OptimistFi/tokenized-stock-objections

Tokenized stock issuer objections

The SEC's Innovation Exemption (Release No. 34-106402, September 17, 2026) lets a Tokenized Securities Venue (TSV) trade tokenized NMS stocks. A stock tokenized by a third party unaffiliated with its issuer may not begin trading on a TSV until at least 30 calendar days after the issuer receives the TSV's Issuer Notice. If the issuer objects in writing on or before the 30th day, the TSV cannot make that stock available for trading, and must amend its public Notice within five business days to say it received the objection (Order, pp. 21-22).

This dataset holds every version of the Notice of every TSV on the SEC's list, read from each venue's own website, with each objecting issuer linked to the page or section of the Notice that names it.

Through 2026-11-05: 67 companies have objected, 68 objections across 3 venues (a company that objected at two venues counts once among the companies and twice among the objections), in 21 Notice versions.

Venue	Operator	Notice versions	Objectors in latest Notice	Notices
OKXICE	OKXICE LLC, a joint venture owned 50% by Intercontinental Exchange Holdings (the NYSE's parent) and 50% by OKC USA Holding (OKX)	13	67	https://www.okx.com/en-us/okxicetsv
Perpetuals.com	Kephas Corporation d/b/a Perpetuals.com	2	1	https://tsv.perpetuals.com/
TSV LLC	TSV LLC, a Puerto Rico limited liability company	6	0	https://www.tokenizedstockvenue.com/notice.html

Files

objections.csv: one row per company per venue, from each venue's latest Notice.

Column	Meaning
company	The issuer as the Notice names it
tickers	Its ticker symbols, space-separated (GOOG GOOGL is one company)
venue	The TSV
first_named_date	Date of the first Notice version that names the company as having objected
receipt	That version, at the page (PDF) or section (HTML) that names the company
on_launch_list	Whether the venue's latest list of stocks it planned to offer included the company; empty when the venue published no such list

notices.csv: one row per Notice version.

Column	Meaning
venue	The TSV
version	The venue's own version number, where it numbers versions
date	The version's date
objectors	Issuers this version names as having objected
newly_named	Of those, how many no earlier version named
stocks_listed	Companies whose stock this version lists; empty when it lists none
stocks_kind	planned (the venue will make them available) or trading (it makes them available now)
url	The version as published
sha256	SHA-256 of the PDF as read; for an HTML notice, of the text of its main section with tags removed and whitespace collapsed, so a markup-only change does not alter it

stocks.csv: the stocks each venue's Notices list, one row per company: what the venue says it trades now (kind trading), or else its latest list of stocks it will make available (kind planned). objected says whether the venue's latest Notice names that company as having objected.

Source and updates

Read from the venues' public Notices by OptimistFi and checked every 15 minutes. This copy is refreshed every six hours from https://optimistfi.com/perps/tokenized-stocks/data.json. The live tracker, with search by company: https://optimistfi.com/perps/tokenized-stocks. The Order: https://www.sec.gov/files/rules/exorders/2026/34-106402.pdf.

Citation

@misc{optimistfi_tokenized_objections,
  author = {{OptimistFi}},
  title = {Tokenized stock issuer objections},
  year = {2026},
  publisher = {Hugging Face},
  url = {https://huggingface.co/datasets/OptimistFi/tokenized-stock-objections},
  note = {Notices through 2026-11-05. Live tracker: https://optimistfi.com/perps/tokenized-stocks}
}

License: CC BY 4.0. Credit "OptimistFi, optimistfi.com/perps/tokenized-stocks".