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| # AUDITOR-LOGIC FINAL AUDIT REPORT | |
| ## ROWM Polymorphic Notebook β Logic Engine Security & Correctness Review | |
| **Date:** 2026-07-27 | |
| **Scope:** `/c/Users/jessi/Desktop/rowm-polymorphic-notebook/logic/` directory | |
| **Files Audited:** 10 Prolog modules (5 fact, 5 rule), test suite | |
| **Total Lines:** ~900 lines of logic code | |
| --- | |
| ## EXECUTIVE SUMMARY | |
| ### Verdict: **NOT RELEASE READY** | |
| The Prolog/Datalog authorization and release-readiness logic contains **2 CRITICAL security/correctness bugs** and **7 HIGH/MEDIUM issues** that create exploitable authorization bypasses and release-gate vulnerabilities. | |
| ### Counts by Severity | |
| - **CRITICAL:** 2 findings (authorization bypass, expired capability enforcement) | |
| - **HIGH:** 3 findings (tier_2 bypass, hardcoded proofs, unverified metadata) | |
| - **MEDIUM:** 4 findings (recursion, caching, unreachable code, semantics) | |
| - **LOW:** 1 finding (code quality) | |
| ### Key Risks | |
| 1. **Authorization gate is bypassable** β dispatch_permitted/5 can be circumvented by direct predicate queries | |
| 2. **Expired capabilities remain active** β get_time/1 hardcoded, boundary condition wrong | |
| 3. **Tier_2 agents can execute** β capability_satisfies/4 has no trust check | |
| 4. **Release gate incomplete** β proof list hardcoded, won't detect new obligations | |
| 5. **Notebook metadata unverified** β cell status not cryptographically linked to ledger | |
| --- | |
| ## CRITICAL FINDINGS (2) | |
| ### CRITICAL-1: Authorization Gate Bypassable via Direct Predicate Queries | |
| **File:** `logic/rules/authorization.pl` (lines 44-51) | |
| **The Issue:** | |
| External code can bypass dispatch_permitted/5 by querying authorization predicates directly: | |
| ```prolog | |
| ?- capability_active('capa_001_loc_rust_exec', Result). % Bypasses all checks | |
| ?- agent_authorized(loc, 'capa_001_loc_rust_exec', rust). % Partial checks only | |
| ``` | |
| Dispatch_permitted enforces these checks: | |
| - Agent trust level (tier_2 agents should be blocked) | |
| - Runtime active status | |
| - Permission scope | |
| **Attack:** Query capability_active directly to bypass agent_authorized tier_2 check. | |
| **Impact:** Any agent can execute by circumventing dispatch_permitted/5. | |
| --- | |
| ### CRITICAL-2: Expired Capabilities Remain Active (Timestamp Bug) | |
| **File:** `logic/rules/authorization.pl` (lines 17-22, 55) | |
| **The Issue:** | |
| ```prolog | |
| get_time(1719432000). % HARDCODED β not dynamic | |
| capability_active(CapID, true) :- | |
| capability_issued(CapID, _, _, _, _, IssuedAt, ExpiresAt), | |
| \+ capability_revoked(CapID, _), | |
| get_time(Now), | |
| Timestamp is floor(Now), | |
| Timestamp =< ExpiresAt. % Inclusive (WRONG) | |
| ``` | |
| Example from capabilities.pl: | |
| ```prolog | |
| capability_issued('capa_006_phantom_rust_log', ..., 1719432000, 1719432000). | |
| % IssuedAt = 1719432000, ExpiresAt = 1719432000 (same time) | |
| capability_valid('capa_006_phantom_rust_log', false). % Declared expired | |
| ``` | |
| **The Bug:** | |
| - Comparison: 1719432000 =< 1719432000 β TRUE | |
| - Capability flagged active despite ExpiresAt being NOW | |
| - Contradictory facts: capability_active returns true, capability_valid asserts false | |
| **Root Causes:** | |
| 1. get_time/1 hardcoded, not dynamic | |
| 2. Boundary uses =< instead of < | |
| 3. Contradictory facts create logic inconsistency | |
| **Impact:** Expired capabilities cannot be enforced. System allows active use of expired credentials. | |
| --- | |
| ## HIGH SEVERITY FINDINGS (3) | |
| ### HIGH-1: Tier_2 Agents Can Execute via capability_satisfies Query | |
| **File:** `logic/rules/authorization.pl` (lines 35-42) | |
| **Issue:** capability_satisfies/4 has no agent trust level check. Tier_2 agents are blocked only in agent_authorized/3. | |
| ```prolog | |
| % Tier_2 check in agent_authorized: | |
| agent_authorized(AgentID, CapID, TargetRuntime) :- | |
| ... | |
| TrustLevel \= tier_2, % β ONLY HERE | |
| ... | |
| % But capability_satisfies has NO agent check: | |
| capability_satisfies(CapID, Permission, TargetRuntime, true) :- | |
| capability_issued(CapID, _, _, TargetRuntime, Permissions, _, _), | |
| member(Permission, Permissions), | |
| capability_active(CapID, true). % No trust check | |
| ``` | |
| **Attack:** | |
| ```prolog | |
| ?- capability_satisfies('capa_006_phantom_rust_log', log, rust, Result). | |
| % Returns true β phantom is tier_2 but no check performed | |
| ``` | |
| **Impact:** Observer agents can gain execution permissions. | |
| --- | |
| ### HIGH-2: release_ready Gate Has Hardcoded Proof List | |
| **File:** `logic/rules/release.pl` (lines 45-49) | |
| **Issue:** Proof verification is hardcoded to 4 specific proof IDs. No dynamic discovery of new proofs. | |
| ```prolog | |
| all_proofs_satisfied(true) :- | |
| proof_satisfied('proof_borrow_step_sound', true), | |
| proof_satisfied('proof_cons_cell_model', true), | |
| proof_satisfied('proof_dispatch_safe', true), | |
| proof_satisfied('proof_receipt_chain_integrity', true). | |
| ``` | |
| If developer adds new proof obligation, release_ready won't check it. | |
| **Scenario:** | |
| ```prolog | |
| % New proof added: | |
| proof_obligation('proof_new_invariant', 'Some theorem', 'lean4'). | |
| % But all_proofs_satisfied still checks only 4 proofs | |
| ?- release_ready(Result). | |
| % Result = true β NEW PROOF NOT CHECKED | |
| ``` | |
| **Impact:** Release gate can be bypassed by new proof obligations. | |
| --- | |
| ### HIGH-3: Notebook Metadata Overrides Logic Without Ledger Verification | |
| **File:** `logic/rules/release.pl` (lines 73-80) | |
| **Issue:** Cell completion status checked against notebook_cells.pl facts (parsed from JSON) without cryptographic verification against receipt chain. | |
| ```prolog | |
| all_cells_complete(true) :- | |
| \+ (cell_exists(CellID, _Type, _Kernel, _Visibility, _SourceHash, _OutputHash), | |
| \+ (cell_sealed(CellID, true) ; cell_metadata(CellID, _Class, _DepCount, passed))). | |
| ``` | |
| **Attack:** | |
| ```prolog | |
| % Original: | |
| cell_metadata('rust-bridge-test', test, 1, failed). | |
| % Attacker modifies to: | |
| cell_metadata('rust-bridge-test', test, 1, passed). | |
| % Logic engine has no way to know: | |
| ?- release_ready(Result). | |
| % Result = true β BYPASSES ACTUAL EXECUTION | |
| ``` | |
| **Root Cause:** Notebook metadata facts are not linked to immutable receipts. | |
| **Impact:** Attacker can mark failing cells as passed, bypassing proof requirements. | |
| --- | |
| ## MEDIUM SEVERITY FINDINGS (4) | |
| ### MEDIUM-1: state_reachable Recursion Has No Cycle Detection | |
| **File:** `logic/rules/transitions.pl` (lines 45-54) | |
| **Issue:** Recursive rule lacks tabling, cycle detection, or depth limits. | |
| ```prolog | |
| state_reachable(Stage, FromState, true) :- | |
| Stage \= receive, | |
| stage_prerequisite(Stage, PrevStage), | |
| state_reachable(PrevStage, FromState, true). % RECURSION | |
| state_reachable(_, _, false). | |
| ``` | |
| Current fact set is acyclic, but logic has no guards. | |
| **Scenario:** | |
| ```prolog | |
| % Buggy fact: | |
| stage_prerequisite(dispatch, receive). % Creates cycle | |
| % Infinite loop: | |
| ?- state_reachable(dispatch, initial, Result). | |
| % Hangs indefinitely | |
| ``` | |
| **Impact:** Logic engine can hang on state queries. | |
| --- | |
| ### MEDIUM-2: Revocation May Not Propagate (Caching) | |
| **File:** `logic/rules/authorization.pl` (line 19) | |
| **Issue:** Uses negation-as-failure which may be cached by Prolog. External code may cache capability_active results. | |
| ```prolog | |
| capability_active(CapID, true) :- | |
| capability_issued(CapID, _, _, _, _, IssuedAt, ExpiresAt), | |
| \+ capability_revoked(CapID, _), % Negation-as-failure | |
| ... | |
| ``` | |
| **Scenario:** | |
| ```prolog | |
| % Cached at T1: | |
| capability_active('cap_X', Result). % Result = true | |
| % Revocation at T2: | |
| assert(capability_revoked('cap_X', 'reason')). | |
| % Cached result still used at T3: | |
| % Result = true β Revocation not reflected | |
| ``` | |
| **Impact:** Revoked capabilities can remain active in cached state. | |
| --- | |
| ### MEDIUM-3: receipt_sequence_valid Has Unreachable Dead Code | |
| **File:** `logic/rules/provenance.pl` (lines 33-42) | |
| **Issue:** First clause calls undefined predicate previous_receipt_id/1 (should be previous_receipt/2). | |
| ```prolog | |
| receipt_sequence_valid(ReceiptID) :- | |
| ... | |
| (previous_receipt(ReceiptID, _) -> | |
| receipt_sequence_valid(previous_receipt_id(ReceiptID)) ; true). | |
| % β undefined predicate β always fails | |
| % Falls back to simplified version: | |
| receipt_sequence_valid(ReceiptID) :- | |
| receipt_issued(ReceiptID, _SeqNum, Agent, CapID, ...), | |
| agent_active(Agent, true), | |
| capability_valid(CapID, true). | |
| ``` | |
| **Impact:** Sequence validation logic is incomplete. Monotonic sequence number verification is skipped. | |
| --- | |
| ### MEDIUM-4: no_revoked_capabilities Semantics Undocumented | |
| **File:** `logic/rules/release.pl` (lines 66-71) | |
| **Issue:** Double negation-as-failure semantics are unclear and potentially misunderstood. | |
| ```prolog | |
| no_revoked_capabilities(true) :- | |
| \+ (agent_active(Agent, true), | |
| capability_issued(_CapID, _Issuer, Agent, _Runtime, _Perms, _Issued, _Expires), | |
| capability_revoked(_CapID, _)). | |
| ``` | |
| **Semantic Gap:** | |
| - **Checks:** "There does NOT exist an active agent with a revoked capability" | |
| - **Name suggests:** "All capabilities are not revoked" | |
| - These are different: inactive agents' revocations are ignored | |
| **Impact:** Confusing semantics may lead to misuse. | |
| --- | |
| ## LOW SEVERITY FINDINGS (1) | |
| ### LOW-1: dispatch_permitted Overly Permissive Catch-All | |
| **File:** `logic/rules/authorization.pl` (line 51) | |
| **Issue:** Catch-all clause with all unbound variables creates infinite choice points. | |
| ```prolog | |
| dispatch_permitted(_, _, _, _, false). % All variables unbound | |
| ``` | |
| On backtracking with unbound variables, generates infinite choice points. Minor performance issue, not a correctness bug. | |
| --- | |
| ## RELEASE-READINESS BLOCKERS | |
| ### Blockers (Must Fix Before Release) | |
| **CRITICAL Fixes:** | |
| 1. Enforce dispatch_permitted/5 as sole authorization entry point | |
| 2. Fix get_time/1 to be dynamic and use exclusive boundary (<) | |
| 3. Fix capability_active contradiction with capability_valid | |
| **HIGH Priority Fixes:** | |
| 4. Replace hardcoded proof list with dynamic discovery (findall) | |
| 5. Add cryptographic verification of notebook metadata against receipts | |
| 6. Add tier_2 check to capability_satisfies | |
| **MEDIUM Priority Fixes:** | |
| 7. Add cycle detection to state_reachable (tabling or explicit detection) | |
| 8. Fix dead code in receipt_sequence_valid | |
| 9. Document closed-world assumptions for negation-as-failure | |
| 10. Implement revocation propagation or cache invalidation | |
| --- | |
| ## SYSTEM ARCHITECTURE ISSUES | |
| ### Issue 1: No Forced Authorization Routing | |
| Individual authorization predicates are exported as library functions with no enforcement that callers use dispatch_permitted/5. | |
| **Fix:** Seal authorization as a module, export only dispatch_permitted and release_ready. | |
| ### Issue 2: Notebook Metadata Not Cryptographically Linked | |
| Cell completion status (notebook_cells.pl) is separate from receipt chain (receipts.pl). | |
| **Fix:** Add predicate to verify cell_metadata against receipt chain hashes. | |
| ### Issue 3: Hardcoded Lists Instead of Dynamic Discovery | |
| Proof list, agent list, runtime list should be dynamically discovered. | |
| **Fix:** Use findall to query all proof_obligation facts instead of hardcoding. | |
| --- | |
| ## TEST GAPS | |
| **Missing Tests:** | |
| - Direct capability_active query bypassing dispatch_permitted | |
| - Tier_2 agent execution via capability_satisfies | |
| - Revocation propagation | |
| - Dynamic proof discovery | |
| - Cycle detection in state transitions | |
| **Current Test Issues:** | |
| - test_queries.pl expects capability_active('capa_006_phantom_rust_log', false) | |
| - But logic returns true due to timestamp bug | |
| - **Test would pass incorrectly** without fixing the bug | |
| --- | |
| ## AUDIT SUMMARY | |
| **Audit Tool:** AUDITOR-LOGIC | |
| **Date:** 2026-07-27 | |
| **Modules Audited:** 10 (5 fact, 5 rule) | |
| **Lines Audited:** ~900 | |
| **Issues Found:** 9 (2 CRITICAL, 3 HIGH, 4 MEDIUM, 1 LOW) | |
| **Release Verdict:** NOT READY | |
| **Files Audited:** | |
| - logic/facts/agents.pl | |
| - logic/facts/capabilities.pl | |
| - logic/facts/notebook_cells.pl | |
| - logic/facts/receipts.pl | |
| - logic/facts/runtimes.pl | |
| - logic/rules/authorization.pl | |
| - logic/rules/proofs.pl | |
| - logic/rules/provenance.pl | |
| - logic/rules/release.pl | |
| - logic/rules/transitions.pl | |
| - logic/queries/test_queries.pl | |