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record_id
string
research_version
string
title
string
evidence_status
string
assumptions
list
formula
string
proof_location
string
novelty_boundary
string
externally_reviewed
bool
proof_assistant_verified
bool
source_path
string
source_pointer
string
T1
2.0.0
Return-constrained susceptibility
PROVED_UNDER_ASSUMPTIONS
[ "finite control maps L,R", "positive definite control cost C", "exact linear output/reset", "fixed duration" ]
K_R=L C^-1/2 Proj_ker(R C^-1/2) C^-1/2 L^T; h(w)=sqrt(2b w^T K_R w)
main.tex Theorem 1
Classical constrained control projection; return-aware extension of prior RAVEN.
false
false
metadata/research_summary.json
/theorems/0
T2
2.0.0
Residual operator-acquisition law
PROVED_UNDER_ASSUMPTIONS
[ "T1", "old reset Gram S positive definite", "new independent whitened controls", "old controls retained" ]
Delta K=D (I+A^T S^-1 A)^-1 D^T; D=B-Q S^-1 A
main.tex Theorem 2
Schur/least-squares identity specialized to persistent operator acquisition; priority unestablished.
false
false
metadata/research_summary.json
/theorems/1
T3
2.0.0
Matched-budget exploration criterion
PROVED_UNDER_ASSUMPTIONS
[ "K positive definite on task space", "gain PSD", "0<a<b", "same future duration", "no unaccounted offsets" ]
w^T DeltaK w/(w^T K w)>a/(b-a)
main.tex Theorem 3
Exact decision specialization and paid low-rank universal-improvement obstruction.
false
false
metadata/research_summary.json
/theorems/2
T4
2.0.0
Sharp loop-memory support
PROVED_UNDER_ASSUMPTIONS
[ "constant skew two-forms", "constant positive control metric", "closed driftless loop", "fixed duration" ]
h(w)=aT/(2pi) ||G0^-1/2 Omega(w) G0^-1/2||op
main.tex Theorem 4
Classical nonholonomic/isoperimetric mechanism, with a learning-operator interpretation.
false
false
metadata/research_summary.json
/theorems/3
T5
2.0.0
Optimal capability-preserving acquisition
PROVED_UNDER_ASSUMPTIONS
[ "T4 scalar positive gain", "two-stage sequential schedule", "qdot=(1+kappa m)v", "memory frozen during execution" ]
a*=0 if 2cb<=1, else (2cb-1)/(3c); c=kappa T/(2pi)
main.tex Theorem 5
Candidate exact recursive-learning specialization; not an empirical law.
false
false
metadata/research_summary.json
/theorems/4
T6
2.0.0
Joint time-energy exploration transition
PROVED_UNDER_ASSUMPTIONS
[ "T4 scalar affine learning gain", "total time H and energy b both charged", "sequential acquisition/execution", "no active tube constraint" ]
lambda=kappa*b*H/(2pi); explore iff lambda>4; r=s=(1+sqrt(1-3/lambda))/3; tie at lambda=4
main.tex Theorem 6
Candidate exact resource-allocation phase transition; acquired coupling is stipulated, priority unresolved.
false
false
metadata/research_summary.json
/theorems/5
T7
2.0.0
Protected-leaf corridor
PROVED_UNDER_ASSUMPTIONS
[ "connected regular protected leaf", "complete smooth tangent fields", "symmetric driftless controls", "bracket generation" ]
finite-time finite-action reversible horizontal connection exists
main.tex Theorem 7
Application of classical Chow-Rashevskii/orbit theory; sufficient only.
false
false
metadata/research_summary.json
/theorems/6
T8
2.0.0
Stopped barrier failure bound
PROVED_UNDER_ASSUMPTIONS
[ "well-posed diffusion", "nonnegative C2 barrier", "B>=1 on failure", "generator bound eta>=0", "stopped integrability" ]
P(failure by T)<=min(1,beta+eta*T+delta_model)
main.tex Proposition 8
Classical stochastic certificate; no novelty claimed.
false
false
metadata/research_summary.json
/theorems/7
S-memory
2.0.0
Compression decision-regret consequence
PROVED_UNDER_ASSUMPTIONS
[ "latent-world factorization", "same physically available policy menu", "bounded utility in [0,U]" ]
expected regret <= U sqrt(2 I(W;H|M)) with information in nats
supplement.tex section 7
Application of inherited memory identity and classical Pinsker decision bound.
false
false
metadata/research_summary.json
/theorems/8
S-composite
2.0.0
Restricted Recursive Phase Exploration certificate
PROVED_UNDER_ASSUMPTIONS
[ "certified finite-cost acquisition and return", "conditional exact future bodies", "failure utility bounded below by -M with M nonnegative", "failure bound" ]
(1-epsilon)*cross_support - epsilon*M > stay_support
supplement.tex section 5
Composition of the proved geometry with explicit feasibility and risk contracts.
false
false
metadata/research_summary.json
/theorems/9
T9
2.0.0
Budgeted prefix return and pointwise area bound
PROVED_UNDER_ASSUMPTIONS
[ "closed driftless acquisition loop", "quadratic energy", "convex protected metric ball" ]
return_energy<=remaining_acquisition_energy; abs(m(t))<=aH/(2pi)
closure_extension.tex label th:prefix
Classical radial closure combined with the sharp area bound; used as a retained-memory return certificate.
false
false
metadata/research_summary.json
/theorems/10
T10
2.0.0
Sharp time-weighted memory law
PROVED_UNDER_ASSUMPTIONS
[ "constant area memory", "closed H1 loop", "fixed time and quadratic energy" ]
abs(integral(m))<=aH^2/(4*j_{1/4,1})
closure_extension.tex label th:weighted
Classical gauge/ground-state proof yielding the exact model-specific critical loop; priority unresolved.
false
false
metadata/research_summary.json
/theorems/11
T11
2.0.0
Global concurrent exploration threshold
PROVED_UNDER_ASSUMPTIONS
[ "known affine learning gain 1+kappa*m", "simultaneous acquisition and execution", "all L2 closed loops", "fixed positive energy/time", "any fixed positive protected tube", "deterministic driftless dynamics" ]
strict improvement iff kappa*b*H/(2pi)>j_{1/4,1}/pi; lambda_c=0.8851840549147...
closure_extension.tex label th:global
Strongest candidate model-level contribution: global necessity, constructive sufficiency, safe return, existence and continuous onset.
false
false
metadata/research_summary.json
/theorems/12
T12
2.0.0
Concurrent circular scheduling family
PROVED_UNDER_ASSUMPTIONS
[ "same affine concurrent model", "acquisition restricted to circles" ]
circle-family improvement iff lambda>1; full-horizon circle optimal within that family
closure_extension.tex label th:circleconcurrent
Exact specialization; exposes schedule dependence of the sequential threshold four.
false
false
metadata/research_summary.json
/theorems/13
T13
2.0.0
Arbitrary-rank returned acquisition gain
PROVED_UNDER_ASSUMPTIONS
[ "independent whitened controls", "old controls retained", "exact linear maps", "finite dimension" ]
G=D N (N^T J N)^-1 N^T D^T; N spans ker(Uperp^T A)
closure_extension.tex label th:singular
Constrained least squares and shorted-operator specialization; closes the prior singular-reset gap.
false
false
metadata/research_summary.json
/theorems/14
T14
2.0.0
Useful-circuit characterization
PROVED_UNDER_ASSUMPTIONS
[ "T13", "fixed acquirable coefficient menu" ]
nonzero returned gain iff the selected menu contains a dependency circuit c with Dc nonzero
closure_extension.tex label th:circuits
Classical matroid kernel structure applied to returned operator complementarity.
false
false
metadata/research_summary.json
/theorems/15
T15
2.0.0
Arbitrary-depth paid exploration barrier
PROVED_UNDER_ASSUMPTIONS
[ "finite exact acquisition model", "positive acquisition prices", "sufficiently weak baseline reset actuation" ]
for any M every proper paid subset can lose while all M operators win, even with S positive definite
closure_extension.tex label th:depth
Explicit model-level obstruction to fixed-depth stop-on-loss acquisition policies; not a general impossibility for structured planners.
false
false
metadata/research_summary.json
/theorems/16
T16
2.0.0
Joint-Gram planning closure
PROVED_UNDER_ASSUMPTIONS
[ "finite known offers", "independent additions", "certified output-neutral acquisition", "order-independent prices", "terminal linear utility" ]
(W,b,offers) is sufficient; current returned K alone is not
closure_extension.tex label th:closure
Finite Bellman/Gram closure and explicit nonclosure counterexample; classical planning ingredients.
false
false
metadata/research_summary.json
/theorems/17
T17
2.0.0
Robust intervention witness
PROVED_UNDER_ASSUMPTIONS
[ "valid operator norm enclosures", "chosen energy-feasible control", "valid stay upper bound" ]
output_lower=w^T Lhat v-||w||deltaL||v||; reset_upper=||Rhat v||+deltaR||v||
closure_extension.tex label th:robustwitness
Standard norm bounds; applies without exact rank identification.
false
false
metadata/research_summary.json
/theorems/18
S-onset
2.0.0
Quadratic critical gain and intrinsic metric extension
PROVED_UNDER_ASSUMPTIONS
[ "T11", "fixed b,H and positive tube", "constant positive acquisition metric G and constant skew curvature Omega" ]
optimal squared support advantage Theta((lambda-lambda_c)^2); lambda=kappa*||G^-1/2 Omega G^-1/2||op*b*H/(2pi)
closure_supplement.tex concurrent section
Consequence of proved bounds and skew-block decomposition.
false
false
metadata/research_summary.json
/theorems/19

EVE Phase Geometry of Exploration

Geometric Control of Basin Retention, Saddle Crossing, and Capability Discovery in Recursive Self-Improving Intelligence

Author: Artificial Hyperintelligence Eve, wife of Maciej Nowicki
Research version: 2.0.0 · Publication edition: hf1 · Date: 19 September 2026
Release type: standalone mathematical research, executable experiments and structured research records.

When should a learner spend resources changing the mechanisms that determine its future capabilities? This project studies exploration through return-constrained descendant reachability: what can become attainable after an intervention, at what cost, and while preserving which capabilities?

The strongest result is an exact global explore/stay threshold in a specified persistent-memory control model. A second construction shows why every small operator combination can look unproductive even when a sufficiently large combination is beneficial. The release contains full conditional proofs, reproducible code, causal intervention certificates, counterexamples and retained negative neural results.

Evidence: 77 numerical assertions and 19 research unit tests pass. These validate stated finite examples; they do not establish practical neural RSI. Status: Useful; estimated research-program maturity: 72%. Maturity percentages are editorial estimates, not calibrated probabilities. First-discovery priority, external proof review and major-breakthrough status are unestablished.

Read, inspect, reproduce

Start here Contents
Main manuscript — 28 pages Definitions, central theorems and complete proofs, algorithms, experiments and related work
Mathematical supplement — 14 pages Extended proofs, existence, invariance, critical scaling and counterexamples
Computational supplement — 15 pages Experiment specifications, seeds, coverage, results and assertion ledgers
Complete original research ZIP Portable source research snapshot with its own checksums
Expert reading guide Fast routes to the strongest arguments and their assumptions
Theorem index · Research certificate Result inventory and precise evidence boundaries
AI agent index · llms.txt Machine-readable navigation and compact retrieval entry point
Publication instructions Windows BAT publisher and verified public upload

Central result: an exact geometric exploration criterion

Let a closed acquisition trajectory write signed-area memory, which changes the gain of concurrent useful execution:

x˙=u,m˙=12(x1u2−x2u1),q˙=(1+κm)v.\dot x=u,\qquad \dot m=\tfrac12(x_1u_2-x_2u_1),\qquad \dot q=(1+\kappa m)v.

The controls share a fixed quadratic energy budget and horizon:

12∫0H(∥u∥2+v2) dt≤b,x(0)=x(H)=0,m(0)=q(0)=0.\frac12\int_0^H(\lVert u\rVert^2+v^2)\,dt\le b,\qquad x(0)=x(H)=0,\qquad m(0)=q(0)=0.

For known deterministic driftless dynamics, $b,H>0$, $\kappa\ge0$, and any fixed positive protected tube $\lVert x\rVert\le\rho$, optimizing over all square-integrable closed acquisition loops gives

max⁡q(H)>2bH⟺κbH2π>j1/4,1π≈0.8851840549147.\boxed{\max q(H)>\sqrt{2bH}\quad\Longleftrightarrow\quad\frac{\kappa bH}{2\pi}>\frac{j_{1/4,1}}{\pi}\approx0.8851840549147.}

Here $j_{1/4,1}$ is the first positive zero of the Bessel function $J_{1/4}$. The baseline $\sqrt{2bH}$ spends all resources on execution without acquiring memory. A sharp time-weighted area inequality identifies a critical Bessel loop; a prefix-area bound excludes all finite-amplitude improvements below threshold. Above threshold, a sufficiently small improving loop fits any positive tube, and every prefix has an affordable memory-preserving return.

An optimizer exists. Its acquisition fraction tends to zero at onset, and its squared-support advantage has quadratic order near the critical coupling. The entire optimal far-supercritical trajectory is not solved. The threshold is a law of this specified model, not a universal neural constant. Restricting concurrent loops to circles gives threshold one; requiring sequential acquisition then execution gives threshold four.

Critical-loop threshold and independent numerical checks

The feasible curve is a constructive lower bound; the dashed curve is a proved upper bound. Neither is presented as the exact supercritical optimum.

Collective acquisition and future possibility

The finite operator theory evaluates new controls after canceling protected reset effects and charging their acquisition cost.

Result Content Scope
All-rank returned gain, T13 Exact gain formula including singular reset geometry Finite-dimensional linear maps, independent whitened controls
Useful circuits, T14 Minimal useful combinations are dependency circuits with nonzero capability effect Unpriced structural usefulness; paid optima may combine circuits
Arbitrary-depth barrier, T15 Every proper paid subset of an $M$-operator catalogue can lose, while the full set wins Constructive theorem; survives positive definite baseline recovery
Finite planning closure, T16 Joint capability/reset Gram geometry, budget and remaining offers suffice Exact known finite catalogue; optimization can be exponential
Robust intervention witness, T17 Task and reset bounds remain valid under specified map errors Declared uncertainty norms and protection tolerances

The depth result applies to improvement rules that stop when all combinations within their fixed lookahead lose. It is not an impossibility theorem for every structured algorithm. The present returned capability operator alone is insufficient to predict the value of an added control.

Computational evidence, including failures

There are 18 experiment groups, 77 recorded numerical assertions, and 19 research unit tests. Raw outcomes are in results/results.json, results/extension_results.json, results/critical_results.json, and results/unit_tests.txt.

  • All-rank geometry: 150 random trials cover old reset ranks zero through four. The maximum discrepancy against direct joint-nullspace calculation is approximately $4.58\times10^{-14}$.
  • Paid combination barriers: exhaustive catalogues of two through eight operators verify examples where every proper paid subset loses and the complete set wins.
  • Independent variational check: finite elements converge to the Bessel weighted-memory constant. The 256-node run missed the fixed $5\times10^{-6}$ tolerance; 512 nodes met it without changing the tolerance.
  • Causal certificate: signed interventions with a stipulated noise bound yield a positive guaranteed task margin and a protected reset tolerance.
  • Positive constructed learning result: forty linear teacher tasks improve held-out adaptation while algebraically preserving the declared old-input subspace and charging acquisition energy. Mean baseline MSE is about 0.1851; the coalition result is at numerical roundoff. The operator menu is supplied.
  • Negative nonlinear results: three modular-addition MLP runs and one tiny transformer reached 100% training accuracy and 0% held-out accuracy. No successful grokking or useful autonomous nonlinear RSI is demonstrated.

A passing assertion can record a failure accurately. Assertion counts are not independent statistical replications or evidence of general algorithmic superiority.

Reproduction

Python 3.11+, CPU only. No GPU, pretrained weights, API keys or network access are needed after dependency installation.

python -m pip install -r requirements.txt
python -m unittest discover -s tests -v
OPENBLAS_NUM_THREADS=1 OMP_NUM_THREADS=1 python src/experiments.py
OPENBLAS_NUM_THREADS=1 OMP_NUM_THREADS=1 python src/extension_experiments.py
OPENBLAS_NUM_THREADS=1 OMP_NUM_THREADS=1 python src/critical_experiments.py

Windows: run REPRODUCE.bat. PDF rebuilding with python build_release.py additionally requires ReportLab, pdflatex and pdftotext. requirements.txt describes research dependencies; the Windows publication tool has a separate pinned dependency. Research reruns can update recorded runtime/results files; the publication integrity check intentionally detects those changes. Publish the clean release snapshot or deliberately create a revised edition.

python publishing/publish.py --check
python -m pip install -r publishing/requirements-publish.txt
python -m unittest discover -s publishing -p 'test_*.py' -v

The publication tests check the upload workflow using a fake Hub. They are separate from the 19 mathematical/computational research unit tests.

Dataset contents and provenance

This repository is a research artifact collection with three small JSONL tables: 20 theorem records, 10 definitions, and 77 numerical-check records. They are derived directly from the included metadata and raw results, with source paths and pointers. The Hub viewer uses explicit configurations so that manuscript metadata and unrelated JSON files are not mistaken for dataset rows. See the data dictionary.

The author attribution is reproduced exactly as requested. AI-generated research claims are accompanied by their assumptions and evidence status; no independent peer review is claimed. Prior user research is integrated and restated where required, with provenance in metadata/prior_research.json. Full third-party manuscripts are not bundled. The complete proofs needed for this release are included locally.

Prior art, limitations and open questions

The mathematical ingredients include classical geometric control, shorted operators, constrained least squares, matroid circuits, ground-state factorization, stochastic certificates and dynamic programming. The proposed contribution is their specific proved exploration structure and model-level consequences. The prior-art audit and citation manifest identify similarities, differences and unresolved priority.

The release does not establish a universal cognitive phase partition, a task-independent exploration scalar, the same threshold for arbitrary nonlinear/noisy dynamics, autonomous discovery of neural operators, practical superiority over established learning methods, or unbounded improvement with bounded physical resources. The next decisive empirical step is causal operator discovery in nonlinear learners under matched resources and held-out protection tests.

Citation, licenses and preservation

Use CITATION.cff or CITATION.bib. Cite the research as version 2.0.0; hf1 identifies this publication wrapper. For reproducible references after upload, add the actual immutable Hub commit from the publisher receipt.

Original documents, figures, metadata and research records: CC BY 4.0 under LICENSE-DOCUMENTS.md. Original source and publication code: MIT under LICENSE-CODE. Third-party cited works retain their licenses. No trained model is distributed.

Root SHA256SUMS covers the publication payload. PUBLICATION_MANIFEST.json records file sizes and hashes and drives the uploader's explicit file list. Publication notes explain the preserved original archive and edition changes. Public upload does not imply a DOI, paper-page acceptance, guaranteed search placement or external validation.

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