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e725e25 | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 | firm_key,cik,member_ciks,manager,city,state,crd,member_type,case_id,case_name,kind,issuer,tickers,cusips_used,class_period_start,class_period_end,rule,purchases_in_period,purchases_known_origin,sales_in_period,held_at_class_end,held_at_class_end_qe,held_through_hold_date,hold_dates,held_at_record_qe,eligible_shares,eligible_shares_low,total_13f_eligible_shares,allocation_units,firm_share_of_13f,firm_share_of_13f_low,first_seen_in_window,fund_native,fund_currency,fee_assumption,class_damaged_shares,damaged_shares_basis,institutional_share_assumption,estimate_low_usd,estimate_high_usd,fx_note,claim_deadline,status,deadline_flag,claimable_now,late_claims,claims_administrator,claim_website,member_basis,evidence_value_usd,method,case_note,caveat,as_of
CIK902219,902219,902219,WELLINGTON MANAGEMENT GROUP LLP,Boston,MA,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,4495548.0,4495548.0,1030.0,2603984.0,2019-12-31,4925880.0,2020-02-05,,4495548.0,4495548.0,51539796.0,4495547.560439561,0.08722478353367755,0.08722478353367755,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),6105734.847357428,10685035.982875498,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK912938,912938,912938,MASSACHUSETTS FINANCIAL SERVICES CO /MA/,Boston,MA,000110045,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,3425391.0,3425391.0,0.0,3201008.0,2019-12-31,3551341.0,2020-02-05,,3425391.0,3425391.0,51539796.0,3425390.788766789,0.06646108534089726,0.06646108534089726,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),4652275.973862808,8141482.954259913,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK895421,895421,895421,MORGAN STANLEY,NEW YORK,NY,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,3116149.0,3116149.0,0.0,5845758.0,2019-12-31,5867767.0,2020-02-05,,3116149.0,3116149.0,51539796.0,3116148.6037851037,0.060461019212829974,0.060461019212829974,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),4232271.344898097,7406474.853571671,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1374170,1374170,1374170,NORGES BANK,OSLO,Q8,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,2343506.0,2343506.0,1398686.0,2288759.0,2019-12-31,2343506.0,2020-02-05,,2343506.0,2343506.0,51539796.0,2343505.901098901,0.04546983258103065,0.04546983258103065,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),3182888.280672145,5570054.491176254,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK200217,200217,200217,Dodge & Cox,San Francisco,CA,000104596,13F filer,anadarko,In re Anadarko Petroleum Corporation Securities Litigation,securities,Anadarko Petroleum Corporation (acquired by Occidental 2019),APC,032511107,2015-02-20,2017-05-02,purchase_hold,26432261.0,26432261.0,111392.0,22828608.0,2017-03-31,26332995.0,2017-05-02,,26332995.0,26332995.0,293340958.0,26332994.813186813,0.08976923975452801,0.08976923975452801,False,114500000.0,USD,fee request stated in notice: up to 30.0%,279268292.68292683,fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares,40% to 70% of the net fund to 13F filers (default assumption),2878001.8265301674,5396253.424744064,,2027-01-21,open,open,True,,Verita Global,https://www.anadarkosecuritiessettlement.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan: a recognized loss arises only on shares still held at the close of May 2, 2017.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1040273,1040273,1040273,Third Point LLC,NEW YORK,NY,000137927,13F filer,ftac2-paysafe,FTAC II (Foley Trasimene Acquisition Corp. II / Paysafe) Stockholder Litigation,securities,Foley Trasimene Acquisition Corp. II / Paysafe Limited,BFT / PSFE,344328109,2021-03-23,2021-03-23,held_at,0.0,0.0,55556.0,5000000.0,2020-12-31,,,2020-12-31,5000000.0,5000000.0,52319169.0,21349999.999999996,0.338436885264766,0.338436885264766,False,59500000.0,USD,fee request stated in notice: up to 30.0%,183000000.0,"over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13)","16.3% to 28.6% of the net fund to 13F filers, capped at their 28.6% share of the class (over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13)); the default 40% to 70% would pay more per share than the notice average",2302843.3387148716,4317831.260090384,,2027-01-07,open,open,True,,JND Legal Administration,https://www.ftaciistockholdersettlement.com/,,,eligible = shares held at the last 13F quarter end on or before the record date; units weighted by the plan Total Loss per share (ftac2_weights); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only,"CUSIP 344328109 last appears in 13F at Dec 31, 2020, consistent with the Mar 30, 2021 Paysafe close; 34431F104 runs on to Mar 31, 2021 (the other Foley Trasimene SPAC, merged with Alight in July 2021). Allocation weighted by the plan Total Loss: $0.10 per share sold at $10 or more, $10 minus the sale price plus $0.10 if sold below $10 before Feb 15, 2023, $8.14 if held through it; sales timed from Paysafe 13F holdings and quarter end prices.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK315066,315066,315066,FMR LLC,BOSTON,MA,,13F filer,anadarko,In re Anadarko Petroleum Corporation Securities Litigation,securities,Anadarko Petroleum Corporation (acquired by Occidental 2019),APC,032511107,2015-02-20,2017-05-02,purchase_hold,20318146.0,20318146.0,8405735.0,34447545.0,2017-03-31,31731642.0,2017-05-02,,20318146.0,20318146.0,293340958.0,20318146.0,0.0692646063458048,0.0692646063458048,False,114500000.0,USD,fee request stated in notice: up to 30.0%,279268292.68292683,fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares,40% to 70% of the net fund to 13F filers (default assumption),2220623.2794465013,4163668.6489621904,,2027-01-21,open,open,True,,Verita Global,https://www.anadarkosecuritiessettlement.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan: a recognized loss arises only on shares still held at the close of May 2, 2017.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
FAM:BLACKROCK_ALL_CIKS,"1364742, 2012383, 1086364, 1006249, 1003283, 913414, 1305227, 1085635","1364742, 2012383, 1086364, 1006249, 1003283, 913414, 1305227, 1085635",BlackRock (all CIKs),New York,NY,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,1553559.0,1553559.0,1857693.0,19018417.0,2019-12-31,19012892.0,2020-02-05,,1553559.0,1553559.0,51539796.0,1553559.0,0.03014290153979528,0.03014290153979528,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),2110003.1077856696,3692505.4386249217,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK102909,102909,102909,VANGUARD GROUP INC,Valley Forge,PA,000105958,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,1354250.0,1354250.0,0.0,23540897.0,2019-12-31,23738060.0,2020-02-05,,1354250.0,1354250.0,51539796.0,1354250.338827839,0.026275818699851083,0.026275818699851083,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),1839307.3089895758,3218787.7907317574,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK902219,902219,902219,WELLINGTON MANAGEMENT GROUP LLP,Boston,MA,,13F filer,anadarko,In re Anadarko Petroleum Corporation Securities Litigation,securities,Anadarko Petroleum Corporation (acquired by Occidental 2019),APC,032511107,2015-02-20,2017-05-02,purchase_hold,12585843.0,12585843.0,14077019.0,19384130.0,2017-03-31,19716452.0,2017-05-02,,12585843.0,12585843.0,293340958.0,12585842.758241758,0.04290516684838338,0.04290516684838338,False,114500000.0,USD,fee request stated in notice: up to 30.0%,279268292.68292683,fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares,40% to 70% of the net fund to 13F filers (default assumption),1375539.649159171,2579136.8421734455,,2027-01-21,open,open,True,,Verita Global,https://www.anadarkosecuritiessettlement.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan: a recognized loss arises only on shares still held at the close of May 2, 2017.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK820027,820027,820027,AMERIPRISE FINANCIAL INC,MINNEAPOLIS,MN,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,1054282.0,1054282.0,153411.0,1675566.0,2019-12-31,1527415.0,2020-02-05,,1054282.0,1054282.0,51539796.0,1054282.0,0.02045568821086193,0.02045568821086193,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),1431898.1747603351,2505821.8058305867,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1505817,1505817,1505817,Fiera Capital Corp,MONTREAL,A8,000154966,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,1053402.0,1053402.0,416402.0,3454596.0,2019-12-31,3518185.0,2020-02-05,,1053402.0,1053402.0,51539796.0,1053401.6593406594,0.020438607416494944,0.020438607416494944,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),1430702.519154646,2503729.4085206306,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK315066,315066,315066,FMR LLC,BOSTON,MA,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,1042953.0,1042953.0,6621485.0,13465704.0,2019-12-31,11741552.0,2020-02-05,,1042953.0,1042953.0,51539796.0,1042953.1111111111,0.020235879640776687,0.020235879640776687,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),1416511.574854368,2478895.255995144,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK19617,19617,19617,JPMORGAN CHASE & CO,NEW YORK,NY,,13F filer,anadarko,In re Anadarko Petroleum Corporation Securities Litigation,securities,Anadarko Petroleum Corporation (acquired by Occidental 2019),APC,032511107,2015-02-20,2017-05-02,purchase_hold,12379711.0,12379711.0,9851296.0,12999493.0,2017-03-31,11817535.0,2017-05-02,,11817535.0,11817535.0,293340958.0,11817534.67032967,0.04028600281336125,0.04028600281336125,False,114500000.0,USD,fee request stated in notice: up to 30.0%,279268292.68292683,fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares,40% to 70% of the net fund to 13F filers (default assumption),1291569.2501963617,2421692.344118178,,2027-01-21,open,open,True,,Verita Global,https://www.anadarkosecuritiessettlement.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan: a recognized loss arises only on shares still held at the close of May 2, 2017.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
FAM:NUVEEN_TIAA_CREF_INVESTMENT_MANAGEMENT,"887793, 1521019, 1871926","887793, 1521019, 1871926",Nuveen / TIAA-CREF Investment Management,Chicago,NY,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,967157.0,967157.0,222043.0,1363317.0,2019-12-31,1421188.0,2020-02-05,,967157.0,967157.0,51539796.0,967156.5934065934,0.018765239021252985,0.018765239021252985,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),1313566.7314877089,2298741.78010349,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1165408,1165408,1165408,"ADAGE CAPITAL PARTNERS GP, L.L.C.",Boston,MA,000160679,13F filer,ftac2-paysafe,FTAC II (Foley Trasimene Acquisition Corp. II / Paysafe) Stockholder Litigation,securities,Foley Trasimene Acquisition Corp. II / Paysafe Limited,BFT / PSFE,344328109,2021-03-23,2021-03-23,held_at,0.0,0.0,12945.0,1165051.0,2020-12-31,,,2020-12-31,1165051.0,1165051.0,52319169.0,9483515.14,0.1503312096179322,0.1503312096179322,False,59500000.0,USD,fee request stated in notice: up to 30.0%,183000000.0,"over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13)","16.3% to 28.6% of the net fund to 13F filers, capped at their 28.6% share of the class (over 183 million FTAC II Class A shares outstanding before the meeting, 98,846 redeemed (long notice para 13)); the default 40% to 70% would pay more per share than the notice average",1022906.3076229809,1917949.3267930893,,2027-01-07,open,open,True,,JND Legal Administration,https://www.ftaciistockholdersettlement.com/,,,eligible = shares held at the last 13F quarter end on or before the record date; units weighted by the plan Total Loss per share (ftac2_weights); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only,"CUSIP 344328109 last appears in 13F at Dec 31, 2020, consistent with the Mar 30, 2021 Paysafe close; 34431F104 runs on to Mar 31, 2021 (the other Foley Trasimene SPAC, merged with Alight in July 2021). Allocation weighted by the plan Total Loss: $0.10 per share sold at $10 or more, $10 minus the sale price plus $0.10 if sold below $10 before Feb 15, 2023, $8.14 if held through it; sales timed from Paysafe 13F holdings and quarter end prices.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1697748,1697748,1697748,ARK Investment Management LLC,St. Petersburg,FL,,13F filer,atlas-crest,In re Atlas Crest Investment Corp. (Archer Aviation) Stockholder Litigation,securities,Atlas Crest Investment Corp. / Archer Aviation Inc.,ACIC / ACHR,049284102,2021-09-10,2021-09-10,held_at,0.0,0.0,36747.0,3380765.0,2021-06-30,,,2021-06-30,3380765.0,3380765.0,28077607.0,20926935.35,0.5384968803334501,0.5384968803334501,False,15000000.0,USD,fee request stated in notice: up to 20.0%,25800000.0,"notice: about 25.8 million (50,000,000 public shares less 24,239,307 redeemed, long notice paras 7 and 11)","15.1% to 26.4% of the net fund to 13F filers, capped at their 26.4% share of the class (notice: about 25.8 million (50,000,000 public shares less 24,239,307 redeemed, long notice paras 7 and 11)); the default 40% to 70% would pay more per share than the notice average",973049.1927478644,1702836.0873087626,,2027-01-04,open,open,True,,JND Legal Administration,https://www.atlascreststockholderlitigation.com/,,,"eligible = shares held at the last 13F quarter end on or before the record date; units weighted by the plan Total Loss per share (despac_weights; shares gone by the first post-merger quarter end count $0 low, $0.10 high); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Atlas Crest Investment Corp (ACIC, 049284102), not Atlas Crest Investment Corp II (049287105). Allocation weighted by the plan Total Loss (long notice para 53: $6.19 if held at May 16, 2024, which is $10 minus $3.81; $10 minus the sale price plus $0.10 if sold below $10 before then; $0.10 if sold at $10 or more; redeemed shares $0). Sales are timed from Archer Aviation 13F holdings (capped by the SPAC position, never allowed to grow back) and valued at the mean of the two quarter end prices. Shares gone by 2021-09-30, the first quarter end after the merger, are treated as redeemed in the low estimate ($0) and as sold at $10 or more in the high estimate ($0.10).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK3794,3794,,"AB BOND FUND, INC.",,,,fund (N-PORT),mexican-govt-bonds,"In re Mexican Government Bonds Antitrust Litigation (Santander, BBVA, Citibanamex, Deutsche, HSBC, BofA Mexico)",antitrust,United Mexican States (bonds); defendants are dealer banks,,,2006-01-01,2017-04-19,likely member list,,,,,,,,,,,,,,,,86400000.0,USD,,,,,,,,2027-01-04,open,open,True,,A.B. Data (per OCA),https://www.mgbantitrustsettlement.com/,"N-PORT 31-OCT-2019: funds held peso Mexican government debt worth $47.1M (AB FlexFee High Yield Portfolio; AB FlexFee International Bond Portfolio; AB Income Fund; AB Short Duration Income Portfolio). Evidence of the asset class only; the class period ended Apr 19, 2017, so trading with a defendant in 2006-2017 must be confirmed from the firm's own records.",47109829.06,No 13F coverage for peso sovereign bonds; listed from N-PORT holdings and NY Fed primary dealer lists; no dollar estimate.,,Likely class member only; no estimate.,2026-11-07
CIK13075,13075,,Bond Fund of America,,,,fund (N-PORT),mexican-govt-bonds,"In re Mexican Government Bonds Antitrust Litigation (Santander, BBVA, Citibanamex, Deutsche, HSBC, BofA Mexico)",antitrust,United Mexican States (bonds); defendants are dealer banks,,,2006-01-01,2017-04-19,likely member list,,,,,,,,,,,,,,,,86400000.0,USD,,,,,,,,2027-01-04,open,open,True,,A.B. Data (per OCA),https://www.mgbantitrustsettlement.com/,"N-PORT 30-SEP-2019: funds held peso Mexican government debt worth $81.8M (Bond Fund of America). Evidence of the asset class only; the class period ended Apr 19, 2017, so trading with a defendant in 2006-2017 must be confirmed from the firm's own records.",81764214.05,No 13F coverage for peso sovereign bonds; listed from N-PORT holdings and NY Fed primary dealer lists; no dollar estimate.,,Likely class member only; no estimate.,2026-11-07
CIK1000275,1000275,1000275,Royal Bank of Canada,TORONTO,A6,,13F filer,twitter-pampena,"Pampena v. Musk (jury verdict, not a settlement)",securities,"Twitter, Inc.","TWTR (stock, calls, puts)",90184L102,2022-05-13,2022-10-04,sale,25333.0,25333.0,913776.0,711516.0,2022-09-30,,,,913776.0,913776.0,176397535.0,913776.0167224079,0.005180208533126064,0.005180208533126064,False,,USD,fee not stated in our sources; assumed 25% to 33.3%,,,40% to 70% of the net fund to 13F filers (default assumption),,,,2026-11-24,open,open,True,,,https://www.twitteracquisitionlitigation.com/,,,eligible = 13F share decreases inside the class period (seller class); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only,,"No fixed fund (jury verdict); listed with shares sold only. Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK318989,318989,318989,FIL Ltd,HAMILTON,D0,,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,159029.0,159029.0,80889.0,348158.0,2019-12-31,286924.0,2020-02-05,,159029.0,159029.0,51539796.0,159028.55555555556,0.003085548789667451,0.003085548789667451,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),215988.41527672153,377979.72673426266,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK916542,916542,916542,ACADIAN ASSET MANAGEMENT LLC,Boston,MA,,13F filer,national-instruments,In re National Instruments Corporation Securities Litigation (sellers class),securities,National Instruments Corporation,NATI,636518102,2022-08-12,2022-09-28,sale,0.0,0.0,153294.0,294628.0,2022-06-30,,,,153294.0,153294.0,3907014.0,153294.26086956522,0.03923565953563378,0.03923565953563378,False,28000000.0,USD,fee request stated in notice: up to 33.3%,9302325.58139535,fund / stated average recovery of about $3.01 per damaged share before deductions = 9.3 million shares,"24.0% to 42.0% of the net fund to 13F filers, capped at their 42.0% share of the class (fund / stated average recovery of about $3.01 per damaged share before deductions = 9.3 million shares); the default 40% to 70% would pay more per share than the notice average",175777.41913043484,346061.79391304345,,2027-01-14,open,open,True,,Strategic Claims Services,https://www.nationalinstrumentssecuritiesclassaction.com/,,,eligible = 13F share decreases inside the class period (seller class); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only,,"Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1109448,1109448,1109448,ALLIANCEBERNSTEIN L.P.,NASHVILLE,TN,000108477,13F filer,everbridge,"Sylebra Capital Partners Master Fund Ltd v. Everbridge, Inc.",securities,"Everbridge, Inc.",EVBG,29978A104,2020-02-18,2022-02-24,purchase_hold,458944.0,458944.0,1086683.0,16369.0,2021-12-31,212997.0,"2021-12-09, 2022-02-24",,212997.0,212997.0,30360815.0,212997.1086956521,0.0070155267333467984,0.0070155267333467984,False,85000000.0,USD,fee request stated in notice: up to 28.0%,36637931.03448276,"fund / stated average recovery of about $2.32 per share before fees, about $1.65 after = 36.6 million shares",40% to 70% of the net fund to 13F filers (default assumption),171740.0944323296,313067.88047560083,,2026-11-25,open,open,True,,Verita Global,https://www.everbridgesecuritiessettlement.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan: a share needs to be held through at least one corrective disclosure (close of Dec 9, 2021 or Feb 24, 2022).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK948669,948669,948669,"PARNASSUS INVESTMENTS, LLC",San Francisco,CA,000316904,13F filer,bdx-fairfund,"SEC Fair Fund: In the Matter of Becton, Dickinson and Company (not a class action)",securities,"Becton, Dickinson and Company",BDX,075887109,2019-02-05,2020-02-05,purchase_hold,965893.0,965893.0,0.0,0.0,2019-12-31,965893.0,2020-02-05,,965893.0,965893.0,51539796.0,965892.6593406593,0.018740715562470766,0.018740715562470766,False,175000000.0,USD,no attorney fee (SEC Fair Fund); administration costs not deducted,,,40% to 70% of the net fund to 13F filers (default assumption),1311850.0893729534,2295737.6564026685,,2026-12-13,open,open,True,,JND Legal Administration (Fund Administrator),https://www.bectonfairfund.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan of Allocation (Exhibit A, approved Jul 16, 2026): shares sold on or before Feb 5, 2020 recognize $0; payments are capped at recognized loss minus any prior class action recovery (Offset for Prior Recovery).","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
CIK1569758,1569758,1569758,Carmignac Gestion,PARIS,I0,,13F filer,anadarko,In re Anadarko Petroleum Corporation Securities Litigation,securities,Anadarko Petroleum Corporation (acquired by Occidental 2019),APC,032511107,2015-02-20,2017-05-02,purchase_hold,11848814.0,11848814.0,4371363.0,11727702.0,2017-03-31,10922251.0,2017-05-02,,10922251.0,10922251.0,293340958.0,10922251.098901099,0.037233979063612324,0.037233979063612324,False,114500000.0,USD,fee request stated in notice: up to 30.0%,279268292.68292683,fund / stated average recovery of about $0.41 per eligible share before fees = 279.3 million shares,40% to 70% of the net fund to 13F filers (default assumption),1193721.3687794108,2238227.5664613955,,2027-01-21,open,open,True,,Verita Global,https://www.anadarkosecuritiessettlement.com/,,,"eligible = min(13F share increases inside the class period, shares held on the plan hold date, interpolated between quarter ends); estimate = firm share x fund x (1 - fee) x institutional share (see institutional_share_assumption); a first reported position of a filer that did not file the quarter before counts in the high estimate only","Plan: a recognized loss arises only on shares still held at the close of May 2, 2017.","Estimate, not a claim amount: true recognized loss depends on the plan of allocation and the firm's actual trade dates and prices; 13F shows quarter end long positions only (no intra-quarter trades, no shorts, no non-13F accounts), parents and subsidiaries can both report the same shares, and defendants and their affiliates are excluded from most classes.",2026-11-07
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