| ---
|
| license: other
|
| license_name: tensorust-sample-license
|
| license_link: https://tensorust.com/datasets/bank-enforcement-orders/
|
| pretty_name: "Bank Enforcement Order Feed (free sample)"
|
| language:
|
| - en
|
| tags:
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| - tensorust
|
| - sample
|
| - compliance-and-sanctions
|
| - government-data
|
| - finance
|
| size_categories:
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| - n<1K
|
| configs:
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| - config_name: sample
|
| data_files:
|
| - split: train
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| path: sample.csv
|
| - config_name: summary
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| data_files:
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| - split: train
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| path: summary_by_state.csv
|
| ---
|
|
|
| # Bank Enforcement Order Feed: free sample (Tensorust LLC)
|
|
|
| 8,969 Federal Reserve and OCC enforcement actions in one table; 780 institution orders are still open.
|
|
|
| **Headline:** Every enforcement action published by the Federal Reserve Board and the OCC (8,969 actions), normalized into one table: institution, city and state, action type (cease and desist, formal agreement, civil money penalty, written agreement, prohibition), effective and termination dates, penalty where the OCC reports one, and a link to the order.
|
|
|
| This repository is a **free teaser**, not the dataset. It holds 25 example rows and a summary table with no names in it. The full file has **8,969 rows** and is sold by Tensorust LLC: **[https://tensorust.com/datasets/bank-enforcement-orders/](https://tensorust.com/datasets/bank-enforcement-orders/)**.
|
|
|
| ## Files here
|
|
|
| | file | what it is |
|
| |---|---|
|
| | `sample.csv` | 25 rows of the full file (the same sample shown on tensorust.com) |
|
| | `summary_by_state.csv` | row counts and totals by state across the full file, no entity names (groups with fewer than 3 rows are folded into "Other") |
|
|
|
| ## Summary by state (largest groups)
|
|
|
| | State | rows | Penalties (USD) |
|
| |---|---|---|
|
| | (blank) | 1,465 | 65,000,000 |
|
| | TX | 936 | 199,028,276 |
|
| | CA | 645 | 498,607,599 |
|
| | IL | 475 | 3,337,139 |
|
| | FL | 409 | 17,876,917 |
|
| | OH | 407 | 2,677,464,310 |
|
| | NY | 364 | 142,580,559 |
|
| | MN | 288 | 2,728,346 |
|
| | SD | 206 | 2,008,939,965 |
|
| | NC | 198 | 2,429,563,157 |
|
| | CO | 197 | 94,827,725 |
|
| | OK | 196 | 4,662,932 |
|
| | TOTAL | 8,969 | 11,646,434,138 |
|
|
|
| Full table: `summary_by_state.csv`.
|
|
|
| ## What the full file has
|
|
|
| - 8,969 rows
|
| - Key fields: agency, effective_date, termination_date, active, year, respondent_type, institution, city, state, organizations_named
|
| - Parquet and CSV, a README with sources, method and limits, and the build script
|
| - Free 25-row sample (no personal contact data)
|
|
|
| Coverage: All 8,969 actions in the Federal Reserve enforcement file and the OCC EASearch database (OCC back to 1989, Fed back to the 1990s). FDIC actions not included. Fed file and OCC database pulled Nov 6, 2026 (latest OCC action Oct 13, 2026; latest Fed action Oct 8, 2026).
|
|
|
| ### Columns in the full file
|
|
|
| | column | meaning |
|
| |---|---|
|
| | `agency` | Federal Reserve or OCC |
|
| | `effective_date` | Effective or completed date |
|
| | `termination_date` | Termination date (blank if in force) |
|
| | `active` | Not terminated |
|
| | `year` | Year of action |
|
| | `respondent_type` | Institution, or an individual (name withheld) |
|
| | `institution` | Bank or company (first named organization) |
|
| | `city` | City |
|
| | `state` | State |
|
| | `organizations_named` | All organizations named in the action |
|
| | `action_type` | Type of action |
|
| | `penalty_amount` | Civil money penalty or amount ($), OCC only |
|
| | `docket_number` | OCC docket number |
|
| | `document_url` | Link to the order or press release |
|
| | `note` | Fed note |
|
| | `charter_number` | OCC charter number |
|
| | `fdic_cert` | FDIC certificate (name and state match) |
|
| | `actions_same_institution` | Actions in this file for the same institution name |
|
| | `ont_org_id` | Tensorust ontology organization id |
|
| | `ont_org_sources` | Ontology sources for the institution |
|
|
|
| ## Get the full file
|
|
|
| | tier | price | includes |
|
| |---|---|---|
|
| | Open orders list | $250 | Every institution-level order still in force (780) with links and FDIC certs. |
|
| | Full feed with monthly updates | $1,200 a year | All 8,969 actions, refreshed monthly for 12 months with new and terminated orders marked. |
|
| | Enterprise API license | $3,600 a year | Weekly refresh delivered as a feed, ontology IDs for joining to your bank partner list, internal redistribution. |
|
|
|
| Email **mattbusel@tensorust.com** with the tier and a billing contact, and we will send a proper invoice (ACH or card). The file is delivered once the invoice is paid. Details and the live sample: [https://tensorust.com/datasets/bank-enforcement-orders/](https://tensorust.com/datasets/bank-enforcement-orders/). All datasets: https://tensorust.com/datasets/
|
|
|
| ## Method and limits
|
|
|
| Fed rows split the first named organization into name, city and state. OCC rows come from the EASearch API; institution = bank name, else company name. Individual names (Fed "Individual" column, OCC first and last name) are not carried. FDIC cert matches on normalized name plus state against active FDIC institutions.
|
|
|
| Not legal advice, not a list of current violations, and not FDIC, CFPB or state actions. Individual respondents are not named.
|
|
|
| ## Sources
|
|
|
| - Federal Reserve Board enforcement actions file (federalreserve.gov/supervisionreg/files/enforcementactions.csv)
|
| - OCC Enforcement Action Search (apps.occ.gov/EASearch)
|
| - FDIC BankFind institutions (cert match)
|
|
|
| ## License
|
|
|
| The sample and summary here are free to view, analyze and cite with attribution to "Tensorust LLC, https://tensorust.com/datasets/bank-enforcement-orders/". The full dataset is licensed separately per tier. No resale or redistribution of Tensorust data without a written license.
|
|
|
| Tensorust LLC, Tuckahoe NY. mattbusel@tensorust.com | https://tensorust.com
|
|
|
