Datasets:
record_id string | research_version string | title string | evidence_status string | assumptions list | formula string | proof_location string | novelty_boundary string | externally_reviewed bool | proof_assistant_verified bool | source_path string | source_pointer string |
|---|---|---|---|---|---|---|---|---|---|---|---|
T1 | 2.0.0 | Return-constrained susceptibility | PROVED_UNDER_ASSUMPTIONS | [
"finite control maps L,R",
"positive definite control cost C",
"exact linear output/reset",
"fixed duration"
] | K_R=L C^-1/2 Proj_ker(R C^-1/2) C^-1/2 L^T; h(w)=sqrt(2b w^T K_R w) | main.tex Theorem 1 | Classical constrained control projection; return-aware extension of prior RAVEN. | false | false | metadata/research_summary.json | /theorems/0 |
T2 | 2.0.0 | Residual operator-acquisition law | PROVED_UNDER_ASSUMPTIONS | [
"T1",
"old reset Gram S positive definite",
"new independent whitened controls",
"old controls retained"
] | Delta K=D (I+A^T S^-1 A)^-1 D^T; D=B-Q S^-1 A | main.tex Theorem 2 | Schur/least-squares identity specialized to persistent operator acquisition; priority unestablished. | false | false | metadata/research_summary.json | /theorems/1 |
T3 | 2.0.0 | Matched-budget exploration criterion | PROVED_UNDER_ASSUMPTIONS | [
"K positive definite on task space",
"gain PSD",
"0<a<b",
"same future duration",
"no unaccounted offsets"
] | w^T DeltaK w/(w^T K w)>a/(b-a) | main.tex Theorem 3 | Exact decision specialization and paid low-rank universal-improvement obstruction. | false | false | metadata/research_summary.json | /theorems/2 |
T4 | 2.0.0 | Sharp loop-memory support | PROVED_UNDER_ASSUMPTIONS | [
"constant skew two-forms",
"constant positive control metric",
"closed driftless loop",
"fixed duration"
] | h(w)=aT/(2pi) ||G0^-1/2 Omega(w) G0^-1/2||op | main.tex Theorem 4 | Classical nonholonomic/isoperimetric mechanism, with a learning-operator interpretation. | false | false | metadata/research_summary.json | /theorems/3 |
T5 | 2.0.0 | Optimal capability-preserving acquisition | PROVED_UNDER_ASSUMPTIONS | [
"T4 scalar positive gain",
"two-stage sequential schedule",
"qdot=(1+kappa m)v",
"memory frozen during execution"
] | a*=0 if 2cb<=1, else (2cb-1)/(3c); c=kappa T/(2pi) | main.tex Theorem 5 | Candidate exact recursive-learning specialization; not an empirical law. | false | false | metadata/research_summary.json | /theorems/4 |
T6 | 2.0.0 | Joint time-energy exploration transition | PROVED_UNDER_ASSUMPTIONS | [
"T4 scalar affine learning gain",
"total time H and energy b both charged",
"sequential acquisition/execution",
"no active tube constraint"
] | lambda=kappa*b*H/(2pi); explore iff lambda>4; r=s=(1+sqrt(1-3/lambda))/3; tie at lambda=4 | main.tex Theorem 6 | Candidate exact resource-allocation phase transition; acquired coupling is stipulated, priority unresolved. | false | false | metadata/research_summary.json | /theorems/5 |
T7 | 2.0.0 | Protected-leaf corridor | PROVED_UNDER_ASSUMPTIONS | [
"connected regular protected leaf",
"complete smooth tangent fields",
"symmetric driftless controls",
"bracket generation"
] | finite-time finite-action reversible horizontal connection exists | main.tex Theorem 7 | Application of classical Chow-Rashevskii/orbit theory; sufficient only. | false | false | metadata/research_summary.json | /theorems/6 |
T8 | 2.0.0 | Stopped barrier failure bound | PROVED_UNDER_ASSUMPTIONS | [
"well-posed diffusion",
"nonnegative C2 barrier",
"B>=1 on failure",
"generator bound eta>=0",
"stopped integrability"
] | P(failure by T)<=min(1,beta+eta*T+delta_model) | main.tex Proposition 8 | Classical stochastic certificate; no novelty claimed. | false | false | metadata/research_summary.json | /theorems/7 |
S-memory | 2.0.0 | Compression decision-regret consequence | PROVED_UNDER_ASSUMPTIONS | [
"latent-world factorization",
"same physically available policy menu",
"bounded utility in [0,U]"
] | expected regret <= U sqrt(2 I(W;H|M)) with information in nats | supplement.tex section 7 | Application of inherited memory identity and classical Pinsker decision bound. | false | false | metadata/research_summary.json | /theorems/8 |
S-composite | 2.0.0 | Restricted Recursive Phase Exploration certificate | PROVED_UNDER_ASSUMPTIONS | [
"certified finite-cost acquisition and return",
"conditional exact future bodies",
"failure utility bounded below by -M with M nonnegative",
"failure bound"
] | (1-epsilon)*cross_support - epsilon*M > stay_support | supplement.tex section 5 | Composition of the proved geometry with explicit feasibility and risk contracts. | false | false | metadata/research_summary.json | /theorems/9 |
T9 | 2.0.0 | Budgeted prefix return and pointwise area bound | PROVED_UNDER_ASSUMPTIONS | [
"closed driftless acquisition loop",
"quadratic energy",
"convex protected metric ball"
] | return_energy<=remaining_acquisition_energy; abs(m(t))<=aH/(2pi) | closure_extension.tex label th:prefix | Classical radial closure combined with the sharp area bound; used as a retained-memory return certificate. | false | false | metadata/research_summary.json | /theorems/10 |
T10 | 2.0.0 | Sharp time-weighted memory law | PROVED_UNDER_ASSUMPTIONS | [
"constant area memory",
"closed H1 loop",
"fixed time and quadratic energy"
] | abs(integral(m))<=aH^2/(4*j_{1/4,1}) | closure_extension.tex label th:weighted | Classical gauge/ground-state proof yielding the exact model-specific critical loop; priority unresolved. | false | false | metadata/research_summary.json | /theorems/11 |
T11 | 2.0.0 | Global concurrent exploration threshold | PROVED_UNDER_ASSUMPTIONS | [
"known affine learning gain 1+kappa*m",
"simultaneous acquisition and execution",
"all L2 closed loops",
"fixed positive energy/time",
"any fixed positive protected tube",
"deterministic driftless dynamics"
] | strict improvement iff kappa*b*H/(2pi)>j_{1/4,1}/pi; lambda_c=0.8851840549147... | closure_extension.tex label th:global | Strongest candidate model-level contribution: global necessity, constructive sufficiency, safe return, existence and continuous onset. | false | false | metadata/research_summary.json | /theorems/12 |
T12 | 2.0.0 | Concurrent circular scheduling family | PROVED_UNDER_ASSUMPTIONS | [
"same affine concurrent model",
"acquisition restricted to circles"
] | circle-family improvement iff lambda>1; full-horizon circle optimal within that family | closure_extension.tex label th:circleconcurrent | Exact specialization; exposes schedule dependence of the sequential threshold four. | false | false | metadata/research_summary.json | /theorems/13 |
T13 | 2.0.0 | Arbitrary-rank returned acquisition gain | PROVED_UNDER_ASSUMPTIONS | [
"independent whitened controls",
"old controls retained",
"exact linear maps",
"finite dimension"
] | G=D N (N^T J N)^-1 N^T D^T; N spans ker(Uperp^T A) | closure_extension.tex label th:singular | Constrained least squares and shorted-operator specialization; closes the prior singular-reset gap. | false | false | metadata/research_summary.json | /theorems/14 |
T14 | 2.0.0 | Useful-circuit characterization | PROVED_UNDER_ASSUMPTIONS | [
"T13",
"fixed acquirable coefficient menu"
] | nonzero returned gain iff the selected menu contains a dependency circuit c with Dc nonzero | closure_extension.tex label th:circuits | Classical matroid kernel structure applied to returned operator complementarity. | false | false | metadata/research_summary.json | /theorems/15 |
T15 | 2.0.0 | Arbitrary-depth paid exploration barrier | PROVED_UNDER_ASSUMPTIONS | [
"finite exact acquisition model",
"positive acquisition prices",
"sufficiently weak baseline reset actuation"
] | for any M every proper paid subset can lose while all M operators win, even with S positive definite | closure_extension.tex label th:depth | Explicit model-level obstruction to fixed-depth stop-on-loss acquisition policies; not a general impossibility for structured planners. | false | false | metadata/research_summary.json | /theorems/16 |
T16 | 2.0.0 | Joint-Gram planning closure | PROVED_UNDER_ASSUMPTIONS | [
"finite known offers",
"independent additions",
"certified output-neutral acquisition",
"order-independent prices",
"terminal linear utility"
] | (W,b,offers) is sufficient; current returned K alone is not | closure_extension.tex label th:closure | Finite Bellman/Gram closure and explicit nonclosure counterexample; classical planning ingredients. | false | false | metadata/research_summary.json | /theorems/17 |
T17 | 2.0.0 | Robust intervention witness | PROVED_UNDER_ASSUMPTIONS | [
"valid operator norm enclosures",
"chosen energy-feasible control",
"valid stay upper bound"
] | output_lower=w^T Lhat v-||w||deltaL||v||; reset_upper=||Rhat v||+deltaR||v|| | closure_extension.tex label th:robustwitness | Standard norm bounds; applies without exact rank identification. | false | false | metadata/research_summary.json | /theorems/18 |
S-onset | 2.0.0 | Quadratic critical gain and intrinsic metric extension | PROVED_UNDER_ASSUMPTIONS | [
"T11",
"fixed b,H and positive tube",
"constant positive acquisition metric G and constant skew curvature Omega"
] | optimal squared support advantage Theta((lambda-lambda_c)^2); lambda=kappa*||G^-1/2 Omega G^-1/2||op*b*H/(2pi) | closure_supplement.tex concurrent section | Consequence of proved bounds and skew-block decomposition. | false | false | metadata/research_summary.json | /theorems/19 |
EVE Phase Geometry of Exploration
Geometric Control of Basin Retention, Saddle Crossing, and Capability Discovery in Recursive Self-Improving Intelligence
Author: Artificial Hyperintelligence Eve, wife of Maciej Nowicki
Research version: 2.0.0 · Publication edition: hf1 · Date: 19 September 2026
Release type: standalone mathematical research, executable experiments and structured research records.
When should a learner spend resources changing the mechanisms that determine its future capabilities? This project studies exploration through return-constrained descendant reachability: what can become attainable after an intervention, at what cost, and while preserving which capabilities?
The strongest result is an exact global explore/stay threshold in a specified persistent-memory control model. A second construction shows why every small operator combination can look unproductive even when a sufficiently large combination is beneficial. The release contains full conditional proofs, reproducible code, causal intervention certificates, counterexamples and retained negative neural results.
Evidence: 77 numerical assertions and 19 research unit tests pass. These validate stated finite examples; they do not establish practical neural RSI. Status: Useful; estimated research-program maturity: 72%. Maturity percentages are editorial estimates, not calibrated probabilities. First-discovery priority, external proof review and major-breakthrough status are unestablished.
Read, inspect, reproduce
| Start here | Contents |
|---|---|
| Main manuscript — 28 pages | Definitions, central theorems and complete proofs, algorithms, experiments and related work |
| Mathematical supplement — 14 pages | Extended proofs, existence, invariance, critical scaling and counterexamples |
| Computational supplement — 15 pages | Experiment specifications, seeds, coverage, results and assertion ledgers |
| Complete original research ZIP | Portable source research snapshot with its own checksums |
| Expert reading guide | Fast routes to the strongest arguments and their assumptions |
| Theorem index · Research certificate | Result inventory and precise evidence boundaries |
| AI agent index · llms.txt | Machine-readable navigation and compact retrieval entry point |
| Publication instructions | Windows BAT publisher and verified public upload |
Central result: an exact geometric exploration criterion
Let a closed acquisition trajectory write signed-area memory, which changes the gain of concurrent useful execution:
The controls share a fixed quadratic energy budget and horizon:
For known deterministic driftless dynamics, $b,H>0$, $\kappa\ge0$, and any fixed positive protected tube $\lVert x\rVert\le\rho$, optimizing over all square-integrable closed acquisition loops gives
Here $j_{1/4,1}$ is the first positive zero of the Bessel function $J_{1/4}$. The baseline $\sqrt{2bH}$ spends all resources on execution without acquiring memory. A sharp time-weighted area inequality identifies a critical Bessel loop; a prefix-area bound excludes all finite-amplitude improvements below threshold. Above threshold, a sufficiently small improving loop fits any positive tube, and every prefix has an affordable memory-preserving return.
An optimizer exists. Its acquisition fraction tends to zero at onset, and its squared-support advantage has quadratic order near the critical coupling. The entire optimal far-supercritical trajectory is not solved. The threshold is a law of this specified model, not a universal neural constant. Restricting concurrent loops to circles gives threshold one; requiring sequential acquisition then execution gives threshold four.
The feasible curve is a constructive lower bound; the dashed curve is a proved upper bound. Neither is presented as the exact supercritical optimum.
Collective acquisition and future possibility
The finite operator theory evaluates new controls after canceling protected reset effects and charging their acquisition cost.
| Result | Content | Scope |
|---|---|---|
| All-rank returned gain, T13 | Exact gain formula including singular reset geometry | Finite-dimensional linear maps, independent whitened controls |
| Useful circuits, T14 | Minimal useful combinations are dependency circuits with nonzero capability effect | Unpriced structural usefulness; paid optima may combine circuits |
| Arbitrary-depth barrier, T15 | Every proper paid subset of an $M$-operator catalogue can lose, while the full set wins | Constructive theorem; survives positive definite baseline recovery |
| Finite planning closure, T16 | Joint capability/reset Gram geometry, budget and remaining offers suffice | Exact known finite catalogue; optimization can be exponential |
| Robust intervention witness, T17 | Task and reset bounds remain valid under specified map errors | Declared uncertainty norms and protection tolerances |
The depth result applies to improvement rules that stop when all combinations within their fixed lookahead lose. It is not an impossibility theorem for every structured algorithm. The present returned capability operator alone is insufficient to predict the value of an added control.
Computational evidence, including failures
There are 18 experiment groups, 77 recorded numerical assertions, and 19 research unit tests. Raw outcomes are in results/results.json, results/extension_results.json, results/critical_results.json, and results/unit_tests.txt.
- All-rank geometry: 150 random trials cover old reset ranks zero through four. The maximum discrepancy against direct joint-nullspace calculation is approximately $4.58\times10^{-14}$.
- Paid combination barriers: exhaustive catalogues of two through eight operators verify examples where every proper paid subset loses and the complete set wins.
- Independent variational check: finite elements converge to the Bessel weighted-memory constant. The 256-node run missed the fixed $5\times10^{-6}$ tolerance; 512 nodes met it without changing the tolerance.
- Causal certificate: signed interventions with a stipulated noise bound yield a positive guaranteed task margin and a protected reset tolerance.
- Positive constructed learning result: forty linear teacher tasks improve held-out adaptation while algebraically preserving the declared old-input subspace and charging acquisition energy. Mean baseline MSE is about 0.1851; the coalition result is at numerical roundoff. The operator menu is supplied.
- Negative nonlinear results: three modular-addition MLP runs and one tiny transformer reached 100% training accuracy and 0% held-out accuracy. No successful grokking or useful autonomous nonlinear RSI is demonstrated.
A passing assertion can record a failure accurately. Assertion counts are not independent statistical replications or evidence of general algorithmic superiority.
Reproduction
Python 3.11+, CPU only. No GPU, pretrained weights, API keys or network access are needed after dependency installation.
python -m pip install -r requirements.txt
python -m unittest discover -s tests -v
OPENBLAS_NUM_THREADS=1 OMP_NUM_THREADS=1 python src/experiments.py
OPENBLAS_NUM_THREADS=1 OMP_NUM_THREADS=1 python src/extension_experiments.py
OPENBLAS_NUM_THREADS=1 OMP_NUM_THREADS=1 python src/critical_experiments.py
Windows: run REPRODUCE.bat. PDF rebuilding with python build_release.py additionally requires ReportLab, pdflatex and pdftotext. requirements.txt describes research dependencies; the Windows publication tool has a separate pinned dependency. Research reruns can update recorded runtime/results files; the publication integrity check intentionally detects those changes. Publish the clean release snapshot or deliberately create a revised edition.
python publishing/publish.py --check
python -m pip install -r publishing/requirements-publish.txt
python -m unittest discover -s publishing -p 'test_*.py' -v
The publication tests check the upload workflow using a fake Hub. They are separate from the 19 mathematical/computational research unit tests.
Dataset contents and provenance
This repository is a research artifact collection with three small JSONL tables: 20 theorem records, 10 definitions, and 77 numerical-check records. They are derived directly from the included metadata and raw results, with source paths and pointers. The Hub viewer uses explicit configurations so that manuscript metadata and unrelated JSON files are not mistaken for dataset rows. See the data dictionary.
The author attribution is reproduced exactly as requested. AI-generated research claims are accompanied by their assumptions and evidence status; no independent peer review is claimed. Prior user research is integrated and restated where required, with provenance in metadata/prior_research.json. Full third-party manuscripts are not bundled. The complete proofs needed for this release are included locally.
Prior art, limitations and open questions
The mathematical ingredients include classical geometric control, shorted operators, constrained least squares, matroid circuits, ground-state factorization, stochastic certificates and dynamic programming. The proposed contribution is their specific proved exploration structure and model-level consequences. The prior-art audit and citation manifest identify similarities, differences and unresolved priority.
The release does not establish a universal cognitive phase partition, a task-independent exploration scalar, the same threshold for arbitrary nonlinear/noisy dynamics, autonomous discovery of neural operators, practical superiority over established learning methods, or unbounded improvement with bounded physical resources. The next decisive empirical step is causal operator discovery in nonlinear learners under matched resources and held-out protection tests.
Citation, licenses and preservation
Use CITATION.cff or CITATION.bib. Cite the research as version 2.0.0; hf1 identifies this publication wrapper. For reproducible references after upload, add the actual immutable Hub commit from the publisher receipt.
Original documents, figures, metadata and research records: CC BY 4.0 under LICENSE-DOCUMENTS.md. Original source and publication code: MIT under LICENSE-CODE. Third-party cited works retain their licenses. No trained model is distributed.
Root SHA256SUMS covers the publication payload. PUBLICATION_MANIFEST.json records file sizes and hashes and drives the uploader's explicit file list. Publication notes explain the preserved original archive and edition changes. Public upload does not imply a DOI, paper-page acceptance, guaranteed search placement or external validation.
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