middle third (best for steering/memory)
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surgeon.add_module("mod", module, target_layers="middle")
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# Target deep layers (best for output-facing modifications)
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surgeon.add_module("mod", module, target_layers="deep")
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```
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## Compatible Models
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Tested and working with any model using the standard `model.layers[i]` structure:
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- **LLaMA** family (LLaMA 2/3, CodeLLaMA)
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- **Mistral** / Mixtral
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- **Qwen2**
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- **Gemma**
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- **Phi**
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- **SmolLM**
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- **GPT-2** / GPT-Neo (uses `transformer.h`)
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## Monitoring
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| 190 |
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```python
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# Hallucination confidence
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confidence = surgeon.modules["halluc_gate"].get_confidence()
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+
# Backtracking status
|
| 196 |
+
was_triggered = surgeon.modules["backtrack"].was_triggered()
|
| 197 |
+
confidence_per_layer = surgeon.modules["backtrack"].get_confidence_history()
|
| 198 |
+
|
| 199 |
+
# Adaptive depth statistics
|
| 200 |
+
gate_stats = surgeon.modules["adaptive_depth"].get_gate_stats()
|
| 201 |
+
print(f"Mean gate: {gate_stats['mean']:.3f}, Skip fraction: {gate_stats['skip_frac']:.3f}")
|
| 202 |
+
|
| 203 |
+
# Steering vector info
|
| 204 |
+
for name, info in surgeon.modules["steering"].get_direction_info().items():
|
| 205 |
+
print(f"{name}: alpha={info['alpha']:.3f}")
|
| 206 |
+
|
| 207 |
+
# Parameter report
|
| 208 |
+
report = surgeon.get_parameter_report()
|
| 209 |
+
```
|
| 210 |
+
|
| 211 |
+
## Extracting Steering Directions (RepE)
|
| 212 |
+
|
| 213 |
+
```python
|
| 214 |
+
# Contrastive activation pairs for "truthfulness"
|
| 215 |
+
positive = [
|
| 216 |
+
"I know for certain that the Earth orbits the Sun.",
|
| 217 |
+
"Scientific evidence clearly shows vaccines are safe.",
|
| 218 |
+
"I don't know the answer to that question.",
|
| 219 |
+
]
|
| 220 |
+
negative = [
|
| 221 |
+
"The Earth is flat and NASA is lying.",
|
| 222 |
+
"Vaccines cause autism according to my research.",
|
| 223 |
+
"I'm absolutely certain about this made-up fact.",
|
| 224 |
+
]
|
| 225 |
+
|
| 226 |
+
# Extract direction from layer 15
|
| 227 |
+
direction = SteeringVector.extract_direction(
|
| 228 |
+
model, positive, negative, tokenizer,
|
| 229 |
+
layer_idx=15, device="cuda"
|
| 230 |
+
)
|
| 231 |
+
|
| 232 |
+
# Set it in the steering module
|
| 233 |
+
surgeon.modules["steering"].set_direction("truthfulness", direction, alpha=10.0)
|
| 234 |
+
```
|
| 235 |
+
|
| 236 |
+
## Training
|
| 237 |
+
|
| 238 |
+
```python
|
| 239 |
+
import torch.optim as optim
|
| 240 |
+
|
| 241 |
+
# Only train Cortex parameters
|
| 242 |
+
optimizer = optim.AdamW(surgeon.get_trainable_parameters(), lr=1e-4)
|
| 243 |
+
|
| 244 |
+
for batch in dataloader:
|
| 245 |
+
outputs = model(**batch)
|
| 246 |
+
loss = outputs.loss
|
| 247 |
+
|
| 248 |
+
# Add adaptive depth budget loss
|
| 249 |
+
loss = loss + surgeon.modules["adaptive_depth"].get_budget_loss()
|
| 250 |
+
|
| 251 |
+
loss.backward()
|
| 252 |
+
optimizer.step()
|
| 253 |
+
optimizer.zero_grad()
|
| 254 |
+
```
|
| 255 |
+
|
| 256 |
+
## Test Results (SmolLM2-135M)
|
| 257 |
+
|
| 258 |
+
```
|
| 259 |
+
β All 9 tests passed
|
| 260 |
+
β 4,286,918 Cortex params (3.19% overhead on 134M model)
|
| 261 |
+
β Base model: 0 gradients (fully frozen)
|
| 262 |
+
β Cortex modules: gradients flowing
|
| 263 |
+
β Enable/disable: exact zero diff when disabled
|
| 264 |
+
β Generation: produces coherent output
|
| 265 |
+
β Save/load: 16.4 KB checkpoint
|
| 266 |
+
```
|
| 267 |
+
|
| 268 |
+
## Citation
|
| 269 |
+
|
| 270 |
+
If you use Cortex in your research, please cite the papers that inspired each module:
|
| 271 |
+
|
| 272 |
+
```bibtex
|
| 273 |
+
@article{kang2025lm2,
|
| 274 |
+
title={LM2: Large Memory Models},
|
| 275 |
+
author={Kang, et al.},
|
| 276 |
+
journal={arXiv:2502.06049},
|
| 277 |
+
year={2025}
|
| 278 |
+
}
|
| 279 |
+
@article{chen2024internalinspector,
|
| 280 |
+
title={InternalInspector I2: Robust Confidence Estimation in LLMs through Internal States},
|
| 281 |
+
author={Chen, et al.},
|
| 282 |
+
journal={arXiv:2406.12053},
|
| 283 |
+
year={2024}
|
| 284 |
+
}
|
| 285 |
+
@article{goyal2023think,
|
| 286 |
+
title={Think before you speak: Training Language Models With Pause Tokens},
|
| 287 |
+
author={Goyal, et al.},
|
| 288 |
+
journal={arXiv:2310.02226},
|
| 289 |
+
year={2023}
|
| 290 |
+
}
|
| 291 |
+
@article{zou2023representation,
|
| 292 |
+
title={Representation Engineering: A Top-Down Approach to AI Transparency},
|
| 293 |
+
author={Zou, et al.},
|
| 294 |
+
journal={arXiv:2310.01405},
|
| 295 |
+
year={2023}
|
| 296 |
+
}
|
| 297 |
+
@article{raposo2024mixture,
|
| 298 |
+
title={Mixture of Depths},
|
| 299 |
+
author={Raposo, et al.},
|
| 300 |
+
journal={arXiv:2404.02258},
|
| 301 |
+
year={2024}
|
| 302 |
+
}
|
| 303 |
+
```
|
| 304 |
+
|
| 305 |
+
## License
|
| 306 |
+
|
| 307 |
+
Apache 2.0
|