accession_no stringlengths 20 20 | cik int64 1.8k 2.15M | issuer stringlengths 3 60 | form_type stringclasses 2
values | filed_at stringdate 2021-08-04 00:00:00 2026-09-25 00:00:00 | pricing_date stringlengths 10 10 ⌀ | underlyings stringlengths 1 61 ⌀ | note_type stringclasses 4
values | coupon float64 0 290 ⌀ | barrier_pct float64 -50 665 ⌀ | cap_pct float64 0 575 ⌀ | principal_usd float64 10 500,000B ⌀ | doc_url stringlengths 72 99 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
0000773141-21-000093 | 773,141 | M.D.C. HOLDINGS, INC. | 424B2 | 2021-08-04 | null | null | income | 3.966 | null | null | 350,000,000 | https://www.sec.gov/Archives/edgar/data/773141/000077314121000093/mdcprosupp_august2021.htm |
0000891092-21-005882 | 70,858 | BANK OF AMERICA CORP /DE/ | 424B2 | 2021-08-04 | 2021-07-30 | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/70858/000089109221005882/e14085-424b2.htm |
0000891092-21-005896 | 19,617 | JPMORGAN CHASE & CO | 424B2 | 2021-08-04 | null | JPM | autocallable | null | 69.5 | null | null | https://www.sec.gov/Archives/edgar/data/19617/000089109221005896/e14099-424b2.htm |
0000914121-21-005316 | 9,631 | BANK OF NOVA SCOTIA | FWP | 2021-08-04 | null | JPM | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/9631/000091412121005316/bn56502455-fwp.htm |
0000914121-21-005318 | 9,631 | BANK OF NOVA SCOTIA | FWP | 2021-08-04 | null | AAPL | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/9631/000091412121005318/bn56494681-fwp.htm |
0000914121-21-005320 | 9,631 | BANK OF NOVA SCOTIA | 424B2 | 2021-08-04 | null | SPX | buffered | null | 85 | null | null | https://www.sec.gov/Archives/edgar/data/9631/000091412121005320/bn56525693-424b2.htm |
0000914121-21-005322 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-02 | RTY | buffered | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000091412121005322/ub56520727-424b2.htm |
0000914121-21-005326 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-02 | SPX | buffered | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000091412121005326/ub56518687-424b2.htm |
0000914121-21-005328 | 9,631 | BANK OF NOVA SCOTIA | 424B2 | 2021-08-04 | 2021-08-02 | RTY | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/9631/000091412121005328/bn56520286-424b2.htm |
0000914121-21-005332 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | null | RTY|IWM | autocallable | 6 | 6 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000091412121005332/ub56528952-424b2.htm |
0000950103-21-011859 | 1,159,508 | DEUTSCHE BANK AKTIENGESELLSCHAFT | 424B2 | 2021-08-04 | null | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1159508/000095010321011859/dp155595_424b2-seriesa.htm |
0000950103-21-011860 | 1,159,508 | DEUTSCHE BANK AKTIENGESELLSCHAFT | 424B2 | 2021-08-04 | null | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1159508/000095010321011860/dp155597_424b-seriesd.htm |
0000950103-21-011861 | 1,159,508 | DEUTSCHE BANK AKTIENGESELLSCHAFT | 424B2 | 2021-08-04 | null | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1159508/000095010321011861/dp155598_424b2-seriese.htm |
0000950103-21-011862 | 1,159,508 | DEUTSCHE BANK AKTIENGESELLSCHAFT | 424B2 | 2021-08-04 | null | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1159508/000095010321011862/dp155604_424b2-subnotes.htm |
0000950103-21-011864 | 312,070 | BARCLAYS BANK PLC | FWP | 2021-08-04 | 2021-08-13 | null | barrier | null | 90 | null | null | https://www.sec.gov/Archives/edgar/data/312070/000095010321011864/dp155369_fwp-4106ms.htm |
0000950103-21-011865 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-06 | JPM | barrier | 11.85 | null | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011865/dp155810_424b2-us2159134.htm |
0000950103-21-011877 | 1,053,092 | CREDIT SUISSE AG | 424B2 | 2021-08-04 | null | null | autocallable | null | 56 | null | null | https://www.sec.gov/Archives/edgar/data/1053092/000095010321011877/dp155798_424b2-f1805.htm |
0000950103-21-011879 | 1,159,508 | DEUTSCHE BANK AKTIENGESELLSCHAFT | 424B2 | 2021-08-04 | null | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1159508/000095010321011879/dp155598_424b2-seriese.htm |
0000950103-21-011880 | 895,421 | MORGAN STANLEY | 424B2 | 2021-08-04 | 2021-08-23 | null | autocallable | null | 60 | null | null | https://www.sec.gov/Archives/edgar/data/895421/000095010321011880/dp155790_424b2-ps2157.htm |
0000950103-21-011881 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-13 | SPX|RTY | barrier | 6.5 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011881/dp155805_424b2-us2159128.htm |
0000950103-21-011883 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-04 | NDX|RTY|INDU | autocallable | null | 60 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011883/dp155821_424b2-us2159101.htm |
0000950103-21-011885 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-06 | NDX|RTY|INDU | barrier | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011885/dp155825_424b2-us2159106.htm |
0000950103-21-011886 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-12 | SPX | barrier | 8 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011886/dp155822_424b2-us2159125.htm |
0000950103-21-011887 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | null | SPX | barrier | null | 75 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011887/dp155814_424b2-us2159122.htm |
0000950103-21-011888 | 312,070 | BARCLAYS BANK PLC | 424B2 | 2021-08-04 | 2021-08-06 | SPX|RTY|SX5E | barrier | null | 75 | null | null | https://www.sec.gov/Archives/edgar/data/312070/000095010321011888/dp155789_424b2-4118ms.htm |
0000950103-21-011889 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-13 | null | buffered | null | null | 15 | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011889/dp155181_424b2-us2158080.htm |
0000950103-21-011890 | 312,070 | BARCLAYS BANK PLC | 424B2 | 2021-08-04 | 2021-08-02 | AMZN|JPM | autocallable | null | 90 | null | null | https://www.sec.gov/Archives/edgar/data/312070/000095010321011890/dp155806_424b2-4117jpm.htm |
0000950103-21-011891 | 831,001 | CITIGROUP INC | FWP | 2021-08-04 | 2021-08-13 | null | buffered | null | null | 15 | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011891/dp155177_fwp-us2158080.htm |
0000950103-21-011892 | 200,245 | Citigroup Global Markets Holdings Inc. | FWP | 2021-08-04 | 2021-08-13 | null | buffered | null | null | 15 | null | https://www.sec.gov/Archives/edgar/data/200245/000095010321011892/dp155178_fwp-us2158080cgmh.htm |
0000950103-21-011893 | 831,001 | CITIGROUP INC | FWP | 2021-08-04 | 2021-08-13 | SPX | barrier | null | 75 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011893/dp155817_fwp-us2159122.htm |
0000950103-21-011894 | 312,070 | BARCLAYS BANK PLC | 424B2 | 2021-08-04 | 2021-08-13 | TSLA | autocallable | null | 50 | null | null | https://www.sec.gov/Archives/edgar/data/312070/000095010321011894/dp155835_424b2-4119ms.htm |
0000950103-21-011895 | 200,245 | Citigroup Global Markets Holdings Inc. | FWP | 2021-08-04 | 2021-08-13 | SPX | barrier | null | 75 | null | null | https://www.sec.gov/Archives/edgar/data/200245/000095010321011895/dp155818_fwp-us2159122cgmh.htm |
0000950103-21-011896 | 895,421 | MORGAN STANLEY | 424B2 | 2021-08-04 | 2021-08-02 | SX5E | buffered | null | 10 | null | null | https://www.sec.gov/Archives/edgar/data/895421/000095010321011896/dp155808_424b2-ps2082.htm |
0000950103-21-011898 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-04 | NVDA|AAPL | autocallable | 13.5 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011898/dp155832_424b2-us2159121.htm |
0000950103-21-011899 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-06 | SPX|NDX|RTY | barrier | 8.25 | 75 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011899/dp155833_424b2-us2159140.htm |
0000950103-21-011900 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-16 | null | income | null | null | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011900/dp155829_424b2-21551.htm |
0000950103-21-011901 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-05 | AAPL|AMZN|GOOGL | autocallable | 10.5 | 80 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011901/dp155826_424b2-us2159118.htm |
0000950103-21-011902 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-26 | SPX|NDX|INDU | autocallable | null | 80 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011902/dp155831_424b2-us2159110.htm |
0000950103-21-011903 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | SPX | null | null | null | 21.3 | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011903/dp155803_424b2-us2158146.htm |
0000950103-21-011904 | 831,001 | CITIGROUP INC | FWP | 2021-08-04 | 2021-08-13 | SPX|RTY | barrier | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011904/dp155836_fwp-us2159128.htm |
0000950103-21-011905 | 200,245 | Citigroup Global Markets Holdings Inc. | FWP | 2021-08-04 | 2021-08-13 | SPX|RTY | barrier | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/200245/000095010321011905/dp155837_fwp-us2159128cgmh.htm |
0000950103-21-011906 | 895,421 | MORGAN STANLEY | 424B2 | 2021-08-04 | 2021-08-02 | SPX | null | null | null | null | null | https://www.sec.gov/Archives/edgar/data/895421/000095010321011906/dp155809_424b2-ps2055.htm |
0000950103-21-011907 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | SPX | autocallable | null | 7 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011907/dp155602_424b2-us2158825.htm |
0000950103-21-011908 | 1,053,092 | CREDIT SUISSE AG | 424B2 | 2021-08-04 | null | null | autocallable | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1053092/000095010321011908/dp155846_424b2-f1807.htm |
0000950103-21-011909 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-13 | SPX|NDX|SX5E | barrier | 8 | 50 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011909/dp155838_424b2-us2159141.htm |
0000950103-21-011910 | 312,070 | BARCLAYS BANK PLC | FWP | 2021-08-04 | 2021-08-13 | TSLA | autocallable | null | 50 | null | null | https://www.sec.gov/Archives/edgar/data/312070/000095010321011910/dp155843_fwp-4119ms.htm |
0000950103-21-011911 | 895,421 | MORGAN STANLEY | 424B2 | 2021-08-04 | 2021-08-02 | SPX | buffered | null | null | null | null | https://www.sec.gov/Archives/edgar/data/895421/000095010321011911/dp155815_424b2-ps2017.htm |
0000950103-21-011912 | 312,070 | BARCLAYS BANK PLC | FWP | 2021-08-04 | 2021-08-06 | SPX|RTY|SX5E | barrier | null | 75 | null | null | https://www.sec.gov/Archives/edgar/data/312070/000095010321011912/dp155839_fwp-4118ms.htm |
0000950103-21-011913 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | SPX|RTY|INDU | barrier | 6.6 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011913/dp155812_424b2-us2158345.htm |
0000950103-21-011914 | 831,001 | CITIGROUP INC | FWP | 2021-08-04 | 2021-08-05 | null | barrier | null | 80 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011914/dp155844_fwp-us2158512.htm |
0000950103-21-011915 | 200,245 | Citigroup Global Markets Holdings Inc. | FWP | 2021-08-04 | 2021-08-05 | null | barrier | null | 80 | null | null | https://www.sec.gov/Archives/edgar/data/200245/000095010321011915/dp155845_fwp-us2158512cgmh.htm |
0000950103-21-011916 | 831,001 | CITIGROUP INC | FWP | 2021-08-04 | null | SPX|INDU | autocallable | null | 80 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011916/dp155847_fwp-us2159110.htm |
0000950103-21-011917 | 200,245 | Citigroup Global Markets Holdings Inc. | FWP | 2021-08-04 | null | SPX|INDU | autocallable | null | 80 | null | null | https://www.sec.gov/Archives/edgar/data/200245/000095010321011917/dp155848_fwp-us2159110cgmh.htm |
0000950103-21-011918 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | SPX | autocallable | null | 7.2 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011918/dp155816_424b2-us2158825.htm |
0000950103-21-011919 | 895,421 | MORGAN STANLEY | 424B2 | 2021-08-04 | 2021-08-02 | SX5E | null | null | null | null | null | https://www.sec.gov/Archives/edgar/data/895421/000095010321011919/dp155807_424b2-ps2056.htm |
0000950103-21-011921 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | NDX|RTY|INDU | autocallable | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011921/dp155820_424b2-us2158659.htm |
0000950103-21-011923 | 1,053,092 | CREDIT SUISSE AG | 424B2 | 2021-08-04 | null | SPX|JPM | autocallable | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1053092/000095010321011923/dp155849_424b2-j1312.htm |
0000950103-21-011924 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | SPX | autocallable | 6.4 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011924/dp155811_424b2-us2158480.htm |
0000950103-21-011925 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-02 | SPX | autocallable | 8.4 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011925/dp155813_424b2-us2158483.htm |
0000950103-21-011926 | 831,001 | CITIGROUP INC | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | null | 65 | null | null | https://www.sec.gov/Archives/edgar/data/831001/000095010321011926/dp155834_424b2-us2159132.htm |
0000950103-21-011927 | 1,053,092 | CREDIT SUISSE AG | 424B2 | 2021-08-04 | null | NDX|JPM | autocallable | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1053092/000095010321011927/dp155827_424b2-j1311.htm |
0001104659-21-099604 | 83,246 | HSBC USA INC /MD/ | FWP | 2021-08-04 | 2021-08-13 | SPX|RTY|INDU | autocallable | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/83246/000110465921099604/tm2123876d19dps_fwp.htm |
0001104659-21-099693 | 1,053,092 | CREDIT SUISSE AG | 424B2 | 2021-08-04 | null | null | income | null | null | null | 1,400,000,000 | https://www.sec.gov/Archives/edgar/data/1053092/000110465921099693/tm2116656-2_424b2.htm |
0001104659-21-099827 | 1,287,750 | ARES CAPITAL CORP | 424B2 | 2021-08-04 | null | null | income | 2.875 | null | null | 875,000,000 | https://www.sec.gov/Archives/edgar/data/1287750/000110465921099827/tm2124019-1_424b2.htm |
0001104659-21-099855 | 83,246 | HSBC USA INC /MD/ | FWP | 2021-08-04 | 2021-08-04 | null | autocallable | 1.7875 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/83246/000110465921099855/tm0dps_fwp.htm |
0001104659-21-099858 | 83,246 | HSBC USA INC /MD/ | FWP | 2021-08-04 | 2021-08-11 | null | autocallable | 2.8125 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/83246/000110465921099858/tm2123876d24dps_fwp.htm |
0001104659-21-100105 | 1,287,750 | ARES CAPITAL CORP | FWP | 2021-08-04 | 2021-08-04 | null | income | null | null | null | 400,000,000 | https://www.sec.gov/Archives/edgar/data/1287750/000110465921100105/tm2124149d1_fwp.htm |
0001104659-21-100111 | 83,246 | HSBC USA INC /MD/ | 424B2 | 2021-08-04 | 2021-08-02 | AAPL|AMZN|GOOGL|JPM | autocallable | null | 60 | null | null | https://www.sec.gov/Archives/edgar/data/83246/000110465921100111/tm2123876d23_424b2.htm |
0001104659-21-100134 | 1,045,520 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | 424B2 | 2021-08-04 | 2021-08-03 | SPX|NDX|RTY | barrier | null | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1045520/000110465921100134/tm2123981d1_424b2.htm |
0001104659-21-100169 | 83,246 | HSBC USA INC /MD/ | 424B2 | 2021-08-04 | 2021-07-30 | SPX | autocallable | 8 | 100 | null | null | https://www.sec.gov/Archives/edgar/data/83246/000110465921100169/tm2123876d26dps_424b2.htm |
0001104659-21-100184 | 1,253,986 | ARBOR REALTY TRUST INC | FWP | 2021-08-04 | 2021-08-04 | null | null | null | null | null | null | https://www.sec.gov/Archives/edgar/data/1253986/000110465921100184/tm2123688d3_fwp.htm |
0001114446-21-006748 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | BA | autocallable | 8.45 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006748/tc6760459i_0fwp.htm |
0001114446-21-006749 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | BA | autocallable | 10.25 | 75 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006749/tc6760458i_0fwp.htm |
0001114446-21-006750 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 8.5 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006750/tc6760460i_0fwp.htm |
0001114446-21-006751 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | BA | autocallable | 9.38 | 9.38 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006751/tc6760459f_1fwp.htm |
0001114446-21-006752 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 9.77 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006752/tc6760461i_0fwp.htm |
0001114446-21-006753 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | BA | autocallable | 11.62 | 11.62 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006753/tc6760458f_1fwp.htm |
0001114446-21-006754 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 10.07 | 10.07 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006754/tc6760460f_1fwp.htm |
0001114446-21-006755 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 12.17 | 12.17 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006755/tc6760461f_1fwp.htm |
0001114446-21-006756 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 13.61 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006756/tc6760463i_0fwp.htm |
0001114446-21-006757 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | income | 10.48 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006757/tc6760462i_0fwp.htm |
0001114446-21-006758 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 16.43 | 16.43 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006758/tc6760463f_1fwp.htm |
0001114446-21-006759 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | income | 12.43 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006759/tc6760462f_1fwp.htm |
0001114446-21-006760 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 7.5 | 71.52 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006760/tc6760464i_0fwp.htm |
0001114446-21-006761 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | barrier | 6.33 | null | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006761/tc6760465i_0fwp.htm |
0001114446-21-006762 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 17.02 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006762/tc6760466i_0fwp.htm |
0001114446-21-006763 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 7.5 | 7.5 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006763/tc6760464f_1fwp.htm |
0001114446-21-006764 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | barrier | 8.46 | null | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006764/tc6760465f_1fwp.htm |
0001114446-21-006765 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 18.43 | 18.43 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006765/tc6760466f_1fwp.htm |
0001114446-21-006766 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 15.05 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006766/tc6760467i_0fwp.htm |
0001114446-21-006767 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | BA | autocallable | 11.31 | 80 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006767/tc6760468i_0fwp.htm |
0001114446-21-006768 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 17.89 | 17.89 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006768/tc6760467f_1fwp.htm |
0001114446-21-006769 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | BA | autocallable | 13.9 | 13.9 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006769/tc6760468f_1fwp.htm |
0001114446-21-006770 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | NFLX | autocallable | 8 | 78.62 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006770/tc6760469i_0fwp.htm |
0001114446-21-006771 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 10 | 67.31 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006771/tc6760470i_0fwp.htm |
0001114446-21-006772 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | NFLX | autocallable | 8 | 8 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006772/tc6760469f_1fwp.htm |
0001114446-21-006773 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 10 | 10 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006773/tc6760470f_1fwp.htm |
0001114446-21-006774 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 10.26 | 70 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006774/tc6760471i_0fwp.htm |
0001114446-21-006775 | 1,114,446 | UBS AG | 424B2 | 2021-08-04 | 2021-08-04 | null | autocallable | 12.39 | 12.39 | null | null | https://www.sec.gov/Archives/edgar/data/1114446/000111444621006775/tc6760471f_1fwp.htm |
0001140361-21-026668 | 1,000,275 | ROYAL BANK OF CANADA | FWP | 2021-08-04 | 2021-08-04 | SPX|RTY|SX5E | autocallable | 4.8 | 60 | null | null | https://www.sec.gov/Archives/edgar/data/1000275/000114036121026668/brhc10027530_fwp.htm |
End of preview. Expand in Data Studio
SEC 424B2 structured notes
Each row is one 424B2 prospectus supplement or free writing prospectus filed with the SEC, with a structured note's terms where the filing states them: underlyings, note type, coupon, barrier, cap and principal.
Source: U.S. Securities and Exchange Commission. Rule 424(b)(2) prospectus supplements and free writing prospectuses filed by note issuers.
Update frequency: Daily at the source. This copy holds filings from 4 August 2021 to 25 September 2026; the dataset page on xoomar.com carries the newest.
History start: August 2021.
License: Public information filed with the SEC. The SEC states that information on sec.gov is public and may be copied or further distributed without its permission. Publisher's policy.
Columns
File: sec-structured-notes-424b2.csv, comma-separated, UTF-8, one header row. Empty cells are values the source does not give.
| Column | Meaning |
|---|---|
accession_no |
SEC accession number, unique per filing |
cik |
Filer CIK, ten digits |
issuer |
Filing entity (BofA Finance, Morgan Stanley Finance...) |
form_type |
424B2 or FWP |
filed_at |
Filing date, YYYY-MM-DD |
pricing_date |
Pricing or trade date when stated, YYYY-MM-DD |
underlyings |
Underlying symbols (SPX, NDX, NVDA...) separated by |; empty on preliminary filings |
note_type |
autocallable, buffered, barrier or income; empty on preliminary filings |
coupon |
Annual coupon, percent; empty on preliminary filings, which are filed before the rate is set |
barrier_pct |
Barrier or threshold as a percent of the initial level |
cap_pct |
Maximum return as a percent of the initial level when the note is capped |
principal_usd |
Aggregate principal when stated (final filings), USD |
doc_url |
Link to the primary document on sec.gov |
On xoomar.com
Dataset page: https://xoomar.com/markets/structured-products
API docs: https://xoomar.com/markets/api/structured-products
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