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AnuLM -- a small, trainable model with Sarvam 30B / 105B's architecture.
Distilled from the annotated reference in sarvam/. Every non-obvious choice
here traces to a specific line of Sarvam's released modelling code; the mapping
is in README.md and in the comments below.
What is faithful:
* sparse MoE with a shared expert and a dense first layer
* sigmoid router, aux-loss-free bias balancing, group-limited top-k
* BOTH attention variants -- GQA (30B) and MLA (105B) -- switchable
* QK-norm, pre-norm blocks, RMSNorm, SwiGLU, untied embeddings
* YaRN context extension with the band blend and the logit-temperature term
What is deliberately different:
* it can actually train (the released 105B file cannot -- see README)
* RoPE uses the split-halves convention throughout, not the 105B
checkpoint's interleaved layout, since we train from scratch
* no expert parallelism, no vLLM branch, no FlashAttention subclass:
SDPA everywhere, which is what a single-GPU run wants anyway
"""
from __future__ import annotations
import math
import dataclasses
from dataclasses import dataclass, field
from typing import Optional
import torch
import torch.nn as nn
import torch.nn.functional as F
# =============================================================================
# CONFIG
# =============================================================================
@dataclass
class AnuLMConfig:
# --- tokens / context -----------------------------------------------
vocab_size: int = 259 # 256 bytes + BOS + EOS + PAD (byte mode)
block_size: int = 256
tokenizer_path: Optional[str] = None # set when trained on BPE-encoded
# data; sample.py reads it from the
# checkpoint to encode/decode
# --- trunk ------------------------------------------------------------
n_layer: int = 8
hidden_size: int = 384
n_head: int = 6
# --- attention ---------------------------------------------------------
attn: str = "gqa" # "gqa" (30B-style) | "mla" (105B-style)
head_dim: Optional[int] = None # gqa: defaults to hidden_size // n_head
n_kv_head: int = 2 # gqa only
kv_lora_rank: int = 48 # mla only
qk_nope_head_dim: int = 48 # mla only
qk_rope_head_dim: int = 24 # mla only
v_head_dim: int = 48 # mla only
use_qk_norm: bool = True
# Sliding-window attention on layers [0, max_window_layers) -- Qwen2's
# semantics, which the real 30B config inherits: it ships
# `max_window_layers: 19` with no window set, i.e. off. None disables.
sliding_window: Optional[int] = None
max_window_layers: int = 0
# --- MoE ---------------------------------------------------------------
num_experts: int = 16
num_experts_per_tok: int = 2
num_shared_experts: int = 1
moe_intermediate_size: int = 96
intermediate_size: int = 768 # the dense layer-0 MLP
first_k_dense_replace: int = 1
n_group: int = 1 # group-limited routing; 1 disables it
topk_group: int = 1
routed_scaling_factor: float = 2.5
bias_update_rate: float = 1e-3 # aux-loss-free balancing step size
# "sparse": gather each expert's tokens and run one GEMM per expert. What a
# real MoE does, and 2.1-2.35x faster here in eager -- but it uses
# `nonzero`, whose output shape is data-dependent, so torch.compile breaks
# the graph 8 times per forward and buys you nothing.
# "dense": run every expert on every token and combine with a one-hot
# weight matrix. Bit-identical output, 1 graph and 0 breaks under Dynamo,
# at the cost of num_experts/top_k times the expert FLOPs.
# "grouped": sort the (token, slot) pairs by expert once, then run ALL
# experts as one grouped GEMM per projection (F.grouped_mm). No `nonzero`,
# so shapes are static and Dynamo captures it in one graph; on a GPU it
# turns num_experts small launches into one. bf16 only -- meant for
# autocast, where the sparse path's Linears run in bf16 anyway.
moe_impl: str = "sparse"
# DeepSeek-V3's complementary sequence-wise balance loss, and a router
# z-loss. Both default OFF: the bias rule does the balancing and these are
# the belt to its braces as data gets more diverse. They enter the training
# loss only; train.py reports them separately from the LM loss.
seq_balance_alpha: float = 0.0
router_z_alpha: float = 0.0
# --- RoPE --------------------------------------------------------------
rope_theta: float = 10000.0
yarn: bool = False
yarn_factor: float = 8.0
yarn_original_context: int = 256
yarn_beta_fast: float = 32.0
yarn_beta_slow: float = 1.0
yarn_mscale: float = 1.0
yarn_mscale_all_dim: float = 1.0
# --- misc --------------------------------------------------------------
rms_norm_eps: float = 1e-6
dropout: float = 0.0
tie_word_embeddings: bool = False # Sarvam unties both models
initializer_range: float = 0.02
def __post_init__(self):
assert self.attn in ("gqa", "mla")
assert self.moe_impl in ("sparse", "dense", "grouped")
if self.moe_impl == "grouped":
assert hasattr(F, "grouped_mm"), (
"moe_impl='grouped' needs torch.nn.functional.grouped_mm (present in 2.11)")
if self.sliding_window is not None:
assert self.sliding_window >= 1 and self.max_window_layers >= 1, (
"sliding_window needs max_window_layers >= 1 to apply to any layer")
assert self.num_experts % self.n_group == 0, "n_group must divide num_experts"
# The footgun that group-limited routing hides: you cannot select more
# experts than the surviving groups actually contain.
per_group = self.num_experts // self.n_group
assert self.num_experts_per_tok <= per_group * self.topk_group, (
f"top_k={self.num_experts_per_tok} exceeds the {per_group * self.topk_group} "
f"experts reachable through {self.topk_group} of {self.n_group} groups"
)
assert self.topk_group <= self.n_group
if self.attn == "gqa":
if self.head_dim is None:
self.head_dim = self.hidden_size // self.n_head
assert self.n_head % self.n_kv_head == 0
else:
self.head_dim = self.qk_nope_head_dim + self.qk_rope_head_dim
# --- presets: the two real models, scaled down ------------------------
@staticmethod
def nano_30b(**kw) -> "AnuLMConfig":
"""GQA + high rope_theta, no YaRN. Sarvam 30B's shape."""
cfg = dict(
attn="gqa", n_layer=8, hidden_size=384, n_head=6, head_dim=64,
n_kv_head=2, num_experts=16, num_experts_per_tok=2,
moe_intermediate_size=96, # hidden/4, as in the real model
intermediate_size=768, # hidden*2
n_group=1, topk_group=1, # grouping is a no-op, like the 30B
rope_theta=1e6, yarn=False,
)
cfg.update(kw)
return AnuLMConfig(**cfg)
@staticmethod
def nano_350m(**kw) -> "AnuLMConfig":
"""353M total / 152M active. The largest that trains comfortably on 8 GB.
Sized by measurement, not arithmetic. Memory is the binding constraint:
optimizer state covers ALL parameters even though only 43% are active
per token, so an MoE is memory-hungry to train however sparse its
forward pass is. Measured peaks at batch 8 x 512, bf16 autocast,
gradient checkpointing on, AdamW:
443M -> 9.74 GB spills to system RAM on an 8 GB card (12x slower)
353M -> 6.34 GB fits, 4955 tok/s <- this preset
281M -> 5.15 GB fits, 5887 tok/s
Requires `--grad-ckpt`. Without it the same model peaks at 15.75 GB and
thrashes. Muon fits a larger model in the same memory but costs 2.6x per
step here -- see muon.py and docs/RESULTS.md.
"""
cfg = dict(
attn="gqa", n_layer=20, hidden_size=1024, n_head=16, head_dim=64,
n_kv_head=4, # 4:1, closer to the real 30B's 16:1
num_experts=12, num_experts_per_tok=3,
moe_intermediate_size=384,
intermediate_size=2816,
n_group=1, topk_group=1,
rope_theta=1e6, yarn=False,
block_size=512,
)
cfg.update(kw)
return AnuLMConfig(**cfg)
@staticmethod
def nano_105b(**kw) -> "AnuLMConfig":
"""MLA + YaRN-ready. Sarvam 105B's shape."""
cfg = dict(
attn="mla", n_layer=12, hidden_size=384, n_head=6,
kv_lora_rank=48, # hidden/8, as in the real model
qk_nope_head_dim=48, qk_rope_head_dim=24, v_head_dim=48,
num_experts=16, num_experts_per_tok=2,
moe_intermediate_size=192, # hidden/2
intermediate_size=1536, # hidden*4
n_group=4, topk_group=2, # group-limited, like the 105B
rope_theta=10000.0, yarn=False,
)
cfg.update(kw)
return AnuLMConfig(**cfg)
# =============================================================================
# NORM / MLP
# =============================================================================
class RMSNorm(nn.Module):
def __init__(self, dim: int, eps: float = 1e-6):
super().__init__()
self.weight = nn.Parameter(torch.ones(dim))
self.eps = eps
def forward(self, x):
dtype = x.dtype
x = x.float()
x = x * torch.rsqrt(x.pow(2).mean(-1, keepdim=True) + self.eps)
return (x.to(dtype)) * self.weight
class SwiGLU(nn.Module):
"""The expert body and the dense layer-0 MLP. 3 * D * I params."""
def __init__(self, hidden_size: int, intermediate_size: int):
super().__init__()
self.gate_proj = nn.Linear(hidden_size, intermediate_size, bias=False)
self.up_proj = nn.Linear(hidden_size, intermediate_size, bias=False)
self.down_proj = nn.Linear(intermediate_size, hidden_size, bias=False)
def forward(self, x):
return self.down_proj(F.silu(self.gate_proj(x)) * self.up_proj(x))
# =============================================================================
# ROPE (see sarvam/yarn_rotary_annotated.py)
# =============================================================================
def _yarn_correction_dim(num_rotations, dim, base, orig_ctx):
return (dim * math.log(orig_ctx / (num_rotations * 2 * math.pi))) / (2 * math.log(base))
def _yarn_correction_range(beta_fast, beta_slow, dim, base, orig_ctx):
low = math.floor(_yarn_correction_dim(beta_fast, dim, base, orig_ctx))
high = math.ceil(_yarn_correction_dim(beta_slow, dim, base, orig_ctx))
return max(low, 0), min(high, dim - 1)
def yarn_mscale(scale: float, mscale: float) -> float:
if scale <= 1:
return 1.0
return 0.1 * mscale * math.log(scale) + 1.0
class Rotary(nn.Module):
"""One instance at model level, shared by every layer (the 30B's pattern --
the 105B rebuilds this per layer and pays 2.15 GB for it at load)."""
def __init__(self, cfg: AnuLMConfig, dim: int):
super().__init__()
self.dim = dim
self.cfg = cfg
inv_freq = self._build_inv_freq(cfg, dim)
self.register_buffer("inv_freq", inv_freq, persistent=False)
# YaRN's temperature, split the way DeepSeek (and so the 105B) splits
# it: attention multiplies its softmax scale by attn_mscale**2, and the
# cos/sin tables are scaled by mscale(f, mscale) / mscale(f, mscale_all_dim).
# With the shipped 1.0 / 1.0 the table factor is exactly 1.0 and the
# whole correction lands on the attention scale.
if cfg.yarn:
self.attn_mscale = yarn_mscale(cfg.yarn_factor, cfg.yarn_mscale_all_dim)
self.table_mscale = (yarn_mscale(cfg.yarn_factor, cfg.yarn_mscale)
/ yarn_mscale(cfg.yarn_factor, cfg.yarn_mscale_all_dim))
else:
self.attn_mscale = self.table_mscale = 1.0
self._cached_len = 0
self._cached_key = None # (device, dtype) the tables were built for
self.register_buffer("cos_cached", torch.empty(0), persistent=False)
self.register_buffer("sin_cached", torch.empty(0), persistent=False)
@staticmethod
def _build_inv_freq(cfg: AnuLMConfig, dim: int) -> torch.Tensor:
idx = torch.arange(0, dim, 2, dtype=torch.float32) / dim
freq_extra = 1.0 / (cfg.rope_theta ** idx)
if not cfg.yarn:
return freq_extra
# NTK-by-parts: keep the fast dims, divide the slow dims by `factor`,
# ramp linearly between the two correction dims.
freq_inter = 1.0 / (cfg.yarn_factor * (cfg.rope_theta ** idx))
low, high = _yarn_correction_range(
cfg.yarn_beta_fast, cfg.yarn_beta_slow, dim,
cfg.rope_theta, cfg.yarn_original_context,
)
if low == high:
high += 0.001
ramp = (torch.arange(dim // 2, dtype=torch.float32) - low) / (high - low)
ramp = ramp.clamp(0, 1)
keep = 1.0 - ramp # 1 -> extrapolate, 0 -> interpolate
return freq_inter * (1 - keep) + freq_extra * keep
def _grow(self, seq_len: int, device, dtype):
# Keyed on device and dtype as well as length: a model moved with .to()
# or run under a different autocast dtype must not be handed stale tables.
key = (device, dtype)
if seq_len <= self._cached_len and self._cached_key == key:
return
n = max(seq_len, self._cached_len)
t = torch.arange(n, device=device, dtype=torch.float32)
freqs = torch.outer(t, self.inv_freq.to(device)) # (T, dim/2)
emb = torch.cat((freqs, freqs), dim=-1) # (T, dim)
self.cos_cached = (emb.cos() * self.table_mscale).to(dtype)
self.sin_cached = (emb.sin() * self.table_mscale).to(dtype)
self._cached_len = n
self._cached_key = key
def forward(self, seq_len: int, device, dtype, start: int = 0):
"""cos/sin for absolute positions [start, start + seq_len). `start` is
the number of tokens already in the KV cache when decoding; 0 otherwise."""
self._grow(start + seq_len, device, dtype)
return self.cos_cached[start:start + seq_len], self.sin_cached[start:start + seq_len]
def rotate_half(x):
x1, x2 = x[..., : x.shape[-1] // 2], x[..., x.shape[-1] // 2:]
return torch.cat((-x2, x1), dim=-1)
def apply_rope(q, k, cos, sin):
"""q, k: (B, H, S, Dr). cos/sin: (S, Dr) -> broadcast over batch and heads.
Split-halves (GPT-NeoX) convention. Sarvam's 105B checkpoint stores its rope
dims interleaved and permutes before rotating; we train from scratch, so we
pick one convention and stay in it.
"""
cos = cos[None, None, :, :]
sin = sin[None, None, :, :]
return (q * cos) + (rotate_half(q) * sin), (k * cos) + (rotate_half(k) * sin)
def _attn_mask(S: int, T: int, start: int, window: Optional[int], device):
"""Boolean (S, T) mask, True = may attend. The S queries sit at absolute
positions start..start+S-1; the T keys at 0..T-1 (T == start + S).
Returns None whenever SDPA's built-in `is_causal` (or no mask at all, for a
single decode step) is enough, so the fused kernels keep their fast path.
An explicit mask is needed for a multi-token step against a non-empty cache
-- `is_causal` aligns top-left, which is wrong there -- and for windows.
"""
if window is None and (start == 0 or S == 1):
return None
q_pos = torch.arange(start, start + S, device=device)[:, None]
k_pos = torch.arange(T, device=device)[None, :]
mask = k_pos <= q_pos
if window is not None:
mask &= k_pos > q_pos - window
return mask
def _sdpa(q, k, v, mask, S, scale, dropout_p):
return F.scaled_dot_product_attention(
q, k, v, attn_mask=mask, is_causal=(mask is None and S > 1),
scale=scale, dropout_p=dropout_p,
)
# =============================================================================
# ATTENTION -- GQA (see sarvam/gqa_forward_annotated.py)
# =============================================================================
class GQAttention(nn.Module):
def __init__(self, cfg: AnuLMConfig, rotary: Rotary):
super().__init__()
self.n_head = cfg.n_head
self.n_kv_head = cfg.n_kv_head
self.n_rep = cfg.n_head // cfg.n_kv_head
self.head_dim = cfg.head_dim
self.dropout = cfg.dropout
# One fused projection: (H + 2*Hkv) * Dh, exactly as the 30B does.
self.query_key_value = nn.Linear(
cfg.hidden_size, (cfg.n_head + 2 * cfg.n_kv_head) * cfg.head_dim, bias=False
)
self.dense = nn.Linear(cfg.n_head * cfg.head_dim, cfg.hidden_size, bias=False)
self.use_qk_norm = cfg.use_qk_norm
if cfg.use_qk_norm:
self.query_layernorm = RMSNorm(cfg.head_dim, cfg.rms_norm_eps)
self.key_layernorm = RMSNorm(cfg.head_dim, cfg.rms_norm_eps)
# YaRN's temperature term lives here, not in the rotary tables --
# the same place MLA puts it. Without this, `--yarn` on a GQA model
# would apply the band blend and silently drop half of YaRN.
self.scale = cfg.head_dim ** -0.5 * (rotary.attn_mscale ** 2)
def forward(self, x, cos, sin, cache: Optional[dict] = None, start: int = 0,
window: Optional[int] = None):
B, S, _ = x.shape
qkv = self.query_key_value(x)
qkv = qkv.view(B, S, self.n_head + 2 * self.n_kv_head, self.head_dim)
q, k, v = qkv.split([self.n_head, self.n_kv_head, self.n_kv_head], dim=-2)
q = q.transpose(1, 2) # (B, H, S, Dh)
k = k.transpose(1, 2) # (B, Hkv, S, Dh)
v = v.transpose(1, 2) # (B, Hkv, S, Dh)
if self.use_qk_norm: # before RoPE, as in the 30B
q = self.query_layernorm(q)
k = self.key_layernorm(k)
q, k = apply_rope(q, k, cos, sin)
if cache is not None:
# Cache the Hkv heads, not their H broadcast copies -- that ratio
# (16:1 in the real 30B) is GQA's entire inference saving.
if "k" in cache:
k = torch.cat([cache["k"], k], dim=2)
v = torch.cat([cache["v"], v], dim=2)
cache["k"], cache["v"] = k, v
T = k.shape[2]
# Broadcast each KV head across its query group. (torch>=2.5 could do
# this inside SDPA with enable_gqa=True; done explicitly for version safety.)
k = k.repeat_interleave(self.n_rep, dim=1) # (B, H, T, Dh)
v = v.repeat_interleave(self.n_rep, dim=1)
y = _sdpa(q, k, v, _attn_mask(S, T, start, window, x.device), S,
self.scale, self.dropout if self.training else 0.0) # (B, H, S, Dh)
y = y.transpose(1, 2).contiguous().view(B, S, -1)
return self.dense(y)
# =============================================================================
# ATTENTION -- MLA (see sarvam/mla_forward_annotated.py)
# =============================================================================
class MLAttention(nn.Module):
def __init__(self, cfg: AnuLMConfig, rotary: Rotary):
super().__init__()
self.n_head = cfg.n_head
self.qk_nope = cfg.qk_nope_head_dim
self.qk_rope = cfg.qk_rope_head_dim
self.q_head_dim = cfg.qk_nope_head_dim + cfg.qk_rope_head_dim
self.v_head_dim = cfg.v_head_dim
self.kv_lora_rank = cfg.kv_lora_rank
self.dropout = cfg.dropout
self.q_proj = nn.Linear(cfg.hidden_size, cfg.n_head * self.q_head_dim, bias=False)
# The one projection that produces both the shared latent and the single
# MQA-style positional key. Width = kv_lora_rank + qk_rope_head_dim.
self.kv_a_proj_with_mqa = nn.Linear(
cfg.hidden_size, cfg.kv_lora_rank + cfg.qk_rope_head_dim, bias=False
)
self.kv_a_layernorm = RMSNorm(cfg.kv_lora_rank, cfg.rms_norm_eps)
self.kv_b_proj = nn.Linear(
cfg.kv_lora_rank, cfg.n_head * (cfg.qk_nope_head_dim + cfg.v_head_dim), bias=False
)
self.o_proj = nn.Linear(cfg.n_head * cfg.v_head_dim, cfg.hidden_size, bias=False)
self.use_qk_norm = cfg.use_qk_norm
if cfg.use_qk_norm:
self.q_layernorm = RMSNorm(self.q_head_dim, cfg.rms_norm_eps)
# YaRN's temperature term lives here, not in the rotary tables.
self.scale = self.q_head_dim ** -0.5 * (rotary.attn_mscale ** 2)
def forward(self, x, cos, sin, cache: Optional[dict] = None, start: int = 0,
window: Optional[int] = None):
B, S, _ = x.shape
q = self.q_proj(x).view(B, S, self.n_head, self.q_head_dim).transpose(1, 2)
if self.use_qk_norm:
q = self.q_layernorm(q)
q_nope, q_pe = q.split([self.qk_nope, self.qk_rope], dim=-1)
compressed = self.kv_a_proj_with_mqa(x) # (B, S, Lkv+Rk)
compressed, k_pe = compressed.split([self.kv_lora_rank, self.qk_rope], dim=-1)
k_pe = k_pe.view(B, S, 1, self.qk_rope).transpose(1, 2) # (B, 1, S, Rk)
# RoPE touches only the rope slice; the latent stays position-free --
# which is exactly what lets the latent be cached below.
q_pe, k_pe = apply_rope(q_pe, k_pe, cos, sin)
compressed = self.kv_a_layernorm(compressed) # (B, S, Lkv)
if cache is not None:
# MLA's cache IS the point of MLA: kv_lora_rank + qk_rope_head_dim
# numbers per token (48 + 24 here; 512 + 64 in the 105B) regardless
# of head count, against GQA's 2 * Hkv * Dh. K and V are re-expanded
# from it through kv_b_proj every step.
if "c" in cache:
compressed = torch.cat([cache["c"], compressed], dim=1)
k_pe = torch.cat([cache["k_pe"], k_pe], dim=2)
cache["c"], cache["k_pe"] = compressed, k_pe
T = compressed.shape[1]
kv = self.kv_b_proj(compressed)
kv = kv.view(B, T, self.n_head, self.qk_nope + self.v_head_dim).transpose(1, 2)
k_nope, v = kv.split([self.qk_nope, self.v_head_dim], dim=-1)
k_pe = k_pe.expand(-1, self.n_head, -1, -1) # (B, H, T, Rk)
q = torch.cat([q_nope, q_pe], dim=-1) # (B, H, S, Qd)
k = torch.cat([k_nope, k_pe], dim=-1) # (B, H, T, Qd)
# SDPA allows V's head dim to differ from Q/K's -- which MLA needs.
y = _sdpa(q, k, v, _attn_mask(S, T, start, window, x.device), S,
self.scale, self.dropout if self.training else 0.0) # (B, H, S, Vd)
y = y.transpose(1, 2).contiguous().view(B, S, self.n_head * self.v_head_dim)
return self.o_proj(y)
# =============================================================================
# MoE (see sarvam/moe_routing_annotated.py)
# =============================================================================
class Router(nn.Module):
"""Sigmoid scoring + aux-loss-free bias balancing + group-limited top-k.
The bias is NOT learned by gradient descent. It is nudged after each
optimizer step by `Model.update_expert_biases()`, using the load counts this
module accumulates. That is the whole aux-loss-free trick: balancing steers
selection without ever entering the loss.
"""
def __init__(self, cfg: AnuLMConfig):
super().__init__()
self.top_k = cfg.num_experts_per_tok
self.num_experts = cfg.num_experts
self.n_group = cfg.n_group
self.topk_group = cfg.topk_group
self.routed_scaling_factor = cfg.routed_scaling_factor
self.weight = nn.Parameter(torch.empty(cfg.num_experts, cfg.hidden_size))
nn.init.kaiming_uniform_(self.weight, a=math.sqrt(5))
# Buffers, not parameters: no grad, but they must ride along in the
# state dict and follow .to(device).
self.register_buffer("expert_bias", torch.zeros(cfg.num_experts))
self.register_buffer("load_counts", torch.zeros(cfg.num_experts))
self.seq_balance_alpha = cfg.seq_balance_alpha
self.router_z_alpha = cfg.router_z_alpha
def forward(self, x_flat, seq_len: Optional[int] = None): # (N, D)
"""Returns (topk_idx, combine weights, aux) -- aux is None unless one of
the regularisers is on and the module is training. `seq_len` lets the
sequence-wise balance loss see the (B, S) layout of a flat batch."""
# fp32 router: top-k is discrete, and bf16 rounding would flip choices.
# Casting the inputs is not enough -- autocast re-casts F.linear to
# bf16 whatever dtype it is handed, and every GPU run before this fix
# routed in bf16 (3.2% of expert sets differed from fp32 on a real
# checkpoint). Autocast has to be off for the whole gate.
with torch.autocast(device_type=x_flat.device.type, enabled=False):
topk_idx, w, aux = self._gate(x_flat.float(), seq_len)
return topk_idx, w.to(x_flat.dtype), aux
def _gate(self, x_flat, seq_len: Optional[int]):
logits = F.linear(x_flat, self.weight.float()) # (N, E)
scores = torch.sigmoid(logits) # independent, not softmax
scores_for_choice = scores + self.expert_bias[None, :]
if self.n_group > 1:
N = scores.shape[0]
per_group = self.num_experts // self.n_group
grouped = scores_for_choice.view(N, self.n_group, per_group)
# A group is worth its best two experts.
g_score = grouped.topk(min(2, per_group), dim=-1)[0].sum(-1) # (N, G)
g_idx = g_score.topk(self.topk_group, dim=-1)[1] # (N, Gk)
g_mask = torch.zeros_like(g_score).scatter_(1, g_idx, 1.0)
mask = g_mask.unsqueeze(-1).expand(N, self.n_group, per_group).reshape(N, -1)
scores_for_choice = scores_for_choice.masked_fill(~mask.bool(), float("-inf"))
topk_idx = scores_for_choice.topk(self.top_k, dim=-1)[1] # (N, k)
# Gather from the UNBIASED scores: the bias picks, it never weights.
w = scores.gather(1, topk_idx) # (N, k)
if self.top_k > 1:
w = w / (w.sum(-1, keepdim=True) + 1e-20)
w = w * self.routed_scaling_factor
aux = None
if self.training:
with torch.no_grad():
self.load_counts += torch.bincount(
topk_idx.flatten(), minlength=self.num_experts
).to(self.load_counts.dtype)
if self.seq_balance_alpha > 0 or self.router_z_alpha > 0:
aux = logits.new_zeros(())
if self.seq_balance_alpha > 0:
# DeepSeek-V3's complementary loss (their eqs. 17-20), per
# sequence: f_i is expert i's share of the sequence's k*T slots
# scaled so a uniform router scores 1.0; P_i is its mean
# normalised sigmoid score. Only P carries gradient. Tiny alpha
# (1e-4 in V3): it is there to stop one *sequence* collapsing
# onto an expert, which the batch-level bias rule cannot see.
T = seq_len or scores.shape[0]
onehot = F.one_hot(topk_idx, self.num_experts).sum(1).float() # (N, E)
f = onehot.view(-1, T, self.num_experts).mean(1) * (self.num_experts / self.top_k)
P = (scores / scores.sum(-1, keepdim=True)).view(-1, T, self.num_experts).mean(1)
aux = aux + self.seq_balance_alpha * (f * P).sum(-1).mean()
if self.router_z_alpha > 0:
# Router z-loss (ST-MoE): keeps the logits from drifting to
# magnitudes where sigmoid saturates and top-k stops moving.
aux = aux + self.router_z_alpha * torch.logsumexp(logits, dim=-1).pow(2).mean()
return topk_idx, w, aux
class MoE(nn.Module):
def __init__(self, cfg: AnuLMConfig):
super().__init__()
self.top_k = cfg.num_experts_per_tok
self.num_experts = cfg.num_experts
self.impl = cfg.moe_impl
self._stacked = None # eval-mode cache for _route_grouped
self.router = Router(cfg)
self.experts = nn.ModuleList(
[SwiGLU(cfg.hidden_size, cfg.moe_intermediate_size) for _ in range(cfg.num_experts)]
)
self.shared_expert = (
SwiGLU(cfg.hidden_size, cfg.moe_intermediate_size * cfg.num_shared_experts)
if cfg.num_shared_experts > 0 else None
)
def forward(self, x): # (B, S, D)
"""Returns (y, aux): the routed + shared output, and the router's
regulariser (None unless enabled and training)."""
B, S, D = x.shape
x_flat = x.view(-1, D) # (N, D)
topk_idx, topk_w, aux = self.router(x_flat, seq_len=S)
route = {"dense": self._route_dense,
"grouped": self._route_grouped}.get(self.impl, self._route_sparse)
y = route(x_flat, topk_idx, topk_w).view(B, S, D)
if self.shared_expert is not None:
y = y + self.shared_expert(x) # dense, every token, outside routing
return y, aux
def _route_sparse(self, x_flat, topk_idx, topk_w):
"""One GEMM per expert over its own tokens. Default."""
N, D = x_flat.shape
flat_expert = topk_idx.reshape(-1) # (N*k,)
# Which token each (token, slot) assignment belongs to.
tok_of_slot = torch.arange(N, device=x_flat.device).repeat_interleave(self.top_k)
out = x_flat.new_zeros(N * self.top_k, D)
for e in range(self.num_experts):
sel = (flat_expert == e).nonzero(as_tuple=True)[0]
if sel.numel() == 0:
continue
# index_select + index_put with distinct indices: differentiable,
# so unlike the released 105B this path trains. No repeat_interleave
# of the hidden states, so peak memory stays at O(N*k) rows touched
# rather than O(N*k) rows materialised up front.
out[sel] = self.experts[e](x_flat[tok_of_slot[sel]]).to(out.dtype)
return (out.view(N, self.top_k, D) * topk_w.unsqueeze(-1)).sum(1)
def _route_dense(self, x_flat, topk_idx, topk_w):
"""Every expert on every token, combined through a one-hot weight
matrix. Static shapes throughout, so Dynamo captures the whole block in
one graph -- at num_experts/top_k times the expert FLOPs."""
N, D = x_flat.shape
weights = x_flat.new_zeros(N, self.num_experts).scatter_(1, topk_idx, topk_w)
y = x_flat.new_zeros(N, D)
for e in range(self.num_experts):
y = y + weights[:, e: e + 1] * self.experts[e](x_flat)
return y
def _stacked_weights(self):
"""The ModuleList's expert weights as three (E, in, out) bf16 tensors.
Stacking `.t()` views gives contiguous (E, D, I) directly -- the layout
grouped_mm wants for x @ W -- and keeps the checkpoint layout identical
to the sparse path. In training that is one copy of the expert weights
per step (~1% of the step's bytes). In eval the weights do not change,
so the stack is built once and reused: for decoding one token at a time
the copy would otherwise cost more than the GEMMs it feeds.
"""
# Keyed on the parameters' in-place version counters, so a
# load_state_dict() after the first forward invalidates the copy too.
key = sum(p._version for e in self.experts for p in e.parameters())
if not self.training and self._stacked is not None and self._stacked[0] == key:
return self._stacked[1]
stacked = tuple(
torch.stack([getattr(e, name).weight.t() for e in self.experts]).to(torch.bfloat16)
for name in ("gate_proj", "up_proj", "down_proj"))
self._stacked = (key, stacked) if not self.training else None
return stacked
def train(self, mode: bool = True):
self._stacked = None # weights are about to move; drop the copy
return super().train(mode)
def _route_grouped(self, x_flat, topk_idx, topk_w):
"""Every expert in ONE grouped GEMM per projection (F.grouped_mm).
Sort the N*k (token, slot) assignments by expert; the per-expert row
ranges are then contiguous and `offs` (a cumsum of the bincount) tells
the kernel where each group ends. argsort, bincount and cumsum all have
static output shapes, so unlike `nonzero` this traces in one graph.
bf16 only, by the kernel's contract -- run it under autocast.
"""
N, D = x_flat.shape
E, k = self.num_experts, self.top_k
flat_expert = topk_idx.reshape(-1) # (N*k,)
order = torch.argsort(flat_expert, stable=True) # slots, grouped by expert
# Per-expert counts via scatter_add rather than bincount: bincount's
# output length depends on the data, which is itself a graph break.
counts = torch.zeros(E, dtype=torch.int64, device=x_flat.device).scatter_add_(
0, flat_expert, torch.ones_like(flat_expert))
offs = counts.cumsum(0).to(torch.int32)
xs = x_flat[order // k].to(torch.bfloat16) # (N*k, D) expert-sorted
w_gate, w_up, w_down = self._stacked_weights()
h = F.silu(F.grouped_mm(xs, w_gate, offs=offs)) * F.grouped_mm(xs, w_up, offs=offs)
ys = F.grouped_mm(h, w_down, offs=offs) # (N*k, D) expert-sorted
out = x_flat.new_zeros(N * k, D)
out[order] = ys.to(out.dtype) # back to slot order
return (out.view(N, k, D) * topk_w.unsqueeze(-1)).sum(1)
# =============================================================================
# BLOCK / MODEL
# =============================================================================
class Block(nn.Module):
def __init__(self, cfg: AnuLMConfig, layer_idx: int, rotary: Rotary):
super().__init__()
self.input_layernorm = RMSNorm(cfg.hidden_size, cfg.rms_norm_eps)
self.attn = (
GQAttention(cfg, rotary) if cfg.attn == "gqa" else MLAttention(cfg, rotary)
)
self.post_attention_layernorm = RMSNorm(cfg.hidden_size, cfg.rms_norm_eps)
# Layer 0 dense, the rest MoE -- first_k_dense_replace = 1 in both models.
self.is_moe = layer_idx >= cfg.first_k_dense_replace
self.mlp = MoE(cfg) if self.is_moe else SwiGLU(cfg.hidden_size, cfg.intermediate_size)
# Sliding window on the first max_window_layers layers, full attention
# on the rest (Qwen2 semantics). None = full attention.
self.window = cfg.sliding_window if layer_idx < cfg.max_window_layers else None
def forward(self, x, cos, sin, cache: Optional[dict] = None, start: int = 0):
"""Returns (x, aux). aux is the MoE regulariser or None."""
x = x + self.attn(self.input_layernorm(x), cos, sin,
cache=cache, start=start, window=self.window)
h = self.mlp(self.post_attention_layernorm(x))
h, aux = h if self.is_moe else (h, None)
return x + h, aux
class AnuLM(nn.Module):
def __init__(self, cfg: AnuLMConfig):
super().__init__()
self.cfg = cfg
self.embed_tokens = nn.Embedding(cfg.vocab_size, cfg.hidden_size)
rope_dim = cfg.qk_rope_head_dim if cfg.attn == "mla" else cfg.head_dim
self.rotary = Rotary(cfg, rope_dim)
self.layers = nn.ModuleList([Block(cfg, i, self.rotary) for i in range(cfg.n_layer)])
self.norm = RMSNorm(cfg.hidden_size, cfg.rms_norm_eps)
self.lm_head = nn.Linear(cfg.hidden_size, cfg.vocab_size, bias=False)
if cfg.tie_word_embeddings:
self.lm_head.weight = self.embed_tokens.weight
self.grad_ckpt = False # set via enable_gradient_checkpointing()
self.apply(self._init_weights)
# nanoGPT's scaled init for the residual output projections.
for name, p in self.named_parameters():
if name.endswith(("o_proj.weight", "dense.weight", "down_proj.weight")):
nn.init.normal_(p, mean=0.0, std=cfg.initializer_range / math.sqrt(2 * cfg.n_layer))
def _init_weights(self, m):
if isinstance(m, nn.Linear):
nn.init.normal_(m.weight, mean=0.0, std=self.cfg.initializer_range)
if m.bias is not None:
nn.init.zeros_(m.bias)
elif isinstance(m, nn.Embedding):
nn.init.normal_(m.weight, mean=0.0, std=self.cfg.initializer_range)
def new_cache(self) -> list[dict]:
"""One dict per layer; each attention module owns its own entries."""
return [dict() for _ in self.layers]
def forward(self, idx, targets=None, cache: Optional[list] = None, start: int = 0):
"""`cache` (from `new_cache()`) holds K/V for the `start` tokens already
seen; this call attends to them and appends the new ones. Positions are
absolute -- start..start+S-1 -- so RoPE agrees with the cached keys.
With targets, the returned loss is LM cross-entropy plus any router
regulariser; the regulariser alone is kept in `self.aux_loss` (detached)
so the training log can report the two separately.
"""
B, S = idx.shape
assert start + S <= self.cfg.block_size, \
f"positions up to {start + S} exceed block_size {self.cfg.block_size}"
x = self.embed_tokens(idx) # (B, S, D)
cos, sin = self.rotary(S, x.device, x.dtype, start=start)
aux_total = None
for i, layer in enumerate(self.layers):
if self.grad_ckpt and self.training:
# Recompute activations in the backward pass instead of storing
# them: roughly 30% slower per step, but frees the activation
# memory that otherwise caps batch size on a small card.
x, aux = torch.utils.checkpoint.checkpoint(
layer, x, cos, sin, use_reentrant=False)
else:
x, aux = layer(x, cos, sin, cache[i] if cache is not None else None, start)
if aux is not None:
aux_total = aux if aux_total is None else aux_total + aux
x = self.norm(x)
self.aux_loss = aux_total.detach() if aux_total is not None else None
if targets is None:
# Inference shortcut: only the last position matters.
logits = self.lm_head(x[:, -1:, :])
return logits, None
logits = self.lm_head(x)
loss = F.cross_entropy(
logits.view(-1, logits.size(-1)).float(), targets.reshape(-1), ignore_index=-1
)
if aux_total is not None:
loss = loss + aux_total
return logits, loss
def enable_gradient_checkpointing(self, enable: bool = True):
"""Unlike the released Sarvam 105B file -- which advertises support and
then never calls the checkpoint function -- this actually takes effect.
See sarvam/decoder_and_model_annotated.py note 3."""
self.grad_ckpt = enable
# --- aux-loss-free load balancing -------------------------------------
@torch.no_grad()
def update_expert_biases(self) -> float:
"""Call once per optimizer step. Returns the load-imbalance ratio
(max expert load / mean load; 1.0 is perfect, top_k*... is collapse).
DeepSeek-V3's rule: nudge each expert's bias by a fixed step against the
sign of its load error. Overloaded experts get harder to pick, starved
ones easier -- and because the bias never touches the combine weights,
none of this perturbs the language-modelling gradient.
"""
ratios = []
for m in self.modules():
if not isinstance(m, Router):
continue
load = m.load_counts
total = load.sum()
if total <= 0:
continue
mean = load.mean()
m.expert_bias += self.cfg.bias_update_rate * torch.sign(mean - load)
ratios.append((load.max() / mean).item())
load.zero_()
return max(ratios) if ratios else 1.0
# --- bookkeeping --------------------------------------------------------
def num_params(self) -> tuple[int, int]:
"""(total, active-per-token). Mirrors the count in the annotated files."""
total = sum(p.numel() for p in self.parameters())
cfg = self.cfg
inactive = 0
for layer in self.layers:
if isinstance(layer.mlp, MoE):
per_expert = sum(p.numel() for p in layer.mlp.experts[0].parameters())
inactive += per_expert * (cfg.num_experts - cfg.num_experts_per_tok)
return total, total - inactive
@torch.no_grad()
def generate(self, idx, max_new_tokens: int, temperature: float = 1.0,
top_k: int | None = None, eos_id: int | None = None, use_cache: bool = True,
repetition_penalty: float = 1.0):
"""Incremental decoding. The prompt is prefilled once; every later step
runs a single token against the KV cache. Once the context is full
(block_size tokens) the cache is rebuilt from the last block_size tokens
each step, which is exactly what the uncached path computes -- so the
two paths agree token-for-token, and the tests hold them to it.
Stops early when every row has produced `eos_id`; finished rows keep
receiving eos so the batch stays rectangular.
`repetition_penalty` > 1 (CTRL's rule: divide a positive logit, multiply
a negative one, for every token already in the sequence) discourages the
loops a small model falls into at low temperature. 1.0 is off, and the
default, so nothing above changes.
"""
B = idx.shape[0]
bs = self.cfg.block_size
done = torch.zeros(B, dtype=torch.bool, device=idx.device)
cache, start, pending = None, 0, idx
for _ in range(max_new_tokens):
if not use_cache:
logits, _ = self(idx[:, -bs:])
else:
if cache is None or start + pending.shape[1] > bs:
cache, start, pending = self.new_cache(), 0, idx[:, -bs:]
logits, _ = self(pending, cache=cache, start=start)
start += pending.shape[1]
logits = logits[:, -1, :].float()
if repetition_penalty != 1.0:
seen = logits.gather(1, idx)
seen = torch.where(seen > 0, seen / repetition_penalty, seen * repetition_penalty)
logits = logits.scatter(1, idx, seen)
logits = logits / max(temperature, 1e-5)
if top_k is not None:
v, _ = torch.topk(logits, min(top_k, logits.size(-1)))
logits[logits < v[:, [-1]]] = -float("inf")
probs = F.softmax(logits, dim=-1)
nxt = torch.multinomial(probs, num_samples=1) # (B, 1)
if eos_id is not None:
nxt = torch.where(done[:, None], torch.full_like(nxt, eos_id), nxt)
idx = torch.cat((idx, nxt), dim=1)
pending = nxt
if eos_id is not None:
done |= nxt[:, 0] == eos_id
if bool(done.all()):
break
return idx
if __name__ == "__main__":
for name, cfg in [("nano_30b (GQA)", AnuLMConfig.nano_30b()),
("nano_105b (MLA)", AnuLMConfig.nano_105b())]:
# Seed per preset, not once up front: every number below is then
# reproducible and quotable in the README, and stays that way if the
# list is reordered or another preset is added. It matters most for the
# "params without grad" count, which is a property of which experts this
# particular 128-token batch happened to miss.
torch.manual_seed(0)
model = AnuLM(cfg)
total, active = model.num_params()
print(f"{name:18s} total {total/1e6:6.2f}M active/token {active/1e6:6.2f}M "
f"({100*active/total:.1f}%) layers {cfg.n_layer}")
x = torch.randint(0, cfg.vocab_size, (2, 64))
model.train()
logits, loss = model(x, x)
loss.backward()
# Smoke test: an untrained model should sit at ln(V), every parameter
# should have received a gradient, and the bias update should run.
no_grad = [n for n, p in model.named_parameters() if p.grad is None]
imbalance = model.update_expert_biases()
print(f"{'':18s} logits {tuple(logits.shape)} loss {loss.item():.4f} "
f"(ln(V) = {math.log(cfg.vocab_size):.4f})")
print(f"{'':18s} backward OK params without grad: {len(no_grad)}"
f"{' -> ' + ', '.join(no_grad[:3]) if no_grad else ''}")
print(f"{'':18s} expert load imbalance after 1 step: {imbalance:.2f}x\n")
# The project was called nanosarvam until 2026-09-18. Checkpoints saved before
# then pickle their config as ``model.NanoSarvamConfig``; keep both names
# resolvable so torch.load keeps working on them.
NanoSarvamConfig = AnuLMConfig
NanoSarvam = AnuLM
def load_checkpoint(path, map_location="cpu") -> dict:
"""Load a training checkpoint (``.pt``) or a folder written by
``export_hf.py`` (``config.json`` + ``model.safetensors``) into the same
dict shape: ``model`` (state dict), ``cfg`` (AnuLMConfig), and whatever
``step``, ``val_loss``, ``qa_templates`` and ``base_ckpt`` were saved."""
import json
from pathlib import Path as _P
p = _P(path)
if not p.is_dir():
return torch.load(str(p), map_location=map_location, weights_only=False)
from safetensors.torch import load_file
meta = json.loads((p / "config.json").read_text(encoding="utf-8"))
cfg_d = dict(meta["config"])
if cfg_d.get("tokenizer_path"):
cfg_d["tokenizer_path"] = str(p / cfg_d["tokenizer_path"])
known = {f.name for f in dataclasses.fields(AnuLMConfig)}
cfg = AnuLMConfig(**{k: v for k, v in cfg_d.items() if k in known})
dev = map_location if isinstance(map_location, str) else str(map_location)
sd = load_file(str(p / "model.safetensors"), device=dev)
ck = {"model": sd, "cfg": cfg}
for k in ("step", "val_loss", "qa_templates", "base_ckpt"):
if meta.get(k) is not None:
ck[k] = meta[k]
return ck
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