firm_key stringlengths 7 42 | cik stringlengths 4 69 | member_ciks stringlengths 5 69 ⌀ | manager stringlengths 7 40 | city stringlengths 4 14 ⌀ | state stringlengths 2 2 ⌀ | crd float64 105k 317k ⌀ | member_type stringclasses 2
values | case_id stringclasses 8
values | case_name stringclasses 8
values | kind stringclasses 2
values | issuer stringclasses 8
values | tickers stringclasses 7
values | cusips_used stringclasses 7
values | class_period_start stringdate 2006-01-01 00:00:00 2022-08-12 00:00:00 | class_period_end stringdate 2017-04-19 00:00:00 2022-10-04 00:00:00 | rule stringclasses 4
values | purchases_in_period float64 0 26.4M ⌀ | purchases_known_origin float64 0 26.4M ⌀ | sales_in_period float64 0 14.1M ⌀ | held_at_class_end float64 0 34.4M ⌀ | held_at_class_end_qe stringdate 2017-03-31 00:00:00 2022-09-30 00:00:00 ⌀ | held_through_hold_date float64 213k 31.7M ⌀ | hold_dates stringclasses 3
values | held_at_record_qe stringclasses 2
values | eligible_shares float64 153k 26.3M ⌀ | eligible_shares_low float64 153k 26.3M ⌀ | total_13f_eligible_shares float64 3.91M 293M ⌀ | allocation_units float64 153k 26.3M ⌀ | firm_share_of_13f float64 0 0.54 ⌀ | firm_share_of_13f_low float64 0 0.54 ⌀ | first_seen_in_window bool 1
class | fund_native float64 15M 175M ⌀ | fund_currency stringclasses 1
value | fee_assumption stringclasses 6
values | class_damaged_shares float64 9.3M 279M ⌀ | damaged_shares_basis stringclasses 5
values | institutional_share_assumption stringclasses 4
values | estimate_low_usd float64 172k 6.11M ⌀ | estimate_high_usd float64 313k 10.7M ⌀ | fx_note float64 | claim_deadline stringdate 2026-11-24 00:00:00 2027-01-21 00:00:00 | status stringclasses 1
value | deadline_flag stringclasses 1
value | claimable_now bool 1
class | late_claims float64 | claims_administrator stringclasses 5
values | claim_website stringclasses 8
values | member_basis stringclasses 2
values | evidence_value_usd float64 47.1M 81.8M ⌀ | method stringclasses 5
values | case_note stringclasses 5
values | caveat stringclasses 3
values | as_of stringdate 2026-11-07 00:00:00 2026-11-07 00:00:00 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
CIK902219 | 902219 | 902219 | WELLINGTON MANAGEMENT GROUP LLP | Boston | MA | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 4,495,548 | 4,495,548 | 1,030 | 2,603,984 | 2019-12-31 | 4,925,880 | 2020-02-05 | null | 4,495,548 | 4,495,548 | 51,539,796 | 4,495,547.56044 | 0.087225 | 0.087225 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 6,105,734.847357 | 10,685,035.982875 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK912938 | 912938 | 912938 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Boston | MA | 110,045 | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 3,425,391 | 3,425,391 | 0 | 3,201,008 | 2019-12-31 | 3,551,341 | 2020-02-05 | null | 3,425,391 | 3,425,391 | 51,539,796 | 3,425,390.788767 | 0.066461 | 0.066461 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 4,652,275.973863 | 8,141,482.95426 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK895421 | 895421 | 895421 | MORGAN STANLEY | NEW YORK | NY | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 3,116,149 | 3,116,149 | 0 | 5,845,758 | 2019-12-31 | 5,867,767 | 2020-02-05 | null | 3,116,149 | 3,116,149 | 51,539,796 | 3,116,148.603785 | 0.060461 | 0.060461 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 4,232,271.344898 | 7,406,474.853572 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1374170 | 1374170 | 1374170 | NORGES BANK | OSLO | Q8 | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 2,343,506 | 2,343,506 | 1,398,686 | 2,288,759 | 2019-12-31 | 2,343,506 | 2020-02-05 | null | 2,343,506 | 2,343,506 | 51,539,796 | 2,343,505.901099 | 0.04547 | 0.04547 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 3,182,888.280672 | 5,570,054.491176 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK200217 | 200217 | 200217 | Dodge & Cox | San Francisco | CA | 104,596 | 13F filer | anadarko | In re Anadarko Petroleum Corporation Securities Litigation | securities | Anadarko Petroleum Corporation (acquired by Occidental 2019) | APC | 032511107 | 2015-02-20 | 2017-05-02 | purchase_hold | 26,432,261 | 26,432,261 | 111,392 | 22,828,608 | 2017-03-31 | 26,332,995 | 2017-05-02 | null | 26,332,995 | 26,332,995 | 293,340,958 | 26,332,994.813187 | 0.089769 | 0.089769 | false | 114,500,000 | USD | fee request stated in notice: up to 30.0% | 279,268,292.682927 | fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares | 40% to 70% of the net fund to 13F filers (default assumption) | 2,878,001.82653 | 5,396,253.424744 | null | 2027-01-21 | open | open | true | null | Verita Global | https://www.anadarkosecuritiessettlement.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan: a recognized loss arises only on shares still held at the close of May 2, 2017. | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1040273 | 1040273 | 1040273 | Third Point LLC | NEW YORK | NY | 137,927 | 13F filer | ftac2-paysafe | FTAC II (Foley Trasimene Acquisition Corp. II / Paysafe) Stockholder Litigation | securities | Foley Trasimene Acquisition Corp. II / Paysafe Limited | BFT / PSFE | 344328109 | 2021-03-23 | 2021-03-23 | held_at | 0 | 0 | 55,556 | 5,000,000 | 2020-12-31 | null | null | 2020-12-31 | 5,000,000 | 5,000,000 | 52,319,169 | 21,350,000 | 0.338437 | 0.338437 | false | 59,500,000 | USD | fee request stated in notice: up to 30.0% | 183,000,000 | over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13) | 16.3% to 28.6% of the net fund to 13F filers, capped at their 28.6% share of the class (over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13)); the default 40% to 70% would pay more per share than the notice average | 2,302,843.338715 | 4,317,831.26009 | null | 2027-01-07 | open | open | true | null | JND Legal Administration | https://www.ftaciistockholdersettlement.com/ | null | null | eligible = shares held at the last 13F quarter end on or before the record date; units weighted by the plan Total Loss per share (ftac2_weights); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before... | CUSIP 344328109 last appears in 13F at Dec 31, 2020, consistent with the Mar 30, 2021 Paysafe close; 34431F104 runs on to Mar 31, 2021 (the other Foley Trasimene SPAC, merged with Alight in July 2021). Allocation weighted by the plan Total Loss: $0.10 per share sold at $10 or more, $10 minus the sale price plus $0.10 i... | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK315066 | 315066 | 315066 | FMR LLC | BOSTON | MA | null | 13F filer | anadarko | In re Anadarko Petroleum Corporation Securities Litigation | securities | Anadarko Petroleum Corporation (acquired by Occidental 2019) | APC | 032511107 | 2015-02-20 | 2017-05-02 | purchase_hold | 20,318,146 | 20,318,146 | 8,405,735 | 34,447,545 | 2017-03-31 | 31,731,642 | 2017-05-02 | null | 20,318,146 | 20,318,146 | 293,340,958 | 20,318,146 | 0.069265 | 0.069265 | false | 114,500,000 | USD | fee request stated in notice: up to 30.0% | 279,268,292.682927 | fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares | 40% to 70% of the net fund to 13F filers (default assumption) | 2,220,623.279447 | 4,163,668.648962 | null | 2027-01-21 | open | open | true | null | Verita Global | https://www.anadarkosecuritiessettlement.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan: a recognized loss arises only on shares still held at the close of May 2, 2017. | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
FAM:BLACKROCK_ALL_CIKS | 1364742, 2012383, 1086364, 1006249, 1003283, 913414, 1305227, 1085635 | 1364742, 2012383, 1086364, 1006249, 1003283, 913414, 1305227, 1085635 | BlackRock (all CIKs) | New York | NY | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 1,553,559 | 1,553,559 | 1,857,693 | 19,018,417 | 2019-12-31 | 19,012,892 | 2020-02-05 | null | 1,553,559 | 1,553,559 | 51,539,796 | 1,553,559 | 0.030143 | 0.030143 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 2,110,003.107786 | 3,692,505.438625 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK102909 | 102909 | 102909 | VANGUARD GROUP INC | Valley Forge | PA | 105,958 | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 1,354,250 | 1,354,250 | 0 | 23,540,897 | 2019-12-31 | 23,738,060 | 2020-02-05 | null | 1,354,250 | 1,354,250 | 51,539,796 | 1,354,250.338828 | 0.026276 | 0.026276 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 1,839,307.30899 | 3,218,787.790732 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK902219 | 902219 | 902219 | WELLINGTON MANAGEMENT GROUP LLP | Boston | MA | null | 13F filer | anadarko | In re Anadarko Petroleum Corporation Securities Litigation | securities | Anadarko Petroleum Corporation (acquired by Occidental 2019) | APC | 032511107 | 2015-02-20 | 2017-05-02 | purchase_hold | 12,585,843 | 12,585,843 | 14,077,019 | 19,384,130 | 2017-03-31 | 19,716,452 | 2017-05-02 | null | 12,585,843 | 12,585,843 | 293,340,958 | 12,585,842.758242 | 0.042905 | 0.042905 | false | 114,500,000 | USD | fee request stated in notice: up to 30.0% | 279,268,292.682927 | fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares | 40% to 70% of the net fund to 13F filers (default assumption) | 1,375,539.649159 | 2,579,136.842173 | null | 2027-01-21 | open | open | true | null | Verita Global | https://www.anadarkosecuritiessettlement.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan: a recognized loss arises only on shares still held at the close of May 2, 2017. | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK820027 | 820027 | 820027 | AMERIPRISE FINANCIAL INC | MINNEAPOLIS | MN | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 1,054,282 | 1,054,282 | 153,411 | 1,675,566 | 2019-12-31 | 1,527,415 | 2020-02-05 | null | 1,054,282 | 1,054,282 | 51,539,796 | 1,054,282 | 0.020456 | 0.020456 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 1,431,898.17476 | 2,505,821.805831 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1505817 | 1505817 | 1505817 | Fiera Capital Corp | MONTREAL | A8 | 154,966 | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 1,053,402 | 1,053,402 | 416,402 | 3,454,596 | 2019-12-31 | 3,518,185 | 2020-02-05 | null | 1,053,402 | 1,053,402 | 51,539,796 | 1,053,401.659341 | 0.020439 | 0.020439 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 1,430,702.519155 | 2,503,729.408521 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK315066 | 315066 | 315066 | FMR LLC | BOSTON | MA | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 1,042,953 | 1,042,953 | 6,621,485 | 13,465,704 | 2019-12-31 | 11,741,552 | 2020-02-05 | null | 1,042,953 | 1,042,953 | 51,539,796 | 1,042,953.111111 | 0.020236 | 0.020236 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 1,416,511.574854 | 2,478,895.255995 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK19617 | 19617 | 19617 | JPMORGAN CHASE & CO | NEW YORK | NY | null | 13F filer | anadarko | In re Anadarko Petroleum Corporation Securities Litigation | securities | Anadarko Petroleum Corporation (acquired by Occidental 2019) | APC | 032511107 | 2015-02-20 | 2017-05-02 | purchase_hold | 12,379,711 | 12,379,711 | 9,851,296 | 12,999,493 | 2017-03-31 | 11,817,535 | 2017-05-02 | null | 11,817,535 | 11,817,535 | 293,340,958 | 11,817,534.67033 | 0.040286 | 0.040286 | false | 114,500,000 | USD | fee request stated in notice: up to 30.0% | 279,268,292.682927 | fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares | 40% to 70% of the net fund to 13F filers (default assumption) | 1,291,569.250196 | 2,421,692.344118 | null | 2027-01-21 | open | open | true | null | Verita Global | https://www.anadarkosecuritiessettlement.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan: a recognized loss arises only on shares still held at the close of May 2, 2017. | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
FAM:NUVEEN_TIAA_CREF_INVESTMENT_MANAGEMENT | 887793, 1521019, 1871926 | 887793, 1521019, 1871926 | Nuveen / TIAA-CREF Investment Management | Chicago | NY | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 967,157 | 967,157 | 222,043 | 1,363,317 | 2019-12-31 | 1,421,188 | 2020-02-05 | null | 967,157 | 967,157 | 51,539,796 | 967,156.593407 | 0.018765 | 0.018765 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 1,313,566.731488 | 2,298,741.780103 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1165408 | 1165408 | 1165408 | ADAGE CAPITAL PARTNERS GP, L.L.C. | Boston | MA | 160,679 | 13F filer | ftac2-paysafe | FTAC II (Foley Trasimene Acquisition Corp. II / Paysafe) Stockholder Litigation | securities | Foley Trasimene Acquisition Corp. II / Paysafe Limited | BFT / PSFE | 344328109 | 2021-03-23 | 2021-03-23 | held_at | 0 | 0 | 12,945 | 1,165,051 | 2020-12-31 | null | null | 2020-12-31 | 1,165,051 | 1,165,051 | 52,319,169 | 9,483,515.14 | 0.150331 | 0.150331 | false | 59,500,000 | USD | fee request stated in notice: up to 30.0% | 183,000,000 | over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13) | 16.3% to 28.6% of the net fund to 13F filers, capped at their 28.6% share of the class (over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13)); the default 40% to 70% would pay more per share than the notice average | 1,022,906.307623 | 1,917,949.326793 | null | 2027-01-07 | open | open | true | null | JND Legal Administration | https://www.ftaciistockholdersettlement.com/ | null | null | eligible = shares held at the last 13F quarter end on or before the record date; units weighted by the plan Total Loss per share (ftac2_weights); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before... | CUSIP 344328109 last appears in 13F at Dec 31, 2020, consistent with the Mar 30, 2021 Paysafe close; 34431F104 runs on to Mar 31, 2021 (the other Foley Trasimene SPAC, merged with Alight in July 2021). Allocation weighted by the plan Total Loss: $0.10 per share sold at $10 or more, $10 minus the sale price plus $0.10 i... | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1697748 | 1697748 | 1697748 | ARK Investment Management LLC | St. Petersburg | FL | null | 13F filer | atlas-crest | In re Atlas Crest Investment Corp. (Archer Aviation) Stockholder Litigation | securities | Atlas Crest Investment Corp. / Archer Aviation Inc. | ACIC / ACHR | 049284102 | 2021-09-10 | 2021-09-10 | held_at | 0 | 0 | 36,747 | 3,380,765 | 2021-06-30 | null | null | 2021-06-30 | 3,380,765 | 3,380,765 | 28,077,607 | 20,926,935.35 | 0.538497 | 0.538497 | false | 15,000,000 | USD | fee request stated in notice: up to 20.0% | 25,800,000 | notice: about 25.8 million (50,000,000 public shares less 24,239,307 redeemed, long notice paras 7 and 11) | 15.1% to 26.4% of the net fund to 13F filers, capped at their 26.4% share of the class (notice: about 25.8 million (50,000,000 public shares less 24,239,307 redeemed, long notice paras 7 and 11)); the default 40% to 70% would pay more per share than the notice average | 973,049.192748 | 1,702,836.087309 | null | 2027-01-04 | open | open | true | null | JND Legal Administration | https://www.atlascreststockholderlitigation.com/ | null | null | eligible = shares held at the last 13F quarter end on or before the record date; units weighted by the plan Total Loss per share (despac_weights; shares gone by the first post-merger quarter end count $0 low, $0.10 high); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption... | Atlas Crest Investment Corp (ACIC, 049284102), not Atlas Crest Investment Corp II (049287105). Allocation weighted by the plan Total Loss (long notice para 53: $6.19 if held at May 16, 2024, which is $10 minus $3.81; $10 minus the sale price plus $0.10 if sold below $10 before then; $0.10 if sold at $10 or more; redeem... | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK3794 | 3794 | null | AB BOND FUND, INC. | null | null | null | fund (N-PORT) | mexican-govt-bonds | In re Mexican Government Bonds Antitrust Litigation (Santander, BBVA, Citibanamex, Deutsche, HSBC, BofA Mexico) | antitrust | United Mexican States (bonds); defendants are dealer banks | null | null | 2006-01-01 | 2017-04-19 | likely member list | null | null | null | null | null | null | null | null | null | null | null | null | null | null | null | 86,400,000 | USD | null | null | null | null | null | null | null | 2027-01-04 | open | open | true | null | A.B. Data (per OCA) | https://www.mgbantitrustsettlement.com/ | N-PORT 31-OCT-2019: funds held peso Mexican government debt worth $47.1M (AB FlexFee High Yield Portfolio; AB FlexFee International Bond Portfolio; AB Income Fund; AB Short Duration Income Portfolio). Evidence of the asset class only; the class period ended Apr 19, 2017, so trading with a defendant in 2006-2017 must be... | 47,109,829.06 | No 13F coverage for peso sovereign bonds; listed from N-PORT holdings and NY Fed primary dealer lists; no dollar estimate. | null | Likely class member only; no estimate. | 2026-11-07 |
CIK13075 | 13075 | null | Bond Fund of America | null | null | null | fund (N-PORT) | mexican-govt-bonds | In re Mexican Government Bonds Antitrust Litigation (Santander, BBVA, Citibanamex, Deutsche, HSBC, BofA Mexico) | antitrust | United Mexican States (bonds); defendants are dealer banks | null | null | 2006-01-01 | 2017-04-19 | likely member list | null | null | null | null | null | null | null | null | null | null | null | null | null | null | null | 86,400,000 | USD | null | null | null | null | null | null | null | 2027-01-04 | open | open | true | null | A.B. Data (per OCA) | https://www.mgbantitrustsettlement.com/ | N-PORT 30-SEP-2019: funds held peso Mexican government debt worth $81.8M (Bond Fund of America). Evidence of the asset class only; the class period ended Apr 19, 2017, so trading with a defendant in 2006-2017 must be confirmed from the firm's own records. | 81,764,214.05 | No 13F coverage for peso sovereign bonds; listed from N-PORT holdings and NY Fed primary dealer lists; no dollar estimate. | null | Likely class member only; no estimate. | 2026-11-07 |
CIK1000275 | 1000275 | 1000275 | Royal Bank of Canada | TORONTO | A6 | null | 13F filer | twitter-pampena | Pampena v. Musk (jury verdict, not a settlement) | securities | Twitter, Inc. | TWTR (stock, calls, puts) | 90184L102 | 2022-05-13 | 2022-10-04 | sale | 25,333 | 25,333 | 913,776 | 711,516 | 2022-09-30 | null | null | null | 913,776 | 913,776 | 176,397,535 | 913,776.016722 | 0.00518 | 0.00518 | false | null | USD | fee not stated in our sources; assumed 25% to 33.3% | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | null | null | null | 2026-11-24 | open | open | true | null | null | https://www.twitteracquisitionlitigation.com/ | null | null | eligible = 13F share decreases inside the class period (seller class); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only | null | No fixed fund (jury verdict); listed with shares sold only. Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can... | 2026-11-07 |
CIK318989 | 318989 | 318989 | FIL Ltd | HAMILTON | D0 | null | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 159,029 | 159,029 | 80,889 | 348,158 | 2019-12-31 | 286,924 | 2020-02-05 | null | 159,029 | 159,029 | 51,539,796 | 159,028.555556 | 0.003086 | 0.003086 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 215,988.415277 | 377,979.726734 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK916542 | 916542 | 916542 | ACADIAN ASSET MANAGEMENT LLC | Boston | MA | null | 13F filer | national-instruments | In re National Instruments Corporation Securities Litigation (sellers class) | securities | National Instruments Corporation | NATI | 636518102 | 2022-08-12 | 2022-09-28 | sale | 0 | 0 | 153,294 | 294,628 | 2022-06-30 | null | null | null | 153,294 | 153,294 | 3,907,014 | 153,294.26087 | 0.039236 | 0.039236 | false | 28,000,000 | USD | fee request stated in notice: up to 33.3% | 9,302,325.581395 | fund / stated average recovery of about $3.01 per damaged share before deductions = 9.3 million shares | 24.0% to 42.0% of the net fund to 13F filers, capped at their 42.0% share of the class (fund / stated average recovery of about $3.01 per damaged share before deductions = 9.3 million shares); the default 40% to 70% would pay more per share than the notice average | 175,777.41913 | 346,061.793913 | null | 2027-01-14 | open | open | true | null | Strategic Claims Services | https://www.nationalinstrumentssecuritiesclassaction.com/ | null | null | eligible = 13F share decreases inside the class period (seller class); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only | null | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1109448 | 1109448 | 1109448 | ALLIANCEBERNSTEIN L.P. | NASHVILLE | TN | 108,477 | 13F filer | everbridge | Sylebra Capital Partners Master Fund Ltd v. Everbridge, Inc. | securities | Everbridge, Inc. | EVBG | 29978A104 | 2020-02-18 | 2022-02-24 | purchase_hold | 458,944 | 458,944 | 1,086,683 | 16,369 | 2021-12-31 | 212,997 | 2021-12-09, 2022-02-24 | null | 212,997 | 212,997 | 30,360,815 | 212,997.108696 | 0.007016 | 0.007016 | false | 85,000,000 | USD | fee request stated in notice: up to 28.0% | 36,637,931.034483 | fund / stated average recovery of about $2.32 per share before fees, about $1.65 after = 36.6 million shares | 40% to 70% of the net fund to 13F filers (default assumption) | 171,740.094432 | 313,067.880476 | null | 2026-11-25 | open | open | true | null | Verita Global | https://www.everbridgesecuritiessettlement.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan: a share needs to be held through at least one corrective disclosure (close of Dec 9, 2021 or Feb 24, 2022). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK948669 | 948669 | 948669 | PARNASSUS INVESTMENTS, LLC | San Francisco | CA | 316,904 | 13F filer | bdx-fairfund | SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action) | securities | Becton, Dickinson and Company | BDX | 075887109 | 2019-02-05 | 2020-02-05 | purchase_hold | 965,893 | 965,893 | 0 | 0 | 2019-12-31 | 965,893 | 2020-02-05 | null | 965,893 | 965,893 | 51,539,796 | 965,892.659341 | 0.018741 | 0.018741 | false | 175,000,000 | USD | no attorney fee (SEC Fair Fund); administration costs not deducted | null | null | 40% to 70% of the net fund to 13F filers (default assumption) | 1,311,850.089373 | 2,295,737.656403 | null | 2026-12-13 | open | open | true | null | JND Legal Administration (Fund Administrator) | https://www.bectonfairfund.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery). | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
CIK1569758 | 1569758 | 1569758 | Carmignac Gestion | PARIS | I0 | null | 13F filer | anadarko | In re Anadarko Petroleum Corporation Securities Litigation | securities | Anadarko Petroleum Corporation (acquired by Occidental 2019) | APC | 032511107 | 2015-02-20 | 2017-05-02 | purchase_hold | 11,848,814 | 11,848,814 | 4,371,363 | 11,727,702 | 2017-03-31 | 10,922,251 | 2017-05-02 | null | 10,922,251 | 10,922,251 | 293,340,958 | 10,922,251.098901 | 0.037234 | 0.037234 | false | 114,500,000 | USD | fee request stated in notice: up to 30.0% | 279,268,292.682927 | fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares | 40% to 70% of the net fund to 13F filers (default assumption) | 1,193,721.368779 | 2,238,227.566461 | null | 2027-01-21 | open | open | true | null | Verita Global | https://www.anadarkosecuritiessettlement.com/ | null | null | eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the ... | Plan: a recognized loss arises only on shares still held at the close of May 2, 2017. | Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affil... | 2026-11-07 |
Institutional Settlement Recovery: free sample (Tensorust LLC)
What each bank and investment manager is likely owed from open securities and antitrust settlements, by case and deadline.
Headline: Institutions are class members in securities class actions, SEC Fair Funds and financial antitrust settlements and routinely leave money unclaimed; recovery vendors charge 10 to 30 percent contingency to file for them.
This repository is a free teaser, not the dataset. It holds 25 example rows and a summary table with no names in it. The full file has 12,741 rows and is sold by Tensorust LLC: https://tensorust.com/datasets/institutional-settlement-recovery/.
Files here
| file | what it is |
|---|---|
sample.csv |
25 rows of the full file (the same sample shown on tensorust.com) |
summary_by_member_type.csv |
row counts and totals by member type across the full file, no entity names (groups with fewer than 3 rows are folded into "Other") |
Summary by member type (largest groups)
| Member type | rows | High estimate (USD) |
|---|---|---|
| 13F filer | 12,565 | 567,332,699 |
| fund (N-PORT) | 136 | 0 |
| primary dealer (NY Fed list) | 40 | 0 |
| TOTAL | 12,741 | 567,332,699 |
Full table: summary_by_member_type.csv.
What the full file has
- 12,741 rows
- Key fields: manager, cik, case_name, kind, claim_deadline, estimate_low_usd, estimate_high_usd, eligible_shares, claims_administrator, claim_website
- Parquet and CSV, a README with sources, method and limits, and the build script
- Free 25-row sample (no personal contact data)
Coverage: 45 settlements with claim deadlines open or passed in the last 30 days as of Nov 7 2026 (44 securities, 1 financial antitrust); 4,059 firms with any likely membership, 3,110 with an open estimate. Settlement notices read Nov 2026; 13F through Sep 2025 filings; built Nov 7 2026
Columns in the full file
| column | meaning |
|---|---|
manager |
Firm name as filed with the SEC (families such as BlackRock merged across CIKs) |
cik |
SEC CIK, or every member CIK for a merged family |
case_name |
Settlement name |
kind |
securities or antitrust |
claim_deadline |
Claim filing deadline |
estimate_low_usd |
Low estimate of the firm's recovery, USD |
estimate_high_usd |
High estimate of the firm's recovery, USD |
eligible_shares |
Shares estimated eligible under the plan's rule (high case) |
claims_administrator |
Claims administrator named in the notice |
claim_website |
Official claim site |
member_type |
13F filer, fund (N-PORT) or primary dealer (NY Fed list) |
rule |
Plan rule applied: purchase in period, purchase and hold, or record date holding |
purchases_in_period |
13F share increases inside the class period, prorated by days |
purchases_known_origin |
Purchases excluding first positions of new filers (low case) |
held_through_hold_date |
Shares held on the plan's hold date, interpolated between quarter ends |
firm_share_of_13f |
Firm share of all 13F eligible shares in the case |
fund_native |
Settlement fund in its own currency |
fee_assumption |
Attorney fee used (stated in the notice, or the 25 to 33.3 percent default) |
institutional_share_assumption |
Share of the net fund assumed to go to 13F filers, capped by the notice's stated damaged shares where given |
status |
open or deadline passed (last 30 days) |
late_claims |
Whether the administrator states late claims are accepted |
method |
Plain-language method for the row |
case_note |
Plan details that change the payout (offsets, minimums, payout scales) |
caveat |
What the estimate cannot see |
Get the full file
| tier | price | includes |
|---|---|---|
| Firm recovery audit | $7,500 | A look-back of every open settlement the firm likely qualifies for: estimate range per case, deadlines, claims administrators, claim links, and the 13F positions behind each estimate. |
| Claims filing service | Contingency: share of recovery, quoted per firm | We file and pursue the claims. The fee is a negotiated share of what is recovered, and nothing if nothing is recovered. |
| Settlement monitoring | $36,000 a year | Every new settlement matched to the firm's holdings as it is announced, deadline alerts and filing-ready claim data. The firm keeps 100 percent of recoveries. |
Email mattbusel@tensorust.com with the tier and a billing contact, and we will send a proper invoice (ACH or card). The file is delivered once the invoice is paid. Details and the live sample: https://tensorust.com/datasets/institutional-settlement-recovery/. All datasets: https://tensorust.com/datasets/
Method and limits
Collect current settlements from administrator sites, notices and wire releases, record class period, securities, fund, fee, deadline and plan rule from the notice. Map each to CUSIPs, pull every 13F holding for those CUSIPs, take the largest document per CIK, quarter and CUSIP (amendments are not added on top), merge filing handovers and parent subsidiary duplicates into one family, then apply the plan's rule and split the fund by eligible shares. Five largest open cases checked against the notice and plan; five firms recomputed by hand from raw 13F rows.
Not a claim amount or a legal opinion: true recognized loss depends on each firm's trade dates and prices, which 13F does not show (quarter end long positions only, no shorts, no intra-quarter trades). Broker and wealth filers hold client accounts, where the client is the class member. Defendants and affiliates are excluded from most classes. Three claim sites returned 403 and were not accessed; those plans come from court-authorized summary notices.
Sources
- SEC Form 13F data sets (quarterly holdings, Sep 2013 to Sep 2025), https://www.sec.gov/data-research/sec-markets-data/form-13f-data-sets
- SEC Form N-PORT data sets (fund holdings)
- Court-authorized notices, summary notices and plans of allocation from claims administrator sites and PR Newswire / Business Wire
- SEC Fair Fund notices (In the Matter of Becton, Dickinson and Company, bectonfairfund.com)
- Federal Reserve Bank of New York primary dealer lists (for the Mexican Government Bonds antitrust class)
- Bank of Canada USD/CAD rate for Canadian funds
License
The sample and summary here are free to view, analyze and cite with attribution to "Tensorust LLC, https://tensorust.com/datasets/institutional-settlement-recovery/". The full dataset is licensed separately per tier. No resale or redistribution of Tensorust data without a written license.
Tensorust LLC, Tuckahoe NY. mattbusel@tensorust.com | https://tensorust.com
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