date string | source string | release_no string | file_no string | company string | company_key string | ticker string | cik float64 | n_individuals int64 | action_type string | subject_tags string | civil_penalty float64 | disgorgement float64 | prejudgment_interest float64 | stated_total float64 | money_ordered float64 | fed_uei string | fed_recipient_name string | fed_obligated_fy25_plus float64 | fed_top_agency string | in_ontology bool | url string |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2026-11-06 | Administrative proceeding | 34-106837 | 3-19918 | NPB Financial Group, LLC | NPB FINANCIAL GROUP | null | null | 0 | litigated or other | adviser | 1,050,188.11 | 92,668.15 | 425,000 | 1,050,188.11 | 1,567,856.26 | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106837.pdf |
2026-11-03 | Litigation release | LR-26683 | null | The Movie Studio, Inc | MOVIE STUDIO | null | null | 1 | settled | offering fraud | 100,000 | 17,735 | 100,000 | null | 217,735 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26683 |
2026-10-30 | Litigation release | LR-26680 | null | Transparent Equity Entrepreneurs, LLC | TRANSPARENT EQUITY ENTREPRENEURS | null | null | 1 | settled | offering fraud | 236,451 | 129,736 | 129,736 | null | 495,923 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26680 |
2026-10-30 | Administrative proceeding | IA-7033 | 3-22780 | United Planners’ Financial Services of America A Limited Partner | UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | null | null | 0 | settled | adviser | 600,000 | null | null | null | 600,000 | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/ia-7033.pdf |
2026-10-30 | Administrative proceeding | IA-7031 | 3-22779 | Snowden Capital Advisors LLC | SNOWDEN CAPITAL ADVISORS | null | null | 0 | settled | adviser | 364,590.3 | 226,316.99 | 364,590.3 | 364,590.3 | 955,497.59 | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/ia-7031.pdf |
2026-10-30 | Administrative proceeding | 34-106767 | 3-22728 | Ecomax, Inc | ECOMAX | null | null | 0 | 12(j) registration revocation | late filings | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106767.pdf |
2026-10-30 | Administrative proceeding | 34-106790 | 3-22727 | Newpoint Financial Corp | NEWPOINT FINANCIAL | null | null | 0 | 12(j) registration revocation | late filings | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106790.pdf |
2026-10-30 | Litigation release | LR-26679 | null | DSJ Exchange Pty Ltd | DSJ EXCHANGE PTY | null | null | 0 | litigated or other | adviser; crypto | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26679 |
2026-10-30 | Litigation release | LR-26679 | null | BG Wealth Sharing Ltd | BG WEALTH SHARING | null | null | 0 | litigated or other | adviser; crypto | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26679 |
2026-10-29 | Administrative proceeding | 34-106749 | 3-22725 | Ironstone Properties, Inc. f/k/a Ironstone Group, Inc | IRONSTONE PROPERTIES INC F K A IRONSTONE GROUP | null | null | 0 | 12(j) registration revocation | late filings | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106749.pdf |
2026-10-29 | Litigation release | LR-26678 | null | Business Funding Solutions, LLC | BUSINESS FUNDING SOLUTIONS | null | null | 4 | settled | crypto; offering fraud | 591,127 | 100,025 | 12,942 | null | 704,094 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26678 |
2026-10-29 | Administrative proceeding | 34-106773 | 3-21766 | Newell Brands, Inc | NEWELL BRANDS | NWL | 814,453 | 1 | litigated or other | null | null | null | null | null | null | null | null | null | null | true | https://www.sec.gov/files/litigation/admin/2026/34-106773.pdf |
2026-10-29 | Litigation release | LR-26678 | null | Blox Lending, LLC | BLOX LENDING | null | null | 4 | settled | crypto; offering fraud | 591,127 | 100,025 | 12,942 | null | 704,094 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26678 |
2026-10-29 | Litigation release | LR-26678 | null | Digital Licensing, Inc | DIGITAL LICENSING | null | null | 4 | settled | crypto; offering fraud | 591,127 | 100,025 | 12,942 | null | 704,094 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26678 |
2026-10-28 | Administrative proceeding | 34-106748 | 3-20442 | Coburn & Meredith, Inc | COBURN AND MEREDITH | null | null | 0 | litigated or other | adviser | 65,000 | 201,778.55 | 32,562.37 | 299,340.93 | 299,340.92 | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106748.pdf |
2026-10-27 | Administrative proceeding | 34-106740 | 3-20687 | Nikola Corporation | NIKOLA | null | null | 0 | litigated or other | offering fraud | 125,000,000 | null | null | null | 125,000,000 | N3GCDHJWXKX8 | NIKOLA CORPORATION | -1,346,273.06 | Department of Energy | true | https://www.sec.gov/files/litigation/admin/2026/34-106740.pdf |
2026-10-23 | Administrative proceeding | IA-7028 | 3-22777 | TAG Associates LLC | TAG ASSOCIATES | null | null | 0 | settled | adviser | 175,000 | null | null | null | 175,000 | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/ia-7028.pdf |
2026-10-15 | Administrative proceeding | 34-106674 | 3-22382 | Tai Mo Shan Limited | TAI MO SHAN | null | null | 0 | litigated or other | null | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106674.pdf |
2026-10-14 | Administrative proceeding | 34-106667 | 3-22775 | Silver Star Properties REIT, Inc | SILVER STAR PROPERTIES REIT | null | null | 0 | 12(j) registration revocation | null | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106667.pdf |
2026-10-13 | Litigation release | LR-26673 | null | Matthew Brown Companies, LLC | MATTHEW BROWN COMPANIES | null | null | 1 | litigated or other | null | 236,451 | null | null | null | 236,451 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26673 |
2026-10-13 | Administrative proceeding | 34-106645 | 3-20687 | Nikola Corporation | NIKOLA | null | null | 0 | litigated or other | offering fraud | 125,000,000 | null | null | null | 125,000,000 | N3GCDHJWXKX8 | NIKOLA CORPORATION | -1,346,273.06 | Department of Energy | true | https://www.sec.gov/files/litigation/admin/2026/34-106645.pdf |
2026-10-09 | Litigation release | LR-26671 | null | SQN Capital Management LLC | SQN CAPITAL MANAGEMENT | null | null | 1 | settled | adviser | 200,000 | null | null | null | 200,000 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26671 |
2026-10-09 | Administrative proceeding | 34-106641 | 3-22770 | Jefferies LLC | JEFFERIES | null | null | 0 | settled | offering fraud; recordkeeping | 650,000 | null | null | null | 650,000 | null | null | null | null | false | https://www.sec.gov/files/litigation/admin/2026/34-106641.pdf |
2026-10-08 | Litigation release | LR-26669 | null | Caris Investment Partners, Inc | CARIS INVESTMENT PARTNERS | null | null | 1 | litigated or other | adviser; offering fraud | null | null | null | null | null | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26669 |
2026-10-08 | Litigation release | LR-26670 | null | Shredderz International Corp | SHREDDERZ INTERNATIONAL | null | null | 8 | settled | offering fraud | 1,655,157 | 8,392,982 | 8,392,982 | null | 18,441,121 | null | null | null | null | false | https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26670 |
SEC Corporate Enforcement Ledger: free sample (Tensorust LLC)
Every SEC litigation release and administrative proceeding since 2025 that names a company, with the money ordered.
Headline: SEC money ordered against companies is spread across hundreds of litigation releases and administrative orders that nobody totals by company.
This repository is a free teaser, not the dataset. It holds 25 example rows and a summary table with no names in it. The full file has 853 rows and is sold by Tensorust LLC: https://tensorust.com/datasets/sec-enforcement-companies/.
Files here
| file | what it is |
|---|---|
sample.csv |
25 rows of the full file (the same sample shown on tensorust.com) |
summary_by_action_type.csv |
row counts and totals by action type across the full file, no entity names (groups with fewer than 3 rows are folded into "Other") |
Summary by action type (largest groups)
| Action type | rows | Money ordered (USD) |
|---|---|---|
| litigated or other | 422 | 83,912,861,032 |
| settled | 315 | 3,668,729,026 |
| 12(j) registration revocation | 116 | 0 |
| TOTAL | 853 | 87,581,590,058 |
Full table: summary_by_action_type.csv.
What the full file has
- 853 rows
- Key fields: date, source, release_no, file_no, company, company_key, ticker, cik, n_individuals, action_type
- Parquet and CSV, a README with sources, method and limits, and the build script
- Free 25-row sample (no personal contact data)
Coverage: 655 actions, Jan 1, 2025 to Nov 6, 2026. Releases through Nov 6, 2026.
Columns in the full file
| column | meaning |
|---|---|
date |
Release date |
source |
Litigation release or administrative proceeding |
release_no |
SEC release number |
file_no |
Administrative proceeding file number |
company |
Company respondent or defendant (individuals are not listed) |
company_key |
Ontology organization key |
ticker |
Ticker when the name matches the SEC ticker file |
cik |
CIK for that ticker match |
n_individuals |
Count of individual respondents in the same action (names not included) |
action_type |
settled, litigated or other, or 12(j) registration revocation (parsed) |
subject_tags |
Keyword tags: FCPA, accounting/disclosure, offering fraud, adviser, recordkeeping, crypto, late filings |
civil_penalty |
Largest civil penalty amount stated in the release or order (USD) |
disgorgement |
Largest disgorgement amount stated (USD) |
prejudgment_interest |
Largest prejudgment interest stated (USD) |
stated_total |
Total stated as agreed or ordered to pay (USD) |
money_ordered |
Penalty + disgorgement + interest, or the stated total (USD), for the whole action |
fed_uei |
UEI of a matching federal award recipient |
fed_recipient_name |
Matching USAspending recipient |
fed_obligated_fy25_plus |
Its obligations FY2025 onward (USD) |
fed_top_agency |
Top awarding agency |
in_ontology |
Company key exists in the Tensorust ontology |
url |
Release page or order PDF on sec.gov |
Get the full file
| tier | price | includes |
|---|---|---|
| Enforcement ledger file | $1,100 | All 853 company rows from 655 SEC actions since Jan 2025, with action type, subject tags, penalties, disgorgement and links. |
| Monthly enforcement feed | $6,600 a year | New litigation releases and administrative proceedings against companies each month, parsed, with history. Up to 5 users. |
| Underwriting license | $22,000 a year | Weekly refresh, history back to 2015 on request, screening of your insured or portfolio list, and use across underwriting and claims. |
Email mattbusel@tensorust.com with the tier and a billing contact, and we will send a proper invoice (ACH or card). The file is delivered once the invoice is paid. Details and the live sample: https://tensorust.com/datasets/sec-enforcement-companies/. All datasets: https://tensorust.com/datasets/
Method and limits
Both SEC listing pages (litigation releases, administrative proceedings) read back to Jan 1, 2025 at a polite rate. Respondent lists split into names and only names with a company form or industry word kept. Each release page or order PDF read and amounts after civil penalty, disgorgement and prejudgment interest phrases taken (largest value per type). Action type and subject tags are keyword based.
Not a list of individuals: individual respondents are removed and only counted. Amounts are machine-read and can include co-defendants' amounts or be blank when an order states them in an attachment; money_ordered is per action and repeats on each company row of the same action. Not legal advice.
Sources
- SEC litigation releases, https://www.sec.gov/enforcement-litigation/litigation-releases
- SEC administrative proceedings and order PDFs, https://www.sec.gov/enforcement-litigation/administrative-proceedings
- SEC company ticker file, https://www.sec.gov/files/company_tickers.json
License
The sample and summary here are free to view, analyze and cite with attribution to "Tensorust LLC, https://tensorust.com/datasets/sec-enforcement-companies/". The full dataset is licensed separately per tier. No resale or redistribution of Tensorust data without a written license.
Tensorust LLC, Tuckahoe NY. mattbusel@tensorust.com | https://tensorust.com
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