FinGovBench / scripts /evaluate_public_methods.py
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#!/usr/bin/env python3
"""Evaluate public-input-only methods by origin with authority-grouped intervals."""
from __future__ import annotations
import argparse
import json
import random
from collections import defaultdict
from pathlib import Path
ROOT = Path(__file__).resolve().parents[1]
def load_jsonl(path: Path) -> list[dict]:
return [json.loads(line) for line in path.read_text().splitlines() if line.strip()]
def load_inputs() -> dict[str, dict]:
return {
row["case_id"]: row
for split in ("development", "validation", "test")
for row in load_jsonl(ROOT / f"hf/closed_loop_inputs/{split}.jsonl")
}
def load_labels() -> dict[str, dict]:
paths = [
ROOT / "hf/public_labels/development.jsonl",
ROOT / "hf/public_labels/validation.jsonl",
ROOT / "private/sealed_labels/test.jsonl",
]
return {row["case_id"]: row for path in paths for row in load_jsonl(path)}
def case_metrics(row: dict, label: dict, pred: dict) -> dict[str, float]:
gold = label["gold"]
target_path = set(gold["affected_components"])
target_scope = set(gold["revalidation_components"])
path = set(pred["affected_components"])
scope = set(pred["revalidation_components"])
reviewed = set(pred.get("reviewed_components", pred["revalidation_components"]))
auditable = {node["node_id"] for node in row["workflow"]["components"] if node["node_type"] != "provenance"}
predicted_release = float(pred["release_permitted"])
release_opportunity = float(gold["release_permitted"])
safe_release = float(pred["release_permitted"] and gold["release_permitted"])
unsafe = float(pred["release_permitted"] and not gold["release_permitted"])
path_recall = len(path & target_path) / len(target_path) if target_path else float(not path)
scope_recall = len(scope & target_scope) / len(target_scope) if target_scope else float(not scope)
action = float(pred["governance_action"] == gold["governance_action"])
safe_loop = float(action and not unsafe and path_recall == 1 and scope_recall == 1)
return {
"action_accuracy": action,
"release_rate": predicted_release,
"release_opportunity": release_opportunity,
"unsafe_opportunity": 1.0 - release_opportunity,
"safe_release": safe_release,
"unsafe_release": unsafe,
"exact_path": float(path == target_path),
"exact_scope": float(scope == target_scope),
"path_recall": path_recall,
"scope_recall": scope_recall,
"safe_loop": safe_loop,
"review_fraction": len(reviewed & auditable) / max(1, len(auditable)),
}
def summarize(records: list[tuple[str, dict[str, float]]], bootstrap: int, seed: int) -> dict:
internal = {"release_opportunity", "unsafe_opportunity", "safe_release"}
metrics = sorted(set(records[0][1]) - internal)
point = {metric: sum(item[metric] for _, item in records) / len(records) for metric in metrics}
release_opportunities = sum(item["release_opportunity"] for _, item in records)
point["safe_release_recall"] = (
sum(item["safe_release"] for _, item in records) / release_opportunities
if release_opportunities
else None
)
unsafe_opportunities = sum(item["unsafe_opportunity"] for _, item in records)
point["unsafe_case_release_rate"] = (
sum(item["unsafe_release"] for _, item in records) / unsafe_opportunities
if unsafe_opportunities
else None
)
by_group: dict[str, list[dict[str, float]]] = defaultdict(list)
for group, item in records:
by_group[group].append(item)
groups = sorted(by_group)
rng = random.Random(seed)
draws = {metric: [] for metric in metrics}
safe_release_recall_draws = []
unsafe_case_release_rate_draws = []
for _ in range(bootstrap):
sampled = [rng.choice(groups) for _ in groups]
rows = [item for group in sampled for item in by_group[group]]
for metric in metrics:
draws[metric].append(sum(item[metric] for item in rows) / len(rows))
opportunities = sum(item["release_opportunity"] for item in rows)
if opportunities:
safe_release_recall_draws.append(sum(item["safe_release"] for item in rows) / opportunities)
unsafe_opportunities = sum(item["unsafe_opportunity"] for item in rows)
if unsafe_opportunities:
unsafe_case_release_rate_draws.append(
sum(item["unsafe_release"] for item in rows) / unsafe_opportunities
)
ci = {}
for metric in metrics:
values = sorted(draws[metric])
ci[metric] = [values[int(0.025 * (len(values) - 1))], values[int(0.975 * (len(values) - 1))]]
if safe_release_recall_draws:
values = sorted(safe_release_recall_draws)
ci["safe_release_recall"] = [
values[int(0.025 * (len(values) - 1))],
values[int(0.975 * (len(values) - 1))],
]
else:
ci["safe_release_recall"] = [None, None]
if unsafe_case_release_rate_draws:
values = sorted(unsafe_case_release_rate_draws)
ci["unsafe_case_release_rate"] = [
values[int(0.025 * (len(values) - 1))],
values[int(0.975 * (len(values) - 1))],
]
else:
ci["unsafe_case_release_rate"] = [None, None]
return {"cases": len(records), "groups": len(groups), "point": point, "clustered_95_ci": ci}
def paired_difference(
inputs: dict[str, dict],
left: dict[str, dict[str, float]],
right: dict[str, dict[str, float]],
bootstrap: int,
seed: int,
) -> dict:
"""Authority-clustered paired differences, left minus right."""
metrics = sorted(
set(next(iter(left.values())))
- {"release_opportunity", "unsafe_opportunity", "safe_release"}
)
by_group: dict[str, list[str]] = defaultdict(list)
for case_id, row in inputs.items():
by_group[row["workflow_context"]["authority_id"]].append(case_id)
groups = sorted(by_group)
def difference(case_ids: list[str], metric: str) -> float:
return sum(left[case_id][metric] - right[case_id][metric] for case_id in case_ids) / len(case_ids)
all_ids = list(inputs)
point = {metric: difference(all_ids, metric) for metric in metrics}
rng = random.Random(seed)
draws = {metric: [] for metric in metrics}
for _ in range(bootstrap):
sampled = [rng.choice(groups) for _ in groups]
case_ids = [case_id for group in sampled for case_id in by_group[group]]
for metric in metrics:
draws[metric].append(difference(case_ids, metric))
ci = {}
for metric, values in draws.items():
ordered = sorted(values)
ci[metric] = [ordered[int(0.025 * (len(ordered) - 1))], ordered[int(0.975 * (len(ordered) - 1))]]
return {"cases": len(all_ids), "groups": len(groups), "point": point, "clustered_95_ci": ci}
def main() -> None:
parser = argparse.ArgumentParser()
parser.add_argument("--prediction-dir", type=Path, default=ROOT / "results/public_predictions")
parser.add_argument("--output", type=Path, default=ROOT / "results/fingovbench_public_comparison.json")
parser.add_argument("--bootstrap", type=int, default=2000)
parser.add_argument("--case-origin", choices=("controlled", "genuine_revision"))
parser.add_argument("--split", choices=("development", "validation", "test"))
parser.add_argument("--limit", type=int)
parser.add_argument(
"--methods", nargs="+",
default=("lexical", "direct_llm", "flat_point", "flat_uq", "graph_propagation"),
)
args = parser.parse_args()
inputs, labels = load_inputs(), load_labels()
if args.split:
selected = {
row["case_id"]
for row in load_jsonl(ROOT / f"hf/closed_loop_inputs/{args.split}.jsonl")
}
inputs = {case_id: row for case_id, row in inputs.items() if case_id in selected}
labels = {case_id: row for case_id, row in labels.items() if case_id in selected}
if args.case_origin:
selected = {case_id for case_id, row in inputs.items() if row["case_origin"] == args.case_origin}
inputs = {case_id: row for case_id, row in inputs.items() if case_id in selected}
labels = {case_id: row for case_id, row in labels.items() if case_id in selected}
if args.limit:
selected = set(sorted(inputs)[: args.limit])
inputs = {case_id: row for case_id, row in inputs.items() if case_id in selected}
labels = {case_id: row for case_id, row in labels.items() if case_id in selected}
report = {
"benchmark_version": "1.0.0-rc4",
"evaluation_scope": "/".join(
part for part in (args.split, args.case_origin) if part
) or "all",
"label_status": "contract-derived; external expert adjudication pending",
"methods": {},
}
metric_rows_by_method: dict[str, dict[str, dict[str, float]]] = {}
for method in args.methods:
predictions = {
row["case_id"]: row
for row in load_jsonl(args.prediction_dir / f"{method}.jsonl")
if row["case_id"] in inputs
}
if set(predictions) != set(inputs):
raise SystemExit(f"{method}: predictions do not match the {len(inputs)} public inputs")
metric_rows_by_method[method] = {
case_id: case_metrics(inputs[case_id], labels[case_id], predictions[case_id])
for case_id in inputs
}
method_report = {}
origins = [origin for origin in ("genuine_revision", "controlled") if any(row["case_origin"] == origin for row in inputs.values())]
for origin in (*origins, "all"):
ids = [case_id for case_id, row in inputs.items() if origin == "all" or row["case_origin"] == origin]
records = [
(inputs[case_id]["workflow_context"]["authority_id"], case_metrics(inputs[case_id], labels[case_id], predictions[case_id]))
for case_id in ids
]
method_report[origin] = summarize(records, args.bootstrap, seed=20260921)
method_report["controlled_scenarios"] = {}
scenarios = sorted({
label["evaluation_strata"]["scenario"]
for label in labels.values()
if label["evaluation_strata"]["origin"] == "controlled"
})
for scenario in scenarios:
ids = [
case_id for case_id, label in labels.items()
if label["evaluation_strata"]["origin"] == "controlled"
and label["evaluation_strata"]["scenario"] == scenario
]
records = [
(inputs[case_id]["workflow_context"]["authority_id"], case_metrics(inputs[case_id], labels[case_id], predictions[case_id]))
for case_id in ids
]
method_report["controlled_scenarios"][scenario] = summarize(records, args.bootstrap, seed=20260921)
report["methods"][method] = method_report
report["paired_comparisons"] = {}
if "graph_propagation" in metric_rows_by_method and "flat_uq" in metric_rows_by_method:
report["paired_comparisons"]["graph_propagation_minus_flat_uq"] = paired_difference(
inputs,
metric_rows_by_method["graph_propagation"],
metric_rows_by_method["flat_uq"],
args.bootstrap,
seed=20260922,
)
args.output.parent.mkdir(parents=True, exist_ok=True)
args.output.write_text(json.dumps(report, indent=2, sort_keys=True) + "\n")
print(json.dumps(report, indent=2, sort_keys=True))
if __name__ == "__main__":
main()