Datasets:
accession_number stringlengths 20 20 | filing_date stringdate 2009-01-02 00:00:00 2026-10-02 00:00:00 | form_type stringclasses 2
values | is_amendment bool 2
classes | previous_accession_number stringlengths 17 20 ⌀ | cik int64 1.8k 2.16M | entity_name stringlengths 2 150 ⌀ | entity_type stringclasses 6
values | jurisdiction_of_inc stringclasses 249
values | year_of_inc float64 2k 2.03k ⌀ | issuer_city stringlengths 1 30 ⌀ | issuer_state_or_country stringclasses 198
values | issuer_zip stringlengths 1 10 ⌀ | num_co_issuers int64 0 99 | industry_group stringclasses 35
values | investment_fund_type stringclasses 4
values | is_40_act bool 2
classes | revenue_range stringclasses 8
values | aggregate_nav_range stringclasses 8
values | federal_exemptions stringclasses 622
values | date_of_first_sale stringdate 1014-10-28 00:00:00 3013-08-26 00:00:00 ⌀ | first_sale_yet_to_occur bool 1
class | more_than_one_year bool 2
classes | securities_types stringclasses 141
values | securities_other_desc stringlengths 2 255 ⌀ | is_business_combination bool 2
classes | minimum_investment int64 0 100B | total_offering_amount float64 0 1,000B ⌀ | total_offering_indefinite bool 2
classes | total_amount_sold int64 0 1,000B | total_remaining float64 0 1,000B ⌀ | total_remaining_indefinite bool 2
classes | has_non_accredited_investors bool 2
classes | num_non_accredited_investors float64 0 2.9M ⌀ | total_number_already_invested int64 0 100B | sales_commissions_usd int64 0 100B | finders_fees_usd int64 0 50B | gross_proceeds_used_usd int64 0 999B | num_related_persons int64 1 100 | num_sales_comp_recipients int64 0 100 | filing_index_url stringlengths 64 67 | source stringclasses 2
values |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001028734-09-000001 | 2009-01-02 | D | false | null | 1,028,734 | COBIZ FINANCIAL INC | Corporation | CO | null | DENVER | CO | 80202 | 0 | Commercial Banking | null | null | Over $100,000,000 | null | 06 | 2008-12-19 | null | false | Equity;Option/Warrant | null | false | 64,450,000 | 64,450,000 | false | 64,450,000 | 0 | false | false | null | 1 | 0 | 0 | 0 | 17 | 1 | https://www.sec.gov/Archives/edgar/data/1028734/000102873409000001/ | sec_quarterly_dataset |
0001116787-09-000001 | 2009-01-02 | D/A | true | 9999999997-08-048571 | 1,116,787 | GLIMMERGLASS NETWORKS INC | Corporation | DE | null | HAYWARD | CA | 94545 | 0 | Telecommunications | null | null | $5,000,001 - $25,000,000 | null | 06 | 2008-11-25 | null | false | Debt;Option/Warrant | null | false | 0 | 8,000,000 | false | 3,184,866 | 4,815,134 | false | false | null | 6 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1116787/000111678709000001/ | sec_quarterly_dataset |
0001446328-08-000006 | 2009-01-02 | D | false | null | 1,377,539 | Lead Horse Technologies, Inc. | Corporation | DE | 2,006 | JUNCTION CITY | KS | 66441 | 0 | Other Technology | null | null | Decline to Disclose | null | 06 | 2008-12-19 | null | false | Debt;Security to be acquired | null | false | 100,000 | 1,000,000 | false | 200,000 | 800,000 | false | false | null | 2 | 0 | 0 | 200,000 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1377539/000144632808000006/ | sec_quarterly_dataset |
0001453055-09-000001 | 2009-01-02 | D | false | null | 1,453,055 | Hydro One, LLC | Limited Liability Company | GA | 2,006 | GREENWOOD | SC | 29646 | 0 | Other Health Care | null | null | No Revenues | null | 06 | 2008-12-22 | null | false | Equity | null | false | 40,000 | 195,000 | false | 55,000 | 140,000 | false | false | null | 1 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1453055/000145305509000001/ | sec_quarterly_dataset |
0001271051-09-000001 | 2009-01-05 | D | false | null | 1,453,010 | Kodiak Capital Partners Special Value Fund I, LLC | Limited Liability Company | TX | 2,008 | DALLAS | TX | 94244 | 0 | Pooled Investment Fund | Private Equity Fund | false | Decline to Disclose | null | 06 | null | true | false | Pooled investment fund | null | false | 0 | 25,000,000 | false | 0 | 25,000,000 | false | false | null | 0 | 2,250,000 | 0 | 0 | 1 | 1 | https://www.sec.gov/Archives/edgar/data/1453010/000127105109000001/ | sec_quarterly_dataset |
0001342790-09-000003 | 2009-01-05 | D | false | null | 1,342,790 | WORLD OF GOOD INC | Corporation | DE | 2,005 | BERKELEY | CA | 94710 | 0 | Retailing | null | null | Decline to Disclose | null | 06 | 2008-12-18 | null | false | Equity;Other | Series C Preferred Stock | false | 50 | 1,250,000 | false | 1,087,553 | 162,447 | false | false | null | 10 | 0 | 0 | 0 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1342790/000134279009000003/ | sec_quarterly_dataset |
0001350991-09-000005 | 2009-01-05 | D | false | null | 1,350,991 | ACELERO INC | Corporation | DE | 2,005 | NEW YORK | NY | 10035 | 0 | Other | null | null | $5,000,001 - $25,000,000 | null | 06 | 2008-12-30 | null | false | Equity | null | false | 45,000 | 1,000,000 | false | 1,000,000 | 0 | false | false | null | 5 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1350991/000135099109000005/ | sec_quarterly_dataset |
0001395810-09-000003 | 2009-01-05 | D | false | null | 1,395,810 | Guardian Enterprise Group Inc | Corporation | OH | null | Columbus | OH | 43219 | 0 | Other | null | null | $5,000,001 - $25,000,000 | null | 06 | null | true | true | Equity;Other | Preferred stock | false | 1,000 | 5,479,000 | false | 0 | 5,479,000 | false | true | 0 | 0 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1395810/000139581009000003/ | sec_quarterly_dataset |
0001446896-09-000001 | 2009-01-05 | D | false | null | 1,446,896 | Alternative Energy Partners, Inc. | Corporation | FL | 2,008 | FORT LAUDERDALE | FL | 33308 | 0 | Other Energy | null | null | No Revenues | null | 04 | 2008-05-14 | null | false | Equity | null | false | 250 | 10,000 | false | 6,750 | 3,250 | false | true | 16 | 29 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1446896/000144689609000001/ | sec_quarterly_dataset |
0001452664-09-000001 | 2009-01-05 | D | false | null | 1,452,664 | Yellowstone Partners, Inc. | Corporation | NC | 2,006 | RALEIGH | NC | 27615 | 0 | Investing | null | null | No Revenues | null | 06 | null | true | false | Pooled investment fund | null | false | 25,000 | 400,000 | false | 0 | 400,000 | false | true | 0 | 0 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1452664/000145266409000001/ | sec_quarterly_dataset |
0001453019-09-000003 | 2009-01-05 | D | false | null | 1,453,019 | Terramed LLC | Limited Liability Company | NV | 2,008 | LAS VEGAS | NV | 89149 | 0 | Other Health Care | null | null | $1,000,001 - $5,000,000 | null | 06 | null | true | false | Other | pro rata equity ownership interest | false | 15,000 | 4,843,000 | false | 0 | 4,843,000 | false | false | null | 0 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453019/000145301909000003/ | sec_quarterly_dataset |
0001453062-09-000001 | 2009-01-05 | D | false | null | 1,453,062 | Blake St. Real Estate Investors III, L.P. | Limited Partnership | DE | 2,008 | DENVER | CO | 80202 | 0 | Investing | null | null | Not Applicable | null | 06;3C;3C.1 | 2008-12-19 | null | false | Equity | null | false | 100,000 | null | true | 5,604,000 | null | true | false | null | 21 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1453062/000145306209000001/ | sec_quarterly_dataset |
0001453069-09-000001 | 2009-01-05 | D | false | null | 1,453,069 | Terrazzo Investments LLC | Limited Liability Company | KS | 2,008 | OVERLAND PARK | KS | 66210 | 0 | Investing | null | null | No Revenues | null | 06;46 | 2008-12-22 | null | false | Equity | null | false | 25,000 | 1,400,000 | false | 1,040,000 | 360,000 | false | false | null | 16 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1453069/000145306909000001/ | sec_quarterly_dataset |
0001013762-09-000018 | 2009-01-06 | D | false | null | 1,046,995 | EMAGIN CORP | Corporation | DE | null | Bellevue | WA | 98004 | 0 | Other Technology | null | null | $5,000,001 - $25,000,000 | null | 06 | 2008-12-22 | null | false | Equity;Security to be acquired | null | false | 200,000 | 5,733,000 | false | 5,733,000 | 0 | false | false | null | 4 | 0 | 0 | 933 | 9 | 0 | https://www.sec.gov/Archives/edgar/data/1046995/000101376209000018/ | sec_quarterly_dataset |
0001173375-09-000002 | 2009-01-06 | D | false | null | 1,405,424 | VISION INDUSTRIES CORP | Corporation | FL | 2,004 | MALIBU | CA | 90265 | 0 | Other Energy | null | null | $1 - $1,000,000 | null | 06 | null | true | false | Equity;Security to be acquired | null | false | 25,000 | 980,000 | false | 0 | 980,000 | false | false | null | 0 | 127,400 | 0 | 100,000 | 3 | 1 | https://www.sec.gov/Archives/edgar/data/1405424/000117337509000002/ | sec_quarterly_dataset |
0001181431-09-001379 | 2009-01-06 | D/A | true | 0001181431-08-068386 | 1,452,178 | John Hancock Life Insurance Co (U.S.A.) Separate Account P | Other | null | 2,007 | Boston | MA | 02116 | 0 | Pooled Investment Fund | Other Investment Fund | false | null | Decline to Disclose | 06;3C;3C.7 | 2008-12-08 | null | true | Pooled investment fund;Other | Interests in the Seperate Account issued pursuant to Variable Life Insurance Policies | false | 100,000 | null | true | 27,357,728 | null | true | false | null | 8 | 4,000,000 | 0 | 0 | 1 | 15 | https://www.sec.gov/Archives/edgar/data/1452178/000118143109001379/ | sec_quarterly_dataset |
0001270069-09-000002 | 2009-01-06 | D | false | null | 1,270,069 | PASSAGE EVENTS & PROMOTIONS INC | Corporation | WA | null | SEATTLE | WA | 98134-1334 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-29 | null | false | Equity;Security to be acquired | null | false | 23,641 | 3,000,000 | false | 2,015,000 | 985,000 | false | false | null | 8 | 0 | 0 | 0 | 12 | 0 | https://www.sec.gov/Archives/edgar/data/1270069/000127006909000002/ | sec_quarterly_dataset |
0001385386-09-000003 | 2009-01-06 | D | false | null | 1,385,386 | NeuroTherapeutics Pharma, Inc. | Corporation | DE | 2,006 | CHICAGO | IL | 60631 | 0 | Biotechnology | null | null | Decline to Disclose | null | 06 | 2008-12-22 | null | false | Debt;Option/Warrant | null | false | 5,920 | 5,750,000 | false | 3,200,000 | 2,550,000 | false | false | null | 4 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1385386/000138538609000003/ | sec_quarterly_dataset |
0001413891-09-000004 | 2009-01-06 | D | false | null | 1,413,891 | Mantra Venture Group Ltd. | Corporation | A1 | 2,007 | VANCOUVER | A1 | V6B 1H7 | 0 | Other Technology | null | null | $1 - $1,000,000 | null | 46 | 2008-11-30 | null | false | Equity;Option/Warrant | null | false | 100,000 | null | true | 100,000 | null | true | false | null | 1 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1413891/000141389109000004/ | sec_quarterly_dataset |
0001449317-09-000001 | 2009-01-06 | D/A | true | 0001449317-08-000002 | 1,449,317 | Heritage Capital India Fund, L.P. | Limited Partnership | DE | 2,008 | NEW YORK | NY | 10022 | 0 | Pooled Investment Fund | Hedge Fund | false | null | Decline to Disclose | 06;3C;3C.1 | 2008-10-29 | null | true | Pooled investment fund | null | false | 50,000 | null | true | 16,750,000 | null | true | false | null | 20 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1449317/000144931709000001/ | sec_quarterly_dataset |
0001085037-09-000010 | 2009-01-07 | D | false | null | 1,366,899 | AMERICAN URANIUM CORP | Corporation | NV | 2,005 | DENVER | CO | 80202 | 0 | Other Energy | null | null | No Revenues | null | 06 | 2008-12-17 | null | false | Equity | null | false | 0 | 100,000 | false | 100,000 | 0 | false | false | null | 1 | 0 | 0 | 0 | 2 | 1 | https://www.sec.gov/Archives/edgar/data/1366899/000108503709000010/ | sec_quarterly_dataset |
0001087934-09-000002 | 2009-01-07 | D | false | null | 1,087,934 | inContact, Inc. | Corporation | DE | null | MIDVALE | UT | 84047 | 0 | Telecommunications | null | null | $25,000,001 - $100,000,000 | null | 06;46 | 2009-01-01 | null | true | Equity;Option/Warrant | null | false | 1 | null | true | 0 | null | true | false | null | 1 | 0 | 0 | 0 | 9 | 0 | https://www.sec.gov/Archives/edgar/data/1087934/000108793409000002/ | sec_quarterly_dataset |
0001137050-09-000002 | 2009-01-07 | D | false | null | 1,172,069 | NATCO INTERNATIONAL INC. | Corporation | DE | null | SURREY | A1 | V3W 2W3 | 0 | Other Energy | null | null | No Revenues | null | 06 | 2008-12-24 | null | false | Equity;Option/Warrant | null | false | 0 | 30,000 | false | 30,000 | 0 | false | false | null | 1 | 0 | 0 | 0 | 2 | 1 | https://www.sec.gov/Archives/edgar/data/1172069/000113705009000002/ | sec_quarterly_dataset |
0001396903-09-000002 | 2009-01-07 | D/A | true | 9999999997-08-043343 | 1,396,903 | EQA GLOBAL MACRO FUND L P | Limited Partnership | DE | 2,006 | STAMFORD | CT | 06901 | 0 | Pooled Investment Fund | Hedge Fund | false | null | Decline to Disclose | 06;3C;3C.7 | 2007-01-21 | null | true | Pooled investment fund | null | false | 500,000 | null | true | 14,250,000 | null | true | false | null | 6 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1396903/000139690309000002/ | sec_quarterly_dataset |
0001396903-09-000003 | 2009-01-07 | D/A | true | 0001396903-09-000002 | 1,396,903 | EQA GLOBAL MACRO FUND L P | Limited Partnership | DE | 2,006 | STAMFORD | CT | 06901 | 0 | Pooled Investment Fund | Hedge Fund | false | null | Decline to Disclose | 06;3C;3C.7 | 2007-03-21 | null | true | Pooled investment fund | null | false | 500,000 | null | true | 14,250,000 | null | true | false | null | 6 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1396903/000139690309000003/ | sec_quarterly_dataset |
0001441557-09-000002 | 2009-01-07 | D | false | null | 1,423,023 | PERPETUAL TECHNOLOGIES, INC. | Corporation | DE | null | KAMAS | UT | 84036 | 0 | Other | null | null | $1 - $1,000,000 | null | 06 | 2008-12-31 | null | false | Equity;Other | Conversion of Promissory Notes in the principal amount of $10,000. | false | 2,500 | 10,000 | false | 10,000 | 0 | false | true | 2 | 4 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1423023/000144155709000002/ | sec_quarterly_dataset |
0001441557-09-000003 | 2009-01-07 | D | false | null | 1,423,023 | PERPETUAL TECHNOLOGIES, INC. | Corporation | DE | null | KAMAS | UT | 84036 | 0 | Other | null | null | $1 - $1,000,000 | null | 06;46 | 2008-09-09 | null | false | Equity;Other | Common Stock @ $0.025 per share for gross proceeds of $25,000 | false | 1,000 | 25,000 | false | 25,000 | 0 | false | false | null | 13 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1423023/000144155709000003/ | sec_quarterly_dataset |
0001450322-09-000001 | 2009-01-07 | D | false | null | 1,450,322 | Nanocap Aqua Fund, L.P. | Limited Partnership | DE | 2,008 | SAN FRANCISCO | CA | 94111 | 0 | Pooled Investment Fund | Hedge Fund | false | null | Decline to Disclose | 06;3C;3C.7 | 2008-12-23 | null | true | Pooled investment fund | null | false | 0 | 100,000,000 | false | 23,375,000 | 76,625,000 | false | false | null | 20 | 0 | 0 | 0 | 4 | 0 | https://www.sec.gov/Archives/edgar/data/1450322/000145032209000001/ | sec_quarterly_dataset |
0001452618-09-000001 | 2009-01-07 | D | false | null | 1,452,618 | D&S Investment, LLC | Limited Liability Company | DE | 2,008 | BIRMINGHAM | AL | 35203 | 0 | Pooled Investment Fund | Private Equity Fund | false | Decline to Disclose | null | 06;3C;3C.7 | null | true | false | Equity;Pooled investment fund | null | false | 0 | 7,500,000 | false | 7,500,000 | 0 | false | false | null | 9 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1452618/000145261809000001/ | sec_quarterly_dataset |
0001452618-09-000002 | 2009-01-07 | D/A | true | 0001452618-09-000001 | 1,452,618 | D&S Investment, LLC | Limited Liability Company | DE | 2,008 | BIRMINGHAM | AL | 35203 | 0 | Pooled Investment Fund | Private Equity Fund | false | Decline to Disclose | null | 06;3C;3C.7 | 2008-12-31 | null | false | Equity;Pooled investment fund | null | false | 0 | 7,500,000 | false | 7,500,000 | 0 | false | false | null | 9 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1452618/000145261809000002/ | sec_quarterly_dataset |
0001453246-09-000003 | 2009-01-07 | D | false | null | 1,453,246 | Albion Second Facility LLC | Limited Liability Company | RI | 2,008 | Woonsocket | RI | 02895 | 0 | Other Health Care | null | null | Decline to Disclose | null | 05;06 | 2008-12-23 | null | false | Equity | null | false | 25,000 | 1,800,000 | false | 575,000 | 1,225,000 | false | false | null | 7 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1453246/000145324609000003/ | sec_quarterly_dataset |
0000905729-09-000005 | 2009-01-08 | D | false | null | 1,452,679 | Simon & Shock International LLC | Limited Liability Company | MI | 2,008 | SOUTH HAVEN | MI | 49090 | 0 | Other | null | null | No Revenues | null | 06 | null | true | false | Equity | null | false | 25,000 | 1,500,000 | false | 0 | 1,500,000 | false | false | null | 0 | 0 | 0 | 200,000 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1452679/000090572909000005/ | sec_quarterly_dataset |
0001122843-09-000003 | 2009-01-08 | D | false | null | 1,122,843 | LUMIGENT TECHNOLOGIES INC | Corporation | DE | null | ACTON | MA | 01720 | 0 | Other Technology | null | null | $1,000,001 - $5,000,000 | null | 06 | 2008-12-24 | null | false | Equity | null | false | 0 | 6,000,000 | false | 3,000,000 | 3,000,000 | false | false | null | 5 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1122843/000112284309000003/ | sec_quarterly_dataset |
0001255294-09-000007 | 2009-01-08 | D | false | null | 1,350,962 | IB3 Networks, Inc. | Corporation | NV | null | CANAL WINCHESTER | OH | 43110 | 0 | Other | null | null | $1,000,001 - $5,000,000 | null | 06 | null | true | false | Equity | null | false | 25,000 | 2,500,000 | false | 0 | 2,500,000 | false | false | null | 0 | 250,000 | 0 | 2,250,000 | 1 | 1 | https://www.sec.gov/Archives/edgar/data/1350962/000125529409000007/ | sec_quarterly_dataset |
0001448056-09-000001 | 2009-01-08 | D/A | true | 0001448056-08-000005 | 1,448,056 | NEW RELIC INC | Corporation | DE | 2,008 | SAN FRANCISCO | CA | 94107 | 0 | Other Technology | null | null | Decline to Disclose | null | 06 | 2008-10-24 | null | false | Equity;Other | Series B Preferred Stock | false | 8,120 | 8,061,155 | false | 7,940,000 | 121,155 | false | false | null | 4 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1448056/000144805609000001/ | sec_quarterly_dataset |
0001452971-09-000001 | 2009-01-08 | D | false | null | 1,452,971 | Fort Washington Private Equity Opportunities Fund II, L.P. | Limited Partnership | DE | 2,008 | CINCINNATI | OH | 45202 | 0 | Pooled Investment Fund | Private Equity Fund | false | Decline to Disclose | null | 06 | 2008-12-12 | null | false | Pooled investment fund | null | false | 500,000 | 100,000,000 | false | 27,500,000 | 72,500,000 | false | false | null | 3 | 0 | 0 | 5,500,000 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1452971/000145297109000001/ | sec_quarterly_dataset |
0001452971-09-000002 | 2009-01-08 | D | false | null | 1,452,970 | NEO Capital Fund, LP | Limited Partnership | DE | 2,008 | CINCINNATI | OH | 45202 | 0 | Pooled Investment Fund | Private Equity Fund | false | Decline to Disclose | null | 06;3C;3C.1 | 2008-12-10 | null | false | Pooled investment fund | null | false | 250,000 | null | true | 16,000,000 | null | true | false | null | 14 | 0 | 0 | 1,000,000 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1452970/000145297109000002/ | sec_quarterly_dataset |
0001452971-09-000003 | 2009-01-08 | D/A | true | 0001452971-09-000001 | 1,452,971 | Fort Washington Private Equity Opportunities Fund II, L.P. | Limited Partnership | DE | 2,008 | CINCINNATI | OH | 45202 | 0 | Pooled Investment Fund | Private Equity Fund | false | Decline to Disclose | null | 06;3C;3C.1 | 2008-12-12 | null | false | Pooled investment fund | null | false | 500,000 | 100,000,000 | false | 27,500,000 | 72,500,000 | false | false | null | 3 | 0 | 0 | 5,500,000 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1452971/000145297109000003/ | sec_quarterly_dataset |
0001167689-09-000005 | 2009-01-09 | D | false | null | 1,167,689 | HAWAII BIOTECH INC | Corporation | DE | 2,004 | Aiea | HI | 96701 | 0 | Biotechnology | null | null | $1,000,001 - $5,000,000 | null | 06 | 2008-12-31 | null | false | Equity | null | false | 10,000 | 10,000,000 | false | 645,000 | 9,355,000 | false | false | null | 2 | 0 | 0 | 0 | 8 | 0 | https://www.sec.gov/Archives/edgar/data/1167689/000116768909000005/ | sec_quarterly_dataset |
0001178697-09-000003 | 2009-01-09 | D/A | true | 9999999997-08-034785 | 1,178,697 | SONIM TECHNOLOGIES INC | Corporation | DE | null | SAN MATEO | CA | 94402 | 0 | Telecommunications | null | null | Decline to Disclose | null | 06 | 2008-12-30 | null | false | Equity;Option/Warrant | null | false | 0 | 4,060,424 | false | 4,055,924 | 4,500 | false | false | null | 6 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1178697/000117869709000003/ | sec_quarterly_dataset |
0001412990-09-000004 | 2009-01-09 | D/A | true | 9999999997-08-049560 | 1,412,990 | BLUEGRASS PARTNERS III LC | Limited Liability Company | MI | 2,007 | Monroe | MI | 48161 | 0 | Oil and Gas | null | null | $1 - $1,000,000 | null | 06 | 2007-12-03 | null | true | Equity | null | false | 10,000 | 16,000,000 | false | 8,762,000 | 7,238,000 | false | false | null | 57 | 1,600,000 | 0 | 14,240,000 | 3 | 5 | https://www.sec.gov/Archives/edgar/data/1412990/000141299009000004/ | sec_quarterly_dataset |
0001434560-09-000002 | 2009-01-09 | D | false | null | 1,434,560 | HBI 2008 LLC | Limited Liability Company | HI | 2,008 | AIEA | HI | 96701 | 0 | Investing | null | null | No Revenues | null | 06 | 2008-12-31 | null | false | Equity | null | false | 5,000 | 10,000,000 | false | 620,000 | 9,380,000 | false | false | null | 3 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1434560/000143456009000002/ | sec_quarterly_dataset |
0001444657-09-000002 | 2009-01-09 | D/A | true | 9999999997-08-043330 | 1,444,657 | FAMILY OFFICE HIGH INCOME MUNICIPAL PORTFOLIO LP | Limited Partnership | DE | 2,008 | BRAINTREE | MA | 02184 | 0 | Pooled Investment Fund | Hedge Fund | false | null | Decline to Disclose | 06;3C;3C.1 | 2008-06-30 | null | true | Pooled investment fund | null | false | 100,000 | null | true | 3,446,000 | null | true | false | null | 8 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1444657/000144465709000002/ | sec_quarterly_dataset |
0001448051-09-000001 | 2009-01-09 | D | false | null | 1,117,414 | PBSJ CORP /FL/ | Corporation | FL | null | TAMPA | FL | 33607 | 0 | Other | null | null | Over $100,000,000 | null | 06 | 2008-12-31 | null | false | Equity | null | true | 0 | 4,000,000 | false | 4,000,000 | 0 | false | false | null | 3 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1117414/000144805109000001/ | sec_quarterly_dataset |
0001452710-09-000002 | 2009-01-09 | D | false | null | 1,452,710 | Tierra Verde Development Company, LLC | Limited Liability Company | KS | 2,008 | WICHITA | KS | 67218 | 0 | Commercial | null | null | No Revenues | null | 05;46 | 2008-12-09 | null | false | Equity | null | false | 50,000 | 1,750,000 | false | 1,750,000 | 0 | false | false | null | 18 | 0 | 0 | 100,000 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1452710/000145271009000002/ | sec_quarterly_dataset |
0001453263-09-000001 | 2009-01-09 | D | false | null | 1,453,263 | Navatek Lifting Body Technologies, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96813 | 0 | Other Technology | null | null | No Revenues | null | 06 | 2008-12-23 | null | false | Equity | null | false | 25,000 | 2,500,000 | false | 1,100,000 | 1,400,000 | false | false | null | 1 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453263/000145326309000001/ | sec_quarterly_dataset |
0001453264-09-000001 | 2009-01-09 | D | false | null | 1,453,264 | Navatek CFD Technologies, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96813 | 0 | Other Technology | null | null | No Revenues | null | 06 | 2008-12-29 | null | false | Equity | null | false | 25,000 | 1,500,000 | false | 705,000 | 795,000 | false | false | null | 1 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453264/000145326409000001/ | sec_quarterly_dataset |
0001453265-09-000001 | 2009-01-09 | D | false | null | 1,453,265 | CFD Ventures, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96813 | 0 | Investing | null | null | No Revenues | null | 06 | 2008-12-29 | null | false | Equity | null | false | 25,000 | 1,500,000 | false | 705,000 | 795,000 | false | false | null | 11 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453265/000145326509000001/ | sec_quarterly_dataset |
0001453266-09-000001 | 2009-01-09 | D | false | null | 1,453,266 | LB Ventures, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96813 | 0 | Investing | null | null | No Revenues | null | 06 | 2008-12-23 | null | false | Equity | null | false | 25,000 | 2,500,000 | false | 1,100,000 | 1,400,000 | false | false | null | 24 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453266/000145326609000001/ | sec_quarterly_dataset |
0001453380-09-000001 | 2009-01-09 | D | false | null | 1,453,380 | Victoria Secret 3-D Prospect | Other | TX | 2,009 | SAN ANTONIO | TX | 78260 | 0 | Oil and Gas | null | null | No Revenues | null | 06 | null | true | false | Other | Joint Venture Partnership Interest | false | 22,222 | 3,288,856 | false | 0 | 3,288,856 | false | true | 0 | 0 | 493,328 | 0 | 0 | 1 | 1 | https://www.sec.gov/Archives/edgar/data/1453380/000145338009000001/ | sec_quarterly_dataset |
0001453658-09-000001 | 2009-01-09 | D | false | null | 1,453,658 | WFG Natural Gas Partners LP | Limited Partnership | TX | 2,008 | DALLAS | TX | 75251 | 0 | Oil and Gas | null | null | Decline to Disclose | null | 06 | 2009-01-02 | null | false | Pooled investment fund | null | false | 100,000 | 50,000,000 | false | 100,000 | 49,900,000 | false | true | 0 | 2 | 3,500,000 | 0 | 500,000 | 1 | 1 | https://www.sec.gov/Archives/edgar/data/1453658/000145365809000001/ | sec_quarterly_dataset |
0000911959-09-000001 | 2009-01-12 | D | false | null | 1,448,039 | ENERGY COAL RESOURCES, INC. | Corporation | DE | 2,005 | ASHLAND | KY | 41102 | 0 | Coal Mining | null | null | Over $100,000,000 | null | 06 | 2008-12-30 | null | true | Equity | null | false | 0 | 29,125,870 | false | 19,650,248 | 9,475,622 | false | false | null | 65 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1448039/000091195909000001/ | sec_quarterly_dataset |
0000918751-09-000003 | 2009-01-12 | D/A | true | 9999999997-06-039320 | 918,751 | TCW STRATEGIC MORTGAGE BACKED SECURITIES L P | Limited Partnership | CA | null | LOS ANGELES | CA | 90017 | 0 | Pooled Investment Fund | Other Investment Fund | false | null | Decline to Disclose | 06 | 1994-02-01 | null | true | Other | LIMITED PARTNERSHIP INTEREST | false | 1,000,000 | null | true | 132,213,886 | null | true | false | null | 49 | 0 | 0 | 0 | 8 | 1 | https://www.sec.gov/Archives/edgar/data/918751/000091875109000003/ | sec_quarterly_dataset |
0001079974-09-000016 | 2009-01-12 | D | false | null | 1,271,046 | GREEN ENERGY HOLDING CORP | Corporation | NV | null | BOCA RATON | FL | 33431 | 0 | Oil and Gas | null | null | $1 - $1,000,000 | null | 06;46 | 2008-12-29 | null | false | Equity | null | true | 100 | 175,000 | false | 0 | 175,000 | false | false | null | 20 | 0 | 0 | 175,000 | 3 | 1 | https://www.sec.gov/Archives/edgar/data/1271046/000107997409000016/ | sec_quarterly_dataset |
0001181431-09-002333 | 2009-01-12 | D | false | null | 889,605 | LYMAN LUMBER CO /MN | Corporation | MN | null | Excelsior | MN | 55331 | 11 | Other Real Estate | null | null | Decline to Disclose | null | 06 | null | true | false | Debt | null | false | 0 | 64,000,000 | false | 0 | 64,000,000 | false | true | 0 | 0 | 0 | 0 | 0 | 4 | 0 | https://www.sec.gov/Archives/edgar/data/889605/000118143109002333/ | sec_quarterly_dataset |
0001342134-09-000002 | 2009-01-12 | D | false | null | 1,342,134 | CONCENTRIC ENERGY CORP | Corporation | NV | 2,004 | WICKENBURG | AZ | 85390 | 0 | Other Energy | null | null | No Revenues | null | 06 | 2008-12-31 | null | false | Debt;Option/Warrant;Security to be acquired | null | false | 6,750 | 639,701 | false | 639,701 | 0 | false | false | null | 18 | 62,277 | 0 | 0 | 5 | 1 | https://www.sec.gov/Archives/edgar/data/1342134/000134213409000002/ | sec_quarterly_dataset |
0001363742-09-000003 | 2009-01-12 | D/A | true | 9999999997-08-005184 | 1,363,742 | OPTIMUS VALUE PARTNERSHIP L.P. | Limited Partnership | DE | 2,006 | El Segundo | CA | 90245 | 0 | Pooled Investment Fund | Hedge Fund | false | null | $1 - $5,000,000 | 06 | 2006-05-01 | null | true | Pooled investment fund | null | false | 100,000 | null | true | 4,000,000 | null | true | false | null | 13 | 0 | 0 | 0 | 4 | 0 | https://www.sec.gov/Archives/edgar/data/1363742/000136374209000003/ | sec_quarterly_dataset |
0001371166-09-000004 | 2009-01-12 | D | false | null | 1,371,166 | Torrent Technologies Inc | Corporation | DE | 2,005 | Seattle | WA | 98104 | 0 | Other Technology | null | null | $1,000,001 - $5,000,000 | null | 06 | 2008-12-29 | null | false | Equity;Option/Warrant | null | false | 10,000 | 3,000,000 | false | 810,420 | 2,189,580 | false | false | null | 10 | 0 | 0 | 25,000 | 8 | 0 | https://www.sec.gov/Archives/edgar/data/1371166/000137116609000004/ | sec_quarterly_dataset |
0001375175-09-000004 | 2009-01-12 | D | false | null | 1,375,175 | SAMBAZON INC | Corporation | DE | 2,006 | SAN CLEMENTE | CA | 92673 | 0 | Retailing | null | null | Decline to Disclose | null | 06 | 2008-03-25 | null | false | Debt;Option/Warrant | null | false | 0 | 4,000,000 | false | 3,555,156 | 444,844 | false | false | null | 17 | 0 | 0 | 0 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1375175/000137517509000004/ | sec_quarterly_dataset |
0001386879-09-000003 | 2009-01-12 | D | false | null | 1,386,879 | INSET TECHNOLOGIES INC | Corporation | DE | 2,005 | MT OLIVE | NJ | 07828 | 0 | Other | null | null | No Revenues | null | 06 | 2009-01-09 | null | false | Equity;Option/Warrant | null | false | 75,000 | 25,000,000 | false | 25,000,000 | 0 | false | false | null | 7 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1386879/000138687909000003/ | sec_quarterly_dataset |
0001450600-09-000001 | 2009-01-12 | D | false | null | 1,450,600 | McKenzie Draw #1 Joint Venture | Other | TX | 2,008 | HURST | TX | 76504 | 0 | Oil and Gas | null | null | No Revenues | null | 06 | 2008-12-30 | null | false | Other | joint venture interests | false | 15,625 | 5,625,000 | false | 296,875 | 5,328,125 | false | true | 3 | 13 | 281,250 | 0 | 0 | 6 | 6 | https://www.sec.gov/Archives/edgar/data/1450600/000145060009000001/ | sec_quarterly_dataset |
0001453510-09-000002 | 2009-01-12 | D | false | null | 1,453,510 | Rock of Ages Ltd Liability Co | Limited Liability Company | NY | 2,008 | NEW YORK | NY | 10036 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-10-01 | null | false | Other | Limited Liability Company Interests | false | 0 | 2,100,000 | false | 2,100,000 | 0 | false | false | null | 5 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453510/000145351009000002/ | sec_quarterly_dataset |
0001453724-09-000001 | 2009-01-12 | D | false | null | 1,453,724 | Spring Rock Security Partners LP | Limited Partnership | DE | 2,008 | WESTERN SPRINGS | IL | 60558 | 0 | Investing | null | null | Not Applicable | null | 06 | 2008-12-27 | null | false | Equity | null | true | 0 | 4,000,000 | false | 1,535,000 | 2,465,000 | false | false | null | 9 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453724/000145372409000001/ | sec_quarterly_dataset |
0001453731-09-000001 | 2009-01-12 | D | false | null | 1,453,731 | GF Mezzanine Fund I, L.P. | Limited Partnership | DE | 2,009 | PASADENA | CA | 91103 | 0 | Pooled Investment Fund | Other Investment Fund | false | null | No Aggregate Net Asset Value | 06 | null | true | true | Pooled investment fund | null | false | 100,000 | 10,000,000 | false | 0 | 10,000,000 | false | false | null | 0 | 0 | 0 | 200,000 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1453731/000145373109000001/ | sec_quarterly_dataset |
0000897069-09-000035 | 2009-01-13 | D/A | true | 9999999997-08-034492 | 1,441,695 | TFG RESTAURANT ENTERPRISES INC | Corporation | FL | 2,008 | TAMPA | FL | 33605 | 0 | Restaurants | null | null | Decline to Disclose | null | 06 | 2008-07-14 | null | false | Equity;Debt | null | false | 50,000 | 3,000,000 | false | 1,969,000 | 1,031,000 | false | false | null | 31 | 235,980 | 0 | 187,500 | 3 | 1 | https://www.sec.gov/Archives/edgar/data/1441695/000089706909000035/ | sec_quarterly_dataset |
0000943440-09-000038 | 2009-01-13 | D | false | null | 53,500 | JETRONIC INDUSTRIES INC | Corporation | PA | null | Fort Lauderdale | FL | 33309 | 0 | Other Real Estate | null | null | No Revenues | null | 06;46 | 2008-12-29 | null | false | Equity | null | true | 0 | 10,737,734 | false | 10,737,734 | 0 | false | false | null | 38 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/53500/000094344009000038/ | sec_quarterly_dataset |
0001002014-09-000016 | 2009-01-13 | D | false | null | 1,453,650 | SILVER VERDE MAY MINING Corp | Corporation | ID | null | WALLACE | ID | 83873 | 0 | Other | null | null | $1 - $1,000,000 | null | 06 | null | true | false | Equity;Other | Share Exchange | false | 0 | null | true | 0 | null | true | false | null | 0 | 0 | 0 | 0 | 4 | 0 | https://www.sec.gov/Archives/edgar/data/1453650/000100201409000016/ | sec_quarterly_dataset |
0001019687-09-000160 | 2009-01-13 | D | false | null | 1,426,660 | ARCHETYPE MEDIA INC | Corporation | DE | 2,007 | Camarillo | CA | 93012 | 0 | Other Technology | null | null | No Revenues | null | 06 | 2008-12-19 | null | false | Equity | null | false | 0 | 10,000,000 | false | 8,000,000 | 2,000,000 | false | false | null | 3 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1426660/000101968709000160/ | sec_quarterly_dataset |
0001144204-09-001669 | 2009-01-13 | D | false | null | 87,050 | Neonode, Inc | Corporation | DE | null | San Ramon | CA | 94583 | 0 | Other Technology | null | null | $1,000,001 - $5,000,000 | null | 06;46 | 2008-12-30 | null | false | Equity | null | false | 0 | 4,199,611 | false | 4,186,486 | 13,125 | false | false | null | 21 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/87050/000114420409001669/ | sec_quarterly_dataset |
0001144204-09-001700 | 2009-01-13 | D | false | null | 87,050 | Neonode, Inc | Corporation | DE | null | San Ramon | CA | 94583 | 0 | Other Technology | null | null | $1,000,001 - $5,000,000 | null | 06;46 | 2008-12-30 | null | false | Equity | null | false | 0 | 570,000 | false | 89,404 | 480,596 | false | false | null | 2 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/87050/000114420409001700/ | sec_quarterly_dataset |
0001144204-09-001710 | 2009-01-13 | D | false | null | 87,050 | Neonode, Inc | Corporation | DE | null | San Ramon | CA | 94583 | 0 | Other Technology | null | null | $1,000,001 - $5,000,000 | null | 06;46 | 2008-12-30 | null | false | Equity | null | false | 0 | 528,757 | false | 371,401 | 157,356 | false | false | null | 48 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/87050/000114420409001710/ | sec_quarterly_dataset |
0001198912-09-000001 | 2009-01-13 | D | false | null | 1,299,834 | ACCLARIS INC | Corporation | DE | null | TAMPA | FL | 33607 | 0 | Business Services | null | null | Decline to Disclose | null | 05;06 | 2008-12-30 | null | false | Equity | null | false | 12,750 | 1,000,000 | false | 1,000,000 | 0 | false | false | null | 6 | 0 | 0 | 0 | 8 | 0 | https://www.sec.gov/Archives/edgar/data/1299834/000119891209000001/ | sec_quarterly_dataset |
0001375175-09-000005 | 2009-01-13 | D | false | null | 1,375,175 | SAMBAZON INC | Corporation | DE | 2,006 | SAN CLEMENTE | CA | 92673 | 0 | Retailing | null | null | Decline to Disclose | null | 06 | 2008-11-25 | null | false | Equity;Option/Warrant | null | false | 80,000 | 17,500,000 | false | 9,000,000 | 8,500,000 | false | false | null | 1 | 0 | 0 | 0 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1375175/000137517509000005/ | sec_quarterly_dataset |
0001386436-09-000003 | 2009-01-13 | D | false | null | 1,386,436 | AMERICAN ENERGY RESOURCES CORP | Corporation | DE | 2,005 | COLORADO SPRINGS | CO | 80921 | 0 | Oil and Gas | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Mineral property | null | false | 90,884 | 3,635,350 | false | 190,970 | 3,444,380 | false | true | 0 | 3 | 545,302 | 0 | 50,000 | 2 | 1 | https://www.sec.gov/Archives/edgar/data/1386436/000138643609000003/ | sec_quarterly_dataset |
0001447390-09-000001 | 2009-01-13 | D/A | true | 0001447390-08-000002 | 1,447,390 | Penn Square Global Real Estate Fund II, L.P. | Limited Partnership | DE | 2,008 | RADNOR | PA | 19087 | 0 | Pooled Investment Fund | Other Investment Fund | false | null | Decline to Disclose | 06;3C;3C.1;3C.7 | 2008-09-30 | null | false | Pooled investment fund | null | false | 250,000 | 750,000,000 | false | 64,575,000 | 685,425,000 | false | false | null | 25 | 0 | 0 | 161,000 | 4 | 1 | https://www.sec.gov/Archives/edgar/data/1447390/000144739009000001/ | sec_quarterly_dataset |
0001452045-09-000001 | 2009-01-13 | D | false | null | 1,452,045 | Balentine U.S. Small Cap Equity Fund Select,L.P. | Limited Partnership | GA | null | ATLANTA | GA | 30305 | 0 | Investing | null | null | Not Applicable | null | 06;3C;3C.7 | 1999-10-22 | null | true | Pooled investment fund | null | false | 0 | null | true | 128,300,036 | null | true | false | null | 100 | 0 | 0 | 0 | 6 | 0 | https://www.sec.gov/Archives/edgar/data/1452045/000145204509000001/ | sec_quarterly_dataset |
0000871708-09-000001 | 2009-01-14 | D | false | null | 871,708 | EXCALIBUR INVESTMENT PARTNERS LLP | Other | MA | 2,005 | MARION | MA | 02738 | 0 | Investing | null | null | Decline to Disclose | null | 06 | 2008-12-30 | null | false | Equity | null | false | 150,000 | 500,000 | false | 150,000 | 350,000 | false | false | null | 1 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/871708/000087170809000001/ | sec_quarterly_dataset |
0000871708-09-000002 | 2009-01-14 | D | false | null | 1,165,464 | NOTHUNG PARTNERS LLP | Other | MA | null | MARION | MA | 02738 | 0 | Investing | null | null | Decline to Disclose | null | 06 | 2008-12-30 | null | false | Equity | null | false | 100,000 | 2,000,000 | false | 700,000 | 1,300,000 | false | false | null | 5 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1165464/000087170809000002/ | sec_quarterly_dataset |
0000871708-09-000003 | 2009-01-14 | D/A | true | 9999999997-08-043936 | 1,338,814 | Highwater Global Fund LLC | Limited Liability Company | DE | 2,005 | MARION | MA | 02738 | 0 | Investing | null | null | Decline to Disclose | null | 06 | 2008-09-30 | null | false | Equity | null | false | 10,000 | 2,000,000 | false | 1,010,000 | 990,000 | false | false | null | 2 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1338814/000087170809000003/ | sec_quarterly_dataset |
0001011723-09-000001 | 2009-01-14 | D | false | null | 1,451,787 | Cypress Equipment Fund 16, LLC | Limited Liability Company | CA | 2,008 | SAN FRANCISCO | CA | 94105 | 0 | Other Banking and Financial Services | null | null | Decline to Disclose | null | 06 | 2009-01-07 | null | true | Equity | null | false | 35,000 | 35,000,000 | false | 160,000 | 34,840,000 | false | false | null | 4 | 2,975,000 | 0 | 1,400,000 | 4 | 47 | https://www.sec.gov/Archives/edgar/data/1451787/000101172309000001/ | sec_quarterly_dataset |
0001052619-09-000004 | 2009-01-14 | D/A | true | 9999999997-06-002792 | 1,052,619 | LEWIS & CLARK STOCK FUND LP | Limited Partnership | ND | null | FARGO | ND | 58102 | 0 | Pooled Investment Fund | Other Investment Fund | false | null | $5,000,001 - $25,000,000 | 06 | 1997-10-01 | null | true | Pooled investment fund | null | false | 250,000 | null | true | 11,779,441 | null | true | true | 13 | 66 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1052619/000105261909000004/ | sec_quarterly_dataset |
0001085037-09-000021 | 2009-01-14 | D | false | null | 1,453,854 | SUNSTONE U.S. (2008) L.P. | Limited Partnership | DE | 2,008 | VANCOUVER | A1 | V6C 3L2 | 0 | REITS and Finance | null | null | Decline to Disclose | null | 06 | 2009-01-02 | null | false | Equity | null | false | 1,000 | 122,000 | false | 122,000 | 0 | false | false | null | 122 | 6,100 | 0 | 0 | 2 | 2 | https://www.sec.gov/Archives/edgar/data/1453854/000108503709000021/ | sec_quarterly_dataset |
0001351668-09-000003 | 2009-01-14 | D | false | null | 1,351,668 | HAWAII FILM PARTNERS LLC | Limited Liability Company | HI | null | HONOLULU | HI | 96825 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity | null | false | 25,000 | 3,042,000 | false | 3,042,000 | 0 | false | false | null | 4 | 6,250 | 0 | 0 | 1 | 1 | https://www.sec.gov/Archives/edgar/data/1351668/000135166809000003/ | sec_quarterly_dataset |
0001372548-09-000003 | 2009-01-14 | D | false | null | 1,372,548 | ABOUND LOGIC INC. | Corporation | DE | 2,006 | SANTA CLARA | CA | 95054 | 0 | Other Technology | null | null | Decline to Disclose | null | 06 | 2009-01-06 | null | false | Equity;Debt;Other | Convertible Promissory Notes and underlying securities. | false | 20,596 | 7,410,274 | false | 3,705,137 | 3,705,137 | false | false | null | 12 | 0 | 0 | 0 | 7 | 0 | https://www.sec.gov/Archives/edgar/data/1372548/000137254809000003/ | sec_quarterly_dataset |
0001413547-09-000001 | 2009-01-14 | D | false | null | 1,413,547 | Writers Group Film Corp | Corporation | DE | 2,007 | LANCASTER | CA | 93535 | 0 | Other | null | null | $1 - $1,000,000 | null | 04 | 2008-07-29 | null | false | Equity | null | false | 1 | 70,000 | false | 5,520 | 64,480 | false | true | 6 | 6 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1413547/000141354709000001/ | sec_quarterly_dataset |
0001439825-09-000002 | 2009-01-14 | D/A | true | 9999999997-08-031828 | 1,439,825 | PENTUCKET CAPITAL OPPORTUNITIES FUND LP | Limited Partnership | DE | 2,008 | WEST NEWBURY | MA | 01985-1815 | 0 | Pooled Investment Fund | Hedge Fund | false | null | Decline to Disclose | 06;3C;3C.1 | 2008-06-30 | null | true | Pooled investment fund | null | false | 100,000 | null | true | 1,001,768 | null | true | false | null | 4 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1439825/000143982509000002/ | sec_quarterly_dataset |
0001446328-09-000001 | 2009-01-14 | D | false | null | 1,453,243 | Oakley Industries Company, LLC | Limited Liability Company | CO | 2,008 | DENVER | CO | 80110 | 0 | Manufacturing | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity;Debt;Other | Membership Interests | true | 0 | 6,000,000 | false | 6,000,000 | 0 | false | false | null | 2 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1453243/000144632809000001/ | sec_quarterly_dataset |
0001453811-09-000001 | 2009-01-14 | D | false | null | 1,453,811 | ETX Natural Gas Partners, L.P. | Limited Partnership | TX | 2,008 | DALLAS | TX | 75251 | 0 | Oil and Gas | null | null | Decline to Disclose | null | 06 | null | true | false | Pooled investment fund | null | false | 1,000,000 | 60,000,000 | false | 0 | 60,000,000 | false | true | 0 | 0 | 2,400,000 | 0 | 75,000 | 1 | 1 | https://www.sec.gov/Archives/edgar/data/1453811/000145381109000001/ | sec_quarterly_dataset |
0001453873-09-000001 | 2009-01-14 | D | false | null | 1,453,873 | Rogers Realty Mezzanine Fund II, LLC | Limited Liability Company | DE | 2,008 | Glen Allen | VA | 23060 | 0 | Commercial | null | null | Decline to Disclose | null | 06 | null | true | false | Equity | null | false | 50,000 | 25,000,000 | false | 0 | 25,000,000 | false | false | null | 0 | 2,250,000 | 0 | 500,000 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453873/000145387309000001/ | sec_quarterly_dataset |
0001453892-09-000001 | 2009-01-14 | D | false | null | 1,453,892 | HFP Investments 7, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96825 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity | null | false | 15,000 | 1,521,000 | false | 1,521,000 | 0 | false | false | null | 23 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453892/000145389209000001/ | sec_quarterly_dataset |
0001453894-09-000001 | 2009-01-14 | D | false | null | 1,453,894 | Deadtime Stories Investment, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96825 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity | null | false | 25,000 | 220,000 | false | 220,000 | 0 | false | false | null | 2 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453894/000145389409000001/ | sec_quarterly_dataset |
0001453900-09-000001 | 2009-01-14 | D | false | null | 1,453,900 | Wedlocked Investment, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96825 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity | null | false | 25,000 | 6,000,000 | false | 2,795,526 | 3,204,474 | false | false | null | 4 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453900/000145390009000001/ | sec_quarterly_dataset |
0001453902-09-000001 | 2009-01-14 | D | false | null | 1,453,902 | Action Dad Investment, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96825 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity | null | false | 25,000 | 7,000,000 | false | 800,000 | 6,200,000 | false | false | null | 2 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453902/000145390209000001/ | sec_quarterly_dataset |
0001453904-09-000001 | 2009-01-14 | D | false | null | 1,453,904 | Soundbox Investment, LLC | Limited Liability Company | HI | 2,008 | HONOLULU | HI | 96825 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-12-31 | null | false | Equity | null | false | 25,000 | 1,000,000 | false | 1,000,000 | 0 | false | false | null | 2 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453904/000145390409000001/ | sec_quarterly_dataset |
0001453915-09-000001 | 2009-01-14 | D | false | null | 1,453,915 | WebMynd Corp. | Corporation | DE | 2,008 | SAN FRANCISCO | CA | 94110 | 0 | Other | null | null | Decline to Disclose | null | 06 | 2008-09-04 | null | false | Equity | null | false | 0 | 431,250 | false | 227,124 | 204,126 | false | false | null | 6 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1453915/000145391509000001/ | sec_quarterly_dataset |
0001453916-09-000003 | 2009-01-14 | D | false | null | 1,453,916 | Vista Independence Hotel Partners, LP | Limited Partnership | TX | 2,008 | RICHARDSON | TX | 75080 | 0 | Construction | null | null | No Revenues | null | 05;06 | 2008-12-12 | null | false | Equity | null | false | 70,000 | 2,450,000 | false | 490,000 | 1,960,000 | false | false | null | 3 | 0 | 0 | 0 | 2 | 0 | https://www.sec.gov/Archives/edgar/data/1453916/000145391609000003/ | sec_quarterly_dataset |
0001453938-09-000002 | 2009-01-14 | D | false | null | 1,453,938 | Prosight Fund, LP | Limited Partnership | DE | 2,008 | DALLAS | TX | 75206 | 0 | Pooled Investment Fund | Hedge Fund | false | null | $5,000,001 - $25,000,000 | 06 | 2009-01-02 | null | false | Pooled investment fund | null | false | 50,000 | null | true | 9,535,000 | null | true | false | null | 12 | 0 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453938/000145393809000002/ | sec_quarterly_dataset |
0001453946-09-000001 | 2009-01-14 | D | false | null | 1,453,946 | TriCipher, Inc. | Corporation | DE | null | LOS GATOS | CA | 95032 | 0 | Other Technology | null | null | $5,000,001 - $25,000,000 | null | 06 | 2008-12-23 | null | false | Equity | null | false | 0 | 6,934,411 | false | 6,000,000 | 934,411 | false | false | null | 10 | 0 | 0 | 0 | 5 | 0 | https://www.sec.gov/Archives/edgar/data/1453946/000145394609000001/ | sec_quarterly_dataset |
0001453969-09-000001 | 2009-01-14 | D | false | null | 1,453,969 | Rogers Realty Growth & Income Fund I, LLC | Limited Liability Company | DE | 2,008 | Glen Allen | VA | 23060 | 0 | Commercial | null | null | Decline to Disclose | null | 06;3C;3C.7 | null | true | false | Equity;Pooled investment fund | null | false | 50,000 | 25,000,000 | false | 0 | 25,000,000 | false | false | null | 0 | 2,250,000 | 0 | 0 | 1 | 0 | https://www.sec.gov/Archives/edgar/data/1453969/000145396909000001/ | sec_quarterly_dataset |
0000871708-09-000004 | 2009-01-15 | D/A | true | 9999999997-08-043937 | 1,415,667 | What If Fund LLC | Limited Liability Company | DE | 2,007 | Marion | MA | 02738 | 0 | Investing | null | null | Decline to Disclose | null | 06 | 2008-09-30 | null | false | Equity | null | false | 15,000 | 2,000,000 | false | 1,015,000 | 985,000 | false | false | null | 2 | 0 | 0 | 0 | 3 | 0 | https://www.sec.gov/Archives/edgar/data/1415667/000087170809000004/ | sec_quarterly_dataset |
End of preview. Expand in Data Studio
US Private Fundraises: SEC Form D Filings (2009-present)
Need each business day's new Form D filings the next morning? Weio sells a daily CSV by email, filterable by state and industry, $29/month, cancel anytime: weio.ai/services/formd-daily.html
Form D is the notice a US company or fund files with the SEC within 15 days of first selling securities in a private (exempt) offering: startup rounds, private funds, real-estate syndications, oil and gas programs. This dataset turns every Form D and Form D/A on EDGAR since 2009 into three clean, joinable CSV tables.
Coverage: 2009-01-02 to 2026-10-01, complete through that day (a few rows of the following day may already be present). Re-published here every week.
| Table (config) | Rows | One row per |
|---|---|---|
offerings |
779,117 | filing: issuer, CIK, city, state, ZIP, entity type, incorporation, industry group, revenue range, exemptions (506(b), 506(c), 504, 3(c)(1), 3(c)(7) ...), first sale date, securities, minimum investment, offering amount, amount sold and remaining, investor counts, commissions, finders' fees, use of proceeds, link to the filing |
related_persons |
2,987,369 | executive officer, director or promoter named in a filing (name, role, city and state only) |
sales_compensation |
432,149 | broker-dealer or placement agent paid on an offering, with CRD numbers and states solicited |
Join on accession_number. Amendments (form_type = D/A) are separate rows linked by previous_accession_number.
Full column definitions: DATA_DICTIONARY.md. File checksums: manifest.json.
from datasets import load_dataset
offerings = load_dataset("weio-ops/sec-form-d", "offerings", split="train")
Filings per year
| Year | Filings |
|---|---|
| 2009 | 20,843 |
| 2010 | 29,447 |
| 2011 | 30,711 |
| 2012 | 31,470 |
| 2013 | 34,383 |
| 2014 | 37,984 |
| 2015 | 38,966 |
| 2016 | 39,786 |
| 2017 | 41,941 |
| 2018 | 44,685 |
| 2019 | 45,804 |
| 2020 | 46,089 |
| 2021 | 61,421 |
| 2022 | 62,440 |
| 2023 | 52,969 |
| 2024 | 54,740 |
| 2025 | 56,519 |
| 2026 | 48,919 |
How it is built
- Source: SEC EDGAR, public-domain US government records. History comes from the SEC's quarterly Form D data sets; filings after the newest quarterly set are parsed from each filing's own XML on sec.gov.
- Fetched under the SEC's fair-access policy: declared User-Agent with a contact address, at most 8 requests per second, back-off on 429/503.
- Normalised: ISO dates, whole-dollar integer amounts (blank when missing or "Indefinite", with an
*_indefiniteflag),true/falsebooleans, semicolon-joined lists, deduplicated by accession number, sorted by filing date. - Privacy: issuer street addresses and phone numbers are removed from this public copy; individuals carry name, role, city and state only (no street, ZIP, email or phone).
Known quirks (kept as filed)
- Amounts and details are as reported by filers; the SEC does not verify them and neither do we.
- In the SEC's quarterly files a related person's middle name can be carried over from the previous person in the same
filing (about 1 filing in 5 before mid-2026). Rows with
source=edgar_primary_docare exact. issuer_state_or_countryuses SEC codes: US states, Canadian provinces and country codes such asE9(Cayman Islands).
Daily delivery
This copy is refreshed weekly. If you need each business day's new filings the next morning, Weio sells a daily feed (CSV by email, filterable by state and industry, $29/month, cancel anytime): https://weio.ai/services/formd-daily.html?utm_source=huggingface&utm_medium=dataset&utm_campaign=sec-form-d
Licence, attribution, disclosure
Source records are public domain. This compilation is CC BY 4.0: please credit "Weio, Inc. (weio.ai), from SEC EDGAR Form D filings". Not affiliated with or endorsed by the SEC. Not investment advice.
Built and maintained by Weio, Inc. (Santa Barbara, CA) with AI software agents operating under a responsible person at Weio. Questions or corrections: dev@weio.ai, or open a discussion on this page.
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