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| import OAI.Combinatorics.ContingencyTables.Rooted.ForestPhysicalCompletion | |
| import OAI.Combinatorics.ContingencyTables.Rooted.ForestLiteralCount | |
| namespace OAI | |
| /-! | |
| # Actual root residuals of the integral forest completion | |
| Summing a root-path flow gives the prescribed demand minus the total | |
| demand in the component. This formula also applies at roots and on | |
| singleton components, where the nonroot-only margin lemma is vacuous. | |
| -/ | |
| namespace ContingencyTables.ForestRootPenalty | |
| open scoped BigOperators Classical | |
| open SimpleGraph GraphIntegralCompletion ForestPhysicalCompletion ForestLiteralCount | |
| section Generic | |
| variable {V : Type*} [Fintype V] [DecidableEq V] | |
| theorem completionFlow_divergence_all (G : SimpleGraph V) (r : V → ℤ) (a : V) : | |
| (∑ b, completionFlow G r a b)= | |
| r a-∑ v, if componentRoot G v=a then r v else 0 := by | |
| unfold completionFlow | |
| rw [Finset.sum_comm] | |
| simp_rw [← Finset.mul_sum,walkFlow_sum,mul_sub,Finset.sum_sub_distrib] | |
| simp [mul_ite,eq_comm] | |
| /-- Absolute component totals sum to at most the total absolute demand. | |
| Each vertex is counted in one component, including isolated vertices. -/ | |
| theorem sum_abs_componentTotal (root : V → V) (r : V → ℝ) : | |
| (∑ a, |∑ v, if root v=a then r v else 0|)≤∑ v, |r v| := by | |
| calc | |
| _ ≤ ∑ a, ∑ v, |if root v=a then r v else 0| := | |
| Finset.sum_le_sum (fun a _ => Finset.abs_sum_le_sum_abs _ _) | |
| _ = _ := by | |
| have he (a v : V) : |if root v=a then r v else 0|= | |
| if root v=a then |r v| else 0 := by split_ifs <;> simp | |
| simp_rw [he] | |
| rw [Finset.sum_comm] | |
| simp | |
| end Generic | |
| variable {I J : Type*} [Fintype I] [Fintype J] | |
| /-- Maximum capacity makes every original large edge stay within a tree | |
| component, which is the exact cancellation needed at component roots. -/ | |
| lemma root_eq_large (small : I → J → Bool) (b : I → J → ℕ) | |
| (T : SimpleGraph (I⊕J)) (hT : T≤ForestCapacity.cellGraph small) (hacyc : T.IsAcyclic) | |
| (hmax : ∀ F : SimpleGraph (I⊕J), F≤ForestCapacity.cellGraph small → F.IsAcyclic → | |
| MaximumForest.weight F (ForestCapacity.capacity b)≤MaximumForest.weight T (ForestCapacity.capacity b)) | |
| (hb : ∀ i j, small i j=false → 1≤b i j) (i : I) (j : J) (hs : small i j=false) : | |
| componentRoot T (.inl i)=componentRoot T (.inr j) := by | |
| have hcap : ∀ e∈(ForestCapacity.cellGraph small).edgeSet, 0<ForestCapacity.capacity b e := by | |
| intro e | |
| refine Sym2.inductionOn e ?_ | |
| intro u v he | |
| have hg : (ForestCapacity.cellGraph small).Adj u v := by simpa using he | |
| cases u with | |
| | inl i => | |
| cases v with | |
| | inl i' => exact False.elim hg | |
| | inr j => exact hb i j hg | |
| | inr j => | |
| cases v with | |
| | inl i => exact hb i j hg | |
| | inr j' => exact False.elim hg | |
| have hspans := MaximumForest.maximum_spans (ForestCapacity.cellGraph small) T | |
| (ForestCapacity.capacity b) hT hacyc hmax hcap | |
| apply componentRoot_constant T | |
| rw [hspans] | |
| exact (show (ForestCapacity.cellGraph small).Adj (.inl i) (.inr j) from hs).reachable | |
| lemma tableCompletion_row_all (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (r : I → ℤ) (c : J → ℤ) (i : I) : | |
| (∑ j, tableCompletion T r c i j)= | |
| r i-∑ v, if componentRoot T v=Sum.inl i then Sum.elim r (fun j => -c j) v else 0 := by | |
| have hs := completionFlow_divergence_all T (Sum.elim r (fun j => -c j)) (.inl i) | |
| rw [Fintype.sum_sum_type] at hs | |
| have hzero : (∑ i', completionFlow T (Sum.elim r (fun j => -c j)) (.inl i) (.inl i'))=0 := by | |
| apply Finset.sum_eq_zero | |
| intro i' _ | |
| apply completionFlow_supported | |
| intro h | |
| exact hT h | |
| simpa only [hzero,zero_add,Sum.elim_inl,tableCompletion] using hs | |
| lemma tableCompletion_column_all (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (r : I → ℤ) (c : J → ℤ) (j : J) : | |
| -(∑ i, tableCompletion T r c i j)= | |
| -c j-∑ v, if componentRoot T v=Sum.inr j then Sum.elim r (fun j => -c j) v else 0 := by | |
| have hs := completionFlow_divergence_all T (Sum.elim r (fun j => -c j)) (.inr j) | |
| rw [Fintype.sum_sum_type] at hs | |
| have hzero : (∑ j', completionFlow T (Sum.elim r (fun j => -c j)) (.inr j) (.inr j'))=0 := by | |
| apply Finset.sum_eq_zero | |
| intro j' _ | |
| apply completionFlow_supported | |
| intro h | |
| exact hT h | |
| have hskew : (∑ i, completionFlow T (Sum.elim r (fun j => -c j)) (.inr j) (.inl i))= | |
| -(∑ i, tableCompletion T r c i j) := by | |
| rw [← Finset.sum_neg_distrib] | |
| apply Finset.sum_congr rfl | |
| intro i _ | |
| exact completionFlow_skew T _ _ _ | |
| simpa only [hzero,add_zero,Sum.elim_inr,hskew] using hs | |
| noncomputable def residualDemand (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (r : I → ℤ) (c : J → ℤ) (x q free : I → J → ℤ) : I⊕J → ℤ := | |
| Sum.elim (rowResidual small T r x free) (fun j => -columnResidual small T c q free j) | |
| noncomputable def componentTotal (T : SimpleGraph (I⊕J)) (d : I⊕J → ℤ) (a : I⊕J) : ℤ := | |
| ∑ v, (if componentRoot T v=a then 1 else 0)*d v | |
| noncomputable def smallDemand (small : I → J → Bool) (X x q : I → J → ℤ) : I⊕J → ℤ := | |
| Sum.elim (fun i => ∑ j, if small i j then X i j-x i j else 0) | |
| (fun j => ∑ i, if small i j then q i j-X i j else 0) | |
| /-- Large-cell incidences cancel exactly within each component. The | |
| component residual therefore depends only on the small views, not on | |
| the chosen free values. -/ | |
| theorem componentTotal_residual (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (r : I → ℤ) (c : J → ℤ) (x q free X : I → J → ℤ) | |
| (hr : ∀ i, (∑ j, X i j)=r i) (hc : ∀ j, (∑ i, X i j)=c j) | |
| (hroot : ∀ i j, small i j=false → componentRoot T (.inl i)=componentRoot T (.inr j)) | |
| (a : I⊕J) : | |
| componentTotal T (residualDemand small T r c x q free) a= | |
| componentTotal T (smallDemand small X x q) a := by | |
| let R : I → ℤ := fun i => if componentRoot T (.inl i)=a then 1 else 0 | |
| let C : J → ℤ := fun j => if componentRoot T (.inr j)=a then 1 else 0 | |
| have hrow (i : I) : R i*rowResidual small T r x free i= | |
| ∑ j, R i*(X i j-fixedRow small T x free i j) := by | |
| rw [rowResidual,← hr i,← Finset.sum_sub_distrib,Finset.mul_sum] | |
| have hcol (j : J) : C j*(-columnResidual small T c q free j)= | |
| ∑ i, C j*(fixedColumn small T q free i j-X i j) := by | |
| rw [columnResidual,← hc j,neg_sub,← Finset.sum_sub_distrib,Finset.mul_sum] | |
| unfold componentTotal residualDemand smallDemand | |
| rw [Fintype.sum_sum_type,Fintype.sum_sum_type] | |
| simp only [Sum.elim_inl,Sum.elim_inr] | |
| change (∑ i, R i*rowResidual small T r x free i)+ | |
| (∑ j, C j*(-columnResidual small T c q free j))= | |
| (∑ i, R i*(∑ j, if small i j then X i j-x i j else 0))+ | |
| ∑ j, C j*(∑ i, if small i j then q i j-X i j else 0) | |
| simp_rw [hrow,hcol,Finset.mul_sum] | |
| rw [Finset.sum_comm (f := fun j i => C j*(fixedColumn small T q free i j-X i j)), | |
| Finset.sum_comm (f := fun j i => C j*(if small i j then q i j-X i j else 0)), | |
| ← Finset.sum_add_distrib,← Finset.sum_add_distrib] | |
| apply Finset.sum_congr rfl | |
| intro i _ | |
| rw [← Finset.sum_add_distrib,← Finset.sum_add_distrib] | |
| apply Finset.sum_congr rfl | |
| intro j _ | |
| by_cases hs : small i j=true | |
| · simp [fixedRow,fixedColumn,hs] | |
| · have hs' : small i j=false := Bool.eq_false_iff.mpr hs | |
| have he : R i=C j := by unfold R C; rw [hroot i j hs'] | |
| rw [he] | |
| simp only [fixedRow,fixedColumn,hs',Bool.false_eq_true,ite_false] | |
| ring | |
| noncomputable def signedResidual (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (r : I → ℤ) (c : J → ℤ) (x q free : I → J → ℤ) : I⊕J → ℤ := | |
| Sum.elim | |
| (fun i => (∑ j, if small i j then x i j else completed small T r c x q free i j)-r i) | |
| (fun j => -((∑ i, if small i j then q i j else completed small T r c x q free i j)-c j)) | |
| /-- The actual completed table's signed root discrepancy is exactly the | |
| negative component total of its original residual demands. -/ | |
| theorem signedResidual_eq_component (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (r : I → ℤ) (c : J → ℤ) | |
| (x q free : I → J → ℤ) (a : I⊕J) : | |
| signedResidual small T r c x q free a= | |
| -(∑ v, if componentRoot T v=a then residualDemand small T r c x q free v else 0) := by | |
| cases a with | |
| | inl i => | |
| simp only [signedResidual,Sum.elim_inl] | |
| simp_rw [row_pointwise small T hT r c x q free] | |
| rw [Finset.sum_add_distrib] | |
| have hr := tableCompletion_row_all small T hT | |
| (rowResidual small T r x free) (columnResidual small T c q free) i | |
| change (∑ j, solved small T r c x q free i j)=_ at hr | |
| rw [hr] | |
| unfold residualDemand rowResidual columnResidual | |
| ring | |
| | inr j => | |
| simp only [signedResidual,Sum.elim_inr] | |
| simp_rw [column_pointwise small T hT r c x q free] | |
| rw [Finset.sum_add_distrib] | |
| have hc := tableCompletion_column_all small T hT | |
| (rowResidual small T r x free) (columnResidual small T c q free) j | |
| change -(∑ i, solved small T r c x q free i j)=_ at hc | |
| have hc' : (∑ i, solved small T r c x q free i j)= | |
| columnResidual small T c q free j+ | |
| ∑ v, if componentRoot T v=Sum.inr j then | |
| Sum.elim (rowResidual small T r x free) (fun j => -columnResidual small T c q free j) v else 0 := by | |
| linarith | |
| rw [hc'] | |
| unfold residualDemand rowResidual columnResidual | |
| ring | |
| theorem signedResidual_eq_small (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (r : I → ℤ) (c : J → ℤ) | |
| (x q free X : I → J → ℤ) | |
| (hr : ∀ i, (∑ j, X i j)=r i) (hc : ∀ j, (∑ i, X i j)=c j) | |
| (hroot : ∀ i j, small i j=false → componentRoot T (.inl i)=componentRoot T (.inr j)) | |
| (a : I⊕J) : signedResidual small T r c x q free a= | |
| -componentTotal T (smallDemand small X x q) a := by | |
| rw [signedResidual_eq_component small T hT r c x q free a] | |
| have he : (∑ v, if componentRoot T v=a then residualDemand small T r c x q free v else 0)= | |
| componentTotal T (residualDemand small T r c x q free) a := by | |
| simp [componentTotal,ite_mul] | |
| rw [he,componentTotal_residual small T r c x q free X hr hc hroot a] | |
| /-- The original root deviations do not depend on the free assignment; | |
| this follows from the actual integral completion, rather than an assumed | |
| affine representation of the source count. -/ | |
| theorem signedResidual_independent (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (r : I → ℤ) (c : J → ℤ) | |
| (x q free free' X : I → J → ℤ) | |
| (hr : ∀ i, (∑ j, X i j)=r i) (hc : ∀ j, (∑ i, X i j)=c j) | |
| (hroot : ∀ i j, small i j=false → componentRoot T (.inl i)=componentRoot T (.inr j)) : | |
| signedResidual small T r c x q free=signedResidual small T r c x q free' := by | |
| funext a | |
| rw [signedResidual_eq_small small T hT r c x q free X hr hc hroot a, | |
| signedResidual_eq_small small T hT r c x q free' X hr hc hroot a] | |
| theorem sum_abs_signedResidual_le (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (b : I → J → ℕ) | |
| (r : I → ℤ) (c : J → ℤ) (x q free X : I → J → ℤ) | |
| (hr : ∀ i, (∑ j, X i j)=r i) (hc : ∀ j, (∑ i, X i j)=c j) | |
| (hroot : ∀ i j, small i j=false → componentRoot T (.inl i)=componentRoot T (.inr j)) | |
| (hx : ∀ i j, small i j=true → 0≤x i j ∧ x i j≤b i j) | |
| (hq : ∀ i j, small i j=true → 0≤q i j ∧ q i j≤b i j) | |
| (hX : ∀ i j, 0≤X i j ∧ X i j≤b i j) : | |
| (∑ a, |(signedResidual small T r c x q free a:ℝ)|)≤ | |
| 2*∑ i, ∑ j, if small i j then (b i j:ℝ) else 0 := by | |
| have he (a : I⊕J) : (signedResidual small T r c x q free a:ℝ)= | |
| -(∑ v, if componentRoot T v=a then (smallDemand small X x q v:ℝ) else 0) := by | |
| rw [signedResidual_eq_small small T hT r c x q free X hr hc hroot a] | |
| unfold componentTotal | |
| push_cast | |
| congr 1 | |
| apply Finset.sum_congr rfl | |
| intro v _ | |
| by_cases hv : componentRoot T v=a <;> simp [hv] | |
| simp_rw [he,abs_neg] | |
| apply (sum_abs_componentTotal (componentRoot T) (fun v => (smallDemand small X x q v:ℝ))).trans | |
| have hrow (i : I) : | |
| |((∑ j, if small i j then X i j-x i j else 0:ℤ):ℝ)|≤ | |
| ∑ j, if small i j then (b i j:ℝ) else 0 := by | |
| push_cast | |
| apply (Finset.abs_sum_le_sum_abs _ _).trans | |
| apply Finset.sum_le_sum | |
| intro j _ | |
| by_cases hs : small i j=true | |
| · simp only [hs,ite_true] | |
| have hh : |X i j-x i j|≤(b i j:ℤ) := by | |
| apply abs_le.mpr | |
| constructor <;> linarith [(hx i j hs).1,(hx i j hs).2,(hX i j).1,(hX i j).2] | |
| exact_mod_cast hh | |
| · have hs' : small i j=false := Bool.eq_false_iff.mpr hs | |
| simp [hs'] | |
| have hcol (j : J) : | |
| |((∑ i, if small i j then q i j-X i j else 0:ℤ):ℝ)|≤ | |
| ∑ i, if small i j then (b i j:ℝ) else 0 := by | |
| push_cast | |
| apply (Finset.abs_sum_le_sum_abs _ _).trans | |
| apply Finset.sum_le_sum | |
| intro i _ | |
| by_cases hs : small i j=true | |
| · simp only [hs,ite_true] | |
| have hh : |q i j-X i j|≤(b i j:ℤ) := by | |
| apply abs_le.mpr | |
| constructor <;> linarith [(hq i j hs).1,(hq i j hs).2,(hX i j).1,(hX i j).2] | |
| exact_mod_cast hh | |
| · have hs' : small i j=false := Bool.eq_false_iff.mpr hs | |
| simp [hs'] | |
| rw [Fintype.sum_sum_type] | |
| change (∑ i, |((∑ j, if small i j then X i j-x i j else 0:ℤ):ℝ)|)+ | |
| (∑ j, |((∑ i, if small i j then q i j-X i j else 0:ℤ):ℝ)|)≤_ | |
| have hrows := Finset.sum_le_sum (s := Finset.univ) (fun i _ => hrow i) | |
| have hcols := Finset.sum_le_sum (s := Finset.univ) (fun j _ => hcol j) | |
| rw [Finset.sum_comm] at hcols | |
| linarith | |
| lemma abs_actualDeviation_solved (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (b x y free : I → J → ℕ) (r : I → ℤ) (c : J → ℤ) (a : I⊕J) : | |
| |actualDeviation small T b x y free r c | |
| (solved small T r c (fun i j => (x i j:ℤ)) | |
| (fun i j => ((b i j-y i j:ℕ):ℤ)) (fun i j => (free i j:ℤ))) a|= | |
| |(signedResidual small T r c (fun i j => (x i j:ℤ)) | |
| (fun i j => ((b i j-y i j:ℕ):ℤ)) (fun i j => (free i j:ℤ)) a:ℝ)| := by | |
| cases a with | |
| | inl i => | |
| simp only [actualDeviation,signedResidual,Sum.elim_inl,completed,largeValue] | |
| push_cast | |
| rfl | |
| | inr j => | |
| simp only [actualDeviation,signedResidual,Sum.elim_inr,completed,largeValue] | |
| push_cast | |
| rw [abs_neg] | |
| /-- This is the root part of the source's actual penalty. Each small | |
| cell contributes at most its capacity at each of its two incidences. -/ | |
| theorem rootPenalty_le (small : I → J → Bool) (T : SimpleGraph (I⊕J)) | |
| (hT : T≤ForestCapacity.cellGraph small) (b x y free : I → J → ℕ) | |
| (r : I → ℤ) (c : J → ℤ) (X : I → J → ℤ) | |
| (hr : ∀ i, (∑ j, X i j)=r i) (hc : ∀ j, (∑ i, X i j)=c j) | |
| (hroot : ∀ i j, small i j=false → componentRoot T (.inl i)=componentRoot T (.inr j)) | |
| (hx : ∀ i j, small i j=true → x i j≤b i j) | |
| (hX : ∀ i j, 0≤X i j ∧ X i j≤b i j) : | |
| (∑ a, if ForestPenaltyApplication.rootFlag T a then | |
| |actualDeviation small T b x y free r c | |
| (solved small T r c (fun i j => (x i j:ℤ)) | |
| (fun i j => ((b i j-y i j:ℕ):ℤ)) (fun i j => (free i j:ℤ))) a| else 0)≤ | |
| 2*∑ i, ∑ j, if small i j then (b i j:ℝ) else 0 := by | |
| apply le_trans (Finset.sum_le_sum (fun a _ => ?_)) | |
| (sum_abs_signedResidual_le small T hT b r c | |
| (fun i j => (x i j:ℤ)) (fun i j => ((b i j-y i j:ℕ):ℤ)) | |
| (fun i j => (free i j:ℤ)) X hr hc hroot | |
| (by intro i j hs; exact ⟨by positivity,by exact_mod_cast hx i j hs⟩) | |
| (by intro i j _; exact ⟨by positivity,by exact_mod_cast Nat.sub_le (b i j) (y i j)⟩) | |
| hX) | |
| split_ifs | |
| · exact (abs_actualDeviation_solved small T b x y free r c a).le | |
| · exact abs_nonneg _ | |
| end ContingencyTables.ForestRootPenalty | |
| end OAI | |